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Null Hypothesis

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• Tom Booth 3 ,
• Alex Doumas 3 &
• Aja Louise Murray 4  

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In formal hypothesis testing, the null hypothesis ( H 0 ) is the hypothesis assumed to be true in the population and which gives rise to the sampling distribution of the test statistic in question (Hays 1994 ). The critical feature of the null hypothesis across hypothesis testing frameworks is that it is stated with enough precision that it can be tested.

Introduction

A hypothesis is a statement or explanation about the nature or causes of some phenomena of interest. In the process of scientific study, we can distinguish two forms of hypotheses. A research hypothesis poses the question of interest, and if well stated, will include the variables under study and the expected relationship between them. A statistical hypothesis translates the research hypothesis into a mathematically precise, statistically testable statement concerning the assumed value of a parameter of interest in the population. The null hypothesis is an example of a statistical hypothesis.

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Fisher, R. (1925). Statistical methods for research workers (1st ed.). Edinburgh: Oliver and Boyd.

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Gigerenzer, G. (2004). Mindless statistics. The Journal of Socio-Economics, 33 , 587–606.

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Hays, W. L. (1994). Statistics (5th ed.). Belmont: Wadsworth.

Neyman, J., & Pearson, E. S. (1933). On the problem of the most efficient tests of statistical hypotheses. Philosophical Transactions of the Royal Society of London, Series A, 231 , 289–337.

Szucs, D., & Ioannidis, J. P. A. (2016). When null hypothesis significance testing is unsuitable for research: A reassessment. bioRxiv . https://doi.org/10.1101/095570 .

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Violence Research Centre, Institute of Criminology, University of Cambridge, Cambridge, UK

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Booth, T., Doumas, A., Murray, A.L. (2020). Null Hypothesis. In: Zeigler-Hill, V., Shackelford, T.K. (eds) Encyclopedia of Personality and Individual Differences. Springer, Cham. https://doi.org/10.1007/978-3-319-24612-3_1335

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• Null and Alternative Hypotheses | Definitions & Examples

Null and Alternative Hypotheses | Definitions & Examples

Published on 5 October 2022 by Shaun Turney . Revised on 6 December 2022.

The null and alternative hypotheses are two competing claims that researchers weigh evidence for and against using a statistical test :

• Null hypothesis (H 0 ): There’s no effect in the population .
• Alternative hypothesis (H A ): There’s an effect in the population.

The effect is usually the effect of the independent variable on the dependent variable .

Table of contents

Answering your research question with hypotheses, what is a null hypothesis, what is an alternative hypothesis, differences between null and alternative hypotheses, how to write null and alternative hypotheses, frequently asked questions about null and alternative hypotheses.

The null and alternative hypotheses offer competing answers to your research question . When the research question asks “Does the independent variable affect the dependent variable?”, the null hypothesis (H 0 ) answers “No, there’s no effect in the population.” On the other hand, the alternative hypothesis (H A ) answers “Yes, there is an effect in the population.”

The null and alternative are always claims about the population. That’s because the goal of hypothesis testing is to make inferences about a population based on a sample . Often, we infer whether there’s an effect in the population by looking at differences between groups or relationships between variables in the sample.

You can use a statistical test to decide whether the evidence favors the null or alternative hypothesis. Each type of statistical test comes with a specific way of phrasing the null and alternative hypothesis. However, the hypotheses can also be phrased in a general way that applies to any test.

The null hypothesis is the claim that there’s no effect in the population.

If the sample provides enough evidence against the claim that there’s no effect in the population ( p ≤ α), then we can reject the null hypothesis . Otherwise, we fail to reject the null hypothesis.

Although “fail to reject” may sound awkward, it’s the only wording that statisticians accept. Be careful not to say you “prove” or “accept” the null hypothesis.

Null hypotheses often include phrases such as “no effect”, “no difference”, or “no relationship”. When written in mathematical terms, they always include an equality (usually =, but sometimes ≥ or ≤).

Examples of null hypotheses

The table below gives examples of research questions and null hypotheses. There’s always more than one way to answer a research question, but these null hypotheses can help you get started.

*Note that some researchers prefer to always write the null hypothesis in terms of “no effect” and “=”. It would be fine to say that daily meditation has no effect on the incidence of depression and p 1 = p 2 .

The alternative hypothesis (H A ) is the other answer to your research question . It claims that there’s an effect in the population.

Often, your alternative hypothesis is the same as your research hypothesis. In other words, it’s the claim that you expect or hope will be true.

The alternative hypothesis is the complement to the null hypothesis. Null and alternative hypotheses are exhaustive, meaning that together they cover every possible outcome. They are also mutually exclusive, meaning that only one can be true at a time.

Alternative hypotheses often include phrases such as “an effect”, “a difference”, or “a relationship”. When alternative hypotheses are written in mathematical terms, they always include an inequality (usually ≠, but sometimes > or <). As with null hypotheses, there are many acceptable ways to phrase an alternative hypothesis.

Examples of alternative hypotheses

The table below gives examples of research questions and alternative hypotheses to help you get started with formulating your own.

Null and alternative hypotheses are similar in some ways:

• They’re both answers to the research question
• They both make claims about the population
• They’re both evaluated by statistical tests.

However, there are important differences between the two types of hypotheses, summarized in the following table.

To help you write your hypotheses, you can use the template sentences below. If you know which statistical test you’re going to use, you can use the test-specific template sentences. Otherwise, you can use the general template sentences.

The only thing you need to know to use these general template sentences are your dependent and independent variables. To write your research question, null hypothesis, and alternative hypothesis, fill in the following sentences with your variables:

Does independent variable affect dependent variable ?

• Null hypothesis (H 0 ): Independent variable does not affect dependent variable .
• Alternative hypothesis (H A ): Independent variable affects dependent variable .

Test-specific

Once you know the statistical test you’ll be using, you can write your hypotheses in a more precise and mathematical way specific to the test you chose. The table below provides template sentences for common statistical tests.

Note: The template sentences above assume that you’re performing one-tailed tests . One-tailed tests are appropriate for most studies.

The null hypothesis is often abbreviated as H 0 . When the null hypothesis is written using mathematical symbols, it always includes an equality symbol (usually =, but sometimes ≥ or ≤).

The alternative hypothesis is often abbreviated as H a or H 1 . When the alternative hypothesis is written using mathematical symbols, it always includes an inequality symbol (usually ≠, but sometimes < or >).

A research hypothesis is your proposed answer to your research question. The research hypothesis usually includes an explanation (‘ x affects y because …’).

A statistical hypothesis, on the other hand, is a mathematical statement about a population parameter. Statistical hypotheses always come in pairs: the null and alternative hypotheses. In a well-designed study , the statistical hypotheses correspond logically to the research hypothesis.

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Chapter 7 Hypothesis Testing

Aug 14, 2012

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7-1 Basics of Hypothesis Testing 7-2 Testing a Claim about a Mean: Large Samples 7-3 Testing a Claim about a Mean: Small Samples 7-4 Testing a Claim about a Proportion 7- 5 Testing a Claim about a Standard     Deviation (will cover with chap 8). Chapter 7 Hypothesis Testing. 7-1.

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7-1 Basics of Hypothesis Testing 7-2 Testing a Claim about a Mean: Large Samples 7-3 Testing a Claim about a Mean: Small Samples 7-4 Testing a Claim about a Proportion 7- 5 Testing a Claim about a Standard     Deviation (will cover with chap 8) Chapter 7Hypothesis Testing

7-1 Basics of Hypothesis Testing

Hypothesis in statistics, is a statement regarding a characteristic of one or more populations Definition

Statement is made about the population Evidence in collected to test the statement Data is analyzed to assess the plausibility of the statement Steps in Hypothesis Testing

Components of aFormal Hypothesis Test

Form Hypothesis Calculate Test Statistic Choose Significance Level Find Critical Value(s) Conclusion Components of a Hypothesis Test

A hypothesis set up to be nullified or refuted in order to support an alternate hypothesis. When used, the null hypothesis is presumed true until statistical evidence in the form of a hypothesis test indicates otherwise. Null Hypothesis: H0

Statement about value of population parameter like m, p or s Must contain condition of equality =, , or Test the Null Hypothesis directly RejectH0 or fail to rejectH0 Null Hypothesis: H0

Must be true if H0 is false , <, > ‘opposite’ of Null sometimes used instead of Alternative Hypothesis: H1 H1 Ha

If you are conducting a study and want to use a hypothesis test to support your claim, the claim must be worded so that it becomes the alternative hypothesis. The null hypothesis must contain the condition of equality Note about Forming Your Own Claims (Hypotheses)

Set up the null and alternative hypothesis The packaging on a lightbulb states that the bulb will last 500 hours. A consumer advocate would like to know if the mean lifetime of a bulb is different than 500 hours. A drug to lower blood pressure advertises that it drops blood pressure by 20%. A doctor that prescribes this medication believes that it is less. Set up the null and alternative hypothesis. (see hw # 1) Examples

a value computed from the sample data that is used in making the decision about the rejection of the null hypothesis Testing claims about the population proportion Test Statistic x - µ σ Z*= n

Critical Region - Set of all values of the test statistic that would cause a rejection of the null hypothesis Critical Value - Value or values that separate the critical region from the values of the test statistics that do not lead to a rejection of the null hypothesis

One Tailed Test Critical Region and Critical Value Critical Region Critical Value ( z score )

Two Tailed Test Critical Region and Critical Value Critical Regions Critical Value ( z score ) Critical Value ( z score )

Denoted by  The probability that the test statistic will fall in the critical region when the null hypothesis is actually true. Common choices are 0.05, 0.01, and 0.10 Significance Level

Two-tailed,Right-tailed,Left-tailed Tests The tails in a distribution are the extreme regions bounded by critical values.

H0: µ = 100 H1: µ  100 Two-tailed Test  is divided equally between the two tails of the critical region Means less than or greater than Reject H0 Fail to reject H0 Reject H0 100 Values that differ significantly from 100

H0: µ  100 H1: µ > 100 Fail to reject H0 Reject H0 Right-tailed Test Points Right Values that differ significantly from 100 100

H0: µ  100 H1: µ < 100 Left-tailed Test Points Left Reject H0 Fail to reject H0 Values that differ significantly from 100 100

Traditional Method Reject H0if the test statistic falls in the critical region Fail to reject H0if the test statistic does not fall in the critical region P-Value Method Reject H0if the P-value is less than or equal  Fail to reject H0if the P-value is greater than the  Conclusions in Hypothesis Testing

Finds the probability (P-value) of getting a result and rejects the null hypothesis if that probability is very low Uses test statistic to find the probability. Method used by most computer programs and calculators. Will prefer that you use the traditional method on HW and Tests P-Value Methodof Testing Hypotheses

Two tailed test p(z>a) + p(z<-a) One tailed test (right) p(z>a) One tailed test (left) p(z<-a) Finding P-values Where “a” is the value of the calculated test statistic Used for HW # 3 – 5 – see example on next two slides

Determine P-value Sample data: x = 105 or z* = 2.66 Reject H0: µ = 100 Fail to Reject H0: µ = 100 * µ = 73.4 or z = 0 z = 1.96 z* = 2.66 Just find p(z > 2.66)

Determine P-value Sample data: x = 105 or z* = 2.66 Reject H0: µ = 100 Reject H0: µ = 100 Fail to Reject H0: µ = 100 * z = - 1.96 µ = 73.4 or z = 0 z = 1.96 z* = 2.66 Just find p(z > 2.66) + p(z < -2.66)

Always test the null hypothesis Choose one of two possible conclusions 1. Reject the H0 2. Fail to reject the H0 Conclusions in Hypothesis Testing

Never “accept the null hypothesis, we will fail to reject it. Will discuss this in more detail in a moment We are not proving the null hypothesis Sample evidence is not strong enough to warrant rejection (such as not enough evidence to convict a suspect – guilty vs. not guilty) Accept versus Fail to Reject

Accept versus Fail to Reject

Need to formulate correct wording of finalconclusion Conclusions in Hypothesis Testing

Wording of final conclusion 1. Reject the H0 Conclusion: There is sufficient evidence to conclude………………………(what ever H1 says) 2. Fail to reject the H0 Conclusion: There is not sufficient evidence to conclude ……………………(what ever H1 says) Conclusions in Hypothesis Testing

State a conclusion The proportion of college graduates how smoke is less than 27%. Reject Ho: The mean weights of men at FLC is different from 180 lbs. Fail to Reject Ho: Example Used for #6 on HW

The mistake of rejecting the null hypothesis when it is true. (alpha) is used to represent the probability of a type I error Example: Rejecting a claim that the mean body temperature is 98.6 degrees when the mean really does equal 98.6 (test question) Type I Error

the mistake of failing to reject the null hypothesis when it is false. ß (beta) is used to represent the probability of a type II error Example: Failing to reject the claim that the mean body temperature is 98.6 degrees when the mean is really different from 98.6 (test question) Type II Error

Type I and Type II Errors True State of Nature H0 True H0 False Reject H0 Correct decision Type I error  Decision Fail to Reject H0 Type II error  Correct decision In this class we will focus on controlling a Type I error. However, you will have one question on the exam asking you to differentiate between the two.

a = p(rejecting a true null hypothesis) b = p(failing to reject a false null hypothesis) n, a and b are all related Type I and Type II Errors

Identify the type I and type II error. The mean IQ of statistics teachers is greater than 120. Type I: We reject the mean IQ of statistics teachers is 120 when it really is 120. Type II: We fail to reject the mean IQ of statistics teachers is 120 when it really isn’t 120. Example

For any fixed sample size n, as  decreases,  increases and conversely. To decrease both  and , increase the sample size. Controlling Type I and Type II Errors

Power of a Hypothesis Test is the probability (1 - ) of rejecting a false null hypothesis. Note: No exam questions on this. Usually covered in a more advanced class in statistics. Definition

7-2 Testing a claim about the mean (large samples)

Goal Identify a sample result that is significantly different from the claimed value By Comparing the test statistic to the critical value Traditional (or Classical) Method of Testing Hypotheses

Determine H0 and H1. (and if necessary) Determine the correct test statistic and calculate. Determine the critical values, the critical region and sketch a graph. Determine Reject H0 or Fail to reject H0 State your conclusion in simple non technical terms. Traditional (or Classical) Method of Testing Hypotheses (MAKE SURE THIS IS IN YOUR NOTES)

Test Statistic for Testing a Claim about a Proportion Can Use Traditional method Or P-value method

1) Traditional method 2) P-value method 3) Confidence intervals Three Methods Discussed

for testing claims about population means 1) The sample is a random sample. 2) The sample is large (n > 30). a) Central limit theorem applies b) Can use normal distribution 3) If  is unknown, we can use sample standard deviation s as estimate for . Assumptions

Test Statistic for Claims about µ when n > 30 x - µx Z*=  n

Reject the null hypothesis if the test statistic is in the critical region Fail to reject the null hypothesis if the test statistic is not in the critical region Decision Criterion

Claim:  = 69.5 years H0 :  = 69.5 H1 :  69.5 Example:A newspaper article noted that the mean life span for 35 male symphony conductors was 73.4 years, in contrast to the mean of 69.5 years for males in the general population. Test the claim that there is a difference. Assume a standard deviation of 8.7 years. Choose your own significance level. Step 1: Set up Claim, H0, H1 Select if necessary level:  = 0.05

Step 2: Identify the test statistic and calculate x - µ 73.4 – 69.5 z*=== 2.65  8.7 n 35

Step 3: Determine critical region(s) and critical value(s) & Sketch = 0.05 /2= 0.025 (two tailed test) 0.4750 0.4750 0.025 0.025 z = - 1.96 1.96 Critical Values - Calculator

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9.1 Null and Alternative Hypotheses

The actual test begins by considering two hypotheses . They are called the null hypothesis and the alternative hypothesis . These hypotheses contain opposing viewpoints.

H 0 , the — null hypothesis: a statement of no difference between sample means or proportions or no difference between a sample mean or proportion and a population mean or proportion. In other words, the difference equals 0.

H a —, the alternative hypothesis: a claim about the population that is contradictory to H 0 and what we conclude when we reject H 0 .

Since the null and alternative hypotheses are contradictory, you must examine evidence to decide if you have enough evidence to reject the null hypothesis or not. The evidence is in the form of sample data.

After you have determined which hypothesis the sample supports, you make a decision. There are two options for a decision. They are reject H 0 if the sample information favors the alternative hypothesis or do not reject H 0 or decline to reject H 0 if the sample information is insufficient to reject the null hypothesis.

Mathematical Symbols Used in H 0 and H a :

H 0 always has a symbol with an equal in it. H a never has a symbol with an equal in it. The choice of symbol depends on the wording of the hypothesis test. However, be aware that many researchers use = in the null hypothesis, even with > or < as the symbol in the alternative hypothesis. This practice is acceptable because we only make the decision to reject or not reject the null hypothesis.

Example 9.1

H 0 : No more than 30 percent of the registered voters in Santa Clara County voted in the primary election. p ≤ 30 H a : More than 30 percent of the registered voters in Santa Clara County voted in the primary election. p > 30

A medical trial is conducted to test whether or not a new medicine reduces cholesterol by 25 percent. State the null and alternative hypotheses.

Example 9.2

We want to test whether the mean GPA of students in American colleges is different from 2.0 (out of 4.0). The null and alternative hypotheses are the following: H 0 : μ = 2.0 H a : μ ≠ 2.0

We want to test whether the mean height of eighth graders is 66 inches. State the null and alternative hypotheses. Fill in the correct symbol (=, ≠, ≥, <, ≤, >) for the null and alternative hypotheses.

• H 0 : μ __ 66
• H a : μ __ 66

Example 9.3

We want to test if college students take fewer than five years to graduate from college, on the average. The null and alternative hypotheses are the following: H 0 : μ ≥ 5 H a : μ < 5

We want to test if it takes fewer than 45 minutes to teach a lesson plan. State the null and alternative hypotheses. Fill in the correct symbol ( =, ≠, ≥, <, ≤, >) for the null and alternative hypotheses.

• H 0 : μ __ 45
• H a : μ __ 45

Example 9.4

An article on school standards stated that about half of all students in France, Germany, and Israel take advanced placement exams and a third of the students pass. The same article stated that 6.6 percent of U.S. students take advanced placement exams and 4.4 percent pass. Test if the percentage of U.S. students who take advanced placement exams is more than 6.6 percent. State the null and alternative hypotheses. H 0 : p ≤ 0.066 H a : p > 0.066

On a state driver’s test, about 40 percent pass the test on the first try. We want to test if more than 40 percent pass on the first try. Fill in the correct symbol (=, ≠, ≥, <, ≤, >) for the null and alternative hypotheses.

• H 0 : p __ 0.40
• H a : p __ 0.40

Collaborative Exercise

Bring to class a newspaper, some news magazines, and some internet articles. In groups, find articles from which your group can write null and alternative hypotheses. Discuss your hypotheses with the rest of the class.

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The actual test begins by considering two hypotheses . They are called the null hypothesis and the alternative hypothesis . These hypotheses contain opposing viewpoints.

\(H_0\): The null hypothesis: It is a statement of no difference between the variables—they are not related. This can often be considered the status quo and as a result if you cannot accept the null it requires some action.

\(H_a\): The alternative hypothesis: It is a claim about the population that is contradictory to \(H_0\) and what we conclude when we reject \(H_0\). This is usually what the researcher is trying to prove.

Since the null and alternative hypotheses are contradictory, you must examine evidence to decide if you have enough evidence to reject the null hypothesis or not. The evidence is in the form of sample data.

After you have determined which hypothesis the sample supports, you make a decision. There are two options for a decision. They are "reject \(H_0\)" if the sample information favors the alternative hypothesis or "do not reject \(H_0\)" or "decline to reject \(H_0\)" if the sample information is insufficient to reject the null hypothesis.

\(H_{0}\) always has a symbol with an equal in it. \(H_{a}\) never has a symbol with an equal in it. The choice of symbol depends on the wording of the hypothesis test. However, be aware that many researchers (including one of the co-authors in research work) use = in the null hypothesis, even with > or < as the symbol in the alternative hypothesis. This practice is acceptable because we only make the decision to reject or not reject the null hypothesis.

Example \(\PageIndex{1}\)

• \(H_{0}\): No more than 30% of the registered voters in Santa Clara County voted in the primary election. \(p \leq 30\)
• \(H_{a}\): More than 30% of the registered voters in Santa Clara County voted in the primary election. \(p > 30\)

Exercise \(\PageIndex{1}\)

A medical trial is conducted to test whether or not a new medicine reduces cholesterol by 25%. State the null and alternative hypotheses.

• \(H_{0}\): The drug reduces cholesterol by 25%. \(p = 0.25\)
• \(H_{a}\): The drug does not reduce cholesterol by 25%. \(p \neq 0.25\)

Example \(\PageIndex{2}\)

We want to test whether the mean GPA of students in American colleges is different from 2.0 (out of 4.0). The null and alternative hypotheses are:

• \(H_{0}: \mu = 2.0\)
• \(H_{a}: \mu \neq 2.0\)

Exercise \(\PageIndex{2}\)

We want to test whether the mean height of eighth graders is 66 inches. State the null and alternative hypotheses. Fill in the correct symbol \((=, \neq, \geq, <, \leq, >)\) for the null and alternative hypotheses.

• \(H_{0}: \mu \_ 66\)
• \(H_{a}: \mu \_ 66\)
• \(H_{0}: \mu = 66\)
• \(H_{a}: \mu \neq 66\)

Example \(\PageIndex{3}\)

We want to test if college students take less than five years to graduate from college, on the average. The null and alternative hypotheses are:

• \(H_{0}: \mu \geq 5\)
• \(H_{a}: \mu < 5\)

Exercise \(\PageIndex{3}\)

We want to test if it takes fewer than 45 minutes to teach a lesson plan. State the null and alternative hypotheses. Fill in the correct symbol ( =, ≠, ≥, <, ≤, >) for the null and alternative hypotheses.

• \(H_{0}: \mu \_ 45\)
• \(H_{a}: \mu \_ 45\)
• \(H_{0}: \mu \geq 45\)
• \(H_{a}: \mu < 45\)

Example \(\PageIndex{4}\)

In an issue of U. S. News and World Report , an article on school standards stated that about half of all students in France, Germany, and Israel take advanced placement exams and a third pass. The same article stated that 6.6% of U.S. students take advanced placement exams and 4.4% pass. Test if the percentage of U.S. students who take advanced placement exams is more than 6.6%. State the null and alternative hypotheses.

• \(H_{0}: p \leq 0.066\)
• \(H_{a}: p > 0.066\)

Exercise \(\PageIndex{4}\)

On a state driver’s test, about 40% pass the test on the first try. We want to test if more than 40% pass on the first try. Fill in the correct symbol (\(=, \neq, \geq, <, \leq, >\)) for the null and alternative hypotheses.

• \(H_{0}: p \_ 0.40\)
• \(H_{a}: p \_ 0.40\)
• \(H_{0}: p = 0.40\)
• \(H_{a}: p > 0.40\)

COLLABORATIVE EXERCISE

Bring to class a newspaper, some news magazines, and some Internet articles . In groups, find articles from which your group can write null and alternative hypotheses. Discuss your hypotheses with the rest of the class.

In a hypothesis test , sample data is evaluated in order to arrive at a decision about some type of claim. If certain conditions about the sample are satisfied, then the claim can be evaluated for a population. In a hypothesis test, we:

• Evaluate the null hypothesis , typically denoted with \(H_{0}\). The null is not rejected unless the hypothesis test shows otherwise. The null statement must always contain some form of equality \((=, \leq \text{or} \geq)\)
• Always write the alternative hypothesis , typically denoted with \(H_{a}\) or \(H_{1}\), using less than, greater than, or not equals symbols, i.e., \((\neq, >, \text{or} <)\).
• If we reject the null hypothesis, then we can assume there is enough evidence to support the alternative hypothesis.
• Never state that a claim is proven true or false. Keep in mind the underlying fact that hypothesis testing is based on probability laws; therefore, we can talk only in terms of non-absolute certainties.

Formula Review

\(H_{0}\) and \(H_{a}\) are contradictory.

• If \(\alpha \leq p\)-value, then do not reject \(H_{0}\).
• If\(\alpha > p\)-value, then reject \(H_{0}\).

\(\alpha\) is preconceived. Its value is set before the hypothesis test starts. The \(p\)-value is calculated from the data.References

Data from the National Institute of Mental Health. Available online at http://www.nimh.nih.gov/publicat/depression.cfm .

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Chapter 13: Inferential Statistics

Understanding Null Hypothesis Testing

Learning Objectives

• Explain the purpose of null hypothesis testing, including the role of sampling error.
• Describe the basic logic of null hypothesis testing.
• Describe the role of relationship strength and sample size in determining statistical significance and make reasonable judgments about statistical significance based on these two factors.

The Purpose of Null Hypothesis Testing

As we have seen, psychological research typically involves measuring one or more variables for a sample and computing descriptive statistics for that sample. In general, however, the researcher’s goal is not to draw conclusions about that sample but to draw conclusions about the population that the sample was selected from. Thus researchers must use sample statistics to draw conclusions about the corresponding values in the population. These corresponding values in the population are called  parameters . Imagine, for example, that a researcher measures the number of depressive symptoms exhibited by each of 50 clinically depressed adults and computes the mean number of symptoms. The researcher probably wants to use this sample statistic (the mean number of symptoms for the sample) to draw conclusions about the corresponding population parameter (the mean number of symptoms for clinically depressed adults).

Unfortunately, sample statistics are not perfect estimates of their corresponding population parameters. This is because there is a certain amount of random variability in any statistic from sample to sample. The mean number of depressive symptoms might be 8.73 in one sample of clinically depressed adults, 6.45 in a second sample, and 9.44 in a third—even though these samples are selected randomly from the same population. Similarly, the correlation (Pearson’s  r ) between two variables might be +.24 in one sample, −.04 in a second sample, and +.15 in a third—again, even though these samples are selected randomly from the same population. This random variability in a statistic from sample to sample is called  sampling error . (Note that the term error  here refers to random variability and does not imply that anyone has made a mistake. No one “commits a sampling error.”)

One implication of this is that when there is a statistical relationship in a sample, it is not always clear that there is a statistical relationship in the population. A small difference between two group means in a sample might indicate that there is a small difference between the two group means in the population. But it could also be that there is no difference between the means in the population and that the difference in the sample is just a matter of sampling error. Similarly, a Pearson’s  r  value of −.29 in a sample might mean that there is a negative relationship in the population. But it could also be that there is no relationship in the population and that the relationship in the sample is just a matter of sampling error.

In fact, any statistical relationship in a sample can be interpreted in two ways:

• There is a relationship in the population, and the relationship in the sample reflects this.
• There is no relationship in the population, and the relationship in the sample reflects only sampling error.

The purpose of null hypothesis testing is simply to help researchers decide between these two interpretations.

The Logic of Null Hypothesis Testing

Null hypothesis testing  is a formal approach to deciding between two interpretations of a statistical relationship in a sample. One interpretation is called the   null hypothesis  (often symbolized  H 0  and read as “H-naught”). This is the idea that there is no relationship in the population and that the relationship in the sample reflects only sampling error. Informally, the null hypothesis is that the sample relationship “occurred by chance.” The other interpretation is called the  alternative hypothesis  (often symbolized as  H 1 ). This is the idea that there is a relationship in the population and that the relationship in the sample reflects this relationship in the population.

Again, every statistical relationship in a sample can be interpreted in either of these two ways: It might have occurred by chance, or it might reflect a relationship in the population. So researchers need a way to decide between them. Although there are many specific null hypothesis testing techniques, they are all based on the same general logic. The steps are as follows:

• Assume for the moment that the null hypothesis is true. There is no relationship between the variables in the population.
• Determine how likely the sample relationship would be if the null hypothesis were true.
• If the sample relationship would be extremely unlikely, then reject the null hypothesis  in favour of the alternative hypothesis. If it would not be extremely unlikely, then  retain the null hypothesis .

Following this logic, we can begin to understand why Mehl and his colleagues concluded that there is no difference in talkativeness between women and men in the population. In essence, they asked the following question: “If there were no difference in the population, how likely is it that we would find a small difference of  d  = 0.06 in our sample?” Their answer to this question was that this sample relationship would be fairly likely if the null hypothesis were true. Therefore, they retained the null hypothesis—concluding that there is no evidence of a sex difference in the population. We can also see why Kanner and his colleagues concluded that there is a correlation between hassles and symptoms in the population. They asked, “If the null hypothesis were true, how likely is it that we would find a strong correlation of +.60 in our sample?” Their answer to this question was that this sample relationship would be fairly unlikely if the null hypothesis were true. Therefore, they rejected the null hypothesis in favour of the alternative hypothesis—concluding that there is a positive correlation between these variables in the population.

A crucial step in null hypothesis testing is finding the likelihood of the sample result if the null hypothesis were true. This probability is called the  p value . A low  p  value means that the sample result would be unlikely if the null hypothesis were true and leads to the rejection of the null hypothesis. A high  p  value means that the sample result would be likely if the null hypothesis were true and leads to the retention of the null hypothesis. But how low must the  p  value be before the sample result is considered unlikely enough to reject the null hypothesis? In null hypothesis testing, this criterion is called  α (alpha)  and is almost always set to .05. If there is less than a 5% chance of a result as extreme as the sample result if the null hypothesis were true, then the null hypothesis is rejected. When this happens, the result is said to be  statistically significant . If there is greater than a 5% chance of a result as extreme as the sample result when the null hypothesis is true, then the null hypothesis is retained. This does not necessarily mean that the researcher accepts the null hypothesis as true—only that there is not currently enough evidence to conclude that it is true. Researchers often use the expression “fail to reject the null hypothesis” rather than “retain the null hypothesis,” but they never use the expression “accept the null hypothesis.”

The Misunderstood  p  Value

The  p  value is one of the most misunderstood quantities in psychological research (Cohen, 1994) [1] . Even professional researchers misinterpret it, and it is not unusual for such misinterpretations to appear in statistics textbooks!

The most common misinterpretation is that the  p  value is the probability that the null hypothesis is true—that the sample result occurred by chance. For example, a misguided researcher might say that because the  p  value is .02, there is only a 2% chance that the result is due to chance and a 98% chance that it reflects a real relationship in the population. But this is incorrect . The  p  value is really the probability of a result at least as extreme as the sample result  if  the null hypothesis  were  true. So a  p  value of .02 means that if the null hypothesis were true, a sample result this extreme would occur only 2% of the time.

You can avoid this misunderstanding by remembering that the  p  value is not the probability that any particular  hypothesis  is true or false. Instead, it is the probability of obtaining the  sample result  if the null hypothesis were true.

Role of Sample Size and Relationship Strength

Recall that null hypothesis testing involves answering the question, “If the null hypothesis were true, what is the probability of a sample result as extreme as this one?” In other words, “What is the  p  value?” It can be helpful to see that the answer to this question depends on just two considerations: the strength of the relationship and the size of the sample. Specifically, the stronger the sample relationship and the larger the sample, the less likely the result would be if the null hypothesis were true. That is, the lower the  p  value. This should make sense. Imagine a study in which a sample of 500 women is compared with a sample of 500 men in terms of some psychological characteristic, and Cohen’s  d  is a strong 0.50. If there were really no sex difference in the population, then a result this strong based on such a large sample should seem highly unlikely. Now imagine a similar study in which a sample of three women is compared with a sample of three men, and Cohen’s  d  is a weak 0.10. If there were no sex difference in the population, then a relationship this weak based on such a small sample should seem likely. And this is precisely why the null hypothesis would be rejected in the first example and retained in the second.

Of course, sometimes the result can be weak and the sample large, or the result can be strong and the sample small. In these cases, the two considerations trade off against each other so that a weak result can be statistically significant if the sample is large enough and a strong relationship can be statistically significant even if the sample is small. Table 13.1 shows roughly how relationship strength and sample size combine to determine whether a sample result is statistically significant. The columns of the table represent the three levels of relationship strength: weak, medium, and strong. The rows represent four sample sizes that can be considered small, medium, large, and extra large in the context of psychological research. Thus each cell in the table represents a combination of relationship strength and sample size. If a cell contains the word  Yes , then this combination would be statistically significant for both Cohen’s  d  and Pearson’s  r . If it contains the word  No , then it would not be statistically significant for either. There is one cell where the decision for  d  and  r  would be different and another where it might be different depending on some additional considerations, which are discussed in Section 13.2 “Some Basic Null Hypothesis Tests”

Although Table 13.1 provides only a rough guideline, it shows very clearly that weak relationships based on medium or small samples are never statistically significant and that strong relationships based on medium or larger samples are always statistically significant. If you keep this lesson in mind, you will often know whether a result is statistically significant based on the descriptive statistics alone. It is extremely useful to be able to develop this kind of intuitive judgment. One reason is that it allows you to develop expectations about how your formal null hypothesis tests are going to come out, which in turn allows you to detect problems in your analyses. For example, if your sample relationship is strong and your sample is medium, then you would expect to reject the null hypothesis. If for some reason your formal null hypothesis test indicates otherwise, then you need to double-check your computations and interpretations. A second reason is that the ability to make this kind of intuitive judgment is an indication that you understand the basic logic of this approach in addition to being able to do the computations.

Statistical Significance Versus Practical Significance

Table 13.1 illustrates another extremely important point. A statistically significant result is not necessarily a strong one. Even a very weak result can be statistically significant if it is based on a large enough sample. This is closely related to Janet Shibley Hyde’s argument about sex differences (Hyde, 2007) [2] . The differences between women and men in mathematical problem solving and leadership ability are statistically significant. But the word  significant  can cause people to interpret these differences as strong and important—perhaps even important enough to influence the college courses they take or even who they vote for. As we have seen, however, these statistically significant differences are actually quite weak—perhaps even “trivial.”

This is why it is important to distinguish between the  statistical  significance of a result and the  practical  significance of that result.  Practical significance refers to the importance or usefulness of the result in some real-world context. Many sex differences are statistically significant—and may even be interesting for purely scientific reasons—but they are not practically significant. In clinical practice, this same concept is often referred to as “clinical significance.” For example, a study on a new treatment for social phobia might show that it produces a statistically significant positive effect. Yet this effect still might not be strong enough to justify the time, effort, and other costs of putting it into practice—especially if easier and cheaper treatments that work almost as well already exist. Although statistically significant, this result would be said to lack practical or clinical significance.

Key Takeaways

• Null hypothesis testing is a formal approach to deciding whether a statistical relationship in a sample reflects a real relationship in the population or is just due to chance.
• The logic of null hypothesis testing involves assuming that the null hypothesis is true, finding how likely the sample result would be if this assumption were correct, and then making a decision. If the sample result would be unlikely if the null hypothesis were true, then it is rejected in favour of the alternative hypothesis. If it would not be unlikely, then the null hypothesis is retained.
• The probability of obtaining the sample result if the null hypothesis were true (the  p  value) is based on two considerations: relationship strength and sample size. Reasonable judgments about whether a sample relationship is statistically significant can often be made by quickly considering these two factors.
• Statistical significance is not the same as relationship strength or importance. Even weak relationships can be statistically significant if the sample size is large enough. It is important to consider relationship strength and the practical significance of a result in addition to its statistical significance.
• Discussion: Imagine a study showing that people who eat more broccoli tend to be happier. Explain for someone who knows nothing about statistics why the researchers would conduct a null hypothesis test.
• The correlation between two variables is  r  = −.78 based on a sample size of 137.
• The mean score on a psychological characteristic for women is 25 ( SD  = 5) and the mean score for men is 24 ( SD  = 5). There were 12 women and 10 men in this study.
• In a memory experiment, the mean number of items recalled by the 40 participants in Condition A was 0.50 standard deviations greater than the mean number recalled by the 40 participants in Condition B.
• In another memory experiment, the mean scores for participants in Condition A and Condition B came out exactly the same!
• A student finds a correlation of  r  = .04 between the number of units the students in his research methods class are taking and the students’ level of stress.

Long Descriptions

“Null Hypothesis” long description: A comic depicting a man and a woman talking in the foreground. In the background is a child working at a desk. The man says to the woman, “I can’t believe schools are still teaching kids about the null hypothesis. I remember reading a big study that conclusively disproved it years ago.” [Return to “Null Hypothesis”]

“Conditional Risk” long description: A comic depicting two hikers beside a tree during a thunderstorm. A bolt of lightning goes “crack” in the dark sky as thunder booms. One of the hikers says, “Whoa! We should get inside!” The other hiker says, “It’s okay! Lightning only kills about 45 Americans a year, so the chances of dying are only one in 7,000,000. Let’s go on!” The comic’s caption says, “The annual death rate among people who know that statistic is one in six.” [Return to “Conditional Risk”]

Media Attributions

• Null Hypothesis by XKCD  CC BY-NC (Attribution NonCommercial)
• Conditional Risk by XKCD  CC BY-NC (Attribution NonCommercial)
• Cohen, J. (1994). The world is round: p < .05. American Psychologist, 49 , 997–1003. ↵
• Hyde, J. S. (2007). New directions in the study of gender similarities and differences. Current Directions in Psychological Science, 16 , 259–263. ↵

Values in a population that correspond to variables measured in a study.

The random variability in a statistic from sample to sample.

A formal approach to deciding between two interpretations of a statistical relationship in a sample.

The idea that there is no relationship in the population and that the relationship in the sample reflects only sampling error.

The idea that there is a relationship in the population and that the relationship in the sample reflects this relationship in the population.

When the relationship found in the sample would be extremely unlikely, the idea that the relationship occurred “by chance” is rejected.

When the relationship found in the sample is likely to have occurred by chance, the null hypothesis is not rejected.

The probability that, if the null hypothesis were true, the result found in the sample would occur.

How low the p value must be before the sample result is considered unlikely in null hypothesis testing.

When there is less than a 5% chance of a result as extreme as the sample result occurring and the null hypothesis is rejected.

Research Methods in Psychology - 2nd Canadian Edition Copyright © 2015 by Paul C. Price, Rajiv Jhangiani, & I-Chant A. Chiang is licensed under a Creative Commons Attribution-NonCommercial-ShareAlike 4.0 International License , except where otherwise noted.

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What is Null Hypothesis? What Is Its Importance in Research?

Scientists begin their research with a hypothesis that a relationship of some kind exists between variables. The null hypothesis is the opposite stating that no such relationship exists. Null hypothesis may seem unexciting, but it is a very important aspect of research. In this article, we discuss what null hypothesis is, how to make use of it, and why you should use it to improve your statistical analyses.

What is the Null Hypothesis?

The null hypothesis can be tested using statistical analysis  and is often written as H 0 (read as “H-naught”). Once you determine how likely the sample relationship would be if the H 0   were true, you can run your analysis. Researchers use a significance test to determine the likelihood that the results supporting the H 0 are not due to chance.

The null hypothesis is not the same as an alternative hypothesis. An alternative hypothesis states, that there is a relationship between two variables, while H 0 posits the opposite. Let us consider the following example.

A researcher wants to discover the relationship between exercise frequency and appetite. She asks:

Q: Does increased exercise frequency lead to increased appetite? Alternative hypothesis: Increased exercise frequency leads to increased appetite. H 0 assumes that there is no relationship between the two variables: Increased exercise frequency does not lead to increased appetite.

Let us look at another example of how to state the null hypothesis:

Q: Does insufficient sleep lead to an increased risk of heart attack among men over age 50? H 0 : The amount of sleep men over age 50 get does not increase their risk of heart attack.

Why is Null Hypothesis Important?

Many scientists often neglect null hypothesis in their testing. As shown in the above examples, H 0 is often assumed to be the opposite of the hypothesis being tested. However, it is good practice to include H 0 and ensure it is carefully worded. To understand why, let us return to our previous example. In this case,

Alternative hypothesis: Getting too little sleep leads to an increased risk of heart attack among men over age 50.

H 0 : The amount of sleep men over age 50 get has no effect on their risk of heart attack.

Note that this H 0 is different than the one in our first example. What if we were to conduct this experiment and find that neither H 0 nor the alternative hypothesis was supported? The experiment would be considered invalid . Take our original H 0 in this case, “the amount of sleep men over age 50 get, does not increase their risk of heart attack”. If this H 0 is found to be untrue, and so is the alternative, we can still consider a third hypothesis. Perhaps getting insufficient sleep actually decreases the risk of a heart attack among men over age 50. Because we have tested H 0 , we have more information that we would not have if we had neglected it.

Do I Really Need to Test It?

The biggest problem with the null hypothesis is that many scientists see accepting it as a failure of the experiment. They consider that they have not proven anything of value. However, as we have learned from the replication crisis , negative results are just as important as positive ones. While they may seem less appealing to publishers, they can tell the scientific community important information about correlations that do or do not exist. In this way, they can drive science forward and prevent the wastage of resources.

Do you test for the null hypothesis? Why or why not? Let us know your thoughts in the comments below.

The following null hypotheses were formulated for this study: Ho1. There are no significant differences in the factors that influence urban gardening when respondents are grouped according to age, sex, household size, social status and average combined monthly income.

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Statistics Made Easy

How to Write a Null Hypothesis (5 Examples)

A hypothesis test uses sample data to determine whether or not some claim about a population parameter is true.

Whenever we perform a hypothesis test, we always write a null hypothesis and an alternative hypothesis, which take the following forms:

H 0 (Null Hypothesis): Population parameter =,  ≤, ≥ some value

H A  (Alternative Hypothesis): Population parameter <, >, ≠ some value

Note that the null hypothesis always contains the equal sign .

We interpret the hypotheses as follows:

Null hypothesis: The sample data provides no evidence to support some claim being made by an individual.

Alternative hypothesis: The sample data  does provide sufficient evidence to support the claim being made by an individual.

For example, suppose it’s assumed that the average height of a certain species of plant is 20 inches tall. However, one botanist claims the true average height is greater than 20 inches.

To test this claim, she may go out and collect a random sample of plants. She can then use this sample data to perform a hypothesis test using the following two hypotheses:

H 0 : μ ≤ 20 (the true mean height of plants is equal to or even less than 20 inches)

H A : μ > 20 (the true mean height of plants is greater than 20 inches)

If the sample data gathered by the botanist shows that the mean height of this species of plants is significantly greater than 20 inches, she can reject the null hypothesis and conclude that the mean height is greater than 20 inches.

Read through the following examples to gain a better understanding of how to write a null hypothesis in different situations.

Example 1: Weight of Turtles

A biologist wants to test whether or not the true mean weight of a certain species of turtles is 300 pounds. To test this, he goes out and measures the weight of a random sample of 40 turtles.

Here is how to write the null and alternative hypotheses for this scenario:

H 0 : μ = 300 (the true mean weight is equal to 300 pounds)

H A : μ ≠ 300 (the true mean weight is not equal to 300 pounds)

Example 2: Height of Males

It’s assumed that the mean height of males in a certain city is 68 inches. However, an independent researcher believes the true mean height is greater than 68 inches. To test this, he goes out and collects the height of 50 males in the city.

H 0 : μ ≤ 68 (the true mean height is equal to or even less than 68 inches)

H A : μ > 68 (the true mean height is greater than 68 inches)

Example 3: Graduation Rates

A university states that 80% of all students graduate on time. However, an independent researcher believes that less than 80% of all students graduate on time. To test this, she collects data on the proportion of students who graduated on time last year at the university.

H 0 : p ≥ 0.80 (the true proportion of students who graduate on time is 80% or higher)

H A : μ < 0.80 (the true proportion of students who graduate on time is less than 80%)

Example 4: Burger Weights

A food researcher wants to test whether or not the true mean weight of a burger at a certain restaurant is 7 ounces. To test this, he goes out and measures the weight of a random sample of 20 burgers from this restaurant.

H 0 : μ = 7 (the true mean weight is equal to 7 ounces)

H A : μ ≠ 7 (the true mean weight is not equal to 7 ounces)

Example 5: Citizen Support

A politician claims that less than 30% of citizens in a certain town support a certain law. To test this, he goes out and surveys 200 citizens on whether or not they support the law.

H 0 : p ≥ .30 (the true proportion of citizens who support the law is greater than or equal to 30%)

H A : μ < 0.30 (the true proportion of citizens who support the law is less than 30%)

Additional Resources

Introduction to Hypothesis Testing Introduction to Confidence Intervals An Explanation of P-Values and Statistical Significance

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Hey there. My name is Zach Bobbitt. I have a Masters of Science degree in Applied Statistics and I’ve worked on machine learning algorithms for professional businesses in both healthcare and retail. I’m passionate about statistics, machine learning, and data visualization and I created Statology to be a resource for both students and teachers alike.  My goal with this site is to help you learn statistics through using simple terms, plenty of real-world examples, and helpful illustrations.

2 Replies to “How to Write a Null Hypothesis (5 Examples)”

you are amazing, thank you so much

Say I am a botanist hypothesizing the average height of daisies is 20 inches, or not? Does T = (ave – 20 inches) / √ variance / (80 / 4)? … This assumes 40 real measures + 40 fake = 80 n, but that seems questionable. Please advise.

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Why we habitually engage in null-hypothesis significance testing: A qualitative study

Jonah stunt.

1 Department of Health Sciences, Section of Methodology and Applied Statistics, Vrije Universiteit, Amsterdam, The Netherlands

2 Department of Radiation Oncology, Erasmus Medical Center, Rotterdam, The Netherlands

Leonie van Grootel

3 Rathenau Institute, The Hague, The Netherlands

4 Department of Philosophy, Vrije Universiteit, Amsterdam, The Netherlands

5 Department of Epidemiology and Data Science, Amsterdam University Medical Centers, Amsterdam, The Netherlands

David Trafimow

6 Psychology Department, New Mexico State University, Las Cruces, New Mexico, United States of America

Trynke Hoekstra

Michiel de boer.

7 Department of General Practice and Elderly Care, University Medical Center Groningen, Groningen, The Netherlands

Associated Data

A full study protocol, including a detailed data analysis plan, was preregistered ( https://osf.io/4qg38/ ). At the start of this study, preregistration forms for qualitative studies were not developed yet. Therefore, preregistration for this study is based on an outdated form. Presently, there is a preregistration form available for qualitative studies. Information about data collection, data management, data sharing and data storage is described in a Data Management Plan. Sensitive data is stored in Darkstor, an offline archive for storing sensitive information or data (information that involves i.e., privacy or copyright). As the recordings and transcripts of the interviews and focus groups contain privacy-sensitive data, these files are archived in Darkstor and can be accessed only on request by authorized individuals (i.e., the original researcher or a research coordinator)1. Non-sensitive data is stored in DANS ( https://doi.org/10.17026/dans-2at-nzfs ) (Data Archiving and Networked Services; the Netherlands institute for permanent access to digital research resources). 1. Data requests can be send to ln.uv@mdr .

Null Hypothesis Significance Testing (NHST) is the most familiar statistical procedure for making inferences about population effects. Important problems associated with this method have been addressed and various alternatives that overcome these problems have been developed. Despite its many well-documented drawbacks, NHST remains the prevailing method for drawing conclusions from data. Reasons for this have been insufficiently investigated. Therefore, the aim of our study was to explore the perceived barriers and facilitators related to the use of NHST and alternative statistical procedures among relevant stakeholders in the scientific system.

Individual semi-structured interviews and focus groups were conducted with junior and senior researchers, lecturers in statistics, editors of scientific journals and program leaders of funding agencies. During the focus groups, important themes that emerged from the interviews were discussed. Data analysis was performed using the constant comparison method, allowing emerging (sub)themes to be fully explored. A theory substantiating the prevailing use of NHST was developed based on the main themes and subthemes we identified.

Twenty-nine interviews and six focus groups were conducted. Several interrelated facilitators and barriers associated with the use of NHST and alternative statistical procedures were identified. These factors were subsumed under three main themes: the scientific climate, scientific duty, and reactivity. As a result of the factors, most participants feel dependent in their actions upon others, have become reactive, and await action and initiatives from others. This may explain why NHST is still the standard and ubiquitously used by almost everyone involved.

Our findings demonstrate how perceived barriers to shift away from NHST set a high threshold for actual behavioral change and create a circle of interdependency between stakeholders. By taking small steps it should be possible to decrease the scientific community’s strong dependence on NHST and p-values.

Introduction

Empirical studies often start from the idea that there might be an association between a specific factor and a certain outcome within a population. This idea is referred to as the alternative hypothesis (H1). Its complement, the null hypothesis (H0), typically assumes no association or effect (although it is possible to test other effect sizes than no effect with the null hypothesis). At the stage of data-analysis, the probability of obtaining the observed, or a more extreme, association is calculated under the assumption of no effect in the population (H0) and a number of inferential assumptions [ 1 ]. The probability of obtaining the observed, or more extreme, data is known as ‘the p-value’. The p-value demonstrates the compatibility between the observed data and the expected data under the null hypothesis, where 0 is complete incompatibility and 1 is perfect compatibility [ 2 ]. When the p-value is smaller than a prespecified value (labelled as alpha, usually set at 5% (0.05)), results are generally declared to be statistically significant. At this point, researchers commonly reject the null hypothesis and accept the alternative hypothesis [ 2 ]. Assessing statistical significance by means of contrasting the data with the null hypothesis is called Null Hypothesis Significance Testing (NHST). NHST is the best known and most widely used statistical procedure for making inferences about population effects. The procedure has become the prevailing paradigm in empirical science [ 3 ], and reaching and being able to report statistically significant results has become the ultimate goal for many researchers.

Despite its widespread use, NHST and the p-value have been criticized since its inception. Numerous publications have addressed problems associated with NHST and p-values. Arguably the most important drawback is the fact that NHST is a form of indirect or inverse inference: researchers usually want to know if the null or alternative hypothesis can be accepted and use NHST to conclude either way. But with NHST, the probability of a finding, or more extreme findings, given the null hypothesis is calculated [ 4 ]. Ergo, NHST doesn’t tell us what we want to know. In fact, p-values were never meant to serve as a basis to draw conclusions, but as a continuous measure of incompatibility between empirical findings and a statistical model [ 2 ]. Moreover, the procedure promotes a dichotomous way of thinking, by using the outcome of a significance test as a dichotomous indicator for an effect (p<0.05: effect, p>0.05: no effect). Reducing empirical findings to two categories also results in a great loss of information. Further, a significant outcome is often unjustly interpreted as relevant, but a p-value does not convey any information about the strength or importance of the association. Worse yet, the p-values on which NHST is based confound effect size and sample size. A trivial effect size may nevertheless result in statistical significance provided a sufficiently large sample size. Or an important effect size may fail to result in statistical significance if the sample size is too small. P-values do not validly index the size, relevance, or precision of an effect [ 5 ]. Furthermore, statistical models include not only null hypotheses, but additional assumptions, some of which are wrong, such as the ubiquitous assumption of random and independent sampling from a defined population [ 1 ]. Therefore, although p-values validly index the incompatibility of data with models, p-values do not validly index incompatibility of data with hypotheses that are embedded in wrong models. These are important drawbacks rendering NHST unsuitable as the default procedure for drawing conclusions from empirical data [ 2 , 3 , 5 – 13 ].

A number of alternatives have been developed that overcome these pitfalls, such as Bayesian inference methods [ 7 , 11 , 14 , 15 ], informative hypothesis testing [ 9 , 16 ] and a priori inferential statistics [ 4 , 17 ]. These alternatives build on the idea that research usually starts with a more informed research-question than one merely assuming the null hypothesis of no effect. These methods overcome the problem of inverse inference, although the first two might still lead to dichotomous thinking with the use of thresholds. Despite the availability of alternatives, statistical behavior in the research community has hardly changed. Researchers have been slow to adopt alternative methods and NHST is still the prevailing paradigm for making inferences about population effects [ 3 ].

Until now, reasons for the continuous and ubiquitous use of NHST and the p-value have scarcely been investigated. One explanation is that NHST provides a very simple means for drawing conclusions from empirical data, usually based on the 5% cut-off. Secondly, most researchers are unaware of the pitfalls of NHST; it has been shown that NHST and the p-value are often misunderstood and misinterpreted [ 2 , 3 , 8 , 11 , 18 , 19 ]. Thirdly, NHST has a central role in most methods and statistics courses in higher education. Courses on alternative methods are increasingly being offered but are usually not mandatory. To our knowledge, there is a lack of in depth, empirical research, aimed at elucidating why NHST nevertheless remains the dominant approach, or what actions can be taken to shift the sciences away from NHST. Therefore, the aim of our study was to explore the perceived barriers and facilitators, as well as behavioral intentions related to the use of NHST and alternatives statistical procedures, among all relevant stakeholders in the scientific system.

Theoretical framework

In designing our study, we used two theories. Firstly, we used the ‘diffusion of innovation theory’ of Rogers [ 20 ]. This theory describes the dissemination of an innovation as a process consisting of four elements: 1) an innovation is 2) communicated through certain channels 3) over time 4) among the members of a social system [ 20 ]. In the current study, the innovation consists of the idea that we should stop with the default use of NHST and instead consider using alternative methods for drawing conclusions from empirical data. The science system forms the social structure in which the innovation should take place. The most important members, and potential adopters of the innovation, we identified are researchers, lecturers, editors of scientific journals and representatives of funding agencies. Rogers describes phases in the adoption process, which coincide with characteristics of the (potential) adopters of the idea: 1) innovators, 2) early adopters, 3) early majority adopters, 4) late majority adopters and 5) laggards. Innovators are the first to adopt an innovation. There are few innovators but these few are very important for bringing in new ideas. Early adopters form the second group to adopt an innovation. This group includes opinion leaders and role models for other stakeholders. The largest group consists of the early and late majority who follow the early adopters, and then there is a smaller group of laggards who resist the innovation until they are certain the innovation will not fail. The process of innovation adoption by individuals is described as a normal distribution ( Fig 1 ). For these five groups, the adoption of a new idea is influenced by the following five characteristics of the innovative idea and 1) its relative advantage, 2) its compatibility with current experiences, 3) its complexity, 4) its flexibility, and 5) its visibility [ 20 ]. Members of all four stakeholder groups could play an important role in the diffusion of the innovation of replacing NHST by its alternatives.

The innovativeness dimension, measured by the time at which an individual from an adopter category adopts an innovation. Each category is one of more standard deviations removed from the average time of adoption [ 20 ].

Another important theory for our study is the ‘theory of planned behavior’, that was developed in the 1960s [ 21 ]. This theory describes how human behavior in a certain context can be predicted and explained. The theory was updated in 2010, under the name ‘the reasoned action approach’ [ 22 ]. A central factor in this theory is the intention to perform a certain behavior, in this case, to change the default use of NHST. According to the theory, people’s intentions determine their behaviors. An intention indexes to what extent someone is motivated to perform the behavior. Intentions are determined by three independent determinants: the person’s attitudes toward the behavior—the degree to which a person sees the behavior as favorable or unfavorable, perceived subjective norms regarding the behavior—the perceived social pressure to perform the behavior or not, and perceptions of control regarding the behavior—the perceived ease or difficulty of performing the behavior. Underlying (i.e. responsible for) these three constructs are corresponding behavioral, normative, and control beliefs [ 21 , 22 ] (see Fig 2 ).

Both theories have served as a lens for both data collection and analysis. We used sensitizing concepts [ 23 ] within the framework of the grounded theory approach [ 24 ] from both theories as a starting point for this qualitative study, and more specifically, for the topic list for the interviews and focus groups, providing direction and guidance for the data collection and data analysis.

Many of the concepts of Rogers’ and Fishbein and Ajzen’s theory can be seen as facilitators and barriers for embracing and implementing innovation in the scientific system.

A qualitative study among stakeholders using semi-structured interviews and focus groups was performed. Data collection and analysis were guided by the principle of constant comparison traditional to the grounded theory approach we followed [ 24 ]. The grounded theory is a methodology that uses inductive reasoning, and aims to construct a theory through the collection and analysis of data. Constant comparison is the iterative process whereby each part of the data that emerges from the data analysis is compared with other parts of the data to thoroughly explore and validate the data. Concepts that have been extracted from the data are tagged with codes that are grouped into categories. These categories constitute themes, which (may) become the basis for a new theory. Data collection and analysis were continued until no new information was gained and data saturation had likely occurred within the identified themes.

The target population consisted of stakeholders relevant to our topic: junior and senior researchers, lecturers in statistics, editors of scientific journals and program leaders of funding agencies (see Tables ​ Tables1 1 and ​ and2). 2 ). We approached participants in the field of medical sciences, health- and life sciences and psychology. In line with the grounded theory approach, theoretical sampling was used to identify and recruit eligible participants. Theoretical sampling is a form of purposive sampling. This means that we aimed to purposefully select participants, based on their characteristics that fit the parameters of the research questions [ 25 ]. Recruitment took place by approaching persons in our professional networks and or the networks of the approached persons.

*The numbers between brackets represents the number of participants that were also interviewed.

Data collection

We conducted individual semi-structured interviews followed by focus groups. The aim of the interviews was to gain insight into the views of participants on the use of NHST and alternative methods and to examine potential barriers and facilitators related to these methods. The aim of the focus groups was to validate and further explore interview findings and to develop a comprehensive understanding of participants’ views and beliefs.

For the semi-structured interviews, we used a topic list (see Appendix 1 in S1 Appendix ). Questions addressed participants’ knowledge and beliefs about the concept of NHST, their familiarity with NHST, perceived attractiveness and drawbacks of the use of NHST, knowledge of the current NHST debate, knowledge of and views on alternative procedures and their views on the future of NHST. The topic list was slightly adjusted based on the interviews with editors and representatives from funding agencies (compared to the topic list for interviews with researchers and lecturers). Questions particularly focused on research and education were replaced by questions focused on policy (see Appendix 1 in S1 Appendix ).

The interviews were conducted between October 2017 and June 2018 by two researchers (L.v.G. and J.S.), both trained in qualitative research methods. Interviews lasted about one hour (range 31–86 minutes) and were voice-recorded. One interview was conducted by telephone; all others were face to face and took place at a location convenient for the participants, in most cases the participants’ work location.

Focus groups

During the focus groups, important themes that emerged from the interviews were discussed and explored. These include perceptions on NHST and alternatives and essential conditions to shift away from the default use of NHST.

Five focus groups included representatives from the different stakeholder groups. One focus group was homogenous, including solely lecturers. The focus groups consisted of ‘old’ as well as ‘new’ participants, that is, some of the participants of the focus groups were also in the interview sample. We also selected persons that were open for further contribution to the NHST debate and were willing to help think about (implementing) alternatives for NHST.

The focus groups were conducted between September and December 2018 by three researchers (L.v.G., J.S. and A.d.K.), all trained in qualitative research methods. The focus groups lasted about one-and-a-half hours (range 86–100 minutes).

Data analysis

All interviews and focus groups were transcribed verbatim. Atlas.ti 8.0 software was used for data management and analysis. All transcripts were read thoroughly several times to identify meaningful and relevant text fragments and analyzed by two researchers (J.S. and L.v.G.). Deductive predefined themes and theoretical concepts were used to guide the development of the topic list for the semi-structured interviews and focus groups, and were used as sensitizing concepts [ 23 ] in data collection and data analysis. Inductive themes were identified during the interview process and analysis of the data [ 26 ].

Transcripts were open-, axial- and selectively coded by two researchers (J.S. and L.v.G.). Open coding is the first step in the data-analysis, whereby phenomena found in the text are identified and named (coded). With axial coding, connections between codes are drawn. Selective coding is the process of selecting one central category and relating all other categories to that category, capturing the essence of the research. The constant comparison method [ 27 ] was applied allowing emerging (sub)themes to be fully explored. First, the two researchers independently developed a set of initial codes. Subsequently, findings were discussed until consensus was reached. Codes were then grouped into categories that were covered under subthemes, belonging to main themes. Finally, a theory substantiating the prevailing use of NHST was developed based on the main themes and subthemes.

Ethical issues

This research was conducted in accordance with the Dutch "General Data Protection Regulation" and the “Netherland’s code of conduct for research integrity”. The research protocol had been submitted for review and approved by the ethical review committee of the VU Faculty of Behavioral and Movement Sciences. In addition, the project had been submitted to the Medical Ethics Committee (METC) of the Amsterdam University Medical Centre who decided that the project is not subject to the Medical Research (Human Subjects) Act ( WMO). At the start of data collection, all participants signed an informed consent form.

A full study protocol, including a detailed data analysis plan, was preregistered ( https://osf.io/4qg38/ ). At the start of this study, preregistration forms for qualitative studies were not developed yet. Therefore, preregistration for this study is based on an outdated form. Presently, there is a preregistration form available for qualitative studies [ 28 ]. Information about data collection, data management, data sharing and data storage is described in a Data Management Plan. Sensitive data is stored in Darkstor, an offline archive for storing sensitive information or data (information that involves i.e., privacy or copyright). As the recordings and transcripts of the interviews and focus groups contain privacy-sensitive data, these files are archived in Darkstor and can be accessed only on request by authorized individuals (i.e., the original researcher or a research coordinator) (Data requests can be send to ln.uv@mdr ). Non-sensitive data is stored in DANS ( https://doi.org/10.17026/dans-2at-nzfs ) (Data Archiving and Networked Services; the Netherlands institute for permanent access to digital research resources).

Participant characteristics

Twenty-nine individual interviews and six focus groups were conducted. The focus groups included four to six participants per session. A total of 47 participants were included in the study (13 researchers, 15 lecturers, 11 editors of scientific journals and 8 representatives of funding agencies). Twenty-nine participants were interviewed. Twenty-seven participants took part in the focus group. Nine of the twenty-seven participants were both interviewed and took part in the focus groups. Some participants had multiple roles (i.e., editor and researcher, editor and lecturer or lecturer and researcher) but were classified based on their primary role (assistant professors were classified as lecturers). The lecturers in statistics in our sample were not statisticians themselves. Although they all received training in statistics, they were primarily trained as psychologists, medical doctors, or health scientists. Some lecturers in our sample taught an applied subject, with statistics as part of it. Other lectures taught Methodology and Statistics courses. Statistical skills and knowledge among lecturers varied from modest to quite advanced. Statistical skills and knowledge among participants from the other stakeholder groups varied from poor to quite advanced. All participants were working in the Netherlands. A general overview of the participants is presented in Table 1 . Participant characteristics split up by interviews and focus groups are presented in Table 2 .

Three main themes with sub-themes and categories emerged ( Fig 3 ): the green-colored compartments hold the three main themes: The scientific climate , The scientific duty and Reactivity . Each of these three main themes consists of subthemes, depicted by the yellow-colored compartments. In turn, some (but not all) of the 9 subthemes also have categories. These ‘lower level’ findings are not included in the figure but will be mentioned in the elaboration on the findings and are depicted in Appendix 2 in S1 Appendix . Fig 3 shows how the themes are related to each other. The blue arrows indicate that the themes are interrelated; factors influence each other. The scientific climate affects the way stakeholders perceive and fulfil their scientific duty, the way stakeholders give substance to their scientific duty shapes and maintain the scientific climate. The scientific duty and the scientific climate cause a state of reactivity. Many participants have adopted a ’wait and see’ attitude regarding behavioral changes with respect to statistical methods. They feel dependent on someone else’s action. This leads to a reactive (instead of a proactive) attitude and a low sense of responsibility. ‘Reactivity’ is the core theme, explaining the most critical problem with respect to the continuous and ubiquitous use of NHST.

Main themes and subthemes are numbered. Categories are mentioned in the body of the text in bold. ‘P’ stands for participant; ‘I’ stands for interviewer.

1. The scientific climate

The theme, ‘the scientific climate’, represents researchers’ (Dutch) perceptions of the many written and unwritten rules they face in the research environment. This theme concerns the opportunities and challenges participants encounter when working in the science system. Dutch academics feel pressured to publish fast and regularly, and to follow conventions and directions of those on whom they depend. They feel this comes at the expense of the quality of their work. Thus, the scientific climate in the Netherlands has a strong influence on the behavior of participants regarding how they set their priorities and control the quality of their work.

1 . 1 Quality control . Monitoring the quality of research is considered very important. Researchers, funding agencies and editors indicate they rely on their own knowledge, expertise, and insight, and those of their colleagues, to guarantee this quality. However, editors or funding agencies are often left with little choice when it comes to compiling an evaluation committee or a review panel. The choice is often like-knows-like-based. Given the limited choice, they are forced to trust the opinion of their consultants, but the question is whether this is justified.

I: “The ones who evaluate the statistics, do they have sufficient statistical knowledge?” P: “Ehhr, no, I don’t think so.” I: “Okay, interesting. So, there are manuscripts published of which you afterwards might think….” P: “Yes yes.” (Interview 18; Professor/editor, Medical Sciences)

1 . 2 Convention . The scientific system is built on mores and conventions, as this participant describes:

P: “There is science, and there is the sociology of science, that is, how we talk to each other, what we believe, how we connect. And at some point, it was agreed upon that we would talk to each other in this way.” (Interview 28, researcher, Medical Sciences)

And to these conventions, one (naturally) conforms. Stakeholders copy behavior and actions of others within their discipline, thereby causing particular behaviors and values to become conventional or normative. One of those conventions is the use of NHST and p-values. Everyone is trained with NHST and is used to applying this method. Another convention is the fact that significant results mean ‘success’, in the sense of successful research and being a successful researcher. Everyone is aware that ‘p is smaller than 0.05’ means the desired results are achieved and that publication and citation chances are increased.

P: “You want to find a significant result so badly. (…) Because people constantly think: I must find a significant result, otherwise my study is worthless.” (Focus group 4, lecturer, Medical Sciences)

Stakeholders rigidly hold on to the above-mentioned conventions and are not inclined to deviate from existing norms; they are, in other words, quite conservative . ‘We don’t know any better’ has been brought up as a valid argument by participants from various stakeholder groups to stick to current rules and conventions. Consequently, the status quo in the scientific system is being maintained.

P: “People hold on to….” I: ‘Everyone maintains the system?’ P: ‘Yes, we kind of hang to the conservative manner. This is what we know, what someone, everyone, accepts.” (Interview 17, researcher, Health Sciences)

Everyone is trained with NHST and considers it an accessible and easy to interpret method. The familiarity and perceived simplicity of NHST, user-friendly software such as SPSS and the clear cut-off value for significance are important facilitators for the use of NHST and at the same time barriers to start using alternative methods. Applied researchers stressed the importance of the accessibility of NHST as a method to test hypotheses and draw conclusions. This accessibility also justifies the use of NHST when researchers want to communicate their study results and messages in understandable ways to their readership.

P: “It is harder, also to explain, to use an alternative. So, I think, but maybe I’m overstepping, but if you want to go in that direction [alternative methods] it needs to be better facilitated for researchers. Because at the moment… I did some research, but, you know, there are those uncommon statistical packages.” (Interview 16, researcher/editor, Medical Sciences)

1 . 3 Publication pressure . Most researchers mentioned that they perceive publication pressure. This motivates them to use NHST and hope for significant results, as ‘significant p-values’ increase publication chances. They perceive a high workload and the way the scientific reward system is constructed as barriers for behavioral change pertaining to the use of statistical methods; potential negative consequences for publication and career chances prevent researchers from deviating from (un)written rules.

P: “I would like to learn it [alternative methods], but it might very well be that I will not be able to apply it, because I will not get my paper published. I find that quite tricky.” (Interview 1, Assistant Professor, Health Sciences)

2. The scientific duty

Throughout the interviews, participants reported a sense of duty in several variations. “What does it mean to be a scientific researcher?” seemed to be a question that was reflected upon during rather than prior to the interview, suggesting that many scientists had not really thought about the moral and professional obligations of being a scientist in general—let alone what that would mean for their use of NHST. Once they had given it some thought, the opinions concerning what constitutes the scientific duty varied to a large extent. Some participants attached great importance to issues such as reproducibility and transparency in scientific research and continuing education and training for researchers. For others, these topics seemed to play a less important role. A distinction was made between moral and professional obligations that participants described concerning their scientific duty.

2 . 1 Moral obligation . The moral obligation concerns issues such as doing research in a thorough and honest way, refraining from questionable research practices (QRPs) and investing in better research. It concerns tasks and activities that are not often rewarded or acknowledged.

Throughout the interviews and the focus groups, participants very frequently touched upon the responsibility they felt for doing ‘the right thing’ and making the right choice in doing research and using NHST, in particular. The extent to which they felt responsible varied among participants. When it comes to choices during doing research—for example, drawing conclusions from data—participants felt a strong sense of responsibility to do this correctly. However, when it comes to innovation and new practices, and feeling responsible for your own research, let alone improving scientific practice in general, opinions differed. This quotation from one of the focus groups illustrates that:

P1: “If you people [statisticians, methodologists] want me to improve the statistics I use in my research, then you have to hand it to me. I am not going to make any effort to improve that myself. “P3: “No. It is your responsibility as an academic to keep growing and learning and so, also to start familiarizing yourself when you notice that your statistics might need improvement.” (Focus group 2, participant 1 (PhD researcher, Medical Sciences) and 3 (Associate Professor, Health Sciences)

The sense of responsibility for improving research practices regarding the use of NHST was strongly felt and emphasized by a small group of participants. They emphasized the responsibility of the researcher to think, interpret and be critical when interpreting the p -value in NHST. It was felt that you cannot leave that up to the reader. Moreover, scrutinizing and reflecting upon research results was considered a primary responsibility of a scientist, and failing to do so, as not living up to what your job demands you to do:

P: “Yes, and if I want to be very provocative—and I often want that, because then people tend to wake up and react: then I say that hiding behind alpha.05 is just scientific laziness. Actually, it is worse: it is scientific cowardice. I would even say it is ‘relieving yourself from your duty’, but that may sound a bit harsh…” (Interview 2, Professor, Health Sciences)

These participants were convinced that scientists have a duty to keep scientific practice in general at the highest level possible.

The avoidance of questionable research practices (QRPs) was considered a means or a way to keep scientific practices high level and was often touched upon during the interviews and focus groups as being part of the scientific duty. Statisticians saw NHST as directly facilitating QRPs and providing ample examples of how the use of NHST leads to QRPs, whereas most applied researchers perceived NHST as the common way of doing research and were not aware of the risks related to QRPs. Participants did mention the violation of assumptions underlying NHST as being a QRP. Then, too, participants considered overinterpreting results as a QRP, including exaggerating the degree of significance. Although participants stated they were careful about interpreting and reporting p-values, they ‘admitted’ that statistical significance was a starting point for them. Most researchers indicated they search for information that could get their study published, which usually includes a low p-value (this also relates to the theme ‘Scientific climate’).

P: “We all know that a lot of weight is given to the p-value. So, if it is not significant, then that’s the end of it. If it ís significant, it just begins.” (Interview 5, lecturer, Psychology)

The term ‘sloppy science’ was mentioned in relation to efforts by researchers to reduce the p -value (a.k.a. p-hacking, data-dredging, and HARKing. HARKing is an acronym that refers to the questionable research question of Hypothesizing After the Results are Known. It occurs when researchers formulate a hypothesis after the data have been collected and analyzed, but make it look like it is an a priori hypothesis [ 29 ]). Preregistration and replication were mentioned as being promising solutions for some of the problems caused by NHST.

2 . 2 . Professional obligation . The theme professional obligation reflects participants’ expressions about what methodological knowledge scientists should have about NHST. In contrast moral obligations, there appeared to be some consensus about scientists’ professional obligations. Participants considered critical evaluation of research results a core professional obligation. Also, within all the stakeholder groups, participants agreed that sufficient statistical knowledge is required for using NHST, but they varied in their insights in the principles, potential and limitations of NHST. This also applied to the extent to which participants were aware of the current debate about NHST.

Participants considered critical thinking as a requirement for fulfilling their professional obligation. It specifically refers to the process of interpreting outcomes and taking all relevant contextual information into consideration. Critical thinking was not only literally referred to by participants, but also emerged by interpreting text fragments on the emphasis within their research. Researchers differed quite strongly in where the emphasis of their research outcomes should be put and what kind of information is required when reporting study results. Participants mentioned the proven effectiveness of a particular treatment, giving a summary of the research results, effect sizes, clinical relevance, p-values, or whether you have made a considerable contribution to science or society.

P: “I come back to the point where I said that people find it arbitrary to state that two points difference on a particular scale is relevant. They prefer to hide behind an alpha of 0.05, as if it is a God given truth, that it counts for one and for all. But it is just as well an invented concept and an invented guideline, an invented cut-off value, that isn’t more objective than other methods?” (Interview 2, Professor, Health Sciences)

For some participants, especially those representing funding agencies, critical thinking was primarily seen as a prerequisite for the utility of the research. The focus, when formulating the research question and interpreting the results, should be on practical relevance and the contribution the research makes to society.

The term ‘ignorance’ arose in the context of the participants’ concern regarding the level of statistical knowledge scientists and other stakeholders have versus what knowledge they should have to adequately apply statistical analysis in their research. The more statistically competent respondents in the sample felt quite strongly about how problematic the lack of knowledge about NHST is among those who regularly use it in their research, let alone the lack of knowledge about alternative methods. They felt that regularly retraining yourself in research methods is an essential part of the professional obligation one has. Applied researchers in the sample agreed that a certain level of background knowledge on NHST was required to apply it properly to research and acknowledged their own ignorance. However, they had different opinions about what level of knowledge is required. Moreover, not all of them regarded it as part of their scientific duty to be informed about all ins and outs of NHST. Some saw it as the responsibility of statisticians to actively inform them (see also the subtheme periphery). Some participants were not aware of their ignorance or stated that some of their colleagues are not aware of their ignorance, i.e., that they are unconsciously incompetent and without realizing it, poorly understood what the p-value and associated outcome measures actually mean.

P: “The worst, and I honestly think that this is the most common, is unconsciously incompetent, people don’t even understand that…” I: “Ignorance.” P: “Yes, but worse, ignorant and not even knowing you are ignorant.” (Interview 2, Professor, Health Sciences)

The lack of proper knowledge about statistical procedures was especially prevalent in the medical sciences. Participants working in or with the medical sciences all confirmed that there is little room for proper statistical training for medical students and that the level of knowledge is fairly low. NHST is often used because of its simplicity. It is especially attractive for medical PhD students because they need their PhD to get ahead in their medical career instead of pursuing a scientific career.

P: “I am not familiar with other ways of doing research. I would really like to learn, but I do not know where I could go. And I do not know whether there are better ways. So sometimes I do read studies of which I think: ‘this is something I could investigate with a completely different test. Apparently, this is also possible, but I don’t know how.’ Yes, there are courses, but I do not know what they are. And here in the medical center, a lot of research is done by medical doctors and these people have hardly been taught any statistics. Maybe they will get one or two statistics courses, they know how to do a t-test and that is about it. (…) And the courses have a very low level of statistics, so to say.” (Interview 1, Assistant Professor, Health Sciences)

Also, the term ‘ awareness ’ arose. Firstly, it refers to being conscious about the limitations of NHST. Secondly, it refers to the awareness of the ongoing discussions about NHST and more broadly, about the replication crisis. The statisticians in the sample emphasized the importance of knowing that NHST has limitations and that it cannot be considered the holy grail of data analysis. They also emphasized the importance of being aware of the debate. A certain level of awareness was considered a necessary requirement for critical thinking. There was variation in that awareness. Some participants were quite informed and were also fairly engaged in the discussion whereas others were very new to the discussion and larger contextual factors, such as the replication crisis.

I: “Are you aware of the debate going on in academia on this topic [NHST]? P: “No, I occasionally see some article sent by a colleague passing by. I have the idea that something is going on, but I do not know how the debate is conducted and how advanced it is. (Interview 6, lecturer, Psychology)

With respect to the theme, ‘the scientific duty’, participants differed to what extent they felt responsible for better and open science, for pioneering, for reviewing, and for growing and learning as a scientist. Participants had one commonality: although they strived for adherence to the norms of good research, the rampant feeling is that this is very difficult, due to the scientific climate. Consequently, participants perceive an internal conflict : a discrepancy between what they want or believe , and what they do . Participants often found themselves struggling with the responsibility they felt they had. Making the scientifically most solid choice was often difficult due to feasibility, time constraints, or certain expectations from supervisors (this is also directly related to the themes ‘Scientific climate’ and ‘Reactivity’). Thus, the scientific climate strongly influences the behavior of scientists regarding how they set their priorities and fulfill their scientific duties. The strong sense of scientific duty was perceived by some participants as a facilitator and by others as a barrier for the use of alternative methods.

3. Reactivity

A consequence of the foregoing factors is that most stakeholders have adopted a reactive attitude and behave accordingly. People are disinclined to take responsibility and await external signals and initiatives of others. This might explain why NHST is being continuously used and remains the default procedure to make inferences about population effects.

The core theme ‘reactivity’ can be explained by the following subthemes and categories:

3 . 1 Periphery . The NHST-problem resides in the periphery in several ways. First, it is a subject that is not given much priority. Secondly, some applied researchers and editors believe that methodological knowledge, as it is not their field of expertise, should not be part of their job requirement. This also applies to the NHST debate. Thirdly, and partly related to the second point, there is a lack of cooperation within and between disciplines.

The term ‘ priority’ was mentioned often when participants were asked to what extent the topic of NHST was subject of discussion in their working environment. Participants indicated that (too) little priority is given to statistics and the problems related to the subject. There is simply a lot going on in their research field and daily work, so there are always more important or urgent issues on the agenda.

P: “Discussions take place in the periphery; many people find it complicated. Or are just a little too busy.” (Interview 5, lecturer, Psychology)

As the NHST debate is not prioritized, initiatives with respect to this issue are not forthcoming. Moreover, researchers and lecturers claim there is neither time nor money available for training in statistics in general or acquiring more insight and skills with respect to (the use of) alternative methods. Busy working schedules were mentioned as an important barrier for improving statistical knowledge and skills.

P: “Well you can use your time once, so it is an issue low on the priority list.” (Focus group 5, researcher, Medical Sciences)

The NHST debate is perceived as the domain of statisticians and methodologists. Also, cooperation between different domains and domain-specific experts is perceived as complicated, as different perceptions and ways of thinking can clash. Therefore, some participants feel that separate worlds should be kept separate; put another way: stick to what you know!

P: “This part is not our job. The editorial staff, we have the assignment to ensure that it is properly written down. But the discussion about that [alternatives], that is outside our territory.” (Interview 26, editor, Medical Sciences)

Within disciplines, individuals tend to act on their own, not being aware that others are working on the same subject and that it would be worthwhile to join forces. The interviews and focus groups exposed that a modest number of participants actively try to change the current situation, but in doing that, feel like lone voices in the wilderness.

P1: “I mean, you become a lone voice in the wilderness.” P2: “Indeed, you don’t want that.” P1: “I get it, but no one listens. There is no audience.” (Focus Group 3, P1: MD, lecturer, medical Sciences, P2: editor, Medical Sciences)

To succeed at positive change, participants emphasized that it is essential that people (interdisciplinary) cooperate and join forces, rather than operate on individual levels, focusing solely on their own working environment.

The caution people show with respect to taking initiative is reenforced by the fear of encountering resistance from their working environment when one voices that change regarding the use of NHST is needed. A condition that was mentioned as essential to bring about change was tactical implementation , that is, taking very small steps. As everyone is still using NHST, taking big steps brings the risk of losing especially the more conservative people along the way. Also, the adjustment of policy, guidelines and educational programs are processes for which we need to provide time and scope.

P: “Everyone still uses it, so I think we have to be more critical, and I think we have to look at some kind of culture change, that means that we are going to let go of it (NHST) more and we will also use other tests, that in the long term will overthrow NHST. I: and what about alternatives? P: I think you should never be too fanatic in those discussion, because then you will provoke resistance. (…) That is not how it works in communication. You will touch them on a sore spot, and they will think: ‘and who are you?’ I: “and what works?” P: “well, gradualness. Tell them to use NHST, do not burn it to the ground, you do not want to touch peoples work, because it is close to their hearts. Instead, you say: ‘try to do another test next to NHST’. Be a pioneer yourself.” (Interview 5, lecturer, Psychology)

3 . 2 . Efficacy . Most participants stated they feel they are not in the position to initiate change. On the one hand, this feeling is related to their hierarchical positions within their working environments. On the other hand, the feeling is caused by the fact that statistics is perceived as a very complex field of expertise and people feel they lack sufficient knowledge and skills, especially about alternative methods.

Many participants stated they felt little sense of empowerment, or self-efficacy. The academic system is perceived as hierarchical, having an unequal balance of power. Most participants believe that it is not in their power to take a lead in innovative actions or to stand up against establishment, and think that this responsibility lies with other stakeholders, that have more status .

P: “Ideally, there would be a kind of an emergency letter from several people whose names open up doors, in which they indicate that in the medical sciences we are throwing away money because research is not being interpreted properly. Well, if these people that we listen to send such an emergency letter to the board of The Netherlands Organization for Health Research and Development [the largest Dutch funding agency for innovation and research in healthcare], I can imagine that this will initiate a discussion.” (…) I: “and with a big name you mean someone from within the science system? P: well, you know, ideally a chairman, or chairmen of the academic medical center. At that level. If they would put a letter together. Yes, that of course would have way more impact. Or some prominent medical doctors, yes, that would have more impact, than if some other person would send a letter yes.” (Interview 19, representative from funding agency, Physical Sciences)

Some participants indicated that they did try to make a difference but encountered too much resistance and therefore gave up their efforts. PhD students feel they have insufficient power to choose their own directions and make their own choices.

P: I am dependent on funding agencies and professors. In the end, I will write a grant application in that direction that gives me the greatest chance of eventually receiving that grant. Not primarily research that I think is the most optimal (…) If I know that reviewers believe the p-value is very important, well, of course I write down a method in which the p-value is central.” (Focus group 2, PhD-student, Medical Sciences)

With a sense of imperturbability, most participants accept that they cannot really change anything.

Lastly, the complexity of the subject is an obstacle for behavioral change. Statistics is perceived as a difficult subject. Participants indicate that they have a lack of knowledge and skills and that they are unsure about their own abilities. This applies to the ‘standard’ statistical methods (NHST), but to a greater extent to alternative methods. Many participants feel that they do not have the capacity to pursue a true understanding of (alternative) statistical methods.

P: “Statistics is just very hard. Time and again, research demonstrates that scientists, even the smartest, have a hard time with statistics.” (Focus group 3, PhD researcher, Psychology)

3 . 3 . Interdependency . As mentioned, participants feel they are not in a sufficiently strong position to take initiative or to behave in an anti-establishment manner. Therefore, they await external signals from people within the scientific system with more status, power, or knowledge. This can be people within their own stakeholder group, or from other stakeholder groups. As a consequence of this attitude, a situation arises in which peoples’ actions largely depend on others. That is, a complex state of interdependency evolves: scientists argue that if the reward system does not change, they are not able to alter their statistical behavior. According to researchers, editors and funding agencies are still very much focused on NHST and especially (significant) p-values, and thus, scientists wait for editors and funders to adjust their policy regarding statistics:

P: “I wrote an article and submitted it to an internal medicine journal. I only mentioned confidence intervals. Then I was asked to also write down the p-values. So, I had to do that. This is how they [editors] can use their power. They decide.” (Interview 1, Assistant Professor, Health Sciences)

Editors and funders in their turn claim they do not maintain a strict policy. Their main position is that scientists should reach consensus about the best statistical procedure, and they will then adjust their policy and guidelines.

P: “We actually believe that the research field itself should direct the quality of its research, and thus, also the discussions.” (Interview 22, representative from funding agency, Neurosciences)

Lecturers, for their part, argue that they cannot revise their educational programs due to the academic system, and university policies are adapted to NHST and p-values.

As most participants seem not to be aware of this process, a circle of interdependency arises that is difficult to break.

P: “Yes, the stupid thing about this perpetual circle is that you are educating people, let’s say in the department of cardiology. They must of course grow, and so they need to publish. If you want to publish you must meet the norms and values of the cardiology journals, so they will write down all those p-values. These people are trained and in twenty years they are on the editorial board of those journals, and then you never get rid of it [the p-value].” (Interview 18, Professor, editor, Medical Sciences)

3 . 4 . Degree of eagerness . Exerting certain behavior or behavioral change is (partly) determined by the extent to which people want to employ particular behavior, their behavioral intention [ 22 ]. Some participants indicated they are willing to change their behavior regarding the use of statistical methods, but only if it is absolutely necessary, imposed or if they think that the current conventions have too many negative consequences. Thus, true, intrinsic will-power to change behavior is lacking among these participants. Instead, they have a rather opportunistic attitude, meaning that their behavior is mostly driven by circumstances, not by principles.

P: “If tomorrow an alternative is offered by people that make that call, than I will move along. But I am not the one calling the shots on this issue.” (Interview 26, editor, Medical Sciences)

In addition, pragmatism often outweighs the perceived urgency to change. Participants argue they ‘just want to do their jobs’ and consider the practical consequences mainly in their actions. This attitude creates a certain degree of inertia. Although participants claim they are willing to change their behavior, this would contain much more than ‘doing their jobs, and thus, in the end, the NHST-debate is subject to ‘coffee talk’. People are open to discussion, but when it comes to taking action (and motivating others to do so), no one takes action.

P: “The endless analysis of your data to get something with a p-value less than 0.05… There are people that are more critical about that, and there are people that are less critical. But that is a subject for during the coffee break.” (Interview 18, professor, editor, Medical Sciences)

The goal of our study was to acquire in-depth insight into reasons why so many stakeholders from the scientific system keep using NHST as the default method to draw conclusions, despite its many well-documented drawbacks. Furthermore, we wanted to gain insight into the reasons for their reluctance to apply alternative methods. Using a theoretical framework [ 20 , 21 ], several interrelated facilitators and barriers associated with the use of NHST and alternative methods were identified. The identified factors are subsumed under three main themes: the scientific climate, the scientific duty and reactivity. The scientific climate is dominated by conventions, behavioral rules, and beliefs, of which the use of NHST and p-values is part. At the same time, stakeholders feel they have a (moral or professional) duty. For many participants, these two sides of the same coin are incompatible, leading to internal conflicts. There is a discrepancy between what participants want and what they do . As a result of these factors, the majority feels dependent on others and have thereby become reactive. Most participants are not inclined to take responsibility themselves but await action and initiatives from others. This may explain why NHST is still the standard and used by almost everyone involved.

The current study is closely related to the longstanding debate regarding NHST which recently increased to a level not seen before. In 2015, the editors of the journal ‘Basic and Applied Social Psychology’ (BASP) prohibited the use of NHST (and p-values and confidence intervals) [ 30 ]. Subsequently, in 2016, the American Statistical Association published the so-called ‘Statement on p-values’ in the American Statistician. This statement consists of critical standpoints regarding the use of NHST and p-values and warns against the abuse of the procedure. In 2019, the American Statistician devoted an entire edition to the implementation of reforms regarding the use of NHST; in more than forty articles, scientists debated statistical significance, advocated to embrace uncertainty, and suggested alternatives such as the use of s-values, False Positive Risks, reporting results as effect sizes and confidence intervals and more holistic approaches to p-values and outcome measures [ 31 ]. In addition, in the same year, several articles appeared in which an appeal was made to stop using statistical significance testing [ 32 , 33 ]. A number of counter-reactions were published [ 34 – 36 ], stating (i.e.) that banning statistical significance and, with that, abandoning clear rules for statistical analyses may create new problems with regard to statistical interpretation, study interpretations and objectivity. Also, some methodologists expressed the view that under certain circumstances the use of NHST and p-values is not problematic and can in fact provide useful answers [ 37 ]. Until recently, the NHST-debate was limited to mainly methodologists and statisticians. However, a growing number of scientists are getting involved in this lively debate and believe that a paradigm shift is desirable or even necessary.

The aforementioned publications have constructively contributed to this debate. In fact, since the publication of the special edition of the American Statistician, numerous scientific journals published editorials or revised, to a greater or lesser extent, their author guidelines [ 38 – 45 ]. Furthermore, following the American Statistical Association (ASA), the National Institute of Statistical Sciences (NISS) in the United States has also taken up the reform issue. However, real changes are still barely visible. It takes a long time before these kinds of initiatives translate into behavioral changes, and the widespread adoption by most of the scientific community is still far from accomplished. Debate alone will not lead to real changes, and therefore, our efforts to elucidate behavioral barriers and facilitators could provide a framework for potential effective initiatives that could be taken to reduce the default use of NHST. In fact, the debate could counteract behavioral change. If there is no consensus among statisticians and methodologists (the innovators), changing behavior cannot be expected from stakeholders with less statistical and methodological expertise. In other words, without agreement among innovators, early adopters might be reluctant to adopt the innovation.

Research has recently been conducted to explore the potential of behavioral change to improve Open Science behaviors. The adoption of open science behavior has increased in the last years, but uptake has been slow, due to firm barriers such as a lack of awareness about the subject, concerns about constrainment of the creative process, worries about being “scooped” and holding on to existing working practices [ 46 ]. The development regarding open science practices and the parallels these lines of research shows with the current study, might be of benefit to subserve behavioral change regarding the use of statistical methods.

The described obstacles to change behavior are related to features of both the ‘innovative idea’ and the potential adopters of the idea. First, there are characteristics of ‘the innovation’ that form barriers. The first barrier is the complexity of the innovation: most participants perceive alternative methods as difficult to understand and to use. A second barrier concerns the feasibility of trying the innovation; most people do not feel flexible about trying out or experimenting with the new idea. There is a lack of time and monetary resources to get acquainted with alternative methods (for example, by following a course). Also, the possible negative consequences of the use of alternatives (lower publications chances, the chance that the statistical method and message is too complicated for one’s readership) is holding people back from experimenting with these alternatives. And lastly, it is unclear for most participants what the visibility of the results of the new idea are. Up until now, the debate has mainly taken place among a small group of statisticians and methodologists. Many researchers are still not aware of the NHST debate and the idea to shift away from NHST and use alternative methods instead. Therefore, the question is how easily the benefits of the innovation can be made visible for a larger part of the scientific community. Thus, our study shows that, although the compatibility of the innovation is largely consistent with existing values (participants are critical about (the use of) NHST and the p-value and believe that there are better alternatives to NHST), important attributes of the innovative idea negatively affect the rate of adoption and consequently the diffusion of the innovation.

Due to the barriers mentioned above, most stakeholders do not have the intention to change their behavior and adopt the innovative idea. From the theory of planned behavior [ 21 ], it is known that behavioral intentions directly relate to performances of behaviors. The strength of the intention is shaped by attitudes, subjective norms, and perceived power. If people evaluate the suggested behavior as positive (attitude), and if they think others want them to perform the behavior (subjective norm), this leads to a stronger intention to perform that behavior. When an individual also perceives they have enough control over the behavior, they are likely to perform it. Although most participants have a positive attitude towards the behavior, or the innovative idea at stake, many participants think that others in their working environment believe that they should not perform the behavior—i.e., they do not approve of the use of alternative methods (social normative pressure). This is expressed, for example, in lower publication chances, negative judgements by supervisors or failing the requirements that are imposed by funding agencies. Thus, the perception about a particular behavior—the use of alternative methods—is negatively influenced by the (perceived) judgment of others. Moreover, we found that many participants have a low self-efficacy, meaning that there is a perceived lack of behavioral control, i.e., their perceived ability to engage in the behavior at issue is low. Also, participants feel a lack of authority (in the sense of knowledge and skills, but also power) to initiate behavioral change. The existing subjective norms and perceived behavioral control, and the negative attitudes towards performing the behavior, lead to a lower behavioral intention, and, ultimately, a lower chance of the performance of the actual behavior.

Several participants mentioned there is a need for people of stature (belonging to the group of early adopters) to take the lead and break down perceived barriers. Early adopters serve as role models and have opinion leadership, and form the next group (after the innovators, in this case statisticians and methodologists) to adopt an innovative idea [ 20 ] ( Fig 2 ). If early adopters would stand up, conveying a positive attitude towards the innovation, breaking down the described perceived barriers and facilitating the use of alternatives (for example by adjusting policy, guidelines and educational programs and making available financial resources for further training), this could positively affect the perceived social norms and self-efficacy of the early and late majority and ultimately laggards, which could ultimately lead to behavioral change among all stakeholders within the scientific community.

A strength of our study is that it is the first empirical study on views on the use of NHST, its alternatives and reasons for the prevailing use of NHST. Another strength is the method of coding which corresponds to the thematic approach from Braun & Clarke [ 47 ], which allows the researcher to move beyond just categorizing and coding the data, but also analyze how the codes are related to each other [ 47 ]. It provides a rich description of what is studied, linked to theory, but also generating new hypotheses. Moreover, two independent researchers coded all transcripts, which adds to the credibility of the study. All findings and the coding scheme were discussed by the two researchers, until consensus was reached. Also, interview results were further explored, enriched and validated by means of (mixed) focus groups. Important themes that emanated from the interviews, such as interdependency, perceptions on the scientific duty, perceived disadvantages of alternatives or the consequences of the current scientific climate, served as starting points and main subjects of the focus groups. This set-up provided more data, and more insight about the data and validation of the data. Lastly, the use of a theoretical framework [ 20 , 21 ] to develop the topic list, guide the interviews and focus groups, and guide their analysis is a strength as it provides structure to the analysis and substantiation of the results.

A limitation of this study is its sampling method. By using the network of members of the project group, and the fact that a relatively high proportion of those invited to participate refused because they thought they knew too little about the subject to be able to contribute, our sample was biased towards participants that are (somewhat) aware of the NHST debate. Our sample may also consist of people that are relatively critical towards the use of NHST, compared to the total population of researchers. It was not easy to include participants who were indifferent about or who were pro-NHST, as those were presumably less willing to make time and participate in this study. Even in our sample we found that the majority of our participants solely used NHST and perceived it as difficult if not impossible to change their behavior. These perceptions are thus probably even stronger in the target population. Another limitation, that is inherent to qualitative research, is the risk of interviewer bias. Respondents are unable, unwilling, or afraid to answer questions in good conscience, and instead provide socially desirable answers. In the context of our research, people are aware that, especially as a scientist, it does not look good to be conservative, complacent, or ignorant, or not to be open to innovation and new ideas. Therefore, some participants might have given a too favorable view of themselves. The interviewer bias can also take the other direction when values and expectations of the interviewer consciously or unconsciously influence the answers of the respondents. Although we have tried to be as neutral and objective as possible in asking questions and interpreting answers, we cannot rule out the chance that our views and opinions on the use of NHST have at times steered the respondents somewhat, potentially leading to the foregoing desirable answers.

Generalizability is a topic that is often debated in qualitative research methodology. Many researchers do not consider generalizability the purpose of qualitative research, but rather finding in-depth insights and explanations. However, this is an unjustified simplification, as generalizing of findings from qualitative research is possible. Three types of generalization in qualitative research are described: representational generalization (whether what is found in a sample can be generalized to the parent population of the sample), inferential generalization (whether findings from the study can be generalized to other settings), and theoretical generalization (where one draws theoretical statements from the findings of the study for more general application) [ 48 ]. The extent to which our results are generalizable is uncertain, as we used a theoretical sampling method, and our study was conducted exclusively in the Netherlands. We expect that the generic themes (reactivity, the scientific duty and the scientific climate) are applicable to academia in many countries across the world (inferential generalization). However, some elements, such as the Dutch educational system, will differ to a more or lesser extent from other countries (and thus can only be representationally generalized). In the Netherlands there is, for example, only one educational route after secondary school that has an academic orientation (scientific education, equivalent to the US university level education). This route consists of a bachelor’s program (typically 3 years), and a master’s program (typically 1, 2 or 3 years). Not every study program contains (compulsory) statistical courses, and statistical courses differ in depth and difficulty levels depending on the study program. Thus, not all the results will hold for other parts of the world, and further investigation is required.

Our findings demonstrate how perceived barriers to shift away from NHST set a high threshold for behavioral change and create a circle of interdependency. Behavioral change is a complex process. As ‘the stronger the intention to engage in a behavior, the more likely should be its performance’[ 21 ], further research on this subject should focus on how to influence the intention of behavior; i.e. which perceived barriers for the use of alternatives are most promising to break down in order to increase the intention for behavioral change. The present study shows that negative normative beliefs and a lack of perceived behavioral control regarding the innovation among individuals in the scientific system is a substantial problem. When social norms change in favor of the innovation, and control over the behavior increases, then the behavioral intention becomes a sufficient predictor of behavior [ 49 ]. An important follow-up question will therefore be: how can people be enthused and empowered, to ultimately take up the use of alternative methods instead of NHST? Answering this question can, in the long run, lead to the diffusion of the innovation through the scientific system as a whole.

NHST has been the leading paradigm for many decades and is deeply rooted in our science system, despite longstanding criticism. The aim of this study was to gain insight as to why we continue to use NHST. Our findings have demonstrated how perceived barriers to make a shift away from NHST set a high threshold for actual behavioral change and create a circle of interdependency between stakeholders in the scientific system. Consequently, people find themselves in a state of reactivity, which limits behavioral change with respect to the use of NHST. The next step would be to get more insight into ways to effectively remove barriers and thereby increase the intention to take a step back from NHST. A paradigm shift within a couple of years is not realistic. However, we believe that by taking small steps, one at a time, it is possible to decrease the scientific community’s strong dependence on NHST and p-values.

Supporting information

S1 appendix, acknowledgments.

The authors are grateful to Anja de Kruif for her contribution to the design of the study and for moderating one of the focus groups.

Funding Statement

This research was funded by the NWO (Nederlandse Organisatie voor Wetenschappelijk Onderzoek; Dutch Organization for Scientific Research) ( https://www.nwo.nl/ ) The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

Data Availability