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Module 2 Chapter 3: What is Empirical Literature & Where can it be Found?

In Module 1, you read about the problem of pseudoscience. Here, we revisit the issue in addressing how to locate and assess scientific or empirical literature . In this chapter you will read about:

  • distinguishing between what IS and IS NOT empirical literature
  • how and where to locate empirical literature for understanding diverse populations, social work problems, and social phenomena.

Probably the most important take-home lesson from this chapter is that one source is not sufficient to being well-informed on a topic. It is important to locate multiple sources of information and to critically appraise the points of convergence and divergence in the information acquired from different sources. This is especially true in emerging and poorly understood topics, as well as in answering complex questions.

What Is Empirical Literature

Social workers often need to locate valid, reliable information concerning the dimensions of a population group or subgroup, a social work problem, or social phenomenon. They might also seek information about the way specific problems or resources are distributed among the populations encountered in professional practice. Or, social workers might be interested in finding out about the way that certain people experience an event or phenomenon. Empirical literature resources may provide answers to many of these types of social work questions. In addition, resources containing data regarding social indicators may also prove helpful. Social indicators are the “facts and figures” statistics that describe the social, economic, and psychological factors that have an impact on the well-being of a community or other population group.The United Nations (UN) and the World Health Organization (WHO) are examples of organizations that monitor social indicators at a global level: dimensions of population trends (size, composition, growth/loss), health status (physical, mental, behavioral, life expectancy, maternal and infant mortality, fertility/child-bearing, and diseases like HIV/AIDS), housing and quality of sanitation (water supply, waste disposal), education and literacy, and work/income/unemployment/economics, for example.

Image of the Globe

Three characteristics stand out in empirical literature compared to other types of information available on a topic of interest: systematic observation and methodology, objectivity, and transparency/replicability/reproducibility. Let’s look a little more closely at these three features.

Systematic Observation and Methodology. The hallmark of empiricism is “repeated or reinforced observation of the facts or phenomena” (Holosko, 2006, p. 6). In empirical literature, established research methodologies and procedures are systematically applied to answer the questions of interest.

Objectivity. Gathering “facts,” whatever they may be, drives the search for empirical evidence (Holosko, 2006). Authors of empirical literature are expected to report the facts as observed, whether or not these facts support the investigators’ original hypotheses. Research integrity demands that the information be provided in an objective manner, reducing sources of investigator bias to the greatest possible extent.

Transparency and Replicability/Reproducibility.   Empirical literature is reported in such a manner that other investigators understand precisely what was done and what was found in a particular research study—to the extent that they could replicate the study to determine whether the findings are reproduced when repeated. The outcomes of an original and replication study may differ, but a reader could easily interpret the methods and procedures leading to each study’s findings.

What is NOT Empirical Literature

By now, it is probably obvious to you that literature based on “evidence” that is not developed in a systematic, objective, transparent manner is not empirical literature. On one hand, non-empirical types of professional literature may have great significance to social workers. For example, social work scholars may produce articles that are clearly identified as describing a new intervention or program without evaluative evidence, critiquing a policy or practice, or offering a tentative, untested theory about a phenomenon. These resources are useful in educating ourselves about possible issues or concerns. But, even if they are informed by evidence, they are not empirical literature. Here is a list of several sources of information that do not meet the standard of being called empirical literature:

  • your course instructor’s lectures
  • political statements
  • advertisements
  • newspapers & magazines (journalism)
  • television news reports & analyses (journalism)
  • many websites, Facebook postings, Twitter tweets, and blog postings
  • the introductory literature review in an empirical article

You may be surprised to see the last two included in this list. Like the other sources of information listed, these sources also might lead you to look for evidence. But, they are not themselves sources of evidence. They may summarize existing evidence, but in the process of summarizing (like your instructor’s lectures), information is transformed, modified, reduced, condensed, and otherwise manipulated in such a manner that you may not see the entire, objective story. These are called secondary sources, as opposed to the original, primary source of evidence. In relying solely on secondary sources, you sacrifice your own critical appraisal and thinking about the original work—you are “buying” someone else’s interpretation and opinion about the original work, rather than developing your own interpretation and opinion. What if they got it wrong? How would you know if you did not examine the primary source for yourself? Consider the following as an example of “getting it wrong” being perpetuated.

Example: Bullying and School Shootings . One result of the heavily publicized April 1999 school shooting incident at Columbine High School (Colorado), was a heavy emphasis placed on bullying as a causal factor in these incidents (Mears, Moon, & Thielo, 2017), “creating a powerful master narrative about school shootings” (Raitanen, Sandberg, & Oksanen, 2017, p. 3). Naturally, with an identified cause, a great deal of effort was devoted to anti-bullying campaigns and interventions for enhancing resilience among youth who experience bullying.  However important these strategies might be for promoting positive mental health, preventing poor mental health, and possibly preventing suicide among school-aged children and youth, it is a mistaken belief that this can prevent school shootings (Mears, Moon, & Thielo, 2017). Many times the accounts of the perpetrators having been bullied come from potentially inaccurate third-party accounts, rather than the perpetrators themselves; bullying was not involved in all instances of school shooting; a perpetrator’s perception of being bullied/persecuted are not necessarily accurate; many who experience severe bullying do not perpetrate these incidents; bullies are the least targeted shooting victims; perpetrators of the shooting incidents were often bullying others; and, bullying is only one of many important factors associated with perpetrating such an incident (Ioannou, Hammond, & Simpson, 2015; Mears, Moon, & Thielo, 2017; Newman &Fox, 2009; Raitanen, Sandberg, & Oksanen, 2017). While mass media reports deliver bullying as a means of explaining the inexplicable, the reality is not so simple: “The connection between bullying and school shootings is elusive” (Langman, 2014), and “the relationship between bullying and school shooting is, at best, tenuous” (Mears, Moon, & Thielo, 2017, p. 940). The point is, when a narrative becomes this publicly accepted, it is difficult to sort out truth and reality without going back to original sources of information and evidence.

Wordcloud of Bully Related Terms

What May or May Not Be Empirical Literature: Literature Reviews

Investigators typically engage in a review of existing literature as they develop their own research studies. The review informs them about where knowledge gaps exist, methods previously employed by other scholars, limitations of prior work, and previous scholars’ recommendations for directing future research. These reviews may appear as a published article, without new study data being reported (see Fields, Anderson, & Dabelko-Schoeny, 2014 for example). Or, the literature review may appear in the introduction to their own empirical study report. These literature reviews are not considered to be empirical evidence sources themselves, although they may be based on empirical evidence sources. One reason is that the authors of a literature review may or may not have engaged in a systematic search process, identifying a full, rich, multi-sided pool of evidence reports.

There is, however, a type of review that applies systematic methods and is, therefore, considered to be more strongly rooted in evidence: the systematic review .

Systematic review of literature. A systematic reviewis a type of literature report where established methods have been systematically applied, objectively, in locating and synthesizing a body of literature. The systematic review report is characterized by a great deal of transparency about the methods used and the decisions made in the review process, and are replicable. Thus, it meets the criteria for empirical literature: systematic observation and methodology, objectivity, and transparency/reproducibility. We will work a great deal more with systematic reviews in the second course, SWK 3402, since they are important tools for understanding interventions. They are somewhat less common, but not unheard of, in helping us understand diverse populations, social work problems, and social phenomena.

Locating Empirical Evidence

Social workers have available a wide array of tools and resources for locating empirical evidence in the literature. These can be organized into four general categories.

Journal Articles. A number of professional journals publish articles where investigators report on the results of their empirical studies. However, it is important to know how to distinguish between empirical and non-empirical manuscripts in these journals. A key indicator, though not the only one, involves a peer review process . Many professional journals require that manuscripts undergo a process of peer review before they are accepted for publication. This means that the authors’ work is shared with scholars who provide feedback to the journal editor as to the quality of the submitted manuscript. The editor then makes a decision based on the reviewers’ feedback:

  • Accept as is
  • Accept with minor revisions
  • Request that a revision be resubmitted (no assurance of acceptance)

When a “revise and resubmit” decision is made, the piece will go back through the review process to determine if it is now acceptable for publication and that all of the reviewers’ concerns have been adequately addressed. Editors may also reject a manuscript because it is a poor fit for the journal, based on its mission and audience, rather than sending it for review consideration.

Word cloud of social work related publications

Indicators of journal relevance. Various journals are not equally relevant to every type of question being asked of the literature. Journals may overlap to a great extent in terms of the topics they might cover; in other words, a topic might appear in multiple different journals, depending on how the topic was being addressed. For example, articles that might help answer a question about the relationship between community poverty and violence exposure might appear in several different journals, some with a focus on poverty, others with a focus on violence, and still others on community development or public health. Journal titles are sometimes a good starting point but may not give a broad enough picture of what they cover in their contents.

In focusing a literature search, it also helps to review a journal’s mission and target audience. For example, at least four different journals focus specifically on poverty:

  • Journal of Children & Poverty
  • Journal of Poverty
  • Journal of Poverty and Social Justice
  • Poverty & Public Policy

Let’s look at an example using the Journal of Poverty and Social Justice . Information about this journal is located on the journal’s webpage: http://policy.bristoluniversitypress.co.uk/journals/journal-of-poverty-and-social-justice . In the section headed “About the Journal” you can see that it is an internationally focused research journal, and that it addresses social justice issues in addition to poverty alone. The research articles are peer-reviewed (there appear to be non-empirical discussions published, as well). These descriptions about a journal are almost always available, sometimes listed as “scope” or “mission.” These descriptions also indicate the sponsorship of the journal—sponsorship may be institutional (a particular university or agency, such as Smith College Studies in Social Work ), a professional organization, such as the Council on Social Work Education (CSWE) or the National Association of Social Work (NASW), or a publishing company (e.g., Taylor & Frances, Wiley, or Sage).

Indicators of journal caliber.  Despite engaging in a peer review process, not all journals are equally rigorous. Some journals have very high rejection rates, meaning that many submitted manuscripts are rejected; others have fairly high acceptance rates, meaning that relatively few manuscripts are rejected. This is not necessarily the best indicator of quality, however, since newer journals may not be sufficiently familiar to authors with high quality manuscripts and some journals are very specific in terms of what they publish. Another index that is sometimes used is the journal’s impact factor . Impact factor is a quantitative number indicative of how often articles published in the journal are cited in the reference list of other journal articles—the statistic is calculated as the number of times on average each article published in a particular year were cited divided by the number of articles published (the number that could be cited). For example, the impact factor for the Journal of Poverty and Social Justice in our list above was 0.70 in 2017, and for the Journal of Poverty was 0.30. These are relatively low figures compared to a journal like the New England Journal of Medicine with an impact factor of 59.56! This means that articles published in that journal were, on average, cited more than 59 times in the next year or two.

Impact factors are not necessarily the best indicator of caliber, however, since many strong journals are geared toward practitioners rather than scholars, so they are less likely to be cited by other scholars but may have a large impact on a large readership. This may be the case for a journal like the one titled Social Work, the official journal of the National Association of Social Workers. It is distributed free to all members: over 120,000 practitioners, educators, and students of social work world-wide. The journal has a recent impact factor of.790. The journals with social work relevant content have impact factors in the range of 1.0 to 3.0 according to Scimago Journal & Country Rank (SJR), particularly when they are interdisciplinary journals (for example, Child Development , Journal of Marriage and Family , Child Abuse and Neglect , Child Maltreatmen t, Social Service Review , and British Journal of Social Work ). Once upon a time, a reader could locate different indexes comparing the “quality” of social work-related journals. However, the concept of “quality” is difficult to systematically define. These indexes have mostly been replaced by impact ratings, which are not necessarily the best, most robust indicators on which to rely in assessing journal quality. For example, new journals addressing cutting edge topics have not been around long enough to have been evaluated using this particular tool, and it takes a few years for articles to begin to be cited in other, later publications.

Beware of pseudo-, illegitimate, misleading, deceptive, and suspicious journals . Another side effect of living in the Age of Information is that almost anyone can circulate almost anything and call it whatever they wish. This goes for “journal” publications, as well. With the advent of open-access publishing in recent years (electronic resources available without subscription), we have seen an explosion of what are called predatory or junk journals . These are publications calling themselves journals, often with titles very similar to legitimate publications and often with fake editorial boards. These “publications” lack the integrity of legitimate journals. This caution is reminiscent of the discussions earlier in the course about pseudoscience and “snake oil” sales. The predatory nature of many apparent information dissemination outlets has to do with how scientists and scholars may be fooled into submitting their work, often paying to have their work peer-reviewed and published. There exists a “thriving black-market economy of publishing scams,” and at least two “journal blacklists” exist to help identify and avoid these scam journals (Anderson, 2017).

This issue is important to information consumers, because it creates a challenge in terms of identifying legitimate sources and publications. The challenge is particularly important to address when information from on-line, open-access journals is being considered. Open-access is not necessarily a poor choice—legitimate scientists may pay sizeable fees to legitimate publishers to make their work freely available and accessible as open-access resources. On-line access is also not necessarily a poor choice—legitimate publishers often make articles available on-line to provide timely access to the content, especially when publishing the article in hard copy will be delayed by months or even a year or more. On the other hand, stating that a journal engages in a peer-review process is no guarantee of quality—this claim may or may not be truthful. Pseudo- and junk journals may engage in some quality control practices, but may lack attention to important quality control processes, such as managing conflict of interest, reviewing content for objectivity or quality of the research conducted, or otherwise failing to adhere to industry standards (Laine & Winker, 2017).

One resource designed to assist with the process of deciphering legitimacy is the Directory of Open Access Journals (DOAJ). The DOAJ is not a comprehensive listing of all possible legitimate open-access journals, and does not guarantee quality, but it does help identify legitimate sources of information that are openly accessible and meet basic legitimacy criteria. It also is about open-access journals, not the many journals published in hard copy.

An additional caution: Search for article corrections. Despite all of the careful manuscript review and editing, sometimes an error appears in a published article. Most journals have a practice of publishing corrections in future issues. When you locate an article, it is helpful to also search for updates. Here is an example where data presented in an article’s original tables were erroneous, and a correction appeared in a later issue.

  • Marchant, A., Hawton, K., Stewart A., Montgomery, P., Singaravelu, V., Lloyd, K., Purdy, N., Daine, K., & John, A. (2017). A systematic review of the relationship between internet use, self-harm and suicidal behaviour in young people: The good, the bad and the unknown. PLoS One, 12(8): e0181722. https://www.ncbi.nlm.nih.gov/pmc/articles/PMC5558917/
  • Marchant, A., Hawton, K., Stewart A., Montgomery, P., Singaravelu, V., Lloyd, K., Purdy, N., Daine, K., & John, A. (2018).Correction—A systematic review of the relationship between internet use, self-harm and suicidal behaviour in young people: The good, the bad and the unknown. PLoS One, 13(3): e0193937.  http://journals.plos.org/plosone/article?id=10.1371/journal.pone.0193937

Search Tools. In this age of information, it is all too easy to find items—the problem lies in sifting, sorting, and managing the vast numbers of items that can be found. For example, a simple Google® search for the topic “community poverty and violence” resulted in about 15,600,000 results! As a means of simplifying the process of searching for journal articles on a specific topic, a variety of helpful tools have emerged. One type of search tool has previously applied a filtering process for you: abstracting and indexing databases . These resources provide the user with the results of a search to which records have already passed through one or more filters. For example, PsycINFO is managed by the American Psychological Association and is devoted to peer-reviewed literature in behavioral science. It contains almost 4.5 million records and is growing every month. However, it may not be available to users who are not affiliated with a university library. Conducting a basic search for our topic of “community poverty and violence” in PsychINFO returned 1,119 articles. Still a large number, but far more manageable. Additional filters can be applied, such as limiting the range in publication dates, selecting only peer reviewed items, limiting the language of the published piece (English only, for example), and specified types of documents (either chapters, dissertations, or journal articles only, for example). Adding the filters for English, peer-reviewed journal articles published between 2010 and 2017 resulted in 346 documents being identified.

Just as was the case with journals, not all abstracting and indexing databases are equivalent. There may be overlap between them, but none is guaranteed to identify all relevant pieces of literature. Here are some examples to consider, depending on the nature of the questions asked of the literature:

  • Academic Search Complete—multidisciplinary index of 9,300 peer-reviewed journals
  • AgeLine—multidisciplinary index of aging-related content for over 600 journals
  • Campbell Collaboration—systematic reviews in education, crime and justice, social welfare, international development
  • Google Scholar—broad search tool for scholarly literature across many disciplines
  • MEDLINE/ PubMed—National Library of medicine, access to over 15 million citations
  • Oxford Bibliographies—annotated bibliographies, each is discipline specific (e.g., psychology, childhood studies, criminology, social work, sociology)
  • PsycINFO/PsycLIT—international literature on material relevant to psychology and related disciplines
  • SocINDEX—publications in sociology
  • Social Sciences Abstracts—multiple disciplines
  • Social Work Abstracts—many areas of social work are covered
  • Web of Science—a “meta” search tool that searches other search tools, multiple disciplines

Placing our search for information about “community violence and poverty” into the Social Work Abstracts tool with no additional filters resulted in a manageable 54-item list. Finally, abstracting and indexing databases are another way to determine journal legitimacy: if a journal is indexed in a one of these systems, it is likely a legitimate journal. However, the converse is not necessarily true: if a journal is not indexed does not mean it is an illegitimate or pseudo-journal.

Government Sources. A great deal of information is gathered, analyzed, and disseminated by various governmental branches at the international, national, state, regional, county, and city level. Searching websites that end in.gov is one way to identify this type of information, often presented in articles, news briefs, and statistical reports. These government sources gather information in two ways: they fund external investigations through grants and contracts and they conduct research internally, through their own investigators. Here are some examples to consider, depending on the nature of the topic for which information is sought:

  • Agency for Healthcare Research and Quality (AHRQ) at https://www.ahrq.gov/
  • Bureau of Justice Statistics (BJS) at https://www.bjs.gov/
  • Census Bureau at https://www.census.gov
  • Morbidity and Mortality Weekly Report of the CDC (MMWR-CDC) at https://www.cdc.gov/mmwr/index.html
  • Child Welfare Information Gateway at https://www.childwelfare.gov
  • Children’s Bureau/Administration for Children & Families at https://www.acf.hhs.gov
  • Forum on Child and Family Statistics at https://www.childstats.gov
  • National Institutes of Health (NIH) at https://www.nih.gov , including (not limited to):
  • National Institute on Aging (NIA at https://www.nia.nih.gov
  • National Institute on Alcohol Abuse and Alcoholism (NIAAA) at https://www.niaaa.nih.gov
  • National Institute of Child Health and Human Development (NICHD) at https://www.nichd.nih.gov
  • National Institute on Drug Abuse (NIDA) at https://www.nida.nih.gov
  • National Institute of Environmental Health Sciences at https://www.niehs.nih.gov
  • National Institute of Mental Health (NIMH) at https://www.nimh.nih.gov
  • National Institute on Minority Health and Health Disparities at https://www.nimhd.nih.gov
  • National Institute of Justice (NIJ) at https://www.nij.gov
  • Substance Abuse and Mental Health Services Administration (SAMHSA) at https://www.samhsa.gov/
  • United States Agency for International Development at https://usaid.gov

Each state and many counties or cities have similar data sources and analysis reports available, such as Ohio Department of Health at https://www.odh.ohio.gov/healthstats/dataandstats.aspx and Franklin County at https://statisticalatlas.com/county/Ohio/Franklin-County/Overview . Data are available from international/global resources (e.g., United Nations and World Health Organization), as well.

Other Sources. The Health and Medicine Division (HMD) of the National Academies—previously the Institute of Medicine (IOM)—is a nonprofit institution that aims to provide government and private sector policy and other decision makers with objective analysis and advice for making informed health decisions. For example, in 2018 they produced reports on topics in substance use and mental health concerning the intersection of opioid use disorder and infectious disease,  the legal implications of emerging neurotechnologies, and a global agenda concerning the identification and prevention of violence (see http://www.nationalacademies.org/hmd/Global/Topics/Substance-Abuse-Mental-Health.aspx ). The exciting aspect of this resource is that it addresses many topics that are current concerns because they are hoping to help inform emerging policy. The caution to consider with this resource is the evidence is often still emerging, as well.

Numerous “think tank” organizations exist, each with a specific mission. For example, the Rand Corporation is a nonprofit organization offering research and analysis to address global issues since 1948. The institution’s mission is to help improve policy and decision making “to help individuals, families, and communities throughout the world be safer and more secure, healthier and more prosperous,” addressing issues of energy, education, health care, justice, the environment, international affairs, and national security (https://www.rand.org/about/history.html). And, for example, the Robert Woods Johnson Foundation is a philanthropic organization supporting research and research dissemination concerning health issues facing the United States. The foundation works to build a culture of health across systems of care (not only medical care) and communities (https://www.rwjf.org).

While many of these have a great deal of helpful evidence to share, they also may have a strong political bias. Objectivity is often lacking in what information these organizations provide: they provide evidence to support certain points of view. That is their purpose—to provide ideas on specific problems, many of which have a political component. Think tanks “are constantly researching solutions to a variety of the world’s problems, and arguing, advocating, and lobbying for policy changes at local, state, and federal levels” (quoted from https://thebestschools.org/features/most-influential-think-tanks/ ). Helpful information about what this one source identified as the 50 most influential U.S. think tanks includes identifying each think tank’s political orientation. For example, The Heritage Foundation is identified as conservative, whereas Human Rights Watch is identified as liberal.

While not the same as think tanks, many mission-driven organizations also sponsor or report on research, as well. For example, the National Association for Children of Alcoholics (NACOA) in the United States is a registered nonprofit organization. Its mission, along with other partnering organizations, private-sector groups, and federal agencies, is to promote policy and program development in research, prevention and treatment to provide information to, for, and about children of alcoholics (of all ages). Based on this mission, the organization supports knowledge development and information gathering on the topic and disseminates information that serves the needs of this population. While this is a worthwhile mission, there is no guarantee that the information meets the criteria for evidence with which we have been working. Evidence reported by think tank and mission-driven sources must be utilized with a great deal of caution and critical analysis!

In many instances an empirical report has not appeared in the published literature, but in the form of a technical or final report to the agency or program providing the funding for the research that was conducted. One such example is presented by a team of investigators funded by the National Institute of Justice to evaluate a program for training professionals to collect strong forensic evidence in instances of sexual assault (Patterson, Resko, Pierce-Weeks, & Campbell, 2014): https://www.ncjrs.gov/pdffiles1/nij/grants/247081.pdf . Investigators may serve in the capacity of consultant to agencies, programs, or institutions, and provide empirical evidence to inform activities and planning. One such example is presented by Maguire-Jack (2014) as a report to a state’s child maltreatment prevention board: https://preventionboard.wi.gov/Documents/InvestmentInPreventionPrograming_Final.pdf .

When Direct Answers to Questions Cannot Be Found. Sometimes social workers are interested in finding answers to complex questions or questions related to an emerging, not-yet-understood topic. This does not mean giving up on empirical literature. Instead, it requires a bit of creativity in approaching the literature. A Venn diagram might help explain this process. Consider a scenario where a social worker wishes to locate literature to answer a question concerning issues of intersectionality. Intersectionality is a social justice term applied to situations where multiple categorizations or classifications come together to create overlapping, interconnected, or multiplied disadvantage. For example, women with a substance use disorder and who have been incarcerated face a triple threat in terms of successful treatment for a substance use disorder: intersectionality exists between being a woman, having a substance use disorder, and having been in jail or prison. After searching the literature, little or no empirical evidence might have been located on this specific triple-threat topic. Instead, the social worker will need to seek literature on each of the threats individually, and possibly will find literature on pairs of topics (see Figure 3-1). There exists some literature about women’s outcomes for treatment of a substance use disorder (a), some literature about women during and following incarceration (b), and some literature about substance use disorders and incarceration (c). Despite not having a direct line on the center of the intersecting spheres of literature (d), the social worker can develop at least a partial picture based on the overlapping literatures.

Figure 3-1. Venn diagram of intersecting literature sets.

empirical literature in research

Take a moment to complete the following activity. For each statement about empirical literature, decide if it is true or false.

Social Work 3401 Coursebook Copyright © by Dr. Audrey Begun is licensed under a Creative Commons Attribution-NonCommercial-NoDerivatives 4.0 International License , except where otherwise noted.

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Home Market Research

Empirical Research: Definition, Methods, Types and Examples

What is Empirical Research

Content Index

Empirical research: Definition

Empirical research: origin, quantitative research methods, qualitative research methods, steps for conducting empirical research, empirical research methodology cycle, advantages of empirical research, disadvantages of empirical research, why is there a need for empirical research.

Empirical research is defined as any research where conclusions of the study is strictly drawn from concretely empirical evidence, and therefore “verifiable” evidence.

This empirical evidence can be gathered using quantitative market research and  qualitative market research  methods.

For example: A research is being conducted to find out if listening to happy music in the workplace while working may promote creativity? An experiment is conducted by using a music website survey on a set of audience who are exposed to happy music and another set who are not listening to music at all, and the subjects are then observed. The results derived from such a research will give empirical evidence if it does promote creativity or not.

LEARN ABOUT: Behavioral Research

You must have heard the quote” I will not believe it unless I see it”. This came from the ancient empiricists, a fundamental understanding that powered the emergence of medieval science during the renaissance period and laid the foundation of modern science, as we know it today. The word itself has its roots in greek. It is derived from the greek word empeirikos which means “experienced”.

In today’s world, the word empirical refers to collection of data using evidence that is collected through observation or experience or by using calibrated scientific instruments. All of the above origins have one thing in common which is dependence of observation and experiments to collect data and test them to come up with conclusions.

LEARN ABOUT: Causal Research

Types and methodologies of empirical research

Empirical research can be conducted and analysed using qualitative or quantitative methods.

  • Quantitative research : Quantitative research methods are used to gather information through numerical data. It is used to quantify opinions, behaviors or other defined variables . These are predetermined and are in a more structured format. Some of the commonly used methods are survey, longitudinal studies, polls, etc
  • Qualitative research:   Qualitative research methods are used to gather non numerical data.  It is used to find meanings, opinions, or the underlying reasons from its subjects. These methods are unstructured or semi structured. The sample size for such a research is usually small and it is a conversational type of method to provide more insight or in-depth information about the problem Some of the most popular forms of methods are focus groups, experiments, interviews, etc.

Data collected from these will need to be analysed. Empirical evidence can also be analysed either quantitatively and qualitatively. Using this, the researcher can answer empirical questions which have to be clearly defined and answerable with the findings he has got. The type of research design used will vary depending on the field in which it is going to be used. Many of them might choose to do a collective research involving quantitative and qualitative method to better answer questions which cannot be studied in a laboratory setting.

LEARN ABOUT: Qualitative Research Questions and Questionnaires

Quantitative research methods aid in analyzing the empirical evidence gathered. By using these a researcher can find out if his hypothesis is supported or not.

  • Survey research: Survey research generally involves a large audience to collect a large amount of data. This is a quantitative method having a predetermined set of closed questions which are pretty easy to answer. Because of the simplicity of such a method, high responses are achieved. It is one of the most commonly used methods for all kinds of research in today’s world.

Previously, surveys were taken face to face only with maybe a recorder. However, with advancement in technology and for ease, new mediums such as emails , or social media have emerged.

For example: Depletion of energy resources is a growing concern and hence there is a need for awareness about renewable energy. According to recent studies, fossil fuels still account for around 80% of energy consumption in the United States. Even though there is a rise in the use of green energy every year, there are certain parameters because of which the general population is still not opting for green energy. In order to understand why, a survey can be conducted to gather opinions of the general population about green energy and the factors that influence their choice of switching to renewable energy. Such a survey can help institutions or governing bodies to promote appropriate awareness and incentive schemes to push the use of greener energy.

Learn more: Renewable Energy Survey Template Descriptive Research vs Correlational Research

  • Experimental research: In experimental research , an experiment is set up and a hypothesis is tested by creating a situation in which one of the variable is manipulated. This is also used to check cause and effect. It is tested to see what happens to the independent variable if the other one is removed or altered. The process for such a method is usually proposing a hypothesis, experimenting on it, analyzing the findings and reporting the findings to understand if it supports the theory or not.

For example: A particular product company is trying to find what is the reason for them to not be able to capture the market. So the organisation makes changes in each one of the processes like manufacturing, marketing, sales and operations. Through the experiment they understand that sales training directly impacts the market coverage for their product. If the person is trained well, then the product will have better coverage.

  • Correlational research: Correlational research is used to find relation between two set of variables . Regression analysis is generally used to predict outcomes of such a method. It can be positive, negative or neutral correlation.

LEARN ABOUT: Level of Analysis

For example: Higher educated individuals will get higher paying jobs. This means higher education enables the individual to high paying job and less education will lead to lower paying jobs.

  • Longitudinal study: Longitudinal study is used to understand the traits or behavior of a subject under observation after repeatedly testing the subject over a period of time. Data collected from such a method can be qualitative or quantitative in nature.

For example: A research to find out benefits of exercise. The target is asked to exercise everyday for a particular period of time and the results show higher endurance, stamina, and muscle growth. This supports the fact that exercise benefits an individual body.

  • Cross sectional: Cross sectional study is an observational type of method, in which a set of audience is observed at a given point in time. In this type, the set of people are chosen in a fashion which depicts similarity in all the variables except the one which is being researched. This type does not enable the researcher to establish a cause and effect relationship as it is not observed for a continuous time period. It is majorly used by healthcare sector or the retail industry.

For example: A medical study to find the prevalence of under-nutrition disorders in kids of a given population. This will involve looking at a wide range of parameters like age, ethnicity, location, incomes  and social backgrounds. If a significant number of kids coming from poor families show under-nutrition disorders, the researcher can further investigate into it. Usually a cross sectional study is followed by a longitudinal study to find out the exact reason.

  • Causal-Comparative research : This method is based on comparison. It is mainly used to find out cause-effect relationship between two variables or even multiple variables.

For example: A researcher measured the productivity of employees in a company which gave breaks to the employees during work and compared that to the employees of the company which did not give breaks at all.

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Some research questions need to be analysed qualitatively, as quantitative methods are not applicable there. In many cases, in-depth information is needed or a researcher may need to observe a target audience behavior, hence the results needed are in a descriptive analysis form. Qualitative research results will be descriptive rather than predictive. It enables the researcher to build or support theories for future potential quantitative research. In such a situation qualitative research methods are used to derive a conclusion to support the theory or hypothesis being studied.

LEARN ABOUT: Qualitative Interview

  • Case study: Case study method is used to find more information through carefully analyzing existing cases. It is very often used for business research or to gather empirical evidence for investigation purpose. It is a method to investigate a problem within its real life context through existing cases. The researcher has to carefully analyse making sure the parameter and variables in the existing case are the same as to the case that is being investigated. Using the findings from the case study, conclusions can be drawn regarding the topic that is being studied.

For example: A report mentioning the solution provided by a company to its client. The challenges they faced during initiation and deployment, the findings of the case and solutions they offered for the problems. Such case studies are used by most companies as it forms an empirical evidence for the company to promote in order to get more business.

  • Observational method:   Observational method is a process to observe and gather data from its target. Since it is a qualitative method it is time consuming and very personal. It can be said that observational research method is a part of ethnographic research which is also used to gather empirical evidence. This is usually a qualitative form of research, however in some cases it can be quantitative as well depending on what is being studied.

For example: setting up a research to observe a particular animal in the rain-forests of amazon. Such a research usually take a lot of time as observation has to be done for a set amount of time to study patterns or behavior of the subject. Another example used widely nowadays is to observe people shopping in a mall to figure out buying behavior of consumers.

  • One-on-one interview: Such a method is purely qualitative and one of the most widely used. The reason being it enables a researcher get precise meaningful data if the right questions are asked. It is a conversational method where in-depth data can be gathered depending on where the conversation leads.

For example: A one-on-one interview with the finance minister to gather data on financial policies of the country and its implications on the public.

  • Focus groups: Focus groups are used when a researcher wants to find answers to why, what and how questions. A small group is generally chosen for such a method and it is not necessary to interact with the group in person. A moderator is generally needed in case the group is being addressed in person. This is widely used by product companies to collect data about their brands and the product.

For example: A mobile phone manufacturer wanting to have a feedback on the dimensions of one of their models which is yet to be launched. Such studies help the company meet the demand of the customer and position their model appropriately in the market.

  • Text analysis: Text analysis method is a little new compared to the other types. Such a method is used to analyse social life by going through images or words used by the individual. In today’s world, with social media playing a major part of everyone’s life, such a method enables the research to follow the pattern that relates to his study.

For example: A lot of companies ask for feedback from the customer in detail mentioning how satisfied are they with their customer support team. Such data enables the researcher to take appropriate decisions to make their support team better.

Sometimes a combination of the methods is also needed for some questions that cannot be answered using only one type of method especially when a researcher needs to gain a complete understanding of complex subject matter.

We recently published a blog that talks about examples of qualitative data in education ; why don’t you check it out for more ideas?

Since empirical research is based on observation and capturing experiences, it is important to plan the steps to conduct the experiment and how to analyse it. This will enable the researcher to resolve problems or obstacles which can occur during the experiment.

Step #1: Define the purpose of the research

This is the step where the researcher has to answer questions like what exactly do I want to find out? What is the problem statement? Are there any issues in terms of the availability of knowledge, data, time or resources. Will this research be more beneficial than what it will cost.

Before going ahead, a researcher has to clearly define his purpose for the research and set up a plan to carry out further tasks.

Step #2 : Supporting theories and relevant literature

The researcher needs to find out if there are theories which can be linked to his research problem . He has to figure out if any theory can help him support his findings. All kind of relevant literature will help the researcher to find if there are others who have researched this before, or what are the problems faced during this research. The researcher will also have to set up assumptions and also find out if there is any history regarding his research problem

Step #3: Creation of Hypothesis and measurement

Before beginning the actual research he needs to provide himself a working hypothesis or guess what will be the probable result. Researcher has to set up variables, decide the environment for the research and find out how can he relate between the variables.

Researcher will also need to define the units of measurements, tolerable degree for errors, and find out if the measurement chosen will be acceptable by others.

Step #4: Methodology, research design and data collection

In this step, the researcher has to define a strategy for conducting his research. He has to set up experiments to collect data which will enable him to propose the hypothesis. The researcher will decide whether he will need experimental or non experimental method for conducting the research. The type of research design will vary depending on the field in which the research is being conducted. Last but not the least, the researcher will have to find out parameters that will affect the validity of the research design. Data collection will need to be done by choosing appropriate samples depending on the research question. To carry out the research, he can use one of the many sampling techniques. Once data collection is complete, researcher will have empirical data which needs to be analysed.

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Step #5: Data Analysis and result

Data analysis can be done in two ways, qualitatively and quantitatively. Researcher will need to find out what qualitative method or quantitative method will be needed or will he need a combination of both. Depending on the unit of analysis of his data, he will know if his hypothesis is supported or rejected. Analyzing this data is the most important part to support his hypothesis.

Step #6: Conclusion

A report will need to be made with the findings of the research. The researcher can give the theories and literature that support his research. He can make suggestions or recommendations for further research on his topic.

Empirical research methodology cycle

A.D. de Groot, a famous dutch psychologist and a chess expert conducted some of the most notable experiments using chess in the 1940’s. During his study, he came up with a cycle which is consistent and now widely used to conduct empirical research. It consists of 5 phases with each phase being as important as the next one. The empirical cycle captures the process of coming up with hypothesis about how certain subjects work or behave and then testing these hypothesis against empirical data in a systematic and rigorous approach. It can be said that it characterizes the deductive approach to science. Following is the empirical cycle.

  • Observation: At this phase an idea is sparked for proposing a hypothesis. During this phase empirical data is gathered using observation. For example: a particular species of flower bloom in a different color only during a specific season.
  • Induction: Inductive reasoning is then carried out to form a general conclusion from the data gathered through observation. For example: As stated above it is observed that the species of flower blooms in a different color during a specific season. A researcher may ask a question “does the temperature in the season cause the color change in the flower?” He can assume that is the case, however it is a mere conjecture and hence an experiment needs to be set up to support this hypothesis. So he tags a few set of flowers kept at a different temperature and observes if they still change the color?
  • Deduction: This phase helps the researcher to deduce a conclusion out of his experiment. This has to be based on logic and rationality to come up with specific unbiased results.For example: In the experiment, if the tagged flowers in a different temperature environment do not change the color then it can be concluded that temperature plays a role in changing the color of the bloom.
  • Testing: This phase involves the researcher to return to empirical methods to put his hypothesis to the test. The researcher now needs to make sense of his data and hence needs to use statistical analysis plans to determine the temperature and bloom color relationship. If the researcher finds out that most flowers bloom a different color when exposed to the certain temperature and the others do not when the temperature is different, he has found support to his hypothesis. Please note this not proof but just a support to his hypothesis.
  • Evaluation: This phase is generally forgotten by most but is an important one to keep gaining knowledge. During this phase the researcher puts forth the data he has collected, the support argument and his conclusion. The researcher also states the limitations for the experiment and his hypothesis and suggests tips for others to pick it up and continue a more in-depth research for others in the future. LEARN MORE: Population vs Sample

LEARN MORE: Population vs Sample

There is a reason why empirical research is one of the most widely used method. There are a few advantages associated with it. Following are a few of them.

  • It is used to authenticate traditional research through various experiments and observations.
  • This research methodology makes the research being conducted more competent and authentic.
  • It enables a researcher understand the dynamic changes that can happen and change his strategy accordingly.
  • The level of control in such a research is high so the researcher can control multiple variables.
  • It plays a vital role in increasing internal validity .

Even though empirical research makes the research more competent and authentic, it does have a few disadvantages. Following are a few of them.

  • Such a research needs patience as it can be very time consuming. The researcher has to collect data from multiple sources and the parameters involved are quite a few, which will lead to a time consuming research.
  • Most of the time, a researcher will need to conduct research at different locations or in different environments, this can lead to an expensive affair.
  • There are a few rules in which experiments can be performed and hence permissions are needed. Many a times, it is very difficult to get certain permissions to carry out different methods of this research.
  • Collection of data can be a problem sometimes, as it has to be collected from a variety of sources through different methods.

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Empirical research is important in today’s world because most people believe in something only that they can see, hear or experience. It is used to validate multiple hypothesis and increase human knowledge and continue doing it to keep advancing in various fields.

For example: Pharmaceutical companies use empirical research to try out a specific drug on controlled groups or random groups to study the effect and cause. This way, they prove certain theories they had proposed for the specific drug. Such research is very important as sometimes it can lead to finding a cure for a disease that has existed for many years. It is useful in science and many other fields like history, social sciences, business, etc.

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With the advancement in today’s world, empirical research has become critical and a norm in many fields to support their hypothesis and gain more knowledge. The methods mentioned above are very useful for carrying out such research. However, a number of new methods will keep coming up as the nature of new investigative questions keeps getting unique or changing.

Create a single source of real data with a built-for-insights platform. Store past data, add nuggets of insights, and import research data from various sources into a CRM for insights. Build on ever-growing research with a real-time dashboard in a unified research management platform to turn insights into knowledge.

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  • Introductory Video This video covers what empirical research is, what kinds of questions and methods empirical researchers use, and some tips for finding empirical research articles in your discipline.

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Empirical research in the social sciences and education.

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Contact the Librarian at your campus for more help!

Ellysa Cahoy

Introduction: What is Empirical Research?

Empirical research is based on observed and measured phenomena and derives knowledge from actual experience rather than from theory or belief. 

How do you know if a study is empirical? Read the subheadings within the article, book, or report and look for a description of the research "methodology."  Ask yourself: Could I recreate this study and test these results?

Key characteristics to look for:

  • Specific research questions to be answered
  • Definition of the population, behavior, or   phenomena being studied
  • Description of the process used to study this population or phenomena, including selection criteria, controls, and testing instruments (such as surveys)

Another hint: some scholarly journals use a specific layout, called the "IMRaD" format, to communicate empirical research findings. Such articles typically have 4 components:

  • Introduction : sometimes called "literature review" -- what is currently known about the topic -- usually includes a theoretical framework and/or discussion of previous studies
  • Methodology: sometimes called "research design" -- how to recreate the study -- usually describes the population, research process, and analytical tools used in the present study
  • Results : sometimes called "findings" -- what was learned through the study -- usually appears as statistical data or as substantial quotations from research participants
  • Discussion : sometimes called "conclusion" or "implications" -- why the study is important -- usually describes how the research results influence professional practices or future studies

Reading and Evaluating Scholarly Materials

Reading research can be a challenge. However, the tutorials and videos below can help. They explain what scholarly articles look like, how to read them, and how to evaluate them:

  • CRAAP Checklist A frequently-used checklist that helps you examine the currency, relevance, authority, accuracy, and purpose of an information source.
  • IF I APPLY A newer model of evaluating sources which encourages you to think about your own biases as a reader, as well as concerns about the item you are reading.
  • Credo Video: How to Read Scholarly Materials (4 min.)
  • Credo Tutorial: How to Read Scholarly Materials
  • Credo Tutorial: Evaluating Information
  • Credo Video: Evaluating Statistics (4 min.)
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PSYC 301: Intro to Research Methods

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Finding Empirical Research

Empirical research is published in books and in scholarly, peer-reviewed journals. PsycInfo  offers straightforward ways to identify empirical research, unlike most other databases.

Finding Empirical Research in PsycInfo

  • PsycInfo Choose "Advanced Search" Scroll down the page to "Methodology," and choose "Empirical Study" Type your keywords into the search boxes Choose other limits, such as publication date, if needed Click on the "Search" button

Slideshow showing how to find empirical research in APA PsycInfo

Video of finding empirical articles in psycinfo.

  • Searching for Peer-Reviewed Empirical Articles (YouTube Video) Created by the APA

What is Empirical Research?

Empirical research  is based on observed and measured phenomena and derives knowledge from actual experience rather than from theory or belief. 

How do you know if a study is empirical? Read the subheadings within the article, book, or report and look for a description of the research "methodology." Ask yourself: Could I recreate this study and test these results?

Key characteristics to look for:

  • Specific research questions  to be answered
  • Definition of the  population, behavior, or   phenomena  being studied
  • Description of the  process  used to study this population or phenomena, including selection criteria, controls, and testing instruments (such as surveys)

Another hint: some scholarly journals use a specific layout, called the "IMRaD" format, to communicate empirical research findings. Such articles typically have 4 components:

  • Introduction : sometimes called "literature review" -- what is currently known about the topic -- usually includes a theoretical framework and/or discussion of previous studies
  • Methodology:  sometimes called "research design" -- how to recreate the study -- usually describes the population, research process, and analytical tools
  • Results : sometimes called "findings"  --  what was learned through the study -- usually appears as statistical data or as substantial quotations from research participants
  • Discussion : sometimes called "conclusion" or "implications" -- why the study is important -- usually describes how the research results influence professional practices or future studies

Adapted from PennState University Libraries, Empirical Research in the Social Sciences and Education

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Introduction: What is Empirical Research?

Quantitative methods, qualitative methods.

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Empirical research  is based on phenomena that can be observed and measured. Empirical research derives knowledge from actual experience rather than from theory or belief. 

Key characteristics of empirical research include:

  • Specific research questions to be answered;
  • Definitions of the population, behavior, or phenomena being studied;
  • Description of the methodology or research design used to study this population or phenomena, including selection criteria, controls, and testing instruments (such as surveys);
  • Two basic research processes or methods in empirical research: quantitative methods and qualitative methods (see the rest of the guide for more about these methods).

(based on the original from the Connelly LIbrary of LaSalle University)

empirical literature in research

Empirical Research: Qualitative vs. Quantitative

Learn about common types of journal articles that use APA Style, including empirical studies; meta-analyses; literature reviews; and replication, theoretical, and methodological articles.

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Quantitative Research

A quantitative research project is characterized by having a population about which the researcher wants to draw conclusions, but it is not possible to collect data on the entire population.

  • For an observational study, it is necessary to select a proper, statistical random sample and to use methods of statistical inference to draw conclusions about the population. 
  • For an experimental study, it is necessary to have a random assignment of subjects to experimental and control groups in order to use methods of statistical inference.

Statistical methods are used in all three stages of a quantitative research project.

For observational studies, the data are collected using statistical sampling theory. Then, the sample data are analyzed using descriptive statistical analysis. Finally, generalizations are made from the sample data to the entire population using statistical inference.

For experimental studies, the subjects are allocated to experimental and control group using randomizing methods. Then, the experimental data are analyzed using descriptive statistical analysis. Finally, just as for observational data, generalizations are made to a larger population.

Iversen, G. (2004). Quantitative research . In M. Lewis-Beck, A. Bryman, & T. Liao (Eds.), Encyclopedia of social science research methods . (pp. 897-898). Thousand Oaks, CA: SAGE Publications, Inc.

Qualitative Research

What makes a work deserving of the label qualitative research is the demonstrable effort to produce richly and relevantly detailed descriptions and particularized interpretations of people and the social, linguistic, material, and other practices and events that shape and are shaped by them.

Qualitative research typically includes, but is not limited to, discerning the perspectives of these people, or what is often referred to as the actor’s point of view. Although both philosophically and methodologically a highly diverse entity, qualitative research is marked by certain defining imperatives that include its case (as opposed to its variable) orientation, sensitivity to cultural and historical context, and reflexivity. 

In its many guises, qualitative research is a form of empirical inquiry that typically entails some form of purposive sampling for information-rich cases; in-depth interviews and open-ended interviews, lengthy participant/field observations, and/or document or artifact study; and techniques for analysis and interpretation of data that move beyond the data generated and their surface appearances. 

Sandelowski, M. (2004).  Qualitative research . In M. Lewis-Beck, A. Bryman, & T. Liao (Eds.),  Encyclopedia of social science research methods . (pp. 893-894). Thousand Oaks, CA: SAGE Publications, Inc.

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2.3 Reviewing the Research Literature

Learning objectives.

  • Define the research literature in psychology and give examples of sources that are part of the research literature and sources that are not.
  • Describe and use several methods for finding previous research on a particular research idea or question.

Reviewing the research literature means finding, reading, and summarizing the published research relevant to your question. An empirical research report written in American Psychological Association (APA) style always includes a written literature review, but it is important to review the literature early in the research process for several reasons.

  • It can help you turn a research idea into an interesting research question.
  • It can tell you if a research question has already been answered.
  • It can help you evaluate the interestingness of a research question.
  • It can give you ideas for how to conduct your own study.
  • It can tell you how your study fits into the research literature.

What Is the Research Literature?

The research literature in any field is all the published research in that field. The research literature in psychology is enormous—including millions of scholarly articles and books dating to the beginning of the field—and it continues to grow. Although its boundaries are somewhat fuzzy, the research literature definitely does not include self-help and other pop psychology books, dictionary and encyclopedia entries, websites, and similar sources that are intended mainly for the general public. These are considered unreliable because they are not reviewed by other researchers and are often based on little more than common sense or personal experience. Wikipedia contains much valuable information, but the fact that its authors are anonymous and its content continually changes makes it unsuitable as a basis of sound scientific research. For our purposes, it helps to define the research literature as consisting almost entirely of two types of sources: articles in professional journals, and scholarly books in psychology and related fields.

Professional Journals

Professional journals are periodicals that publish original research articles. There are thousands of professional journals that publish research in psychology and related fields. They are usually published monthly or quarterly in individual issues, each of which contains several articles. The issues are organized into volumes, which usually consist of all the issues for a calendar year. Some journals are published in hard copy only, others in both hard copy and electronic form, and still others in electronic form only.

Most articles in professional journals are one of two basic types: empirical research reports and review articles. Empirical research reports describe one or more new empirical studies conducted by the authors. They introduce a research question, explain why it is interesting, review previous research, describe their method and results, and draw their conclusions. Review articles summarize previously published research on a topic and usually present new ways to organize or explain the results. When a review article is devoted primarily to presenting a new theory, it is often referred to as a theoretical article .

Figure 2.6 Small Sample of the Thousands of Professional Journals That Publish Research in Psychology and Related Fields

A Small sample of the thousands of professional journals that publish research in psychology and related fields

Most professional journals in psychology undergo a process of peer review . Researchers who want to publish their work in the journal submit a manuscript to the editor—who is generally an established researcher too—who in turn sends it to two or three experts on the topic. Each reviewer reads the manuscript, writes a critical review, and sends the review back to the editor along with his or her recommendations. The editor then decides whether to accept the article for publication, ask the authors to make changes and resubmit it for further consideration, or reject it outright. In any case, the editor forwards the reviewers’ written comments to the researchers so that they can revise their manuscript accordingly. Peer review is important because it ensures that the work meets basic standards of the field before it can enter the research literature.

Scholarly Books

Scholarly books are books written by researchers and practitioners mainly for use by other researchers and practitioners. A monograph is written by a single author or a small group of authors and usually gives a coherent presentation of a topic much like an extended review article. Edited volumes have an editor or a small group of editors who recruit many authors to write separate chapters on different aspects of the same topic. Although edited volumes can also give a coherent presentation of the topic, it is not unusual for each chapter to take a different perspective or even for the authors of different chapters to openly disagree with each other. In general, scholarly books undergo a peer review process similar to that used by professional journals.

Literature Search Strategies

Using psycinfo and other databases.

The primary method used to search the research literature involves using one or more electronic databases. These include Academic Search Premier, JSTOR, and ProQuest for all academic disciplines, ERIC for education, and PubMed for medicine and related fields. The most important for our purposes, however, is PsycINFO , which is produced by the APA. PsycINFO is so comprehensive—covering thousands of professional journals and scholarly books going back more than 100 years—that for most purposes its content is synonymous with the research literature in psychology. Like most such databases, PsycINFO is usually available through your college or university library.

PsycINFO consists of individual records for each article, book chapter, or book in the database. Each record includes basic publication information, an abstract or summary of the work, and a list of other works cited by that work. A computer interface allows entering one or more search terms and returns any records that contain those search terms. (These interfaces are provided by different vendors and therefore can look somewhat different depending on the library you use.) Each record also contains lists of keywords that describe the content of the work and also a list of index terms. The index terms are especially helpful because they are standardized. Research on differences between women and men, for example, is always indexed under “Human Sex Differences.” Research on touching is always indexed under the term “Physical Contact.” If you do not know the appropriate index terms, PsycINFO includes a thesaurus that can help you find them.

Given that there are nearly three million records in PsycINFO, you may have to try a variety of search terms in different combinations and at different levels of specificity before you find what you are looking for. Imagine, for example, that you are interested in the question of whether women and men differ in terms of their ability to recall experiences from when they were very young. If you were to enter “memory for early experiences” as your search term, PsycINFO would return only six records, most of which are not particularly relevant to your question. However, if you were to enter the search term “memory,” it would return 149,777 records—far too many to look through individually. This is where the thesaurus helps. Entering “memory” into the thesaurus provides several more specific index terms—one of which is “early memories.” While searching for “early memories” among the index terms returns 1,446 records—still too many too look through individually—combining it with “human sex differences” as a second search term returns 37 articles, many of which are highly relevant to the topic.

Depending on the vendor that provides the interface to PsycINFO, you may be able to save, print, or e-mail the relevant PsycINFO records. The records might even contain links to full-text copies of the works themselves. (PsycARTICLES is a database that provides full-text access to articles in all journals published by the APA.) If not, and you want a copy of the work, you will have to find out if your library carries the journal or has the book and the hard copy on the library shelves. Be sure to ask a librarian if you need help.

Using Other Search Techniques

In addition to entering search terms into PsycINFO and other databases, there are several other techniques you can use to search the research literature. First, if you have one good article or book chapter on your topic—a recent review article is best—you can look through the reference list of that article for other relevant articles, books, and book chapters. In fact, you should do this with any relevant article or book chapter you find. You can also start with a classic article or book chapter on your topic, find its record in PsycINFO (by entering the author’s name or article’s title as a search term), and link from there to a list of other works in PsycINFO that cite that classic article. This works because other researchers working on your topic are likely to be aware of the classic article and cite it in their own work. You can also do a general Internet search using search terms related to your topic or the name of a researcher who conducts research on your topic. This might lead you directly to works that are part of the research literature (e.g., articles in open-access journals or posted on researchers’ own websites). The search engine Google Scholar is especially useful for this purpose. A general Internet search might also lead you to websites that are not part of the research literature but might provide references to works that are. Finally, you can talk to people (e.g., your instructor or other faculty members in psychology) who know something about your topic and can suggest relevant articles and book chapters.

What to Search For

When you do a literature review, you need to be selective. Not every article, book chapter, and book that relates to your research idea or question will be worth obtaining, reading, and integrating into your review. Instead, you want to focus on sources that help you do four basic things: (a) refine your research question, (b) identify appropriate research methods, (c) place your research in the context of previous research, and (d) write an effective research report. Several basic principles can help you find the most useful sources.

First, it is best to focus on recent research, keeping in mind that what counts as recent depends on the topic. For newer topics that are actively being studied, “recent” might mean published in the past year or two. For older topics that are receiving less attention right now, “recent” might mean within the past 10 years. You will get a feel for what counts as recent for your topic when you start your literature search. A good general rule, however, is to start with sources published in the past five years. The main exception to this rule would be classic articles that turn up in the reference list of nearly every other source. If other researchers think that this work is important, even though it is old, then by all means you should include it in your review.

Second, you should look for review articles on your topic because they will provide a useful overview of it—often discussing important definitions, results, theories, trends, and controversies—giving you a good sense of where your own research fits into the literature. You should also look for empirical research reports addressing your question or similar questions, which can give you ideas about how to operationally define your variables and collect your data. As a general rule, it is good to use methods that others have already used successfully unless you have good reasons not to. Finally, you should look for sources that provide information that can help you argue for the interestingness of your research question. For a study on the effects of cell phone use on driving ability, for example, you might look for information about how widespread cell phone use is, how frequent and costly motor vehicle crashes are, and so on.

How many sources are enough for your literature review? This is a difficult question because it depends on how extensively your topic has been studied and also on your own goals. One study found that across a variety of professional journals in psychology, the average number of sources cited per article was about 50 (Adair & Vohra, 2003). This gives a rough idea of what professional researchers consider to be adequate. As a student, you might be assigned a much lower minimum number of references to use, but the principles for selecting the most useful ones remain the same.

Key Takeaways

  • The research literature in psychology is all the published research in psychology, consisting primarily of articles in professional journals and scholarly books.
  • Early in the research process, it is important to conduct a review of the research literature on your topic to refine your research question, identify appropriate research methods, place your question in the context of other research, and prepare to write an effective research report.
  • There are several strategies for finding previous research on your topic. Among the best is using PsycINFO, a computer database that catalogs millions of articles, books, and book chapters in psychology and related fields.
  • Practice: Use the techniques discussed in this section to find 10 journal articles and book chapters on one of the following research ideas: memory for smells, aggressive driving, the causes of narcissistic personality disorder, the functions of the intraparietal sulcus, or prejudice against the physically handicapped.

Adair, J. G., & Vohra, N. (2003). The explosion of knowledge, references, and citations: Psychology’s unique response to a crisis. American Psychologist, 58 , 15–23.

Research Methods in Psychology Copyright © 2016 by University of Minnesota is licensed under a Creative Commons Attribution-NonCommercial-ShareAlike 4.0 International License , except where otherwise noted.

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What is a Literature Review?

Empirical research.

  • Annotated Bibliographies

A literature review  summarizes and discusses previous publications  on a topic.

It should also:

explore past research and its strengths and weaknesses.

be used to validate the target and methods you have chosen for your proposed research.

consist of books and scholarly journals that provide research examples of populations or settings similar to your own, as well as community resources to document the need for your proposed research.

The literature review does not present new  primary  scholarship. 

be completed in the correct citation format requested by your professor  (see the  C itations Tab)

Access Purdue  OWL's Social Work Literature Review Guidelines here .  

Empirical Research  is  research  that is based on experimentation or observation, i.e. Evidence. Such  research  is often conducted to answer a specific question or to test a hypothesis (educated guess).

How do you know if a study is empirical? Read the subheadings within the article, book, or report and look for a description of the research "methodology."  Ask yourself: Could I recreate this study and test these results?

These are some key features to look for when identifying empirical research.

NOTE:  Not all of these features will be in every empirical research article, some may be excluded, use this only as a guide.

  • Statement of methodology
  • Research questions are clear and measurable
  • Individuals, group, subjects which are being studied are identified/defined
  • Data is presented regarding the findings
  • Controls or instruments such as surveys or tests were conducted
  • There is a literature review
  • There is discussion of the results included
  • Citations/references are included

See also Empirical Research Guide

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Empirical Research: Defining, Identifying, & Finding

Searching for empirical research.

  • Defining Empirical Research
  • Introduction

Where Do I Find Empirical Research?

How do i find more empirical research in my search.

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Because empirical research refers to the method of investigation rather than a method of publication, it can be published in a number of places. In many disciplines empirical research is most commonly published in scholarly, peer-reviewed journals . Putting empirical research through the peer review process helps ensure that the research is high quality. 

Finding Peer-Reviewed Articles

You can find peer-reviewed articles in a general web search along with a lot of other types of sources. However, these specialized tools are more likely to find peer-reviewed articles:

  • Library databases
  • Academic search engines such as Google Scholar

Common Types of Articles That Are Not Empirical

However, just finding an article in a peer-reviewed journal is not enough to say it is empirical, since not all the articles in a peer-reviewed journal will be empirical research or even peer reviewed. Knowing how to quickly identify some types non-empirical research articles in peer-reviewed journals can help speed up your search. 

  • Peer-reviewed articles that systematically discuss and propose abstract concepts and methods for a field without primary data collection.
  • Example: Grosser, K. & Moon, J. (2019). CSR and feminist organization studies: Towards an integrated theorization for the analysis of gender issues .
  • Peer-reviewed articles that systematically describe, summarize, and often categorize and evaluate previous research on a topic without collecting new data.
  • Example: Heuer, S. & Willer, R. (2020). How is quality of life assessed in people with dementia? A systematic literature review and a primer for speech-language pathologists .
  • Note: empirical research articles will have a literature review section as part of the Introduction , but in an empirical research article the literature review exists to give context to the empirical research, which is the primary focus of the article. In a literature review article, the literature review is the focus. 
  • While these articles are not empirical, they are often a great source of information on previous empirical research on a topic with citations to find that research.
  • Non-peer-reviewed articles where the authors discuss their thoughts on a particular topic without data collection and a systematic method. There are a few differences between these types of articles.
  • Written by the editors or guest editors of the journal. 
  • Example:  Naples, N. A., Mauldin, L., & Dillaway, H. (2018). From the guest editors: Gender, disability, and intersectionality .
  • Written by guest authors. The journal may have a non-peer-reviewed process for authors to submit these articles, and the editors of the journal may invite authors to write opinion articles.
  • Example: García, J. J.-L., & Sharif, M. Z. (2015). Black lives matter: A commentary on racism and public health . 
  • Written by the readers of a journal, often in response to an article previously-published in the journal.
  • Example: Nathan, M. (2013). Letters: Perceived discrimination and racial/ethnic disparities in youth problem behaviors . 
  • Non-peer-reviewed articles that describe and evaluate books, products, services, and other things the audience of the journal would be interested in. 
  • Example: Robinson, R. & Green, J. M. (2020). Book review: Microaggressions and traumatic stress: Theory, research, and clinical treatment .

Even once you know how to recognize empirical research and where it is published, it would be nice to improve your search results so that more empirical research shows up for your topic.

There are two major ways to find the empirical research in a database search:

  • Use built-in database tools to limit results to empirical research.
  • Include search terms that help identify empirical research.
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Empirical Research

Introduction, what is empirical research, attribution.

  • Finding Empirical Research in Library Databases
  • Designing Empirical Research
  • Case Sudies

Empirical research is based on observed and measured phenomena and derives knowledge from actual experience rather than from theory or belief. 

How do you know if a study is empirical? Read the subheadings within the article, book, or report and look for a description of the research "methodology."  Ask yourself: Could I recreate this study and test these results?

Key characteristics to look for:

  • Specific research questions to be answered
  • Definition of the population, behavior, or   phenomena being studied
  • Description of the process used to study this population or phenomena, including selection criteria, controls, and testing instruments (such as surveys)

Another hint: some scholarly journals use a specific layout, called the "IMRaD" format, to communicate empirical research findings. Such articles typically have 4 components:

  • Introduction : sometimes called "literature review" -- what is currently known about the topic -- usually includes a theoretical framework and/or discussion of previous studies
  • Methodology: sometimes called "research design" -- how to recreate the study -- usually describes the population, research process, and analytical tools
  • Results : sometimes called "findings" -- what was learned through the study -- usually appears as statistical data or as substantial quotations from research participants
  • Discussion : sometimes called "conclusion" or "implications" -- why the study is important -- usually describes how the research results influence professional practices or future studies

Portions of this guide were built using suggestions from other libraries, including Penn State and Utah State University libraries.

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  • v.21(3); Fall 2022

Literature Reviews, Theoretical Frameworks, and Conceptual Frameworks: An Introduction for New Biology Education Researchers

Julie a. luft.

† Department of Mathematics, Social Studies, and Science Education, Mary Frances Early College of Education, University of Georgia, Athens, GA 30602-7124

Sophia Jeong

‡ Department of Teaching & Learning, College of Education & Human Ecology, Ohio State University, Columbus, OH 43210

Robert Idsardi

§ Department of Biology, Eastern Washington University, Cheney, WA 99004

Grant Gardner

∥ Department of Biology, Middle Tennessee State University, Murfreesboro, TN 37132

Associated Data

To frame their work, biology education researchers need to consider the role of literature reviews, theoretical frameworks, and conceptual frameworks as critical elements of the research and writing process. However, these elements can be confusing for scholars new to education research. This Research Methods article is designed to provide an overview of each of these elements and delineate the purpose of each in the educational research process. We describe what biology education researchers should consider as they conduct literature reviews, identify theoretical frameworks, and construct conceptual frameworks. Clarifying these different components of educational research studies can be helpful to new biology education researchers and the biology education research community at large in situating their work in the broader scholarly literature.

INTRODUCTION

Discipline-based education research (DBER) involves the purposeful and situated study of teaching and learning in specific disciplinary areas ( Singer et al. , 2012 ). Studies in DBER are guided by research questions that reflect disciplines’ priorities and worldviews. Researchers can use quantitative data, qualitative data, or both to answer these research questions through a variety of methodological traditions. Across all methodologies, there are different methods associated with planning and conducting educational research studies that include the use of surveys, interviews, observations, artifacts, or instruments. Ensuring the coherence of these elements to the discipline’s perspective also involves situating the work in the broader scholarly literature. The tools for doing this include literature reviews, theoretical frameworks, and conceptual frameworks. However, the purpose and function of each of these elements is often confusing to new education researchers. The goal of this article is to introduce new biology education researchers to these three important elements important in DBER scholarship and the broader educational literature.

The first element we discuss is a review of research (literature reviews), which highlights the need for a specific research question, study problem, or topic of investigation. Literature reviews situate the relevance of the study within a topic and a field. The process may seem familiar to science researchers entering DBER fields, but new researchers may still struggle in conducting the review. Booth et al. (2016b) highlight some of the challenges novice education researchers face when conducting a review of literature. They point out that novice researchers struggle in deciding how to focus the review, determining the scope of articles needed in the review, and knowing how to be critical of the articles in the review. Overcoming these challenges (and others) can help novice researchers construct a sound literature review that can inform the design of the study and help ensure the work makes a contribution to the field.

The second and third highlighted elements are theoretical and conceptual frameworks. These guide biology education research (BER) studies, and may be less familiar to science researchers. These elements are important in shaping the construction of new knowledge. Theoretical frameworks offer a way to explain and interpret the studied phenomenon, while conceptual frameworks clarify assumptions about the studied phenomenon. Despite the importance of these constructs in educational research, biology educational researchers have noted the limited use of theoretical or conceptual frameworks in published work ( DeHaan, 2011 ; Dirks, 2011 ; Lo et al. , 2019 ). In reviewing articles published in CBE—Life Sciences Education ( LSE ) between 2015 and 2019, we found that fewer than 25% of the research articles had a theoretical or conceptual framework (see the Supplemental Information), and at times there was an inconsistent use of theoretical and conceptual frameworks. Clearly, these frameworks are challenging for published biology education researchers, which suggests the importance of providing some initial guidance to new biology education researchers.

Fortunately, educational researchers have increased their explicit use of these frameworks over time, and this is influencing educational research in science, technology, engineering, and mathematics (STEM) fields. For instance, a quick search for theoretical or conceptual frameworks in the abstracts of articles in Educational Research Complete (a common database for educational research) in STEM fields demonstrates a dramatic change over the last 20 years: from only 778 articles published between 2000 and 2010 to 5703 articles published between 2010 and 2020, a more than sevenfold increase. Greater recognition of the importance of these frameworks is contributing to DBER authors being more explicit about such frameworks in their studies.

Collectively, literature reviews, theoretical frameworks, and conceptual frameworks work to guide methodological decisions and the elucidation of important findings. Each offers a different perspective on the problem of study and is an essential element in all forms of educational research. As new researchers seek to learn about these elements, they will find different resources, a variety of perspectives, and many suggestions about the construction and use of these elements. The wide range of available information can overwhelm the new researcher who just wants to learn the distinction between these elements or how to craft them adequately.

Our goal in writing this paper is not to offer specific advice about how to write these sections in scholarly work. Instead, we wanted to introduce these elements to those who are new to BER and who are interested in better distinguishing one from the other. In this paper, we share the purpose of each element in BER scholarship, along with important points on its construction. We also provide references for additional resources that may be beneficial to better understanding each element. Table 1 summarizes the key distinctions among these elements.

Comparison of literature reviews, theoretical frameworks, and conceptual reviews

This article is written for the new biology education researcher who is just learning about these different elements or for scientists looking to become more involved in BER. It is a result of our own work as science education and biology education researchers, whether as graduate students and postdoctoral scholars or newly hired and established faculty members. This is the article we wish had been available as we started to learn about these elements or discussed them with new educational researchers in biology.

LITERATURE REVIEWS

Purpose of a literature review.

A literature review is foundational to any research study in education or science. In education, a well-conceptualized and well-executed review provides a summary of the research that has already been done on a specific topic and identifies questions that remain to be answered, thus illustrating the current research project’s potential contribution to the field and the reasoning behind the methodological approach selected for the study ( Maxwell, 2012 ). BER is an evolving disciplinary area that is redefining areas of conceptual emphasis as well as orientations toward teaching and learning (e.g., Labov et al. , 2010 ; American Association for the Advancement of Science, 2011 ; Nehm, 2019 ). As a result, building comprehensive, critical, purposeful, and concise literature reviews can be a challenge for new biology education researchers.

Building Literature Reviews

There are different ways to approach and construct a literature review. Booth et al. (2016a) provide an overview that includes, for example, scoping reviews, which are focused only on notable studies and use a basic method of analysis, and integrative reviews, which are the result of exhaustive literature searches across different genres. Underlying each of these different review processes are attention to the s earch process, a ppraisa l of articles, s ynthesis of the literature, and a nalysis: SALSA ( Booth et al. , 2016a ). This useful acronym can help the researcher focus on the process while building a specific type of review.

However, new educational researchers often have questions about literature reviews that are foundational to SALSA or other approaches. Common questions concern determining which literature pertains to the topic of study or the role of the literature review in the design of the study. This section addresses such questions broadly while providing general guidance for writing a narrative literature review that evaluates the most pertinent studies.

The literature review process should begin before the research is conducted. As Boote and Beile (2005 , p. 3) suggested, researchers should be “scholars before researchers.” They point out that having a good working knowledge of the proposed topic helps illuminate avenues of study. Some subject areas have a deep body of work to read and reflect upon, providing a strong foundation for developing the research question(s). For instance, the teaching and learning of evolution is an area of long-standing interest in the BER community, generating many studies (e.g., Perry et al. , 2008 ; Barnes and Brownell, 2016 ) and reviews of research (e.g., Sickel and Friedrichsen, 2013 ; Ziadie and Andrews, 2018 ). Emerging areas of BER include the affective domain, issues of transfer, and metacognition ( Singer et al. , 2012 ). Many studies in these areas are transdisciplinary and not always specific to biology education (e.g., Rodrigo-Peiris et al. , 2018 ; Kolpikova et al. , 2019 ). These newer areas may require reading outside BER; fortunately, summaries of some of these topics can be found in the Current Insights section of the LSE website.

In focusing on a specific problem within a broader research strand, a new researcher will likely need to examine research outside BER. Depending upon the area of study, the expanded reading list might involve a mix of BER, DBER, and educational research studies. Determining the scope of the reading is not always straightforward. A simple way to focus one’s reading is to create a “summary phrase” or “research nugget,” which is a very brief descriptive statement about the study. It should focus on the essence of the study, for example, “first-year nonmajor students’ understanding of evolution,” “metacognitive prompts to enhance learning during biochemistry,” or “instructors’ inquiry-based instructional practices after professional development programming.” This type of phrase should help a new researcher identify two or more areas to review that pertain to the study. Focusing on recent research in the last 5 years is a good first step. Additional studies can be identified by reading relevant works referenced in those articles. It is also important to read seminal studies that are more than 5 years old. Reading a range of studies should give the researcher the necessary command of the subject in order to suggest a research question.

Given that the research question(s) arise from the literature review, the review should also substantiate the selected methodological approach. The review and research question(s) guide the researcher in determining how to collect and analyze data. Often the methodological approach used in a study is selected to contribute knowledge that expands upon what has been published previously about the topic (see Institute of Education Sciences and National Science Foundation, 2013 ). An emerging topic of study may need an exploratory approach that allows for a description of the phenomenon and development of a potential theory. This could, but not necessarily, require a methodological approach that uses interviews, observations, surveys, or other instruments. An extensively studied topic may call for the additional understanding of specific factors or variables; this type of study would be well suited to a verification or a causal research design. These could entail a methodological approach that uses valid and reliable instruments, observations, or interviews to determine an effect in the studied event. In either of these examples, the researcher(s) may use a qualitative, quantitative, or mixed methods methodological approach.

Even with a good research question, there is still more reading to be done. The complexity and focus of the research question dictates the depth and breadth of the literature to be examined. Questions that connect multiple topics can require broad literature reviews. For instance, a study that explores the impact of a biology faculty learning community on the inquiry instruction of faculty could have the following review areas: learning communities among biology faculty, inquiry instruction among biology faculty, and inquiry instruction among biology faculty as a result of professional learning. Biology education researchers need to consider whether their literature review requires studies from different disciplines within or outside DBER. For the example given, it would be fruitful to look at research focused on learning communities with faculty in STEM fields or in general education fields that result in instructional change. It is important not to be too narrow or too broad when reading. When the conclusions of articles start to sound similar or no new insights are gained, the researcher likely has a good foundation for a literature review. This level of reading should allow the researcher to demonstrate a mastery in understanding the researched topic, explain the suitability of the proposed research approach, and point to the need for the refined research question(s).

The literature review should include the researcher’s evaluation and critique of the selected studies. A researcher may have a large collection of studies, but not all of the studies will follow standards important in the reporting of empirical work in the social sciences. The American Educational Research Association ( Duran et al. , 2006 ), for example, offers a general discussion about standards for such work: an adequate review of research informing the study, the existence of sound and appropriate data collection and analysis methods, and appropriate conclusions that do not overstep or underexplore the analyzed data. The Institute of Education Sciences and National Science Foundation (2013) also offer Common Guidelines for Education Research and Development that can be used to evaluate collected studies.

Because not all journals adhere to such standards, it is important that a researcher review each study to determine the quality of published research, per the guidelines suggested earlier. In some instances, the research may be fatally flawed. Examples of such flaws include data that do not pertain to the question, a lack of discussion about the data collection, poorly constructed instruments, or an inadequate analysis. These types of errors result in studies that are incomplete, error-laden, or inaccurate and should be excluded from the review. Most studies have limitations, and the author(s) often make them explicit. For instance, there may be an instructor effect, recognized bias in the analysis, or issues with the sample population. Limitations are usually addressed by the research team in some way to ensure a sound and acceptable research process. Occasionally, the limitations associated with the study can be significant and not addressed adequately, which leaves a consequential decision in the hands of the researcher. Providing critiques of studies in the literature review process gives the reader confidence that the researcher has carefully examined relevant work in preparation for the study and, ultimately, the manuscript.

A solid literature review clearly anchors the proposed study in the field and connects the research question(s), the methodological approach, and the discussion. Reviewing extant research leads to research questions that will contribute to what is known in the field. By summarizing what is known, the literature review points to what needs to be known, which in turn guides decisions about methodology. Finally, notable findings of the new study are discussed in reference to those described in the literature review.

Within published BER studies, literature reviews can be placed in different locations in an article. When included in the introductory section of the study, the first few paragraphs of the manuscript set the stage, with the literature review following the opening paragraphs. Cooper et al. (2019) illustrate this approach in their study of course-based undergraduate research experiences (CUREs). An introduction discussing the potential of CURES is followed by an analysis of the existing literature relevant to the design of CUREs that allows for novel student discoveries. Within this review, the authors point out contradictory findings among research on novel student discoveries. This clarifies the need for their study, which is described and highlighted through specific research aims.

A literature reviews can also make up a separate section in a paper. For example, the introduction to Todd et al. (2019) illustrates the need for their research topic by highlighting the potential of learning progressions (LPs) and suggesting that LPs may help mitigate learning loss in genetics. At the end of the introduction, the authors state their specific research questions. The review of literature following this opening section comprises two subsections. One focuses on learning loss in general and examines a variety of studies and meta-analyses from the disciplines of medical education, mathematics, and reading. The second section focuses specifically on LPs in genetics and highlights student learning in the midst of LPs. These separate reviews provide insights into the stated research question.

Suggestions and Advice

A well-conceptualized, comprehensive, and critical literature review reveals the understanding of the topic that the researcher brings to the study. Literature reviews should not be so big that there is no clear area of focus; nor should they be so narrow that no real research question arises. The task for a researcher is to craft an efficient literature review that offers a critical analysis of published work, articulates the need for the study, guides the methodological approach to the topic of study, and provides an adequate foundation for the discussion of the findings.

In our own writing of literature reviews, there are often many drafts. An early draft may seem well suited to the study because the need for and approach to the study are well described. However, as the results of the study are analyzed and findings begin to emerge, the existing literature review may be inadequate and need revision. The need for an expanded discussion about the research area can result in the inclusion of new studies that support the explanation of a potential finding. The literature review may also prove to be too broad. Refocusing on a specific area allows for more contemplation of a finding.

It should be noted that there are different types of literature reviews, and many books and articles have been written about the different ways to embark on these types of reviews. Among these different resources, the following may be helpful in considering how to refine the review process for scholarly journals:

  • Booth, A., Sutton, A., & Papaioannou, D. (2016a). Systemic approaches to a successful literature review (2nd ed.). Los Angeles, CA: Sage. This book addresses different types of literature reviews and offers important suggestions pertaining to defining the scope of the literature review and assessing extant studies.
  • Booth, W. C., Colomb, G. G., Williams, J. M., Bizup, J., & Fitzgerald, W. T. (2016b). The craft of research (4th ed.). Chicago: University of Chicago Press. This book can help the novice consider how to make the case for an area of study. While this book is not specifically about literature reviews, it offers suggestions about making the case for your study.
  • Galvan, J. L., & Galvan, M. C. (2017). Writing literature reviews: A guide for students of the social and behavioral sciences (7th ed.). Routledge. This book offers guidance on writing different types of literature reviews. For the novice researcher, there are useful suggestions for creating coherent literature reviews.

THEORETICAL FRAMEWORKS

Purpose of theoretical frameworks.

As new education researchers may be less familiar with theoretical frameworks than with literature reviews, this discussion begins with an analogy. Envision a biologist, chemist, and physicist examining together the dramatic effect of a fog tsunami over the ocean. A biologist gazing at this phenomenon may be concerned with the effect of fog on various species. A chemist may be interested in the chemical composition of the fog as water vapor condenses around bits of salt. A physicist may be focused on the refraction of light to make fog appear to be “sitting” above the ocean. While observing the same “objective event,” the scientists are operating under different theoretical frameworks that provide a particular perspective or “lens” for the interpretation of the phenomenon. Each of these scientists brings specialized knowledge, experiences, and values to this phenomenon, and these influence the interpretation of the phenomenon. The scientists’ theoretical frameworks influence how they design and carry out their studies and interpret their data.

Within an educational study, a theoretical framework helps to explain a phenomenon through a particular lens and challenges and extends existing knowledge within the limitations of that lens. Theoretical frameworks are explicitly stated by an educational researcher in the paper’s framework, theory, or relevant literature section. The framework shapes the types of questions asked, guides the method by which data are collected and analyzed, and informs the discussion of the results of the study. It also reveals the researcher’s subjectivities, for example, values, social experience, and viewpoint ( Allen, 2017 ). It is essential that a novice researcher learn to explicitly state a theoretical framework, because all research questions are being asked from the researcher’s implicit or explicit assumptions of a phenomenon of interest ( Schwandt, 2000 ).

Selecting Theoretical Frameworks

Theoretical frameworks are one of the most contemplated elements in our work in educational research. In this section, we share three important considerations for new scholars selecting a theoretical framework.

The first step in identifying a theoretical framework involves reflecting on the phenomenon within the study and the assumptions aligned with the phenomenon. The phenomenon involves the studied event. There are many possibilities, for example, student learning, instructional approach, or group organization. A researcher holds assumptions about how the phenomenon will be effected, influenced, changed, or portrayed. It is ultimately the researcher’s assumption(s) about the phenomenon that aligns with a theoretical framework. An example can help illustrate how a researcher’s reflection on the phenomenon and acknowledgment of assumptions can result in the identification of a theoretical framework.

In our example, a biology education researcher may be interested in exploring how students’ learning of difficult biological concepts can be supported by the interactions of group members. The phenomenon of interest is the interactions among the peers, and the researcher assumes that more knowledgeable students are important in supporting the learning of the group. As a result, the researcher may draw on Vygotsky’s (1978) sociocultural theory of learning and development that is focused on the phenomenon of student learning in a social setting. This theory posits the critical nature of interactions among students and between students and teachers in the process of building knowledge. A researcher drawing upon this framework holds the assumption that learning is a dynamic social process involving questions and explanations among students in the classroom and that more knowledgeable peers play an important part in the process of building conceptual knowledge.

It is important to state at this point that there are many different theoretical frameworks. Some frameworks focus on learning and knowing, while other theoretical frameworks focus on equity, empowerment, or discourse. Some frameworks are well articulated, and others are still being refined. For a new researcher, it can be challenging to find a theoretical framework. Two of the best ways to look for theoretical frameworks is through published works that highlight different frameworks.

When a theoretical framework is selected, it should clearly connect to all parts of the study. The framework should augment the study by adding a perspective that provides greater insights into the phenomenon. It should clearly align with the studies described in the literature review. For instance, a framework focused on learning would correspond to research that reported different learning outcomes for similar studies. The methods for data collection and analysis should also correspond to the framework. For instance, a study about instructional interventions could use a theoretical framework concerned with learning and could collect data about the effect of the intervention on what is learned. When the data are analyzed, the theoretical framework should provide added meaning to the findings, and the findings should align with the theoretical framework.

A study by Jensen and Lawson (2011) provides an example of how a theoretical framework connects different parts of the study. They compared undergraduate biology students in heterogeneous and homogeneous groups over the course of a semester. Jensen and Lawson (2011) assumed that learning involved collaboration and more knowledgeable peers, which made Vygotsky’s (1978) theory a good fit for their study. They predicted that students in heterogeneous groups would experience greater improvement in their reasoning abilities and science achievements with much of the learning guided by the more knowledgeable peers.

In the enactment of the study, they collected data about the instruction in traditional and inquiry-oriented classes, while the students worked in homogeneous or heterogeneous groups. To determine the effect of working in groups, the authors also measured students’ reasoning abilities and achievement. Each data-collection and analysis decision connected to understanding the influence of collaborative work.

Their findings highlighted aspects of Vygotsky’s (1978) theory of learning. One finding, for instance, posited that inquiry instruction, as a whole, resulted in reasoning and achievement gains. This links to Vygotsky (1978) , because inquiry instruction involves interactions among group members. A more nuanced finding was that group composition had a conditional effect. Heterogeneous groups performed better with more traditional and didactic instruction, regardless of the reasoning ability of the group members. Homogeneous groups worked better during interaction-rich activities for students with low reasoning ability. The authors attributed the variation to the different types of helping behaviors of students. High-performing students provided the answers, while students with low reasoning ability had to work collectively through the material. In terms of Vygotsky (1978) , this finding provided new insights into the learning context in which productive interactions can occur for students.

Another consideration in the selection and use of a theoretical framework pertains to its orientation to the study. This can result in the theoretical framework prioritizing individuals, institutions, and/or policies ( Anfara and Mertz, 2014 ). Frameworks that connect to individuals, for instance, could contribute to understanding their actions, learning, or knowledge. Institutional frameworks, on the other hand, offer insights into how institutions, organizations, or groups can influence individuals or materials. Policy theories provide ways to understand how national or local policies can dictate an emphasis on outcomes or instructional design. These different types of frameworks highlight different aspects in an educational setting, which influences the design of the study and the collection of data. In addition, these different frameworks offer a way to make sense of the data. Aligning the data collection and analysis with the framework ensures that a study is coherent and can contribute to the field.

New understandings emerge when different theoretical frameworks are used. For instance, Ebert-May et al. (2015) prioritized the individual level within conceptual change theory (see Posner et al. , 1982 ). In this theory, an individual’s knowledge changes when it no longer fits the phenomenon. Ebert-May et al. (2015) designed a professional development program challenging biology postdoctoral scholars’ existing conceptions of teaching. The authors reported that the biology postdoctoral scholars’ teaching practices became more student-centered as they were challenged to explain their instructional decision making. According to the theory, the biology postdoctoral scholars’ dissatisfaction in their descriptions of teaching and learning initiated change in their knowledge and instruction. These results reveal how conceptual change theory can explain the learning of participants and guide the design of professional development programming.

The communities of practice (CoP) theoretical framework ( Lave, 1988 ; Wenger, 1998 ) prioritizes the institutional level , suggesting that learning occurs when individuals learn from and contribute to the communities in which they reside. Grounded in the assumption of community learning, the literature on CoP suggests that, as individuals interact regularly with the other members of their group, they learn about the rules, roles, and goals of the community ( Allee, 2000 ). A study conducted by Gehrke and Kezar (2017) used the CoP framework to understand organizational change by examining the involvement of individual faculty engaged in a cross-institutional CoP focused on changing the instructional practice of faculty at each institution. In the CoP, faculty members were involved in enhancing instructional materials within their department, which aligned with an overarching goal of instituting instruction that embraced active learning. Not surprisingly, Gehrke and Kezar (2017) revealed that faculty who perceived the community culture as important in their work cultivated institutional change. Furthermore, they found that institutional change was sustained when key leaders served as mentors and provided support for faculty, and as faculty themselves developed into leaders. This study reveals the complexity of individual roles in a COP in order to support institutional instructional change.

It is important to explicitly state the theoretical framework used in a study, but elucidating a theoretical framework can be challenging for a new educational researcher. The literature review can help to identify an applicable theoretical framework. Focal areas of the review or central terms often connect to assumptions and assertions associated with the framework that pertain to the phenomenon of interest. Another way to identify a theoretical framework is self-reflection by the researcher on personal beliefs and understandings about the nature of knowledge the researcher brings to the study ( Lysaght, 2011 ). In stating one’s beliefs and understandings related to the study (e.g., students construct their knowledge, instructional materials support learning), an orientation becomes evident that will suggest a particular theoretical framework. Theoretical frameworks are not arbitrary , but purposefully selected.

With experience, a researcher may find expanded roles for theoretical frameworks. Researchers may revise an existing framework that has limited explanatory power, or they may decide there is a need to develop a new theoretical framework. These frameworks can emerge from a current study or the need to explain a phenomenon in a new way. Researchers may also find that multiple theoretical frameworks are necessary to frame and explore a problem, as different frameworks can provide different insights into a problem.

Finally, it is important to recognize that choosing “x” theoretical framework does not necessarily mean a researcher chooses “y” methodology and so on, nor is there a clear-cut, linear process in selecting a theoretical framework for one’s study. In part, the nonlinear process of identifying a theoretical framework is what makes understanding and using theoretical frameworks challenging. For the novice scholar, contemplating and understanding theoretical frameworks is essential. Fortunately, there are articles and books that can help:

  • Creswell, J. W. (2018). Research design: Qualitative, quantitative, and mixed methods approaches (5th ed.). Los Angeles, CA: Sage. This book provides an overview of theoretical frameworks in general educational research.
  • Ding, L. (2019). Theoretical perspectives of quantitative physics education research. Physical Review Physics Education Research , 15 (2), 020101-1–020101-13. This paper illustrates how a DBER field can use theoretical frameworks.
  • Nehm, R. (2019). Biology education research: Building integrative frameworks for teaching and learning about living systems. Disciplinary and Interdisciplinary Science Education Research , 1 , ar15. https://doi.org/10.1186/s43031-019-0017-6 . This paper articulates the need for studies in BER to explicitly state theoretical frameworks and provides examples of potential studies.
  • Patton, M. Q. (2015). Qualitative research & evaluation methods: Integrating theory and practice . Sage. This book also provides an overview of theoretical frameworks, but for both research and evaluation.

CONCEPTUAL FRAMEWORKS

Purpose of a conceptual framework.

A conceptual framework is a description of the way a researcher understands the factors and/or variables that are involved in the study and their relationships to one another. The purpose of a conceptual framework is to articulate the concepts under study using relevant literature ( Rocco and Plakhotnik, 2009 ) and to clarify the presumed relationships among those concepts ( Rocco and Plakhotnik, 2009 ; Anfara and Mertz, 2014 ). Conceptual frameworks are different from theoretical frameworks in both their breadth and grounding in established findings. Whereas a theoretical framework articulates the lens through which a researcher views the work, the conceptual framework is often more mechanistic and malleable.

Conceptual frameworks are broader, encompassing both established theories (i.e., theoretical frameworks) and the researchers’ own emergent ideas. Emergent ideas, for example, may be rooted in informal and/or unpublished observations from experience. These emergent ideas would not be considered a “theory” if they are not yet tested, supported by systematically collected evidence, and peer reviewed. However, they do still play an important role in the way researchers approach their studies. The conceptual framework allows authors to clearly describe their emergent ideas so that connections among ideas in the study and the significance of the study are apparent to readers.

Constructing Conceptual Frameworks

Including a conceptual framework in a research study is important, but researchers often opt to include either a conceptual or a theoretical framework. Either may be adequate, but both provide greater insight into the research approach. For instance, a research team plans to test a novel component of an existing theory. In their study, they describe the existing theoretical framework that informs their work and then present their own conceptual framework. Within this conceptual framework, specific topics portray emergent ideas that are related to the theory. Describing both frameworks allows readers to better understand the researchers’ assumptions, orientations, and understanding of concepts being investigated. For example, Connolly et al. (2018) included a conceptual framework that described how they applied a theoretical framework of social cognitive career theory (SCCT) to their study on teaching programs for doctoral students. In their conceptual framework, the authors described SCCT, explained how it applied to the investigation, and drew upon results from previous studies to justify the proposed connections between the theory and their emergent ideas.

In some cases, authors may be able to sufficiently describe their conceptualization of the phenomenon under study in an introduction alone, without a separate conceptual framework section. However, incomplete descriptions of how the researchers conceptualize the components of the study may limit the significance of the study by making the research less intelligible to readers. This is especially problematic when studying topics in which researchers use the same terms for different constructs or different terms for similar and overlapping constructs (e.g., inquiry, teacher beliefs, pedagogical content knowledge, or active learning). Authors must describe their conceptualization of a construct if the research is to be understandable and useful.

There are some key areas to consider regarding the inclusion of a conceptual framework in a study. To begin with, it is important to recognize that conceptual frameworks are constructed by the researchers conducting the study ( Rocco and Plakhotnik, 2009 ; Maxwell, 2012 ). This is different from theoretical frameworks that are often taken from established literature. Researchers should bring together ideas from the literature, but they may be influenced by their own experiences as a student and/or instructor, the shared experiences of others, or thought experiments as they construct a description, model, or representation of their understanding of the phenomenon under study. This is an exercise in intellectual organization and clarity that often considers what is learned, known, and experienced. The conceptual framework makes these constructs explicitly visible to readers, who may have different understandings of the phenomenon based on their prior knowledge and experience. There is no single method to go about this intellectual work.

Reeves et al. (2016) is an example of an article that proposed a conceptual framework about graduate teaching assistant professional development evaluation and research. The authors used existing literature to create a novel framework that filled a gap in current research and practice related to the training of graduate teaching assistants. This conceptual framework can guide the systematic collection of data by other researchers because the framework describes the relationships among various factors that influence teaching and learning. The Reeves et al. (2016) conceptual framework may be modified as additional data are collected and analyzed by other researchers. This is not uncommon, as conceptual frameworks can serve as catalysts for concerted research efforts that systematically explore a phenomenon (e.g., Reynolds et al. , 2012 ; Brownell and Kloser, 2015 ).

Sabel et al. (2017) used a conceptual framework in their exploration of how scaffolds, an external factor, interact with internal factors to support student learning. Their conceptual framework integrated principles from two theoretical frameworks, self-regulated learning and metacognition, to illustrate how the research team conceptualized students’ use of scaffolds in their learning ( Figure 1 ). Sabel et al. (2017) created this model using their interpretations of these two frameworks in the context of their teaching.

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Conceptual framework from Sabel et al. (2017) .

A conceptual framework should describe the relationship among components of the investigation ( Anfara and Mertz, 2014 ). These relationships should guide the researcher’s methods of approaching the study ( Miles et al. , 2014 ) and inform both the data to be collected and how those data should be analyzed. Explicitly describing the connections among the ideas allows the researcher to justify the importance of the study and the rigor of the research design. Just as importantly, these frameworks help readers understand why certain components of a system were not explored in the study. This is a challenge in education research, which is rooted in complex environments with many variables that are difficult to control.

For example, Sabel et al. (2017) stated: “Scaffolds, such as enhanced answer keys and reflection questions, can help students and instructors bridge the external and internal factors and support learning” (p. 3). They connected the scaffolds in the study to the three dimensions of metacognition and the eventual transformation of existing ideas into new or revised ideas. Their framework provides a rationale for focusing on how students use two different scaffolds, and not on other factors that may influence a student’s success (self-efficacy, use of active learning, exam format, etc.).

In constructing conceptual frameworks, researchers should address needed areas of study and/or contradictions discovered in literature reviews. By attending to these areas, researchers can strengthen their arguments for the importance of a study. For instance, conceptual frameworks can address how the current study will fill gaps in the research, resolve contradictions in existing literature, or suggest a new area of study. While a literature review describes what is known and not known about the phenomenon, the conceptual framework leverages these gaps in describing the current study ( Maxwell, 2012 ). In the example of Sabel et al. (2017) , the authors indicated there was a gap in the literature regarding how scaffolds engage students in metacognition to promote learning in large classes. Their study helps fill that gap by describing how scaffolds can support students in the three dimensions of metacognition: intelligibility, plausibility, and wide applicability. In another example, Lane (2016) integrated research from science identity, the ethic of care, the sense of belonging, and an expertise model of student success to form a conceptual framework that addressed the critiques of other frameworks. In a more recent example, Sbeglia et al. (2021) illustrated how a conceptual framework influences the methodological choices and inferences in studies by educational researchers.

Sometimes researchers draw upon the conceptual frameworks of other researchers. When a researcher’s conceptual framework closely aligns with an existing framework, the discussion may be brief. For example, Ghee et al. (2016) referred to portions of SCCT as their conceptual framework to explain the significance of their work on students’ self-efficacy and career interests. Because the authors’ conceptualization of this phenomenon aligned with a previously described framework, they briefly mentioned the conceptual framework and provided additional citations that provided more detail for the readers.

Within both the BER and the broader DBER communities, conceptual frameworks have been used to describe different constructs. For example, some researchers have used the term “conceptual framework” to describe students’ conceptual understandings of a biological phenomenon. This is distinct from a researcher’s conceptual framework of the educational phenomenon under investigation, which may also need to be explicitly described in the article. Other studies have presented a research logic model or flowchart of the research design as a conceptual framework. These constructions can be quite valuable in helping readers understand the data-collection and analysis process. However, a model depicting the study design does not serve the same role as a conceptual framework. Researchers need to avoid conflating these constructs by differentiating the researchers’ conceptual framework that guides the study from the research design, when applicable.

Explicitly describing conceptual frameworks is essential in depicting the focus of the study. We have found that being explicit in a conceptual framework means using accepted terminology, referencing prior work, and clearly noting connections between terms. This description can also highlight gaps in the literature or suggest potential contributions to the field of study. A well-elucidated conceptual framework can suggest additional studies that may be warranted. This can also spur other researchers to consider how they would approach the examination of a phenomenon and could result in a revised conceptual framework.

It can be challenging to create conceptual frameworks, but they are important. Below are two resources that could be helpful in constructing and presenting conceptual frameworks in educational research:

  • Maxwell, J. A. (2012). Qualitative research design: An interactive approach (3rd ed.). Los Angeles, CA: Sage. Chapter 3 in this book describes how to construct conceptual frameworks.
  • Ravitch, S. M., & Riggan, M. (2016). Reason & rigor: How conceptual frameworks guide research . Los Angeles, CA: Sage. This book explains how conceptual frameworks guide the research questions, data collection, data analyses, and interpretation of results.

CONCLUDING THOUGHTS

Literature reviews, theoretical frameworks, and conceptual frameworks are all important in DBER and BER. Robust literature reviews reinforce the importance of a study. Theoretical frameworks connect the study to the base of knowledge in educational theory and specify the researcher’s assumptions. Conceptual frameworks allow researchers to explicitly describe their conceptualization of the relationships among the components of the phenomenon under study. Table 1 provides a general overview of these components in order to assist biology education researchers in thinking about these elements.

It is important to emphasize that these different elements are intertwined. When these elements are aligned and complement one another, the study is coherent, and the study findings contribute to knowledge in the field. When literature reviews, theoretical frameworks, and conceptual frameworks are disconnected from one another, the study suffers. The point of the study is lost, suggested findings are unsupported, or important conclusions are invisible to the researcher. In addition, this misalignment may be costly in terms of time and money.

Conducting a literature review, selecting a theoretical framework, and building a conceptual framework are some of the most difficult elements of a research study. It takes time to understand the relevant research, identify a theoretical framework that provides important insights into the study, and formulate a conceptual framework that organizes the finding. In the research process, there is often a constant back and forth among these elements as the study evolves. With an ongoing refinement of the review of literature, clarification of the theoretical framework, and articulation of a conceptual framework, a sound study can emerge that makes a contribution to the field. This is the goal of BER and education research.

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Can green finance improve eco-efficiency? New Insights from China

  • Research Article
  • Published: 05 June 2024

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  • Chien-Chiang Lee   ORCID: orcid.org/0000-0003-0037-4347 1 , 2 , 3 &
  • Lixia Du 1 , 3  

Achieving economic development and ecological protection simultaneously is an inevitable selection for sustainable development in today’s world, so it is crucial to improve eco-efficiency (EE). According to Chinese panel data at the provincial level between 2010 and 2020, this research explores the nexus between green finance (GF) and EE. The results denote that GF can significantly improve EE, and the higher the level of EE, the stronger the effect of improvement. The upgrading of industrial structure, optimization of energy structure, enterprises’ concern for environmental protection and the public's attention to the environment are all favorable factors that can enhance the promotion effect of GF on EE. Additionally, this facilitation can only be played under a good external environment and mature internal conditions. Our findings can provide new insights for improving EE by developing GF.

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Chien-Chiang Lee is grateful to the National Social Science Foundation Key Project of China for financial support through Grant No. 22AJL004.

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Lee, CC., Du, L. Can green finance improve eco-efficiency? New Insights from China. Environ Sci Pollut Res (2024). https://doi.org/10.1007/s11356-024-33832-7

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IMAGES

  1. Empirical Research: Definition, Methods, Types and Examples

    empirical literature in research

  2. Differences Between Empirical Research and Literature Review

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  3. 15 Empirical Evidence Examples (2024)

    empirical literature in research

  4. What Is Empirical Research? Definition, Types & Samples

    empirical literature in research

  5. Notable Differences between Empirical Review and Literature Review

    empirical literature in research

  6. What Is Empirical Research? Definition, Types & Samples

    empirical literature in research

VIDEO

  1. Do Entrepreneurship and Sectoral Outputs Support Sustainable Development AJEM 2022 102 71 91

  2. ACE 745: Research Report (IUP)

  3. Darwinism on Trial

  4. Literature Review Hacks using #ai || Connected Papers

  5. Literature Review (Part-1): Meaning II Purpose II Function II Sources

  6. What is Empirical Research

COMMENTS

  1. Module 2 Chapter 3: What is Empirical Literature & Where can it be

    In empirical literature, established research methodologies and procedures are systematically applied to answer the questions of interest. Objectivity.Gathering "facts," whatever they may be, drives the search for empirical evidence (Holosko, 2006). Authors of empirical literature are expected to report the facts as observed, whether or not ...

  2. Empirical Research: Definition, Methods, Types and Examples

    Empirical research is defined as any research where conclusions of the study is strictly drawn from concretely empirical evidence, and therefore "verifiable" evidence. ... Step #2 : Supporting theories and relevant literature. The researcher needs to find out if there are theories which can be linked to his research problem. He has to ...

  3. What Is Empirical Research? Definition, Types & Samples in 2024

    Aside from including the typical parts from the introduction and literature view, up to the methods, analysis, and conclusions, the researcher should also make recommendations for further research on his or her topic. ... Empirical Research and Writing: A Political Science Student's Practical Guide. Thousand Oaks, CA: Sage, 1-19. https://dx ...

  4. Empirical Research

    This video covers what empirical research is, what kinds of questions and methods empirical researchers use, and some tips for finding empirical research articles in your discipline. ... Scopus Scopus is the largest abstract and citation database of peer-reviewed research literature. With over 19,000 titles from more than 5,000 international ...

  5. Empirical Research in the Social Sciences and Education

    Another hint: some scholarly journals use a specific layout, called the "IMRaD" format, to communicate empirical research findings. Such articles typically have 4 components: Introduction: sometimes called "literature review" -- what is currently known about the topic -- usually includes a theoretical framework and/or discussion of previous studies

  6. Empirical Research: Defining, Identifying, & Finding

    Empirical research methodologies can be described as quantitative, qualitative, or a mix of both (usually called mixed-methods). Ruane (2016) (UofM login required) gets at the basic differences in approach between quantitative and qualitative research: Quantitative research -- an approach to documenting reality that relies heavily on numbers both for the measurement of variables and for data ...

  7. Empirical Research

    Empirical research, in other words, involves the process of employing working hypothesis that are tested through experimentation or observation. Hence, empirical research is a method of uncovering empirical evidence. ... (1982). Empirical research in the literature class. English Journal, 71(3), 95-97. Article Google Scholar Heisenberg, W ...

  8. Finding Empirical Research

    Another hint: some scholarly journals use a specific layout, called the "IMRaD" format, to communicate empirical research findings. Such articles typically have 4 components: Introduction: sometimes called "literature review" -- what is currently known about the topic -- usually includes a theoretical framework and/or discussion of previous studies

  9. Literature review as a research methodology: An overview and guidelines

    This is why the literature review as a research method is more relevant than ever. Traditional literature reviews often lack thoroughness and rigor and are conducted ad hoc, rather than following a specific methodology. ... By integrating findings and perspectives from many empirical findings, a literature review can address research questions ...

  10. Empirical Research: Quantitative & Qualitative

    Empirical research is based on phenomena that can be observed and measured. Empirical research derives knowledge from actual experience rather than from theory or belief. ... Learn about common types of journal articles that use APA Style, including empirical studies; meta-analyses; literature reviews; and replication, theoretical, and ...

  11. 2.3 Reviewing the Research Literature

    Reviewing the research literature means finding, reading, and summarizing the published research relevant to your question. An empirical research report written in American Psychological Association (APA) style always includes a written literature review, but it is important to review the literature early in the research process for several reasons.

  12. Reviewing the research methods literature: principles and strategies

    The conventional focus of rigorous literature reviews (i.e., review types for which systematic methods have been codified, including the various approaches to quantitative systematic reviews [2-4], and the numerous forms of qualitative and mixed methods literature synthesis [5-10]) is to synthesize empirical research findings from multiple ...

  13. PDF Empirical Research Papers

    Empirical research may explore, describe, or explain behaviors or phenomena in humans, animals, or the natural world. It may use any number of quantitative or qualitative methods, ranging from laboratory experiments to ... Literature Review empirical research papers. This section establishes the practical and scholarly significance of the ...

  14. Literature Reviews and Empirical Research

    Empirical Research is research that is based on experimentation or observation, i.e. Evidence. Such research is often conducted to answer a specific question or to test a hypothesis (educated guess).. How do you know if a study is empirical? Read the subheadings within the article, book, or report and look for a description of the research "methodology."

  15. How to Write a Literature Review

    Examples of literature reviews. Step 1 - Search for relevant literature. Step 2 - Evaluate and select sources. Step 3 - Identify themes, debates, and gaps. Step 4 - Outline your literature review's structure. Step 5 - Write your literature review.

  16. The Empirical Research Paper: A Guide

    Then compare your results to the literature that you referenced in your introduction section and to other research that has been conducted. In this section you will also want to address the generalizability and potential limitations of your study. Finally it is often recommended that a section on future research directions be included in your ...

  17. Empirical evidence

    scientific theory. belief. empirical evidence, information gathered directly or indirectly through observation or experimentation that may be used to confirm or disconfirm a scientific theory or to help justify, or establish as reasonable, a person's belief in a given proposition. A belief may be said to be justified if there is sufficient ...

  18. Searching for Empirical Research

    Note: empirical research articles will have a literature review section as part of the Introduction, but in an empirical research article the literature review exists to give context to the empirical research, which is the primary focus of the article. In a literature review article, the literature review is the focus.

  19. Guidance on Conducting a Systematic Literature Review

    Ideally, a systematic review should be conducted before empirical research, and a subset of the literature from the systematic review that is closely related to the empirical work can be used as background review. In that sense, good stand-alone reviews could help improve the quality of background reviews.

  20. Writing the literature review for empirical papers

    Empirical paper s usually are structured in at. least five sections: (1) introduction, (2) literature review, (3) empirical methods, (4) data analysi s, discussion and. findings, and (5 ...

  21. What is Empirical Research?

    Empirical research is based on observed and measured phenomena and derives knowledge from actual experience rather than from theory or belief. ... Introduction: sometimes called "literature review" -- what is currently known about the topic -- usually includes a theoretical framework and/or discussion of previous studies;

  22. Empirical study of literature

    The empirical study of literature is an interdisciplinary field of research which includes the psychology, sociology, and philosophy of texts, the contextual study of literature, and the history of reading literary texts . The International Society for the Empirical Study of Literature and Media (IGEL) is one learned association which brings ...

  23. Literature Reviews, Theoretical Frameworks, and Conceptual Frameworks

    The first element we discuss is a review of research (literature reviews), which highlights the need for a specific research question, study problem, or topic of investigation. ... Standards for reporting on empirical social science research in AERA publications: American Educational Research Association. Educational Researcher, 35 (6), 33-40.

  24. A Primer for Increasing Competency in Forensic Psychiatry Research

    Empirical research is foundational to the discipline of forensic psychiatry. Candilis and Parker provide a cogent systematic review of the empirical literature on restoration of competence to stand trial using National Institutes of Health quality metrics. Components of the study methodology are highlighted, as they represent current best practices for conducting a systematic review.

  25. Voluntary carbon assurance and the cost of equity capital

    Despite the growing prominence of carbon assurance, there has been limited empirical research on the topic, and thus our study contributes to the emerging literature on carbon assurance. ... Many empirical studies in this literature have focused on the determinants of the choice of external carbon assurance adoption (Datt et al., 2018, 2019; ...

  26. The double empathy problem: A derivation chain analysis and cautionary

    Work on the "double empathy problem" (DEP) is rapidly growing in academic and applied settings (e.g., clinical practice). It is most popular in research on conditions, like autism, which are characterized by social cognitive difficulties. Drawing from this literature, we propose that, while research on the DEP has the potential to improve understanding of both typical and atypical social ...

  27. Sustainability

    Based on panel data from 285 prefecture-level cities in China from 2019 to 2023, the synergistic effects of the digital economy, green technology innovation, and ecological environment quality were analyzed. First, using the entropy method, the measurement dimensions of the indicators of the digital economy, green technology innovation, and ecological environment quality were obtained. Second ...

  28. Exploring opportunities and barriers of digital technologies in

    In this paper a multi-disciplinary approach has been adopted which takes particular account of the humanities and social sciences. A critical analysis of research gaps and proposed opportunities in the literature both allows the proposal of a tool to guide academics in further studies and provision of empirical evidence.

  29. Can green finance improve eco-efficiency? New Insights from China

    Achieving economic development and ecological protection simultaneously is an inevitable selection for sustainable development in today's world, so it is crucial to improve eco-efficiency (EE). According to Chinese panel data at the provincial level between 2010 and 2020, this research explores the nexus between green finance (GF) and EE. The results denote that GF can significantly improve ...