preliminary thesis definition

Developing a Thesis Statement

Many papers you write require developing a thesis statement. In this section you’ll learn what a thesis statement is and how to write one.

Keep in mind that not all papers require thesis statements . If in doubt, please consult your instructor for assistance.

What is a thesis statement?

A thesis statement . . .

• Makes an argumentative assertion about a topic; it states the conclusions that you have reached about your topic.
• Makes a promise to the reader about the scope, purpose, and direction of your paper.
• Is focused and specific enough to be “proven” within the boundaries of your paper.
• Is generally located near the end of the introduction ; sometimes, in a long paper, the thesis will be expressed in several sentences or in an entire paragraph.
• Identifies the relationships between the pieces of evidence that you are using to support your argument.

Not all papers require thesis statements! Ask your instructor if you’re in doubt whether you need one.

Identify a topic

Your topic is the subject about which you will write. Your assignment may suggest several ways of looking at a topic; or it may name a fairly general concept that you will explore or analyze in your paper.

Consider what your assignment asks you to do

Inform yourself about your topic, focus on one aspect of your topic, ask yourself whether your topic is worthy of your efforts, generate a topic from an assignment.

Below are some possible topics based on sample assignments.

Sample assignment 1

Analyze Spain’s neutrality in World War II.

Identified topic

Franco’s role in the diplomatic relationships between the Allies and the Axis

This topic avoids generalities such as “Spain” and “World War II,” addressing instead on Franco’s role (a specific aspect of “Spain”) and the diplomatic relations between the Allies and Axis (a specific aspect of World War II).

Sample assignment 2

Analyze one of Homer’s epic similes in the Iliad.

The relationship between the portrayal of warfare and the epic simile about Simoisius at 4.547-64.

This topic focuses on a single simile and relates it to a single aspect of the Iliad ( warfare being a major theme in that work).

Developing a Thesis Statement–Additional information

Your assignment may suggest several ways of looking at a topic, or it may name a fairly general concept that you will explore or analyze in your paper. You’ll want to read your assignment carefully, looking for key terms that you can use to focus your topic.

Sample assignment: Analyze Spain’s neutrality in World War II Key terms: analyze, Spain’s neutrality, World War II

After you’ve identified the key words in your topic, the next step is to read about them in several sources, or generate as much information as possible through an analysis of your topic. Obviously, the more material or knowledge you have, the more possibilities will be available for a strong argument. For the sample assignment above, you’ll want to look at books and articles on World War II in general, and Spain’s neutrality in particular.

As you consider your options, you must decide to focus on one aspect of your topic. This means that you cannot include everything you’ve learned about your topic, nor should you go off in several directions. If you end up covering too many different aspects of a topic, your paper will sprawl and be unconvincing in its argument, and it most likely will not fulfull the assignment requirements.

For the sample assignment above, both Spain’s neutrality and World War II are topics far too broad to explore in a paper. You may instead decide to focus on Franco’s role in the diplomatic relationships between the Allies and the Axis , which narrows down what aspects of Spain’s neutrality and World War II you want to discuss, as well as establishes a specific link between those two aspects.

Before you go too far, however, ask yourself whether your topic is worthy of your efforts. Try to avoid topics that already have too much written about them (i.e., “eating disorders and body image among adolescent women”) or that simply are not important (i.e. “why I like ice cream”). These topics may lead to a thesis that is either dry fact or a weird claim that cannot be supported. A good thesis falls somewhere between the two extremes. To arrive at this point, ask yourself what is new, interesting, contestable, or controversial about your topic.

As you work on your thesis, remember to keep the rest of your paper in mind at all times . Sometimes your thesis needs to evolve as you develop new insights, find new evidence, or take a different approach to your topic.

Derive a main point from topic

Once you have a topic, you will have to decide what the main point of your paper will be. This point, the “controlling idea,” becomes the core of your argument (thesis statement) and it is the unifying idea to which you will relate all your sub-theses. You can then turn this “controlling idea” into a purpose statement about what you intend to do in your paper.

Look for patterns in your evidence

Compose a purpose statement.

Consult the examples below for suggestions on how to look for patterns in your evidence and construct a purpose statement.

• Franco first tried to negotiate with the Axis
• Franco turned to the Allies when he couldn’t get some concessions that he wanted from the Axis

Possible conclusion:

Spain’s neutrality in WWII occurred for an entirely personal reason: Franco’s desire to preserve his own (and Spain’s) power.

Purpose statement

This paper will analyze Franco’s diplomacy during World War II to see how it contributed to Spain’s neutrality.

• The simile compares Simoisius to a tree, which is a peaceful, natural image.
• The tree in the simile is chopped down to make wheels for a chariot, which is an object used in warfare.

At first, the simile seems to take the reader away from the world of warfare, but we end up back in that world by the end.

This paper will analyze the way the simile about Simoisius at 4.547-64 moves in and out of the world of warfare.

Derive purpose statement from topic

To find out what your “controlling idea” is, you have to examine and evaluate your evidence . As you consider your evidence, you may notice patterns emerging, data repeated in more than one source, or facts that favor one view more than another. These patterns or data may then lead you to some conclusions about your topic and suggest that you can successfully argue for one idea better than another.

For instance, you might find out that Franco first tried to negotiate with the Axis, but when he couldn’t get some concessions that he wanted from them, he turned to the Allies. As you read more about Franco’s decisions, you may conclude that Spain’s neutrality in WWII occurred for an entirely personal reason: his desire to preserve his own (and Spain’s) power. Based on this conclusion, you can then write a trial thesis statement to help you decide what material belongs in your paper.

Sometimes you won’t be able to find a focus or identify your “spin” or specific argument immediately. Like some writers, you might begin with a purpose statement just to get yourself going. A purpose statement is one or more sentences that announce your topic and indicate the structure of the paper but do not state the conclusions you have drawn . Thus, you might begin with something like this:

• This paper will look at modern language to see if it reflects male dominance or female oppression.
• I plan to analyze anger and derision in offensive language to see if they represent a challenge of society’s authority.

At some point, you can turn a purpose statement into a thesis statement. As you think and write about your topic, you can restrict, clarify, and refine your argument, crafting your thesis statement to reflect your thinking.

As you work on your thesis, remember to keep the rest of your paper in mind at all times. Sometimes your thesis needs to evolve as you develop new insights, find new evidence, or take a different approach to your topic.

Compose a draft thesis statement

If you are writing a paper that will have an argumentative thesis and are having trouble getting started, the techniques in the table below may help you develop a temporary or “working” thesis statement.

Begin with a purpose statement that you will later turn into a thesis statement.

Assignment: Discuss the history of the Reform Party and explain its influence on the 1990 presidential and Congressional election.

Purpose Statement: This paper briefly sketches the history of the grassroots, conservative, Perot-led Reform Party and analyzes how it influenced the economic and social ideologies of the two mainstream parties.

Question-to-Assertion

If your assignment asks a specific question(s), turn the question(s) into an assertion and give reasons why it is true or reasons for your opinion.

Assignment : What do Aylmer and Rappaccini have to be proud of? Why aren’t they satisfied with these things? How does pride, as demonstrated in “The Birthmark” and “Rappaccini’s Daughter,” lead to unexpected problems?

Beginning thesis statement: Alymer and Rappaccinni are proud of their great knowledge; however, they are also very greedy and are driven to use their knowledge to alter some aspect of nature as a test of their ability. Evil results when they try to “play God.”

Write a sentence that summarizes the main idea of the essay you plan to write.

Main idea: The reason some toys succeed in the market is that they appeal to the consumers’ sense of the ridiculous and their basic desire to laugh at themselves.

Make a list of the ideas that you want to include; consider the ideas and try to group them.

• nature = peaceful
• war matériel = violent (competes with 1?)
• need for time and space to mourn the dead
• war is inescapable (competes with 3?)

Use a formula to arrive at a working thesis statement (you will revise this later).

• although most readers of _______ have argued that _______, closer examination shows that _______.
• _______ uses _______ and _____ to prove that ________.
• phenomenon x is a result of the combination of __________, __________, and _________.

What to keep in mind as you draft an initial thesis statement

Beginning statements obtained through the methods illustrated above can serve as a framework for planning or drafting your paper, but remember they’re not yet the specific, argumentative thesis you want for the final version of your paper. In fact, in its first stages, a thesis statement usually is ill-formed or rough and serves only as a planning tool.

As you write, you may discover evidence that does not fit your temporary or “working” thesis. Or you may reach deeper insights about your topic as you do more research, and you will find that your thesis statement has to be more complicated to match the evidence that you want to use.

You must be willing to reject or omit some evidence in order to keep your paper cohesive and your reader focused. Or you may have to revise your thesis to match the evidence and insights that you want to discuss. Read your draft carefully, noting the conclusions you have drawn and the major ideas which support or prove those conclusions. These will be the elements of your final thesis statement.

Sometimes you will not be able to identify these elements in your early drafts, but as you consider how your argument is developing and how your evidence supports your main idea, ask yourself, “ What is the main point that I want to prove/discuss? ” and “ How will I convince the reader that this is true? ” When you can answer these questions, then you can begin to refine the thesis statement.

Refine and polish the thesis statement

To get to your final thesis, you’ll need to refine your draft thesis so that it’s specific and arguable.

• Ask if your draft thesis addresses the assignment
• Question each part of your draft thesis
• Clarify vague phrases and assertions
• Investigate alternatives to your draft thesis

Consult the example below for suggestions on how to refine your draft thesis statement.

Sample Assignment

Choose an activity and define it as a symbol of American culture. Your essay should cause the reader to think critically about the society which produces and enjoys that activity.

• Ask The phenomenon of drive-in facilities is an interesting symbol of american culture, and these facilities demonstrate significant characteristics of our society.This statement does not fulfill the assignment because it does not require the reader to think critically about society.

Drive-ins are an interesting symbol of American culture because they represent Americans’ significant creativity and business ingenuity.

Among the types of drive-in facilities familiar during the twentieth century, drive-in movie theaters best represent American creativity, not merely because they were the forerunner of later drive-ins and drive-throughs, but because of their impact on our culture: they changed our relationship to the automobile, changed the way people experienced movies, and changed movie-going into a family activity.

While drive-in facilities such as those at fast-food establishments, banks, pharmacies, and dry cleaners symbolize America’s economic ingenuity, they also have affected our personal standards.

While drive-in facilities such as those at fast- food restaurants, banks, pharmacies, and dry cleaners symbolize (1) Americans’ business ingenuity, they also have contributed (2) to an increasing homogenization of our culture, (3) a willingness to depersonalize relationships with others, and (4) a tendency to sacrifice quality for convenience.

This statement is now specific and fulfills all parts of the assignment. This version, like any good thesis, is not self-evident; its points, 1-4, will have to be proven with evidence in the body of the paper. The numbers in this statement indicate the order in which the points will be presented. Depending on the length of the paper, there could be one paragraph for each numbered item or there could be blocks of paragraph for even pages for each one.

Complete the final thesis statement

The bottom line.

As you move through the process of crafting a thesis, you’ll need to remember four things:

• Context matters! Think about your course materials and lectures. Try to relate your thesis to the ideas your instructor is discussing.
• As you go through the process described in this section, always keep your assignment in mind . You will be more successful when your thesis (and paper) responds to the assignment than if it argues a semi-related idea.
• Your thesis statement should be precise, focused, and contestable ; it should predict the sub-theses or blocks of information that you will use to prove your argument.
• Make sure that you keep the rest of your paper in mind at all times. Change your thesis as your paper evolves, because you do not want your thesis to promise more than your paper actually delivers.

In the beginning, the thesis statement was a tool to help you sharpen your focus, limit material and establish the paper’s purpose. When your paper is finished, however, the thesis statement becomes a tool for your reader. It tells the reader what you have learned about your topic and what evidence led you to your conclusion. It keeps the reader on track–well able to understand and appreciate your argument.

Writing Process and Structure

This is an accordion element with a series of buttons that open and close related content panels.

Getting Started with Your Paper

Interpreting Writing Assignments from Your Courses

Generating Ideas for

Creating an Argument

Thesis vs. Purpose Statements

Architecture of Arguments

Working with Sources

Quoting and Paraphrasing Sources

Using Literary Quotations

Citing Sources in Your Paper

Drafting Your Paper

Generating Ideas for Your Paper

Introductions

Paragraphing

Developing Strategic Transitions

Conclusions

Revising Your Paper

Peer Reviews

Reverse Outlines

Revising an Argumentative Paper

Revision Strategies for Longer Projects

Finishing Your Paper

Twelve Common Errors: An Editing Checklist

How to Proofread your Paper

Writing Collaboratively

Collaborative and Group Writing

Assignment Planner

Step 5: Develop a Preliminary Thesis Statement

Coming up with a strong thesis is a process that takes time. You don't really have a finished thesis until you reach the end of your research investigation and conclude your argument. Once you have reached a balanced, informed perspective on your material, or come to the conclusion of your argument, you will have your thesis or claim. In order to get to this thesis, however, you will have to create a "working thesis" or preliminary thesis statement. The preliminary thesis will provide you with a strong focus that you can use when writing the response to your assignment.

Develop a Preliminary Thesis

Use your research question to launch your thesis.

Your thesis should provide an answer to your research question . Without a thesis, you will write an informative paper about your question rather than an argumentative paper that provides an answer.

Your research question may prompt you to identify a problem and pose a solution.

Example from a Second-Year Political Science Paper

Canada's current electoral system is flawed, undemocratic and divisive [Problem] . Reforming Canada's electoral system to a mixed-member proportional system with a five-percent threshold would make it more democratic, promote national unity, and increase civic interest in democracy [Response/ Argument/ Thesis] .

Note that this thesis statement includes two sentences:

• a claim (the problem)
• support for the claim (the response, made up of two parts: a solution and three reasons why the solution will address the problem)

Do not simply give a statement of intent or what you will try to do in the paper (e.g. "In this paper, I will analyze the reasons that Canada's electoral system is flawed and consider a possible solution."). This statement of intent may be a good initial response to the research question, but your thesis needs to present your conclusion, not how you got there.

Make Your Thesis an Arguable Statement

Your thesis must be debatable and cannot be a conclusion that simply describes an event or phenomenon or restates a commonly known fact.

Although questions can be used to good rhetorical effect in your introduction (and throughout your paper), your thesis should not be a question, but a statement of claim.

Demonstrate Independent Thinking

The point of the thesis is to show your thoughts on a topic. Although it can be intimidating to make a strong claim in writing — a claim that will be judged, and that you may be expected to defend personally — but it is also a particular benefit of academia that you are allowed and even encouraged to make strong claims based on solid reasoning, and that you will be lauded for doing so.

Pass the "So What?" Test

The reader will shrug and say "so what?" to an uninteresting thesis, so be sure your thesis makes a strong and notable point. Evaluate your thesis by asking yourself what the implications of your thesis are, e.g., "So what if a proportional electoral system were implemented in Canada? Would it matter?" Look at the sample thesis above: does it pass the "so what?" test?

Provide Details rather than Vague Assertions

Be clear about the approach you are going to take to support your thesis.

Consider including a "blueprint" or a "roadmap" of the major points you will make in your paper. Academic writing conventions require you to provide your reader with an outline of the argument you intend to make before you make it.

Thesis Statements: Beyond the Basics

You will keep revising your thesis statement as you go, making it increasingly specific and argumentative. See Step 9 for an example.

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Think of yourself as a member of a jury, listening to a lawyer who is presenting an opening argument. You'll want to know very soon whether the lawyer believes the accused to be guilty or not guilty, and how the lawyer plans to convince you. Readers of academic essays are like jury members: before they have read too far, they want to know what the essay argues as well as how the writer plans to make the argument. After reading your thesis statement, the reader should think, "This essay is going to try to convince me of something. I'm not convinced yet, but I'm interested to see how I might be."

An effective thesis cannot be answered with a simple "yes" or "no." A thesis is not a topic; nor is it a fact; nor is it an opinion. "Reasons for the fall of communism" is a topic. "Communism collapsed in Eastern Europe" is a fact known by educated people. "The fall of communism is the best thing that ever happened in Europe" is an opinion. (Superlatives like "the best" almost always lead to trouble. It's impossible to weigh every "thing" that ever happened in Europe. And what about the fall of Hitler? Couldn't that be "the best thing"?)

A good thesis has two parts. It should tell what you plan to argue, and it should "telegraph" how you plan to argue—that is, what particular support for your claim is going where in your essay.

Steps in Constructing a Thesis

First, analyze your primary sources.  Look for tension, interest, ambiguity, controversy, and/or complication. Does the author contradict himself or herself? Is a point made and later reversed? What are the deeper implications of the author's argument? Figuring out the why to one or more of these questions, or to related questions, will put you on the path to developing a working thesis. (Without the why, you probably have only come up with an observation—that there are, for instance, many different metaphors in such-and-such a poem—which is not a thesis.)

Once you have a working thesis, write it down.  There is nothing as frustrating as hitting on a great idea for a thesis, then forgetting it when you lose concentration. And by writing down your thesis you will be forced to think of it clearly, logically, and concisely. You probably will not be able to write out a final-draft version of your thesis the first time you try, but you'll get yourself on the right track by writing down what you have.

Keep your thesis prominent in your introduction.  A good, standard place for your thesis statement is at the end of an introductory paragraph, especially in shorter (5-15 page) essays. Readers are used to finding theses there, so they automatically pay more attention when they read the last sentence of your introduction. Although this is not required in all academic essays, it is a good rule of thumb.

Anticipate the counterarguments.  Once you have a working thesis, you should think about what might be said against it. This will help you to refine your thesis, and it will also make you think of the arguments that you'll need to refute later on in your essay. (Every argument has a counterargument. If yours doesn't, then it's not an argument—it may be a fact, or an opinion, but it is not an argument.)

This statement is on its way to being a thesis. However, it is too easy to imagine possible counterarguments. For example, a political observer might believe that Dukakis lost because he suffered from a "soft-on-crime" image. If you complicate your thesis by anticipating the counterargument, you'll strengthen your argument, as shown in the sentence below.

Some Caveats and Some Examples

A thesis is never a question.  Readers of academic essays expect to have questions discussed, explored, or even answered. A question ("Why did communism collapse in Eastern Europe?") is not an argument, and without an argument, a thesis is dead in the water.

A thesis is never a list.  "For political, economic, social and cultural reasons, communism collapsed in Eastern Europe" does a good job of "telegraphing" the reader what to expect in the essay—a section about political reasons, a section about economic reasons, a section about social reasons, and a section about cultural reasons. However, political, economic, social and cultural reasons are pretty much the only possible reasons why communism could collapse. This sentence lacks tension and doesn't advance an argument. Everyone knows that politics, economics, and culture are important.

A thesis should never be vague, combative or confrontational.  An ineffective thesis would be, "Communism collapsed in Eastern Europe because communism is evil." This is hard to argue (evil from whose perspective? what does evil mean?) and it is likely to mark you as moralistic and judgmental rather than rational and thorough. It also may spark a defensive reaction from readers sympathetic to communism. If readers strongly disagree with you right off the bat, they may stop reading.

An effective thesis has a definable, arguable claim.  "While cultural forces contributed to the collapse of communism in Eastern Europe, the disintegration of economies played the key role in driving its decline" is an effective thesis sentence that "telegraphs," so that the reader expects the essay to have a section about cultural forces and another about the disintegration of economies. This thesis makes a definite, arguable claim: that the disintegration of economies played a more important role than cultural forces in defeating communism in Eastern Europe. The reader would react to this statement by thinking, "Perhaps what the author says is true, but I am not convinced. I want to read further to see how the author argues this claim."

A thesis should be as clear and specific as possible.  Avoid overused, general terms and abstractions. For example, "Communism collapsed in Eastern Europe because of the ruling elite's inability to address the economic concerns of the people" is more powerful than "Communism collapsed due to societal discontent."

Copyright 1999, Maxine Rodburg and The Tutors of the Writing Center at Harvard University

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Tips and Examples for Writing Thesis Statements

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Tips for Writing Your Thesis Statement

1. Determine what kind of paper you are writing:

• An analytical paper breaks down an issue or an idea into its component parts, evaluates the issue or idea, and presents this breakdown and evaluation to the audience.
• An expository (explanatory) paper explains something to the audience.
• An argumentative paper makes a claim about a topic and justifies this claim with specific evidence. The claim could be an opinion, a policy proposal, an evaluation, a cause-and-effect statement, or an interpretation. The goal of the argumentative paper is to convince the audience that the claim is true based on the evidence provided.

If you are writing a text that does not fall under these three categories (e.g., a narrative), a thesis statement somewhere in the first paragraph could still be helpful to your reader.

2. Your thesis statement should be specific—it should cover only what you will discuss in your paper and should be supported with specific evidence.

3. The thesis statement usually appears at the end of the first paragraph of a paper.

4. Your topic may change as you write, so you may need to revise your thesis statement to reflect exactly what you have discussed in the paper.

Thesis Statement Examples

Example of an analytical thesis statement:

The paper that follows should:

• Explain the analysis of the college admission process
• Explain the challenge facing admissions counselors

Example of an expository (explanatory) thesis statement:

• Explain how students spend their time studying, attending class, and socializing with peers

Example of an argumentative thesis statement:

• Present an argument and give evidence to support the claim that students should pursue community projects before entering college

Forming the Preliminary Topic Sentence or Thesis Statement

Stacy alleyne.

Writing a good thesis statement is a matter of knowing your opinion on an issue and stating it clearly and concisely. The thesis statement is the most important sentence in your essay because it is the guide of your paper and helps to keep you going in the right direction.

Explore this article

You must assert your thesis statement authoritatively. It shouldn't be stated as an opinion or emotionally charged statement. For example, the statement, “Ice cream doesn’t taste good” is not a thesis statement; it is an opinion. However, “Ice cream is bad for your health” is a thesis statement because a person can defend or argue against it with evidence and facts. To write a good thesis you must state your position correctly.

2 Inclusive

Ideally, a thesis statement should include in one sentence everything you plan on covering in your essay. While this might seem implausible at first, it really is possible to fit your major points into one concise statement. For example, “Ice cream is bad for your health” is a thesis statement, but it is not enough to carry an entire essay. “Ice cream is bad for your health because it’s high in fat, sugar and carbohydrates” is a more effective thesis statement because it tells the reader exactly what your essay will cover.

Your thesis statement does not have to be the first sentence in your essay; in fact, it probably shouldn’t be. Thesis statements are usually at the end of the introductory paragraph. Don’t bury your thesis in the middle of your essay. Remember, the purpose of your thesis statement is to help your readers see and understand your position on a certain issue. If you wait too long to introduce them to your main points, they might lose interest or not understand what you are trying to say.

It’s important that your thesis statement is short and to the point. Your thesis shouldn't run on for a paragraph. A short one- or two-sentence statement will suffice. An overly lengthy thesis can be confusing for the reader and can throw the writer off track by sending him or her off in too many directions. Keep your thesis statement as concise and on point as possible.

• 1 University of North Carolina at Chapel Hill: Thesis Statements

About the Author

Stacy Alleyne is a certified English teacher with a BA in English and graduate work in English, education, journalism and law. She has written numerous articles and her own dining column for the "Gazette."

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Thesis / dissertation formatting manual (2024).

• Filing Fees and Student Status
• Submission Process Overview
• Electronic Thesis Submission
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• Formatting Overview
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• Paper Thesis Formatting
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Preliminary Pages

The Preliminary Pages require very specific wording, spacing, and layout. Templates and sample pages are provided for your reference.

Only the pages listed below may be included as part of the Preliminary Pages section, and they must appear in this order. No other pages are permitted. All pages are required except the Dedication Page. Lists of Symbols, Tables, Figures, and Illustrations are only required if applicable to the content of your manuscript. 

Note : A Signature Page is NOT a valid part of your manuscript and is not included in the submission of your thesis or dissertation. Committee signatures are now included on the “Ph.D. Form II/Signature Page” or the “Master’s Thesis/Signature Page” that you submit to the Graduate Division. 

Preliminary Pages Order

• Title Page (no page number)
• Copyright Page (no page number)
• Dedication Page (optional, page number ii if included)
• Table of Contents  (if Dedication Page is included, Table of Contents is page iii. If no Dedication, Table of Contents is page ii)
• List(s) of Figures/Illustrations/Formulae/Terms/etc.  (required, if applicable. Each new list should begin on a new page)
• Acknowledgements  (alt. spelling: Acknowledgments)
• Vita  (PhD dissertations ONLY. Should not be more than 3 pages)

Pagination - Preliminary Pages

Preliminary Pages are numbered with lowercase Roman numerals.

• The Title Page is counted in determining the total number of pages in this section but is NOT numbered.
• The Copyright Page is not counted or numbered.
• Your first numbered page will either be your Dedication Page if you have one, or your Table of Contents if you do not have a Dedication Page.
• There is no page i in the manuscript. 
• The subsequent pages are then numbered consecutively with lowercase Roman numerals through the end of the Abstract.
• Dashes, periods, underlining, letter suffixes, other text (including last names), and other stylizations are not permitted before, after, or under your page numbers.
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Conducting Preliminary Research

Barry Mauer and John Venecek

We discuss the following topics on this page:

Preliminary Research Strategies

We also provide the following activities:

Conducting Preliminary Research [Refresher]

Sometimes called “pre-research,” Preliminary Research is an inventive stage in which you investigate possible topics of interest. For example, once you fully understand your assignment, the next step might be to conduct some background research online, or talk to friends and classmates. However, while it’s a good idea to try out your ideas with non-experts, the real test is to try them out with experts. If your ideas are not fully formed yet, you can ask experts to help guide you in the right direction. Undergraduate students often overlook this strategy, but it can be incredibly effective and it can lead to good research topics and resources. Let’s take a closer look at some more preliminary research strategies.

• Explore Literary Studies Journals: Scholars share their work through many venues, but the most important is peer-reviewed scholarly journals in their field. Princeton keeps a list of some of the most important literary studies journals . Imagine yourself as a future contributor to one of these journals!
• Work with a Mentor: A mentor is someone who can help and guide you as a scholar during the research process. Mentorship can take many forms; UCF offers many mentorship programs such as the Research And Mentoring Program (RAMP) , McNair Scholars Program , Honors Undergraduate Thesis (HUT) , and the Office of Undergraduate Research (OUR) . Many of these offer financial and logistical support to students.
• Don’t Skip the Invention Stage: This can be a messy process, so keep a notebook to jot down ideas and questions as they occur to you. You’ll need to develop a research question, so those notes may come in handy later. Also, think about what types of sources you’ll need to complete your project. The assignment may specify certain types, such as scholarly monographs and journal articles, but what else might you need? What about media and other primary sources? Where would you find them? Should you explore digital archives or make an appointment with an archivist?
• Manage your Time : Think about time-management and set milestones. Even though pulling all-nighters is a rite of passage for college students, your stress will be greatly reduced (and  the quality of your research enhanced) if you’re not racing to finish everything at the last minute. Be sure to keep those milestones simple and achievable so you don’t get overwhelmed by unrealistic goals. We encourage you to use a planner!
• Investigate Professional Organizations : Many famous authors have organizations dedicated to their legacy. One of these is The William Faulkner Society , which assembles lists of scholarly journals, conferences and conventions, research centers and information sources, and interdisciplinary university institutes. Many such organizations also provide scholarships for students. Look through the contents of author societies’ websites, as well as recent journals and conference proceedings, to help you generate ideas for your own research.
• Talk to Experts : Finally, ask for help! You’re attending a large university where you’re surrounded by highly educated people. Don’t be afraid to schedule appointments and conduct interviews with them. Also, consider meeting with the subject librarian in your major to get an overview of key resources and tools available at the library.

Taking time to work through the preliminary research process will set the foundation for everything that comes after, and it will make your job easier.

A word about mentorship: having a mentor (whether faculty or peer) will vastly improve your experience as a researcher. Even many experienced researchers have their own mentors because they understand the value that comes with being a mentee. If you plan to work with a mentor, keep in mind a few points:

• If you are having difficulty with the research, put in some work on your own to address the problem before going to your mentor, The mentor’s job is to help you, not to do the work for you.
• Ask your mentor about their own research process so you can better understand the tasks and skills involved.
• Keep a positive attitude; even if you feel like you do not yet have the necessary knowledge or skills, tell yourself that you are in the learning stage and that you are doing your best.
• Recognize that a mentor is there to help but may not be able to meet all your needs. Take ownership of your own learning and research.
• It is okay to seek mentorship from more than one person.

Background Research [1 min 20 sec] [1]

For more advice on Conducting Preliminary Research, consider the following from WritingCommons.org: [2]

The goal of Preliminary Research is not necessarily to become an authority on a specific topic so much as to identify conversation chatter: across disciplines, what are experts talking about? And, ultimately, if given a choice, what interests you the most? Preliminary Research could involve

• discussions with friends about ideas.
• interviews with experts, bosses, clients, and teachers.
• scanning a wikipedia page or Google search
• skimming over documents to learn about the genres and research methods of particular discourse communities/community of practice.

• List three things you have researched (they don’t have to be related to school projects). Discuss your experiences with any of the research you listed. Which parts did you enjoy the most? Where did you have the most difficulty? Did you find what you were looking for? How valuable was the information and the experience?

Feel free to use a grid format, as above, or just make a list of these items under each entry.

• Sometimes the  publication date  is tricky – a work might have remained unpublished for a long period of time. If so, note when it was written (approximately) and then published. Sometimes a work may have been revised and republished. If so, indicate the publication date of the version you read (its original publication date, and not the publication date of the anthology).
• Literary genre  refers to whether a work is a novel, short story, drama, poem, parable, allegory, non-fiction, essay, folk or fairy tale, sacred text, children’s literature, or memoir. Additionally,  literary themes  can be part of genres as in comedy, tragedy, lyric, epic, detective or crime stories, science fiction, supernatural, historical, etc. These are not strict categories and a work may combine more than one.
• Nation or region of author  can be tricky as well. For instance, an author may write in a country far from where they were born and/or raised. Or they may be born in a country that is divided by region. Note anything significant about the author’s place(s).
• The  brief description  is just a sentences or a few sentences to indicate what the literature is about. It does not need to include a plot summary or a complete list of characters and themes. For example, we could say that Homer’s  Odyssey  is the story of a hero and the obstacles he faces on his journey home from war.
• Initial thoughts  are just that: thoughts upon a first reading. These could be about things you notice, things you like or dislike, things that intrigue you, things that are confusing, things that are mysteries, things that are easy or difficult, style, voice, meter, diction, etc.
• Major theory or type of criticism  refers to the major literary theories (Marxist, feminist, post-colonial, formal, historical, linguistic, audience studies, structuralist, post-structuralist, etc.) or the themes or issues being addressed. These are not strict categories and a work may combine more than one.
• The  brief description  is just a sentences or a few sentences to indicate what the literary criticism or theory is about. It does not need to include a summary of the whole argument, but should include the major claim(s).
• If there are any elements of your assignment that need clarification, please list them.
• What was the most important lesson you learned from this page? What point was confusing or difficult to understand?
• NKU, Steely Library, director. Background Research . YouTube , YouTube, 13 Dec. 2017, https://www.youtube.com/watch?v=0gXGMJAXSU4&t=74s . Accessed 1 Apr. 2022. ↵
• Writing Commons. “Preliminary Research.” Writing Commons , 11 Aug. 2020, https://writingcommons.org/section/invention/preliminary-research/ . ↵

Students often overlook the importance of managing and organizing their research as part of the literature review. There are many programs available online, such as Zotero. There is no one proper way to manage your research, but it’s important to have a system that works for you.

As you continue down your path to becoming a researcher, one of two things tends to happen.  A) you have a closet full of printed journal articles that you are saving “just in case”, but you have no idea what’s in there, or why it was important; or B) you are constantly trying to remember what that one article was that you read that one time, but it wasn’t relevant at the time, so you threw it away; or C) all of the above.

Luckily there are citation management programs to help you wrangle and organize your research. As a bonus, they will format your bibliography into the appropriate style at the click of a button.

There are many citation management options to choose from. The key is to find the one that works best with your research style.  The most popular freely available options are Mendeley and Zotero.

For more information about each option, check out the UCF library’s guides to citation management .

Looking for an easy way to compare the different citation management system features? See this chart created and maintained by Penn Libraries.

Strategies for Conducting Literary Research, 2e Copyright © 2021 by Barry Mauer and John Venecek is licensed under a Creative Commons Attribution-NonCommercial-ShareAlike 4.0 International License , except where otherwise noted.

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Libraries & Cultural Resources

Research guides, guide to research and writing for the academic study of religion.

• Topic Pyramids
• Research Assignment Parameters
• Thesis statement
• Identifying Interests
• Controversy
• Availability of Sources

Preliminary Research

• Developing Your Question and Thesis
• Research Question and Thesis Statement Examples
• Periodicals
• Primary Sources
• Reference Works - Encyclopedias, Dictionaries, Biographies etc
• Journal Articles
• Primary Sources This link opens in a new window
• Web Search Engines
• Web Directories
• Invisible Web
• Does the Library hold the article I need?
• Locating resources unavailable at U of C Library
• Content of Databases
• Standardized Terminology
• Review Quiz Databases
• Keyword Searching
• Search Limits
• Phrase Searching
• Truncations and Wildcards
• Boolean Operators
• Proximity Operators
• Natural Language Searching
• Searching Basics Quiz
• Search Overview
• Selecting Records
• Combing Searchers
• General Criteria
• Quoting in text
• in Text Citations
• List of References
• Avoiding Plagiarism
• Staying Organized
• Links to Writing Help
• Sources Used in Creating this Workbook

Developing a good research question is impossible without doing some preliminary research.  Preliminary research gives you background information on your topic, answering questions such as who, what, when and where.  This research will also help you determine controversies related to your topic and determine if there are enough sources available to cover the topic effectively.

 You will encounter and learn much more information than you will convey in your final paper. Background information will enrich your research paper but should not bog it down in trivia. For example, if you were doing a paper on Hildegaard of Bingen, you should know that she was born into a noble family in Germany in 1098 and entered a hermitage at the age of eight and became a Benedictine Abbess. This information will help you contextualize her work in your own mind but your research paper should not be a simple recitation of these facts. Your research question should take you beyond the common knowledge found in encyclopedias, but without that  common knowledge your research will lack a solid foundation.

What follows is a list of resources that you may find useful for doing preliminary research in the field of Religious Studies. Keep in mind the type of information that you will need based on your preliminary topic and where your topic falls in the topic pyramid. Remember that the pyramid is a continuum rather than a series of discrete stages, so your topic likely will draw on both columns for some resources.

Resources for Preliminary Research

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• Next: Developing Your Question and Thesis >>
• Last Updated: Jun 9, 2022 2:27 PM
• URL: https://libguides.ucalgary.ca/research-and-writing-religion

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Table of Contents

Ai, ethics & human agency, collaboration, information literacy, writing process, preliminary research.

Preliminary Research is

to early invention efforts people engage in to identify topics of interest.

Writers engage in Preliminary Research during the early stages of composing in order to identify the scope of their investigation.

Preliminary Research could involve

• discussions with friends about ideas.
• interviews with experts, bosses, clients, and teachers.
• scanning a wikipedia page or Google search
• skimming over documents to learn about the genres and research methods of particular discourse communities/community of practice.

When engaging in Preliminary Research as opposed to the sort of deep reading practices and critical relationship to evidence recommended by ACRL’s i, researchers are reading superficially.

Good writers are readers. They are collaborators. Creativity is informed by sustained thought on a topic and that thought is enriched by reading and talking about topics with knowledgeable experts.

Preliminary Research is deeply imbricated with Information Literacy , particularly Searching as a Strategic Exploration , Scholarship as a Conversation, and Research as Inquiry

If the aim of a writing project is personal reflection, then diving immediately into Drafting can make sense. Journal writing and autobiography can be a powerful way to sustain reflection and insights and set goals.

That said, if you are writing or talking about something beyond your immediate experience, you are likely to benefit from learning what other writers have thought or said about a topic.

• Deep reading on a topic, as discussed in Scholarship as a Conversation, can empower you to identify the current thinking about a topic.
• Deep reading can help you identify how research and scholarship on that topic have changed over time and who the thought leaders are on a topic.
• Deep reading is crucial to distinguishing fake news from real news, valid reasoning and evidence from propaganda and salesmanship (see Authority is Constructed and Contextual ).

Yet early during Invention, you may benefit broadly rather than deeply. Shallow reading has its place as an Invention strategy. There are advantages to skimming across titles, abstracts, and articles.

The goal of Preliminary Research is not necessarily to become an authority on a specific topic so much as to identify conversation chatter: across disciplines, what are experts talking about? What are the issues facing a knowledge domain (e.g., nuclear energy, global warming, space exploration)? And, ultimately, if given a choice, what interests you the most?

Brevity - Say More with Less

Clarity (in Speech and Writing)

Coherence - How to Achieve Coherence in Writing

Flow - How to Create Flow in Writing

Inclusivity - Inclusive Language

The Elements of Style - The DNA of Powerful Writing

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preliminary

Definition of preliminary

 (Entry 1 of 2)

Definition of preliminary  (Entry 2 of 2)

• introductory
• preparative
• preparatory
• curtain-raiser
• prolog

Examples of preliminary in a Sentence

These examples are programmatically compiled from various online sources to illustrate current usage of the word 'preliminary.' Any opinions expressed in the examples do not represent those of Merriam-Webster or its editors. Send us feedback about these examples.

Word History

French préliminaires , plural, from Medieval Latin praeliminaris , adjective, preliminary, from Latin prae- pre- + limin-, limen threshold

1657, in the meaning defined above

1656, in the meaning defined above

Dictionary Entries Near preliminary

Cite this entry.

“Preliminary.” Merriam-Webster.com Dictionary , Merriam-Webster, https://www.merriam-webster.com/dictionary/preliminary. Accessed 14 May. 2024.

Kids Definition

Kids definition of preliminary.

Kids Definition of preliminary  (Entry 2 of 2)

Legal Definition

Legal definition of preliminary, more from merriam-webster on preliminary.

Nglish: Translation of preliminary for Spanish Speakers

Britannica English: Translation of preliminary for Arabic Speakers

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