society of research in higher education

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SRHE Mission Statement

The Society for Research into Higher Education is a UK-based international learned society concerned to advance understanding of higher education, especially through the insights, perspectives and knowledge offered by systematic research and scholarship. The Society aims to be the leading international society in the field, as to both the support and the dissemination of research.

More fully, its broad aims are to:

• Stimulate new forms of research and inquiry into higher education as a field of study
• Assist in developing research capacity in relation to the field
• Encourage and support those coming into the field of higher education studies
• Develop a network of scholars and researchers in the field of higher education studies
• Offer fora for the presentation of research and scholarship in the field
• Promote the development and widening of research methodologies in the field
• Provide opportunities for the publication of research and scholarship in the field
• Develop opportunities through which researchers in the field can engage with policy makers, practitioners within higher education and other potential interested parties so that policy and practices may be shaped by research

In fulfilment of these ends, year-on-year, the Society will

• Maintain and develop a database of researchers and scholars in the field in the UK and internationally
• Seek to encourage the work of those newly embarking on research in the field
• Conduct conferences and seminars that both bring researchers together and enable researchers, policy-makers and others to engage with each other
• Produce and support various forms of research-based publications
• Maintain and develop a number of networks of members, each focused on a particular dimension of higher education where research may have a role to play
• Support a worldwide network of researchers, through for example, face-to-face and web-based events and professional development workshops to develop and sustain capacity in our field
• Provide advice to and engage with relevant national and international research and policy debates

Research Projects

From time to time, the Society may itself undertake research (perhaps funded by others) or sponsor directly a research project of its own.

The Society will be a membership-based society, made up of individual members including student and retired members. Subscription fee levels shall be reviewed annually. Other monies shall be sought and/or received from any organization and individual whose purposes are sympathetic to those of the Society.

Wherever mutual benefits can be identified and it is prudent and practicable to do so, the Society will work in collaboration with other organizations. Their logo(s) may appear alongside that of the Society for purposes of marketing particular events, ventures or publications.

Strategic Goals

• To become understood as the key society in the field of higher education research, at once vibrant and inclusive
• To enhance the extent to which research plays a significant part in each of the Society’s activities
• To identify areas of practice and/or policy where the research base could be usefully developed and to stimulate such research
• To advance an understanding of the opportunities afforded by research evidence and ideas among leaders within the higher education community (including but extending beyond vice-chancellors)
• To work to enhance the role of research in the development of quality enhancement at the national level within the UK higher education community

The Society is a specialist publisher of research, having over 100 titles in print. The Editorial Board seeks authoritative research or study in relevant areas for its book series in collaboration with Routledge – Taylor & Francis group. In terms of journals, The Society also publishes Studies in Higher Education, Research into Higher Education Abstracts, and Policy Reviews in Higher Education (all with Taylor & Francis),Higher Education Quarterly (with Wiley) and SRHE News. The Society holds a major Annual Conference in December, and holds further conferences, seminars and consultations on topics of current interest, and runs a number of Networks.

SRHE & the Changing World of HE: The first 25 years

Professor Michael Shattock OBE, from the UCL Institute of Education, London has kindly put together a short history of the Society, tracing its origins in 1965 through to the 1980s, detailing the many changes and key events for the Society over this period. A pdf version is available below. SRHE & the Changing World of HE: The first 25 years

Annual Report

The latest Annual Report for the Society for Research into Higher Education (2019) which gives an overview of the Society’s recent activities is available here. Download SRHE Annual Report 2019

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May 16, 2024 by SRHE News Blog Leave a comment

How individual accommodation creates barriers to the inclusion of students with disabilities

by Pascal Angerhausen and Shweta Mishra

The inclusion of students with disability in higher education

Individual assessment accommodation is a widely used instrument for inclusion of students with disabilities. It aims at reducing barriers and promoting equal participation, by taking into account the individual needs of a person. However, our research in the project SuccessInclusive (ErfolgInklusiv) has shown that it can also create barriers and lead to new forms of exclusion. It shifts the responsibility to the individual and creates an additional bureaucratic burden for students and university staff. Further, there are issues of legitimacy associated with individual accommodation. If some students are treated differently from others, this raises issues of fairness and equality. Lastly, individual accommodation makes students dependent on those who provide it. We therefore urge universities and policy makers to rethink their focus on individual accommodation and prioritize universal design measures.

Individual accommodation and universal design in German higher education

Universities can choose between two different strategies to promote inclusion in higher education. Universal design and individual accommodation. Universal design aims to reduce or eliminate barriers for all, a priori, whereas individual accommodation consists of solutions that meet the individual needs of specific students. Both approaches have their own benefits and problems. Usually, a combination of the two is used to promote inclusion. If we look at German higher education, universal design plays a minor role. Even though universities are obliged to implement universal design measures, these are mostly limited to physical accessibility. Instead, inclusion in German higher education relies heavily on individual accommodation (Gattermann-Kasper/Schütt, 2022; Steinkühler et al , 2023).

Individual responsibility and bureaucratic burden

If students want to use individual accommodation in German higher education, they need to know about their rights. For many students, this is the biggest obstacle to using Disadvantage Compensation, as they either do not know about their rights or see themselves as entitled to it (Steinkühler et al , 2023). Once these barriers have been overcome, they need to apply on the basis of a medically certificated impairment. The application process can cost time, energy and sometimes even money. Students reported a lack of information, long waiting times and unclear bureaucratic processes. Some of them talked of having to travel long distances to see specific doctors who would issue the necessary medical certificates. In some cases, students also had to pay for these certificates themselves. If these students must renew their application every year – as some faculties require – applying for individual accommodation means a great deal of effort to the students and can in itself be a barrier. 

Additionally, individual accommodation involves a great deal of effort not only for the students but also for the university staff. At the German university where we conducted our interviews, each faculty accepts and handles applications on its own. The staff and the responsible professors review the applications, check them for form and plausibility, and must decide, if and to what extent students can be granted individual accommodation. These decisions are often based on previous decisions and experiences, rather than on official guidelines or laws. The small number of cases handled by individual faculties makes it difficult to build up experience and develop best practice. Thus, staff reported of uncertainty in dealing with individual accommodation requests.

The question of legitimacy

The lack of guidelines on the appropriate form and scope of individual accommodation creates uncertainties that undermine its legitimacy. Students who used individual accommodation reported that both, students and lecturers questioned the fairness of their accommodations. For example, fellow students asked them about their “advantage” and asked for advice on how they could get access to it so that their studies would be “easier”. Thus, students with disabilities who use individual accommodation often doubt its fairness and necessity, while simultaneously lacking an objective perspective. Social networks and previous experiences of accommodation can help in legitimizing accommodation and supporting the experience of studying as an equal.

Individual accommodation creates individual dependencies

Students also emphasized that individual accommodation strengthens the influence of individual people. To receive individual accommodation, students become dependent on doctors, university staff, lecturers and professors. While all of these can be helpful – and many students reported of positive and supportive encounters – this dependency can create impossible barriers. Students, whether they experienced negative or positive situations, highlighted this dependency as problematic. At every step, individuals can act as gatekeepers and prevent them from receiving the accommodations they need to rightfully study. For example, a student reported that he has to write several emails before every exam just to make sure the lecturers organize the accommodations that he is entitled to – and still does not always receive them. Another student was told by the university staff that the accommodation they requested would not be necessary, even though they provided a medical certificate. Many students shared stories of just being ignored by their lecturers, or of lecturers telling them that they did not have the resources to provide appropriate accommodations. Thus, individual accommodation was often experienced as creating an additional work load for the lecturers. In the worst case, these experiences can lead to students dropping out and missing the chance to pursue an academic degree; which is directly linked to the opportunity for students with disabilities to live a decent and independent life.

Accessing individual accommodation requires individual resources

Lastly, our interviews showed that the process of accessing individual accommodation requires resources that are unequally distributed. Students from academic backgrounds, with extensive financial resources or extended social networks are better equipped to access individual accommodations. They can get a second opinion from another doctor, receive information on how to formulate applications, how to appeal or even legal advice. Further, dealing with the problems of gatekeeping also appears to be a gendered issue. Women in particular reported being doubted by others. For some, this went as far as medical gaslighting , the experience of being systematically doubted by medical professionals. Some of those who experienced these doubts resigned themselves when they encountered someone who did not want to believe or support them, rather than fight for their rights. Thus, not all students have equal access to individual accommodation. For some, receiving information about their rights, attaining a medical certificate, applying for individual accommodation,or dealing with gatekeepers is more problematic than for others. So, while other researchers have highlighted differences between students with obvious and stable disabilities and those with invisible and variable disabilities (Goldberg, 2016), our research showed that social networks, academic background, and gender of the students play an important role in the use of individual accommodation.

Concluding remarks

While we have focussed on the ways in which individual accommodation hinders inclusion, students and university staff also emphasized the positive aspects of individual accommodation. If there is a supportive culture and university staff have adequate resources, focussing on the individual needs allows them to find appropriate solutions and highlights the individual situation of each student. Students can feel heard and their disadvantages can be properly compensated for. However, this is rather the ideal case scenario. In our interviews, students reported a lack of a supportive culture in many disciplines, and in society in general, while the staff and lecturers experienced individual accommodation as demanding in terms of time and resources. We can therefore conclude that relying on individual accommodation to include students with disabilities can create significant barriers that can (re)produce exclusion. Universities should therefore rethink the way they implement inclusion and instead refer to measurements of universal design.

Pascal Angerhausen is a research assistant and doctoral candidate at the International Center for Higher Education Research (INCHER) at the University of Kassel. Email: [email protected]

Shweta Mishra is the Managing Director of the German Institute for Interdisciplinary Social Policy Research. She is the Associate Editor of the Research into Higher Education Abstracts Journal. Her research focuses on social inequalities in higher education access and outcomes. She is an associate member of the International Centre for Higher Education Research (INCHER) at the University of Kassel.

Gattermann-Kasper M, Schütt M-L. (2022) Inklusive Hochschule. Konzeptionelle Grundlagen, aktueller Stand und Entwicklungen. In: Recht der Jugend und des Bildungswesens , 70, p. 92-106

Goldberg, C (2016). Is Intersectionality a Disabled Framework? Presenting PWIVID: In/Visibility and Variability as Intracategorical Interventions Critical Disability Discourses , 7: 55-88

Steinkühler J, Beuße M, Kroher M, Gerdes F, Schwabe U, Koopmann J, Becker K, Völk D, Schommer T, Buchholz S (2023) Die Studierendenbefragung in Deutschland: best3. Studieren mit einer gesundheitlichen Beeinträchtigung Hannover: DZHW

May 10, 2024 by SRHE News Blog Leave a comment

What is a ‘research culture’?

by GR Evans

Should  higher education providers foster a ‘research culture’? As the body responsible for research under the Higher Education and Research Act (2017), UK Research and Innovation offers its own definition. Such a ‘culture’ will encompass ‘the behaviours, values, expectations, attitudes and norms’ of ‘research communities’, influence ‘researchers’ career paths and determine ‘the way that research is conducted and communicated’.  The Royal Society adopts the same wording .

Nevertheless, agreed definition seems elusive. The British Academy points to ‘the impact and value research’ in the humanities and related disciplines ‘can deliver to policy makers and the wider public’ . The Wellcome Trust is critical of ‘current practices’, which it says ‘prioritise outputs at almost any cost’ It encourages ‘curiosity-based ideas’ , even if they fail to make discoveries. Cambridge University has an Action Research on Research Culture project in collaboration with the University of Edinburgh, Leiden University, Freie Universität Berlin and ETH Zurich, suggesting international reach towards defining such a culture.  A Concordat and Agreements Review (April 2023) formed a joint attempt to define ‘research culture’ initiated by Universities UK, UKRI and Wellcome. It found it was not sure ‘what a positive research culture looks like’ or what ‘research culture framework to adopt’.

Research is a relative newcomer to the work of English universities. Under the Oxford and Cambridge Act (1877). s.15, the  Commissioners who were to  frame new Statutes for each of the two universities were required to ‘have regard to the interests of education, religion, learning and research’. The inclusion of ‘research’ was still a recent arrival in universities. The prompting had come from German universities, whose influence in linking a doctorate with research had rather reluctantly been recognised. Research-based Doctorates of Philosophy began to be awarded in the USA, with Yale leading the way in 1861.

Oxford and Cambridge took note. Reform of their ancient doctorates was called for in any case. The award of doctorates in Divinity had ceased to depend on advanced scholarship, and had often became more or less honorific as new Bishops began to be granted an automatic Doctorate of Divinity. The transatlantic Doctorates of Philosophy were something new because they were expressly intended for award to younger scholars on the basis of a first research exercise. From the end of the nineteenth century Oxford and Cambridge experimented with postgraduate Bachelors degrees awarded on the basis of a piece of original research. Doctorates for young scholars came next and in 1921 Oxford granted its first DPhil and Cambridge its first PhD, both expecting original research. After some debate the existing ancient doctorates became ‘higher ‘doctorates, to be awarded to more senior scholars, normally on the basis of a significant body of published research. In all this lay the beginnings of an academic ‘research culture’, though well into the twentieth century the Fellows of Colleges did not usually have – or seek – doctorates. ‘Vacancies’ for academic jobs commonly express a preference for a candidate to have a postgraduate degree but do not  require  it.

The multiplication of English universities which began in the early nineteenth century was added to considerably from the end of the nineteenth century with the creation of the ‘redbrick’ universities in major cities. It began to be taken for granted that universities would be responsible for research as well as teaching. However when polytechnics became universities under the Further and Higher Education Act in 1992 they preserved contracts mainly concerned with teaching. That has remained the case with UCU’s ‘Post-1992 National Contract’ . An institution may choose to add research to the contracts of its own academics. ‘Teaching-only’, ‘Teaching and Scholarship’ and ‘Teaching-focussed’ academic jobs have  become increasingly common.

Some universities now seek to fix the proportions of the time their teaching-and-research academics may spent on research. The private ‘alternative providers’ encouraged by Governments in the first decades of the twenty-first century have rarely made a significant effort to be research-active so far. with the Office for Students mentioning only one actively seeking research-degree-awarding powers. Cuts to contracted research time are threatened with the increasing pressure on university budgets,  Kent for example lowering it from 40% to 20%.

Doctorates continue to proliferate at DPhil/PhD level, but they may no longer require research as formerly understood. With many providers offering ‘Professional’ doctorates, leading for example to a Doctorate in Business, a Doctorate in Education, a Doctorate in Engineering,  the thesis may be replaced partly or wholly by professional experience and study may take place in conjunction with paid work as a required element.

‘Taught’ Masters degrees and even ‘taught doctorates’  have begun to multiply. For ‘Taught Doctorates’, advanced study may involve taught courses rather than, or in addition to, independent research. The ‘taught’ element may involve lectures on or exposition of the skills needed in research, or include elements in the content of the subject of the Doctorate.

Research expands to include ‘innovation’ and ‘knowledge exchange’

The definition of ‘research’ has been expanding to include ‘innovation’ and ‘knowledge exchange’, both now responsibilities of UKRI. ‘Innovate UK’ had its origins in the ‘Lambert’ Review of Business-University Collaboration (2003). This considered the ‘demand for research from business’ alongside the ‘dual support’ system of university funding, with infrastructure funded from the block grant and funding for research projects dependent on grants and the Research Councils. Lambert ‘proposed a number of principles that should be adopted to encourage world-class business research’. This encouraged the view that the ‘originality’ of research could include ‘innovation’.

Governments have actively encouraged ‘Knowledge Exchange’. The Knowledge Exchange Framework is now the responsibility of Research England within UKRI.It embraces a range of modes of ‘exchange’: partnerships involving collaborative research; contract research; consultancy; working with business; ‘continuing professional development’; intellectual property and its commercialisation; public and community engagement; local growth and regeneration, some but not all  having a defined ‘research’ element. In 2020 a Concordat for the advancement of Knowledge Exchange in Higher Education, was prompted in part to ‘deliver the UK Government’s R&D 2.4% target’ and also to ‘tackle challenges such as levelling up prosperity across the country’, as Amanda Solloway, then Minister for Science, Research and Innovation, put  in her Foreword in 2020.

In 2015 the creation of Degree Apprenticeships added a recognised further addition to ‘teaching’ in higher education, offering a form of  ‘professional’ or ‘technical’ research. Providers were to ‘specialise in working with industry and employers’. Their teaching would be: “hands-on and designed to prepare students for their careers. Their knowledge and research drive industry and the public services to innovate, thrive and meet challenges” .

However an apprenticeship is first and foremost an employment. The relationship with the exercise of degree-awarding powers has been found to carry a  heavy ‘regulatory burden’. Providers complain that they are ‘caught up in a tangle of regulation and unnecessary bureaucracy, which is hampering growth and innovation’. Degree apprenticeships have not yet caught on, for these reasons and because they are found to be ‘costly to deliver’ .

Funding for them may be uncertain. The Apprenticeship Levy is a tax dating from 2015 and enforced by the  Finance Act (2016). Its operation is one of the responsibilities of the Education and Skills Funding Agency (ESFA). It is paid by employers with a pay bill of over £3m, with Government contributing from it to the training costs for small businesses. However the Levy does not fund Degree Apprenticeships.

There have been calls for the Lifelong Loan Entitlement to include degree apprenticeships but the most recent Government Policy Paper (April 2024) embracing Higher Technical Qualifications (HTQs) and including ‘modules of technical courses of clear value to employers’, is still working with the Institute for Apprenticeships and Technical Education (IfATE) about the possible application of  the LLE when ‘qualifications submitted to the gateway are technical in nature’. There is therefore some way to go before degree apprenticeships can become accepted postgraduate qualifications expressly involving research and with reliable sources of funding.

Funding for an institutional ‘research culture’ goes beyond higher education providers

Taxpayer-funding for universities began to be allocated by the academic-led University Grants Committee (UGC) from 1919. It was to take the form of a block grant, which the recipient university might allocate as it chose. At the end of the twentieth century the UGC was replaced first, briefly, by a single Funding Council and then, under the Further Education and Research Act (1992) by four separate Funding Councils for the nations of the UK, with the Higher Education Funding Council for England taking over the task for England. The new Act stipulated the permitted application of taxpayer funding for higher education between teaching and research, or for the support of either.

Under the Thatcher Government public funding for higher education was reduced, leaving the University Grants Committee less to allocate from the 1980s. ( Shattock, 1984 ; Shattock, 2008 ) The decision was taken to vary grants for funding according to the research performance of universities. The resulting ‘quality-related’ (QR) research ‘selectivity’ made it necessary to devise measurements of the research results to be rewarded. In 1986 the UGS sought statements from universities on their subject areas by cost, with samples of  five ‘outputs’ from each. Satisfactory research performance came to be shaped largely by measurements of this kind.

A further exercise in ‘research selectivity’ followed in 1989. When the UGC was replaced by the statutory Universities Funding Council, another exercise followed in 1992. Its findings prompted an application for judicial review from the Institute of Dental Surgery alleging that its performance had not been properly measured. The court accepted that the Institute had had independent status for grant purposes under Education Reform Act (1988), s.235(1) and the judgment gave a detailed description of the process which had been followed in arriving at the relatively low rating the Institute was challenging. It faulted the Funding Council for its failure to give reasons for a decision which would affect future funding for the Institute of Dental Surgery.  That prompted some rethinking of the procedure to be used for rating a higher education provider’s research so as to allocate funding selectively.

The Further and Higher Education Act of 1992 replaced the short-lived first single Funding Council with four national statutory funding bodies. The resulting Higher Education Funding Council for England (HEFCE) conducted its own Research Assessment Exercise (RAE) every few years,  amending the procedure and requirements each time, with  infrastructure ‘teaching and research’ funding duly allocated on the basis of  its results.

After the exercise of 2001 with its 68 Units of Assessment there was growing concern about the fairness of a method of assessment based on disciplinary or subject ‘units’. The Second Report of the House of Commons Science and Technology Committee (April 2002) heard evidence to that effect and recommended that HEFCE ‘ensure that its quality assessment does not discourage or disadvantage interdisciplinary research’, arguing that ‘such research offers some of the most fertile ground for innovation and discovery’. That adjustment proved difficult to achieve.

The RAE was replaced in 2014 by the Research Excellence Framework (REF). Costing £246m in 2014, the REF proved to be vastly more expensive than the RAE, which had cost £66m for the 2008 exercise. It was last held in 2021 with Research England in charge instead of HEFCE. It is scheduled to be repeated in 2029.

The ‘Stern’ Report , Building on Success and Learning from Experience: an Independent Review of the Research Excellence Framework (2016), was commissioned to report on the REF of 2014. It recommended simplification of the REF submission requirements for HEIs, and rethinking of the use to be made by Government of the resulting data. It approved of continuing the long-established dual support system, with a non-hypothecated taxpayer-funded block grant dependent on institutional performance and separate project funding to be sought competitively from the Research Councils, charities and other funders.

Stern ,arguing that assessment should better recognise the reality of the ways in which academic research was conducted in HEIs, used the expression  ‘research environment’ rather than ‘research culture’. In the light of the problems caused for ‘career choices, progression and morale’ for academic and research staff of selection of individuals for submission it recommended that ‘all research active staff should be returned in the REF’ and that ‘outputs’ should not be ‘portable’ to other institutions. It discouraged the hiring of ‘tall poppies’ to improve an institution’s standing in research and urged that peer review should be made more transparent. Like the RAE the REF has encouraged gaming in the recruitment of researchers. However, the REF added the criterion of ‘impact’, broadly conceived in terms of the benefit an institution’s research brought to the economy and society. That addition began to reshape public policy and  encourage the framing of a concept of an institutional ‘research culture’.

The separation of research from teaching

The ‘block grant’ lasted for nearly a century until the Higher Education and Research Act of 2017 abolished HEFCE and placed teaching and research in different Departments of State, allocating the responsibilities respectively to new bodies, the Office for Students and UK Research and Innovation . In future a much-reduced portion of teaching funding was to be allocated to providers by a new Office for Students, to supplement the income now available from higher undergraduate tuition fees. With the abolition of HEFCE, public infrastructure funding for research (laboratories and libraries) was to be allocated by Research England which was placed within  the new UK Research and Innovation. Project funding was to continue to be sought in the form of grants, including those from Research Councils  which were also moved within UKRI.

Uncertainty about the acceptability of the REF continues despite these radical organisational changes. UKRI published a review of ‘perceptions’ about the exercise of 2021. It found that views were mixed. Among the negatives were the institutional cost and negative effects of repeated measurement and the potential distortion of freedom to pursue an inquiry which might not turn out to improve the institution’s ratings, with damaging funding consequences. The review also had something to say on the effect the REF was felt to have on early career researchers. An international Agreement on reforming research assessment was arrived at in July 2022. This called for assessment to ‘reward the originality of ideas, the professional research conduct, and results beyond the state-of-the-art’.  There were calls for the abolition of the REF in England, or for changes to be made before it was held again.   

Public funding of research beyond higher education

In How we fund higher education providers (May 2023), Research England gives an account of its responsibilities in allocating the taxpayer funding of research. It is not limited to providers of higher education. Research England explains that it can fund  the research and ‘knowledge exchange’ activities not only of higher education providers (HEPs)’ and also ‘other organisations that carry out services in relation to research or knowledge exchange in eligible HEPs’.

Plans for completion of the next REF were deferred to 2029 in response to concerns raised about its content and purpose, in particular how it was to reflect the element of ‘People, Culture and Environment’. It was agreed that a ‘pilot’ , still conducted in eight disciplinary areas, would be needed to settle the design of ‘indicators’. This agreement was initiated with the help of Technopolis and CRAC-Vitae (part of the Careers Research & Advisory Centre). Vice-Chancellors and other heads of research-active higher education providers funded by Research England were sent a letter explaining the plan and with a link to current expectations. However there were mixed views about the definition of ‘research culture’.

The need for ‘selectivity’ has continued to require ‘measurement’ . This encourages an emphasis  on ‘research activity’ rather than the fostering of the still imperfectly-defined ‘research culture’.

SRHE member GR Evans is Emeritus Professor of Medieval Theology and Intellectual History in the University of Cambridge.

May 8, 2024 by SRHE News Blog 1 Comment

Unveiling the role of sustainability reporting in UK universities

by Maryna Lakhno

Sustainability reporting in higher education

In the increasingly digital world of higher education, the significance of sustainability reporting has grown, driven by demands for greater transparency and accountability. This evolution reflects a dual expectation: that universities not only commit to sustainable practices but also openly communicate these efforts to their communities.

While many believe that sustainability reports could spearhead substantial changes and lead to the solidification of sustainability within institutional operations, there is a growing scepticism about their efficacy and authenticity. Critics argue that such reporting can sometimes serve as mere green-washing or window-dressing, aimed more at appeasing stakeholders than effecting real change. This criticism is rooted in the tendency of reports to focus predominantly on successes while glossing over areas needing improvement.

Furthermore, current sustainability reports often focus narrowly on environmental and physical aspects of campuses, such as energy efficiency or waste management. Though these are important, they represent only a fraction of what true sustainability encompasses. This limited focus can overshadow crucial areas such as social justice, economic stability, and cultural vitality, which are essential for a comprehensive sustainability strategy.

By analysing reports from UK universities, the paper “Green or green‐washed? Examining sustainability reporting in higher education” published in Higher Education Quarterly (online 1 April 2024) identified a common trend among UK universities: while many universities are quick to highlight their eco-friendly initiatives, there is often a noticeable lack of critical self-evaluation and comprehensive coverage of all sustainability dimensions apart from the attention to green campus space.

More than just green facades?

The findings from the paper reveal a complex picture. In total, 107 reports were collected spanning a 7-year period, covering approximately one-third of the total universities in the UK. 78% of these universities showcase their sustainability performance online. Several universities genuinely integrate sustainability into their operational and educational frameworks.

However, a significant portion of the reports tended to focus heavily on physical and visible interventions, like energy-efficient buildings or campus recycling programs, potentially sidelining the equally crucial aspects of social sustainability, such as inclusivity, economic impact, and community engagement. One of the primary challenges identified is the selective reporting on positive outcomes while neglecting areas that require improvement or failed initiatives. This trend raises concerns about the authenticity of these reports as tools for genuine self-reflection and accountability rather than merely as marketing instruments designed to enhance institutional reputations.

Moving forward: beyond the green mask

Universities should not only address their environmental impacts but also embed sustainability culturally and socially within their institutions. Additionally, there should be a balance between showcasing achievements and critically addressing shortcomings and areas for development. This approach ensures that educational institutions do not merely pursue sustainability as a checkbox exercise but actively integrate it into their core values and operational strategies.

To advance beyond superficial sustainability, UK universities need to develop more rigorous, transparent, and comprehensive reporting mechanisms. These reports should not only serve as reflections of past actions but as genuine, forward-looking documents that guide future sustainable practices across all university operations.

Maryna Lakhno, a PhD candidate at the Department of Public Policy, Central European University, Vienna, specializes in exploring the intersections of policy, education, and sustainable practices within higher education.

May 1, 2024 by SRHE News Blog 3 Comments

The Secret Lecturer: What Really Goes on at University

Canbury Press 2024, 208pp. ISBN 9781914487217 (paperback), 9781914487224 (ebook)

Review by Rob Cuthbert

If you do research in higher education, this book might make you angry – but probably not for the reasons the author hopes. The blurb says: ”For more than a decade, the deteriorating state of the higher education sector in the UK has been known to insiders, but not to the public. Now … an academic who must remain anonymous … presents a no-holds-barred account of life on campus.”

I had high hopes. The Secret Barrister was a runaway success, earning the respect of professionals and public alike. The Secret Doctor trod much the same path. Surely The Secret Lecturer could not fail to do for higher education what its predecessors had done for law and medicine?

Yes it could. So why was it such a disappointment? Not because it is full of jaw-dropping anecdotes and stories which could be hard to believe. I believed all of them, and too many HE staff will have had many similar experiences. The disappointment is at an opportunity wasted, with the book’s opening sentence enough to deflate all expectations:

“For many people the question, ‘Are British universities f***ed?’ is as rhetorical as ‘Does the Supreme Pontiff devoutly believe in the monotheistic faith he leads?’ or ‘Do members of the Ursidae family of carnivorous mammals defecate in arboreal regions?’”

Many would be tempted to stop there. This “no-holds-barred account” comes from someone too bitter to let his professed love of higher education show, and not as clever as he thinks he is (the text suggests it is a ‘he’).

Where other secret professionals enrich their anecdotes with insights on how their profession could be better and develop a convincing narrative, The Secret Lecturer just indulges in stereotypes. Students are either lazy drug-taking plagiarists who make fantastic excuses for their lack of effort, or disadvantaged and benighted souls who have been cruelly betrayed by their schools, lecturers, departments, university or the system. Academic and professional colleagues are mostly treacherous, cowardly, prejudiced, ambitious, lazy backstabbers, apart from the few who share the world view of the author, and a dedicated administrator or two. Managers are all intellectually dull time-wasting control freaks who get in the way of proper academic work, often with “meaningless HE rituals”. Academics in business, marketing and law collude in lowering academic standards – “it’s all poster presentations and multiple-answer quizzes” – which in other disciplines are jeopardised mostly by fear and management pressure – “If you exhibit talent round here, you’re likely to be hated rather than appreciated.” And when The Secret Lecturer steps outside the campus he finds only a dystopian ghost town where all the shops have gone out of business and the bureaucrats’ blood runs even colder than in the university.

Clunky similes and metaphors keep popping up: the inflation rate is “as high as Johnny Depp atop a heap of hard drugs” before “another gormless rectangle of a senior manager” intervenes. They become even more mysteriously obscure – on just one page not only: “feeling more forlorn and nauseous than if I’d been forced at gunpoint to watch the complete television work of Ross Kemp”, but also “It’s hotter than the air that issues from Adrian Chiles’ mouth.”. The author presents events as if they are from just one academic year, which is a perfectly legitimate device, but his day-by-day account through two semesters is the only structure for the text. The longer-running threads such as a job application to a foreign university and giving a paper at an overseas conference are less convincing, suggesting lack of due diligence by the author as much as bad faith by others. And surely hardly anyone who still does it believes that external examining is “a nice little earner”.

The brief Epilogue purports to suggest a way forward, involving abolishing fees, culling the massed ranks of management, decarbonising, demilitarising, decolonialising and restoring institutional democracy. But these remain mere slogans in the absence of any coherent narrative, and the horror stories remain as symptoms in the absence of any coherent diagnosis of the underlying problems. “My idealistic aim is that someone, somewhere might read this book and be cheesed off enough to clear up the mess.” Higher education may be a mess, but ranting while waiting for someone else to clear it up is not a solution.

Rob Cuthbert is editor of SRHE News and the SRHE Blog, Emeritus Professor of Higher Education Management, University of the West of England and Joint Managing Partner, Practical Academics . Email [email protected] . Twitter @RobCuthbert.

April 17, 2024 by SRHE News Blog 3 Comments

Higher education as a politicians’ playground

by Rob Cuthbert

Higher education has always been something of a playground for junior politicians; HE ministers usually serve only short terms, and many are practising for bigger jobs. (Liz Truss and Boris Johnson were both briefly shadow HE ministers.) The Coalition period was an exception, with David Willetts serving for four years and evidently deeply engaged and interested in HE. Since he left in 2014 the political game-playing has sadly degenerated, becoming ever more disconnected from the real issues facing the HE sector.

In 2024 fifty or more universities have declared or are likely to declare redundancies , as their funding position becomes ever more perilous. Student fees have been frozen at £9250 for a decade, and their real value has declined to the extent that they are now worth no more than the £6000 which applied in 2012 before the fee went to £9000. According to Mark Corver of DataHE: “… universities have lost, in real terms, around a third of their income since 2012. Most of that has happened recently. Universities have lost the equivalent of almost £3 billion from their annual UG teaching funding in just the past 18 months.”

The long-running dispute in half the sector over changes to the Universities Superannuation Scheme might have recently been resolved, but there are now major concerns about the cost of the Teachers’ Pension Scheme in the other half. UUK chief executive Vivienne Stern and UCEA chief executive Raj Jethwa wrote to Minister Robert Halfon on 18 March 2024 asking for more flexibility in whether post-92 universities must offer TPS membership to their staff, noting that 27% of post-92s had declared redundancies in 2022-2023 and 46% had done so since August 2023. TPS contributions rose sharply on 1 April 2024 as Tom Williams reported for Times Higher Education on 18 March 2024.

Pay disputes have led to repeated strikes and action short of strikes, especially marking and assessment boycotts, affecting the whole sector. This, coupled with Covid, has meant increased workloads for academic and professional staff in major and repeated reconstruction of teaching programmes, with many universities relying increasingly on a precariat of staff on short-term contracts. Negotiations between employers and staff are inevitably complicated by the wide range of institutional fortunes, which makes affordable resolution for everyone difficult to achieve. Covid and employment disputes have brought massive disruption for students, with class actions for compensation continuing as an additional looming threat to HE budgets. Problems with student mental health have reached epidemic proportions, affected not only by the pandemic and loan-driven student debt but also the spiralling cost of university and private student accommodation, which is in short supply in many places.

In 2024 we do expect a general election, but we don’t expect the massive problems for UK HE to be an election issue. Voters mostly care much more about cost of living, the energy crisis, climate change, wars in Ukraine and Gaza, the NHS … and even within education, universities rank well behind schools and nursery places as topics for political debate. As Tom Williams reported for Times Higher Education on 16 May 2023, HE Minister Robert Halfon declared that “… the sector was in a “fairly strong” position – compared with much of the economy given the current financial difficulties – and implied management may be to blame at universities faring badly, rather than his government’s funding system.” Halfon resigned unexpectedly on 26 March 2024, so after 14 years of Coalition and  Conservative government we have our ninth new HE Minister, Luke Hall. It is the eleventh such appointment, since both Jo Johnson and Chris Skidmore served twice, and only four of the 11 appointments lasted for more than a year. There is a striking contrast with appointments as Schools Minister, the role in which Nick Gibb has served for most of the last 14 years, despite being sacked and reappointed by successive prime ministers.

For most of the Coalition period the Universities Minister was David (now Lord) Willetts, who was perhaps the main architect of the Higher Education and Research Act (HERA) 2017, eventually steered into law by Jo (now Lord) Johnson. HERA legislated for the HE ‘market’ and created a new regulator, the Office for Students (OfS). The policy sought to drive up quality through competition, with an influx of new ‘alternative’ providers; the Act made extensive provision for failing HE institutions to go out of business. Willetts’ special adviser, Nick Hillman, later became an effective Director of HEPI, but his HEPI blog of 14 February 2024 asked ‘Whatever happened to all those alternative providers?’,  while still defending the policy to which he contributed. A more plausible view is that the HERA version of the ‘market’ in HE had been tried and comprehensively failed. Against the success of a few new providers like the Dyson Institute there have been many more seeking to provide mostly lower-level courses, mostly in business, mostly in London. Operating an HE institution is a complex, difficult and long-term activity, and after relaxing requirements for entry to the higher education ‘market’, government was forced to crack down on the more egregious excesses of some of the new alternative providers. ‘Driving up quality through competition’ has been shown up as a fantasy; what always worked much better was relying on the intrinsic motivation of people in HE to do the best for their students, in what has always been vigorous competition with other institutions. Self-regulation is of course inadequate: HE institutions need external quality assurance and control, but the OfS chose to do away with the QAA , the designated quality body, by setting conditions which jeopardised QAA’s international credibility and forcing QAA to step down. Instead the OfS has set up its own quality arrangements in an apparently long-term plan which goes against all the expectations when HERA was enacted. 

That was the good news. A new government was entitled to try a new policy for HE, as it did. It didn’t work, so what happened next? Not repeal, of course, but neither was it, as we might have hoped, adaptation of the new policy to make it work better. In the chaos and increasingly rapid turnover of the post-Brexit administrations, politicians in the DfE and elsewhere became obsessed with culture wars. They brought forward a major new piece of legislation which had nothing to do with HE finance, staffing issues, student problems, or even the supposed focus of ‘levelling up’. Obsessed by immigration numbers, government even doubled down on HE’s financial problems with visa restrictions seriously affecting international student recruitment, especially for postgraduate recruitment which for many years had underpinned the viability of STEM disciplines. It was convenient for government that the OfS continued to give reassurances about HE finance , but it was hardly surprising, since government had installed a Conservative peer as the OfS chair .

The new legislation was the Higher Education (Freedom of Speech) Act 2023 , education’s contribution to armaments in the culture wars. There were, of course, problems in some, perhaps even many, HE institutions over what might and might not be said in different contexts. A HEPI blog by Josh Freeman on 13 October 2022 argued that there was a problem with self-censorship and ‘quiet’ no-platforming. In the US some prominent university presidents lost their jobs arguing with politicians about the need to protect diversity in HE debate. The war on woke has not perhaps reached that pitch in the UK yet. But the Act required OfS to appoint a free speech ‘tsar’, as it did, and OfS issued proposals on 14 December 2023 on how the free speech regime will operate, launching a consultation on 26 March 2024. The results are unconvincing to those on the ground in the institutions. Jim Dickinson blogged for Wonkhe on 6 March 2024 about the shambles which government has created with its free speech legislation: “We are literally less than six months away from OfS opening a complaints scheme under which one group of students will say another’s actions amount to antisemitism, while the other will say they are threatening their right to express legally protected anti-Zionist beliefs – both saying their free speech is threatened as a result, both arguing they are being harassed, and both reasonable in asserting that they were assured their free speech and protection from harassment was assured.” The Act may even rival the Hate Crime and Public Order (Scotland) Act 2021 for its unworkability in practice.

The principal cheerleader for the new Act was Education Minister (and for two chaotic days in the fall of Boris Johnson, Secretary of State for Education) Michele Donelan, who continued to champion it even as she moved to become Secretary of State for Science, Innovation and Technology in the Sunak administration. Donelan relied on a press release from right wing think tank Policy Exchange to pick a fight with UKRI about the members of its Equality, Diversity and Inclusion Committee. The release was written by Donelan’s former special adviser Iain Mansfield . UKRI suspended its Committee and their membership pending an inquiry, which exonerated the members , one of whom sued Donelan for libel and won £15000 damages, as Faye Brown reported for Sky News on 12 March 2024. The damages were paid by the government, prompting widespread disbelief; Leader of the House Penny Mordaunt even suggested that we should cut Donelan some slack because she had not taken the £16000 redundancy payment to which she was entitled  from her two days as Secretary of State for Education. It would all be deeply embarrassing, if government ministers were still capable of feeling shame.

The playground urgently needs more grown-ups, to do higher education policy as if higher education mattered.

Rob Cuthbert is Emeritus Professor of Higher Education Management, University of the West of England and Joint Managing Partner, Practical Academics [email protected] . Twitter @RobCuthbert

April 12, 2024 by SRHE News Blog 1 Comment

Graduate outcomes: Beyond numbers, towards quality?

by Tej Nathwani and Ghislaine Dell

with a foreword and afterword by SRHE Network Convenors Tracy Scurry and Daria Luchinskaya

As many of us working with graduate employment statistics will know, it’s difficult to find up-to-date large-scale data of graduates’ experiences of work. In the SRHE event  Exploring graduate outcomes: Do we need to look beyond earnings and occupation? , Tej Nathwani (HESA) introduced a new graduate outcomes measure capturing subjective aspects of job quality, while Ghislaine Dell (Head of Careers at Bath University and member of the AGCAS Research and Knowledge Committee) reflected on the implications from a practitioner perspective. In this follow-up blog, Tej and Ghislaine comment on the issues in capturing subjective graduate outcomes and outline directions for future research. HESA is keen to get your feedback on its measures: see the end of the blog for how to get in touch.

Capturing job quality in HESA’s Graduate Outcomes survey

Tej Nathwani

Since the financial crisis, there has been a fundamental rethink about the way we measure economic and societal progress , with greater attention now given to subjective forms of data. At the individual or micro level, this has resulted in growing international interest in the quality of work – essentially those parts of our employment that correlate with our wellbeing. From a UK perspective, Scotland led the way in bringing this matter to the forefront with the formation of the Fair Work Convention . Not long after, we saw the Taylor Review of Modern Working Practices published, which recommended the dissemination of regular data on eighteen job quality indicators covering seven broad dimensions.

Graduate outcomes in the UK have historically been assessed solely on the basis of earnings and whether individuals find themselves working in professional or managerial occupations. Yet, research examining the aspirations of higher education students indicates that they want a career that uses their skills, aligns with their ambitions and that can enable them to make impact. Under the Fair Work Convention framework, these aspects embody fulfilling employment . Furthermore, funding and regulatory bodies also want to see all graduates find such work.

With no data currently available on this matter, this clearly represents an information gap in graduate labour market statistics. As an organisation that adheres to the Code of Practice for Statistics , HESA have therefore started to conduct research to fill this space. This has involved using three questions in the Graduate Outcomes questionnaire relating to these features of employment to form a single composite measure that captures fulfilment (or the ‘job design and nature of work’ as it is also commonly referred to). Our ambition is to introduce this into our official statistics/open data in forthcoming years.

Indeed, with the importance of job quality set to grow, one pathway we are currently exploring for the future development of the Graduate Outcomes survey is the addition of new questions on other elements of decent work, as identified by the Measuring Job Quality Working Group .    

Ghislaine Dell

Students make career decisions for very personal and subjective reasons. Recent research from Cibyl shows us that the most frequently looked for qualities in students’ career choices are interesting work, career progression, good work-life balance, and training & development. This matches very well to the proposed new job quality indicator. The Government’s continued emphasis on degrees offering good return on investment is at odds with what the workforce of the future are seeking. Notably, Tej’s analysis showed that, after about £25,000, higher salary does not increase graduates’ reported wellbeing, but more fulfilling work, as captured by the new measures, does. From a governmental and individual perspective, then, knowing what jobs are ‘good jobs’ is important for a thriving society. An indicator which focuses on fulfilment could enable students to make a more informed choice between possible career directions.

However, there is a potential issue around the way in which we can capture this. For example, if we take ‘I am utilising what I learnt in my studies in my work’ . Many graduate jobs are discipline-agnostic, and so a chemist, for example, would not be using ‘what they learnt’ in terms of Chemistry, in a financial services job. HESA’s cognitive testing of its survey questions provides a starting point for understanding how respondents are likely to approach these statements. However, further development of the phrasing of these questions is arguably necessary to ensure that the explanation of ‘skills mismatch’ isn’t simply attributable to graduates working in a field different to the one they studied.

 A key challenge will be to work on improving response rates so that each provider can report on this new measure with confidence. Currently, the subjective “graduate voice” questions in Graduate Outcomes are not compulsory, they rarely form part of the official narrative and minimal time is devoted to analysing and understanding the responses. If we are truly to maximise the potential of this measure, these issues need to be addressed.

The new measure both fills an information gap and provides a lever for inclusion of job quality into official statistics augmenting its importance for governments and providers.

The lively discussion that followed this SRHE event, organised by the Employability, Enterprise and Work-based Learning Network, reflects the genuine interest and excitement in being able to gather job quality statistics at scale for the first time. HESA is plugging the long-standing information gap, enabling new research directions to take off in practitioner, academic and policy communities and providing better careers information, advice and guidance to students and graduates. There is still work to be done to improve the measures and scope to expand the coverage of job quality indicators in particular extending understanding of how students interpret and understand these questions. Your feedback, whether based on experience or research, can help in the future development of this measure.

Feedback on the types of statistics users would like to see incorporated into HESA open data based on the new measure are most welcome, as are views on potential amendments/additions to the Graduate Outcomes survey. Please send your thoughts to [email protected] .

For more information about the Employability, Enterprise and Work-based Learning Network and future events please see: Employability, Enterprise and Work-based Learning | SRHE

For more information about AGCAS and the Research and Knowledge Committee please see: Research and Knowledge from AGCAS

Contributors

Tej Nathwani is a Principal Researcher (Economist) at HESA, which is now part of Jisc.

Ghislaine Dell is Head of Careers, University of Bath and member of AGCAS’ Research and Knowledge Committee .

SRHE Network Convenors: Dr Daria Luchinskaya is a Lecturer at the University of Strathclyde Business School and Professor Tracy Scurry is a Professor of Work and Employment at Newcastle University Business School.

April 10, 2024 by SRHE News Blog Leave a comment

The importance of academic mental health

by Roz Collings

It was University Mental Health day on Thursday 14 th March 2024. This is a national UK project organised by Student Minds and University Mental Health Advisory Network, aiming to start a conversation to ensure university wide mental health is a priority.  I continue to be an advocate for whole institution wellbeing, enhancing focus on academics in policies and practice, as well as increasing impactful research regarding academic mental health so it was pleasing to see university staff being given a spotlight..

The mental health of students has long been a topic of interest with decades of primary research, systematic reviews and meta-analyses, alongside cross cultural comparisons, highlighting the poor mental health of University Students in comparison to the general public ( Brown, 2018 ; Campbell et al, 2022 ; Macaskill, 2013 ). The COVID pandemic created a further influx of concentrated efforts in finding supportive solutions for the student mental health crisis ( Chen and Lucock, 2022 ; Copeland et al , 2021 ). It is also well evidenced that poor mental health of students is strongly related to poor academic outcomes such as achievement and retention ( Pascoe et al , 2019 ; Thomas et al , 2021 ).

But what do we know about academic mental health? Historically academic staff mental health has received minimal attention. Although investment in the area is growing, a recent systematic review highlighted the stressful academic environment and higher levels of burnout within the industry compared to other jobs ( Urbina-Garcia, 2020 ). Increased workloads, pressures of research funding, lack of work-life balance and lack of management support are universal trends globally ( Kinman and Jones , 2008 ) leading to many university academics leaving the profession ( Heffernan et al , 2019 ; Ligibel et al , 2023 ). Dr Zoe Ayres created a poster of common stressors for academics for part of the mental health series (see Figure 1) which highlights the multiple facets and identities an academic contends with within their working life. Academia has changed substantially even within the 23 years I have been working. Centralisation and reduction of academic administrative staff moves much of the work onto the academics. With the increased focus on student mental health has come an increased reliance on academics for pastoral support. In addition performance indicators such as retention, satisfaction etc have become important outcome measures for all staff appraisals, no matter the level.

UK university Equity/ Equality, Diversity and Inclusion (EDI) initiatives developed from the Athena SWAN (Scientific Women’s Academic Network) Charter through Advance HE and focused initially on gender equality. Since then Advance HE has also developed the “race charter”. However, by 2021 there remained little engagement in disability equality and the intersectionality of disabled people with other EDI groups ( Wolbring and Lillywhite , 2021). The University of Wolverhampton has a disability charter and is showing meaningful positive shifts towards inclusivity when it considers all the protected characteristics. However, I sit on university and national disability boards and the conversations around mental health (dis) abilities seem forced and an afterthought. My own recent research has shown high levels of stigma associated with disclosing of mental ill health and a fear of how that information would be used. Staff were concerned that they would not be taken seriously in their roles, that they would be unable to progress in their career and that their colleagues would see them as a “weak link” (Collings, 2023). I personally didn’t disclose mental ill health to my line managers until I was 15 years into my academic career and there remain concerns of how it may impact my progression.

It is time for some significant changes to happen in our profession. All of my team are deeply passionate about supporting our students with understanding and a great deal of knowledge. We should show the same level of compassion towards ourselves and our colleagues.  The culture of the university needs to change rapidly to destigmatise mental ill health disclosure and provide meaningful interventions and support. But “it seems likely that the peculiar nature of higher education actively encourages particular kinds of bullying” ( Tight, 2023 , p123) and research continues to highlight that bullying in UK and international HE remains rife ( Tight, 2023 ).

What can universities do?

Universities need a fundamental shift to consider wellbeing as an institutional whole. Academic staff wellbeing is just as important as, if not more important than, student mental health. As Richard Branson once wrote “if you look after your staff they’ll look after your customers. It’s that simple”. It is that simple, and this mentality should be applied to staff and students. Academic staff who are well and focused will offer the best support, guidance and teaching to your students. Therefore, I argue that whole university mental health, with academic and professional services included, should be to the fore in university policies and higher management discussions. Higher management should be role modelling work-life balance and self-care, so it can trickle down and change the message from presenteeism and overworking to maintaining a correct sustainable balance of work and life. Developing disability equality charters enables institutions to consider their own policies in relation to institutional culture, dignity at work, grievance policies, absence policies (to incorporate disability sickness), reasonable adjustments and workload modelling. These should not be reactive but more proactive in nature, with meaningful interventions that maintain the interconnection between staff and students ( Brewster et al , 2022 ).

Roz Collings is Associate Professor and Head of Psychology in the School of Psychology in the University of Wolverhampton’s Faculty of Education, Health and Wellbeing. She is the editor of the Research into Higher Education Abstracts journal. Roz is passionate about evidence based practice in Higher Education, raising the quality and impact of Higher Education Research and coaching/ mentoring new researchers in research design and statistical analysis. Her current research is focusing on Academic Wellbeing and she was part of the team writing the Disability Equality Act for the University of Wolverhampton with a role focusing on Mental Health. 

This is an adapted version of a blog first published on the University of Wolverhampton website and is reproduced here with permission.

Collings, R (2023) Academic Mental Health in Higher Education European Congress of Psychology Brighton, July 2023

March 28, 2024 by SRHE News Blog Leave a comment

My Marking Life: The Role of Emotional Labour in delivering Audio Feedback to HE Students

by Samantha Wilkinson

Feedback has been heralded the most significant single influence on student learning and achievement ( Gibbs and Simpson, 2004 ). Despite this, students critique feedback for being unfit for purpose, considering that it does not help them clarify things they do not understand ( Voelkel and Mello, 2014 ).

Despite written feedback being the norm in Higher Education, the literature highlights the benefit of audio feedback. King et al (2008) contend that audio feedback is often evaluated by students as being ‘richer’ than other forms of feedback.

Whilst there is a growing body of literature evaluating audio feedback from the perspective of students, the experiences of academics providing audio feedback have been explored less ( Ekinsmyth, 2010 ). Sarcona et al (2020) is a notable exception, exploring the instructor perspective, albeit briefly. The authors share how some lecturers in their study found it quick and easy to provide audio feedback, and that they valued the ability to indicate the tone of their feedback. Other lecturers, however, stated how they had to type the notes first to remember what they wanted to say, and then record these for the audio feedback, and thus were doing twice as much work.

Whilst the affectual impact of feedback on students has been well documented in the literature ( eg McFarlane and Wakeman, 2011 ), there is little in the academic literature on the affectual impact of the feedback process on markers ( Henderson-Brooks, 2021 ). Whilst not specifically related to audio feedback, Spaeth (2018) is an exception, articulating that emotional labour is a performance when educators seek to balance the promotion of student learning (care) with the pressures for efficiency and quality control (time). Spaeth (2018) argues that there is a lack of attention directed towards the emotional investment on the part of colleagues when providing feedback.

Here, I bring my voice to this less explored side by exploring audio feedback as a performance of emotional labour, based on my experience of trialling of audio feedback as a means of providing feedback to university students through Turnitin on the Virtual Learning Environment. This trial was initiated by colleagues at a departmental level as a possible means of addressing the National Student Survey category of ‘perception of fairness’ in relation to feedback. I decided to reflect on my experience of providing audio feedback as part of a reflective practice module ‘FLEX’ that I was undertaking at the time whilst working towards my Masters in Higher Education.

When providing audio feedback, I felt more confident in the mark and feedback I awarded students, when compared to written feedback. I felt my feedback was less likely to be misinterpreted. This is because, when providing audio feedback, I simultaneously scrolled down the script, using it as an oral catalyst. I considered my audio feedback included more examples than conventional written feedback to illustrate points I made. This overcomes some perceived weaknesses of written feedback: that it is detached from the students’ work ( McFarlane and Wakeman, 2011 ).

In terms of my perceived drawbacks of audio feedback, whilst some academics have found audio feedback to be quicker to produce than written feedback, I found audio feedback was more time-consuming than traditional means; a mistake in the middle of a recording meant the whole recording had to be redone. I toyed with the idea of keeping mistakes in, thinking they would make me appear more human. However, I decided to restart the recording to appear professional. This desire to craft a performance of professionalism may be related to my positionality as a fairly young, female, academic with feelings of imposter syndrome.

I work on compressed hours, working longer hours Monday-Thursday. Working in this way, I have always undertaken feedback outside of core hours, in the evening, due to the relative flexibility of providing feedback (in comparison to needing to be in person at specific times for teaching). I typically have no issue with this. However, providing audio feedback requires a different environment in comparison to providing written feedback:

Providing audio feedback in the evenings when my husband is trying to get our two children to sleep, and with two dogs excitedly scampering around is stressful. I take myself off to the bedroom and sit in bed with my dressing gown on, for comfort. Then I suddenly think how horrified students may be if they knew this was the reality of providing audio feedback. I feel like I should be sitting at my desk in a suit! I know they can’t see me when providing audio feedback, but I feel how I dress may be perceived to reflect how seriously I am taking it . (Reflective diary)                     

I work in an open plan office, with only a few private and non-soundproof pods, so providing audio feedback in the workspace is not easy. Discussing her ‘marking life’, Henderson-Brooks (2021:113) notes the need to get the perfect environment to mark in: “so, I get the chocolates (carrots nowadays), sharpen the pens (warm the screen nowadays), and warn my friends and relatives (no change nowadays) – it is marking time”. Related to this, I would always have a cup of tea (and Diet Coke) to hand, along with chocolate and crisps, to ‘treat’ myself, and make the experience more enjoyable.

When providing feedback, I felt pressure not only to make the right kind of comments, but also in the ‘correct’ tone, as I reflect below:

I feel a need to be constantly 100% enthusiastic. I am worried if I sound tired students may think I was not concentrating enough marking their assessment; if I sound low mood that I am disappointed with them; or sounding too positive that it does not match their mark. (Reflective diary)

I found it emotionally exhausting having to perform the perfect degree of enthusiasm, which I individually tailored to each student and their mark. This is confounded by the fact that I have an autoimmune disease and associated chronic fatigue which means I get very tired and have little energy. Consequently, performing my words / voice / tone is particularly onerous, as is sitting for long periods of time when providing feedback. Similarly, Ekinsmyth (2010) says that colleagues in her study felt a need to be careful about the words used in, and the tone of, audio feedback. This was exemplified when a student had done particularly well, or had not passed the assignment.

Emotions are key to the often considered mundane task of providing assignment feedback to students ( Henderson-Brooks, 2021 ).  I have highlighted worries and anxieties when providing audio feedback, related to the emotional labour required in performing the ‘correct’ tone; saying appropriate words; and creating an appropriate environment and atmosphere for delivering audio feedback. I recommend that university colleagues wishing to provide audio feedback to students should:

• Publicise to students the purpose of audio feedback so they are more familiar with what to expect and how to get the most out of this mode of feedback. This may alleviate some of the worries of colleagues regarding how to perform for students when providing audio feedback.
• Deliver a presentation to colleagues with tips on how to successfully provide audio feedback. This may reduce the worries of colleagues who are unfamiliar with this mode of feedback.
• Undertake further research on the embodied, emotional and affective experiences of academics providing audio feedback, to bring to the fore the underexplored voices of assessors, and assist in elevating the status of audio feedback beyond being considered a mere administrative task.

Samantha Wilkinson is a Senior Lecturer in Childhood and Youth Studies at Manchester Metropolitan University. She is a Doctoral College Departmental Lead for PhDs in Education. Prior to this, she was a Lecturer in Human Geography at the same institution. Her research has made contributions regarding the centrality of care, friendship, intra and inter-generational relationships to young people’s lives. She is also passionate about using autoethnography to bring to the fore her experiences in academia, which others may be able to relate to. Twitter handle:@samanthawilko

March 22, 2024 by SRHE News Blog 1 Comment

‘To diary or not to diary’? – lessons learned from the SRHE workshop ‘Using Diary Method in Social Research’

by Panagiota (Peny) Sotiropoulou

At the beginning of February 2024, I attended the in-person workshop on Using Diary Method in Social Research , organised by the SRHE and facilitated by Dr Emily Henderson, Dr Zoe Baker and Dr Ahmad Akkad.

Figure 1: Dr Zoe Baker presenting a group task during the workshop

As a reflective, life-long learner, I think there is no bigger satisfaction than sharing lessons learned from attending professional development opportunities like this with a wider audience. So, in this blog, I will present my main takeaways from the day and how I adapted what I learned to fit the diary method in a recent collaborative research proposal submitted for funding.

Using diary as a research method – my main takeaway messages from attending the workshop

• Using diary as a method for social research is perceived as a bit mysterious, “somewhat off the beaten path” ( Hyers, 2018 :vi), as it is still an underused method, without a big body of literature surrounding it. For this reason, researchers should be prepared to receive some initial hesitation from potential participants and be familiar with relevant existing studies that have used this method, to support and argue in favour of their choice.
• There is a difference between unsolicited (those pre-existing the research) and solicited diaries (those created for the purpose of the research). However, only the latter type of diary is relevant to researchers who are interested in incorporating diary entries in their research design to explore current topics.
• Simpler forms of diaries ( e.g . paper templates or online documents) seem to work better than specialist diary apps in terms of facilitating participant engagement and retention.
• Two of the main advantages of the diary method are that it can provide access to settings that are hard for the researcher to enter ( e.g. school classrooms) and that it provides the participants with the space, time and agency to think and decide what they want to share with the researcher, unlike an interview setting, for example, where participants have to react on the spot.
• Diaries are a good way to research marginalised groups and sensitive topics and provide a perfect way to explore lived, micro-level experiences.
• The success of a diary study is inextricably linked to the provision of clear instructions on when entries should be made and what participants should cover in those. In terms of the timing of entries, the main distinction is between interval-based (regular records kept over specific time intervals) and event-based sampling (records made every time the participant experiences something that qualifies as an event for the purpose of the research).
• The diary requirements should be in balance with participants’ availability, so that the diary does not become an onerous task.
• Diary studies come with a relatively high administrative burden, as researchers are required to sustain communications with their participants throughout the project to retain them and to monitor that their engagement is appropriate.
• Participation in diary studies might result in increased reactivity/self-awareness for participants ( i.e . participants realise their circumstances better after keeping a diary). This might be either positive or negative, depending on whether or not participants take steps towards positive change.

And now what? Adapting diary methods to my research practice

At the time of the workshop I was involved in developing a collaborative research bid to examine the lived experiences of minority ethnic staff and students in Welsh higher education institutions (HEIs). My participation in the workshop consolidated my thinking that including diary elements in this project would be a perfect fit, for several reasons:

• Diaries would put the voices of minority ethnic staff and students at the forefront. By providing them with the space to create their own narratives, participants would be empowered to use their diaries to produce authentic and honest representations of their lived experiences.
• Diaries would allow participants to record their experiences in real time, providing detailed and context-rich data. This immediacy could capture nuances that might be missed by standalone interviews or surveys.
• The flexibility of diaries in terms of format ( e.g . allowing for the inclusion of both written and audiovisual elements) and the ease with which they can be tailored to be submitted online would enable participants to adapt their diaries to what best suits their preferences and availability.
• Diary entries can complement other research methods, such as interviews and focus groups, to provide holistic exploration of lived experiences, with the latter acting as debrief opportunities to further explore the former.

As this bid came in response to a public tender there was a strict budget, a defined timeline and some specific methodologies requested that needed to be met for our proposal to be competitive. Diary methods were not amongst those requested and the time required for managing participants in such studies as well as analysing relevant findings made the inclusion of a pure diary study unsuitable for this specific bid. However, recognising the unique potential that incorporating diary elements would bring in exploring everyday experiences of minority ethnic staff and students, we decided to adopt participant-led multimedia-elicitation as a viable alternative.

Specifically, we thought that we would ask participants to use Padlet to capture multimedia depictions of their lived experiences accompanied by a short, explanatory commentary for their choice, with staff and students having separate Padlets to populate. We were particularly keen to allow for multimedia posts, so that we could capture more appropriately the various textures and facets comprising staff and students’ lived experience in HEIs ( Metcalfe, 2016 ) ( e.g. the sound of a spoken language -or the lack thereof- the places of inclusion/exclusion, as well as abstract concepts like ‘friendship’ etc ).

Padlet perfectly served this purpose, as the platform affords for a variety of post types, such as audio recordings, website links, photos, songs. Padlet also allows for the creation of online peer communities, as it provides participants with the opportunity to interact with each other’s content. This further boosted our thinking to use the co-created Padlets of our participants as the basis for a subsequent online focus group discussion with them. This would enable us to better understand the meaning of the multimedia included as well as the interactions developed on the Padlets, as a means to shed more light on how these represent the lived experiences of minority ethnic staff and students.

Our choice was inspired by Keenan (2023) , who reflects upon the diarying aspects of photo-elicitation, highlighting how this method is under-used in higher education and yet optimal for unravelling lived experiences. This is because it allows participants to be both creators and interpreters of the data, engaging them “in acts of diarying – both in terms of recording and reflexively interpreting everyday life” ( Keenan 2023: 93 ).

Conclusions

Had I not attended the SRHE workshop, my understanding of the benefits of the diary method and its appropriateness for exploring lived experiences of marginalised communities in higher education would not have been so well-informed. It was learning from this workshop that prompted me to incorporate diary elements in the research bid on exploring minority ethnic staff and students’ lived experiences in higher education. Although the bid outcome is not yet published, I have already had a personal win, being able to include a new methodology in my practice.

So, many thanks to the SRHE for organising the session, to the facilitators for pitching it at such a perfect level, to my fellow participants, who were fully engaged and enriched the session even more by sharing their experiences, thoughts, and practices, and, last but not least, to my manager, who is always so supportive of me expanding my methodology repertoire and pursuing development opportunities. And here is my final lesson learned; do not hesitate to engage in professional development activities, as they are both educational and inspirational!

Dr Panagiota (Peny) Sotiropoulou is a mixed-methods researcher at Advance HE’s Insights Team . Her main interests lie in EDI considerations in HE, with a special focus on issues related to race and ethnicity. Her areas of specialisation involve mixed-methods research designs, impact and theory-based evaluations. Peny has extensive experience in programme evaluation, leading on Advance HE’s internal programme evaluations, in addition to those embedded to bespoke consultancy projects (read some of her recent work  here ). Peny has been involved with a wide array of projects, ranging from reviewing barriers to doctoral funding to institutional reporting and complaints processes. She has also been heavily involved in the production and dissemination of  Advance HE’s annual Equality in Higher Education: Statistical Reports , as she loves to engage in outreach activities promoting EDI considerations to various audiences.

Get in contact with her on Twitter/X ( @penpenwise ) or LinkedIn .

March 6, 2024 by SRHE News Blog 1 Comment

The increasing pressure on students after Covid-19

by Caroline Jones and Huw Bell

After the pandemic students are facing difficulties linked to health, wellbeing, finances and employment prospects; increased rents, housing shortages, zero hours contracts, the cost-of-living crisis and foodbank usage all of which can affect mental health and wellbeing. This prompted our systematic review article 1 , which examines topics of student engagement, belonging, alienation and resilience, and specifically identifies pressures on current HE students related to these domains.  The aim of the review was to understand better the tensions faced by HE students following their experiences of educational interruptions due to Covid-19.

Students report higher costs of living, impacting their wellbeing and ability to focus on their studies, with increased stress and a greater need to work to sustain themselves ( Sutton Trust, 2023 ). For example, the Office for National Statistics (2023) reports some students having to skip meals due to the current UK financial crisis, and data from the Student Loans Company found that withdrawals from undergraduate courses in the two years post pandemic are increasing, averaging about 18,300 withdrawals compared to about 15,600 for the preceding three years ( HM Government, 2023 ). While Covid-19 is not the sole cause of the cost of living crisis, it has exacerbated the pressure on students post-Covid. Many HE institutions report the effects of empty classrooms on student learning as they consider new ways of working to bring students back on campus after the pandemic ( Dunbar-Morris, 2023 ).  About 1 in 4 students are at risk of dropping out of their university courses ( Jones and Bell, 2024 ).

Our review found that despite the importance of HE to the development of an educated workforce ( Brabner and Hillman, 2023 ; UPP Foundation and HEPI, 2022 ) and social mobility ( Sutton Trust, 2021 ), there is a feeling that UK HEIs are moving in the wrong direction, with a sense that HE is decreasingly relevant to economic development ( UPP Foundation and HEPI, 2022 ). We argue that institutions must develop resources and processes to help alleviate the burdens students face; the essential first step is understanding what those burdens are.

In our literature search both empirical and non-empirical data were screened for inclusion/exclusion from open and closed databases focusing on key search terms and dates. We also explored the literature relating to the personal, professional, academic, and societal pressures experienced by UK HE students. In total 59 publications were examined covering the period of the pandemic up to 2023. 

The key findings were:

• The effects of Covid-19 have increased pressure on HE students in multifaceted and interconnecting ways covering personal, professional, academic, and societal aspects of daily life. This directly influences student mental health and wellbeing and thus student engagement.
• Post-pandemic, students’ mental health and wellbeing are significantly affecting levels of resilience and coping strategies in personal, professional, academic, and societal aspects of daily life, with a direct impact on student retention.
• Issues facing the cohort of students currently at school, such as increased stress and anxiety, are likely to affect future HE attendance, engagement, sense of belonging, alienation and resilience.

The findings led to the following recommendations:

• Government and HEIs need to do more to address the macro, meso and micro effects of the Covid-19 pandemic on the student population, identifying areas of increased pressure for HE students related to the personal, professional, academic, and societal aspects of students’ daily life, which directly influence student mental health and wellbeing and thus student engagement.
• Further focussed research is needed into post-pandemic institutional support systems and pedagogical strategies to recognise the support that has been implemented to improve students’ mental health and wellbeing.
• HEIs could examine the effects of stress and anxiety resulting from the Covid-19 pandemic for future students and consider strategic plans to continue to support a sense of belonging, and resilience practices to reduce alienation and increase student engagement and retention.
• HEIs could develop or use new conceptual tools and theories (for example: Jones, 2021 ; Jones, 2023 ), to better assess support needs for current and future students.
• Strategies to increase students’ resilience and coping skills post-pandemic aligned to personal, professional, academic, and societal aspects of daily life would significantly benefit mental health and wellbeing long term and thus student retention.

The results and recommendations from this systematic literature review are the scaffold for further qualitative research currently being undertaken into the pressures that HE students are experiencing in the wake of Covid-19. Staff and students are taking part in interviews and focus groups to explore the wider contextual issues associated with feelings of pressure relating to personal, professional, academic and societal influences in the post pandemic context. Many universities have invested in and extended their health, wellbeing and student services to support students, demonstrating the sector’s recognition of many of the challenges post Covid-19 students are facing. Our research will look at existing and improving support practices, systems and plans that HEIs are already implementing to support students in recognition of the many disruptions and challenges from the fall out of Covid-19.

Caroline Jones is an applied social sciences teaching professional with extensive experience working in and across the education sector, including lecturing/programme leading in HE.  Currently employed as a Tutor based within the Health and Education Faculty at Manchester Metropolitan University.  Experience of External Examining and Peer Reviewing. Research interests include Leadership and management, risk, resilience and mental health, social mobility and social policy, widening participation and disadvantage. Originator of the Psychosocial and Academic Trust Alienation (PATA) theory. Twitter: @caroline_JonesSFHEA. LinkedIn: https://www.linkedin.com/in/caroline-jones-1bab40b3/

Dr Huw Bell is Reader in Teaching and Learning at Manchester Metropolitan University. Research focuses on teaching and learning L1 grammar in schools and universities in the UK, teachers’ attitudes to and beliefs about grammar and their impact on teaching, teachers’ enactment of the National Curriculum, and student life post-Covid. Email: [email protected] .

• SRHE members can access the full article by logging in to www.srhe.ac.uk > My Account > Access to HE Journals > Taylor & Francis online > Perspectives ↩︎

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• Published: 13 October 2017

Rethinking higher education and its relationship with social inequalities: past knowledge, present state and future potential

• Theocharis Kromydas 1  

Palgrave Communications volume  3 , Article number:  1 ( 2017 ) Cite this article

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The purposes and impact of higher education on the economy and the broader society have been transformed through time in various ways. Higher education institutional and policy dynamics differ across time, but also between countries and political regimes and therefore context cannot be neglected. This article reviews the purpose of higher education and its institutional characteristics juxtaposing two, allegedly rival, conceptual frameworks; the instrumental and the intrinsic one. Various pedagogical traditions are critically reviewed and used as examples, which can potentially inform today’s policy making. Since, higher education cannot be seen as detached from all other lower levels of education appropriate conceptual links are offered throughout this article. Its significance lies on the organic synthesis of literature across social science, suggesting ways of going forward based on the traditions that already exist but seem underutilized so far because of overdependence in market-driven practices. This offers a new insight on how theories can inform policy making, through conceptual “bridging” and reconciliation. The debate on the purpose of higher education is placed under the context of the most recent developments of increasing social inequalities in the western world and its relation to the mass model of higher education and the relevant policy decisions for a continuous increase in participation. This article suggests that the current policy focus on labor market driven policies in higher education have led to an ever growing competition transforming this social institution to an ordinary market-place, where attainment and degrees are seen as a currency that can be converted to a labour market value. Education has become an instrument for economic progress moving away from its original role to provide context for human development. As a result, higher education becomes very expensive and even if policies are directed towards openness, in practice, just a few have the money to afford it. A shift toward a hybrid model, where the intrinsic purpose of higher education is equally acknowledged along with its instrumental purpose should be seen by policy makers as the way forward to create educational systems that are more inclusive and societies that are more knowledgeable and just.

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Introduction.

The mainstream view in the western world, as informed by the human capital theory sees education, as an ordinary investment and the main reason why someone consumes time and money to undertake higher levels of education, is the high returns expected from the corresponding wage premium, when enters the labour market (Becker, 1964 , 1993 ). Nevertheless, things in practice are more complicated and this sequence of events is unlikely to be sustained, especially in recession periods like the one we currently live in. On the contrary, one notion of education, related somewhat to the American liberal arts tradition, is the intrinsic notion, which interprets that the purpose of education is to ‘equip people to make their own free, autonomous choices about the life they will lead’ (Bridges, 1992 : 92). There might be an economic basis underpinning this individual choice, but the intrinsic notion permits more subjective motivations, which are not necessarily affected by economic circumstances.

Robinson and Aronica ( 2009 ) argue that education, have become an impersonal linear process, a type of assembly line, similar to a factory production. They challenge this view and call for a less standardised pedagogy; more personalised to students needs as well as talents. Education is not similar to a manufacturing production-line, since students are highly concerned about the quality of education they receive as opposed to motor cars, which are indifferent to the process by which they are manufactured. Along these lines, Waters ( 2012 ), following Weber’s ( 1947 , 1968 ) rationale on the role of bureaucracy in modern societies, adds that this manufacturing process is achieved through rigid, rationalised and productively efficient but totally impersonal bureaucracy, operated in a way that sees children as raw materials for the creation of adults, which is the final product properly equipped to reproduce “itself” by being a parent to a new born “raw material” and so forth. Durkheim ( 1956 , 2006 ) sees this as a mechanism where adults exercise their influence over the younger in order to maintain the status quo they desire. However, since education entails ontological as well as epistemological implications, primary focus should be given to learning in such a way that educative and social functions could be amalgamated, rather than solely focusing on the delivery of existing knowledge per se, which becomes a reiterated process and an unchallenged absolute truth (Freire, 1970 ; Heidegger, 1988 ; Dall’ Alba and Barnacle, 2007 ).

This article focus on higher education; since it is the last stage before somebody enters the labour market and thus the instrumental view becomes more dominant over the intrinsic view, compared to the lower levels of education. Higher education, is being traditionally offered by universities. The first established university in Europe is the University of Bologna, where the term “academic freedom” was introduced as the kernel of its culture (Newman, 1996 ). Graham ( 2013 ) distinguishes between three different models of higher education. These are: the university college, the research and the technical university. He provides a historical review of the origins of these three models. The university college is the oldest one, where Christian values were the core values. Later on, when scientific knowledge questioned the universal theological truth, another type of university has been established, where research was the ultimate goal of the scholarship. This type of university has subsequently transformed by the introduction of the liberal arts tradition, flourished in the US. The research university model, originated circa 16 th century in Cambridge and established in Berlin by the introduction of the Humboldian University, shared a common aim: the pursuit of knowledge and its dissemination to the greater society. The third model of university is the technical one. It has been established in an industrial revolution context in Scotland and particularly in Glasgow in the premises of what is currently known as the University of Strathclyde. While the introduction of capitalism changed radically the structure and the format of labour relations, the technical model was based on the idea that industrial skills had to be acquired by formal education and somehow verified institutionally in order to be applied to the broader society. This is the first time where the up to then distinct fields of education and industry, started to be conceived as inextricably tight in a rather linear way.

These different models of higher education cultures and traditions still exist, but in reality, Universities worldwide follow a hybrid approach, where all traditions collaborate with each other. However, there are some universities that still carry the reputation and tradition of a specific model and to some extent this tradition differentiates them from all others. It is not the scope of this research to analyse this in detail, as the main aim is to offer an institutional and policy narrative, exploring the purpose of higher education and its relationship with social inequalities, focusing primarily on the western world.

Nowadays, in a rapidly changing word, the major debate is placed under the forms of institutional transformation of higher education. Brennan ( 2004 ), based on Trow ( 1979 , 2000 ), allocates three forms of higher education. The first one is the elite form, which main aim is to prepare and shape the mind-set of students originated from the most dominant class. The second is the mass form of higher education, which transmits the knowledge and skills acquired in higher education into the technical and economic roles students subsequently perform in the labour market. Lastly, the third is the universal form, which main purpose is to adapt students and the general population to the rapid social and technological changes.

This article reviews the contemporary trends in higher education and its widespread diffusion as interacted with the evolutions in western economies and societies, where social inequalities persist and even become wider (Dorling and Dorling, 2015 ). The narrative used in this article is more suitable to conceptualise higher education in a western world context, though we acknowledge that via globalisation, the way education and particularly higher education is delivered in the rest of the world seems to follow similar to the Western worlds paths, despite the apparent differences in culture, social and economic systems as well as writing systems. Footnote 1

An interdisciplinary and critical synthesis of the relevant literature is conducted, presenting two stances that are largely considered as rival: The instrumental one that treats higher education as an ordinary investment with particular financial yields in the labour market and the more intrinsic one which sees higher education as mainly detached from the logic of economic costs and benefits. The theoretical rivalry is apparent since in the former approach higher education is an inevitable property of labour market and thus an indispensable part of the mainstream economic neoliberal regime, whereas the latter sees no logical link between higher education and labour market purposes and therefore the content and substance of learning and knowledge acquisition in education and specifically in higher education should not be market-driven or aligned to the functions of specific economic regimes. However, this article argues that educational systems, and particularly their higher levels, are amalgamated parts of contemporary societies and therefore theories and practices need to move away from rather futile binary rationales.

The remainder of this paper explains why both the intrinsic and instrumental approaches are doomed to fail in practice when used in isolation. In a rapidly diverging and polarised world, where social inequalities rise within as well as between countries, common sense dictates social theories and practices to move towards reconciliation rather than stubborn rivalry. In that spirit, this paper argues that the intrinsic and instrumental approach are in fact complementary to each other. Such view can inform policy making towards building more inclusive educational systems; organically tight with the broader society. The narrative this article uses departs and expands on the rationale of eminent critical pedagogists such as Freire, Bronfenbrenner, Bourdieu and Kozol in order to challenge the current instrumental world-view of education, at least as this is apparent in the western world. Then the article moves into offering a reasoning for an organic synthesis of existing knowledge in order the two rival theories to be actualised in practice as a unified and reconciled pedagogical strategy. This reasoning builds on the research conducted by Durst’s ( 1999 ), Payne ( 1999 ) and Lu and Horner ( 2009 ). Durst ( 1999 ) suggests a “reflective instrumentalism”, where student’s pragmatic view that education is just a way of finding a well-paid job, operated in tandem with critical pedagogical canons, is indeed possible. Payne ( 1999 ) proposes a similar approach, where students are equipped with the necessary tools to find a job in the labour market; however educators should engage students with this knowledge in a critical way in order to be able to produce something new. Likewise Lu and Horner ( 2009 ) note that educators and students need to work together in such a way that perceptions of both are amenable to change and career choices are critically discussed in a constantly changing social context.

The purpose of higher education in western societies

Mokyr ( 2002 ) suggests that education should be integrated by both inculcation and emancipation in order to serve individual intellectual development as well as social progression. Shapiro ( 2005 ) emphasizes the need for the higher education institutions to serve a public purpose moving beyond narrow self-serving concerns, as well as to enforce social change in order to reflect the nature of a society that its members desire. More recently, in philosophical terms Barnett ( 2017 , p 10) calls for a wider conceptual landscape in higher education where “The task of an adequate philosophy of higher education…is not merely to understand the university or even to defend it but to change it”. )

The purpose of education and its meaning in the contemporary western societies has been also criticised by Bo ( 2009 ), suggesting that education has become a contradictory notion that leaves no space for emancipation since it gives no opportunity for improvisation to students. Thus, the students feel encaged within the system instead of being liberated. Bo agrees with Mokyr, who highlighted the need for recalling the basic notions of education from ancient philosophies: that education should be integrated by both inculcation and emancipation in order to serve individual intellectual development as well as social progression (Mokyr, 2002 ; Bo, 2009 ).

Not all individuals and societies agree on the purposes and roles of higher education in the modern world. However, in any case, it is a place where teaching and research can be accommodated in an organised fashion for the promotion of various types of knowledge, applied and non-applied. It is a place where money and moral values compete and collaborate simultaneously, where the development of labour market skills and competences coexist with the identification and utilisations of people’s skills and talents as well as the pursuit of employment, morality and citizenship.

The post-WWII era has been characterised by the mass model of higher education. Before this, higher education was for those belonging to higher social classes (Brennan, 2004 ). This model became the kernel of educational policies in Europe and generally, in the western world (Shapiro, 2005 ). Such policies have been boosted by the advent of Information and Communication Technologies (ICT), which enhance commercial and non-commercial bonds between countries and higher education institutions, transforming the role of higher education even further, making it rather universal (Jongbloed et al., 2008 ). Higher education’s boundaries have become vague and the predefined “social contract” between its institutions and those participated in them, is more complicated to be defined in absolute terms. Higher education institutions are now characterised by economic competition in a strict global market environment, where governments are not the key players anymore (Brennan, 2004 ).

Moreover, student demographics in higher education are constantly changing. Higher education is now an industry operating in a global market. Competition to attract talents from around the world is growing rapidly as an increasing number of countries offer additional graduate and post graduate positions to non-nationals, usually at a higher cost compared to nationals (Barber et al., 2013 ). Countries such as China or Singapore that are growing economically very rapidly are investing huge amounts of money to develop their higher education system and make it more friendly to talented people from around the world. The advent of new technologies have changed the traditional model of higher education, where physical presence is not a necessary requirement anymore (Yuan et al., 2013 ). Studying while working is much easier and therefore more mature students have now the opportunity to study towards a graduate or post-graduate degree. All these developments have increased the potential for profit; however it also requires huge amount of money to be invested in new technologies and all kinds of infrastructures and resources. The need for diversification in funding sources is simply essential and therefore all other industries become inevitably more engaged (Kaiser et al., 2014 ). On top of all these, climate change, the rise of terrorism, the prolonged economic uncertainty and the automazation of labour will likely increase cross-national and intraoccupational mobility and therefore the demand for higher education, especially in the recipient countries of the economically developed western world will inevitably rise. Summing up, higher education institutions operate under a very fluid and unpredictable environment and therefore approaches that are informed by adaptability and flexibility are absolutely crucial. The hybrid approach we propose where instrumental and intrinsic values are reconciled is along these lines.

Modern views of higher education place its function under a digital knowledge-based society, where economy dominates. Labour markets demand for skills such as technological competence and complex problem-solving by critical thinking and multitasking, which increases competition and in turn, accelerates the pace of the working day (Westerheijden et al., 2007 ). Haigh and Clifford ( 2011 ) argue that high competency, in both hard and soft skills, is not enough, as higher education needs to go deeper into changing attitudes and behaviours becoming the core of a globalised knowledge-based-economy. However, the trends of transferring knowledge and skills by universities, which “increasingly instrumentalize, professionalize, vocationalize, corporatize, and ultimately technologize education” (Thomson, 2001 : 244), have been extensively criticised in epistemological as well as in ontological terms (Bourdieu, 1998 ; Dall’ Alba and Barnacle, 2007 ). Livingstone ( 2009 ) argues that education and labour market have different philosophical departures and institutional principles to fulfill and therefore conceptualising them as concomitant economic events, with strong causal conjunctions, leads to logical fallacies. Livingstone sees the intrinsic purposes of education and contemporary labour market as rather contradictory than complimentary and any attempt to see them as the latter, leads to arbitrary and ambiguous outcomes, which in turn mislead rather than inform policy making. The current article, building on the arguments of Durst’s ( 1999 ), Payne ( 1999 ) and Lu and Horner ( 2009 ) challenges this view introducing a “bridging” rationale between the two theories, which can be also actualized in practice and inform policy making.

When education, and especially higher education, is considered as a public social right that everyone should have access to, human capital, as solely informed by the investment approach, cannot be seen as the most appropriate tool to explain the benefits an individual and society can gain from education. Citizenship can be regarded as one of these tools and perhaps concepts, such as the social and c ultural capital or habitus , which contrary to human capital acknowledge that students are not engaged with education just to succeed high returns in the labour market but apart from the economic capital, should be of equal importance when we try to offer a better explanation of the individuals’ drivers to undertake higher education. (Bourdieu, 1986 ; Coleman, 1988 ). Footnote 2 For example, Bourdieu ( 1984 ) thinks that certificates and diplomas are neither indications of academic or applied to the labour market knowledge, nor signals of competences but rather take the form of tacit criteria set by the ruling class to identify people from a particular social origin. Yet, Bourdieu does not disregard the human capital theory as invalid; however he remains very sceptical on its narrow social meaning as it becomes a property of ruling class and used as a mechanism to maintain their power and tacitly reproduce social inequalities.

Higher education attainment cannot be examined irrespectively of someone’s capabilities, as its conceptual framework presupposes a social construction of interacting and competing individuals, fulfilling a certain and, sometimes common to all, task each time. Capabilities, certainly, exist in and out of this context, as it includes both innate traits and acquired skills in a dynamic social environment. Sen ( 1993 : 30) defines capability as “a person’s ability to do valuable acts or reach valuable states of being; [it] represents the alternative combinations of things a person is able to do or be”. Moreover, Sen argues that capabilities should not be seen only as a means for succeeding a certain goal, but rather as an end itself (Sen, 1985 ; Saito, 2003 ; Walker and Unterhalter, 2007 ).

Capabilities are a prerequisite of well-being and therefore, social institutions should direct people into fulfilling this aim in order to feel satisfied with their lives. However, since satisfaction is commonly understood as a subjective concept, it cannot be implied that equal levels of life satisfaction, as these perceived by people of different demographic and socio-economic characteristics, mean social and economic equality. Usually, the sense of life satisfaction is relative to future expectations, aspirations and past empirical experiences, informed by the socio-economic circumstances people live in (Saito, 2003 ).

According to the capability approach, assessing the educational attainment of individuals or the quality of teachers and curriculum are not such useful tasks, if not complemented by the capacity of a learner to convert resources into capabilities. Sen’s ( 1985 , 1993 ) capability approach, challenges the human capital theory, which sees education as an ordinary investment undertaken by individuals. It also remains sceptical towards structuralist and post-structruralist approaches, which support the dominance of institutional settings and power over the individual acts. According to Sen ( 1985 , 1993 ), educational outcomes, as these are measured by student enrolments, their performance on tests or their expected future income, are very poor indicators for evaluating the overall purpose of education, related to human well-being. Moreover, the capability approach does not imply that education can only enhance peoples’ capabilities. It also implies that education, can be detrimental, imposing severe life-long disadvantages to individuals and societies, if delivered poorly (Unterhalter, 2003 , 2005 ).

From Sen’s writings, it is not clear whether the capability approach imply a distinction between instrumental and intrinsic values. Even if someone attempts an interpretation of the capability approach by arguing that it is only means that have an instrumental value, whereas ends only an intrinsic one, it is still unclear how can we draw a line between means and ends in a rather objective way. Escaping from this rather dualistic interpretation, a common-sense argument seems apparent: Capabilities have both intrinsic and instrumental value. Material resources can be obtained through people’s innate talents and acquired skills; however through the same resources transformed into capabilities a person who does not see this as an end but rather as a means, can also become a trusted member of the community and a good citizen, given that some kind of freedom of choice exists. Thus, resources apart from their instrumental value can also have an intrinsic one, with the caveat that the person chooses to conceive them as means towards a socially responsible end.

The American tradition in student development goes back to the liberal arts tradition, which main aim is to build a free person as an active member of a civic society. The essence of this tradition can be found in Nussbaum ( 1998 : 8)

“When we ask about the relationship of a liberal education to citizenship, we are asking a question with a long history in the Western philosophical tradition. We are drawing on Socrates’ concept of ‘the examined life,’ on Aristotle’s notions of reflective citizenship, and above all on Greek and Roman Stoic notions of an education that is ‘liberal’ in that it liberates the mind from bondage of habit and custom, producing people who can function with sensitivity and alertness as citizens of the whole world.”

Nowadays, liberal arts tradition is regarded as the delivery of interdisciplinary education across the social sciences but also beyond that, aiming to prepare students for the challenges they are facing both as professionals and as members of civic society. However, as Kozol notes in reality things are quite different (Kozol, 2005 , 2012 ). Kozol devoted much of his work examining the social context of schools in the US by focusing on the interrelationships that exist, maintained or transformed between students, teachers and parents. He points out that segregation and local disparities in the US schools are continuously increasing. The US schools and especially urban schools are seen as distinctive examples of institutions where social discrimination propagates while the US educational system currently functions as a mechanism of reproducing social inequality. Kozol is very critical on the instrumental purpose of market-driven education as this places businesses and commerce as the “key players”, since they shape the purpose, content and curriculum of education. At the same time, students, their parents as well as teachers, whose roles should have been essential, are displaced into some kind of token participants.

Hess ( 2004 ) might agree that US schools have become vehicles of increasing social inequalities but he suggest a very different to Kozol’s approach. Since schools are social institutions that operate and constantly interact with the rest of economy they have to become accountable in the way that ordinary business are, at least when it comes to basic knowledge delivery. Hess insists that all schools across the US should be able to deliver high quality basic knowledge and literacy. Such knowledge can be easily standardised and a national curriculum, equal and identical to all US school can be designed. By this, all schools are able to deliver high quality basic knowledge and all pupils, irrespective of their social background, would be able to receive it. Then, each school, teacher and pupil are held accountable for their performance and failure to meet the national standards should result in schools closed down, teachers laid off and pupils change school environment or even lose their chance to graduate. Hess distinguishes between two types of reformers; the status quo reformers who do not challenge the state control education and the common-sense reformers who are in favour of a non-bureaucratic educational system, governed by market competition, subjected to accountability measures similar to those used in the ordinary business world.

While Hess presents evidence that the problem in higher education is not underfunding but efficiency in spending, the argument he makes that schools can only reformed and flourish through the laws of market competition is not adequately backed up as there are plenty of examples in many industrial sectors, where the actual implementation of market competition instead of opening up opportunities for the more disadvantaged, has finally generated huge multinationals corporations, which operate in a rather monopolistic or at best oligopolistic environment, satisfying their own interests on the expense of the most deprived and disadvantaged members of the society. The ever growing increasing competition in the financial, pharmaceutical or IT software and hardware (Apple Microsoft, IOS and Android software etc.) sectors have not really helped the disadvantaged or the sector itself but rather created powerful “too big to fail” corporations that dominate the market if not own it.

Hess indeed believes that the US educational system apart from preparing students for the labour market has a social role to fulfil. When the purpose of higher education is solely labour market-oriented teaching and learning become inadequate to respond to the social needs of a well-functioned civic democracy, which requires active learners and critical thinkers who, apart from having a job and a profession, are able “ to frame and express their thoughts and participate in their local and national communities”(p. 4) . Creating rigorous standards for basic knowledge in all US schools is a goal that is sound and rather achievable. However, when such goals are based on a Darwinian like competition and coercion where only the fittest can survive they become rather inapplicable for satisfying the needs of human development, equity and sustainable social progress.

Bronfenbrenner’s ecological systems theory ( 1979 , 2005 , 2009 ) (subsequently named from Bronfenbrenner himself as bioecological systems theory) is also an example of schools as organic ingredients of a single concentric system that includes four sub systems; the micro, the meso, the exo and the macro as well as the chronosystem that refers to the change of the other four through time. The Micro system involves activities and roles that are experienced through interpersonal relationships such as the family, schools, religious or social institutions or any interactions with peers. The meso system includes the relationships developed between the various microsystem components, such as the relationship between school and workplace or family and schools. The exosystem comprises various interactions between systems that the person who is in the process of development does not directly participates but influence the way microsystems function and impact on the person. Some examples of exosystems are the relationships between family and peers of the developing person, family and schools, etc. The macrosystem incorporates all these things that can be considered as cultural environment and social context in which the developing person lives. Finally, the chronosystem introduces a time dimension, which encompasses all other sub-systems, subjecting them to the changes occurred through time. All these systems constantly interact, shaping a dynamic, complex but also natural ecological environment, in which a person develops its understanding of the world. In practical terms, this theory has found application in Finland, gradually transforming the Finish educational system to such a degree that is now considered the best all over the world (Määttä and Uusiautti, 2014 ; Takala et al., 2015 ). Finally, Bronfenbrenner is also an advocate that poverty and social inequalities are developed not because of differences in individual characteristics and capabilities but because of institutional constraints that are insurmountable to those from a lower socio-economic background.

Freire ( 1970 , 2009 ) criticizes the way schooling is delivered in contemporary societies. The term he uses to describe the current state of education is “banking education”, where teachers and students have very discrete roles with the former to be perceived as depositors of knowledge and the latter as depositories. This approach sees the knowledge acquired within the institutional premises of formal education as an absolute truth, where reality is perceived as something static aiming to preserve the status quo in education and in turn in society and satisfy the interests of the elite. This actual power play means that those who hold knowledge and accept its acquiring procedure as static, become the oppressors whereas those who either lack knowledge or even hold it but challenge it in order to transform it, the oppressed. From the one side the oppressors achieve to maintain their dominance over the oppressed and on the other side the oppressed accept their inferior role as an unchallenged normality where their destiny is predetermined and can never be transformed. Therefore, through this distinction of social roles, social inequalities are maintained and even intensified through time. Freire sees the “banking education” approach as a historical hubris since social reality is a process of constant transformation and hence, it is by definition dynamic and non-static. What we actually know today cannot determine our future social roles, neither can prohibit individuals from challenging and transforming it into something new (Freire, 1970 ; Giroux, 1983 ; Darder, 2003 ).

The banking education approach resembles very much the ethos of the human capital theory, where individuals utilise educational attainment as an investment instrument for succeeding higher wages in the future and also climb the levels of social hierarchy. The assumption of linearity between past individual actions and future economic and social outcomes is at the core of banking education and thus human capital theory. However, this assumption introduces a serious logical fallacy that surprisingly policy makers seem to value very little nowadays, at least in the Western societies. Freire ( 2009 ) apart from criticizing the current state of education argues that a pedagogical approach that “demythologize” and unveils reality by promoting dialogue between teachers and students create critical thinkers, who are engaged in inquiry in order to create social reality by constantly transforming it. This is the process of problem-posing education , which aligns its meaning with the intrinsic view of education that regards human development as mainly detached from the acquisition of material objects and accumulation of wealth through increased levels of educational attainment.

Originated in Germany, the term Bildung —at least as this was interpreted from 18 th century onwards, after Middle Ages era where everything was explained in the prism of a strict and theocratic society- shaped the philosophy by which the German educational system has been functioning even until nowadays (Waters, 2016 ). Bildung aims to provide the individual education with the appropriate context, through which can reach high levels of professional development as well as citizenship. It is a term strongly associated with the liberation of mind from superstition and social stereotypes. Education is assumed to have philosophical underpinnings but it needs, as philosophy itself as a whole does too, to be of some practical use and therefore some context needs to be provided Footnote 3 (Herder, 2002 ).

For Goethe ( 2006 ) Bildung , is a self-realisation process that the individual undertakes under a specific context, which aims to inculcate altruism where individual actions are consider benevolent only if they are able to serve the general society. Although Bildung tradition, from the one hand, assumes that educational process should be contextualised, it approach context as something fluid that is constantly changing. Therefore, it sees education as an interactive and dynamic process, where roles are predetermined; however at the same time they are also amenable to constant transformation (Hegel, 1977 ). Consequently, this means that Bildung tradition is more closely to what Freire calls problem-posing education and therefore to the intrinsic notion of education. Weber ( 1968 ), looked on the Bildung tradition as a means to educate scientists to be involved in policy making and overcome the problems of ineffective bureaucracy. Waters ( 2016 ) based on his experiences with teaching in German higher education argue that the Bildung tradition is still apparent today in the educational system in Germany.

However, higher education, as an institution, involves students, teachers, administrators, policy makers, workers, businessmen, marketers and generally, individuals with various social roles, different demographic characteristics and even different socio-economic backgrounds. It comes natural that their interests can be conflicting and thus, they perceive the purpose of higher education differently.

Higher education expansion and social inequalities: contemporary trends

Higher education enrolment rates have been continuously rising for the last 30 years. In Europe, and especially in the Anglo-Saxon world, policies are directed towards widening the access to higher education to a broader population (Bowl, 2012 ). However, it is very difficult for policy-makers to design a framework towards openness in higher education, mainly due to the heterogeneity of the population the policies are targeted upon. Such population includes individuals from various socio-economic, demographic, ethnic, innate ability, talent orientation or disability groups, as well as people with very different social commitments and therefore the vested interests of each group contradict each other, rendering policy-making an extremely complicated task (CFE and Edge Hill University, 2013 ).

A collection of essays, edited by Giroux and Myrsiades ( 2001 ), provided valuable insights to the humanities and social sciences literature regarding the notion of corporate university and its implications to society’s structure. As Williams ( 2001 : 18) notes in one of this essays:

“Universities are now being conscripted directly as training grounds for the corporate workforce…university work has been more directly construed to serve not only corporate-profit agendas via its grant-supplicant status, but universities have become franchises in their own right, reconfigured to corporate management, labor, and consumer models and delivering a name-brand product”.

Chang et al. ( 2013 ) argues that institutional purposes do not always coincide with the expectations students have from their studies. In most cases, students hold a more pragmatic and instrumental understanding towards the purpose of higher education, primarily aiming for a better-paid and high quality jobs.

Arum and Roksa ( 2011 ) claim that students during their studies in higher education make no real progress in critical thinking and complex problem-solving. Nonetheless, it is notable that those who state that they seek some “deeper meaning” in higher education, looking at a broader picture of things, tend to perform better than those who see university through instrumental lenses (Entwistle and Peterson, 2004 ). These findings question the validity of the instrumental view in higher education as it seems that those that are intrinsically motivated to attend higher education, end up performing much better in higher education and also later on in the labour market. Therefore, in practice, the theoretical rivalry between the intrinsic and instrumental approach operate in a rather dialectic manner, where interactions between social actors move towards a convergence, despite the focus given by policy makers on the instrumental view.

Bourdieu ( 1984 , 1986 , 1998 , 2000 ) based on his radical democratic politics, argued that education inequalities are just a transformation of social inequalities and a way of reproduction of social status quo. Aronowitz ( 2004 ) acknowledged that the main function of public education in the US is to prepare students to meet the changes, occurred in contemporary workplaces. Even if this instrumental model involves the broad expansion of educational attainment, it also fails to alleviate class-based inequalities. He is in line with Bourdieu’s argument that social class relations are reproduced through schooling, as schools reinforce, rather than reduce, class-based inequalities. More recently, similar findings from various countries are very common in the literature (Chapman et al., 2011 ; Stephens et al., 2015 )

Apple ( 2001 ) argues that despite neoliberalism’s claims that privatisation, marketization, harmonisation and generally the globalisation of educational systems increase the quality of education, there are considerable findings in numerous studies that show that the expansion of higher education happens in tandem with the increase of income inequality and the aggravation of racial, gender and class differences. Gouthro ( 2002 ) argues that there has been a misrepresentation of the basic notions that characterise the purpose of education, such as critical thinking, justice and equity. Ganding and Apple ( 2002 ) went one step further by suggesting an alternative solution, which lies on the decentralisation of educational systems, using the “Citizen School” as an example of an educational institution, which prioritises quality in education and its provision to impoverished people. Finally, they call for a radical structural reform on educational systems worldwide, where the relationship between various social communities and the state is based on social justice and not on power.

Brown and Lauder ( 2006 ) investigated the impact of the fundamental changes on education, as related to the influence that various socio-economic and cultural factors have on policy making. Remaining sceptical against the empirical validity of human capital theory, they conclude that it cannot be guaranteed that graduates will secure employment and higher wages. Contrary to Card and Lemieux’s ( 2001 ) findings, the authors argue that when the wage-premium is not measured by averages, but is split in deciles within graduates, it is only the high-earning graduates that have experienced an increasing wage-gap during this period. Increasing incidences of over-education, due to an ever-increasing supply of graduates compared to the relatively modest growth rates of high-skilled jobs, have also been observed. Any differences in pay, between graduates and non-graduates, can be ascribed more to the stagnation of non-graduates' pay, rather than to graduates’ additional pay, because of their higher educational attainment. More recently, Mettler ( 2014 ) argues that the focus on corporate interests in policy making in the US has transformed higher education into a caste system that reproduces and also intensifies social inequalities.

There are evidence, which illustrate that families play a distinctive role in encouraging children’s abilities and traits through a warm and friendly family environment. As higher education requires a significant amount of money to be invested, families with high-income have more chances and means to promote their children’s abilities and traits as well as their career prospects, when compared with the low-income ones. Certainly, there are other factors, which can affect children’s prospects, but the advantage in favour of high-income families is relatively apparent in the empirical literature (Solon, 1999 ).

Livingstone and Stowe ( 2007 ), based on the General Social Survey (GSS), conducted an empirical study on the school completion rates partitioning individuals into family and class origin, residential area as well as race and gender. They focused on the relatively low completion rates of low-class individuals, from the inner city and rural areas of the US. Their findings reveal that working-class children are being discriminated on their school completion rates, compared with the mid- and high-class children. Race and gender discrimination has been detected in rural areas but not in inner cities and suburb areas, where the completion rates are more balanced.

Stone ( 2013 ), finally sees things from a very different perspective, where inequalities exist mainly because of simply bad luck. He argues in favour of lots, when a university has to decide whether to accept an applicant or not. Even if, an argument like this seems highly controversial, it consists of something that has been implemented in many countries, several times in the past (Hyland, 2011 ). The argument that an individual deserves a place in university just because he/she scored higher marks in a standardised sorting examination test does not prove that he/she will perform better in his/her subsequent academic tasks. Likewise, if an individual, who failed to secure a place in university due to low marks, was given a chance to enter university through a different procedure, he/she might have performed exceptionally well. Yet, human society cannot solely depend on lotteries and computer random algorithms, but sometimes, up to a certain point and in the name of fairness and transparency, there is a strong case for also looking on the merits for using one (Stone, 2013 ).

Furthermore, Lowe ( 2000 ) argued that the widening of higher education participation can create a hyper-inflation of credentials, causing their serious devaluation in the labour market. This relates to the concept of diploma disease, where labour markets create a false impression that a higher degree is a prerequisite for a job and therefore, induce individuals to undertake them only for the sake of getting a job (Dore, 1976 ; Collins, 1979 ). This situation can create a highly competitive credential market, and even if there are indications of higher education expansion, individuals from lower social class do not have equal opportunities to get a degree, which can lead them to a more prestigious occupational category. This is, in turn, very similar to the Weberian theory of educational credentialism, where credentials determine social stratum (Brown, 2003 ; Karabel, 2006 ; Douthat, 2005 ; Waters, 2012 ).

The concept of credential inflation has been extensively debated from many scholars, who question the role of formal education and the usefulness of the acquisition of skills within universities (Dore 1997 ; Collins, 1979 ; Walters, 2004 ; Hayes and Wynard, 2006 ). Evans et al. ( 2004 ) focuses on the tacit skills, which cannot be acquired by formal learning, mainly obtained by work and life experience as well as informal learning. These skills are competences related to the way a complex situation could be best approached or resemble to personal traits, which can be used for handling unforeseen situations.

Policy implications

Higher educational attainment that leads to a specific academic degree is a dynamic procedure, but with a pre-defined end. This renders the knowledge acquired there, as obsolete. Policies, such as Bologna Declaration supports an agenda, where graduates should be further encouraged to engage with on-the-job training and life-long education programmes (Coffield, 1999 ). Other scholars argue that institutions should have a broader role, acknowledging the benefits that higher educational attainment bring to societies as a whole by the simultaneous promotion of productivity, innovation and democratisation as well as the mitigation of social inequalities (Harvey, 2000 ; Hayward and James, 2004 ). Boosting employability for graduates is crucial and many international organisations are working towards the establishment of a framework, which can ensure that higher education satisfies this aim (Diamond et al., 2011 ). Yet, this can have negative side-effects making the employability gap between high- and low-skilled even wider, since there is no any policy framework specifically designed for low-skilled non-graduates on a similar to Bologna Declaration, supranational context. Heinze and Knill ( 2008 ) argue that convergence in higher education policy-making, as a result of the Bologna Process, depends on a combination of cultural, institutional and socio-economic national characteristics. Even if, it can be assumed that more equal countries, in terms of these characteristics, can converge much easier, it is still questionable if and how much national policy developments have been affected by the Bologna Declaration.

However, the political narrative of equal opportunities in terms of higher education participation rates does not seem very convincing (Brown and Hesketh, 2004 ; The Milburn Commission, 2009 ). It appears that a consensus has been reached in the relevant literature that there is a bias towards graduates from the higher social classes, but it has been gradually decreasing since 1960 (Bekhradnia, 2003 ; Tight, 2012 ). Nonetheless, despite the fact that, during the last few decades, there has been an improvement in the participation rates for the most vulnerable groups, such as women and ethnic minorities, the inequality is still obvious in some occasions (Greenbank and Hepworth, 2008 ). Machin and Van Reenen ( 1998 ) trace the causes of the under-participation in an intergenerational context, arguing that the positive relationship between parental income and participation rates is apparent even from the secondary school. Likewise, Gorard ( 2008 ) identifies underrepresentation on the previous poor school performance, which leads to early drop-outs in the secondary education, or into poor grades, which do not allow for a place in higher education. Other researchers argue that paradoxically, educational inequality persists even nowadays, albeit the policy orientation worldwide towards the widening of higher education participation across all social classes (Burke, 2012 ; Bathmaker et al., 2013 ).

There are different aspects on the purpose of higher education, which particularly, under the context of the ongoing economic uncertainty, gain some recognition and greater respect from academics and policy-makers. Lorenz ( 2006 ) notes that the employability agenda, which is constantly promoted within higher education institutions lately, cannot stand as a sustainable rationale in a diverse global environment. This harmonisation and standardisation of higher education creates permanent winners and losers, centralising all the gains, monetary and non-monetary, towards the most dominant countries, particularly towards Anglo-phone countries and specific industries and therefore social inequalities increase between as well as within countries. Some scholars call this phenomenon as Englishization (Coleman, 2006 ; Phillipson, 2009 ).

Tomusk ( 2002 , 2004 ) positioned education within the general framework of the recent institutional changes and the rapid rise of the short-term profits of the financial global capital. Specifically, the author sees World Bank as a transnational organisation. Given this, any loan agreement planned from the World Bank regarding higher education reforms in developing countries, has the same ultimate, but tacit, goal, which is the continuous rise of the national debt and in turn, the vitiation of national fiscal and monetary policies, in order the human resources of the so called “recipient countries”, to be redistributed in favour of a transnational dominant class.

Hunter ( 2013 ) places the debate under a broader political framework, juxtaposing neo-liberalism with the trends formulated by the OECD. She concludes that OECD is a very complex and multi-vocal organisation and when it comes to higher education policy suggestions, there is not any clear trend, especially towards neo-liberalism. This does not mean that economic thinking is not dominant within the OECD. This is, in fact, OECD’s main concern and it is clear to all. Hunter ( 2013 : 15–16) accordingly states that:

“Some may feel offended by the vocational and economic foci in OECD discourse. Many would like to see HE held up for “higher” ideals. However, it is fair for OECD to be concerned with economics. They do not deny that they are primarily an organization concerned with economics. It is up to us, the readers, politicians, scholars, voters, teachers, administrators, and policy makers, to be aware that this is an economic organization and be careful of from whom we get our assumptions”.

Hyslop-Margison ( 2000 ) investigated how the market economy affects higher education in Canada, when international organisations and Canadian business interfere in higher education policy making, under the support of government agencies. He argues that such economy-oriented policies deteriorate curriculum theory and development.

Letizia ( 2013 ) criticises market-oriented reforms, enacted by The Virginia Higher Education Opportunity Act of 2011, placing them within the context of market-driven policies informed by neoliberalism, where social institutions, such as higher education, should be governed by the law of free market. According to Letizia, this will have very negative implications to the humanistic character of education, affecting people’s intellectual and critical thinking, while perpetuating social inequalities.

The term Mcdonaldisation has been also used recently to capture functional similarities and trends in common, between higher education and ordinary commercial businesses. Thus, efficiency, calculability, predictability and maximisation are high priorities in the American and British educational systems and because of their global influence, these characteristics are being expanding worldwide (Hayes and Wynard, 2006 ; Garland, 2008 ; Ritzer, 2010 ).

The notion of Mcdonaldisation is very well explained by Garland ( 2008 , no pagination):

“Mcdonaldisation can be seen as the tendency toward hyper-rationalisation of these same processes, in which each and every task is broken down into its most finite part, and over which the individual performing it has little or no control becoming all by interchangeable. It may be argued that the labour processes involved in advanced technological capitalism increasingly depend on either the handling and processing of information, or provision of services requiring instrumentalised forms of communication and interaction, just as the same “professional” roles frequently consist of largely mechanized, functional tasks requiring a minimum of individual input or initiative, let alone creative or critical thought, a process illustrated in blackly comic by the 1999 film Office Space”.

Realistically, higher education cannot be solely conceptualised by the human capital approach and similar quantitative interpretations, as it has cultural, psychological, idiosyncratic and social implications. Additionally, Hoxby ( 1996 ) argued that policy environment and systems of governance in higher education play a significant role to an individuals’ decision-making process to obtain further education and unfortunately, policy makers regard this aspect as static that can never be transformed.

Lepori and Bonaccorsi ( 2013 ), following Latour and Woolgar’s ( 1979 ) rationale of the high importance of vested interest in scientific endeavours, argue that higher education trends are too complex to be reduced and captured adequately, by the use of economic indicators as related to the labour market. However, the market and money value of higher education should not be neglected, especially in developing countries, as there is evidence that it can help people escape the vicious cycle of poverty and therefore it has a practical and more pragmatic purpose to fulfil (Psacharopoulos and Patrinos, 2004 ). According to World Bank ( 2013 ), education can contribute to a significant decrease of the number of poor people globally and increase social mobility when it manages to provides greater opportunities for children coming from poor families. There are also other studies that do not only focus to strict economic factors, but also to the contribution of educational attainment to fertility and mortality rates as well as to the level of health and the creation of more responsible and participative citizens, bolstering democracy and social justice (Council of Europe, 2004 ; Osler and Starkey, 2006 ; Cogan and Derricott, 2014 ).

Mountford-Zimdars and Sabbagh ( 2013 ), analysing the British Social Attitudes (BSA) survey, offer a plausible explanation on why the widening of participation in higher education is not that easy to be implemented politically, in the contemporary western democracies. The majority of the people, who have benefited from higher educational attainment in monetary and non-monetary terms, are reluctant to support the openness of higher education to a broader population. On the contrary, those that did not succeed or never tried to secure a place in a higher education institute, are very supportive of this idea. This clash of interests creates a political perplexity, making the process of policy-making rather dubious. Therefore, the apparent paradox of the increase in higher educational attainment, along with a stable rate in educational inequalities, does not seem that strange when vested interests of certain groups are taken into account.

Moreover, the decision for someone to undertake higher education is not solely influenced by its added value in the labour market. Since an individual is exposed to different experiences and influences, strategic decisions can easily change, especially when these are taken from adolescents or individuals in their early stages of their adulthood. Given this, perceptions and preferences do change with ageing and this is why there are some individuals who drop out from university, others who choose radical shifts in their career or others who return to education after having worked in the labour market for many years and in different types of jobs.

Higher education has expanded rapidly after WWII. The advent of new technologies dictates the enhancement of people’s talents and skills and the creation of a knowledge-based-economy, which in turn, demands for even more high-skilled workers. Policy aims for higher education in the western world is undoubtedly focusing on its diffusion to a broader population. This expansion is seen as a policy instrument to alleviate social and income inequalities. However, the implementation of such policies has been proved extremely difficult in practise, mainly because of existent conflicted interests between groups of people, but also because of its institutional incapacity to target the most vulnerable. Nonetheless, it has been observed a constant marketization process in higher education, making it less accessible to people from poor economic background. Concerns on the persistence of policy-makers to focus primarily on the economic values of higher education have been increasingly expressed, as strict economic reasoning in higher education contradicts with political claims for its continuing expansion.

On the other hand, there are studies arguing that the instrumental model can make the transition of graduates into the labour market smoother. Such studies are placed under the mainstream economics framework and are also informed by policy decisions implemented by the Bologna Process, where competitiveness, harmonisation and employability are the main policy axes. The Bologna Process and various other institutions (e.g., the EU, World Bank, OECD) have provided a framework under which higher education can be seen as inextricably linked with labour market dynamics; however, the intrinsic notion of higher education is treated more as a nuisance and less as a vital component on this framework. Nevertheless, this makes the job competition between graduates much more intense and also creates very negative implications for those that remain with low qualifications as they effectively become socially and economically marginalised.

The purpose of higher education and its role in modern societies remains a heated philosophical debate, with strong practical and policy implications. This article sheds more light to this debate by presenting a synthetic narrative of the relevant literature, which can be used as a basis for future theoretical and empirical research in understanding contemporary trends in higher education as interwoven with the evolutions in the broader socio-economic sphere. Specifically, two conflicting theoretical stances have been discussed. The mainstream view primarily aims to assist individuals to increase their income and their relative position in the labour market. On the other hand, the intrinsic notion focus on understanding its purpose under ontological and epistemological considerations. Under this conceptual framework, the enhancement of individual creativity and emancipation are in conflict with the contemporary institutional settings related to power, dominance and economic reasoning. This conflict can influence people’s perceptions on the purpose of higher education, which can in turn perpetuate or otherwise revolutionise social relations and roles.

However, even if the two theoretical stances presented are regarded as contradictory, this article argues that, in practical terms, they can be better seen as complementing each other. From one hand, using an instrumental perspective, an increase in higher education participation, focusing particularly on the most vulnerable and deprived members of society, can alleviate problems of income and social inequalities. The instrumental view of education has a very important role to play if focused on lower-income social classes, as it can become the mechanism towards the alleviation of income inequalities. On the other hand, apart from the pecuniary, there are also other non-pecuniary benefits associated with this, such as the improvement in the fertility and mortality and general health level rates or the boost of active democracy and citizenship even within workplaces and therefore a shift of higher education towards its intrinsic purposes is also needed. (Bowles and Gintis, 2002 ; Council of Europe, 2004 ; Brennan, 2004 ; Brown and Lauder, 2006 ; Wolff and Barsamian, 2012 ).

Summing up, education is not a simply just another market process. It is not just an institution that supply graduates as products that have some predetermined value in the labour market. Consequently, acquired knowledge in education verified by college degrees is neither a necessary nor a sufficient condition for the labour market to create appropriate jobs, where graduates utilise and expand this knowledge. In fact, the increasing costs of higher education, mostly due to its internationalisation, and the rising levels of job mismatch create a rather gloomy picture of the current economic environment, which seems to preserve the well-paid jobs mostly to those from a certain socio-economic class background. At the same time, poor students are vastly disadvantaged to more wealthy ones, considering the huge differences in terms of higher as well as their past education, their parent’s education and also certain elitist traditions that work towards perpetuating power relations in favour of the dominant class.

As Castoriadis ( 1997 ) notes, it is impossible to separate education from its social context. We, as human beings, acquire knowledge, in the sense of what Castoriadis calls paideia , from the day we born until the day we die. We are being constantly developed and transformed along with the social transformations that happen around us. The transformation on the individual is in constant interaction with social transformations, where no cause and effect exists. Formal schooling has become nowadays an apathetic task where no real engagement with learning happens, while its major components such as educators, families and students are largely disconnected with each other. Educators, cynically execute the teaching task that a curriculum dictates each time, families’ main concern is to attach a market value to their children educational attainment, “labelling” them with a credential that the labour market allegedly desires, while students pay attention to anything else apart from the knowledge they get per se and therefore they care too little for its quality and also its practical use.

To tackle the ever-growing social inequalities due to the narrow economic policy making in education, we need a radical shift towards policies that are informed from Freire’s problem-posing education and Sen’s capabilities approach, get insights in terms of structure from Bronfenbrenner’s bioecological systems theory, while giving context according to the Bildung tradition also acknowledging that education, apart from instrument, is a vehicle towards liberation, cultural realisation as well as social transformation. In practical terms, real-world examples from Finland or Germany can be used, which policy makers from around the world should start paying more attention to, moving away from narrow and sterile instrumentalism that has spectacularly failed to tackle social inequalities.

In the context of a modern world where monetary costs and benefits are the basis of policy arguments, a massification and broader diffusion of higher education to a much broader population implies marketisation and commercialisation of its purpose and in turn its inclusion on an economy-oriented model where knowledge, skills, curriculum and academic credentials inevitably presuppose a money-value and have a financial purpose to fulfil. The policy trends towards an economy-based-knowledge, through a strict instrumental reasoning, rather than the alleged knowledge-based-economy seems to persist and prevail, albeit its poor performance on alleviating income and social inequalities. Yet, in a global context of a prolonged economic stagnation and a continuous deterioration of society’s democratic reflexes, a shift towards a model, where knowledge is not subdued to economic reasoning, can inform a new societal paradigm of a genuine knowledge-based-economy, where economy would become a means rather than an ultimate goal for human development and social progress.

Data availability

Data sharing not applicable to this article as no datasets were generated or analysed during the current study.

For example, Confucian tradition is very rich, when it comes to education and human development. It is indeed very interesting to see how the basic principles of Confucian education, such as humanism, harmony and hierarchy, has been transformed through time and especially after the change in China’s economic model by Den Xiaoping’s reforms towards a more open economic system and along this a more business-oriented and globalised educational system. Perhaps the Chinese tradition in education, which mainly regards education as a route to social status and material success based on merit and constant examination can explain why the human capital theory is more applicable. On the other hand, additional notions in the Confucian tradition that education should be open to all, irrespective of the social class each person belongs to (apart perhaps from women and servants that were rather considered as human beings with limited social rights), its focus on ethics and its purpose to prepare efficient and loyal practitioners for the government introduces an apparent paradox with human capital theory but not necessarily with the instrumental view of education. This contradiction deserves to be appropriately and thoroughly examined in a separate analysis before it is contrasted to the Western tradition. For this reason the current research focuses only on the Western world leaving the comparison analysis with educational traditions found around the world, among them the Confucian tradition, as a task that will be conducted in the near future.

The use of capital in Bourdieu is criticised by a stream of social science scholars as rather promiscuous and unfortunate (Goldthorpe, 2007 ). They argue that a paradox here is apparent as in English linguistic etymological terms, the word capital implies, if not presupposes market activity. The same time Bourdieu criticises Becker’s human capital tradition as solely market-driven and a tacit way where the ruling class maintain their power through universities and other institutions. Waters ( 2012 ) argue that the use of the term “capital” in both Becker’s and Bourdieu’s writings is unfortunate, while both use the term to mean different things. Bourdieu’s understanding on the nature of “habitus” is a much more applicable term to explain the social role of education systems. Habitus is not capital, even if there is constant interaction between the two. Becker on the other hand, seem to neglect social and cultural capital as well as Bourdieu’s notion of habitus, which in turn is about the reproduction of society and power relations by universities and other institutions.

Some might have valid ontological objections on this, in terms of the purpose of philosophy as a whole; however the concept of Bildung has given education a role within society that moves away from individualism and the constant pursuit of material objects as ultimate means of well-being.

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Kromydas, T. Rethinking higher education and its relationship with social inequalities: past knowledge, present state and future potential. Palgrave Commun 3 , 1 (2017). https://doi.org/10.1057/s41599-017-0001-8

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The role of research at universities: why it matters.

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Teaching and learning, research and discovery, synthesis and creativity, understanding and engagement, service and outreach. There are many “core elements” to the mission of a great university. Teaching would seem the most obvious, but for those outside of the university, “research” (taken to include scientific research, scholarship more broadly, as well as creative activity) may be the least well understood. This creates misunderstanding of how universities invest resources, especially those deriving from undergraduate tuition and state (or other public) support, and the misperception that those resources are being diverted away from what is believed should be the core (and sole) focus, teaching. This has led to a loss of trust, confidence, and willingness to continue to invest or otherwise support (especially our public) universities.

Why are universities engaged in the conduct of research? Who pays? Who benefits? And why does it all matter? Good questions. Let’s get to some straightforward answers. Because the academic research enterprise really is not that difficult to explain, and its impacts are profound.

So let’s demystify university-based research. And in doing so, hopefully we can begin building both better understanding and a better relationship between the public and higher education, both of which are essential to the future of US higher education.   

Why are universities engaged in the conduct of research?

Universities engage in research as part of their missions around learning and discovery. This, in turn, contributes directly and indirectly to their primary mission of teaching. Universities and many colleges (the exception being those dedicated exclusively to undergraduate teaching) have as part of their mission the pursuit of scholarship. This can come in the form of fundamental or applied research (both are most common in the STEM fields, broadly defined), research-based scholarship or what often is called “scholarly activity” (most common in the social sciences and humanities), or creative activity (most common in the arts). Increasingly, these simple categorizations are being blurred, for all good reasons and to the good of the discovery of new knowledge and greater understanding of complex (transdisciplinary) challenges and the creation of increasingly interrelated fields needed to address them.

It goes without saying that the advancement of knowledge (discovery, innovation, creation) is essential to any civilization. Our nation’s research universities represent some of the most concentrated communities of scholars, facilities, and collective expertise engaged in these activities. But more importantly, this is where higher education is delivered, where students develop breadth and depth of knowledge in foundational and advanced subjects, where the skills for knowledge acquisition and understanding (including contextualization, interpretation, and inference) are honed, and where students are educated, trained, and otherwise prepared for successful careers. Part of that training and preparation derives from exposure to faculty who are engaged at the leading-edge of their fields, through their research and scholarly work. The best faculty, the teacher-scholars, seamlessly weave their teaching and research efforts together, to their mutual benefit, and in a way that excites and engages their students. In this way, the next generation of scholars (academic or otherwise) is trained, research and discovery continue to advance inter-generationally, and the cycle is perpetuated.

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University research can be expensive, particularly in laboratory-intensive fields. But the responsibility for much (indeed most) of the cost of conducting research falls to the faculty member. Faculty who are engaged in research write grants for funding (e.g., from federal and state agencies, foundations, and private companies) to support their work and the work of their students and staff. In some cases, the universities do need to invest heavily in equipment, facilities, and personnel to support select research activities. But they do so judiciously, with an eye toward both their mission, their strategic priorities, and their available resources.

Medical research, and medical education more broadly, is expensive and often requires substantial institutional investment beyond what can be covered by clinical operations or externally funded research. But universities with medical schools/medical centers have determined that the value to their educational and training missions as well as to their communities justifies the investment. And most would agree that university-based medical centers are of significant value to their communities, often providing best-in-class treatment and care in midsize and smaller communities at a level more often seen in larger metropolitan areas.

Research in the STEM fields (broadly defined) can also be expensive. Scientific (including medical) and engineering research often involves specialized facilities or pieces of equipment, advanced computing capabilities, materials requiring controlled handling and storage, and so forth. But much of this work is funded, in large part, by federal agencies such as the National Science Foundation, National Institutes of Health, US Department of Energy, US Department of Agriculture, and many others.

Research in the social sciences is often (not always) less expensive, requiring smaller amount of grant funding. As mentioned previously, however, it is now becoming common to have physical, natural, and social scientist teams pursuing large grant funding. This is an exciting and very promising trend for many reasons, not the least of which is the nature of the complex problems being studied.

Research in the arts and humanities typically requires the least amount of funding as it rarely requires the expensive items listed previously. Funding from such organizations as the National Endowment for the Arts, National Endowment for the Humanities, and private foundations may be able to support significant scholarship and creation of new knowledge or works through much more modest grants than would be required in the natural or physical sciences, for example.

Philanthropy may also be directed toward the support of research and scholarly activity at universities. Support from individual donors, family foundations, private or corporate foundations may be directed to support students, faculty, labs or other facilities, research programs, galleries, centers, and institutes.

Who benefits?

Students, both undergraduate and graduate, benefit from studying in an environment rich with research and discovery. Besides what the faculty can bring back to the classroom, there are opportunities to engage with faculty as part of their research teams and even conduct independent research under their supervision, often for credit. There are opportunities to learn about and learn on state-of-the-art equipment, in state-of-the-art laboratories, and from those working on the leading edge in a discipline. There are opportunities to co-author, present at conferences, make important connections, and explore post-graduate pathways.

The broader university benefits from active research programs. Research on timely and important topics attracts attention, which in turn leads to greater institutional visibility and reputation. As a university becomes known for its research in certain fields, they become magnets for students, faculty, grants, media coverage, and even philanthropy. Strength in research helps to define a university’s “brand” in the national and international marketplace, impacting everything from student recruitment, to faculty retention, to attracting new investments.

The community, region, and state benefits from the research activity of the university. This is especially true for public research universities. Research also contributes directly to economic development, clinical, commercial, and business opportunities. Resources brought into the university through grants and contracts support faculty, staff, and student salaries, often adding additional jobs, contributing directly to the tax base. Research universities, through their expertise, reputation, and facilities, can attract new businesses into their communities or states. They can also launch and incubate startup companies, or license and sell their technologies to other companies. Research universities often host meeting and conferences which creates revenue for local hotels, restaurants, event centers, and more. And as mentioned previously, university medical centers provide high-quality medical care, often in midsize communities that wouldn’t otherwise have such outstanding services and state-of-the-art facilities.

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And finally, why does this all matter?

Research is essential to advancing society, strengthening the economy, driving innovation, and addressing the vexing and challenging problems we face as a people, place, and planet. It’s through research, scholarship, and discovery that we learn about our history and ourselves, understand the present context in which we live, and plan for and secure our future.

Research universities are vibrant, exciting, and inspiring places to learn and to work. They offer opportunities for students that few other institutions can match – whether small liberal arts colleges, mid-size teaching universities, or community colleges – and while not right for every learner or every educator, they are right for many, if not most. The advantages simply cannot be ignored. Neither can the importance or the need for these institutions. They need not be for everyone, and everyone need not find their way to study or work at our research universities, and we stipulate that there are many outstanding options to meet and support different learning styles and provide different environments for teaching and learning. But it’s critically important that we continue to support, protect, and respect research universities for all they do for their students, their communities and states, our standing in the global scientific community, our economy, and our nation.

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ASU, UA rank in top 1% of global universities, per a recent study. Here’s why

Both Arizona State University and the University of Arizona ranked among the top 1% of schools across the world in this year’s Center for World University rankings , putting them ahead of schools like the University of Connecticut and Georgetown University.

The group compiled data from more than 20,000 institutions internationally, studying graduate employability and academics. Among the U.S. rankings, UA landed in 48th, ASU in 67th and NAU in 185th. All three schools were credited for their research influence.

That was key in developing the overall rankings according to the organization. Faculty citations and research made up 40% of the scores given.

In fiscal year 2022, ASU spent $797.2 million on research, growing by 18% from the year prior. In fiscal year 2023, UA spent even more with $954 million in investments. Both schools are in the top 4% nationally for research spending. A large portion of research funding in the state is from federal investments.

While NAU spent less at around $77.5 million in fiscal year 2023, the school has continued to expand its research budget. NAU is also likely to reach R1 status next year after the new criteria goes into effect . An R1 institution is a school recognized within the highest tier of research universities.

The Arizona Board of Regents, the body overseeing the state's public university system, sets research spending targets for each year to support what the board said is "essential to our state’s economic future" in a 2023 report . The system has surpassed those benchmarks.

This year’s rankings come at a critical point for UA, which is working to recover from a multimillion-dollar budget shortfall discovered last fall. Through a hiring freeze and several other budget cuts, school officials now expect to bring a deficit that was once $117 million down to $52 million by next year.

The fiscal headaches were blamed on a variety of issues including a decentralized budgeting model and inflation. But in the fall, UA President Robert Robbins acknowledged large investments on merit scholarships for out-of-state students and research initiatives also made an impact.

"We made a bet on spending money," Robbins said in a November meeting. "We just overshot."

In February, Robbins told The Arizona Republic the school would grow its research spending to $1 billion in the coming years. He said he didn’t regret the move but admitted the school had been using money from its reserves to fund it.

UA searching for its next president Here's what students, faculty want to see

UA was ranked among the top 0.5% of schools internationally this year, compared to ASU in the top 1% and NAU in the top 4%. The study placed UA faculty highly, at 69th globally, making it one of the school’s standout characteristics in the rankings.

Throughout ongoing budget discussions, faculty have long called on university leaders to protect its academic staff, citing it as the “engine” of the R1 land-grant university. While the school’s president and interim chief financial officers have said they too are committed to protecting UA’s academic mission, many faculty are uneasy, saying cuts on the horizon would go on to hurt students.

Hundreds of people attended a general faculty meeting last month to go over the school’s deficit. The group later passed a resolution asking the administration to stop ongoing layoffs until “detailed, transparent, and clear financial data and guidance on financial rules” is available.

Helen Rummel covers higher education for The Arizona Republic. Reach her at [email protected] . Follow her on X, formerly Twitter: @helenrummel .

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Examine the lives of texts.

We find out what books are made of and why.

As a field of inquiry, bibliography understands texts as artifacts – like books, manuscripts, fragments, tactile texts, image-based texts, digital texts, and more – that reflect the people and cultures that created, acquired, and exchanged them.

The BSA is a membership organization, open to all. Our members study, learn, and share knowledge derived from the close physical analysis of material artifacts in interdisciplinary and interprofessional settings: in libraries, universities, museums, the book trade, and as collectors. Bibliographers study the media and technologies that carry texts to readers, focusing on the relationship between form and content. Why does this text look the way that it does?

Isn’t bibliography about lists of books?

Yes, and so much more ! There are several different approaches to bibliography: enumerative (lists!), descriptive , historical, analytical , and critical . The BSA values all of them. Our programs, and especially our journal, The Papers of the Bibliographical Society of America ( PBSA ), focus mostly on historical, analytical, critical, and descriptive bibliography.

Trinity College, Cambridge MS R.7.15 fol. Ii.r. John Bale’s additions to John Leland’s De Viris Illustribus. Licensed under CC BY 4.0

The Bibliographical Society of America is an international, interdisciplinary scholarly organization that fosters the study of books and other textual artifacts in traditional and emerging formats. BSA pursues this mission by hosting public programs, funding scholarly research, conferring awards, issuing publications, and collaborating with related organizations. The Society is committed to adopting policies and procedures that support and promote equity and inclusion in all of our programs, and to providing equal access to our events and electronic resources to people with disabilities and other access needs.

What the BSA does

Fellowships foster cutting-edge research with grants of $3,000 and up.

Book Prizes recognize achievements in recent bibliographical scholarship.

Events all year, including our annual meeting, bring bibliographers together to learn and build community.

Peer-reviewed scholarship makes the latest research accessible to readers around the world.

Interior view of Printing Department, Eastern Tennessee Industrial School, 1903. Courtesy of the New York Public Library.

We are committed to the field of bibliography as a critical interpretive framework for understanding books and other textual artifacts and to bibliography’s enduring relevance to textual analysis.

We value the study of bibliography and the integration of bibliographical knowledge in a variety of academic, professional, and public settings.

We pursue collaborative, interdisciplinary relationships with cognate professional, scholarly, and bibliophilic organizations.

The Bibliographical Society of America seeks to build a community that embraces academic and non-academic constituencies, students, junior scholars, senior researchers, and all those interested in material texts. All are welcome as members of the Society, on its council, committees, and working groups, and as beneficiaries of or participants in its varied programs regardless of (in alphabetical order) ability, age, citizenship status, ethnicity, gender, gender expression and identity, income level, nationality, physical appearance, race, religion, sexual orientation, or technical experience.

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The BSA is a 501(c)(30 non-profit organization (Tax ID: 13-1632509). The Society is governed by a board (the “Council”) and committees oversee many aspects of BSA’s programs. Members can shape the organization’s direction and activities by getting involved in one or both.

In 2023, the Council developed a set of strategic pillars designed to guide leaders. Drawing on the Society’s mission and values, the strategic pillars orient the BSA toward programmatic initiatives that highlight the organization’s role as a connector, cultivator, and catalyst in the field of bibliography.

Equity Action Plan

The BSA’s Equity Action Plan (EAP) is intended to address long-term issues of inequality within our Society. The council and officers of the BSA voted unanimously on 31 October 2020 to approve the EAP. Since then, the Society has issued quarterly reports on work toward achieving goals set in the EAP in the Society Information section of our journal, The Papers of the Bibliographical Society of America .

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'I conducted global health and policy research in Moshi, Tanzania'

5/17/2024 A&S Communications

Biology & Society, Asian American studies Brooklyn, N.Y.

What was your favorite class and why?  

My favorite class was NS 2600: Introduction to Global Health taught by Professor Jeanne Moseley, where I learned about the impact of social determinants on health, global inequality and health disparities between high-income countries and low-and-middle-income countries. This class inspired me to pursue a global health minor and fueled my passion for eliminating healthcare disparities for marginalized populations and eradicating preventable diseases with cures, treatments and vaccinations. For my Experiential Learning Opportunity (ELO), I had the privilege of conducting global health and policy research during Cornell's Global Health Program for four weeks in Moshi, Tanzania during summer 2022. We collaborated with fourth-year Tanzanian medical students to interview emergency medicine doctors, police, motorcycle drivers and community health workers. We wrote and presented a policy case study that compiled our research, findings and recommended policy solutions on critical gaps in the Tanzanian emergency medical services system; we highlighted issues like the lack of trained first responders, hazardous transportation to the hospital, and limited health insurance coverage that led to poor health outcomes. I was confronted with the ways that structural poverty and infrastructure impacted people’s health outcomes.

What is your main extracurricular activity and why is it important to you? 

As a freshman, I joined the First-Generation Student Union (FGSU), looking for a safe space for students from underrepresented backgrounds like myself. I devoted myself to advocacy and passion for helping fellow students, and I became president of FGSU. We sought to provide social, academic and professional guidance, creating a podcast to share resources and organizing an annual mentorship program that pairs underclassmen with upperclassmen. To provide professional development opportunities, we hosted a professional speaker series with our first-gen alumni network and held a five-part series on networking and consulting. In addition, we collaborated with various groups including the Basic Needs Coalition to provide access to essential needs, Women in Computing at Cornell on intersectional identities in the workplace, school and beyond and FLIP National, a nonprofit organization, to promote equal opportunity for first-generation low-income (FGLI) students in higher education. To unite the community further, we also led social events such as apple and pumpkin picking, crafts, and community dinners. To celebrate the accomplishments of seniors who are the first in their family to graduate college, I also led the planning and execution of the first-generation graduation ceremony. 

Also, during the rise of anti-Asian hate and violence during the COVID-19 pandemic and the Atlanta spa shootings, I noticed a gap in Cornell’s Asian American organizations, which focused more on social and cultural aspects of our identity, and a significant need for a safe space to discuss complex and meaningful sociopolitical topics relevant to the APIDA community. In my junior fall, I reestablished Asian Pacific Americans for Action (APAA), a club that seeks to politically empower and advocate for the needs of APIDA students and further Asian/American activism on campus. I am extremely proud of our growth as a club, which has since organized two fundraisers and built coalitions with other groups of color and social justice groups to build solidarity and community. We have educated students with teach-ins on the history of Asian American activism, labor, colonization, imperialism, civic engagement, political participation and affirmative action. In March 2024, I also organized a group of 15 Cornell students to attend the annual East Coast Asian American Student Union Conference at Yale University, participating in workshops and engaging with students from 50+ other universities. For our efforts, we received the “Outstanding Contribution to the APIDA Community” award two years in a row at the APIDA Gala from the Asian & Asian American Center.

What have you accomplished as a Cornell student that you are most proud of?

As a first-generation and low-income student, study abroad has been an extremely formative, eye-opening and integral part of my Cornell experience. I had the privilege of participating in the Global Health Summer program in Moshi, Tanzania, the Danish Institute for Study Abroad (DIS) program in Copenhagen, Denmark for a semester, and the Heat Waves and Global Health spring break program in London, United Kingdom. In Copenhagen, DIS’s unique classes and approach to experiential and hands-on learning allowed me to partake in weekly field studies, learn how to do surgical knots and different types of sutures, how to identify organs and basic pathology on CT scans and ultrasounds, talk to healthcare practitioners about their specialties and learn about different healthcare systems. I joined the students of color affinity group and student media team as a photographer. I loved being able to capture personal memories with my friends and host family. I lived in a homestay in a suburban area, which allowed me to fully immerse myself into Danish society. One of my fondest memories was when my host family organized a traditional Danish birthday for me. My host mom and sister baked traditional Danish layer cake and birthday buns and decorated the house with Danish flags. I invited my friends over for a hyggeligt time. I also went to Legoland and the Hans Christian Andersen museum with my host family! 

In London, I learned about how climate change, particularly heat waves, has greatly affected people of color in working class neighborhoods. We also learned about how race has shaped environmental injustice, access to green spaces, social housing, and urban living. 

In Moshi, I challenged myself to navigate through unfamiliar culture norms and hyper-vigilance as an Asian woman. I reflected on my worldview and preconceived notions of Tanzania. I’m proud to say that I was the best Swahili speaker in my cohort and I loved interacting with locals, especially bargaining! My experiences have profoundly broadened my worldview and instilled a critical approach to global health. Seeking to understand how others experience their lives facilitated a deep understanding of cultural differences, allowing me to connect with individuals of entirely different backgrounds with empathy, compassion and an open-minded attitude. These experiences strengthened my cross-cultural, interpersonal and communication skills. The most meaningful part was building relationships and learning about each other’s cultures. I recognized that our similarities unite us much more than our differences set us apart.

Who or what influenced your Cornell education the most?     

The College of Arts and Sciences gave me the freedom of exploring my educational interests and I enjoyed its interdisciplinary approach to learning. I also took three semesters of Mandarin Chinese, which developed my native fluency. The biology and society, Asian American studies, anthropology and global health departments and faculty have greatly informed my scholarship, thinking and personal development. They helped me become more well-read, gain a better understanding of my identity and comprehend where I stand in the world. In addition, ethnic studies classes helped me understand intersectional identities and the larger structural forces that shaped my and others’ experiences in America.

Where do you dream to be in 10 years?

In 10 years, I dream that I have successfully become a physician, after residency and fellowship and continued with my journey of advocacy and learning. I hope to join Doctors without Borders and provide free services to underserved communities. I can also see myself engaged in public and global health, perhaps through research and perhaps with the Centers for Disease Control and Prevention.

Every year, our faculty nominate graduating Arts & Sciences students to be featured as part of our Extraordinary Journeys series.  Read more about the Class of 202 4.

We Need Anthropologists Everywhere—Especially in AI

'Real world issues often don’t fit into the neat boxes of disciplines'

Einaudi seed grants grow international collaborations

Student spotlight: Jason Ludwig