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- Published: 13 July 2023
Integration of Environmental, Social, and Governance (ESG) criteria: their impacts on corporate sustainability performance
- Anrafel de Souza Barbosa ORCID: orcid.org/0000-0002-3178-4149 1 ,
- Maria Cristina Basilio Crispim da Silva 1 ,
- Luiz Bueno da Silva 1 ,
- Sandra Naomi Morioka 1 &
- Vinícius Fernandes de Souza 2
Humanities and Social Sciences Communications volume 10 , Article number: 410 ( 2023 ) Cite this article
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- Business and management
- Development studies
- Environmental studies
In a corporate sustainability context, scholars have been studying internal and external relations provided by Environmental, Social, and Governance (ESG) criteria, mostly from the organizational perspective. Therefore, the main objective of this paper is to map and analyze the literature on the impacts of integrating ESG criteria on corporate sustainability performance from different points of view. The methodology used followed the Preferred Report Items for Systematic Reviews and Meta-analysis (PRISMA) guidelines, corroborated by a critical analysis. The results indicate that the integration of ESG criteria, observed from different perspectives, strengthens corporate sustainability performance. They also revealed narrowing gaps in the literature regarding methodological analysis. Most of the papers in the analyzed sample use company-level data and employ regression analysis in their analysis. The present study concludes that companies, regardless of nationality, follow the guidelines of ESG criteria integration and such procedure brings several benefits. It points to the lack of more confirmatory research approaches from a workers’ perspective, as the interest remains in the economic-environmental realm from the organizations’ point of view. The absence of such evidence points to a gap in the literature that suggests the need for new study initiatives.
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Introduction.
The discussion surrounding the Environmental, Social, and Governance (ESG) criteria and corporate sustainability has gained significant momentum in recent years, primarily driven by the evolving societal expectations regarding new models of production and consumption (Nishitani et al., 2021 ). Until the mid-1990s, according to Clarkson ( 1995 ), the focus of companies’ success was primarily centered on satisfying the needs of a single stakeholder, namely the shareholder. However, as time passed and the panorama shifted, particularly influenced by public policy changes, this perspective has undergone transformations. Gradually, other stakeholders have exerted pressure on companies, resulting in the integration of corporate sustainability into the strategic management of organizations, leading them to practice the ESG criteria (Wang et al., 2018 ).
Corporate sustainability performance refers to a company’s ability to operate in a manner that upholds ecological integrity, social well-being, and sound governance principles, while simultaneously generating value for its shareholders (Ahmad et al., 2023 ; Luque-Vílchez et al., 2023 ). It encompasses the effective management of environmental resources, fostering positive social relationships, and maintaining high standards of ethical conduct (Bellandi, 2023 ). The assessment of corporate sustainability performance requires the evaluation of both qualitative and quantitative indicators, examining various dimensions such as environmental stewardship, social responsibility, and corporate governance (Sandberg et al., 2022 ).
ESG criteria are used to assess corporate sustainability and ethical performance of companies and investments (Arora and Sharma, 2022 ). They are adopted by corporations to monitor and control the impacts of business activities on internal and external environments (Viranda et al., 2020 ). They mainly include: (i) collecting information; (ii) developing solutions; (iii) dealing with ESG issues in compliance with standards; (iv) conducting training; and (v) providing good communication (Boiral, 2002 ; Montabon et al., 2007 ; Merli and Preziosi, 2018 ). ESG criteria include prevention and preservation performance indicators (Gond et al., 2012 ). Besides, it requires coordination between the environmental department and other departments within companies, and balance between sustainable development goals and other corporate goals.
ESG criteria incorporates environmental, social, and governance factors into investment and business decision-making processes, and involves conditions relevant to traditional financial metrics when analyzing investments or valuing companies (Madden, 2022 ). These conditions can include metrics such as carbon emissions, water usage, employee diversity, labor practices, board diversity, executive compensation, etc. Thus, ESG criteria provide quantitative and qualitative information about a company’s sustainability practices and their potential impact on various stakeholders (Khalil et al., 2022 ; Uyar et al., 2023 ).
ESG integration involves incorporating environmental, social and governance indicators into investment and business decision-making processes. Instead of considering ESG criteria as separate from financial analysis, integration recognizes their materiality and incorporates them alongside traditional financial analysis. This integration can happen at various stages of the investment process, including portfolio construction, risk assessment, due diligence, and ongoing monitoring. Integration aims to identify and manage risks and opportunities related to ESG criteria, ultimately seeking to enhance long-term investment performance and sustainability (Gebhardt et al., 2022 ; Harasheh and Provasi, 2023 ).
ESG criteria provide the data and metrics to assess a company’s sustainability and ethical performance, while the integration involves incorporating these criteria into investment and business decision-making processes to better understand and manage the potential impacts on financial performance and corporate sustainability (Alda, 2021 ; Sahoo and Kumar, 2022 ).
In this sense, the integration of the ESG criteria has become an instrument responsible for defining, planning, operationalizing and executing the actions of corporations directed at environmental prevention and preservation, in addition to social responsibility and the quality performance of their activities (Barbosa et al., 2021 ).
Both from the standpoint of Sustainable Development Goals and the company response to shifting consumer preferences, interest in corporate sustainability has been increasing importance (Boulhaga et al., 2022 ). When looking for the relationship between the implementation of the ESG criteria and the corporate sustainability, the literature presents a heterogeneous scenario. Some researchers advocate a positive relationship (Harymawan et al., 2022 ; Kim et al., 2022 ), and others have confirmed a negative relationship (Rajesh and Rajendran, 2020 ).
As is the case with research by Lee and Isa ( 2022 ), they find a positive relationship between the implementation of ESG criteria and financial performance, suggesting that ESG criteria can increase company value. In addition, the authors also find evidence that the disclosure of ESG criteria can improve the relationship with corporate sustainability performance. Already in the study by Xu et al. ( 2022 ), the heterogeneity analysis demonstrates that the negative relationship between ESG disclosure and the risk of falling stock prices is more significant in state-owned companies, companies with higher agency costs and in companies in the development phase.
Although the results are ambiguous, there are several positive examples of the relationship between the ESG criteria and the corporate sustainability, which influences the reasons why research on sustainable business models has been carried out and why organizations are changing their business model in the direction of sustainability. Additionally, there is a lot of pressure to consider ESG factors when making decisions, particularly from capital investors and financial institutions (Jonsdottir et al., 2022 ; Park and Oh, 2022 ).
Organizations responding to the pressure to implement ESG criteria must manage environmental, social, and economic risks (Triple Bottom Line) and understand their short, medium, and long-term impacts (Bravi et al., 2020 ). To this end, many companies adopt management systems related to ESG criteria to integrate elements of the Triple Bottom Line, address stakeholder needs, and mitigate risks (Esquer-Peralta et al., 2008 ).
Thus, the ESG criteria cannot be seen only as a cost, since they can bring benefits to the company and be a competitive advantage over competitors (Barbosa et al., 2023 ; Zhang et al., 2021 ).
That said, the need for an innovative and coherent research field focused on ESG issues increases as environmental, social, and governance problems intensifies (Vanderley, 2020 ).
The literature has already discussed the research situation, qualitatively and quantitatively, regarding ESG criteria through the prism of corporations, usually in the context of trying to improve the field’s problem-solving ability in relation to companies’ concerns and practices. Baumgartner and Rauter’s ( 2017 ) research addresses the strategic perspectives of corporate sustainability management to develop sustainable organizations and promote the integration of ESG criteria into business activities and techniques.
This narrow interpretation is criticized by several scholars as being insufficiently analytical, as well as lacking a rigorous appreciation of the historical basis of human-environment interaction, highlighting worker perception (Bryant and Wilson, 1998 ; Herghiligiu et al., 2019 ).
Existing research on ESG criteria primarily focuses on the corporate perspective (Bourcet, 2020 ; Khanchel et al., 2023 ; Tsang et al., 2023 ). However, this literature review did not identify any references that support the worker’s perspective or address their involvement in organizational management, as highlighted by Ouni et al. ( 2020 ).
Therefore, this study aims to map and analyze the literature on the impacts of integrating ESG criteria on corporate sustainability performance through different points of view. The research will employ both qualitative and quantitative analysis and consider the viewpoints of both employers and employees. This study aims to fill the existing gap in the literature, as no significant research has yet converged in this direction.
As is the case with the research of Huang ( 2021 ), who conducted a systematic literature review (SLR) to examine the link between ESG activities and organizational financial performance, focusing on the institutional aspect. Similarly, Taliento et al. ( 2019 ), who investigated the impact of ESG factors on economic performance, emphasizing the corporate sustainability advantage and business understanding.
This research holds significance due to the growing global efforts to establish ESG criteria and mitigate environmental, social, and economic risks (Triple Bottom Line) for sustainable development. It aims to comprehend how these risks can affect sustainable development in the short, medium, and long-term, considering both organizational and collaborative perspectives (workers) (Bravi et al., 2020 ).
In this sense, the main objective of this paper is to map and analyze the literature on the impacts of integrating ESG criteria on corporate sustainability performance through different points of view. To achieve the proposed objective, the investigation addressed the following research questions:
What are the main features of the literature on ESG criteria?
What are the main methodological approaches used to study ESG criteria impact on corporate sustainability?
What are the main impacts of integrating ESG criteria on corporate sustainability performance observed in the literature?
This paper is divided into six sections, including this introduction (section 1). Section “Theoretical backgrounds: Environmental, Social, and Governance (ESG) criteria” refers to the theoretical foundation on the ESG criteria and the construction of the research hypotheses. Subsequently, in section “Methodological procedures”, the methodological procedures of the research are discussed. In section “Results”, the results are developed. Then, in section “Discussion”, a discussion is carried out. And, finally, in section “Conclusion”, the research conclusions are highlighted.
Theoretical backgrounds: Environmental, Social, and Governance (ESG) criteria
The ESG criteria are about the set of organizational practices that considers in its context environmental, social, and governance factors, with a view to achieving long-term sustainability (Sultana et al., 2018 ). The proportionality of these three aspects in business management has the purpose of analyzing the operations in a holistic way, not limited merely to the economic and financial aspects (Cek and Eyupoglu, 2020 ). In this sense, the economic, transparency and ethical precepts are articulated, seeking to ensure the competitiveness and the perdurability of a company. (Oncioiu et al., 2020 ).
The environmental dimension involves assessing the corporation’s carbon footprint, natural resource usage (energy consumption and efficiency), recycling policies, waste management, and efforts to minimize environmental impacts (Rajesh, 2020 ). The social dimension encompasses the company’s relationships with employees, suppliers, partners, clients, and communities. It includes promoting diversity, non-discrimination, gender pay equality, equal opportunities, employee education, and community protection (Li and Wu, 2020 ). The governance dimension focuses on leadership, internal controls, executive compensation, audits, shareholder rights, anti-corruption policies, and transparency and accountability practices (Cek and Eyupoglu, 2020 ).
ESG criteria, also known as sustainable or socially responsible investments, assist investors in assessing companies’ initiatives and commitment to environmental, social, and governance issues. These criteria can be applied internally or externally in a company’s management (Du Rietz, 2018 ).
That said, compliance with ESG policies and practices is increasingly important to investors, employees, and customers, shaping company perception and performance evaluation beyond financial measures (Beretta et al., 2019 ).
While ESG indicators may vary by region, market, and industry, there are emerging best practices in the corporate world (Khalid et al., 2021 ). Thus, an example of ESG practices can be observed through the Principles for Responsible Investment (PRI), created by initiative of investors in partnership with the United Nations Environment Program Finance Initiative (UNEP FI) and the UN Global Compact, with the aim of guiding the market in the pursuit of responsible development (Bauckloh et al., 2021 ; Naffa and Fain, 2020 ).
Therefore, one way to find out whether a particular organization is sustainable is to evaluate its performance by ESG indexes. However, these indexes have limitations as they may not capture the multidimensional aspects of ESG criteria comprehensively. Consequently, a broader focus on ESG criteria is needed, considering corporate sustainability performance.
Methodological procedures
There are distinct alternatives that can be appreciated in the deployment of a SLR, comprising a bibliometric approach, meta-analysis (Hunter et al., 1986 ) and content analysis approaches. (White and McCain, 1998 ). These three techniques were applied in the present study. The scope of this study provides qualitative and quantitative analysis of publications, in the synthesis and assimilation of the most explored academic research and authors with the support of citation analysis, as well as in the critical analysis of the sample of articles collected.
To address the research aims, which is to map and analyze the literature on the impacts on corporate sustainability performance provided by the integration of ESG criteria, this study relied on two procedures. The first procedure was a consistent and robust SLR materialized according to the Preferred Reporting Items for Systematic Reviews and Meta-analysis (PRISMA) methodology, which blends reference analysis, network analysis, and content analysis. The second method was a critical in-depth analysis of a specific sample of articles collected through the PRISMA structured procedure, which integrated and supported the initial technique, as already used in the sustainability literature (Bolis et al., 2014 ).
Primary procedure: PRISMA methodology
The PRISMA methodology is a directive that aims to provide scholars to improve the peculiarity of the externalization of research information, as well as to guide in the critical conjecture of a review of articles already published (Page et al., 2021 ).
Eligibility and ineligibility criteria
The documents eligible for the sample of this research were those published in the last 5 years (period from 2017 to March 2022); belonging to the study domain of environmental, social and governance areas (research area); considered exclusively as research articles (document type); disseminated only in scientific journals (journals ); written only in English language (language); and intrinsic to the topic of this research. The ineligible studies were those without a well-defined scientific structure, those without relevant data implicated in the theme of this research, those without access to the text ( in press ), and those that did not propose quantitative analysis (as this is a relevant point for future research).
Selection of the scientific databases
As a basis for this SLR and starting to answer the questions listed to achieve the objective of this study, the initial sample of articles followed systematic strategies that were adopted to consult the bibliometric databases until March 2022. Three scientific knowledge bases, Scopus , Web of Science ( WoS ), and Science Direct ( SD ) were used in to identify studies related to the ESG criteria.
The level of quality, the number of publications, the area of knowledge, and the set of metadata essential for the analysis of the references (including titles, abstracts, keywords, year of publication, number of citations, list of authors, countries, among others) were the criteria of choice for these 3 scientific databases. Scopus is one of the largest scientific knowledge bases of peer-reviewed literature (Morioka and de Carvalho, 2016 ). WoS can cover all indexed journals with an impact factor calculated in JCR ( Journal Citation Report ) (Carvalho et al., 2013 ). And SD combines reliable full-text publications in the scientific, technical and health fields (Direct, 2020 ). Another factor also considered was that all 3 databases provide metadata compatible with Mendeley reference analysis software (Carvalho et al., 2013 ).
Sampling procedure
The sampling procedure used to screen the articles was search by search terms, which were adapted for each defined bibliographic database. This was performed in March 2022. The keyword terms for the investigation were applied as follows: ("Environmental, Social, and Governance") AND (Impact* OR Effect* OR Performanc* OR Integrat*) AND (Sustainab*).
The initial searches are shown in Table 1 .
The first triage was applied as " Article title, Abstract, Keywords " in Scopus , as " Topic " in WoS and as " Title, abstract or author-specified keywords " in SD resulting in 5,760 collected documents ("Initial Sample"). Then, the primary parameter for refining the references was run as " Publication Years ", reducing the number of records by 1,152 documents. The secondary elimination criterion was applied as " Topic Area ", synthesizing the sample into 580 searches.
Continuing with the exclusion process, the third suppression factor was submitted as " Document Type ", summarizing the records into 486 studies. Subsequently, "Source Type" was used as the fourth parameter of reference reduction, reducing the records by 3 documents. Subsequently, the penultimate refinement requirement was performed as " Language ", subtracting 9 more references. Finally, the reading of the titles and abstracts of the articles was used as the sixth ground for the refinement of the sample as " Off Topic ", restricting to 3,172 documents that did not directly address the topic of this study. Thus, the quantity of rejected documents was 5,402 references, resulting in a sample of 358 research articles selected from the 3 scientific databases.
The references were then entered into Mendeley software to verify the intersections of studies between the databases. The triage identified 229 duplicate documents, which were excluded, reducing the sample to 129 articles. Subsequently, an isolated analysis of each of the 129 selected publications was performed to assess compatibility with the eligibility and ineligibility criteria focusing on the adequacy to the research premises and quality parameters related to the methodological peculiarity of the publications. This analysis resulted in an exclusion of 82 studies. The "Remaining Sample" became 47 research articles.
After rejecting studies that did not satisfy the "Initial Sample" pre-selection process, that were in duplicate, and that did not have the eligibility criteria, the snowball method was applied (Yin et al., 2020 ). The references were expanded to incorporate other studies that were cited in the 47 articles in the "Remaining Sample". The total number of records selected through the snowball technique was 2 studies ("Additional Sample"). The inclusion of the additional articles followed the same eligibility (except for the year of publication) and ineligibility criteria cited in section “Eligibility and ineligibility criteria”. Thus, the "Final Sample" for the conduct of this SLR was 49 research articles.
Reference analysis
Data tabulation and grouping strategies directed the stratification of information and a narrative synopsis. A spreadsheet ( Microsoft Excel 2021) and Mendeley software were used to manage the selected articles to transcribe predominant methodological minutiae of each research study comprising the assessment instrument used, the setting, participants, and substantive findings in terms of validity and credibility. The number of publications summarized by year and journal was the initial parameter of the reference analysis process. This resource made it possible to see how the records succeeded over the years and to discriminate the journals that repeatedly dealt with the theme of this research.
Network analysis
In this step, with the assistance of the VOSviewer software , the network analysis was performed, considering the compatibility of keywords and authors were analyzed through clustering diagrams. The first citation network developed was that of most relevant keywords. The second network developed was that of co-citations, which shows the degree of equivalence between the references presenting the articles mentioned together. The analysis of this network can help assimilate the intellectual character of a field and map the thematic similarities of scholars and the aspect of how groups of researchers relate to each other (Pilkington and Liston-Heyes, 1999 ).
Another analysis performed was on the methodological approaches applied among the studies. For this diagnosis, a deductive multivariate approach was applied based on the theoretical foundation and knowledge from the references. This analysis used insights extracted from the keywords and the analysis of important topics.
Content analysis
Each article included in the final sample was specifically cataloged using Mendeley software that comprised the metadata generated by scientific databases. For the content analysis, the articles were classified in order to consider the tools applied, the scope of application, the relevant industries, the research objectives, and the advantages and limitations of the process required to obtain the research results.
Secondary procedure: critical (interpretative) analysis
Critical analysis is a research skill outlined to contribute to the interpretation of complex issues to understand specific conjunctures (Gil-Guirado et al., 2021 ). Critical analysis involves multiple iterative cycles of interpreting and perceiving the content of parts of the phenomena of interest, and this assimilation of the parts entails a better understanding of the contexts as a whole (Valor et al., 2018 ).
To deepen the assimilation of the contexts, each researcher involved forms an understanding of their perspective in continuous cycles until a "cognitive fusion" is achieved resulting in a better conception of the phenomena. This approach does not aim to construct a theory, but rather to infer a better understanding of the contexts (Bolis et al., 2014 ). Thus, to complement the answers to the questions of this research, critical analysis was applied, which involved dialectical reasoning cycles to identify the understanding (systematization of applicable processes to determine the meaning and scope of methodologies) of researchers on the impacts of integrating ESG criteria on corporate sustainability performance with the aim of finding the "cognitive fusion".
The initial cycle demanded a series of reviews, syntheses, and interpretations of the sample of articles collected in the structured procedure (PRISMA). In the next cycle, the collaborative critical process was adhered to, resulting in the refinement of the main methodological characteristics fragmented by each ESG criterion. Later, in the final interpretive cycle, the procedures of the first two cycles were analyzed, which provided additional perspectives and insights that complemented the previous interpretations.
Risk of bias
To assess the methodological quality of the included articles, the Prediction Study Trend Risk Assessment Tool (PROBAST) was used. (Wolff et al., 2019 ). This tool includes 20 questions divided into four domains (participants, predictors, outcome, and analysis). The risk of bias for each domain was rated as low risk, high risk, or very unclear to judgment (Wolff et al., 2019 ). Two researchers of the present study independently assessed the risk of bias of the included articles and performed an evaluation by qualitative analysis. Disagreements were resolved by consensus with a third reviewer.
The document collection strategy yielded 129 records, and after screening titles and abstracts and applying eligibility and ineligibility criteria, 49 articles were selected for this systematic literature review (SLR). Please refer to Fig. 1 for the SLR flow diagram.
Source: Adapted from Page et al. ( 2021 ).
Consistent with Nishitani et al.’s ( 2021 ) assertion, Fig. 2 demonstrates the contemporary nature of discussions on ESG criteria and corporate sustainability, indicating their recent consolidation. In this specific context, the eligibility and ineligibility criteria of the articles were disregarded, and only a keyword search for "Environmental, Social, and Governance" was conducted across three databases. This was solely done to quantify the research related to the theme.
Source: Scopus , WoS , and SD .
It is evident that there has been an increasing number of studies focused on ESG criteria over the years, with a peak of 649 research articles in 2021 (an average of 54 articles per month). This trend aligns with the growing interest of organizations in implementing ESG criteria (Qureshi et al., 2021 ).
Literature overview
Starting to answer the first research question ( What are the main characteristics of the literature on ESG criteria? ), an overview of the literature was conducted based on descriptive statistics of the sample of 49 selected articles. Table 2 presents the most influential studies. It lists the publications with 20 or more citations in the Scopus database.
The study that stood out the most was that of Xie et al. ( 2019 ), which investigates whether environmental, social, and governance activities improve corporate financial performance, with 115 citations over 3 years, an average of 38 citations/year; followed by the respective research of Garcia et al. ( 2017 ), which highlights the sensitive emerging market sectors in relation to improved ESG performance, published in the year 2017 and has 104 citations; and by Qureshi et al. ( 2020 ), which analyzes the moderating role of the impact of sustainability disclosure and board diversity on firm value, with 41 citations in 2 year, both averaging approximately 21 citations per year.
The articles of the core sample were designated from the network analysis of keywords, a quantitative technique practiced to identify the repercussion and expressiveness of an author or an article (Garfield and Morman, 1981 ). Nevertheless, this methodology should also take into account the relevance of the journal, besides computing the average annual citation (Carvalho et al., 2013 ), as shown in Table 2 .
That said, Fig. 3 shows, through the network analysis of the VOSviewer software , the relationship between the keywords and the articles in the designated sample, with recurrences of at least 2 times (this implies that terms that appear only once were not displayed). Other points to be observed are that the more consistent (full-bodied) the meshes the stronger the connections and the larger the points (nodes) of connections the more relevance they have.
Source: Scopus, WoS , and SD .
Network analysis enables a better explanation of the consonance between the terms discovered, as well as simplifying the differentiation between the groupings literally associated with its operating principles.
There were 4 sets of keywords identified. Of the 4 sets of the keyword network analysis, 3 contain the term " ESG " and its variations. In the case of the terms " sustainability and performance ", all 4 clusters register their presence. This demonstrates that the search terms adopted were assertive, since it can be seen that they adhere to the proposed theme.
The research by Zhang et al. ( 2020 ), which discusses how ESG initiatives affect innovation performance for corporate sustainability; and the research of Xu et al. ( 2021 ), which examines the impacts of research and development (R&D) investment and ESG performance on green innovation performance; ratify the cited adherence.
Research topics: the main methodologies
The predominant impacts addressed in the sample of 49 scientific studies collected, classified by level of analysis and methodological interpellation, are evidenced in Table 3 , which already awakens the dissolution to the second research question ( What are the main methodological approaches used to study ESG criteria impact on corporate sustainability? ).
A content analysis of the full texts of the articles selected for this SLR was performed and it was found that approximately 87.75% of the studies (43 references) were conducted using information from companies through databases. Analyzes were quantitative, 46 studies, approximately 93.87%, applied regression analysis. Of these, 6 investigations, approximately 13.04%, implemented structural equation modeling. These results, corroborate the conjuncture that there is no evidence in the literature regarding research allusive to a mapping and quantitative analysis of the impacts of the integration of ESG criteria on corporate sustainability performance, from an employee’s perspective.
By Fig. 4 , it can be distinguished that the organizations’ commitment does not focus exclusively on financial performance (12 studies), but also prioritizes corporate sustainability (12 studies).
Financial performance and corporate sustainability were investigated in approximately 49% of the research (24 records), proving corporate concern for both sustainable development and economic performance. Landi et al. ( 2022 ), highlight this awareness in their investigation of the incorporation of sustainability into risk management and the impacts on financial performance. Taken together, these practices have the potential to minimize cost and risk, enhance the company’s reputation and legitimacy, intensify innovation, and solidify growth paths and trajectories, all of which are vitally important to stakeholder value creation. (Ting et al., 2020 ).
The corporate sustainability performance disclosed through the ESG criteria was investigated in an attempt to demonstrate the quality of an organization, because through environmental, social, and governance analysis, it is possible to determine how the company positions itself in relation to society and the planet, in addition to offering more transparency to the investor (Mohammad and Wasiuzzaman, 2021 ).
Figure 5 displays a broad view of the amount of research performed around the world according to the sample of articles selected for this SLR.
It can be seen that Europe stands out in the evolution of ESG criteria with approximately 32.65% of research, with the highest visibility for Italy and Spain. The research by Conca et al. ( 2021 ), on the impacts of ESG reports in European agri-food companies; and (Baraibar-Diez and Odriozola, 2019 ), related to the effects of ESG parameters on the social responsibility committees of European corporations, highlight the aforementioned evolutionary prominence.
Figure 6 displays the most often consulted databases to collect information about the ESG criteria of the listed companies for their corporate sustainability performance.
Source: Table 3 .
Thomson Reuters and Bloomberg databases stand out because they are providers of reliable answers that help organizations make confident decisions and better manage business (Alsayegh et al., 2020 ). This reinforces the fact that most studies use publicly available data to measure ESG, whether than collect the ESG criteria for the companies under investigation.
Critical analysis
Critical analysis is a method of study for understanding difficult and complex situations, especially when interpretations of the same articulation are possible and competing. It is a form of text analysis and has been handled to discover their original meanings and how they are interpreted (Shephard et al., 2019 ).
Thus, complementing the results of the primary approach (PRISMA method), a critical analysis was implemented based on the selection of 49 articles considered for discussion. The aim was to answer the third question of this research ( What are the main impacts of integrating ESG criteria on corporate sustainability performance observed in the literature? ). Table 4 shows the main perceptions of the fragmented research according to each of the ESG criteria.
The cycles of the critical analysis involved a series of reviews, syntheses, and interpretations of ESG criteria affecting corporate sustainability performance identified in the 49 selected articles corroborating the structured process of this SLR. The results are shown in Tables 3 and 4 , which summarize the focus of the research, the methodologies applied, and the main gaps, contributions, and limitations of the studies.
In this SLR, the need for future empirical studies was also identified. There are still several research questions that need to be answered in depth. Some propositions for future investigations and possible research questions are outlined in Table 5 .
Analyzing the risk of bias in scientific research is of paramount importance as it can significantly impact the validity and reliability of research findings. It helps ensure that research outcomes accurately reflect reality and can be trusted by other researchers, policymakers, and the public (McGuinness and Higgins, 2021 ). Reproducibility is a fundamental principle of scientific research and transparently analyzing bias allows researchers to identify potential pitfalls and enhance the reproducibility of their work. Ethical considerations are also important as biased research can lead to harm, perpetuate discrimination, or favor specific individuals or groups unjustly (Marshall et al., 2015 ). Analyzing bias helps to improve the quality of evidence available for decision-making processes and ensures that the scientific literature remains reliable, allowing researchers to build upon a solid foundation of unbiased evidence. By carefully evaluating and addressing bias, researchers can enhance the quality and impact of their work (Reveiz et al., 2015 ; Wang et al., 2022 ).
In accordance with Table 6 (PROBAST diagnostics), most (93.9%) of the included research evidenced a minimal risk of bias and a low concern for applicability. The participants were the companies selected in each study; the predictors were the variables measured; the results were verified by the mathematical models; and the analysis, encompass the techniques used. The quality of the studies included in this study was rated from satisfactory to excellent.
Drawing upon rigorous research, this paper elucidates the prominent features that have appeared from the examination of ESG criteria. Table 2 and Fig. 3 show the repercussion, expressiveness and relevance of studies, authors, and journals.
The content analysis highlighted in Table 3 found that the literature on ESG criteria were carried out with information from companies through databases and applied regression analysis. These findings support the idea that there is no evidence in the study literature that maps or quantifies the effects of incorporating ESG criteria on corporate sustainability performance from the viewpoint of employees.
Ouni et al. ( 2020 ), in their study on the mediating role of ESG strands in relation to executive board gender diversity and corporate financial performance, highlighted the need for future research that focuses not only on organizational understanding, but especially on the perception of women (workers) themselves, as board members, of their role and their contribution to financial performance, which strengthens the gap characterized in this SLR.
Researchers employ various methodologies to study ESG criteria, allowing for nuanced insights and robust analysis (see Table 3 ). Quantitative studies utilize large-scale data sets, statistical models, and financial indicators to explore the relationship between ESG criteria and financial performance, risk management, and firm valuation (Alkaraan et al., 2022 ; Mavlutova et al., 2022 ). Qualitative research methods employ interviews, case studies, and content analysis to investigate the organizational processes, stakeholder perceptions, and contextual factors that influence ESG practices and outcomes (Petavratzi et al., 2022 ). Some studies adopt an integrated approach by combining quantitative and qualitative methods to gain a comprehensive understanding of the multifaceted nature of ESG criteria. These integrated approaches contribute to a holistic understanding of ESG-related phenomena (Aldowaish et al., 2022 ; Rehman et al., 2021 ).
Recognizing the strengths and limitations of methodologies, researchers have increasingly adopted mixed-methods approaches to investigate the impact of ESG criteria on corporate sustainability, integrating data collection and analysis processes to provide a comprehensive understanding of the research problem (Gebhardt et al., 2022 ). This approach allows researchers to triangulate findings, validate results, and gain a more nuanced perspective on the relationship between ESG criteria and corporate sustainability (Harasheh and Provasi, 2023 ). By leveraging the strengths of methodologies, research offers a more holistic and robust approach to studying complex phenomena.
The positive relationship of voluntary disclosure of corporate sustainability through the ESG criteria of organizations found in this study (see Table 4 ) provides evidence that the implementation of environmental and social strategies within an efficient system of corporate governance in the company strengthens the performance of corporate sustainability. The results also show that environmental performance and social performance are significantly positively related to sustainable economic performance, indicating that the corporation’s economic value and the creation of value for society are interdependent.
A similar fact was also found in the investigation of Zhang et al. ( 2020 ), on environmental, social and governance initiatives that affect innovative performance for corporate sustainability, which revealed that corporate governance initiatives play a moderating role in the relationship between environmental initiatives and performance innovation and the relationship between social initiatives and innovative performance.
Shaikh ( 2021 ), in his study on ESG practices and solid performance, explains the importance of voluntary reporting of non-financial indicators and a company’s responsibility towards stakeholders, reflected in the corporation’s accounting performance.
Integrating ESG criteria into business practices can have potential negative impacts, although specific effects may vary depending on context and implementation. As shown by the investigations of Wasiuzzaman et al. ( 2022 ), which verifies the extent to which culture can affect the relationship between ESG disclosure and company performance, evidencing the negative impact on the profitability of energy companies; and of Suttipun and Yordudom ( 2022 ), which analyzes the extent, level and trend of ESG disclosure in companies in Thailand, to test the different levels between high and low profile industries, which found a negative impact of governance disclosure on market reaction . Another example is the research of Yu et al. ( 2020 ), about Greenwashing in ESG disclosures, which identified organizations’ manipulations of ESG disclosures to increase market value.
While these concerns exist, effectively integrating ESG criteria can drive long-term value creation, risk management and stakeholder confidence. Implementing robust ESG practices requires careful consideration, transparency, and ongoing evaluation to mitigate potential negative impacts and ensure sustainable results.
The main objective of this article is to map and analyze the literature concerning the impacts of the integration of ESG criteria on corporate sustainability performance. To this end, an SLR was performed using the PRISMA methodology, with the intention of selecting the most relevant articles.
Figure 2 revealed an increase in the number of publications on ESG criteria. In 2017, there were only 97 published papers. Already in 2021, this number expanded to 649 manuscripts, an evolution of approximately 570%.
The references were systematically appraised using a hybrid approach that combined literature review methodologies, including structured and objective techniques such as bibliometric analysis, network analysis, and content analysis, to identify key highlights and gaps in the literature related to the theme of this investigation; as well as subjective text interpretation technique (critical analysis), to robust the structured analysis.
This study assisted in diagnosing the methodologies addressed and narrowing the gaps in the literature in four ways. Initially, the article presents a bibliometric analysis with a perspective on ESG criteria and sustainability performance based on the sampling of 49 research studies outlining the main papers and journals (according to Table 2 ). Subsequently, with the aid of network analysis the main keywords were highlighted (see Fig. 3 ).
Next, based on an in-depth content analysis, the article presents the main study highlights, the focus of the research, and the stratification of methods (Table 3 ). Finally, the critical analysis is juxtaposed to consolidate the initial structured analysis (Table 4 ).
Several authors have discussed the topic addressed by this SLR, such as Lokuwaduge and Heenetigala ( 2017 ), who made an interpellation of the integration of ESG precepts for an organizational sustainable development. Another reference is the paper by Bouslah et al. ( 2013 ), which analyzed the ESG dimensions and corporate risks.
But there is no evidence, to the knowledge of the authors of this paper, in the sample selected for this SLR, of research on a mapping and quantitative analysis of the impacts of integrating of ESG criteria on corporate sustainability performance as a result of workers’ perceptions. The study points out the lack of more confirmatory research approaches applying a multidimensional perspective of workers, as the interest remains in the economic-environmental perspective from the organizations’ point of view. It was also found that none of the studies listed made use of other types of diagnostic instruments diverging from the databases.
That said, the absence of such evidence highlights a gap in the literature that suggests the need for new study initiatives to fill it.
In addition to the opportunities for future studies proposed in Table 5 , future researches could explore the developing standardized metrics, common metrics that are relevant across different sectors and geographies; the relationship between ESG and financial performance, mechanisms behind this relationship, such as the impacts of ESG criteria on customer loyalty or employee satisfaction; the impacts of ESG criteria on non-financial stakeholders, such as employees, customers, and communities; the role of technology in ESG, such as artificial intelligence and blockchain in ESG reporting and decision-making; and on emerging ESG issues, such as the impact of climate change on supply chains or the ethical considerations of artificial intelligence.
Therefore, it would be important to establish standards and parameters that allow companies to understand and evaluate ESG criteria. In this sense, the International Organization for Standardization (ISO) could develop a global standardization on ESG that defines parameters, guidelines, and criteria with quality indicators, in line with the ISO 9001 standard already recognized worldwide.
This exploratory work highlights as a contribution the aspect of guiding corporations in understanding how the integration of ESG criteria can positively impact corporate sustainability performance, providing investment optimization and better business planning.
Furthermore, some important conclusions related to the ESG criteria can be obtained. It was observed that companies, regardless of nationality, follow the guidelines of ESG criteria integration and such procedure brings many benefits, such as: improving the organization’s image with stakeholders; increasing the corporation’s competitiveness; promoting corporate sustainability; improving the conjuncture in relation to gender diversity; improving intellectual opportunities; among others.
This research has limitations related to the use of keyword search engines and the filters of the selected databases. The keyword groups are asked to be elaborated in diverse ways, so the combinatorial analysis of the groupings may bring different answers. The filters of the scientific databases have disparate search characteristics, which may cause divergences in the answers. Another limitation was the critical analysis that may have generated an interpretation bias. Nevertheless, the PROBAST method and the systematic multi-method approach applied (bibliometric, network analysis, and content analysis) helped to mitigate this limitation.
Data availability
Data sharing is not applicable to this research as no data were generated or analyzed.
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Impact of the Sustainable Development Goals on the academic research agenda. A scientometric analysis
Roles Conceptualization, Investigation, Supervision, Validation, Writing – original draft, Writing – review & editing
Affiliation Research Institute on Policies for Social Transformation, Universidad Loyola Andalucía, Córdoba, Spain
Roles Conceptualization, Investigation, Methodology, Supervision, Validation, Writing – original draft, Writing – review & editing
Affiliation Public Policy Observatory, Universidad Autónoma de Chile, Santiago, Chile
* E-mail: [email protected]
Affiliation Department of Finance and Accounting, Universidad Loyola Andalucía, Córdoba, Spain
Roles Conceptualization, Investigation, Supervision, Writing – original draft, Writing – review & editing
Affiliation Social Matters Research Group, Universidad Loyola Andalucía, Córdoba, Spain
- Antonio Sianes,
- Alejandro Vega-Muñoz,
- Pilar Tirado-Valencia,
- Antonio Ariza-Montes
- Published: March 17, 2022
- https://doi.org/10.1371/journal.pone.0265409
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Today, global challenges such as poverty, inequality, and sustainability are at the core of the academic debate. This centrality has only increased since the transition from the Millennium Development Goals (MDGs) to the Sustainable Development Goals (SDGs), whose scope is to shift the world on to a path of resilience focused on promoting sustainable development. The main purpose of this paper is to develop a critical yet comprehensive scientometric analysis of the global academic production on the SDGs, from its approval in 2015 to 2020, conducted using Web of Science (WoS) database. Despite it being a relatively short period of time, scholars have published more than five thousand research papers in the matter, mainly in the fields of green and sustainable sciences. The attained results show how prolific authors and schools of knowledge are emerging, as key topics such as climate change, health and the burden diseases, or the global governance of these issues. However, deeper analyses also show how research gaps exist, persist and, in some cases, are widening. Greater understanding of this body of research is needed, to further strengthen evidence-based policies able to support the implementation of the 2030 Agenda and the achievement of the SDGs.
Citation: Sianes A, Vega-Muñoz A, Tirado-Valencia P, Ariza-Montes A (2022) Impact of the Sustainable Development Goals on the academic research agenda. A scientometric analysis. PLoS ONE 17(3): e0265409. https://doi.org/10.1371/journal.pone.0265409
Editor: Stefano Ghinoi, University of Greenwich, UNITED KINGDOM
Received: September 10, 2021; Accepted: March 1, 2022; Published: March 17, 2022
Copyright: © 2022 Sianes et al. This is an open access article distributed under the terms of the Creative Commons Attribution License , which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Data Availability: All relevant data are within the manuscript and its Supporting Information files.
Funding: The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.
Competing interests: The authors have declared that no competing interests exist.
1. Introduction
1.1. from the millennium agenda to the 2030 agenda and the sustainable development goals (sdgs).
To track the origins of the 2030 Agenda for Sustainable Development, we must recall the Millennium Agenda, which was the first global plan focused on fighting poverty and its more extreme consequences [ 1 ]. Approved in 2000, its guiding principle was that northern countries should contribute to the development of southern states via Official Development Assistance (ODA) flows. The commitment was to reach 0.7% of donors’ gross domestic product [ 2 ] to reduce poverty by half by 2015. The relative failure to reach this goal and the consolidation of a discourse of segregation between northern and southern countries [ 3 ] opened the door to strong criticism of the Millennium Agenda. Therefore, as 2015 approached, there were widespread calls for a profound reformulation of the system [ 4 ].
The world in 2015 was very different from that in the early 2000s. Globalization had reached every corner of the world, generating development convergence between countries but increasing inequalities within countries [ 5 , 6 ]. Increasing interest in the environmental crisis and other global challenges, such as the relocation of work and migration flows, consolidated a new approach to development and the need of a more encompassed agenda [ 7 ]. This new agenda was conceived after an integrating process that involved representatives from governments, cooperation agencies, nongovernmental organisations, global business, and academia. The willingness of the 2030 Agenda to ‘leave no one behind’ relies on this unprecedented global commitment by the international community [ 8 ].
As a result of this process, in 2015, the United Nations General Assembly formally adopted the document “Transforming our World: the 2030 Agenda for Sustainable Development” [ 9 ], later known as the 2030 Agenda. This new global agenda is an all-comprising strategy that seeks to inform and orient public policies and private interventions in an extensive range of fields, from climate change to smart cities and from labour markets to birth mortality, among many others.
The declared scope of the Agenda is to shift the world on to a path of resilience focused on promoting sustainable development. To do so, the 2030 Agenda operates under the guidance of five principles, formally known as the ‘5 Ps’: people, planet, prosperity, peace, and partnerships [ 10 ]. With these pivotal concepts in mind, the Agenda has established a total of 17 Sustainable Development Goals (SDGs) and 169 specific targets to be pursued in a 15-year period, which reflects the scale and profound ambition of this new Agenda.
The SDGs do not only address what rich countries should do for the poor but rather what all countries should do together for the global well-being of this and future generations [ 4 ]. Thus, the SDGs cover a much broader range of issues than their predecessors, the Millennium Development Goals [ 11 ], and are intended to be universal on the guidance towards a new paradigm of sustainable development that the international community has been demanding since the 1992 Earth Summit [ 7 , 12 , 13 ].
Despite this potential, some criticise their vagueness, weakness, and unambitious character. Fukuda-Parr [ 14 ], see weaknesses on the simplicity of the SDGs, which can lead to a very narrow conception that reduces the integral concept of development. The issue of measurement is also problematic; for some researchers, the quantification of objectives not only reduces their complexity, but leads to them being carried out without considering the interdependencies between the objectives [ 12 , 13 ]. Other authors have identified difficulties associated with specifying some of the less visible, intangible aspects of their qualitative nature such as inclusive development and green growth [ 14 , 15 ]. Finally, Stafford-Smith et al. [ 16 ] state that their successful implementation also requires paying greater attention to the links across sectors, across societal actors and between and among low-, medium-, and high-income countries.
Despite these criticisms, the SDGs have undoubtedly become the framework for what the Brundtland report defined as our common future. Unlike conventional development agendas that focus on a restricted set of dimensions, the SDGs provide a holistic and multidimensional view of development [ 17 ]. In this line, Le Blanc [ 12 ] concludes that the SDGs constitute a system with a global perspective; because they consider the synergies and trade-offs between the different issues involved in sustainable development, and favour comprehensive thinking and policies.
1.2. Towards a categorization of the SDGs
There is an underlying lack of unanimity in the interpretation of the SDGs, which has given rise to alternative approaches that allow categorizing the issues involved in their achievement without losing sight of the integral vision of sustainable development [ 15 , 18 – 23 ]. However, such categorization of the SDGs makes it possible to approach them in a more holistic and integrated way, focusing on the issues that underlie sustainable development and on trying to elucidate their connections.
Among the many systematization proposals, and following the contributions of Hajer et al. [ 19 ], four connected perspectives can strengthen the universal relevance of the SDGs: a) ‘planetary boundaries’ that emphasize the urgency of addressing environmental concerns and calling on governments to take responsibility for global public goods; b) ‘The safe and just operating space’ to highlight the interconnectedness of social and environmental issues and their consequences for the redistribution of wealth and human well-being; c) ‘The energetic society’ that avoids the plundering of energy resources; and d) ‘green competition’ to stimulate innovation and new business practices that limit the consumption of resources.
Planetary boundaries demand international policies that coordinate efforts to avoid overexploitation of the planet [ 24 ]. Issues such as land degradation, deforestation, biodiversity loss and natural resource overexploitation exacerbate poverty and deepen inequalities [ 21 , 25 – 27 ]. These problems are further compounded by the increasing impacts of climate change with clear ramifications for natural systems and societies around the globe [ 21 , 28 ].
A safe and just operating space implies social inclusivity that ensures equity principles for sharing opportunities for development [ 15 , 29 ]. Furthermore, it requires providing equitable access to effective and high-quality preventive and curative care that reduces global health inequalities [ 30 , 31 ] and promotes human well-being. Studies such as that of Kruk et al. [ 32 ] analyse the reforms needed in health systems to reduce mortality and the systemic changes necessary for high-quality care.
An energetic society demands global, regional and local production and consumption patterns as demands for energy and natural resources continue to increase, providing challenges and opportunities for poverty reduction, economic development, sustainability and social cohesion [ 21 ].
Finally, green competition establishes limits to the consumption of resources, engaging both consumers and companies [ 22 ] and redefining the relationship between firms and their suppliers in the supply chain [ 33 ]. These limits must also be introduced into life in cities, fostering a new urban agenda [ 34 , 35 ]. Poor access to opportunities and services offered by urban centres (a function of distance, transport infrastructure and spatial distribution) is a major barrier to improved livelihoods and overall development [ 36 ].
The diversification of development issues has opened the door to a wide range of new realities that must be studied under the guiding principles of the SDGs, which involve scholars from all disciplines. As Saric et al. [ 37 ] claimed, a shift in academic research is needed to contribute to the achievement of the 2030 Agenda. The identification of critical pathways to success based on sound research is needed to inform a whole new set of policies and interventions aimed at rendering the SDGs both possible and feasible [ 38 ].
1.3. The relevance and impact of the SDGs on academic research
In the barely five years since their approval, the SDGs have proven the ability to mobilize the scientific community and offer an opportunity for researchers to bring interdisciplinary knowledge to facilitate the successful implementation of the 2030 Agenda [ 21 ]. The holistic vision of development considered in the SDGs has impacted very diverse fields of knowledge, such as land degradation processes [ 25 , 26 ], health [ 39 ], energy [ 40 ] and tourism [ 41 ], as well as a priori further disciplines such as earth observation [ 42 ] and neurosurgery [ 43 ]. However, more importantly, the inevitable interdependencies, conflicts and linkages between the different SDGs have also emerged in the analyses, highlighting ideas such as the need for systemic thinking that considers the spatial and temporal connectivity of the SDGs, which calls for multidisciplinary knowledge. According to Le Blanc [ 12 ], the identification of the systemic links between the objectives can be a valuable undertaking for the scientific community in the coming years and sustainable development.
Following this line, several scientific studies have tried to model the relationships between the SDGs in an attempt to clarify the synergies between the objectives, demonstrating their holistic nature [ 12 , 17 , 20 , 44 , 45 ]. This knowledge of interdependencies can bring out difficulties and risks, or conversely the drivers, in the implementation of the SDGs, which will facilitate their achievement [ 22 ]. In addition, it will allow proposing more transformative strategies to implement the SDG agenda, since it favours an overall vision that is opposed to the false illusion that global problems can be approached in isolation [ 19 ].
The lack of prioritisation of the SDGs has been one of the issues raised regarding their weakness, which should also be addressed by academics. For example, Gupta and Vegelin [ 15 ] analyse the dangers of inclusive development prioritising economic issues, relegating social or ecological inclusivity to the background, or the relational aspects of inclusivity that guarantee the existence of laws, policies and global rules that favour equal opportunities. Holden et al. [ 46 ] suggest that this prioritisation should be established according to three moral criteria: the satisfaction of human needs, social equity and respect for environmental limits. These principles must be based on ethical values that, according to Burford et al. [ 47 ], constitute the missing pillar of sustainability. In this way, the ethical imperatives of the SDGs and the values implicit in the discourses on sustainable development open up new possibilities for transdisciplinary research in the social sciences [ 46 , 47 ].
Research on SDG indicators has also been relevant in the academic world, as they offer an opportunity to replace conventional progress metrics such as gross domestic product (GDP) with other metrics more consistent with the current paradigm of development and social welfare that takes into account such aspects as gender equality, urban resilience and governance [ 20 , 48 ].
The study of the role of certain development agents, including companies, universities or supranational organisations, also opens up new areas of investigation for researchers. Some studies have shown the enthusiastic acceptance of the SDGs by companies [ 22 , 49 ]. For Bebbington and Unerman [ 50 ], the study of the role of organisations in achieving the SDGs should be centred around three issues: challenging definitions of entity boundaries to understand their full impacts, introducing new conceptual frameworks for analysis of the context within which organisations operate and re-examining the conceptual basis of justice, responsibility and accountability. On the other hand, the academic community has recognized that knowledge and education are two basic pillars for the transition towards sustainable development, so it may also be relevant to study the responsibility of higher education in achieving the SDGs [ 47 , 50 ]. Institutional sustainability and governance processes are issues that should be addressed in greater depth through research [ 47 ].
Finally, some authors have highlighted the role of information technologies (ICT) in achieving the SDGs [ 23 ] and their role in addressing inequality or vulnerability to processes such as financial exclusion [ 51 ], which opens up new avenues for research.
Despite this huge impact of the SDGs on academic research, to the best of our knowledge, an overall analysis of such an impact to understand its profoundness and capillarity is missing in the literature. To date, reviews have focused on the implementation of specific SDGs [ 52 – 61 ], on specific topics and collectives [ 62 – 70 ], on traditional fields of knowledge, now reconsidered in light of the SDGs [ 71 – 73 ] and on contributions from specific regions or countries [ 74 , 75 ]. By relying on scientometric techniques and data mining analyses, this paper collects and analyses the more than 5,000 papers published on the SDGs to pursue this challenging goal and fill this knowledge gap.
This article aims to provide a critical review of the scientific research on SDGs, a concept that has emerged based on multiple streams of thinking and has begun to be consolidated as of 2015. As such, global references on this topic are identified and highlighted to manage pre-existing knowledge to understand relationships among researchers and with SDG dimensions to enhance the presently dispersed understanding of this subject and its areas of further development. A scientometric meta-analysis of publications on SDGs is conducted to achieve this objective. Mainstream journals from the Web of Science (WoS) are used to identify current topics, the most involved journals, the most prolific authors, and the thematic areas around which the current academic SDG debate revolves.
Once Section 1 has revised on the related literature to accomplish the main objective, Section 2 presents the research methodology. Section 3 presents the main results obtained, and Section 4 critically discusses these results. The conclusion and the main limitations of the study are presented in Section 5.
2. Materials and methods
In methodological terms, this research applies scientometrics as a meta-analytical means to study the evolution of documented scientific knowledge on the Sustainable Development Goals [ 76 – 81 ], taking as a secondary source of information academic contributions (i.e. articles, reviews, editorials, etc.) indexed in the Web of Science (WoS). To ensure that only peer-reviewed contributions authored by individual researchers are retrieved and that such publications have a worldwide prestige assessment, all of them should be published on journals indexed in the Journal Citation Report (JCR), either as part of the Sciences Citation Index Expanded or the Social Sciences Citation Index [ 82 – 84 ].
Following the recommendations of previous studies [ 85 ], it was decided to apply the next search vector from 2015 to 2020 to achieve the research objectives TS = (Sustainable NEAR/0 Development NEAR/0 Goals), which allows the extraction of data with 67 fields for each article registered in WoS.
As the first step, to give meaning to subsequent analyses, we tested the presence of exponential growth in the production of documented knowledge that allows a continuous renewal of knowledge [ 76 , 86 ].
As a second action, given the recent nature of the subject studied, it is of interest to map the playing field [ 87 ] using VOSviewer software version 1.6.16 [ 88 ], to know which topics are most addressed in the matter of SDGs. This analysis seeks an approach, both through the concentration of Keyword Plus® [ 89 ] and by analysing the references used as input in the production of knowledge, which can be treated as cocitations, coupling-citations and cross-citations [ 90 ], using the h-index, in citation terms, as discriminant criteria in the selection of articles [ 91 – 93 ]. This methodology will allow us to establish production, impact and relationship metrics [ 80 , 85 , 87 , 94 , 95 ].
Finally, it is of interest to explore the possible concentrations that may arise. Using Lotka’s Law, we estimated the possible prolific authors and their areas of work in SDGs, and using Bradford’s Law, we conducted a search of a possible adjustment to a geometric series of the concentration zones of journals and therefore a potential nucleus where a profuse discussion on SDGs is taking place [ 96 – 100 ].
3.1. Configuration of the academic production on SDGs
The results present a total of 5,281 articles for a period of six years (2015–2020) in 1,135 journals, with over 60% of these documents published in the last two years. The total of articles is distributed among authors affiliated with 7,418 organisations from 181 countries/regions, giving thematic coverage to 183 categories of the Journal Citation Report-Web of Science (JCR-WoS). Table 1 shows the distribution among the top ten JCR-WoS categories, highlighting the prevalence of journals indexed in green and environmental sciences and, thus, in the Science Index-Expanded.
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https://doi.org/10.1371/journal.pone.0265409.t001
3.2. Existence of research critical mass
Fig 1 shows the regression model for the period 2015–2020, the last year with complete records consolidated in the Web of Science. The results obtained show significant growth in the number of studies on SDGs, with an R 2 adjustment greater than 96%. The exponential nature of the model shows that a ‘critical mass’ is consolidating around the research on this topic, as proposed by the Law of Exponential Growth of Science over Time [ 76 ], which in some way gives meaning to this research and to obtaining derived results.
https://doi.org/10.1371/journal.pone.0265409.g001
3.3. Establishment of concentrations
In accordance with Lotka’s Law, 22,336 authors were identified of the 5,281 articles under study. From this author set, 136 (≈sqrt (22,336)) are considered prolific authors with a contribution to nine or more works. However, a second restriction, even more demanding, is to identify those prolific authors who are also prolific in contemporary terms. Although SDG studies are recent, the growth production rates are extremely high. As previously shown, for the period 2015–2020, 64% of the publications are concentrated between 2019–2020. Based on this second restriction, for 3,400 articles of the 5,281 articles published in 2019 and 2020, and a total of 15,120 authors, only eight prolific authors manage to sustain a publication number that equals or exceeds nine articles. These authors are listed and characterized in Table 2 .
https://doi.org/10.1371/journal.pone.0265409.t002
The analysis shown in Table 2 highlights the University of Washington’s participation in health issues with Murray and Hay (coauthors of eight articles in the period 2019–2020), who are also important in the area of health for the prolific authors Yaya and Bhutta. The environmental SDGs mark a strong presence with Abhilash, Leal-Filho and Kalin. The affiliation of Abhilsash (Banaras Hindu University) is novel, as it is not part of the classic world core in knowledge production that is largely concentrated in the United States and Europe. It is worth noting that other prolific authors belong to nonmainstream knowledge production world areas, such as Russia or Pakistan. Professor Alola also deserves mention; not only is he the only contemporary prolific author producing in the area of economics, but he is also producing knowledge in Turkey.
In the same way, at the journal level, the potential establishment of concentration areas and determination of a deep discussion nucleus are analysed using Bradford’s law.
With a percentage error of 0.6%, between the total journal number and the total journal number estimated by the Bradford series, the database shows a core of 18 journals (2%) where one in three articles published are concentrated (see Table 3 ).
https://doi.org/10.1371/journal.pone.0265409.t003
Regarding the number of contributions by journal, Sustainability has the largest number of studies on SDGs, in which 689 (13%) of the 5,281 articles studied are concentrated. The Journal of Cleaner Production, indexed to WoS categories related to Environmental SDGs, is the second most prominent journal, with 2.7% participation of the articles (147). Both journals are followed by the multidisciplinary journal Plos One, with 2.2% of the total dataset. In terms of impact factor, the 60 points of the health journal The Lancet are superlative in the whole, which in the other cases ranges between 2.000 and 7.246. As shown in Table 4 , we have developed a “Prominence ranking” by weighting article production by impact factor. This metric shows The Lancet, with only 40 articles on SDGs, as the most relevant journal, followed by Sustainability, which becomes relevant due to the high number of publications (689) despite an impact factor of 2.576. These journals are followed by the Journal of Cleaner Production with 147 articles and an impact factor of 7.246.
https://doi.org/10.1371/journal.pone.0265409.t004
3.4. Thematic coverage
Concerning the thematic coverage, Fig 2A and 2B show a diversity of 7,003 Keyword Plus® (KWP), consistently connected to a total of 7,141 KWP assigned by Clarivate as metadata to the set of 5,281 articles studied, which presents a strong concentration in a small number of terms (red colour in the heat map generated with VOSviewer version 1.6.16).
a) Keywords Plus® heatmap and b) heat map zoom to highlight the highest concentration words, data source WoS, 2020.
https://doi.org/10.1371/journal.pone.0265409.g002
Based on this result, a concentration sphere with 85 KWP (= sqrt (7,141)) is established according to Zipf’s Law, which is presented in 50 or more articles out of the total of 5,281. Moreover, a central concentration sphere of 9 KWPs (= sqrt (85)) can be found, with keywords present in a range of 178 to 346 articles out of a total of 5,281. These nine pivotal keywords are all connected in terms of co-occurrence (associated by Clarivate two or more to the same article) and within papers with an average number of citations in WoS that vary from 9.27 to 16.69, as shown in Table 5 . The nine most prominent key words in relation to the study of the SDGs are health, climate change, management, impact, challenges, governance, systems, policy and framework. These terms already suggest some of the themes around which the debate and research in this area revolves.
https://doi.org/10.1371/journal.pone.0265409.t005
The prominence of these keywords is obtained by combining the level of occurrence and average citations (see Table 5 ): on the one hand, the occurrence or number of articles with which the KWP is associated (e.g., Management, 346) and, on the other hand, the average citations presented by the articles associated with these words (e.g., Framework. 9.27). The final score (prominence) mixes both concepts, given the product of the occurrences and the average citations of each KWP in proportion to the mean values (e.g., (330 * 16.69)/(246 * 11.96) = 1.9).
3.5. Relations within the academic contributions
The coupling-citation analysis using VOSviewer identifies the 5,281 articles under study, of which only those found in the h-index as a whole have been considered (the h-index in the database is 81, as there are 81 articles cited 81 or more times). The bibliographic coupling analysis found consistent connections in only 73 of these articles, gathered in seven clusters. Such clusters and unconnected articles are represented in Fig 3 .
Data source WoS. 2020.
https://doi.org/10.1371/journal.pone.0265409.g003
In simple terms, discrimination belonging to one cluster or another depends on the total link number that an article has with the other 80 articles based on the use of the common references. Table 6 specifies the articles belonging to the same publication cluster in relation to Fig 3 .
https://doi.org/10.1371/journal.pone.0265409.t006
Bibliographic coupling analysis can also be used to link the seven clusters that use common references with the field document title (TI), publication name (SO), Keyword Plus-KWP (ID), and research areas (SC). This allows the identification of the main topics of each cluster. As shown in Table 7 , cluster 1 (red) concerns environmental and public affairs; cluster 2 (green), health; cluster 3 (blue), economics; cluster 4 (yellow), health–the burden of disease; cluster 5 (violet), economics–Kuznets curve; cluster 6 (light blue), energy; and cluster 7 (orange), soil—land.
https://doi.org/10.1371/journal.pone.0265409.t007
3.6. Outstanding contributions in the field
The cocitation analysis identified a total of 232,081 references cited by the 5,281 articles under study. It suggests taking as references to review those that present 44 or more occurrences in the database (232,081/5,281). This method results in 34 articles that have been used as main inputs for the scientific production under analysis, cited between 44 and 504 times. A result worth highlighting is that one in three of these documents corresponds to reports from international organisations, such as the United Nations (UN), United Nations Educational, Scientific and Cultural Organization (UNESCO), United Nations International Children’s Emergency Fund (UNICEF), United Nations Fund for Population Activities (UNFPA), World Bank Group (WB) or World Health Organization (WHO). However, it is also possible to identify 21 peer-reviewed scientific contributions. These papers are identified in detail in Table 8 .
https://doi.org/10.1371/journal.pone.0265409.t008
The cocitation analysis yields the degree of relationship of these 21 most cited research articles. It is how such references have been used simultaneously in the same article. Fig 4 displays this information (to help readers, it has also been included in Table 8 , centrality in 21 column).
https://doi.org/10.1371/journal.pone.0265409.g004
According to the relationship level in the most cited article’s selection, the graph ( Fig 3 ) has been clustered in three colours: cluster 1 in red colour groups the highest articles proportion (9) published between 2013 and 2017 in 7 journals. These journals present an impact factor (IF) quite heterogeneous, with values ranging from 2.576 (Sustainability) to 60.39 (Lancet) and indexed in one or more of the following WoS categories: Environmental Sciences (4 journals), Green & Sustainable Science & Technology (4), Environmental Studies (2), Development Studies (1), Medicine, General & Internal (1), Multidisciplinary Sciences (1) and Regional & Urban Planning (1). Three of these articles are cited 130–150 times in the 5,281-article dataset and, at the same time, show a connection centrality of 95–100% with the other 20 articles in the graph, implying a high level of cocitation. The other two clusters group six articles each. The articles of cluster 2 (green colour) are included in a widespread WoS category set: Environmental Sciences (3 journals), Geosciences, Multidisciplinary (2), Ecology (1), Economics (1), Energy & Fuels (1), Environmental Studies (1), Green & Sustainable Science & Technology (1), Materials Science, Multidisciplinary (1), Meteorology & Atmospheric Sciences (1) and Multidisciplinary Sciences (1). The research of Nilsson [ 101 ] was used as a reference in 176 of the 5,281 articles under study, showing a centrality of 100%. This great connection level is also featured in another less cited article [ 17 ] published in Earth’s Future. Finally, cluster 3 (blue) highlights six articles concentrated in three highly cited journals in the WoS categories: Medicine, General & Internal (Lancet) and Multidisciplinary Sciences (Nature and Science), whose IFs range from 41.9 to 60.4. In general, they are articles less connected (cocited) to the set of 21, with centralities of 30–90%. Two of these articles were referenced 140 times or more, although one was published in 2009. Thus, cluster 3 concentrates the references mainly in journals on environmental issues with scientific-technological orientation, as well as classic and high-impact WoS journals (The Lancet, Nature and Science). It is worth noting that some of these top journals may not be listed in Table 4 as they are not included in the Bradford’s nucleus, due to their comparatively low number of contributions published.
Finally, continuing with the thematic study, a cross-citation analysis was developed. Considering only the 81 articles that are part of the h-index of the total set of 5,821 articles under study, the citations that are presented among this elite article set are explored using VosViewer. The cross-citation analysis detects existing relationships between 37 of these 81 articles. Once the directionality of the citations has been analysed, a directed temporal graph is generated using Pajek 64 version 5.09, which is presented in Fig 5 .
https://doi.org/10.1371/journal.pone.0265409.g005
Fig 5 shows how these 37 highly cited articles are related to each other (the number after the name is the publication year), considering that some of these articles are cited as references in other articles in this set. The relationships between the articles in Fig 5 are complex and should be understood under a temporal sequence logic in the citation between two articles. However, some trends can be highlighted.
On the one hand, some contributions stand out for their centrality. Lim et al. [ 102 ] is connected with eight of the 37 articles (21.6%) on citing relationships, as is Fullman et al. [ 27 ], which relates to seven of the 37 articles (18.9%). Both authors researched health issues and are also coauthors of nine articles of the dataset under study. On the other hand, according to the SDG segmentation proposed, Hajer et al. [ 19 ] and Le Blanc [ 12 ] are recognized as seminal articles in social SDGs, since they contribute to the production of other subsequent articles in the set of 37. On the other hand, in health matters, seminal articles are Norheim et al. [ 103 ] and You et al. [ 104 ], two articles published in The Lancet whose citations also contribute to the production of the set introduced as Fig 5 .
4. Discussion
The main purpose of this paper was to develop a critical and comprehensive scientometric analysis of the global academic literature on the SDGs from 2015 to 2020, conducted using the WoS database. The attained results have made it possible to comprehend and communicate to the scientific community the current state of the debate on the SDGs, thus offering insights for future lines of research.
To achieve the objectives, the present study analysed a broad spectrum of 5,281 articles published in 1,135 WoS journals. A first aspect that is striking is the great diversity of topics addressed in these studies, which reflects the multidimensionality of the SDGs. Despite this, more than half of the articles are concentrated in two JCR-WoS categories (Environmental Sciences and Green Sustainable Science Technology), a percentage that exceeds 80% if the categories Environmental Studies and Public Environmental Occupational Health are added. Thus, on the one hand, the size of the body of literature and the broad spectrum of topics more than covers the four perspectives of analysis that are relevant in research on the SDGs, according to Hajer et al. [ 19 ]: planetary boundaries, the safe and just operating space, the energetic society and, last, green competition. However, on the other hand, results also highlight a strong focus on the environmental aspects of the SDGs, which undoubtedly concentrate the most contributions.
The Sustainable Development Goals constitute an area of research that has experienced exponential scientific growth, a tendency already suggested by previous studies [ 81 , 105 ], thus complying with the fundamental principles of Price’s law [ 76 ], which suggests the need for this exponential growth to manifest a continuous renewal of knowledge on the subject under study. The results of this study highlight a significant increase in the number of articles published in the last two years, given that six out of ten articles were published in 2019 or 2020. This tendency confirms how the SDGs continue to arouse great interest in the scientific community and that the debate on the interpretation of sustainable development is still open and very present in academia.
The variety of knowledge areas from which science can approach the SDGs demonstrates the different avenues that exist to address different research questions and their multidimensional nature, as anticipated by Pradhan et al. [ 17 ], a dispersion not far from the traditional fields of knowledge or the conventional dimensions of sustainability. Investigating the reasons for this dispersion in academic research on the SDGs may be a topic of great interest, as anticipated by Burford et al. [ 47 ] and Le Blanc [ 12 ], since understanding the phenomenon of development can only be achieved if the main challenges, both current and future, can be viewed holistically and comprehensively. Along these lines, Imaz and Eizagirre [ 106 ] state that the complexity of the study of the SDGs is undoubtedly marked by their aspiration for universality, by their broad scope encompassing the three basic pillars of sustainable development (economic development, environmental sustainability and social inclusion) and by their desire for integration, motivated by the complexity of the challenges and by the countless interlinkages and interdependencies.
This natural multidimensionality of the SDGs calls for strong cooperation and collaboration between researchers, universities, and countries. In this sense, the scientometric analysis provides good news, as more than a hundred prolific authors (defined as those authors who have published nine or more articles on this topic) have been identified, although these are reduced to eight in contemporary terms (2019 or 2020). This select group of eight authors who lead research and publishing on the SDGs (sometimes with dual or triple affiliations) produce knowledge for universities and research centres both in the global north and the global south: Canada, the U.S., the UK, Germany, Pakistan, Turkey, India, Benin, Russia and Cyprus. The protagonist role played by research institutes in countries in the north has already been acknowledged by previous studies [ 81 , 105 ]. However, the emergence of top scholars producing academic knowledge from developing countries is a more recent tendency, which underscores the pertinence of this analysis.
A closer look at the academic and research curricula of these authors leads to the conclusion that the study of the SDGs does not constitute a final field of research at present. These researchers come from very heterogeneous disciplines, so their approach to the SDGs is also multidisciplinary. To illustrate it with an example, the most cited article by Professor Abhilash of Banaras Hindu University (the most published contemporary prolific author along with Christopher Murray of the University of Washington), with 363 WoS citations in February 2021 alone, is on the use and application of pesticides in India.
In more concrete terms, following Wu et al.’s [ 23 ] classification as a frame of reference, the eight most prolific contemporary authors approach the SDG research problem from two main domains, one of an environmental nature (Abhilash, Leal-Filho, Alola and Kalin) and the other related to health (Murray, Yaya, Bhutta, and Hay). The most common journals where these authors publish on environmental issues are the Journal of Cleaner Production, Higher Education, Water and Science of the Total Environment. Health researchers, on the other hand, tend to publish mainly in the journals of the BMC group, The Lancet and Nature.
This wide diversity of academic fora can be clarified with the application of Bradford’s laws, which identified a core of 18 journals that bring together the debates and academic discussions about the SDGs. It is worth noting that the 18 journals that form the core are distributed in 16 different thematic areas or WoS categories: Development Studies; Ecology; Economics; Education & Educational Research; Engineering, Environmental; Environmental Sciences; Environmental Studies; Green & Sustainable Science & Technology; Hospitality, Leisure, Sport & Tourism; International Relations; Medicine, General & Internal; Multidisciplinary Sciences; Public, Environmental & Occupational Health; Regional & Urban Planning; and Water Resources. On the one hand, this wide dispersion in terms of areas of knowledge suggests that research on the SDGs can be studied from different approaches and disciplines, which opens up a wide range of possibilities for researchers from different branches of scientific knowledge, as well as an opportunity for multidisciplinary collaborations. On the other hand, this heterogeneity might also hinder the communication and dissemination of learning from one field to another. The cross-citation analysis provided in Fig 5 suggests this possibility, as seminal works are related to thematic disciplines more than to the seminal contributions identified in Table 8 .
In this sense, it is interesting to analyse the top-cited articles in the database, as they provide a clear picture of the field of knowledge. One-third of these contributions are provided by international institutions, such as the United Nations Development Program or the World Bank, which provide analyses of a normative nature. This prevalence reflects some weaknesses in the academic basis of the analysis of the SDGs as a whole from a scientific approach, an idea reinforced when the most cited papers are analysed. In fact, only six papers have reached more than 100 citations by contributions included in the database [ 4 , 12 , 24 , 29 , 101 , 107 ]. Not only were these papers largely published before the approval of the SDGs themselves, but half of them are editorial material, inviting contributions but are not evidence-based research papers. Highlighting the nature of the most cited contributions does not diminish their value but does speak to the normative approach that underlies the analysis of the SDGs when addressed not individually but as an overall field of research.
Regarding topics and themes of interest, the scientometric analysis carried out in this research identified a strong concentration around a small number of terms, as represented in a heat map ( Fig 2A and 2B ). All these topics constitute a potential source of inspiration for future research on the subject.
Through an analysis of the main keywords, it can be seen that the studies focused on the traditional areas of health and climate change. However, these keywords also provide new elements for discussion, as they uncover some other areas of study that have been highlighted by the literature. First, the appearance of the term Management as one of the main keywords reveals the importance that researchers give to the role of business in achieving the SDGs, as already suggested by Scheyvens et al. [ 49 ] and Spangenber [ 22 ]. Second, the need to address new governance processes and to seek global solutions, as suggested by authors such as Sachs [ 4 ], underscore the keywords Governance, Policy and Framework, all aspects deemed crucial for the achievement of the SDGs and the 2030 Agenda [ 108 ]. Finally, other keywords such as Impact, Challenges or Systems are a clear example of the complexity and interdependencies that exist in research on the SDGs, considered an essential aspect by Griggs et al. [ 13 ] or Le Blanc [ 12 ]. The attained results highlight some of the connections between different domains of sustainable development by identifying categories and themes that are highly related in the groupings that emerge from the bibliographic coupling analysis.
In general terms, the holistic vision of development embodied by the SDGs has drawn the attention of very different disciplines, fields and areas of scientific knowledge. However, seven major areas of research have emerged: environmental and public affairs, health, economics, health-burden of disease, economics-Kuznets curve, energy and soil-land. These areas are not far removed from the current paradigm of sustainable development, where poverty or inequality are problems that are not exclusive to developing countries [ 5 , 6 ]. Thus, emerging issues that mainly affect first world countries, including urban planning, the impact of activities such as hospitality, sport or tourism, or education for development, are starting to stand out with increasing intensity, which continues to open new avenues for future research.
In short, the results of the scientometric analysis have provided a systematized overview of the research conducted in relation to the SDGs since the approval of the 2030 Agenda. Among other things, the critical analysis has identified the main trends with respect to the number of publications, the most relevant journals, the most prolific authors, institutions and countries, and the collaborative networks between authors and the research areas at the epicentre of the debate on the SDGs. As Olawumi and Chan [ 105 ] already acknowledged, the power research networks applied to the study of the SDGs offer valuable insights and in-depth understandings not only of key scholars and institutions but also about the state of research fields, emerging trends and salient topics.
Consequently, the results of this work contribute to the systematic analysis of scientific research on the SDGs, which can be of great interest for decision-making at the governmental level (e.g., which research to fund and which not to fund), at the corporate level and at the level of research centres, both public and private. Furthermore, the scientometric analysis carried out may provide clues for academics regarding future lines of research and topics of interest where the debate on the SDGs is currently situated.
5. Conclusions, limitations and future research lines
As could not be otherwise, all research in the field of social sciences has a series of limitations that must be clearly and transparently explained. The two most relevant in this study are the following.
First, although the study of the SDGs is a recent object of research, the rate of publication is growing exponentially, such that scientific knowledge is renewed practically in its entirety every two years. The only articles that escape this scientometric obsolescence are those with a high number of citations (h-index). This circumstance generates a temporal limitation in terms of the conclusions obtained in the present investigation, conclusions that should be revised periodically until the growth of publications stabilizes by adopting a logistic form, as recommended by Sun and Lin [ 109 ].
Second, the articles used as the basis for this research were restricted to those published in the JCR-WoS. This decision was made for two main reasons. On the one hand, the limitation was to eliminate potential distortions that could occur as a result of the constant growth of journals that are incorporated annually into other databases, such as ESCI-WoS (Emerging Sources Citation Index). On the other hand, it is impossible to compare impact indices if integrating other databases such as Scopus.
We are aware of these limitations, which for developing a more selective analysis imply assuming the cost of less coverage in exchange.
Regarding future lines of research, the analysis highlights how the study of the SDGs is failing to balance their economic, social and sustainability components, as it still maintains an overall focus on environmental studies.
This suggests the urgency of increasing studies on social SDGs, key topics on the 2030 Agenda including equity (SDGs 4, 5 and 10), social development (SDGs 11 and 16) and governance (SDG 17). These topics are part of the public discourse and currently a source of social pressure in many latitudes, but they are still research areas that are necessary to deepen.
Economic sustainability studies are more present, but highly concentrated, in health economics, as previously acknowledged by Meschede [ 81 ]. Academic research on the SDGs against poverty (SDG 1) and hunger (SDG 2) has not achieved such a prominent place as health. Even less so, the economics of technological development (SDGs 8 and 9), which are recognized as crucial for economic development.
Finally, the environmental SDGs do not achieve a balance among themselves either. Academic research has prioritized action for climate (SDG 13) and industrial and human consumption, mainly water (SDG 6) and energy (SDG 7). New research should be developed in the area of land (SDG 15), life under the sea (SDG 14) and sustainable production (SDG 12).
Supporting information
S1 dataset..
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Econometric analysis of the sustainability and development of an alternative strategy to gross value added in kazakhstan’s agricultural sector.
1. Introduction
2. literature review, 3. materials and methods, 3.1. mathematical models for analysis of sustainability, 3.2. data, indicators, and models for gross value added depending on gross fixed capital formation transactions.
Year | (a) | (b) | (c) | (d) | (e) | (f) | Year | (a) | (b) | (c) | (d) | (e) | (f) |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1995 | 0.915 | 0.405 | 0.061 | 0.031 | −0.354 | 0.533 | 2007 | 4.751 | 2.102 | 0.315 | 0.541 | −0.440 | 4.946 |
1996 | 0.936 | 0.414 | 0.062 | 0.020 | 0.144 | 0.412 | 2008 | 6.050 | 2.676 | 0.401 | 0.704 | −0.096 | 4.344 |
1997 | 0.987 | 0.436 | 0.066 | 0.021 | 0.161 | 0.419 | 2009 | 5.276 | 2.334 | 0.350 | 1.820 | 0.047 | 4.100 |
1998 | 0.972 | 0.430 | 0.065 | 0.019 | 0.211 | 0.411 | 2010 | 6.651 | 2.943 | 0.441 | 1.100 | 0.216 | 4.569 |
1999 | 0.746 | 0.330 | 0.050 | 0.014 | −0.237 | 0.295 | 2011 | 9.577 | 3.750 | 0.562 | 2.608 | 1.003 | 5.297 |
2000 | 0.800 | 0.354 | 0.053 | 0.017 | 0.074 | 0.373 | 2012 | 8.831 | 4.007 | 0.626 | 1.113 | 0.287 | 5.633 |
2001 | 0.969 | 0.429 | 0.064 | 0.050 | 0.337 | 0.713 | 2013 | 10.300 | 5.703 | 0.671 | 1.437 | 0.417 | 8.460 |
2002 | 1.078 | 0.477 | 0.072 | 0.070 | 0.595 | 0.902 | 2014 | 9.251 | 5.512 | 0.704 | 0.618 | 0.475 | 8.648 |
2003 | 1.356 | 0.600 | 0.090 | 0.065 | −0.072 | 1.068 | 2015 | 8.438 | 4.792 | 0.642 | 1.433 | 0.839 | 7.418 |
2004 | 1.920 | 0.849 | 0.127 | 0.300 | −0.113 | 1.323 | 2016 | 6.057 | 3.651 | 0.480 | 1.036 | 0.241 | 5.136 |
2005 | 2.546 | 1.126 | 0.169 | 0.425 | −0.052 | 2.113 | 2017 | 7.113 | 4.261 | 0.569 | 0.417 | 4.678 | 6.481 |
2006 | 3.628 | 1.605 | 0.241 | 0.542 | −0.049 | 3.599 | 2018 | 7.562 | 4.517 | 0.685 | 2.616 | 0.749 | 6.271 |
4.1. Gross Value Added Transactions by Time Phases
4.2. gross value added transactions depending on the factor variables, 4.2.1. gross value added transactions depending on sum by upper limit, 4.2.2. gross value added transactions depending on the gross fixed capital formation, 4.3. productivity classification of gross value added transactions, 5. discussion, 6. conclusions, author contributions, data availability statement, acknowledgments, conflicts of interest.
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Click here to enlarge figure
Parameters | |
---|---|
0.2183 *** | |
(0.005) | |
Constant | –5.0150 *** |
(0.068) | |
Numb of obs. | 24 |
R-square | 0.9881 |
Year | (a) | (b) | (c) | (d) | Year | (a) | (b) | (c) | (d) |
---|---|---|---|---|---|---|---|---|---|
1995 | 0.276 | 0.915 | −0.639 | 2007 | 3.276 | 3.040 | 0.185 | 0.236 | |
1996 | 0.342 | 0.955 | 1.713 | −0.613 | 2008 | 3.929 | 3.866 | 0.209 | 0.063 |
1997 | 0.424 | 1.012 | 0.856 | −0.588 | 2009 | 4.675 | 4.451 | 0.192 | 0.224 |
1998 | 0.526 | 1.047 | 0.544 | −0.522 | 2010 | 5.510 | 5.224 | 0.186 | 0.286 |
1999 | 0.650 | 0.996 | 0.341 | −0.345 | 2011 | 6.421 | 6.433 | 0.203 | −0.012 |
2000 | 0.803 | 0.994 | 0.241 | −0.191 | 2012 | 7.387 | 7.408 | 0.195 | −0.021 |
2001 | 0.991 | 1.053 | 0.188 | −0.062 | 2013 | 8.372 | 8.553 | 0.192 | −0.181 |
2002 | 1.219 | 1.133 | 0.150 | 0.087 | 2014 | 9.328 | 9.449 | 0.177 | −0.120 |
2003 | 1.497 | 1.270 | 0.129 | 0.227 | 2015 | 10.200 | 10.168 | 0.159 | 0.033 |
2004 | 1.833 | 1.517 | 0.128 | 0.316 | 2016 | 10.927 | 10.488 | 0.136 | 0.438 |
2005 | 2.235 | 1.860 | 0.136 | 0.376 | 2017 | 11.449 | 10.976 | 0.125 | 0.473 |
2006 | 2.714 | 2.375 | 0.160 | 0.338 | 2018 | 11.723 | 11.528 | 0.119 | 0.195 |
(a) | (b) | (c) | (d) | (e) | (a) | (b) | (c) | (d) | (e) |
---|---|---|---|---|---|---|---|---|---|
0.014 | 0.255 | 0.746 | 0.491 | 1.371 | 3.203 | 3.672 | 0.190 | 0.469 | |
0.127 | 0.318 | 0.816 | 0.426 | 0.498 | 1.484 | 3.860 | 3.953 | 0.188 | 0.092 |
0.240 | 0.396 | 0.955 | 0.254 | 0.559 | 1.597 | 4.616 | 5.274 | 0.188 | 0.658 |
0.353 | 0.493 | 0.995 | 0.196 | 0.502 | 1.711 | 5.466 | 5.845 | 0.184 | 0.379 |
0.466 | 0.612 | 1.049 | 0.174 | 0.437 | 1.824 | 6.401 | 6.366 | 0.180 | −0.035 |
0.579 | 0.760 | 1.065 | 0.167 | 0.305 | 1.937 | 7.397 | 6.949 | 0.176 | −0.448 |
0.692 | 0.941 | 1.103 | 0.167 | 0.162 | 2.050 | 8.418 | 7.853 | 0.172 | −0.564 |
0.806 | 1.164 | 1.253 | 0.173 | 0.089 | 2.163 | 9.415 | 8.626 | 0.166 | −0.789 |
0.919 | 1.436 | 1.294 | 0.180 | −0.141 | 2.276 | 10.327 | 9.646 | 0.158 | −0.682 |
1.032 | 1.766 | 1.544 | 0.190 | −0.222 | 2.389 | 11.090 | 9.823 | 0.148 | −1.268 |
1.145 | 2.164 | 2.953 | 0.200 | 0.789 | 2.503 | 11.641 | 10.668 | 0.137 | −0.973 |
1.258 | 2.640 | 3.088 | 0.192 | 0.448 | 2.616 | 11.930 | 11.173 | 0.125 | −0.757 |
Parameters | |
---|---|
1.9656 *** | |
(0.061) | |
Constant | –5.0929 *** |
(0.093) | |
Numb of obs. | 24 |
R-square | 0.9795 |
Parameters | Parameters | ||
---|---|---|---|
−0.2321 ** | 0.2895 *** | ||
(0.112) | (0.083) | ||
0.8836 *** | −0.2408 *** | ||
(0.118) | (0.069) | ||
1.4610 *** | 1.0778 *** | ||
(0.173) | (0.107) | ||
2.0375 *** | −0.5597 *** | ||
(0.188) | (0.070) | ||
Constant | 0.8884 *** | Numb of obs. | 22 |
(0.094) | R-square | 0.9970 |
Parameters | Parameters | ||
---|---|---|---|
0.8690 ** | 0.8706 *** | ||
(0.072) | (0.319) | ||
Constant | −0.1962 | Numb of obs. | 23 |
(0.188) | R-square | 0.9920 |
Independent Variables | Slope Parameters | Classification of Growth |
---|---|---|
2.038 | Productive growth | |
1.461 | Productive growth | |
1.078 | Productive growth | |
0.884 | Moderate growth | |
0.290 | Moderate growth | |
−0.232 | Critical growth | |
−0.241 | Critical growth | |
−0.560 | Critical growth |
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Share and Cite
Tleubayev, A.; Kerimkhulle, S.; Tleuzhanova, M.; Uchkampirova, A.; Bulakbay, Z.; Mugauina, R.; Tazhibayeva, Z.; Adalbek, A.; Iskakov, Y.; Toleubay, D. Econometric Analysis of the Sustainability and Development of an Alternative Strategy to Gross Value Added in Kazakhstan’s Agricultural Sector. Econometrics 2024 , 12 , 29. https://doi.org/10.3390/econometrics12040029
Tleubayev A, Kerimkhulle S, Tleuzhanova M, Uchkampirova A, Bulakbay Z, Mugauina R, Tazhibayeva Z, Adalbek A, Iskakov Y, Toleubay D. Econometric Analysis of the Sustainability and Development of an Alternative Strategy to Gross Value Added in Kazakhstan’s Agricultural Sector. Econometrics . 2024; 12(4):29. https://doi.org/10.3390/econometrics12040029
Tleubayev, Azat, Seyit Kerimkhulle, Manatzhan Tleuzhanova, Aigul Uchkampirova, Zhanat Bulakbay, Raikhan Mugauina, Zhumagul Tazhibayeva, Alibek Adalbek, Yerassyl Iskakov, and Daniyar Toleubay. 2024. "Econometric Analysis of the Sustainability and Development of an Alternative Strategy to Gross Value Added in Kazakhstan’s Agricultural Sector" Econometrics 12, no. 4: 29. https://doi.org/10.3390/econometrics12040029
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A systematic literature review on corporate sustainability: contributions, barriers, innovations and future possibilities
Ualison rébula de oliveira, rodolfo pombo menezes, vicente aprigliano fernandes.
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Received 2022 Feb 2; Accepted 2023 Jan 7.
This article is made available via the PMC Open Access Subset for unrestricted research re-use and secondary analysis in any form or by any means with acknowledgement of the original source. These permissions are granted for the duration of the World Health Organization (WHO) declaration of COVID-19 as a global pandemic.
This paper aims to understand the current research scenario through published studies on corporate sustainability, emphasizing the environmental approach. Methodologically, this research develops a systematic literature review based on papers published in the Web of Science database in the last ten years. As a result, there was an upward evolution of research on the searched topic, with one hundred fifteen publications in the last three years compared to one hundred six documents published in the previous seven years. It is also observed that studies published at the beginning of the time frame between 2011 and 2020 were more concerned with the adoption of corporate sustainability, while the most recent research focuses on new approaches and methodologies for its implementation. And, with regard to its implementation, one of the main barriers is the incorrect perception of senior managers that the results from corporate sustainability must be more linked to the economic than to the environmental and social spheres. As relevant aspects, this study observed that new technologies, currently led by the 5th generation mobile network (5G) and Fourth Industrial Revolution (Industry 4.0), can contribute to the insertion of corporate sustainability in the industrial context. It also noted that, despite being recent, COVID-19 was considered by several researchers as an event to be considered in terms of corporate sustainability.
Keywords: Corporate sustainability, Social responsibility, Sustainable development, Social performance, Triple bottom line, Environment
Introduction
The term “sustainable” has been used since 1978 by the United Nations as a synonym for ecological development. However, with the popularization of other terms in this context, such as sustainability and sustainable development, there was a large number of definitions proposed for both (Johnston et al., 2007 ), reaching, for example, the number of 70 only for sustainable development (Lozano, 2008 ). Discussions continued with the dissemination of the term through the Brundtland Commission Report in 1985 and at the United Nations Conference on Environment and Development, which took place in Rio de Janeiro in 1992. In the business context, some variations and definitions were used, among them are the “triple bottom line” (TBL) theory, suggested by Elkington ( 1998 ), which consists of the balance in equal harmony between the social, environmental and economic aspects of the companies.
As noted above, adoption by a culture concerned with the macroenvironment is not new. Corporate Social Responsibility has addressed the issue for more than 50 years (Bowen, 1953 ). This way of thinking also has several definitions, but there is an understanding regarding the responsibilities that corporations apply in addition to what the legislation requires them to practice (McWilliams et al., 2006a ; 2006b ). Besides, there are several points in common between Corporate Social Responsibility and corporate sustainability (CS), however CS can be defined as the application of sustainable development at the micro-level, that is, at the corporate level, through a short-term concern related to the economic and environmental aspects and long-term regarding the social performance of the company (Steurer et al., 2005 ).
Throughout our research, we observed the existence of several literature reviews on corporate sustainability that sought (and were able) to organize the state of the art of the topic, consolidating the individual efforts of several researchers in a single document. However, we also identified some gaps, namely: (i) the methodological characteristics of the publications, broken down into context, application area and research methods used; (ii) the main research clusters on corporate sustainability, which took into account current aspects, such as COVID-19; (iii) the main contributions of corporate sustainability to organizations, segmented into improving the organization's performance and reputation, partnerships between the organization and stakeholders, improving the organization's environmental management and, finally, improving the organization's human resources; (iv) the main barriers that organizations must overcome in order to adopt corporate sustainability; (v) the main guidelines that organizations must follow to overcome barriers and, thus, be able to implement corporate sustainability, and; (vi) the main innovative approaches in corporate sustainability.
In view of so many aspects, the main objective of this research is to identify, analyze and organize information on corporate sustainability that will help us fill the gaps presented. Through a Systematic Literature Review (SLR), the intention is to analyze the evolution of CS within the scholar community in the last ten years, with particular attention on the contributions of the topic to organizations, the limitations and guidelines for the adoption of CS, besides the innovations implemented in the focused period analysis. With the proposed mapping of publications in the last ten years, it will also be possible to observe the main research clusters and recommendations of future research that have been completed, as well as the promising areas within this field of action and study.
The present research is relevant for at least three aspects: (i) corporate sustainability has become a matter of growing international concern (Zhang et al., 2020 ), being considered as a fundamental solution for the creation of a prosperous future (Ikram et al., 2020 ); (ii) eco-efficiency and society should be prioritized to improve corporate sustainability performance, with a focus on encouraging environmental innovation (Xia et al., 2020 )—our research addresses issues related to innovation in the area of corporate sustainability, including the COVID-19 pandemic as one of the research clusters to be considered; (iii) the progress of organizations towards sustainable development has been slow (Baumgartner & Rauter, 2017 ), indicating the need for more concrete guidelines that allow companies to achieve corporate sustainability—our research raises barriers that hinder the adoption of corporate sustainability and presents guidelines for the adoption of corporate sustainability by organizations. Several other justifications for carrying out this research could be included here, but we will end with the one we consider most relevant: filling each of the gaps pointed out in the previous paragraphs of this introduction.
Finally, it is observed that the theme of corporate sustainability can be approached from the social, environmental and economic perspectives; which, in turn, unfold into the most diverse categories, such as environment, management and business, ethics, finance, economics, engineering, among others. In this sense, due to the broadness of the theme, the research was delimited from the environmental perspective. More details on this delimitation can be found in Sect. 3 (materials and methods). Besides, in addition to this introduction, the present research is organized into five other sections, as follows: the next section will address a theoretical review on SC and the main findings in literature review works on this topic; Sect. 3 contemplates the research methodology; Sect. 4 addresses the SLR; Sect. 5 presents the agenda and directions for future research; Finally, Sect. 6 describes the conclusions of the study, followed by bibliographic references.
Review of corporate sustainability
CS can be defined as the adaptation of economic, environmental and social factors to the activities and mechanisms of corporate decision-making, together with principles of corporate governance and risk management applied to these issues (Vardari et al., 2020 ), seeking sustainable development while minimizing risk and increasing the value of a company, including shareholder value (Lee, 2019 ). It results from a complementary and connected relationship between the organizational capacities that affect its strategic dimension and the socio-environmental practices that contribute to its operational dimension (Mohammadi et al., 2018 ).
The application logic emphasizes the thinking of the TBL (Triple Bottom Line), which brings together people, planet and profit, within the scope of its business plan. The objective of CS is that a company can positively and simultaneously impact economic growth, social equity and human development, benefiting in terms of risk management and competitive advantage (Cho et al., 2018 ). It is an approach that creates long-term value through the integration of financial and non-financial indicators (Rustam et al., 2019 ).
For its implementation, it is of fundamental importance that organizations incorporate sustainability strategies in their business models, from changes in their governance, in the short term related to the economic and environmental aspects and, in the long term related to the social performance of the company, having focus on results that contribute to a continuous improvement (Ashrafi et al., 2018 ).
In addition to internal issues, CS is seen as paramount to comply with government regulations in the pursuit of economic benefits and improve the company's image, thus restricting external pressures from suppliers, customers, investors and NGOs (Ashrafi et al., 2018 ), being developed from economic development policies and government approaches, through the adoption of policies and regulations in support of sustainable development (Mishra et al., 2020 ).
It is possible to create social value by contributing to the development and well-being of society by carrying out and supporting social initiatives and projects for poverty alleviation, human and child development, equity and social and gender justice (Ray & Chaudhuri, 2018 ). In an analysis of the 20 main materials published in the area Vildasen et al. ( 2017 ) observed that 3 explicitly dealt with the economic-environmental context, 7 with the social-economic and 10 with the socio-environmental-economic context, confirming the link between the areas in the definition described above.
Corporate sustainability approach
Although corporate performance can be evaluated separately, from the social, environmental, economic and responsibility perspectives, it is interesting that Montiel ( 2008 ) and Bansal and Song ( 2017 ) observed a tendency to converge these elements into an integrated evaluation from the corporate sustainability approach. Also, it is noticed that academic research still diverges from the practice of firms in terms of corporate sustainability (Montiel & Delgado-Ceballos, 2014 ), possibly because of the complexity that corporate sustainability measurements have gained over time from the scholars' perspective. This can be evidenced, for example, in Wagner ( 2010 ), in which the author shows that innovation does not necessarily relate to corporate sustainability in the presented case study. However, it is important to highlight that as higher requirements are expected from clients and firms that operate at different geographical scales, the academic community is highlighting the need to improve corporate sustainability in theoretical, methodologic and operational terms, in order for companies to deliver more integrated results on corporate performance from a sustainable perspective (Baumgartner, 2014 ; Wagner, 2005 ), and therefore be aligned with the global 21st-century challenges in terms of corporate performance and sustainability.
Endiana et al. ( 2020 ) affirm that the accounting sector of a company can promote environmental conservation through environmental costs, and at the same time, improve performance when implementing a Corporate Sustainability Management System (CSMS). Mainly, Endiana et al. ( 2020 ) evidence that allocating appropriate environmental costs through CSMS can effectively improve the company's financial performance. Besides, it is believed that a proper application of CSMS, with the disclosure of environmental activities and costs (e.g., of a land, materials, energy, etc.), can enhance customer loyalty. From the employees’ perspective, Chang et al. ( 2020 ) analyzes the effect of green product psychological ownership on their behavior and performance. Specifically, Chang et al. ( 2020 ) evidence that it is important to establish a solid Green Shared Vision to avoid green confusion, related to the environmental characteristics of a company's products or services, and improve employees' economic performance. From a methodological concern Kafa et al. ( 2020 ) evidences the need for companies to build supply chain management processes that consider the adequate criteria to achieve corporate sustainability.
In a similar approach to Chang et al. ( 2020 ), Mazur and Walczyna ( 2020 ) indicate that it is relevant that the sustainable management of human resources (SMHR) is adequately implemented when the company has a solid view of its corporate sustainability perspective, with particular attention on meeting the firm´s needs without compromising the ability to meet future stakeholders´ needs. Also, Mazur and Walczyna ( 2020 ) indicate that the SMHR should support the company's sustainable development strategy, promote fair treatment and well-being of employees, support environmentally-friendly practices within the organization, and other functions.
From a broader perspective, Kantabutra and Punnakitikashem ( 2020 ) believe that a sum of practices, such as long-term orientation, gradual expansion, risk management, employee priority, innovation within others, leads to an improvement in corporate sustainability performance, because they will impact on the rational use of resources, better working conditions for employees, the longevity of the company and its operations.
Xia et al ( 2020 ) highlight practices that can improve the corporate sustainability performance of a company, in terms of socio-environmental, socio-economical, and eco-efficiency aspects. Specifically, these practices are related to encouraging environmental innovation, redesigning consumers' offer, raising support for institutions and policy measures, and organizing synergetic involvement among stakeholders. In this same direction, Crisóstomo et al. ( 2020 ) identify determinants for corporate sustainability performance. Within these determinants, there are: ownership concentration; companies from environmentally risky sectors; profitability; the firm's size; growth opportunities; and dept.
Considering the global concern that companies should align their corporate sustainability goals to international requirements, Zhang et al. ( 2020 ) propose using indicators from the global reporting initiative (GRI) for the corporate sustainability disclosure of firms. However, Zhang et al. ( 2020 ) assure that there are still challenges because firms in different countries may have a different understanding of corporate sustainability compared to international guidelines, such as those established in the GRI.
Also, Weber and Chowdury ( 2020 ) point out the relevance of evaluating corporate sustainability by separating indicators into four groups: social sustainability, environmental sustainability, green products; and services. With a more in-depth approach, Ikram et al. ( 2020 ) believe that more categories are needed in order to value specific aspects of the firms, such as social sustainability. In specific, Ikram et al. ( 2020 ) proposes nine categories: Corporate Governance; Product Responsibility; Transparency and Communication; Economic; Environmental; Social; Natural Environment and Climate Vulnerability; Energy Consumption; and Pandemic COVID-19 impact. The proposed diverse categories to evaluate corporate sustainability is aligned with the current needs of companies to achieve “real” sustainability, because the traditional triple bottom line of sustainability is not sufficient and may even lead to a business-as-usual perspective, as mentioned by Milne and Gray ( 2013 ).
In complement to this, it is relevant to issue how different perspectives on sustainability by managers can influence on decision-making, whether they are more radical or moderate. About this, Hahn et al. ( 2014 ) assure that the team setting of a company should be diverse in terms of views on problem–solution and sustainability issues. Authors affirm that if teams are dominated by business case-minded (more focused on economic objectives) or paradoxical types (with higher awareness on environmental and social issues), they may be less successful in achieving a significant corporate sustainability performace, while a mixed team may be better in these terms.
Interestingly, Baumgartner and Rauter ( 2017 ) argue that to achieve expected corporate sustainability standards, it is important to explore how management can contribute to creating value for businesses, society and nature. Mainly, the authors defend that performance could be improved through strategic management, specifically looking at its three dimensions: strategy process, strategy content, and strategy context. Thus, this may strengthen the relationship between strategic management and the sustainable development of a company.
Main findings in literature review papers on corporate sustainability
In terms of literature review papers on corporate sustainability, there are more than a dozen relevant articles, each with its own focus. Precisely for this reason, it is worth giving a brief description of some of them, as follows.
Goyal et al. ( 2013 ) developed a descriptive analysis of papers published between 1992 and 2011 on corporate sustainability performance. The data collected is from the following database: Emerald Full Text; EBSCOS; Elsevier’s Science Direct; JSTOR; Taylor & Francis; and Springer-Verlag. The search keywords used by Goyal et al. ( 2013 ) were “corporate sustainability performance”, “green”, “triple bottom line”, “environment performance”, and “CSR”. In total, 101 papers were selected for the quantitative descriptive analysis. In this literature review, the authors identify that there is a trend toward evaluating corporate sustainability from an integrated perspective, in which social, environmental and economic issues are jointly considered.
With a focus on integrating corporate sustainability and strategic management, Engert et al. ( 2016 ) reviewed 114 articles through descriptive and content analysis methods published until 2014. As key search terms, authors used: strategic; strategy; strategies; management; corporate sustainability; sustainability; environmental; green; eco; ecological; social; socially; ethical; responsible; and responsibility. The databases for this review were Scopus, Web of Science and Google Scholar. This review shows that there has been an increasing number of publications on the explored research field over the years, that more interdisciplinary work on corporate sustainability is appearing and that there is still a need for more empirical research.
From a conflictive perspective, Van der Byl and Slawinski ( 2015 ) undertake an extensive literature and content review to assess tensions of corporate sustainability regarding achieving a balance between economic, social, and environmental aspects. Authors selected 149 papers from 2003 to 2014 from top-tier management and strategy journals that focused on corporate sustainability and tensions related to four approaches: win–win; trade-off; integrative; and paradox. This review identified that while the win–win approach seeks to reconcile social or environmental issues with economic goals, the trade-off puts these issues into conflict. On the other hand, the integrative approach aims to achieve solutions that balance the dimensions of sustainability and the paradox approach seeks to understand the nature of tensions in regard to achieving corporate sustainability, besides looking into innovative and creative solutions.
Under the argument that there is not much application of theories of firm on corporate sustainability, Lozano ( 2015 ) review the most used theories and how they can contribute to corporate sustainability. Authors do not undertake a specific process to choose literature, and focus on what they believe is the adequate literature to be reviewed on this topic under an interpretative perspective. Results show that each theory is limited to addressing a particular dimension of corporate sustainability, however it is also argued that there could be a sustainability oriented theory of firm that could gather elements of each theory in order to be aligned with and contribute to corporate sustainability.
Diez-Cañamero et al. ( 2020 ) argue that there are no specific instruments that can support an alignment of companies to achieve similarly corporate sustainability. Therefore, the authors identify common indexes, ranking and ratings of corporate sustainability systems to organize a common proposition that could support corporate sustainability development on a larger scale. The documents reviewed in this study were articles and reports that specially applied corporate sustainability systems within 2010 and 2019. The authors did not specify particular keywords or database systems to search documents but focused on specific websites and reports. The authors conclude that the different approaches to measuring corporate sustainability cause a biased view of sustainability, leading to a diminished importance of sustainable development.
With a focus on corporate sustainability and organizational capabilities, da Cunha Bezerra et al. ( 2020 ) proposes a framework based on a systematic literature review under a descriptive approach. The papers reviewed by the authors were found in the web of science database, considering those that were published until February of 2019. The keywords used for the search are related to capabilities, sustainability social performance and social responsibility. Papers were filtered based on the literature review's focus, which led to the consideration of 88 articles. The results of da Cunha Bezerra et al. ( 2020 ) indicate that corporate sustainability is closely related to business strategy and the development of specific organizational capabilities.
Arguing that there is a gap between policy and implementation regarding corporate sustainability, Ahmed et al. ( 2021 ), through a systematic literature review, explores factors that make implementing corporate sustainability policies difficult. With this aim, Ahmed et al. ( 2021 ) selected 107 papers published between 1950 and 2020 in six major editorial groups: Wiley; Taylor and Francis; Emeral; Springer; Sage; and Elsevier. The keywords for the search were: policy; small and medium enterprise; sustainability; Corporate Social Responsibility; corporate sustainability; corporate ethics; corporate philanthropy; corporate citizenship; and corporate sustainability responsibility. Results of this review show that adequate policymaking on corporate sustainability is closely related to several business approaches such as the grassroots approach, environmental impact assessment, integrated sustainability assessment, evidence-based practice approach, and systematic approach.
Schaltegger et al. ( 2022 ) highlight the importance of understanding the role of management accounting on corporate sustainability. Within this context, the authors undertake a systematic literature review on sustainability management accounting, based on content analysis. In this review, the 62 papers selected were articles published until 2019 focusing on environmental, social and sustainability accounting found in five databases: EBSCO Host-Business Source Premier (BSP); JSTOR; ScienceDirect; Scopus and Web of Science. This study identifies that the literature shows a timid relationship between the micro-level of sustainable management accounting with a company’s meso and macro organizational levels, which means that there are still challenges with regard to extending sustainable management accounting beyond organizational barriers.
Based on the diverse existing challenges for companies to balance economic, social and environmental goals, Luo et al. ( 2020 ) conducted a systematic literature review on corporate sustainability paradox management. The 141 papers selected were published in high ranking journals dedicated to management and sustainability until December 2019. The authors undertaken a content analysis of the selected papers and concluded that environmental and cognitive factors create tensions to adopt sustainable solutions; proactive strategies are more present in studies related to corporate sustainability and result more effective in the short- and long-term sustainable goals of a company; and strategies to manage corporate sustainability paradoxes deals with complex business scenarios, on the multi-level and multi-stage approach.
From a human resources perspective, Kainzbauer et al. ( 2021 ) conducted a bibliometric analysis to understand how sustainable human resource management contributes to corporate sustainability. This review selected 807 Scopus-indexed papers from 1982 and 2021 on sustainability in human resource management. The review identified three research development areas: green human resource management; Corporate Social Responsibility; and sustainable human resource management. However, the authors highlight that recently, more importance has been given to environmental issues, leading to the need to generate more contributions to human and social aspects of sustainability.
Analyzing the findings of the research in this subsection, it is observed that they are complementary and have different focuses, despite all of them being methodologically guided by a literature review. In this perspective of complementarity, our work will address the following issues on corporate sustainability: (i) historical evolution over the years; (ii) methodological features; (iii) citation networks and research clusters; (iv) contributions to organizations; (v) Barriers to the adoption by organizations; (vi) guidelines for the adoption by organizations; (vii) innovations; (viii) agenda and future research directions. To this end, we will continue with the methodological approach described and detailed in the next section.
Materials and methods
Methodologically, this research was supported by a SLR. Its function is to organize the knowledge disseminated over the last ten years (between 2011 and 2020) on the topic of corporate sustainability, thus increasing the visibility of this subject (Meredith, 1993 ) and contributing to the topic's investigative process (Easterby-Smith et al., 2002 ), in addition to providing a historical perspective and the consolidation efforts in this area of knowledge.
According to Gough et al. ( 2012 ), SLR is a structured, transparent and reproducible method, characterized by being an objective, replicable approach that, according to Badi and Murtagh ( 2019 ), can provide a comprehensive knowledge of scientific research published in a given field of study. The aim of a literature review is to identify gaps in the literature (Tranfield et al., 2003 ), as well as to address existing limitations on a given topic (De Oliveira et al., 2018 ). For Wee and Banister ( 2016 ), a literature review should gather the research material in a structured way, adding value by discussing relevant aspects and raising promising paths for future research, based on key and emerging topics (Seuring et al., 2005 ).
In general, SLR begins with clarifying the scope of the research (Agi et al., 2020 ), followed by the objective of the review (Agi et al., 2020 ; Tranfield et al., 2003 ), with a well-defined strategy for data search (Agi et al., 2020 ; De Oliveira et al., 2018 ; Tranfield et al., 2003 ), and collection of research material (Agi et al., 2020 ; De Oliveira et al., 2018 ; Tranfield et al., 2003 ). For Tseng et al. ( 2019 ), SLR has four stages, which, in short, involve the identification of data, the screening of initial data, the determination of eligibility and, finally, the inclusion of data.
Taking into account the notes covered in the previous paragraphs, this SLR followed the steps presented in Fig. 1 , as a structured research protocol.
Structured research protocol for the SLR
In order to focus on the research, the first step started from clarifying its scope and also its objective, which are duly pointed out in the introduction section of this research.
The second step consisted in choosing the database for the research, which in this case was the Web of Science (WoS). Considered one of the main databases in terms of content volume (Abrizah et al., 2013 ), the platform had more than 38 million publications in its collection for more than a decade (Vieira & Gomes, 2009 ). Such information reinforces the reach (De Oliveira et al., 2021 ) and, mainly, the amount of content (Machado & De Oliveira, 2021 ) in this database. Another important point is the quality and numbers of scientific journals published in the WoS (Chadegani et al., 2013 ).
The third stage of the research identified all articles published from January 1, 2011 until December 31, 2020, and the search was carried out through the "advanced research" tool on WoS. As a search argument, the term “Corporate Sustainability” was used in the title and the term “Environmental” was used in the topic section, simultaneously, using the Boolean logic “AND”. As a limitation of this step, it is found that the papers that did not use any of the research arguments in the title, abstract or keywords at least once, did not have their work related to the present study. The number of manuscripts found in this stage was two hundred twenty-one.
The fourth step involved downloading all papers that met the research conditions outlined in the previous step. This material was stored in a folder for later reading of their titles and abstracts. In the fifth and sixth stages, the titles and abstracts were read so that a sorting of the materials could be made, thus discarding papers not related to the topic and inserting in a spreadsheet relevant data from the remaining papers for future reading. Of the 221 initially downloaded articles, 48 were discarded at this stage because they were not directly related to the topic.
Following the technical procedures, the seventh stage addressed the organization of the material eligible for the SRL on CS, and, in the eighth and final stage, the eligible material was read in its entirety, from which the understanding about the CS topic was elaborated over the last 10 years, providing a view of the current scenario, its evolution in the period, as well as opportunities for future research and developments in the field. At this stage, another 17 articles were discarded, leaving 156 articles that were duly cited and referenced in the present research. Figure 2 summarizes this section, segmenting the steps into two macro processes, one for data collection and the other for data analysis.
Summarized methodological scheme for performing the SLR
Results of the systematic literature review
In this section, the main results will be presented, starting with the details of the definition found in the collected materials.
Historical evolution of corporate sustainability over the years
There was a quantitative evolution in relation to the papers published over the last 10 years on CS. From Fig. 3 , it is possible to observe an increasing number of publications in this topic, particularly in English-language journals.
Historical evolution of the quantity of materials published on CS
There has been a growing increase in published content, especially over the past four years. It is important to note that the number of materials collected for 2020 covers the entire year, i.e., until December 31, 2020.
Research on CS has undergone variations in terms of objectives, contexts and areas studied. Table 1 shows the historical evolution of the research objectives over the years.
Year-over-year objectives of the studies analyzed
Year | Objectives | Source |
---|---|---|
2011 | Profitability through CS, adoption of CS | Hahn and Figge ( ), Tang et al. ( ) |
2012 | CS evaluation, CS adoption | Paraschiv et al. ( ), Schneider and Meins ( ) |
2013 | Importance of CS, sustainable and financial performance | Przychodzen and Przychodzen ( ), Ramos et al. ( ) |
2014 | Use of new approaches, evaluation of CS | Hack and Berg ( ), Hahn et al. ( ), Sueyoshi and Goto ( ), Sueyoshi and Wang ( ) |
2015 | External performance and economic impact, implementation in specific sectors | Fuisz-Kehrbach ( ), Kozlowski et al. ( ), Orsato et al. ( ) |
2016 | Interaction with producers and stakeholders | Grimm et al. ( ), Jitmaneeroj ( ), Pogutz and Winn ( ) |
2017 | CS assessment, resource and personnel management | Bergman et al. ( ), Bottani et al. ( ), Jung and Ha-Brookshire ( ) |
2018 | Implementation in untapped sectors, external performance and economic impact | Bodhanwala and Bodhanwala ( ), Mdolo et al., ( ), Reale et al. ( ) |
2019 | New approaches and methodologies for applying CS | Crifo et al. ( ), Nikolaou et al. ( ), Sueyoshi and Goto ( ), Van den Berg et al. ( ) |
2020 | Implementation, human resources (diversity and perception) | Cancela et al. ( ), Feng and Ngai ( ), Stahl et al. ( ) |
Even with variations over the researched decade, it is noted that the adoption and evaluation of sustainable practices in companies, as well as issues related to the management of CS linked to human resources, received greater attention when compared to other objectives, as shown in Fig. 4 .
Main objectives and themes related to the researched materials
Complementing this analysis of the historical evolution of CS, one could not fail to address the journals that contributed most to research advances in the area of CS. From the data tabulation, it was possible to perform the mapping shown in Table 2 .
Main journals with content on Corporate Sustainability environment-focused
Journals | Absolute values | Relative values (%) |
---|---|---|
Sustainability | 14.03 | |
Journal of cleaner production | 28 | 12.67 |
Business strategy and the environment | 19 | 8.60 |
Journal of business ethics | 17 | 7.69 |
Corporate Social Responsibility and Environmental Management | 13 | 5.88 |
Sustainable development | 5 | 2.26 |
Management decision | 4 | 1.81 |
Organization environment | 4 | 1.81 |
Ecological indicators | 3 | 1.36 |
Energy economics | 3 | 1.36 |
From its analysis, it is important to highlight that the journals mentioned in Table 2 have become a reference for obtaining materials on this topic.
Methodological features on corporate sustainability
In the reading phase of the selected material, it was found that the research could be divided into 8 contexts, as shown in Table 3 .
Context of the analyzed studies
Contexts | Source |
---|---|
Adoption of CS | Mishra et al. ( ), Ashrafi et al. ( ), Fuisz-Kehrbach ( ), Lampikoski et al. ( ), Klettner et al. ( ) |
CS analysis | Kozlowski et al. ( ), Amini et al. ( ), Cho et al. ( ), Tarquinio et al. ( ) |
Bioeconomy | Aquilani et al. ( ) |
Financial performance | Vardari et al. ( ), Gomez-Bezares et al. ( ), Hahn and Figge ( ), Venkatraman and Nayak ( ) |
Environmental governance | Wilshusen and MacDonald ( ) |
Importance of CS | Smith ( ), Stolz and Bautista ( ), Goyal et al. ( ) |
Human resources | Stahl et al. ( ), Tseng ( ), Sadatsafavi and Walewski ( ) |
Sub-suppliers and stakeholders | Grimm et al. ( ), Grimm et al. ( ) |
From the definition of the context, the grouping of materials began according to their main application area. Table 4 organizes these areas.
Areas of application of the analyzed studies
Areas of application | Source |
---|---|
Agro-food | Mangla et al. ( ) |
Aquaculture | Vildasen and Havenvid ( ) |
Building and architecture | Lu and Zhang ( ) |
Banks | Aras et al. ( ), Weber ( ), Aras et al. ( ) |
Beverages | Jones et al. ( ), Annunziata et al. ( ) |
Consumers | Stolz and Bautista ( ), Jung and Ha-Brookshire ( ), Bradford et al. ( ) |
Ocean cruises | Jones et al. ( ), Bonilla-Priego et al. ( ) |
Companies in general | Garcia-Sanchez et al. ( ), Kucukbay and Surucu ( ), Ahern ( ) |
Energy | De Almeida and de Melo ( ), Kim and Lyon ( ) |
Manufacturing | Zillur et al., ( ), Kocmanova et al. ( ), Pechancova et al. ( ) |
Fashion | Lueg et al. ( ), Kozlowski et al. ( ), Feng and Ngai ( ) |
Oil and gas | Henry et al. ( ), Cho et al. ( ), Dragomir ( ) |
Ports | Ashrafi et al. ( ), Afreen and Kumar ( ), Schrobback and Meath ( ) |
Technology | Wang et al. ( ), Saeli ( ) |
Retail | Grimm et al. ( ), Pellegrini et al. ( ) |
Concluding the segmentation, it was found that the research methods used have 3 predominant divisions: (i) empirical studies (Gomez-Bezares et al., 2019 ; Jones et al., 2015 ; Mishra et al., 2020 ; Baumgartner & Rauter, 2017 ; Ahern, 2015 ); (ii) mathematical modeling using diverse techniques (Yang et al., 2017a , 2017b ; Aras et al., 2018 ; Weber, 2017 ; Kucukbay & Surucu, 2019 ; Hu et al., 2011 ; Zillur et al., 2015 ) and; (iii) literature review (Amini & Bienstock, 2014 ; Goyal et al., 2013 ; Kourula et al., 2017 ; Vildasen et al., 2017 ).
Based on these three characteristics (context, area and method), publications on CS were stratified according to Fig. 5 .
Map of the SLR (2011–2020)
Citation networks and research clusters on corporate sustainability
For the purpose of visualizing and analyzing citation networks in the papers that comprised the study material of this research, we used the CitNetExplorer software, which focuses on the topic of field‐normalized citation impact indicators.
The CitNetExplorer software analyzed 1756 citation links, derived from references cited by papers on CS published on WoS, in the period from 2011 to 2020. Figures 6 and 7 , which were generated from this software, have the following parameters:
Each circle represents a publication;
Publications are labeled by the last name of the first author;
To avoid overlapping labels, some labels may not be displayed;
The horizontal location of a publication is determined by its citations relations with other publications;
The vertical location of a publication is determined by its publication year;
The curved lines represent citation relations;
Citations point in upward direction;
The cited publication is always located above the citing publication.
Network of citations for publications on CS and their connections—extracted from CitNetExplorer
Publications on CS originated from Dyllick and Hockerts ( 2002 )—extracted from CitNetExplorer
Figure 6 allows the visualization of most frequently cited publications (select based on their Citation Score) and their connections (links). It is interesting to note that countless publications from past decades have been used to compose the theoretical framework of the publications of the last ten years on CS, with a significant part of these publications maintaining a citation relationship (see curved lines) with current publications.
In the center of Fig. 6 , we can see the Dyllick’s seminal paper publication, “Beyond the business case for corporate sustainability”, that among the publications that directly address the topic CS is the one with the highest Citation Score index. From Fig. 7 , we can see the unfolding of the work of Dyllick and Hockerts ( 2002 ) in several other publications, expanding the visual information of the previous figure.
Although Figs. 6 and 7 allow the visualization of the most relevant citation networks and their relationship with other citations over time, it is not possible to extract from these figures what are the main areas of investigation, how these areas are related, or even what are the most active research areas. Thus, in order to answer these questions, the CiteSpace software was used. According to Chen ( 2006 ), CiteSpace is software designed to generate an “X-ray” of an area of knowledge represented by a set of bibliographic records from relevant publications. Figure 8 , which illustrates the most active areas of research on CS in the past ten years, was developed by CiteSpace.
Main research clusters on CS in the period from 2011 to 2020
Clusters are numbered in descending order of cluster size, starting with the largest cluster #0, the second largest #1, and so on. In this case, the largest area (#0 sustainability governance characteristics) has the largest number of members' references, being, therefore, the subject that has had the most activity in the last decade.
Of these clusters, one that draws attention is the seventh (#6 including covid-19 insight), which is understandable because the world has reached a critical point of volatility due to the emergence of COVID-19 (Karnama & Vinuesa, 2020 ), which would thus justify the growing interest of the scientific community in research that includes aspects of the 2020 Pandemic.
In Fig. 8 , the total time span is from 2011 to 2020 and the clusters show the most important traces of related research activities. Each dot represents a node in the network, which are the citations. And the lines that connect the nodes are co-citations links. The colors of these lines are designed to show when a connection was made for the first time. Color coding makes it easy to identify which part of the network is old (lilac shade) and which is recent (yellow shade).
Contributions of corporate sustainability to organizations
A large part of the CS contributions are linked to the improvement in environmental management related to areas close to the organizations, where the increments may be related to cultivation and preservation in high standard environments, continuous control of environmental pollution, protection for threatened plants and animals, implementation of successful environmental protection programs, optimal use of resources and anticipation of possible problems related to the environment (Vardari et al., 2020 ). CS improves business performance and reputation, reducing or eliminating risks and linking operations to results that can improve the common good (Wilshusen & MacDonald, 2017 ).
However, its implementation only has the power to become a rich source of competitiveness if the opportunities related to sustainable development are properly identified (Baumgartner, 2014 ). Integrating CS into the company's strategy is more than a responsibility, being essential that each business recognizes the need to be socially, environmentally and financially sustainable in order to survive over time (Ashrafi et al., 2018 ).
The adoption of CS contributes to eco-innovation, responsible leadership, sustainable and organizational culture (Paraschiv et al., 2012 ), as well as the need to adopt certifications such as ISO 14001 to accelerate the company's commitment to sustainable issues (Maletic et al., 2015 ; Ramos et al., 2013 ). It was also observed the establishment of partnerships between companies and NGOs that defend the environmental cause, generating improvements, legitimacy and value for both parties (Daddi et al., 2019 ; Joensuu et al., 2015 ).
In addition to the environmental context, there were several contents regarding the financial aspect triggered by sustainable practices, such as the improvement in the relationship with investors (Garcia-Sanchez et al., 2019 ; Serafeim, 2020 ), long-term returns in times of financial crisis (Gomez-Bezares et al., 2016 ), creating long-term value for business owners through the exploitation of opportunities and risk management (Kocmanova et al., 2017 ), environmental and social governance activities positively affecting economic performance (Budsaratragoon & Jitmaneeroj, 2019 ) and image improvement before the entire market (Schrobback & Meath, 2020 ).
It was found that both early adopters of CS and late adopters benefit greatly. The pioneer receives all payment from stakeholders in the sustainability market, since it is the only operator. In contrast, late adopters gain an advantage as they benefit from cumulative side effects in an explored and expanded market (Usar et al., 2019 ). Foreign ownership positively impacts the level of adoption of CS, as the pressure exerted ends up being greater culminating in a need for constant training of the workforce (Pechancova et al., 2019 ).
In the internal environment, experiences with CS encourage managers to devote more attention to environmental and social problems (Grewatsch & Kleindienst, 2018 ), as well as the leading role of leadership in their application (Tomsic et al., 2015 ), in addition to promote employee involvement (Horisch et al., 2019 ; Pellegrini et al., 2018 ). The establishment of gender diversity on the company's board, for example, has a significant positive impact on the financial performance of the business (Zahid et al., 2020 ).
The public sector realized the importance of such knowledge and drives progress in sustainability through state-led projects with the development of concepts and legislation, as in the case of China (Liu & Yan, 2018 ). More specifically related to that country's financial sector, green credit policies have increased the CS of banks and/or helped to create a more stable and successful sector (Weber, 2017 ).
Figure 9 presents, in a summarized form, the main contributions of CS, divided into 4 axes:
Contributions of CS to organizations
Barriers to the adoption of corporate sustainability by organizations
As presented in the previous section, the application of CS is seen as fundamental in organizations of all types and sectors, but there are several obstacles to its implementation.
Among the difficulties imposed, barriers related to the adoption of sustainable practices by employees were mentioned in several studies. Some examples are, the inability to motivate managers with highschool education level (Henry et al., 2019 ), the internal difficulty with managers and other employees (Ashrafi et al., 2019 ; Pechancova et al., 2019 ), the lack of internal understanding (Stahl et al., 2020 ), the lack of human resources management (Sadatsafavi & Walewski, 2013 ) and the wage gap (Gomez-Bezares et al., 2019 ).
The lack of guidance on CS is another barrier in its implementation (Ahern, 2015 ; Baumgartner & Rauter, 2017 ; Deng et al., 2017 ), as well as the different internal perceptions about this topic that can cause difficulty in its dissemination (Nyuur et al., 2020 ). The lack of understanding on the subject also occurs in the process of selecting appropriate economic, environmental and social indicators for measuring sustainability, which has several methodological structures and a wide range of assumptions (Nikolaou et al., 2019 ).
CS needs to be anchored in the economic, environmental and social sphere, but the sources and indicators used, normally, focus only on economic factors, resulting in the mistaken recognition that sustainability is an optional contribution, rather than something present in the company's culture. (Schneider & Meins, 2012 ). Another important point is that just “institutional pressure” is not enough to improve the sustainable performance. The allocation of financial and human resources is also necessary for the practices to be effectively completed (Mishra et al., 2020 ).
Another relevant aspect refers to the communication of the companies' sustainable activities, which usually occurs through the sustainability report. As there is no specific standard for the dissemination of results, erroneous or incomplete disclosure of data to specialists, partners and investors becomes common (Barkemeyer et al., 2015 ; Garcia-Sanchez et al., 2019 ; Klettner et al., 2014 ; Lee, 2019 ).
According to Bae et al. ( 2018 ), another barrier involves difficulties related to the family management mode, very common in different parts of the world, in which the family benefit is seen as superior to the negative effects generated for society and other interested parties. Modifying traditional issues and balancing business performance with sustainable issues is seen as a paradox (Daddi et al., 2019 ).
The outsourcing of supply chains in various sectors, which occurred mainly in the last two decades, to developing countries and with considerable cultural differences in relation to the matrix, are attempts to react due to increased competition and shorter product cycles. This decentralization makes it difficult to control operations, in which they may contain slave labor and the use of products that are degrading to the environment (Lueg et al., 2015 ). The fashion industry clearly illustrates the barriers presented. In addition to being one of the most polluting globally, it has professionals with low level of qualification, education and easily replaceable, also causing labor barriers (Feng & Ngai, 2020 ).
In different sectors and businesses, there are tensions between the various stakeholders (Vildasen & Havenvid, 2018 ) with respect to searching for a joint sustainability perspective. When it comes to suppliers and sub-suppliers, there is a considerable range of factors critical to the success of sustainable actions: trust between the focal company, direct supplier and sub-supplier; buyer power of the focal company and the supplier; the long-term committed relationship between direct supplier and sub-supplier; direct supplier involvement; value perceived by the direct supplier and sub-supplier; subcontractor's ability to meet requested sustainability standards; and cultural and geographical distance between supply chain partners (Grimm et al., 2018 ). Figure 10 illustrates barriers that hinder the adoption of CS:
Barriers faced for the adoption of corporate sustainability
Guidelines for the adoption of corporate sustainability by organizations
It was found that the search for certifications is a relevant path for the adoption of CS, as they contain basic guidelines for obtaining the titles (Ramos et al., 2013 ), mainly in sectors with high environmental impact (Ashrafi et al., 2019 ). However, organizations need to see it beyond a mere certification with an environmental focus and clearly address the social aspect (Maletic et al., 2015 ). NGOs are important actors for implementing CS in an effective, planned and positive way (Lee, 2019 , Joensuu et al., 2015 ).
The dissemination of sustainable culture from the creation of the position of "Chief Sustainability Officer" (CSO) within organizations is a viable way for its implementation to occur (Henry et al., 2019 ). If the manager has extensive previous experience in sustainability issues, the results tend to be positive in the long term (Peters et al., 2019 ).
As an alternative or complement to the creation of a specific position, investment in training for the existing workforce, the use of local labor, and the improvement of internal processes are factors that assist performance, in addition to promoting a broad and sustainable philosophy (Lloret, 2016 ). Companies can use the leadership of their team members to create a favorable and collaborative environment for the innovation process linked to sustainability, offering employees training, rewards and a system for monitoring innovation performance (Lampikoski et al., 2014 ; Pellegrini et al., 2018 ; Tomsic et al., 2015 ; Yang et al., 2017a , 2017b ). The emphasis on human development and training in the workplace should focus on environmental practices and the exercise of power to transform pollution prevention thinking to promote sustainable actions (Feng & Ngai, 2020 ).
Investment in the Research & Development sector also plays an important role, as it promotes innovative products and modern technologies that improve the efficiency of the entire organization, including the sustainable aspect (Zillur et al., 2015 ). In the same vein, a better and adequate design of the facilities contributes to the internal development of resources and the extension of organizational capacities (Sadatsafavi & Walewski, 2013 ).
The Sustainability Report is one of the most used tools for communicating sustainable practices, which can go unnoticed internally and externally. Its range of information can attract attention from the market and investors (Garcia-Sanchez et al., 2019 ). In this type of document, companies can publish their corporate responsibility policy with strategic drivers, structure for monitoring and implementation, methods for receiving contributions from interested parties and requirements in which executives present true views (Klettner et al., 2014 ). Communication can incorporate other aspects of innovation, economic competitiveness, third-party involvement and education initiatives (Ramos et al., 2013 ).
The design of an open and low-barrier system encourages stakeholder to have confidence in resolving conflicting interests. From this understanding, it is possible to reach a common and beneficial point for those involved (Afreen & Kumar, 2016 ). According to Sukitsch et al. ( 2015 ) its practical implementation can be carried out respecting several factors such as: sustainability drivers; sustainability strategies; sustainability issues; integration into the main business; organizational areas in question; motivators for a sustainable business scenario; stakeholder involvement; and methods for sustainability management and measurement/evaluation.
Involving direct suppliers in building sustainable policies is paramount, as they are points of contact with sub-suppliers that will impact the construction of a final product (Grimm et al., 2016 ). Considering relationships and assessing suppliers' commitment to subcontractors is essential for the success of focus companies, as alignment of perceptions about sustainability among the various supply chain partners is necessary (Grimm et al., 2018 ), even if it generates costs for the final company (Smith, 2013 ).
Finally, Lozano ( 2015 ) highlights that, internally, leadership and the business case are the most important motivators to catalyze CS, while the most relevant external drivers are related to the reputation, demands and expectations of customers and regulation/legislation.
Innovations on corporate sustainability
In addition to the guidelines, the analyzed documents detailed innovative approaches to review the adoption and measurement of this topic. Table 5 highlights the main ones:
Innovative approaches to CS
Approach | Source |
---|---|
Elaboration of frameworks/models for evaluation and understanding | Pryshlakivsky and Searcy ( ), Nikolaou et al. ( ), Yang et al., (), Bottani et al. ( ), Docekalova and Kocmanova ( ), Hahn et al. ( ), Schneider and Meins ( ) |
Governance structuring | Cancela et al. ( ), Schrobback and Meath ( ), Crifo et al. ( ), Manning et al. ( ), Peters and Romi ( ) |
Generation of bioeconomics through co-creation of value | Aquilani et al. ( ) |
Multicriteria classification method | Kucukbay and Surucu ( ) |
Use of machine learning | Raghupathi et al. ( ) |
Innovations in segmented markets were also observed, such as exploring the sustainability performance of Chinese banks (Weber, 2017 ), creating an index to measure CS in the cruise industry (Bonilla-Priego et al., 2014 ), the proposition of 5 radical models to examine the sustainability rate of Japanese industrial sectors (Sueyoshi & Goto, 2014 ), identification of 87 sustainability-related indicators for the fashion industry (Kozlowski et al., 2015 ), a tool for analyzing the dimensions of sustainability in Ecuadorian cooperatives (Alcivar et al., 2020 ), sustainable innovation model for energy companies (de Almeida & de Melo, 2017 ), an analytical scheme for the generation and capture of the value of Mexican companies (Lloret, 2016 ), analysis of materiality for companies related to water technology (Calabrese et al., 2019 ) and its adoption by Italian companies in the wine sector (Annunziata et al., 2018 ).
Adding to the list of the previous paragraph, other topics were found, among them the addition of social media to the decision-making analysis process (Tseng, 2017 ), the use of innovation games as a roadmap for the development of value creation strategies (Lampikoski et al., 2014 ), the configuration of behaviors with the provision of incentives to employees in conjunction with human resource management tools (Sadatsafavi & Walewski, 2013 ) and the classification of the types of trade-offs found through a hierarchical structure (Haffar & Searcy, 2017 ).
To conclude this section, the most recent innovation observed on CS refers to the inclusion of COVID-19 as a new attribute of sustainable business practices. Ikram et al. ( 2020 ), believing that after the COVID-19 pandemic, organizations will be sensitized to achieve a more sustainable business environment, developed an indicator structure that has 45 sustainability subcriteria, classified according to the nine main categories (Corporate Governance, Transparency and Communication, Product Responsibility, Environment, Social, Economy, Natural Environment and Climate Change, Energy Consumption and Economy and Pandemic). COVID-19 is even included as one of the research clusters on CS, as shown in Fig. 8 (see Sect. 4.3 ).
Agenda and future research directions
This section will discuss the recommendations of future research that were observed in the papers included in the SLR, emphasizing CS pathways that remain open.
Recommendations for future research that remain open
In the field of Human Resources, the possible connection between sustainability and wage disparity, recommended by Gomez-Bezares et al. ( 2019 ), remains without new materials. Zahid et al. ( 2020 ) studied about gender diversity in business boards in Malaysia, but found the need for a broader discussion and in different realities. In the case of Lozano et al. ( 2017 ), the study happened by segmenting managers' understanding of the complexities and multidimensional issue of CS in Japan, where the authors recommended the development of research to analyze experiences on this topic in the West and East, verifying what can be translated into other territories and cultures.
Liu and Yan ( 2018 ) argued about the need to focus on sustainability projects and failed attempts, so that complementary theoretical views can be confronted with those that were successful in their implementation. New studies are suggested to understand where and when to spend on more sustainable policies, especially in the context of bringing more benefits to shareholders. Tarquinio et al. ( 2018 ) propose the future creation of a system of indicators to summarize the overall performance of the businesses, with the aim of providing a valuable view of the information in sustainability reports.
The macro-environmental issue also has open studies, mainly in climate change and global warming, topics suggested by Linnenluecke and Griffiths ( 2013 ), as well as the use of Smart Technologies to assist CS (Hack & Berg, 2014 ; Saunila et al., 2019 ). Table 6 includes the main recommendations found in the analyzed materials:
Highlighted future research recommendations
Authors | Recommendations |
---|---|
Linnenluecke and Griffiths ( ) | Further explore the issue of climate change and global warming |
Hack and Berg ( ) | Exploring the sustainability potential of Information Technology |
Klettner et al. ( ) | Explore how to incorporate non-financial performance indicators into the remuneration policy |
Zillur et al. ( ) | Analyze the contribution of small organizations to sustainable development |
Joensuu et al. ( ) | Include legitimacy theory and contract theory in the analysis of sustainability reports |
Kozlowski et al. ( ) | Check how the disclosures of indicators in the industry change over time and the reasons behind these changes |
Lueg et al. ( ) | Verify whether instrumental CS can motivate employees as well as relational or moral CS |
Maletic et al. ( ) | Investigate the benefits of sustainability performance, focusing on institutional isomorphism as a theoretical basis |
Journeault ( ) | Examine how a Scorecard can be applied to other types of organizations |
Peters et al. ( ) | Determine how the CSO's characteristics reflect its ability to lead environmental and socially responsible activities |
Lozano et al. ( ) | Analyze how the understanding of managers in the East can be used in the West and vice versa |
Weber ( ) | Analyze the impact and efficiency of financial sector sustainability regulations |
Landrum ( ) | Need for a better understanding of how ecological economics and sustainability apply at the company and manager level |
Ashrafi et al. ( ) | Investigate the perception of companies on Corporate Social Responsibility and CS |
Liu and Yan ( ) | Analyze unsuccessful attempts at sustainability projects and the role of institutional entrepreneurship |
Pellegrini et al. ( ) | Explore consumers' perceptions of companies adopting CS |
Alda ( ) | Analyze the influence of different types of institutional shareholders |
Budsaratragoon and Jitmaneeroj ( ) | Investigate causal links between dimensions of CS at industry levels |
Garcia-Sanchez et al. ( ) | Use of alternative measures to assess the quality of the information in the Sustainability Reports |
Gomez-Bezares et al. ( ) | Examine the link between wage disparity and sustainability |
Ashrafi et al. ( ) | Address the issue of sustainability in a broader sample of North American ports |
Henry et al. ( ) | Assess CSOs, as well as their responsibilities, authority, capacity and access to resources in organizations committed to sustainability |
Wasara and Ganda ( ) | Check CS in other sectors of the South African economy |
Kucubay and Surucu ( ) | Apply the method developed in countries and cities to measure sustainability performance |
Saunila et al. ( ) | Examine how smart technologies drive CS |
Feng and Ngai ( ) | Examine how stakeholders perceive communication from fashion companies' Sustainability Reports and how to improve it |
Borgert et al. ( ) | Implementation of measures for the transition from business models to sustainability |
Alcivar et al. ( ) | Apply the mercantilist scale to affirm its adaptability |
Oh et al. ( ) | Examine the relationship between a company's earnings transparency, sustainability management activities and company value |
Raghupathi et al ( ) | Use prescriptive analysis not only as a prevention of results, but as a source of suggestion of impacts and strategies |
Sasse-Werhahn et al. ( ) | Operate the model for computer science professionals |
Stahl et al. ( ) | Analyze the implications of the depth of a company's involvement in CS |
Zahid et al. ( ) | Study the issue of diversity more broadly in corporations |
Recommendations of relevant future research
Through the insertion of new technologies in the industrial context, at a time led by 5G together with Industry 4.0, there are several possibilities for their insertion in the context of CS. According to Seele ( 2017 ), it will be possible to predict most of the problems related to sustainability and not just analyze what has already been published. The opportunity for studies in this area is relevant, as the use of Big Data as a complementary element to traditional approaches has gained relevance in recent years (Bala et al., 2015 ; Weber, 2017 ; Serafeim, 2020 ).
Studies related to consumer perception regarding CS are lacking, since the analyzed materials contribute to internal understanding, whether with employees or suppliers. The study by Stolz and Bautista ( 2015 ) addresses the external perception, but related to audiences belonging to a segmented age group and location, as well as the material by Tomsic et al. ( 2015 ), which also analyzes the economic issues of small and medium-sized companies. With the growing concern about sustainable development, it is an opportunity to understand what consumers see of value when choosing certain brands, checking if the sustainable issue is taken into account, as suggested by Jones et al. ( 2017 ).
It was found in the review that issues related to Human Resources are predominant for the application of CS (Gomez-Bezares et al., 2019 ; Lueg et al., 2015 ; Zahid et al., 2020 ). Therefore studies that help better forms of engagement, diversity, perception, reward and leadership of employees will bring valuable information for the adoption of sustainable practices, inserting them into the organization's culture. People must understand the new business values clearly, with respect to the sustainable concerns, so that, based on their interpretation, they practice in their daily lives.
There are also difficulties reported in the analysis of Sustainability Reports, many of them incompatible with what was expected by partners and investors, which demonstrate the gaps and the possibility of improving this essential instrument of communication and accountability of sustainable practices (Barkemeyer et al., 2015 ; Jones et al., 2017 ; Manning et al., 2019 ; Mishra et al., 2020 ; Mohammadi et al., 2018 ). Its total or partial standardization can generate an even greater contribution to the company's value and, consequently, brand positioning in highly competitive markets.
Another critical gap to be investigated is related to the circular economy suggested by Daddi et al. ( 2019 ) in other sectors besides the production of paper, fashion and leather because such a topic becomes increasingly relevant not only in relation to suppliers but also to the society in general and to NGOs linked to the environment, as the authors themselves cite.
To achieve the objectives of the present research, 221 articles were selected, downloaded and analyzed. These articles have corporate sustainability as their central theme, with a significant part of the material focused on environmental issues. As a time frame, we worked with articles published in the last ten years, where it was possible to observe a growth in researchers' interest in this topic year after year. In 2011, for example, we had only five articles published (see Fig. 3 ), while in 2020 we had 43 articles. Analyzing year by year, there is an average annual growth rate of publications around 27%.
Although a large part of the research contributions on CS is linked to improvement in environmental management (cultivation and preservation in high-standard environments, continuous control of environmental pollution, protection for threatened plants and animals, implementation of successful environmental protection programs, optimal use of resources and anticipation of possible problems related to the environment), many other relevant approaches were observed, such as improving performance and business reputation, interaction with producers and stakeholders, financial performance, bioeconomics, improvement in the human resources with content related to gender diversity, employee involvement and leadership and, finally, the implementation of CS in sectors that are still unexplored. Specifically, regarding the improvement in business performance and reputation, there is a search for certifications, improvement in risk management, foreign ownership and relations with investors and partnerships with interested parties, of which NGOs, suppliers and the government are present.
Regarding the sector (business segment/type of business) where these papers were applied, the diversity of application areas is impressive, of which stand out those of agri-food, banks, consumers, ocean cruises, aquaculture, oil, energy, manufacturing, fashion, ports, technology, among many others. Concerning methodological procedures, these surveys were, in the vast majority of times, conducted by case studies, interviews, structured and semi-structured surveys and mathematical modeling.
As opportunities on this topic, it was possible to understand the main barriers faced for the adoption of CS linked to the management area, whether in the allocation of financial resources or flawed indicators; the human resources area, with difficulties in its adoption by employees, lack of management or lack of internal understanding; to the topic itself, in the absence of its understanding or lack of guidance. As a counterpoint, to overcome these barriers, numerous recommendations were observed, of which the investment in the Research & Development sector stands out, the implementation of an efficient communication process through the Sustainability Report and the dissemination of sustainable culture from the creation of the position of “Chief Sustainability Officer” (CSO). Alternatively, to creating the CSO role, companies can use the leadership of their team members to create a favorable and collaborative environment for the innovation process linked to sustainability.
With regard to innovations on CS, it was observed, in these ten years of research, the creation of an index for the cruise industry, the identification of 87 indicators for the fashion industry and the inclusion of COVID-19 as a new attribute of sustainable business practices. Even though COVID-19 is a very recent event, there is scientific research involving CS, and is even one of the main research clusters in the analyzed period (seventh cluster, as shown in Fig. 8 ). The first cluster is “sustainability governance characteristics”, with a greater number of references, being, consequently, the subject that had more activity in the last decade.
We suggest that all opportunities on CS reported in Sect. 5.2 of this paper are taken into account concerning future research possibilities. But, if we had to select only one, we would suggest further research on problems related to Sustainability Reports. Many studies have pointed out the lack of standardization of these documents, communication failures in accountability for sustainable practices and information incompatible with what was expected by partners and investors. In this direction, instigating questions on this topic could be: what would be the measurable gain that “adequate” Sustainability Reports could bring to CS? Or, in percentage terms (or any other measure that is more appropriate), how much would a Sustainability Report inspire stakeholders to make positive decisions on this matter? Or, yet, what would be an “adequate” Sustainability Report?
As a limitation, the present research considered only articles published on the Web of Science database. In addition, the search arguments used (“Corporate Sustainability” in the title field, “Environmental” in the topic field and the Boolean logic “AND”) directed the systematic review of the literature to the environmental bias. This direction is likely to be a limitation for other researchers interested in other approaches, such as financial and economic ones. Thus, for future works of a systematic review of the literature on corporate sustainability, it is recommended to work with other databases, such as SCOPUS and with other directions than the environmental one.
To conclude, it is emphasized that this article is recommended for researchers and academics who intend to start or update their knowledge in CS, since the SLR developed here can provide a comprehensive view of the studies on this topic.
Author contributions
URDO: conceptualization, methodology, writing—review & editing, visualization, supervision, project administration. RPM: investigation, resources, formal analysis, writing—original draft. VAF: writing—review & editing.
No funding was received to assist with the preparation of this manuscript.
Data availability
Not applicable for this research.
Code availability
Declarations, conflict of interest.
The authors have no relevant financial or non-financial interests to disclose and have no conflicts of interest to declare that are relevant to the content of this article.
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Contributor Information
Ualison Rébula de Oliveira, Email: [email protected].
Rodolfo Pombo Menezes, Email: [email protected].
Vicente Aprigliano Fernandes, Email: [email protected].
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Article contents
- Non-technical summary
- Technical summary
- Social media summary
- The Anthropocene calls for unprecedented collaboration
- Charting the course
- Integrated summary
- Insights to address the sustainability crisis
Author contributions
Competing interests, charting the course for the next decade of sustainability research and innovation.
Published online by Cambridge University Press: 10 October 2024
- Supplementary materials
The Anthropocene era demands urgent societal changes as we exceed planetary limits. Addressing key sustainability and governance challenges requires inter- and transdisciplinary approaches. Future Earth, a global initiative, brings together leading scholars to advance sustainability science by connecting natural and social sciences and humanities with policymaking. This Special Collection emerged from a 2021 call by Future Earth. Featuring 12 manuscripts, it explores themes like cutting-edge sustainability knowledge, interdisciplinary methods, cultural and developmental issues, and strategies for sustainable transformations. This collection offers a forward-looking view on critical research to guide policy and funding for a sustainable world.
The Anthropocene era necessitates urgent societal changes as we surpass planetary boundaries. Addressing the pressing questions of biogeochemical monitoring, feedback mechanisms, and effective governance systems requires interdisciplinary approaches. Future Earth, a global initiative formed by consolidating networks from major research programs, has been pivotal in advancing sustainability science through such approaches. By bridging natural and social sciences and humanities for enhancing the science–policy interface, Future Earth fosters research and innovation essential for global sustainability transformations. This Special Collection, ‘Charting the Course for the Next Decade of Sustainability Research and Innovation,’ arose from a 2021 call by Future Earth. The Special Collection highlights key scientific questions and future research directions. Contributions span themes such as state-of-the-art sustainability knowledge, transdisciplinary methods, cultural and developmental tensions, multi-actor process efficacy, and integrated knowledge for sustainable transformations. With manuscripts sourced from Future Earth's Global Research Networks and other aligned organizations, this issue underscores a forward-looking perspective on critical interdisciplinary and transdisciplinary research needed to support high-level policy and funding directions, ultimately aiming to inform societal decisions for a sustainable and equitable world. We conclude that addressing the sustainability crisis requires a diverse and multi-faceted approach that draws upon the best knowledge of humankind.
Explore urgent societal changes and sustainability science with Future Earth's Collection on sustainability research.
1. The Anthropocene calls for unprecedented collaboration
The age of the Anthropocene had led us to surpass planetary and social boundaries and place societies in a position where urgent changes are required (Rockström et al., Reference Rockström, Gupta, Qin, Lade, Abrams, Andersen, Armstrong McKay, Bai, Bala, Bunn, Ciobanu, DeClerck, Ebi, Gifford, Gordon, Hasan, Kanie, Lenton, Loriani and Zhang 2023 ). Scientific concerns range from developing improved monitoring of biogeochemical cycles and their feedback across biophysical systems to ways of connecting them to modeling and data analysis. Pressing questions also center around different governance systems and their effectiveness, legitimacy, and justice in the light of necessary societal transformations (Gupta et al., Reference Gupta, Liverman, Bai, Gordon, Hurlbert, Inoue, Jacobson, Kanie, Lenton, Obura, Otto, Okereke, Pereira, Prodani, Rammelt, Scholtens, Tàbara, Verburg, Gifford and Ciobanu 2021 ; Scoones et al., Reference Scoones, Stirling, Abrol, Atela, Charli-Joseph, Eakin, Ely, Olsson, Pereira, Priya, van Zwanenberg and Yang 2020 ). Increasingly, efforts are pointing toward a need to move away from building theory around the planetary crisis to applied action orientation that contributes to theory-building but does not make that its main or singular aim (Williams & Whiteman, Reference Williams and Whiteman 2021 ). Yet, many of today's organizations remain disciplinary and sector focused (Harris et al., Reference Harris, Lyon, Sioen and Ebi 2024 ), hampering transformations for sustainable resilient development (IPCC WGII Ch. 18, 2023 ) as well as research that cuts across these boundaries. Increasingly researchers are calling for connecting the biophysical and the socio-cultural with interdisciplinary and transdisciplinary approaches (Lawrence et al., Reference Lawrence, Williams, Nanz and Renn 2022 ).
Future Earth focuses on opportunities, as well as tensions for research and changemaking. The exploration in this Special Collection included developing cross-cutting, interdisciplinary questions regarding new methods of data collection and analysis critical to understanding socio-economic and environmental dynamics and interactions. Future Earth convenes researchers, scientists, and scholars from all parts of the world, across different societal and academic sectors, and across the natural and social sciences and humanities. This allows the organization to represent the broad voice of researchers and innovators around the world. The organization is a consolidation of the former renown International Geosphere–Biosphere Programme (IGBP), International Human Dimensions Programme (IHDP), Diversitas (a program that focused on biodiversity science for human well-being), and a partnership initiative called The Earth System Science Partnership (ESSP), which included among those listed above the World Climate Research Programme (WCRP). Future Earth has been facilitating and bridging disciplinary knowledge across the topic-based networks of these former organizations (Global Research Projects) and newly developed networks by Future Earth (Knowledge-Action Networks) since 2015, when it formally established its secretariat. These networks have since 2022 collectively been called Global Research Networks ( Figure 1 ) and consist of diverse groups of researchers, innovators, and other stakeholders.
Figure 1. Illustration of Future Earth's Global Research Networks and a selection of diverse thematic areas they encompass (as of September 2024). Each Global Research Network (full names in Supplementary material Table S1) has its own governance and resources which they utilize to advance research and innovation on both their prioritized topics and a broader set of shared efforts within the Future Earth network. The Global Research Networks are interconnected with support by the Global Secretariat. Further purpose-driven connections are with regional committees, and national or local committees.
From its inception, Future Earth has sought to advance and answer basic scientific questions regarding global environmental change. It has championed the convergence of natural and social sciences with the humanities and is committed to fortifying the nexus between science and policy via transdisciplinary methodologies (Smith et al., Reference Smith, Cook, Sokona, Elmqvist, Fukushi, Broadgate and Jarzebski 2018 ). Future Earth benefits from its global distribution and diversity, allowing integrated advancements beyond institutional- and country-specific priorities (e.g. see expert report that informs Horizon Europe's funding priorities (DG RTD European Commission, Reference Edwards, Juhola, Saxena, Balag'kutu, Bastos, Capon, DeClerck, DeWitt, Niamir, Roco, Sioen and Ungvari 2024 )), with members in its expansive networks actively working on critical issues within the domain of sustainability science. This involves discerning the imminent global changes and exploring how societies can respond effectively.
In its present form, with a governance structure and an agenda co-designed by its wide network of researchers and innovators, Future Earth is well positioned to tackle interdisciplinary and transdisciplinary questions thanks to its design as ‘a global initiative focused on advancing sustainability science’. Future Earth envisions ‘a sustainable and equitable world for all, where societal decisions are informed by openly accessible and shared knowledge’ with a mission to ‘advance research in support of transformations to global sustainability’. The integrated scientific advances by Future Earth are in a crucial position to support high level policy fora and processes. Reflecting its magnitude, the Future Earth community collectively generated 1229 publications during the fiscal year 2022 (April 2022–March 2023). This comprehensive output encompasses peer-reviewed articles, non-peer-reviewed works, conference proceedings, books, among others, all contributing to the organization's unified vision and mission (Future Earth, 2023 ).
Future Earth also makes the whole greater than the sum of its parts. One example of an integrated science–policy initiative is the annual 10 New Insights in Climate Science report. Together with The Earth League and WCRP, the 10 most important new findings from science of the year have been identified through a consultation with the research community. Then, a diverse and expert editorial board helps to cluster and distill the 10 most important scientific advancements. We invite authors from key studies to write a synthesis review on each insight. First, this work is peer-reviewed and published in a journal (see Bustamante et al., Reference Bustamante, Roy, Ospina, Achakulwisut, Aggarwal, Bastos, Broadgate, Canadell, Carr, Chen, Cleugh, Ebi, Edwards, Farbotko, Fernández-Martínez, Frölicher, Fuss, Geden, Gruber and Zscheischler 2023 ). Next, a science–policy report (see Future Earth et al., 2023 ) is derived from it with accessible figures, language, and illustrative case studies. The report also contains implications relevant for negotiators at the United Nations Framework Convention on Climate Change Conference of the Parties (UNFCCC COP) to work with. The report is launched and shared to directly inform the decision makers of the latest relevant science.
2. Charting the course
Several contributions in the Special Collection expand the frontiers of scientific understanding and point toward the directions we aim to pursue tomorrow. These efforts have the potential to propel novel scientific advancements in sustainability science and influence the trajectory of funding allocations and policymaking. Overall, the Special Collection gathers manuscripts on state-of-the-art knowledge and a forward-looking view on the most pressing interdisciplinary and transdisciplinary sustainability research questions for the next decade. A description of how the Special Collection was designed and the themes solicited can be found in Supplementary material S2: Democratic Development of the Special Collection.
The contributions highlight the expertise within Future Earth, covering natural and social systems and the interactions between them (Supplementary material S3: Who contributed?). They also take a critical look at the methodologies and practices of sustainability science. Based on the contributions, we identify four themes in this Special Collection. First, the Evolutionary and Ecological Processes theme brings together papers that focus on the dynamics of change within natural systems, stressing the need to further understand feedback between biogeophysical systems. Second, the Governance and Policy theme highlights the challenges embedded in social systems when identifying solutions for a more sustainable future. The third theme Land Use and Climate Change illustrates the linkages between the natural and social systems, demonstrating the need to bridge across sciences to gain a comprehensive and an integrated understanding of systems interactions. The fourth theme, Interdisciplinary and Transdisciplinary Research, discusses the need to critically reflect on the challenges of engaging in new ways of doing science and the ways it may contribute to advancing sustainability.
2.1 Evolutionary and ecological processes
The work highlighted here discusses the importance of understanding evolutionary changes, in particular for adaptation to environmental change. Vázquez-Domínguez et al. ( Reference Vázquez-Domínguez, Kassen, Schroer, De Meester and Johnson 2024 ) describe examples of contemporary, rapid evolutionary changes of concern for sustainability. They also consider how urban development accelerates evolutionary processes such as altered phenotypic and physiological changes and the spread of infectious and zoonotic diseases. The authors concluded with a need for stronger collaboration between evolutionary biologists and the sustainability community (e.g. in the context of health). Edwards et al. ( Reference Edwards, Nelson, Le Clec'h, Luu, Coast, Futakuchi and Kok 2024 ) bring forward research priorities for sustainable rice systems by 2050. They conduct a horizon beyond the conventional disciplinary focus of food production, incorporating preservation of natural capital and ensuring sustainable food security. Expanding the focus enables them to consider broader sustainability issues related to rice production now and into the future.
2.2 Governance and policy
Advocacy for policy shifts from climate science to action, emphasis on transdisciplinary research to tackle emerging challenges of climate issue and displacement, impact of sustainable development goals (SDGs) on governance, as well as recommending strategies for local SDG advancement through institutional support and community engagement are explored in this section.
Shrivastava et al. ( Reference Shrivastava, Kasuga and Grant 2023 ) make several recommendations to move from climate science to climate action. These include encouragement for governments to improve taxation on goods and activities based on carbon emissions and handling excess deaths by carbon pollution as homicide. Shrivastava et al. ( Reference Shrivastava, Kasuga and Grant 2023 ) further illustrate how climate violence of emerging ‘new politics’ and increased global population displacement will create greater challenges for people and suggest that the role for science is to embrace transdisciplinarity for research to effectively engage with this new emergence. Hickmann et al. ( Reference Hickmann, Biermann, Sénit, Sun, Bexell, Bolton, Bornemann, Censoro, Charles, Coy, Dahlmann, Elder, Fritzsche, Gehre Galvão, Grainger-Brown, Inoue, Jönsson, Koloffon Rosas, Krellenberg and Weiland 2024 ) illustrate five governance areas where some effects of the SDGs have been observable: (1) global governance, (2) national policy integration, (3) subnational initiatives, (4) private governance, and (5) education and learning for sustainable development. However, Hickmann et al. ( Reference Hickmann, Biermann, Sénit, Sun, Bexell, Bolton, Bornemann, Censoro, Charles, Coy, Dahlmann, Elder, Fritzsche, Gehre Galvão, Grainger-Brown, Inoue, Jönsson, Koloffon Rosas, Krellenberg and Weiland 2024 ) question the effectiveness of goal setting and delve deeper to draw lessons and guide empirical research on the promises and pitfalls of accelerating SDG implementation. Further advancements to enable local SDG action emerged from the study by Ningrum et al. ( Reference Ningrum, Malekpour, Raven, Moallemi and Bonar 2024 ). In the study, the authors recognize there are many contextual and capacity differences for advancing on the SDGs but overall recommend (1) institutional embeddedness, (2) support stakeholder coordination, and (3) support community engagement.
2.3 Land use and climate change
The intricate connections between climate change and human development are irrefutable. Contemplating strategies to pivot away from greenhouse gas emissions, particularly those stemming from human activities like land-use changes, is more crucial now than ever before.
Hayman et al. ( Reference Hayman, Poulter, Ghude, Blyth, Sinha, Archibald, Ashworth, Barlow, Fares, Feig, Hiyama, Jin, Juhola, Lee, Leuzinger, Mahecha, Meng, Odee, Purser and Wolff 2024 ) describe in their manuscript how afforestation, reforestation, or growing bioenergy crops (with carbon capture and storage) are important land-based strategies to achieve the goals of the Paris Climate Agreement and to enhance biodiversity. The effectiveness of these actions depends on terrestrial ecosystems and their role in controlling or moderating the exchange of water, heat, and chemical compounds between the land surface and the atmosphere. Co-benefits are increasingly brought forward for the utilization of various practices. Asokan et al. ( Reference Asokan, Sioen and Kawazu 2024 ) argue for the need to utilize design approaches that incorporate community needs when implementing environmental infrastructure essential for sustainable development. Derived from a select number of case studies, the work provides learnings that could prevent NIMBY-syndrome and better serve local communities, thus accelerating adaptation and mitigation efforts.
2.4 Interdisciplinary and transdisciplinary research
Many of our contributions call for interdisciplinary and transdisciplinary research to achieve better uptake of knowledge for transformations. The manuscripts touch upon some of the tensions that have been arising as institutions and incentives have not been able to keep up with this increasingly complex and inter-contextual knowledge. Schulte et al. ( Reference Schulte, Yowargana, Nielsen, Kraxner and Fuss 2024 ) called for incorporating social aspects in integrated assessment modeling, commonly used in climate and biophysical scenario making. Although this integration effort is already happening to some extent, there is no shared understanding of how to do this for different contexts and research questions. Schulte et al. ( Reference Schulte, Yowargana, Nielsen, Kraxner and Fuss 2024 ) concluded that increasing the connection between natural and social science communities and sharing goals around complementary efforts from the broader research community may advance integration. Harris et al. ( Reference Harris, Lyon, Sioen and Ebi 2024 ) reviewed transdisciplinary literature and outlined tensions at each stage of the innovation/research process. They proposed several strategies for managing tension by recognizing the challenges, learning how to work with tensions, and building capabilities for future careers involving transdisciplinary research. The paper shows a key competence for transdisciplinarians’ ability to develop complex collaborative relationships for sustainability drawing together different institutional logics, approaches, methods, goals, and values. Similar observations are made by the Future Earth Pathways Initiative in which Marciniak et al. ( Reference Marciniak, Urbach, Schneider, Krug, De Bremond, Stafford-Smith, Selomane, Fenn, Chong and Paillard 2024 ) describe a lack of skills and competencies, relatively unmatured transformative methods and concepts, and an institutional landscape still geared toward disciplinary and descriptive-analytical research which is hindering the sustainability science community. Wardani et al. ( Reference Wardani, Bos, Ramirez-Lovering and Capon 2024 ) illustrated a practice framework that focuses on the stakeholder collaboration process. The framework incorporates reflexivity and co-learning for all stakeholders of co-design processes. Works like this could inform process design by reflecting on stakeholder contributions, interactions, integration, and expected outcomes. Although each relevant manuscript highlights promising developments for conducting transdisciplinary sciences (Harris et al., Reference Harris, Lyon, Sioen and Ebi 2024 ; Marciniak et al., Reference Marciniak, Urbach, Schneider, Krug, De Bremond, Stafford-Smith, Selomane, Fenn, Chong and Paillard 2024 ; Wardani et al., Reference Wardani, Bos, Ramirez-Lovering and Capon 2024 ), Matias ( Reference Matias 2024 ) emphasizes the need for epistemic humility and authentic interest to learn from other actors such as Indigenous communities on the frontlines of human–wildlife interfaces and cites on the Health Knowledge-Action Network research agenda that promotes research approaches that are transdisciplinary, multi-scalar, inclusive, equitable, and broadly communicated (Ebi et al., Reference Ebi, Harris, Sioen, Wannous, Anyamba, Bi, Boeckmann, Bowen, Cissé, Dasgupta, Dida, Gasparatos, Gatzweiler, Javadi, Kanbara, Kone, Maycock, Morse, Murakami and Capon 2020 ).
3. Integrated summary
We summarize the papers featured in the Special Collection and how they address the Special Collection themes in Table 1 . All papers cover more than two themes and many cover three, which points to the highly integrated nature and nuance needed by science to address sustainability challenges.
Table 1. Special Collection papers of charting the course, their observed emerging themes, and their emphasis on the central themes of the call
Considering that the manuscripts were challenged to be forward-looking in their approaches, identifying crucial research questions, across different societal and academic sectors, and across the natural, social, and human sciences, this Special Collection truly brings forward a unique view on research and innovation for global sustainability.
4. Insights to address the sustainability crisis
Addressing the sustainability crisis requires a diverse and multi-faceted approach that draws upon the best knowledge of humankind. Future Earth is well positioned to gather scientific insights through both conventional scientific methods as well as the emerging interdisciplinary and transdisciplinary approaches that include strategies for co-designing pathways for sustainable and resilient development. This Special Collection not only captures the state-of-the-art in sustainability science but also charts a course for how better and more socially robust knowledge can emerge from diverse contexts and be acted upon effectively. Improving the governance of complex sustainable development and multi-stakeholder policymaking processes, successfully bridging the knowledge silos and barriers between science and society, better understanding evolutionary change and better managing transformational change, as well as reconsidering the ways technology, urban–rural space, and land use might be patterned to mitigate and adapt to climate breakdown are just some of the key messages of the Special Collection. Although this Special Collection does not encompass all the work being undertaken within Future Earth, we hope these insights contribute to shaping our collective response as an international scientific community and interconnected society for the coming decade, ensuring a sustainable future for our planet.
Supplementary material
The supplementary material for this article can be found at https://doi.org/10.1017/sus.2024.41 .
Acknowledgments
The authors would like to acknowledge the decades of scientific advancements, the knowledge, community, and space to discuss the development of this editorial and the manuscripts that formed this Future Earth Special Collection in Global Sustainability . We further thank those that contributed to the call for Special Collection ideas within Future Earth and those that dedicated substantial time to share and document their findings in one of the many manuscripts.
All authors designed and ran the Special Collection for this editorial. G. B. S. wrote the first draft and S. M., J. U., F. A.-B., and S. J. contributed to the further development. All authors read and approved the final manuscript.
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- G. B. Sioen (a1) (a2) , S. McGreevy (a3) (a4) , J. Ungvari (a5) (a6) , F. Attig-Bahar (a7) (a8) (a9) and S. Juhola (a10) (a11)
- DOI: https://doi.org/10.1017/sus.2024.41
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UVA Continues to Lead in Nitrogen Footprint Analysis
Elizabeth Dukes and Jim Galloway have been leading the national conversation on the importance of nitrogen footprint tracking for universities and communities for over a decade. The Environmental Research Letters has now published their paper on the value of footprint tracking tools, with a focus on Nitrogen Footprint Tracking.
Maybe you've heard of keeping track of your carbon footprint, your digital footprint, or even your cookprint (for the cooks out there), but have you heard of tracking your “nitrogen footprint”?
Experts at UVA have been leading the national conversation on the importance of nitrogen footprint tracking for universities and communities since 2010. In 2013, UVA became the first university in the nation to set an official reduction goal -- to reduce by 25% below 2010 levels by 2025 – and released a Nitrogen Action Plan that set forth a roadmap to meet this goal.
UVA continues to lead in nitrogen footprint tracking and analysis.
The journal Environmental Research Letters has published "Footprint Tools Tiptoeing towards Nitrogen Sustainability" ( 1 ) co-authored by Office for Sustainability’s Footprint Analyst Elizabeth Dukes, UVA Professor Emeritus Jim Galloway, and others. This announcement comes on the heels of their 2022 research paper entitled "Footprints in Action: How UVA is Managing its Sustainability Stewardship" ( 2 ) being selected as a finalist for the 2023 AASHE Campus Sustainability Research awards. The paper is currently one of the most read papers in the only peer-reviewed journal dedicated to sustainability, sustainable development, and climate change - Sustainability and Climate Change .
Why Nitrogen?
Excess nitrogen from human activities contributes to a variety of negative impacts on human and environmental health including algae blooms, ozone depletion, forest dieback and respiratory illness. Where does it come from? Reactive nitrogen is a common byproduct of three important processes: fossil fuel combustion, food production, and food consumption.
To measure and then reduce these impacts, nitrogen footprint tools were developed at UVA for people, institutions and communities and are now used in multiple countries and institutions.
In the most recent Environmental Research Letters paper , UVA and researchers from the University of New Hampshire, University of California Davis, and the Electric Power Research Institute examine footprint tools and give examples of how these tools have been successfully applied to achieve pollution reductions. The team also gives an assessment of how nitrogen and multi-element footprint tools fit into the overall topic of environmental management, including the benefits and limitations.
Jim Galloway, Department of Environmental Sciences Sidman P. Poole Professor (Emeritus) and co-author said, “Over the last 14 years, N footprint tools have been expanded in both their scope to over 15 countries, and their application at institutions and communities.” Galloway continued, “This paper presents the progression of knowledge about footprint tools and lays out a pathway for their improvement and expansion.”
Elizabeth Dukes, Office for Sustainability’s footprint analyst and co-author said, “As colleges make sustainability goals, evaluating their progress is crucial. Many use footprint tools to measure their impact on the environment. Our paper introduces the Integrated Environmental Footprint Tool (IEFT), which helps see how changes in university activities interact with nitrogen, greenhouse gasses, phosphorus, and water footprints, and used UVA as a case study.”
How is UVA reducing its Nitrogen Footprint?
In 2014 Nitrogen Working Group( 3 ) at UVA was founded in response to UVA’s first goal to reduce UVA’s nitrogen footprint 25% by 2025. Led by Galloway and Dukes, this group is composed of students interested in the science and communication aspects of reducing reactive nitrogen as an important climate solution. The group is a team of students, faculty, and staff that aim to evaluate, track, and reduce UVA’s Nitrogen Footprint. They track annual footprint emissions, educate the UVA community on ways to reduce their N footprint, and propose feasible reduction strategies to stakeholders. Some of these include everyday actions like choosing plant-based foods and washing clothes in cold water. The group has also worked with Morven Sustainability Lab to track their nitrogen footprint and Professor Tim Beatley’s Forest Patch team.
UVA uses the Integrated Environmental Footprint Tool (IEFT), developed by a team of researchers across multiple universities during a National Socio-Environmental Synthesis Center workshop in January 2020. The tool estimates the carbon, nitrogen, water, and newly added phosphorus footprints as well as damage costs of UVA and has since become a part of UVA’s general strategy of quantifying sustainability. The tool uses data collected by the Nitrogen Working Group and Office for Sustainability from UVA dining facilities and operations data from Facilities Management, detailing activities such as weight of food purchased, gallons of fuel used, and kilowatt hours of electricity. Each year UVA’s Annual Report shares progress made toward these goals.
UVA has achieved a 34% reduction in reactive nitrogen losses to the environment as of 2022 compared to 2010, which exceeds the 2030 goal. Reductions are due to efforts to reduce energy use and procure more sustainable energy sources, as well as a move towards plant-based offerings in dining hall. However, more work will need to be done for these reductions to carry through to 2030 as university growth is projected to mitigate these reductions.
What's Next for Nitrogen Footprint Tracking?
Galloway and Dukes look forward to more and more universities, communities and countries using the N footprint tool, which is why in 2022 they wrote Footprints in Action: How UVA Is Managing Its Sustainability Stewardship , published by the journal Sustainability and Climate Change , a peer-reviewed publication dedicated to furthering the science of sustainability, sustainable development, and climate change.
Tools such as the IEFT can assist institutions in determining co-benefits of climate action planning across four environmental footprints, including damage costs. Currently over 600 institutions using the Sustainable Indicators Management and Analysis Platform (SIMAP) can now track their N footprints. In the future, integrated tools such as these will provide institutions with a more comprehensive view of environmental impacts across several indicators.
-Teri Strother, Office for Sustainability, Associate Manager of Communications
1. Authors: James N Galloway, Elizabeth A Castner, Elizabeth S M Dukes, Jessica Fox and Allison M Leach
2. Authors: Elizabeth Dukes, Selina Cheng, Samuel Mogen, James Galloway, Allison Leach, Andrea Ruedy Trimble, Andrew Pettit, Jana Compton and Michael Pennino
3. Nitrogen Working Group members: Caroline Speidel, Rebecca Wisnewski, Emily Huber, Sophia Hanway, Phoebe Hall, Kyle Hagerstrom, Madeline Morphis, Molly Kaufman, Owen Shaffer, Libby Dukes and Jim Galloway
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This study aims to highlight the current trends in the literature on sustainability by applying a bibliometric review of papers on sustainability published in Environment, Development and Sustainability . Bibliometric analysis is a quantitative approach to bibliographic materials that highlights the core theoretical and empirical research on a specific field. In addition, it allows the classification of previous studies. Previous bibliometric reviewers were limited to sustainability papers in specific industries, while this study considers all papers on sustainability to provide further insights on overall sustainability topics. The analysis was based on keyword cartography analysis, bibliometric authors’ citation analysis, bibliometric papers’ citation analysis, bibliometric references’ co-citation analysis, journals’ co-citation cartography, and qualitative content analysis. A total of 997 articles on sustainability were reviewed. Bibliometric analysis was performed using VOSviewer and content analysis was performed using WordStat. Six major clusters were identified: environmental sustainability, sustainable development, urban sustainability, ecological footprint, environment, and climate change. In addition, the results reveal that Environment, Development and Sustainability has increasingly experienced important growth in research papers and citations, reflecting its significant contribution to the sustainability research field. In addition, this study presents recommendations for future research opportunities in the field of sustainability. The findings of this study have implications for sustainability research, such as the assessment of environmental and social sustainability in multinational institutional contexts and across industries as well as the examination of the impact of environmental and social sustainability on different corporate aspects and decisions. This study is the only one to review the key topics on which papers published in Environment, Development and Sustainability are focused and can be largely used for sustainability practices. This study provides an overview of how the literature on sustainability has developed, as well as a summary of the most productive authors, along with countries, organizations, and journal sources. This offers an opportunity for future research to focus on this topic.
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1 Introduction
Over the past decade, bibliometric analyses have attracted increasing research attention. This analysis has become popular owing to the introduction of new software programs, multidisciplinary methodologies, and the ability to handle large databases (Khan et al., 2022 ). Additionally, this analysis allows objective data analysis and identification of various trends in a specific research field and journal performance, topics, authorship, co-citations, and references (Ellili, 2023 ). This study focuses on sustainability, which is of great interest.
This study focused on the sustainability research field, as its importance has emerged due to the growth in awareness of natural resource depletion and environmental changes. Sustainability has become an area of great interest not only for policymakers, but also for researchers to examine the concept of a green economy. In the last decade, the increasing environmental awareness of international legal bodies has prompted many countries to raise questions about sustainable development.
Most of studies explored the sustainability in the agriculture industry (Fito & van Hulle, 2021 ; Medina et al., 2021 ; Pandey & Diwan, 2021 ; Singh & Misra, 2021 ; Yasmeen et al., 2022 ), food security (Alsaleh et al., 2021 ; Nualnoom, 2022 ; Pieroni et al., 2021 ; P. Singh et al., 2022 ), land management and degradation (Surata et al., 2022 ; Yu, 2021; Zhou et al., 2022 ), biodiversity (Teraa & Bencherif, 2022 ), climate change (Staupe-Delgado, 2020 ; Wang et al., 2021 ), urban planning and management (Ahmed et al., 2021 ; Sunardi et al., 2021 ; Yu et al., 2021 ), and carbon emission and pollution (Kapitonov, 2021 ; Kaya Kanlı & Küçükefe, 2023 ; Sun et al., 2022 ).
In the management area, studies have examined the circular economy (di Vaio et al., 2023 ; Mirzaei & Shokouhyar, 2022 ; Rasool et al., 2022 ), life cycle analysis (Hayek et al., 2021 ; Khaddour, 2022 ; Sharma et al., 2022 ) while only one study investigated the impact of sustainability disclosure on corporate performance (Ellili & Nobanee, 2022 ). Through a bibliometric analysis, this study was not only able to identify the most frequent sustainability topics published in Environment, Development and Sustainability , but also detect various gaps in the literature and propose paths for future research.
This study aims to achieve the following objectives: (1) analyze the major contributions of Environment, Development and Sustainability to the sustainability research field; (2) identify the most productive authors along with their respective papers, organizations, and countries; (3) determine the key reference papers and journals; (4) map and visualize results in simple presentations; and (5) provide directions for future sustainability research to be considered by the journal.
This study had five research questions: The first question is as follows: What are the most frequent topics of papers published in Environment, Development and Sustainability ? The second question is: What authors, organizations, and countries have contributed the most to research on sustainability? The third research question was as follows: What are the most cited papers published in Environment, Development and Sustainability ? The fourth research question is as follows: What are the most cited reference papers? The fifth research question was as follows: What are the most-cited reference journals? To answer the first and fifth questions, we conducted a cartography analysis using VOSviewer, and the remaining questions were answered by applying bibliometric analyses.
To the best of our knowledge, there are 13 bibliometric analyses published in Environment, Development and Sustainability . These studies are related to sustainability issues in specific industries, such as economics (Dominko et al., 2022 ; Zhao & Zhang, 2022 ; Zárate-Rueda et al., 2021 ), tourism (Diéguez-Castrillón et al., 2022 ), real estate (Lazar & Chithra, 2021 ), agriculture (Dash et al., 2023 ; Mohd Razali et al., 2022 ), and health (Zyoud & Zyoud, 2021 ). While this study considers all sustainability papers published in Environment, Development and Sustainability and it will shed further light on this topic. This study contributes to the literature by evaluating the most relevant sustainability research topics. Six major clusters were identified: (1) environmental sustainability, (2) sustainable development, (3) urban sustainability, (4) ecological footprint, (5) environment, and (6) climate change. In addition, the results reveal that Environment, Development and Sustainability has increasingly experienced important growth in research papers and citations, reflecting its significant contribution to the sustainability research field. In addition, this study identifies the authors, countries, organizations, and references that have been the most influential in terms of publishing sustainability studies in Environment, Development and Sustainability .
The remainder of this paper is organized as follows. Section 2 presents the methodology and data. Section 3 interprets the results of the bibliometric and content analyses. Section 4 presents the current topics and recommendations for future research, and Sect. 5 presents the conclusions.
2 Methodology and data
2.1 methodology.
This study applied a bibliometric analysis by considering both quantitative and qualitative approaches (Khan et al., 2022 ). Thus, the following analyses were conducted: (1) keyword cartography analysis, (2) bibliometric authors’ citation analysis, (3) bibliometric papers’ co-citation analysis, (4) bibliometric references’ co-citation analysis, (5) journals’ co-citation cartography, and (5) qualitative content analysis. Bibliometric analysis was conducted using VOSviewer and content analysis was performed using WordStat.
In the first step, the Scopus database was selected as Environment, Development and Sustainability is listed in this database. More particularly, we used the keyword “sustainability” and the title source Environment, Development and Sustainability yielding 1,042 papers. The data include all documents on sustainability published in Environment, Development and Sustainability. It covers the period between 1999 and 2022 until August 9th. The data were then screened in multiple stages, as shown in Fig. 1 . The final number of papers included in this bibliometric analysis was 997.
PRISMA diagram showing the number of documents at each stage of the screening process
After the data were screened, they were exported to Common Separated Value (CSV) Excel and uploaded to VOSviewer for bibliometric analyses. In addition, the CSV Excel was converted into the Web of Sciences format and uploaded to CiteSpace. The data extraction and conversion steps are illustrated in Fig. 2 .
Data extraction steps
3 Results of bibliometric and content analyses
This section summarizes the 997 documents included in this study. These documents were published in Environment, Development, and Sustainability . In addition to the trend analysis, several bibliometric analyses were conducted to identify the most frequent research topics, the most productive authors along with organizations and countries, the most cited papers, the most co-cited reference papers, the most co-cited reference journals, and content analysis.
3.1 Trend in publications on sustainability in Environment, Development and sustainability
Figure 3 shows the number of documents published on sustainability in Environment, Development and Sustainability . The four first studies were published in 1999. The development of this field was slow until 2007, with a maximum of 15 papers published in 2005. The number of published documents on sustainability started to increase, reaching 40 in 2018 and 2019 and continued to increase significantly in the remaining years, reaching 255 in 2021. Although the year 2022 is not yet over, this number has reached 224. The growing number of published documents suggests that academic researchers are becoming more interested in the sustainability field and publishing a higher number of documents in Environment, Development and Sustainability . In this trend analysis, the increasing number of publications in the field of sustainability is not only attributed to the growing recognition of the importance of this research field, but also to the significant contribution of Environment, Development and Sustainability to the publication on sustainability.
Trend in publication on sustainability in Environment, Development and Sustainability
3.2 The most frequent research topics
Co-occurrence analysis of all keywords was applied to conceptualize the development and growth of sustainability studies published in Environment, Development and Sustainability . To arrive at a meaningful analysis, following Khan et al. ( 2022 ), a minimum threshold of two for the co-occurrence of a particular keyword was required and filtered. This resulted in 551 words, for a total of 3,577 words. The results are reported in Fig. 3 and reveal six major clusters: (1) environmental sustainability (red), (2) sustainable development (green), (3) urban sustainability (blue), (4) ecological footprint (yellow), (5) environment (purple), and (6) climate change (turquoise). These clusters reflect the need for research on sustainability in response to the main interest in the environment and climate change. In addition, the topic of sustainability is of great importance to help companies ensure sustainable development and growth, as well as to improve stakeholders’ perceptions and public attitudes (Fig. 4 ).
Keywords analysis
Studies in the environmental sustainability cluster have primarily focused on sustainability indicators. There were three major groups of studies in this cluster. The first group examined the implementation of sustainable development goals (SDG) (Weerasooriya et al., 2021 ; Phillips, 2021 ; Udemba, 2022 ), and environmental conservation policies (Z. Wang et al., 2022 ; Zolin et al., 2020 ). The second group explored the adoption of a circular economy (di Vaio et al., 2023 ; Mirzaei & Shokouhyar, 2022 ; Rasool et al., 2022 ), environmental innovations (Tiwari & Thakur, 2021 ; Weimin et al., 2022 ). The third group assesses corporate sustainability (de Lima et al., 2022 ; Ellili & Nobanee, 2022 ; Rahman et al., 2022 ; Xu et al., 2021 ).
In the sustainable development cluster, studies have explored sustainability in the agricultural industry(Fito & van Hulle, 2021 ; Medina et al., 2021 ; Pandey & Diwan, 2021 ; Singh & Misra, 2021 ; Yasmeen et al., 2022 ) as well as in tourism (Aygün Oğur & Baycan, 2022 ; Mohamadi et al., 2022 ; Xu et al., 2022 ). Other studies have focused on land use management (Surata et al., 2022 ; Yu, 2021 ; Zhou et al., 2022 ), energy consumption (Petrović, 2023 ; Saeed et al., 2022 ), economic growth (Refah-Kahriz et al., 2022 ), and the impact of COVID-19 pandemic on sustainable development (Bar, 2021 ; Shammi et al., 2021 ; Zyoud, 2022 ).
In urban sustainability clusters, studies have focused mainly on urban planning and management (Ahmed et al., 2021 ; Sunardi et al., 2021 ; Yu et al., 2021 J. Wang et al., 2022 ) and water quality, resources, and management (Torres López et al., 2023 ; Wang et al., 2021 ).
In the ecological print cluster, studies have focused on food security (Alsaleh et al., 2021 ; Nualnoom, 2022 ; Pieroni et al., 2021 ; P. Singh et al., 2022 ), the application of geographic information systems (GIS) to assess climatic conditions (Bherwani et al., 2021 ; Dereli & Tercan, 2021 ; Sarif & Gupta, 2022 ), and stakeholder involvement in ecological initiatives (Salman et al., 2022 ; Vasconcelos et al., 2022 ; Woldesenbet & Kebede, 2021 ).
In the environmental cluster, studies have highlighted the need to reduce carbon emissions (Coller et al., 2021 ; Khurshid et al., 2022 ), use renewable energy to improve energy efficiency (Irfan et al., 2021 ; Xu et al., 2021 ), biodiversity (Teraa & Bencherif, 2022 ), and the importance of preserving the environment for poor communities (Forkuor & Korah, 2023 ; Ho et al., 2022 ).
Studies in the climate change cluster have focused mainly on adaptation strategies and livelihoods (De & Das, 2021 ; Ghazali et al., 2021 ; Islam et al., 2022 ), and resilience evaluation (Ghamari et al., 2022 ; Rai et al., 2021 ; Zhao et al., 2022 ).
In addition to VOSviewer, CiteSpace was used to analyze the most used keywords in the different stages and development patterns in the publications on sustainability in Environment, Development and Sustainability . The most-cited keywords were calculated and arranged in CiteSpace by time and frequency to form the time view shown in Fig. 5 . The figure shows the most frequently used keywords. The four keywords of “sustainable development,” “climate change,” “ecological footprint,” “biodiversity,” and “environment” were frequently included in papers till 2004, suggesting that early interest in sustainability was closely related to the overall awareness about the environment as well as the integration of the environmental policy for the achievement of a sustainable development. For instance, Eppel ( 1999 ) explained the recommendations of the Organisation for Economic Co-operation and Development (OECD) Council for different countries to integrate areas of the environment and climate change into governmental strategies to ensure the transition to sustainable development. In the following three years, the following new keywords emerged: “water management” and “economic growth”. These keywords reflect the importance of water resource management for ensuring economic growth. Rahm et al. ( 2006 ) highlighted the importance of sustainability of water resources to ensure economic development. During 2007–2013, the most used keywords were “perception”, “livelihood”, “integrated approach“, “strategic approach“, “ecotourism“, and “carbon emission”. In addition, interest in sustainability research was not only limited to “rural areas” but was extended to “urban areas. These keywords reflect that the achievement of sustainability objectives requires integrated and strategic approaches to increasing awareness among different stakeholders about sustainability and making them involved in different environmental initiatives. During 2013–2016, researchers were interested in applying more sophisticated methods such as “irrigation system” and “spatiotemporal analysis” to assess the quality of different sustainability practices. The interest was focused on assessing the sustainability performance and the achievement of “sustainable development goals” including the “social sustainability” in different industries such as “supply chain” companies. In the following years, interest continued to be on “sustainability assessment” and moved to the “optimization” of sustainability goals. This evolution in sustainability topics indicates that researchers have started to increase awareness about the environment and climate change by explaining the importance of sustainability efforts to be implemented at the country level and the strong association between sustainability practices and economic growth. Later, interest was focused on spreading awareness about sustainability initiatives in both rural and urban areas, measuring the different potential impacts of sustainability efforts, and optimizing the achievement of different sustainability goals.
Evolution in Sustainability Research topics Over the Years
Additionally, a keyword burst analysis was conducted to identify the emergence of new and significant research topics in the sustainability field over time and track the evolution of ideas over time. Figure 6 presents the top 22 keywords with the strongest citation bursts between 1999 and 2022. The top five keywords with the highest strength were “Eurasia” (2004–2009), “Asia” (2004–2009), “Africa” (2002–2009), “perception” (2016–2020), and “developing word” (2009–2014). The most recent burst keywords were “strategic approach”, “groundwater resources”, “assessment method”, and “Pakistan” with continuous persistence. The keyword “strategic approach” which emerged from 2018, showed the strongest citation burst (4.82).
The keywords with the strongest citation bursts for publications on sustainability published in Environment, Development and Sustainability between 1999 and 2022
3.3 The most influential authors, organizations and countries
The most cited authors, along with their respective organizations and countries, are presented in Table 1 . For meaningful analysis, the threshold was a minimum of five papers by author. This yielded eight of the 2,961 authors. Table 1 shows that Hens L. published the highest number of papers in Environment, Development and Sustainability and Islam A.R.M.T. had the highest number of citations. The list indicates that two authors are affiliated with Iranian universities (Bagherpour M and Ghannadpour S.F.). In addition, Table 1 reveals that Belgium, Hong Kong, Sweden, India, Bangladesh, Benin, and Iran are increasingly contributing to research publications in Environment, Development, and Sustainability .
3.4 The most cited papers
This section presents an analysis of the most-cited papers published in Environment, Development and Sustainability. The threshold was a minimum of 100 citations, yielding 16 of the 997 papers. As presented in Table 2 , the topics of the most cited papers are related to environmental sustainability (Munda, 2005 ; Van Wilgen et al., 2001 ; Shiferaw et al., 2009 ; Chavalparit et al., 2006 ; López-ridaura et al., 2005 ; Magee et al. 2013 ) followed by studies on sustainable development (Jabareen, 2008 ; Fuchs, 2008 ; Yüksel, 2017 ) and urban sustainability (Berardi, 2013 ; Koop & van Leeuwen, 2017 ; Cetin et al., 2018 ).
3.5 Most co-cited reference papers
This section presents the top 20 co-cited references in sustainability papers published in Environment, Development and Sustainability . As shown in Table 3 , most co-cited reference papers were directly related to environmental sustainability. Other co-cited references are related to theories such as organizational behavior considered in the studies of Gholamrezai et al. ( 2021 ), Hameed et al. ( 2021 ), and Hopwood et al. ( 2022 ) or empirical models including fuzzy, structural equations, bounds testing approaches, and linear models that have been applied in many studies to assess environmental sustainability. In particularl, the fuzzy model was considered in the studies of Garg et al. ( 2022 ), Goyal et al. ( 2021 ), Guo & Wu ( 2022 ), and Perçin ( 2022 ).The structural equations were considered in the studies of Sachin & Rajesh ( 2022 ) and Sekhar & Raina ( 2021 ).The bounds testing approaches were considered in the studies of Udemba ( 2022 ) and Danlami et al. ( 2018 ), and the linear models were applied in the studies of Sameen & Feroze ( 2021 ) and Bissinger & Bogner ( 2018 ).
3.6 Most cited references journals
This section presents the most-cited reference sources. Table 4 presents the top ten journals, along with their respective citations, publishers, Scopus quartiles, and SNIP factors. All journals are part of Q1 Scopus and have high SNIP impact factors (higher than 1.154). Most journals were published by Elsevier followed by Springer.
3.7 Content analysis
In addition to bibliometric analysis, qualitative content analysis of the research topics of papers on sustainability published in Environment, Development and Sustainability was conducted using WordStat. The results are presented in Table 5 .
Table 5 reveals a high similarity with the bibliometric analysis and clusters explained in Sect. 3.2. This indicates that the most frequent research topics on sustainability are related to environmental sustainability, sustainable development, water quality, carbon emissions, and climate change. The two additional topics are “decision making” and “structured interviews”. These topics are related to methodological approaches and data collection. Table 5 indicates that fuzzy and integrated approaches are the most common methods applied in sustainability studies. Fuzzy models are used to assess different sustainability impacts (Goyal et al., 2021 ; Yamagishi et al., 2021 ; Liang et al., 2021 ). Regarding data collection, the most commonly used methods for assessing the awareness and perception of sustainability are questionnaires, surveys, and interviews (Dipeolu et al., 2021 ; Gurbuz et al., 2021 ).
4 Current topics and recommendations for future research
In addition to the content analysis of previous sustainability papers, another content analysis was conducted on the current topics of the most recent papers, published until August 9, 2022. Table 6 presents the results.
Table 6 indicates that the major topics of environmental sustainability and sustainable development are similar to those listed in Table 5 . For each topic, there is a new integration, such as the social aspect in the topic of environmental sustainability (Ellili & Nobanee, 2022 ; Sachin & Rajesh, 2022 ) and tourism sustainability in the topic of sustainable development (Aygün Oğur & Baycan, 2022 ; Simo-Kengne, 2022 ; Xu et al., 2022 ). In the methodology approach, there is a higher focus on data analysis using data envelopment (Omrani et al., 2022 ; Ye et al., 2022 ), panel data (Petrović, 2023 ), and sensitivity analysis (Yagmahan & Yılmaz, 2023 ) to assess the different sustainability impacts. In addition, the production of renewable energy is one of the main new topics in recent sustainability studies published in Environment, Development and Sustainability (Adetunji et al., 2022 ).
As per the keyword burst analysis (Fig. 6 ), future research on sustainability may include topics on the “strategic approach”, “groundwater resources”, “assessment method”, and “Pakistan”. Future research on strategic approaches may include studies on ecosystem-based management to further understand the management of natural resources by considering the entire ecosystem, including its ecological, social, and economic aspects. Future studies on groundwater resources may include the development of policies and regulations involving the implementation of measures such as groundwater allocation limits and recharge requirements to ensure that groundwater resources are used sustainably and not overexploited. Future research on assessment methods may consider digital platforms for sustainability data collection and analysis. These platforms can help improve the quality and availability of sustainability data and promote data-driven decision making. Future studies on sustainability in Pakistan may include further promotion of the development of renewable energy sources to increase access to clean and affordable energy, investment in green infrastructure, and the resilience of sustainable agriculture to climate change.
In addition, other topics on sustainability that would be considered by Environment, Development and Sustainability may include the following:
Environmental and social sustainability assessment across industries: Ellili & Nobanee ( 2022 ) examined the impact of UAE banks’ environmental and social disclosure on financial performance. Sachin & Rajesh ( 2022 ) analyzed the association between sustainable supply chain practices and the financial performance of Indian manufacturing companies. Aygün Oğur & Baycan ( 2022 ), Mohamadi et al. ( 2022 ), and Simo-Kengne ( 2022 ) examined sustainability practices in the tourism industry, while Xu et al. ( 2022 ) compared corporate sustainable growth between the tourism and agriculture industries. It would be interesting to explore sustainability efforts in various industries. This would help determine the best frameworks and practices for sustainability initiatives to maximize financial performance.
Environmental and social sustainability assessment in family businesses and small and medium enterprises (SMEs): Family businesses and SMEs contribute significantly to economic growth, while most sustainability studies focus on listed companies. It would be interesting to explore the sustainability practices implemented by family businesses and SMEs and examine their potential impact on financial performance and sustainable development.
Environmental and social sustainability assessment in international contexts: Most sustainability studies focus on only one country. However, it would be insightful to conduct multinational studies to compare sustainability efforts in different institutional contexts (such as developing versus developed countries) and benchmark best sustainability practices.
Impact of social and environmental sustainability on corporate decisions: Most previous studies have examined the impact of sustainability practices on financial performance (Ellili & Nobanee, 2022 ; Sachin & Rajesh, 2022 ). It would also be worth analyzing the impact of these practices on other corporate aspects (such as investment efficiency, earnings management, forecast accuracy, etc.) and financial decisions (capital structure, dividend policy, cash holdings, etc.).
More comprehensive sustainability assessment measures: Most previous studies have used either qualitative (such as surveys, questionnaires, and focus groups) or quantitative measures (such as scores, panel data, DEA, and sensitivity analysis) for sustainability assessment. It would be insightful if future research combines qualitative and quantitative methods to develop a more complex and accurate sustainability assessment index.
Energy production: Most previous studies have explored different types of renewable energy for the main environmental purposes of reducing carbon emissions and climate change. It would also be interesting to consider the impact of renewable energy production on social sustainability such as employment opportunities, quality of life, healthy lifestyles, and income growth.
5 Conclusion
This study analyzed published papers in Environment, Development and Sustainability to determine the journal’s contributions to the sustainability literature, identify the key ideas and concepts related to this field, and provide recommendations for future research.
By applying several bibliometric and content analyses, the most productive authors, along with their respective organizations and countries, were identified. In addition, this study identified six major research topics related to (1) environmental sustainability, (2) sustainable development, (3) urban sustainability, (4) ecological footprint, (5) environment, and (6) climate change.
This study has theoretical and practical implications. First, it provides an overview of the evolution of the sustainability literature in journals and identifies the most relevant topics. Second, it helps researchers understand the most recent topics, as well as the most cited papers and relevant references on sustainability. Third, sustainability researchers can use the findings of this study to identify the areas of future research opportunities on which they should focus. For instance, they can analyze various issues related to sustainability to ensure sustainable development. In addition, it has been observed that there is a gap in the literature regarding the assessment of social and environmental sustainability in family businesses and SMEs which is considered as an unexplored research field related to the corporate sustainability practices. In addition, most of the previous studies published in Environment, Development and Sustainability explored only the impact of environmental and social sustainability on financial performance, while the economic environment changes over time, and it is important for researchers to constantly evolve their studies to improve the understanding of the major role played by environmental and social practices in enhancing economic growth and sustainable development. Moreover, the main thrust of environmental and social sustainability studies has examined either one institutional context or one industry, and has relied on a limited number of companies, while it can also be applied in a multinational context and across different industries.
This study also highlights the importance of optimizing sustainability management in addressing critical corporate decisions, such as investment decisions, capital structure, dividend payouts, and earnings management. This field has been acknowledged as a leading research topic for exploring the various characteristics of sustainability practices. Much research should be conducted in this field as most studies have focused on financial performance. In addition, more studies should be conducted on the impact of sustainability on strategic corporate governance to ensure sustainable development. Some of these topics include the role of the board of directors in the integration of sustainability into a company’s management.
The importance of sustainability is acknowledged not only by society, but also by investors. Companies should operate in a way that will not only maximize the value of their shareholders’ wealth but also increase the benefit to the entire society by undertaking environmental and social activities, such as investment in renewable energy projects. This will be of great interest for future research, considering the internal policies of companies to promote sustainable development goals and prevent climate change, pollution, and social inequality.
Future studies should examine other databases to analyze trends in the field of sustainability. This study focused only on articles published in Environment, Development and Sustainability . Despite these limitations, this study provides a useful overview of the current sustainability literature.
Data availability
The data that support the findings of this study are available upon request.
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Ellili, N. Bibliometric analysis of sustainability papers: Evidence from Environment, Development and sustainability . Environ Dev Sustain 26 , 8183–8209 (2024). https://doi.org/10.1007/s10668-023-03067-6
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Proceedings of the 2nd International Conference on Emerging Technologies and Sustainable Business Practices-2024 (ICETSBP 2024)
Impact of Sustainable Techno-Marketing Strategies on MSME’s Growth: A Bibliometric Analysis of Past Decade (2014-2024)
In a new era where the environment is a more significant concern and the market is more competitive, survival for MSMEs can be sustained through integrating sustainable practices with technological advancements. This paper carries out a holistic bibliometric analysis based on Scopus to investigate the changing scope of deceptive techno-marketing strategies for sustainability and their impact on MSME development in the last decade (2014-2024). By conducting a systematic literature review and analysis, this study identifies key themes, trends, and seminal work in the domain while showing how MSMEs can harvest sustainable practices with technological innovation and branding that must be helpful for their growth. The study focuses on dimensions like green marketing, digitalization, social media engagement and corporate social responsibility initiatives among MSMEs. It also analyzes the geographical distribution of research, mainstream perspectives and emerging gaps to provide pointers for future areas of investigation. This paper investigates the sustainable techno-marketing strategies for growing MSMEs. It collates extant knowledge and highlights areas for future research. It is essential reading for every policymaker, practitioner, and scholar. These lessons may prove beneficial in traversing what can often seem fast-paced and ever-evolving sustainable business practices through technological improvements.
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Home > Walden Dissertations and Doctoral Studies > Walden Dissertations and Doctoral Studies > 16058
Walden Dissertations and Doctoral Studies
Transformational leadership, leader change attitude, and economic sustainability in manufacturing companies operating in canada.
Catherine Lewis , Walden University Follow
Date of Conferral
Date of award.
September 2024
Doctor of Business Administration (D.B.A.)
Betsy Macht
Some business leaders in medium-sized manufacturing companies operating in Canada do not understand the relationship between leadership style, leader change attitude, and economic sustainability. Grounded in transformational leadership theory, the purpose of this quantitative correlation study was to examine the relationship between a composite of transformational leadership attributes and the long-term economic sustainability of their respective organization. Additionally, the study sought to test whether leader change attitude was a moderating variable in the relationship between leadership style and economic sustainability. The participants were 160 leaders of medium-sized manufacturing organizations operating in Canada who completed the Multifaceted Leadership Questionnaire, the Leader Change Attitude Questionnaire, and the Economic Sustainability Questionnaire. The results of the multiple linear regression were significant, F(5,155) = 8.53, p < .001. The analysis also indicated that the leader’s attitude to change did not moderate the relationship between transformational leadership and economic sustainability. A key recommendation is for business owners and senior leaders to convey a rationale for the change and allow leaders to mitigate change concerns. The implications for positive social change include the potential to motivate followers to embrace change that promotes the company’s future well-being.
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Lewis, Catherine, "Transformational Leadership, Leader Change Attitude, and Economic Sustainability in Manufacturing Companies Operating in Canada" (2024). Walden Dissertations and Doctoral Studies . 16058. https://scholarworks.waldenu.edu/dissertations/16058
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