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How to Cite a Thesis or Dissertation in APA

In this citation guide, you will learn how to reference and cite an undergraduate thesis, master’s thesis, or doctoral dissertation. This guide will also review the differences between a thesis or dissertation that is published and one that has remained unpublished. The guidelines below come from the 7th edition of the Publication Manual of the American Psychological Association (2020a), pages 333 and 334. Please note that the association is not affiliated with this guide.

Alternatively, you can visit EasyBib.com for helpful citation tools to cite your thesis or dissertation .

Guide Overview

Citing an unpublished thesis or dissertation, citing a published dissertation or thesis from a database, citing a thesis or dissertation published online but not from a database, citing a thesis or dissertation: reference overview, what you need.

Since unpublished theses can usually only be sourced in print form from a university library, the correct citation structure includes the university name where the publisher element usually goes.

Author’s last name, F. M. (Year published). Title in sentence case [Unpublished degree type thesis or dissertation]. Name of institution.

Ames, J. H., & Doughty, L. H. (1911). The proposed plans for the Iowa State College athletic field including the design of a reinforced concrete grandstand and wall [Unpublished bachelor’s thesis]. Iowa State University.

In-text citation example:

• Parenthetical :  (Ames & Doughty, 1911)
• Narrative :  Ames & Doughty (1911)

If a thesis or dissertation has been published and is found on a database, then follow the structure below. It’s similar to the format for an unpublished dissertation/thesis, but with a few differences:

• The institution is presented in brackets after the title
• The archive or database name is included

Author’s last name, F. M. (Year published). Title in sentence case (Publication or Document No.) [Degree type thesis or dissertation, Name of institution]. Database name.

Examples 1:

Knight, K. A. (2011). Media epidemics: Viral structures in literature and new media (Accession No. 2013420395) [Doctoral dissertation, University of California, Santa Barbara]. ProQuest Dissertations Publishing.

Trotman, J.B. (2018). New insights into the biochemistry and cell biology of RNA recapping (Document No. osu1523896565730483) [Doctoral dissertation, Ohio State University]. OhioLINK Electronic Theses & Dissertations Center.

In the example given above, the dissertation is presented with a Document Number (Document No.). Sometimes called a database number or publication number, this is the identifier that is used by the database’s indexing system. If the database you are using provides you with such a number, then include it directly after the work’s title in parentheses.

If you are interested in learning more about how to handle works that were accessed via academic research databases, see Section 9.3 of the Publication Manual.

In-text citation examples :

• Parenthetical citation : (Trotman, 2018)
• Narrative citation : Trotman (2018)

Author’s last name, F. M. (Year Published). Title in sentence case [Degree type thesis or dissertation, Name of institution]. Name of archive or collection. URL

Kim, O. (2019). Soviet tableau: cinema and history under late socialism [Doctoral dissertation, University of Pittsburgh]. Institutional Repository at the University of Pittsburgh. https://d-scholarship.pitt.edu/37669/7/Olga%20Kim%20Final%20ETD.pdf

Stiles, T. W. (2001). Doing science: Teachers’ authentic experiences at the Lone Star Dinosaur Field Institute [Master’s thesis, Texas A&M University]. OAKTrust. https://hdl.handle.net/1969.1/ETD-TAMU-2001-THESIS-S745

It is important to note that not every thesis or dissertation published online will be associated with a specific archive or collection. If the work is published on a private website, provide only the URL as the source element.

In-text citation examples:

• Parenthetical citation : (Kim, 2019)
• Narrative citation : Kim (2019)
• Parenthetical citation : (Stiles, 2001)
• Narrative citation : Stiles (2001)

We hope that the information provided here will serve as an effective guide for your research. If you’re looking for even more citation info, visit EasyBib.com for a comprehensive collection of educational materials covering multiple source types.

If you’re citing a variety of different sources, consider taking the EasyBib citation generator for a spin. It can help you cite easily and offers citation forms for several different kinds of sources.

To start things off, let’s take a look at the different types of literature that are classified under Chapter 10.6 of the Publication Manual :

• Undergraduate thesis
• Master’s thesis
• Doctoral dissertation

You will need to know which type you are citing. You’ll also need to know if it is published or unpublished .

When you decide to cite a dissertation or thesis, you’ll need to look for the following information to use in your citation:

• Author’s last name, and first and middle initials
• Year published
• Title of thesis or dissertation
• If it is unpublished
• Publication or document number (if applicable; for published work)
• Degree type (bachelor’s, master’s, doctoral)
• Thesis or dissertation
• Name of institution awarding degree
• DOI (https://doi.org/xxxxx) or URL (if applicable)

Since theses and dissertations are directly linked to educational degrees, it is necessary to list the name of the associated institution; i.e., the college, university, or school that is awarding the associated degree.

To get an idea of the proper form, take a look at the examples below. There are three outlined scenarios:

• Unpublished thesis or dissertation
• Published thesis or dissertation from a database
• Thesis or dissertation published online but not from a database

American Psychological Association. (2020a). Publication manual of the American Psychological Association (7th ed.). https://doi.org/10.1037/0000165-000

American Psychological Association. (2020b). Style-Grammar-Guidelines. https://apastyle.apa.org/style-grammar-guidelines/citations/basic-principles/parenthetical-versus-narrative

Published August 10, 2012. Updated March 24, 2020.

Written and edited by Michele Kirschenbaum and Elise Barbeau. Michele Kirschenbaum is a school library media specialist and the in-house librarian at EasyBib.com. Elise Barbeau is the Citation Specialist at Chegg. She has worked in digital marketing, libraries, and publishing.

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To cite a published thesis in APA style, it is important that you know some basic information such as the author, publication year, title of the thesis, institute name, archive name, and URL (uniform resource locator). The templates for an in-text citation and reference list entry of a thesis, along with examples, are given below:

In-text citation template and example:

Use the author surname and the publication year in the in-text citation.

Author Surname (Publication Year)

Cartmel (2007)

Parenthetical:

(Author Surname, Publication Year)

(Cartmel, 2007)

Reference list entry template and example:

The title of the thesis is set in sentence case and italicized. Enclose the thesis and the institute awarding the degree inside brackets following the publication year. Then add the name of the database followed by the URL.

Author Surname, F. M. (Publication Year). Title of the thesis [Master’s thesis, Institute Name]. Name of the Database. URL

Cartmel, J. (2007). Outside school hours care and schools [Master’s thesis, Queensland University of Technology]. EPrints. http://eprints.qut.edu.au/17810/1/Jennifer_Cartmel_Thesis.pdf

To cite an unpublished dissertation in APA style, it is important that you know some basic information such as the author, year, title of the dissertation, and institute name. The templates for in-text citation and reference list entry of an online thesis, along with examples, are given below:

Author Surname (Year)

Averill (2009)

(Author Surname, Year)

(Averill, 2009)

The title of the dissertation is set in sentence case and italicized. Enclose “Unpublished doctoral dissertation” inside brackets following the year. Then add the name of the institution awarding the degree.

Author Surname, F. M. (Publication Year). Title of the dissertation [Unpublished doctoral dissertation]. Name of the Institute.

Averill, R. (2009). Teacher–student relationships in diverse New Zealand year 10 mathematics classrooms: Teacher care [Unpublished doctoral dissertation]. Victoria University of Wellington.

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Author, A. A. (year). Title of doctoral dissertation or master’s thesis  (Publication No. #) [Doctoral dissertation or master’s thesis, Name of Institution Awarding the Degree]. Name of Database.

Davis, P. M. (2010). Access, readership, citations: A randomized controlled trial of scientific journal publishing . (Publication No.   3429815 )  [Doctoral dissertation, Cornell University].  ProQuest Dissertations and Theses Global.  

Author, A. A. (year). Title of doctoral dissertation or master’s thesis  [Doctoral dissertation or master’s thesis, Name of Institution]. Name of Website. URL

Buckman, A. (1997). MOOSE Crossing: Construction, community, and learning in a networked virtual world for kids [Doctoral dissertation, Massachusetts Institute of Technology]. DSpace@MIT.  https://dspace.mit.edu/handle/1721.1/33821

Author, A. A. (year). Title of doctoral dissertation or master’s thesis  [Unpublished doctoral dissertation or master’s thesis]. Name of Institution.

Long, R.P. (1972). A study of instructional objectives and methods for interpersonal communication. [Unpublished master’s thesis]. West Virginia University.

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Citing Dissertations & Theses in APA Format

Dissertations & Theses

Dissertations and theses are formatted the same way in APA 7th edition. Theses are generally the culminating work for a master's or undergraduate degree and dissertations are often original research completed by doctoral students. Here are examples of a dissertation & a thesis, and how they would be formatted: 

Examples: 

Dissertation found in Proquest Dissertations and Theses Global: 

Reference:  

Banks, B. (2020). Addressing institutional racism in healthcare: A case study (Publication No. 28154307) [Doctoral dissertation, University of Minnesota]. Proquest Dissertations and Theses Global. 

In-Text Citation (Paraphrase):  

(Banks, 2020).

In-Text Citation (Direct Quote):

(Banks, 2020, p. 157).

Master's thesis from a University scholarship database: 

Sears, L. B. (2017). The public voice and sustainable food systems: Community engagement in food action plans [Unpublished master's thesis]. University of Kansas.  https://kuscholarworks.ku.edu/handle/1808/26899  

In-Text Citation (Paraphrase):

(Sears, 2017). 

(Sears, 2017, p. 24). 

Carrie Forbes, MLS

Pages Referenced

Citation information has been adapted from the APA Manual (7th Edition). Please refer to page 333 of the APA Manual (7th Edition) for more information.

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Theses and dissertations

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A thesis is an unpublished document produced by student as part of the requirements for the degree. They come at various levels (e.g. Honours, Masters, PhD, etc). Check with your lecturer before using a thesis for your assignment.

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Dissertation or thesis available from a database service:

Author Surname, First Initial. Second Initial. (year of publication).  Title of dissertation or thesis (Doctoral dissertation or master’s thesis).  Retrieved from Name of database.  (Accession or Order No.)

For an unpublished dissertation or thesis:

Author Surname, First Initial. Second Initial. (year of creation).  Title of dissertation or thesis (Unpublished doctoral dissertation or master’s thesis).  Name of Institution, Location.

See Ch 7 pp. 207-208 APA Manual for more examples and formatting rules

Formatting:

• Italicize the title
• Identify whether source is doctoral dissertation or master’s thesis in parentheses after the title
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How to Cite an Unpublished Paper or Manuscript in APA Referencing

3-minute read

• 23rd June 2020

Did you know that you can cite unpublished works, such as in-progress research papers or manuscripts, in an essay? Well, you can! The key is citing them correctly. And in this post, we will look at how to cite an unpublished paper or manuscript in APA referencing .

How to Cite an Unpublished Paper in APA referencing

In APA referencing, you can cite an unpublished work in the same way as you would a published one. This means giving an author’s name and a date in brackets . The only difference is that you give a year of production (i.e., when the paper was written) rather than a year of publication:

Few fully understand the publication process (Clarke, 2020).

Like other sources, if you name the author in the text, you do not need to repeat it in the brackets. And if you quote an unpublished paper, you should give page numbers. For example:

According to Clarke (2020), publication “is a complex process” (p. 20).

When a paper has been accepted for publication but not yet published, however, you should use the term “in press” in place of a year in citations:

Few fully understand the publication process (Clarke, in press).

How to Reference an Unpublished Work in APA Referencing

When adding an unpublished paper to an APA reference list , the correct format will depend on where it is in the publication process. But let’s start with works that will not be published at all (e.g., a paper that the author never submitted or that the publisher rejected).

In this case, the correct format is:

Author Surname, Initial(s). (Year of Production). Title of manuscript [Unpublished manuscript]. Department, University Name.

So, in practice, we could cite an unpublished paper like this:

Clarke, J. (2020). The publication process explained [Unpublished manuscript]. School of Journalism, Media and Performance, University of Central Lancashire.

Referencing a Work Submitted for Publication

If a paper has been submitted for publication but not yet accepted, the reference should state “manuscript submitted for publication.” However, you should not include any other information about the submission, such as where it was submitted, as this information could go out of date quickly.

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The correct format in this case is therefore:

Author Surname, Initial(s). (Year of Production). Title of manuscript [Manuscript submitted for publication]. Department, University Name.

For example, we would list the paper above as follows:

Clarke, J. (2020). The publication process explained [Manuscript submitted for publication]. School of Journalism, Media and Performance, University of Central Lancashire.

Referencing a Paper in Press

If a paper has been accepted for publication, use the following format:

Author Surname, Initial(s). (in press). Title. Periodical or Journal Title .

As you can see, we now include both:

• The phrase “in press” to show that the paper has been accepted by the journal and is now awaiting publication.
• The title of the journal that accepted it (note, too, that we only use italics for the journal title here, not the title of the paper itself).

In practice, then, we would reference a paper awaiting publication like this:

Clarke, J. (in press). The publication process explained, Publishing Research Quarterly .

It is always worth checking the status of submitted papers before finalizing your reference list, too, as they can go from “submitted for publication” to “in press” quite suddenly, leaving your reference out of date.

Hopefully, you will now be able to cite an unpublished paper or manuscript correctly. But if you would like any further help with your writing, why not submit a document for proofreading ?

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APA Citation Style

• Web Sources
• Unpublished Sources
• Sound and Video Recordings
• Chicago Notes & Bibliography

Scrivner, E. M. (1996). Role of police psychology in controlling excessive force in 50 large cities in the United States, 1992 [Data file and codebook]. http://doi.org/10.3886/ICPSR06402.v1

Doctoral Dissertations

Lastname, F. M. (year). Title of doctoral dissertation (Doctoral dissertation). Retrieved from Name of Database. (Accession or Order No.)

Boucher, H. C. (2005). Culture and implicit self-concept inconsistency (Doctoral dissertation). Retrieved from ProQuest Dissertations & Theses Global database. (UMI No. 3210518). 

The order number is listed under "Dissertation/thesis number" in ProQuest Dissertations . If you found the dissertation elsewhere online, for example an institutional web site, you can use the URL instead of an order number.

Unpublished interviews are considered personal communication and are cited in text only, not in the reference list. The in-text citation should include the interviewee's initials, surname, and exact date of interview, e.g. (C. M. Murray, personal communication, March 2, 2016), unless the interview was part of your qualitative data collection, in which case the identity of the interviewee should not be disclosed. If the interview has been archived, either as a recording or a transcript, cite it as archival material, as in the citation below.

Trafton, B. M. (1999). Trafton, Barbara McKnight oral history interview.  (M. Richard., Interviewer). Retrieved from Bates College, Edmund S. Muskie Oral History Collection website: http://scarab.bates.edu/muskie_oh/388

Lecture notes are considered personal communication  unless they have been publicly posted online (Lyceum doesn't count); personal communications are not recoverable by other researchers and should cited in text only, not in the reference list.

Ben-Shahar. T. Lecture 10: Mindfulness [PowerPoint slides]. Retrieved from Harvard University website: http://isites.harvard.edu/fs/docs/icb.topic134046.files/1504-10-mindfulness.ppt

Measurement instrument

Bavolek, S. J. (1983). Adult-Adolescent Parenting Inventory [Measurement instrument]. Unpublished instrument. Retrieved from http://chipts.ucla.edu/resources/?did=159.

Do not italicize the titles of software, programs, or languages. See also the APA Style Blog: How to Cite a Psychological Test in APA Style

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Thesis, dissertation or exegesis?

Theses and dissertations from online sources, theses and dissertations in hardcopy format.

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Terminology

Thesis and dissertation can mean different things, depending on which institution the work is from.  For study purposes and for your APA reference you need to know the level of the work.

• Always check the title page, or subsequent pages, to determine exactly what the work is
• Use the information there for your APA reference

At Auckland University of Technology (and other NZ universities)

Thesis is either for a doctoral or a master's degree.

Dissertation is either for a master's or a bachelor's degree with honours.

Exegesis is the written component of a practice-based thesis where the major output is a creative work;  e.g. a film, artwork, novel.

In some other parts of the world such as North America, a dissertation may be for a doctoral degree and a thesis for a master's degree.  

See Section 7.05  in the Publication Manual of the American Psychological Association, 6th edition .

Reference format for a thesis from a commercial database:

Reference format for a thesis from an institutional repository:

A Doctoral dissertation (USA) from ProQuest Dissertations and Theses database

Reference list entry:

• Include the name of the database and the order number of the document
• Use this style for theses retrieved from a commercial database

Thesis from a NZ institutional repository :

• Include the full URL for the thesis/dissertation and the full name of the degree-granting institution/university
• Also include the location of the university, if outside the United States.

In-text citations guide  

Reference format for unpublished thesis/dissertation:

• Give the correct full name of the university, not its abbreviation or brand name.
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Citation Guide: How to cite UNPUBLISHED SOURCES

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Theses and Dissertations

Note :       Note number. Author First Last Name, “Title” (Type of dissertation, Location of Publisher, Year of Pub.), pages cited, URL or database (if online).

Sample Note :

      43. Afrah Daaimah Richmond, “Unmasking the Boston Brahmin: Race and Liberalism in the Long Struggle for Reform at Harvard and Radcliff, 1945-1990” (PhD diss., New York University, 2011), 211-12, ProQuest Dissertations & Theses.

Bibliography :

Author Last, First Name. “Title.” Type of Dissertation, Location of Publisher, Year of Pub. URL or database (if online).

Sample Citation :

Culcasi, Karen Leigh. “Cartographic Representations of Kurdistan in the Print Media.” Master’s Thesis, Syracuse University, 2003.

Lectures or Papers presented at a meeting

Note number. Author First Last Name, “Title” (Sponsor, Location, Year). URL or database (if online).

43. Irineu de Carvalho Filho and Renato P. Colistete, “Education Performance: Was it All Determined 100 Years Ago? Evidence from Sao Paulo, Brazil” (Paper presented at the 70th annual meeting of the Economic History Association, Evanston, IL, September 24-26, 2010). http://mpra.ub.uni-muenchen.de/24494/1/MPRA_paper_24494.pdf.

Bibliograpyy :

Author Last, First Name. “Title of Speech or lecture.” Sponsor, Location, Year. URL or database (if online).

Crane, Gregory R. “Contextualizing Early Modern Religion in a Digital World.” Lecture, Newberry Library, Chicago, September 16, 2011.

Carvalho Filho, Irineu de, and Renato P. Colistete. “Education Performance: Was it All Determined 100 Years Ago? Evidence from Sao Paulo, Brazil.” Paper presented at the 70 th annual meeting of the Economic History Association, Evanston, IL, September 24-26, 2010. http://mpra.ub.uni-muenchen.de/24494/1/MPRA_paper_24494.pdf.

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TAFT COLLEGE

APA Style Guide, 7th Edition: Unpublished Manuscripts/Informal Publications (i.e. course packets and dissertations)

• Updated About In-text Citations
• Updated In-Text Examples
• What to Include
• Volume/Issue
• Bracketed Descriptions
• URLs and DOIs
• Book with Editor(s)
• Book with No Author
• Book with Organization as Author
• Book with Personal Author(s)
• Chapters and Parts of Books
• Classical Works
• Journal Article
• Magazine Article
• Multi-Volume Works
• Newspaper Article
• Patents & Laws
• Personal Communication
• Physicians' Desk Reference
• Social Media
• Unpublished Manuscripts/Informal Publications (i.e. course packets and dissertations)
• Formatting Your Paper
• Formatting Your References
• Headings in APA
• Annotated Bibliography

Formatting your References

Once you type your references on the reference page, you will need to put in a hanging indent and double-space the entire reference list. In Microsoft Word, highlight the references from A to Z, then find the paragraph function in the Word ribbon. Select Hanging under Indentation and Double under spacing. See the Formatting your References tab for instructions on doing this on a Mac or in Google Docs.

Abbas, D. D. F. (2020). Manipulating of audio-visual aids in the educational processes in Al-Hilla University College. International Journal of Psychosocial Rehabilitation, 24 (3), 1248-1263. https://doi.org.db12.linccweb.org/10.37200/ijpr/v24i3/pr200875

The citation above may not indicate a hanging indent depending on the device you are using to view it.  The second and all subsequent lines of APA formatted references use a hanging indent.

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Purdue Online Writing Lab Purdue OWL® College of Liberal Arts

Legal, Public and Unpublished Materials

Welcome to the Purdue OWL

This page is brought to you by the OWL at Purdue University. When printing this page, you must include the entire legal notice.

Copyright ©1995-2018 by The Writing Lab & The OWL at Purdue and Purdue University. All rights reserved. This material may not be published, reproduced, broadcast, rewritten, or redistributed without permission. Use of this site constitutes acceptance of our terms and conditions of fair use.

General Guidelines for Public and Unpublished Materials

Notes and bibliographic entries for public documents, like other documents, should include the elements needed to locate the items. These essential elements often include the following:

• Country, city, state, province, county, etc.
• Legislative body, executive department, court, bureau, board commission or committee, etc.
• Subsidiary divisions
• Title, if any, of the document or collection
• Individual author (editor or compiler), if given
• Report number or any other identification necessary or useful in finding the specific document
• Publisher, if different from issuing body

Footnote or Endnote (N):

1. Firstname Lastname, “Title of Document” (source type identifier, Place of Publication, year of publication), page number(s).

Corresponding Bibliographic Entry (B):

Legal Materials and Government Documents

Legal materials and other government documents should be cited using footnotes, endnotes, and/or citation sentences (with clauses including the same information required in a footnote). Print copies of the sources tend to be preferred to digital, though verified digital sources are acceptable.

When writing for law journals or other legal publications, these sources are not usually required to be cited in a bibliography or on a references page. Citation sentences alone are an acceptable form of citation, so long as the document has only a few legal citations (for more information, see The Chicago Manual of Style, 17th ed., sections 14.269-305 and 15.58.)

Court Decisions and Cases

Notes for court cases should include case name, number, volume number, abbreviated name(s) of reporter, and, in parentheses, the abbreviated name of the court and the date. Case names written in full are typeset in roman, while in subsequent shortened citations the short form of the case name is italicized. Citations are assumed to refer to decisions as a whole unless a particular page is cited using “at” (see example 3 below). The CMOS offers the following note examples in section 14.276:

United States v. Christmas, 222 F.3d 141, 145 (4th Cir. 2000).

Profit Sharing Plan v. Mbank Dallas, N.A., 683 F. Supp. 592 (N.D. Tex. 1988).

Christmas, 222 F.3d at 145. The court also noted that under United States v. Sokolow, 490 U.S. 1, 7 (1989), police may briefly detain a person without probable cause if the officer believes criminal activity “may be afoot.” Christmas, 222 F.3d at 143; see also Terry v. Ohio, 392 U.S. 1 (1968).

Theses and Dissertations

Thesis and dissertation titles appear in quotation marks, not in italics, but are cited in all other ways like books. Include name, title, type of document, academic institution, and date, in that order. If the item was found online, include a URL or DOI (see guidelines for citing online sources ).

1. Tara Hostetler, “Bodies at War: Bacteriology and the Carrier Narratives of ‘Typhoid Mary’” (master’s thesis, Florida State University, 2007), 15-16.

Hostetler, Tara. "Bodies at War: Bacteriology and the Carrier Narratives of ‘Typhoid Mary.’” Master’s thesis, Florida State University, 2007.

Letters and Unpublished Manuscripts

Letters and unpublished materials that have not been archived may be cited like other unpublished material, with information on location replaced by wording such as “private collection of Trinity Overmyer” or “in the author’s possession.” The location is not mentioned.

How do I cite an unpublished student paper?

Note: This post relates to content in the eighth edition of the MLA Handbook . For up-to-date guidance, see the ninth edition of the MLA Handbook .

A works-cited-list entry for an unpublished student paper should include the author, title of the paper (in quotation marks), and date. The name of the course, the institution for which the paper was prepared, and the type of work can be provided as optional information at the end of the entry:

Leland, Dina. “Designing websites with Preschool Learners in Mind: Two Approaches Compared.” 4 Sept. 2017. User Experience 101, Dunham College, student paper.

In its publications, it is MLA policy to obtain permission from students before quoting from work they produced for class. Note that this does not extend to MA or PhD theses, which are public-facing works.