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  • What is a Literature Review? | Guide, Template, & Examples

What is a Literature Review? | Guide, Template, & Examples

Published on 22 February 2022 by Shona McCombes . Revised on 7 June 2022.

What is a literature review? A literature review is a survey of scholarly sources on a specific topic. It provides an overview of current knowledge, allowing you to identify relevant theories, methods, and gaps in the existing research.

There are five key steps to writing a literature review:

  • Search for relevant literature
  • Evaluate sources
  • Identify themes, debates and gaps
  • Outline the structure
  • Write your literature review

A good literature review doesn’t just summarise sources – it analyses, synthesises, and critically evaluates to give a clear picture of the state of knowledge on the subject.

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Table of contents

Why write a literature review, examples of literature reviews, step 1: search for relevant literature, step 2: evaluate and select sources, step 3: identify themes, debates and gaps, step 4: outline your literature review’s structure, step 5: write your literature review, frequently asked questions about literature reviews, introduction.

  • Quick Run-through
  • Step 1 & 2

When you write a dissertation or thesis, you will have to conduct a literature review to situate your research within existing knowledge. The literature review gives you a chance to:

  • Demonstrate your familiarity with the topic and scholarly context
  • Develop a theoretical framework and methodology for your research
  • Position yourself in relation to other researchers and theorists
  • Show how your dissertation addresses a gap or contributes to a debate

You might also have to write a literature review as a stand-alone assignment. In this case, the purpose is to evaluate the current state of research and demonstrate your knowledge of scholarly debates around a topic.

The content will look slightly different in each case, but the process of conducting a literature review follows the same steps. We’ve written a step-by-step guide that you can follow below.

Literature review guide

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Writing literature reviews can be quite challenging! A good starting point could be to look at some examples, depending on what kind of literature review you’d like to write.

  • Example literature review #1: “Why Do People Migrate? A Review of the Theoretical Literature” ( Theoretical literature review about the development of economic migration theory from the 1950s to today.)
  • Example literature review #2: “Literature review as a research methodology: An overview and guidelines” ( Methodological literature review about interdisciplinary knowledge acquisition and production.)
  • Example literature review #3: “The Use of Technology in English Language Learning: A Literature Review” ( Thematic literature review about the effects of technology on language acquisition.)
  • Example literature review #4: “Learners’ Listening Comprehension Difficulties in English Language Learning: A Literature Review” ( Chronological literature review about how the concept of listening skills has changed over time.)

You can also check out our templates with literature review examples and sample outlines at the links below.

Download Word doc Download Google doc

Before you begin searching for literature, you need a clearly defined topic .

If you are writing the literature review section of a dissertation or research paper, you will search for literature related to your research objectives and questions .

If you are writing a literature review as a stand-alone assignment, you will have to choose a focus and develop a central question to direct your search. Unlike a dissertation research question, this question has to be answerable without collecting original data. You should be able to answer it based only on a review of existing publications.

Make a list of keywords

Start by creating a list of keywords related to your research topic. Include each of the key concepts or variables you’re interested in, and list any synonyms and related terms. You can add to this list if you discover new keywords in the process of your literature search.

  • Social media, Facebook, Instagram, Twitter, Snapchat, TikTok
  • Body image, self-perception, self-esteem, mental health
  • Generation Z, teenagers, adolescents, youth

Search for relevant sources

Use your keywords to begin searching for sources. Some databases to search for journals and articles include:

  • Your university’s library catalogue
  • Google Scholar
  • Project Muse (humanities and social sciences)
  • Medline (life sciences and biomedicine)
  • EconLit (economics)
  • Inspec (physics, engineering and computer science)

You can use boolean operators to help narrow down your search:

Read the abstract to find out whether an article is relevant to your question. When you find a useful book or article, you can check the bibliography to find other relevant sources.

To identify the most important publications on your topic, take note of recurring citations. If the same authors, books or articles keep appearing in your reading, make sure to seek them out.

You probably won’t be able to read absolutely everything that has been written on the topic – you’ll have to evaluate which sources are most relevant to your questions.

For each publication, ask yourself:

  • What question or problem is the author addressing?
  • What are the key concepts and how are they defined?
  • What are the key theories, models and methods? Does the research use established frameworks or take an innovative approach?
  • What are the results and conclusions of the study?
  • How does the publication relate to other literature in the field? Does it confirm, add to, or challenge established knowledge?
  • How does the publication contribute to your understanding of the topic? What are its key insights and arguments?
  • What are the strengths and weaknesses of the research?

Make sure the sources you use are credible, and make sure you read any landmark studies and major theories in your field of research.

You can find out how many times an article has been cited on Google Scholar – a high citation count means the article has been influential in the field, and should certainly be included in your literature review.

The scope of your review will depend on your topic and discipline: in the sciences you usually only review recent literature, but in the humanities you might take a long historical perspective (for example, to trace how a concept has changed in meaning over time).

Remember that you can use our template to summarise and evaluate sources you’re thinking about using!

Take notes and cite your sources

As you read, you should also begin the writing process. Take notes that you can later incorporate into the text of your literature review.

It’s important to keep track of your sources with references to avoid plagiarism . It can be helpful to make an annotated bibliography, where you compile full reference information and write a paragraph of summary and analysis for each source. This helps you remember what you read and saves time later in the process.

You can use our free APA Reference Generator for quick, correct, consistent citations.

To begin organising your literature review’s argument and structure, you need to understand the connections and relationships between the sources you’ve read. Based on your reading and notes, you can look for:

  • Trends and patterns (in theory, method or results): do certain approaches become more or less popular over time?
  • Themes: what questions or concepts recur across the literature?
  • Debates, conflicts and contradictions: where do sources disagree?
  • Pivotal publications: are there any influential theories or studies that changed the direction of the field?
  • Gaps: what is missing from the literature? Are there weaknesses that need to be addressed?

This step will help you work out the structure of your literature review and (if applicable) show how your own research will contribute to existing knowledge.

  • Most research has focused on young women.
  • There is an increasing interest in the visual aspects of social media.
  • But there is still a lack of robust research on highly-visual platforms like Instagram and Snapchat – this is a gap that you could address in your own research.

There are various approaches to organising the body of a literature review. You should have a rough idea of your strategy before you start writing.

Depending on the length of your literature review, you can combine several of these strategies (for example, your overall structure might be thematic, but each theme is discussed chronologically).

Chronological

The simplest approach is to trace the development of the topic over time. However, if you choose this strategy, be careful to avoid simply listing and summarising sources in order.

Try to analyse patterns, turning points and key debates that have shaped the direction of the field. Give your interpretation of how and why certain developments occurred.

If you have found some recurring central themes, you can organise your literature review into subsections that address different aspects of the topic.

For example, if you are reviewing literature about inequalities in migrant health outcomes, key themes might include healthcare policy, language barriers, cultural attitudes, legal status, and economic access.

Methodological

If you draw your sources from different disciplines or fields that use a variety of research methods , you might want to compare the results and conclusions that emerge from different approaches. For example:

  • Look at what results have emerged in qualitative versus quantitative research
  • Discuss how the topic has been approached by empirical versus theoretical scholarship
  • Divide the literature into sociological, historical, and cultural sources

Theoretical

A literature review is often the foundation for a theoretical framework . You can use it to discuss various theories, models, and definitions of key concepts.

You might argue for the relevance of a specific theoretical approach, or combine various theoretical concepts to create a framework for your research.

Like any other academic text, your literature review should have an introduction , a main body, and a conclusion . What you include in each depends on the objective of your literature review.

The introduction should clearly establish the focus and purpose of the literature review.

If you are writing the literature review as part of your dissertation or thesis, reiterate your central problem or research question and give a brief summary of the scholarly context. You can emphasise the timeliness of the topic (“many recent studies have focused on the problem of x”) or highlight a gap in the literature (“while there has been much research on x, few researchers have taken y into consideration”).

Depending on the length of your literature review, you might want to divide the body into subsections. You can use a subheading for each theme, time period, or methodological approach.

As you write, make sure to follow these tips:

  • Summarise and synthesise: give an overview of the main points of each source and combine them into a coherent whole.
  • Analyse and interpret: don’t just paraphrase other researchers – add your own interpretations, discussing the significance of findings in relation to the literature as a whole.
  • Critically evaluate: mention the strengths and weaknesses of your sources.
  • Write in well-structured paragraphs: use transitions and topic sentences to draw connections, comparisons and contrasts.

In the conclusion, you should summarise the key findings you have taken from the literature and emphasise their significance.

If the literature review is part of your dissertation or thesis, reiterate how your research addresses gaps and contributes new knowledge, or discuss how you have drawn on existing theories and methods to build a framework for your research. This can lead directly into your methodology section.

A literature review is a survey of scholarly sources (such as books, journal articles, and theses) related to a specific topic or research question .

It is often written as part of a dissertation , thesis, research paper , or proposal .

There are several reasons to conduct a literature review at the beginning of a research project:

  • To familiarise yourself with the current state of knowledge on your topic
  • To ensure that you’re not just repeating what others have already done
  • To identify gaps in knowledge and unresolved problems that your research can address
  • To develop your theoretical framework and methodology
  • To provide an overview of the key findings and debates on the topic

Writing the literature review shows your reader how your work relates to existing research and what new insights it will contribute.

The literature review usually comes near the beginning of your  dissertation . After the introduction , it grounds your research in a scholarly field and leads directly to your theoretical framework or methodology .

Cite this Scribbr article

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McCombes, S. (2022, June 07). What is a Literature Review? | Guide, Template, & Examples. Scribbr. Retrieved 2 April 2024, from https://www.scribbr.co.uk/thesis-dissertation/literature-review/

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Theoretical Framework Example for a Thesis or Dissertation

Published on October 14, 2015 by Sarah Vinz . Revised on July 18, 2023 by Tegan George.

Your theoretical framework defines the key concepts in your research, suggests relationships between them, and discusses relevant theories based on your literature review .

A strong theoretical framework gives your research direction. It allows you to convincingly interpret, explain, and generalize from your findings and show the relevance of your thesis or dissertation topic in your field.

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Table of contents

Sample problem statement and research questions, sample theoretical framework, your theoretical framework, other interesting articles.

Your theoretical framework is based on:

  • Your problem statement
  • Your research questions
  • Your literature review

A new boutique downtown is struggling with the fact that many of their online customers do not return to make subsequent purchases. This is a big issue for the otherwise fast-growing store.Management wants to increase customer loyalty. They believe that improved customer satisfaction will play a major role in achieving their goal of increased return customers.

To investigate this problem, you have zeroed in on the following problem statement, objective, and research questions:

  • Problem : Many online customers do not return to make subsequent purchases.
  • Objective : To increase the quantity of return customers.
  • Research question : How can the satisfaction of the boutique’s online customers be improved in order to increase the quantity of return customers?

The concepts of “customer loyalty” and “customer satisfaction” are clearly central to this study, along with their relationship to the likelihood that a customer will return. Your theoretical framework should define these concepts and discuss theories about the relationship between these variables.

Some sub-questions could include:

  • What is the relationship between customer loyalty and customer satisfaction?
  • How satisfied and loyal are the boutique’s online customers currently?
  • What factors affect the satisfaction and loyalty of the boutique’s online customers?

As the concepts of “loyalty” and “customer satisfaction” play a major role in the investigation and will later be measured, they are essential concepts to define within your theoretical framework .

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Below is a simplified example showing how you can describe and compare theories in your thesis or dissertation . In this example, we focus on the concept of customer satisfaction introduced above.

Customer satisfaction

Thomassen (2003, p. 69) defines customer satisfaction as “the perception of the customer as a result of consciously or unconsciously comparing their experiences with their expectations.” Kotler & Keller (2008, p. 80) build on this definition, stating that customer satisfaction is determined by “the degree to which someone is happy or disappointed with the observed performance of a product in relation to his or her expectations.”

Performance that is below expectations leads to a dissatisfied customer, while performance that satisfies expectations produces satisfied customers (Kotler & Keller, 2003, p. 80).

The definition of Zeithaml and Bitner (2003, p. 86) is slightly different from that of Thomassen. They posit that “satisfaction is the consumer fulfillment response. It is a judgement that a product or service feature, or the product of service itself, provides a pleasurable level of consumption-related fulfillment.” Zeithaml and Bitner’s emphasis is thus on obtaining a certain satisfaction in relation to purchasing.

Thomassen’s definition is the most relevant to the aims of this study, given the emphasis it places on unconscious perception. Although Zeithaml and Bitner, like Thomassen, say that customer satisfaction is a reaction to the experience gained, there is no distinction between conscious and unconscious comparisons in their definition.

The boutique claims in its mission statement that it wants to sell not only a product, but also a feeling. As a result, unconscious comparison will play an important role in the satisfaction of its customers. Thomassen’s definition is therefore more relevant.

Thomassen’s Customer Satisfaction Model

According to Thomassen, both the so-called “value proposition” and other influences have an impact on final customer satisfaction. In his satisfaction model (Fig. 1), Thomassen shows that word-of-mouth, personal needs, past experiences, and marketing and public relations determine customers’ needs and expectations.

These factors are compared to their experiences, with the interplay between expectations and experiences determining a customer’s satisfaction level. Thomassen’s model is important for this study as it allows us to determine both the extent to which the boutique’s customers are satisfied, as well as where improvements can be made.

Figure 1 Customer satisfaction creation 

Framework Thomassen

Of course, you could analyze the concepts more thoroughly and compare additional definitions to each other. You could also discuss the theories and ideas of key authors in greater detail and provide several models to illustrate different concepts.

If you want to know more about AI for academic writing, AI tools, or research bias, make sure to check out some of our other articles with explanations and examples or go directly to our tools!

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Vinz, S. (2023, July 18). Theoretical Framework Example for a Thesis or Dissertation. Scribbr. Retrieved April 7, 2024, from https://www.scribbr.com/dissertation/theoretical-framework-example/

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Sarah Vinz

Sarah's academic background includes a Master of Arts in English, a Master of International Affairs degree, and a Bachelor of Arts in Political Science. She loves the challenge of finding the perfect formulation or wording and derives much satisfaction from helping students take their academic writing up a notch.

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The Dissertation: From Beginning to End

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3 Chapter 3 The Literature Review, Theory, Problem Statement, and Hypotheses

  • Published: December 2009
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This chapter discusses the literature review in a social work dissertation including strategies for researching and evaluating the literature, tips for completing a literature search, as well as analyzing, synthesizing, integrating the literature, and finally writing the literature review itself. In addition, the relevance of theory to social work research is examined, as is the development of the statement of the problem, issues in developing hypotheses, and defining and operationalizing measurable variables.

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dissertation theory in literature review

Writing the Dissertation - Guides for Success: The Literature Review

  • Writing the Dissertation Homepage
  • Overview and Planning
  • The Literature Review
  • The Methodology
  • The Results and Discussion
  • The Conclusion
  • The Abstract
  • Getting Started
  • Research Gap
  • What to Avoid

Overview of writing the literature review

Conducting a literature review enables you to demonstrate your understanding and knowledge of the existing work within your field of research. Doing so allows you to identify any underdeveloped areas or unexplored issues within a specific debate, dialogue or field of study. This, in turn, helps you to clearly and persuasively demonstrate how your own research will address one or more of these gaps.

Disciplinary differences

Please note: this guide is not specific to any one discipline. The literature review can vary depending on the nature of the research and the expectations of the school or department. Please adapt the following advice to meet the demands of your dissertation and the expectations of your school or department. Consult your supervisor for further guidance; you can also check out  Writing Across Subjects guide .

Guide contents

As part of the Writing the Dissertation series, this guide covers the most common expectations for the literature review chapter, giving you the necessary knowledge, tips and guidance needed to impress your markers!  The sections are organised as follows:

  • Getting Started  - Defines the literature review and presents a table to help you plan.
  • Process -  Explores choosing a topic, searching for sources and evaluating what you find.
  • Structure  - Presents key principles to consider in terms of structure, with examples to illustrate the concepts.
  • Research gap - Clarifies what is meant by 'gap' and gives examples of common types of gaps.
  • What to Avoid  - Covers a few frequent mistakes you'll want to...avoid!
  • FAQs  - Answers to common questions about research gaps, literature availability and more.
  • Checklist  - Includes a summary of key points and a self-evaluation checklist.

Training and tools

  • The Academic Skills team has recorded a Writing the Dissertation workshop series to help you with each section of a standard dissertation, including a video on writing the literature review .
  • Check out the library's online Literature Review: Research Methods training.
  • Our literature reviews summary guide provides links to further information and videos.
  • The dissertation planner tool can help you think through the timeline for planning, research, drafting and editing.
  • iSolutions offers training and a Word template to help you digitally format and structure your dissertation.

dissertation theory in literature review

What is the literature review?

The literature review of a dissertation gives a clear, critical overview of a specific area of research. Our main Writing the Dissertation - Overview and Planning guide explains how you can refine your dissertation topic  and begin your initial research; the next tab of this guide, 'Process', expands on those ideas. In summary, the process of conducting a literature review usually involves the following:

  • Conducting a series of strategic searches to identify the key texts within that topic.
  • Identifying the main argument in each source, the relevant themes and issues presented and how they relate to each other.
  • Critically evaluating your chosen sources and determining their strengths, weaknesses, relevance and value to your research along with their overall contribution to the broader research field.
  • Identifying any gaps or flaws in the literature which your research can address.

Literature review as both process and product

Writers should keep in mind that the phrase 'literature review' refers to two related, but distinct, things:

  • 'Literature review' refers, first, to the  active process  of discovering and assessing relevant literature.
  • 'Literature review' refers, second, to the  written product  that emerges from the above process.

This distinction is vital to note because  every  dissertation requires the writer to engage with and consider existing literature (i.e., to undertake the active  process ). Research doesn't exist in a void, and it's crucial to consider how our work builds from or develops existing foundations of thought or discovery. Thus, even if your discipline doesn't require you to include a chapter titled 'Literature Review' in your submitted dissertation, you should expect to engage with the process of reviewing literature.

Why is it important to be aware of existing literature?

  • You are expected to explain how your research fits in with other research in your field and, perhaps, within the wider academic community.
  • You will be expected to contribute something new, or slightly different, so you need to know what has already been done.
  • Assessing the existing literature on your topic helps you to identify any gaps or flaws within the research field. This, in turn, helps to stimulate new ideas, such as addressing any gaps in knowledge, or reinforcing an existing theory or argument through new and focused research.

Not all literature reviews are the same. For example, in many subject areas, you are expected to include the literature review as its own chapter in your dissertation. However, in other subjects, the dissertation structure doesn't include a dedicated literature review chapter; any literature the writer has reviewed is instead incorporated in other relevant sections such as the introduction, methodology or discussion.

For this reason, there are a number of questions you should discuss with your supervisor before starting your literature review. These questions are also great to discuss with peers in your degree programme. These are outlined in the table below (see the Word document for a copy you can save and edit):

  • Dissertation literature review planning table

Literature review: the process

Conducting a literature review requires you to stay organised and bring a systematic approach to your thinking and reading. Scroll to continue reading, or click a link below to jump immediately to that section:

Choosing a topic

The first step of any research project is to select an interesting topic. From here, the research phase for your literature review helps to narrow down your focus to a particular strand of research and to a specific research question. This process of narrowing and refining your research topic is particularly important because it helps you to maintain your focus and manage your material without becoming overwhelmed by sources and ideas.

Try to choose something that hasn’t been researched to death. This way, you stand a better chance of making a novel contribution to the research field.

Conversely, you should avoid undertaking an area of research where little to no work has been done. There are two reasons for this:

  • Firstly, there may be a good reason for the lack of research on a topic (e.g. is the research useful or worthwhile pursuing?).
  • Secondly, some research projects, particularly practice-based ones involving primary research, can be too ambitious in terms of their scope and the availability of resources. Aim to contribute to a topic, not invent one!

Searching for sources

Researching and writing a literature review is partly about demonstrating your independent research skills. Your supervisor may have some tips relating to your discipline and research topic, but you should be proactive in finding a range of relevant sources. There are various ways of tracking down the literature relevant to your project, as outlined below.

Make use of Library Search

One thing you don’t want to do is simply type your topic into Google and see what comes up. Instead, use Library Search to search the Library’s catalogue of books, media and articles.

Online training for 'Using databases' and 'Finding information' can be found here . You can also use the Library's subject pages to discover databases and resources specific to your academic discipline.

Engage with others working in your area

As well as making use of library resources, it can be helpful to discuss your work with students or academics working in similar areas. Think about attending relevant conferences and/or workshops which can help to stimulate ideas and allows you to keep track of the most current trends in your research field.

Look at the literature your sources reference

Finding relevant literature can, at times, be a long and slightly frustrating experience. However, one good source can often make all the difference. When you find a good source that is both relevant and valuable to your research, look at the material it cites throughout and follow up any sources that are useful. Also check if your source has been cited in any more recent publications.

Cartoon person with magnifying glass follows footstep patterns. Text reads 'Found a great source? Follow the trail!'

Think of the bibliography/references page of a good source as a series of breadcrumbs that you can follow to find even more great material.

Evaluating sources

It is very important to be selective when choosing the final sources to include in your literature review. Below are some of the key questions to ask yourself:

  • If a source is tangentially interesting but hasn’t made any particular contribution to your topic, it probably shouldn’t be included in your literature review. You need to be able to demonstrate how it fits in with the other sources under consideration, and how it has helped shape the current state of the literature.
  • There might be a wealth of material available on your chosen subject, but you need to make sure that the sources you use are appropriate for your assignment. The safest approach to take is to use only academic work from respected publishers. However, on occasions, you might need to deviate from traditional academic literature in order to find the information you need. In many cases, the problem is not so much the sources you use, but how you use them. Where relevant, information from newspapers, websites and even blogs are often acceptable, but you should be careful how you use that information. Do not necessarily take any information as factual. Instead be critical and interpret the material in the context of your research. Consider who the writer is and how this might influence the authority and reliability of the information presented. Consult your supervisor for more specific guidance relating to your research.
  • The mere fact that something has been published does not automatically guarantee its quality, even if it comes from a reputable publisher. You will need to critique the content of the source. Has the author been thorough and consistent in their methodology? Do they present their thesis coherently? Most importantly, have they made a genuine contribution to the topic?

Keeping track of your sources

Once you have selected a source to use in your literature review, it is useful to make notes on all of its key features, including where it comes from, what it says, and what its main strengths and weaknesses are. This way you can easily re-familiarise yourself with a source without having to re-read it. Keeping an annotated bibliography is one way to do this.

Alternately, below is a table you can copy and fill out for each source (see the Word document to save an editable copy for yourself). Software such as EndNote also allows you to keep an electronic record of references and your comments on them.

  • Source evaluation table

Writing your literature review

As we explored in the 'Getting Started' tab, the literature review is both a process you follow and (in most cases) a written chapter you produce. Thus, having engaged the review process, you now need to do the writing itself. Please continue reading, or click a heading below to jump immediately to that section.

Guiding principles

The structure of the final piece will depend on the discipline within which you are working as well as the nature of your particular research project. However, here are a few general pieces of advice for writing a successful literature review:

  • Show the connections between your sources. Remember that your review should be more than merely a list of sources with brief descriptions under each one. You are constructing a narrative. Show clearly how each text has contributed to the current state of the literature, drawing connections between them.
  • Engage critically with your sources. This means not simply describing what they say. You should be evaluating their content: do they make sound arguments? Are there any flaws in the methodology? Are there any relevant themes or issues they have failed to address? You can also compare their relative strengths and weaknesses.
  • Signpost throughout to ensure your reader can follow your narrative.  Keep relating the discussion back to your specific research topic.
  • Make a clear argument. Keep in mind that this is a chance to present your take on a topic. Your literature review showcases your own informed interpretation of a specific area of research. If you have followed the advice given in this guide you will have been careful and selective in choosing your sources. You are in control of how you present them to your reader.

There are several different ways to structure the literature review chapter of your dissertation. Two of the most common strategies are thematic structure and chronological structure (the two of which can also be combined ). However you structure the literature review, this section of the dissertation normally culminates in identifying the research gap.

Thematic structure

Variations of this structure are followed in most literature reviews. In a thematic structure , you organise the literature into groupings by theme (i.e., subtopic or focus). You then arrange the groupings in the most logical order, starting with the broadest (or most general) and moving to the narrowest (or most specific).

The funnel or inverted pyramid

To plan a thematic structure structure, it helps to imagine your themes moving down a funnel or inverted pyramid  from broad to narrow. Consider the example depicted below, which responds to this research question:

What role did the iron rivets play in the sinking of the Titanic?

The topic of maritime disasters is the broadest theme, so it sits at the broad top of the funnel. The writer can establish some context about maritime disasters, generally, before narrowing to the Titanic, specifically. Next, the writer can narrow the discussion of the Titanic to the ship's structural integrity, specifically. Finally, the writer can narrow the discussion of structural integrity to the iron rivets, specifically. And voila: there's the research gap!

Funnel divided into layers. Layer 1: Research on maritime disasters. Layer 2: Research on the Titanic. Layer 3: Research on structural integrity of Titanic. Layer 4: Role of iron rivets in Titanic sinking. Layer 5: My research.

The broad-to-narrow structure is intuitive for readers. Thus, it is crucial to consider how your themes 'nest inside' one another, from the broad to the narrow. Picturing your themes as nesting dolls is another way to envision this literature review structure, as you can see in the image below.

Five nesting dolls labelled left to right: 1.1 Maritime disasters; 1.2 The Titanic; 1.3 Structural integrity; 1.4 Iron rivets; and 1.5 Research gap.

As with the funnel, remember that the first layer (or in this case, doll) is largest because it represents the broadest theme. In terms of word count and depth, the tinier dolls will warrant more attention because they are most closely related to the research gap or question(s).

The multi-funnel variation

The example above demonstrates a research project for which one major heading might suffice, in terms of outlining the literature review. However, the themes you identify for your dissertation might not relate to one another in such a linear fashion. If this is the case, you can adapt the funnel approach to match the number of major subheadings you will need.

In the three slides below, for example, a structure is depicted for a project that investigates this (fictional) dissertation research question: does gender influence the efficacy of teacher-led vs. family-led learning interventions for children with ADHD? Rather than nesting all the subtopics or themes in a direct line, the themes fall into three major headings.

The first major heading explores ADHD from clinical and diagnostic perspectives, narrowing ultimately to gender:

  • 1.1 ADHD intro
  • 1.2 ADHD definitions
  • 1.3 ADHD diagnostic criteria
  • 1.4 ADHD gender differences

The second major heading explores ADHD within the classroom environment, narrowing to intervention types:

  • 2.1 ADHD in educational contexts
  • 2.2 Learning interventions for ADHD
  • 2.2.1 Teacher-led interventions
  • 2.2.2 Family-led interventions

The final major heading articulates the research gap (gender differences in efficacy of teacher-led vs. family-led interventions for ADHD) by connecting the narrowest themes of the prior two sections.

Multi-funnel literature review structure by Academic Skills Service

To create a solid thematic structure in a literature review, the key is thinking carefully and critically about your groupings of literature and how they relate to one another. In some cases, your themes will fit in a single funnel. In other cases, it will make sense to group your broad-to-narrow themes under several major headings, and then arrange those major headings in the most logical order.

Chronological structure

Some literature reviews will follow a  chronological structure . As the name suggests, a review structured chronologically will arrange sources according to their publication dates, from earliest to most recent.

This approach can work well when your priority is to demonstrate how the research field has evolved over time. For example, a chronological arrangement of articles about artificial intelligence (AI) would allow the writer to highlight how breakthroughs in AI have built upon one another in sequential order.

A chronological structure can also suit literature reviews that need to capture how perceptions or understandings have developed across a period of time (including to the present day). For example, if your dissertation involves the public perception of marijuana in the UK, it  could  make sense to arrange that discussion chronologically to demonstrate key turning points and changes of majority thought.

The chronological structure can work well in some situations, such as those described above. That being said, a purely chronological structure should be considered with caution.  Organising sources according to date alone runs the risk of creating a fragmented reading experience. It can be more difficult in a chronological structure to properly synthesize the literature. For these reasons, the chronological approach is often blended into a thematic structure, as you will read more about, below.

Combined structures

The structures of literature reviews can vary drastically, and for any given dissertation there will be many valid ways to arrange the literature.

For example, many literature reviews will  combine  the thematic and chronological approaches in different ways. A writer might match their major headings to themes or subtopics, but then arrange literature chronologically within the major themes identified. Another writer might base their major headings on chronology, but then assign thematic subheadings to each of those major headings.

When considering your options, try to imagine your reader or audience. What 'flow' will allow them to best follow the discussion you are crafting? When you are reading articles, what structural approaches do you appreciate in terms of ease and clarity?

Identifying the gap

The bulk of your literature review will explore relevant points of development and scholarly thought in your research field: in other words, 'Here is what has been done so far, thus here is where the conversation now stands'. In that way, you position your project within a wider academic discussion.

Having established that context, the literature review generally culminates in an articulation of what remains to be done: the  research gap  your project addresses. See the next tab for further explanation and examples.

Demystifying the research gap

The term research gap   is intimidating for many students, who might mistakenly believe that every single element of their research needs to be brand new and fully innovative. This isn't the case!

The gap in many projects will be rather niche or specific. You might be helping to update or re-test knowledge rather than starting from scratch. Perhaps you have repeated a study but changed one variable. Maybe you are considering a much discussed research question, but with a lesser used methodological approach.

To demonstrate the wide variety of gaps a project could address, consider the examples below. The categories used and examples included are by no means comprehensive, but they should be helpful if you are struggling to articulate the gap your literature review has identified.

***P lease note that the content of the example statements has been invented for the sake of demonstration. The example statements should not be taken as expressions of factual information.

Gaps related to population or geography

Many dissertation research questions involve the study of a specific population. Those populations can be defined by nationality, ethnicity, gender, sexuality, socioeconomic class, political beliefs, religion, health status, or other factors. Other research questions target a specific geography (e.g. a country, territory, city, or similar). Perhaps your broader research question has been pursued by many prior scholars, but few (or no) scholars have studied the question in relation to your focal population or locale: if so, that's a gap.

  • Example 1:  As established above, the correlations between [ socioeconomic status ] and sustainable fashion purchases have been widely researched. However, few studies have investigated the potential relationship between [ sexual identity ] and attitudes toward sustainable fashion. Therefore...
  • Example 2:  Whilst the existing literature has established a clear link between [ political beliefs ] and perceptions of socialized healthcare, the influence of [ religious belief ] is less understood, particularly in regards to [ Religion ABC ].
  • Example 3:  Available evidence confirms that the widespread adoption of Technology XYZ in [ North America ] has improved manufacturing efficiency and reduced costs in the automotive sector. Using predictive AI models, the present research seeks to explore whether deployment of Technology XYZ could benefit the automotive sector of [ Europe ] in similar ways.

Gaps related to theoretical framework

The original contribution might involve examining something through a new lens.  Theoretical framework  refers, most simply, to the theory or theories a writer will use to make sense of and shape (i.e., frame ) their discussion. Perhaps your topic has been analysed in great detail through certain theoretical lenses, but you intend to frame your analysis using a theory that fewer scholars have applied to the topic: if so, that's a gap.

  • Example 1:  Existing discussions of the ongoing revolution in Country XYZ frame the unrest in terms of [ theory A ] and [ theory B ]. The present research will instead analyse the situation using [ theory C ], allowing greater insight into...
  • Example 2:  In the first section of this literature review, I examined the [ postmodern ], [ Marxist ], and [ pragmatist ] analyses that dominate academic discussion of The World According to Garp.  By revisiting this modern classic through the lens of [ queer theory ], I intend to...

Gaps related to methodological approach

The research gap might be defined by differences of methodology (see our Writing the Methodology guide for more). Perhaps your dissertation poses a central question that other scholars have researched, but they have applied different methods to find the answer(s): if so, that's a gap.

  • Example 1:  Previous studies have relied largely upon the [ qualitative analysis of interview transcripts ] to measure the marketing efficacy of body-positive advertising campaigns. It is problematic that little quantitative data underpins present findings in this area. Therefore, I will address this research gap by [ using algorithm XYZ to quantify and analyse social-media interactions ] to determine whether...
  • Example 2: Via [ quantitative and mixed-methods studies ], previous literature has explored how demographic differences influence the probability of a successful match on Dating App XYZ. By instead [ conducting a content analysis of pre-match text interactions ] on Dating App XYZ, I will...

Scarcity as a gap

Absolutes such as never  and always  rarely apply in academia, but here is an exception: in academia, a single study or analysis is  never  enough. Thus, the gap you address needn't be a literal void in the discussion. The gap could instead have to do with  replicability  or  depth/scope.  In these cases, you are adding value and contributing to the academic process by testing emerging knowledge or expanding underdeveloped discussions.

  • Example:  Initial research points to the efficacy of Learning Strategy ABC in helping children with dyslexia build their reading confidence. However, as detailed earlier in this review, only four published studies have tested the intervention, and two of those studies were conducted in a laboratory. To expand our growing understanding of how Learning Strategy ABC functions in classroom environments, I will...

Elapsed time as a gap

Academia values up-to-date knowledge and findings, so another valid type of gap relates to elapsed time. Many factors that can influence or shape research findings are ever evolving: technology, popular culture, and political climates, to name just a few. Due to such changes, it's important for scholars in most fields to continually update findings. Perhaps your dissertation adds value by contributing to this process.

For example, imagine if a scholar today were to rely on a handbook of marketing principles published in 1998. As good as that research might have been in 1998, technology (namely, the internet) has advanced drastically since then. The handbook's discussion of online marketing strategies will be laughably outdated when compared to more recent literature.

  • Example:  A wide array of literature has explored the ways in which perceptions of gender influence professional recruitment practices in the UK. The bulk of said literature, however, was published prior to the #MeToo movement and resultant shifts in discourse around gender, power imbalances and professional advancement. Therefore...

What to avoid

This portion of the guide will cover some common missteps you should try to avoid in writing your literature review. Scroll to continue reading, or click a heading below to jump immediately to that section.

Writing up before you have read up

Trying to write your literature review before you have conducted adequate research is a recipe for panic and frustration. The literature review, more than any other chapter in your dissertation, depends upon your critical understanding of a range of relevant literature. If you have only dipped your toe into the pool of literature (rather than diving in!), you will naturally struggle to develop this section of the writing. Focus on developing your relevant bases of knowledge before you commit too much time to drafting.

Believing you need to read everything

As established above, a literature review does require a significant amount of reading. However, you aren't expected to review  everything ever written  about your topic. Instead, aim to develop a more strategic approach to your research. A strategic approach to research looks different from one project to the next, but here are some questions to help you prioritise:

  • If your field values up-to-date research and discoveries, carefully consider the 'how' and 'what' before investing time reading older sources: how will the source function in your dissertation, and what will it add to your writing?
  • Try to break your research question(s) down into component parts. Then, map out where your literature review will need to provide extensive detail and where it can instead present quicker background. Allocate your research time and effort accordingly. 

Omitting dissenting views or findings

While reviewing the literature, you might discover authors who disagree with your central argument or whose own findings contradict your hypothesis. Don't omit those sources: embrace them! Remember, the literature review aims to explore the academic dialogue around your topic: disagreements or conflicting findings are often part of that dialogue, and including them in your writing will create a sense of rich, critical engagement. In fact, highlighting any disagreements amongst scholars is a great way to emphasise the relevance of, and need for, your own research.

Miscalculating the scope

As shown in the funnel structure (see 'Structure' tab for more), a literature review often starts broadly and then narrows the dialogue as it progresses, ultimately bringing the reader to the dissertation's specific research topic (e.g. the funnel's narrowest point).

Within that structure, it's common for writers to miscalculate the scope required. They might open the literature review far too broadly, dedicating disproportionate space to developing background information or general theory; alternately, they might rush into the narrowest part of the discussion, failing to develop any sense of surrounding context or background, first.

It takes trial and error to determine the appropriate scope for your literature review. To help with this...

  • Imagine your literature review subtopics cascading down a stairwell,  as in the illustration below.
  • Place the broadest concepts on the highest steps, then narrow down to the most specific concepts on the lowest steps: the scope 'zooms in' as you move down the stairwell.
  • Now, consider which step is the most logical starting place for your readers. Do they need to start all the way at the top, or should you 'zoom in'?

Stairwell sloping down with topics written on steps, top to bottom: Feminism; feminist theories; feminist literary theory (FLT); FLT and horror; FLT and Stephen King; FLT and the Stand.

The illustration above shows a stairwell diagram of a dissertation that aims to analyse Stephen King's horror novel  The Stand  through the lens of a specific feminist literary theory.

  • If the literature review began on one of the bottom two steps, this would feel rushed and inadequate. The writer needs to explore and define the relevant theoretical lens before they discuss how it has been applied by other scholars.
  • If the literature review began on the very top step, this would feel comically broad in terms of scope: in this writing context, the reader doesn't require a detailed account of the entire history of feminism!

The third step, therefore, represents a promising starting point: not too narrow, not too broad.

The 'islands' structure

Above all else, a literature review needs to synthesize a range of sources   in a logical fashion. In this context, to  synthesize  means to bring together, connect, weave, and/or relate. A common mistake writers make is failing to conduct such synthesis, and instead discussing each source in isolation. This leads to a disconnected structure, with each source treated like its own little 'island'. The island approach works for very few projects.

Some writers end up with this island structure because they confuse the nature of the  literature review  with the nature of an annotated bibliography . The latter is a tool you can use to analyse and keep track of individual sources, and most annotated bibliographies will indeed be arranged in a source-by-source structure. That's fine for pre-writing and notetaking, but to structure the literature review, you need to think about connections and overlaps between sources rather than considering them as stand-alone works.

If you are struggling to forge connections between your sources, break down the process into tiny steps:

  • e.g. Air pollution from wood-burning stoves in homes.
  • e.g.  Bryant and Dao (2022) found that X% of small particle pollution in the United Kingdom can be attributed to the use of wood-burning stoves.
  • e.g.  A study by Williams (2023) reinforced those findings, indicating that small particle pollution has...
  • e.g.  However, Landers (2023) cautions that factor ABC and factor XYZ may contribute equally to poor air quality, suggesting that further research...

The above exercise is  not  meant to suggest that you can only write one sentence per source: you can write more than that, of course! The exercise is simply designed to help you start synthesizing the literature rather than giving each source the island treatment.

Q: I still don't get it - what's the point of a literature review?

A: Let's boil it down to three key points...

  • The literature review provides a platform for you, as a scholar, to demonstrate your understanding of how your research area has evolved. By engaging with seminal texts or the most up-to-date findings in your field, you can situate your own research within the relevant academic context(s) or conversation(s).
  • The literature review allows you to identify the research gap your project addresses: in other words, what you will add to discussions in your academic field.
  • Finally, the literature review justifies the reason for your research. By exploring existing literature, you can highlight the relevance and purpose of your own research.

Q: What if I don't have a gap?

A:  It's normal to struggle with identifying a research gap. This can be particularly true if you are working in a highly saturated research area, broadly speaking: for example, if you are studying the links between nutrition and diabetes, or if you are studying Shakespeare.

Library catalog keyword search for 'diabetes' and 'nutrition', showing about 101,000 results.

The 'What to Avoid' tab explained that  miscalculating the scope  is a common mistake in literature reviews. If you are struggling to identify your gap, scope might be the culprit, particularly if you are working in a saturated field. Remember that the gap is the narrowest part of the funnel, the smallest nesting doll, the lowest step: this means your contribution in that giant academic conversation will need to be quite 'zoomed in':

This is not a valid gap →  Analysing Shakespeare's sonnets.

This might be a valid gap →  Conducting an ecocritical analysis of the visual motifs of Shakespeare's final five procreation sonnets (e.g. sonnets number thirteen to seventeen).

In the above example, the revised attempt to articulate a gap 'zooms in' by identifying a particular theoretical lens (e.g. ecocriticism), a specific convention to analyse (e.g. use of visual motifs), and a narrower object (e.g. five sonnets rather than all 150+). The field of Shakespeare studies might be crowded, but there is nonetheless room to make an original contribution.

Conversely, it might be difficult to identify the gap if you are working not in a saturated field, but in a brand new or niche research area. How can you situate your work within a relevant academic conversation if it seems like the 'conversation' is just you talking to yourself?

Library catalog keyword search for 'hippogriffs' and 'anatomy' showing only 2 search results.

In these cases, rather than 'zooming in', you might find it helpful to 'zoom out'. If your topic is niche, think creatively about who will be interested in your results. Who would benefit from understanding your findings? Who could potentially apply them or build upon them? Thinking of this in interdisciplinary terms is helpful for some projects.

Tip:  Venn diagrams and mind maps are great ways to explore how  your research connects to, and diverges from, the existing literature.

Q: How many references should I use in my literature review?

A:  This question is risky to answer because the variations between individual projects and disciplines make it impossible to provide a universal answer. The fact is that one dissertation might have 50 more references than another, yet the two projects could be equally rigorous and successful in fulfilling their research aims.

With that warning in mind, let's consider a 'standard' dissertation of around 10K words. In that context, referencing 30 to 40 sources in your literature review tends to work well. Again, this is  not  a universally accurate rule, but a ballpark figure for you to contemplate. If the 30 to 40 estimate seems frighteningly high to you, do remember that many sources will be used sparingly rather than being mulled over at length. Consider this example:

In British GP practices, pharmaceutical treatment is most often prescribed for Health Condition XYZ ( Carlos, 2019; Jones, 2020 ; Li, 2022 ). Lifestyle modifications, such as physical exercise or meditation practices, have only recently...

When writing critically, it's important to validate findings across studies rather than trusting only one source. Therefore, this writer has cited three recent studies that agree about the claim being made. The writer will delve into other sources at more length, but here, it makes sense to cite the literature and move quickly along.

As you search the databases and start following the relevant trails of 'research bread crumbs', you will be surprised how quickly your reference list grows.

Q: What if there isn't enough relevant literature on my topic?

A: Think creatively about the literature you are using and engaging with. A good start is panning out to consider your topic more broadly: you might not identify articles that discuss your  exact  topic, but what can you discover if you shift your focus up one level?

Imagine, for example, that Norah is researching how artificial intelligence (AI) can be used to provide dance instruction. She discovers that no one has written about this topic. Rather than panicking, she breaks down her research question into its component parts to consider what research  might  exist.

  • First, dance instruction: literature on how dance has traditionally been taught (i.e., not with AI) is still relevant because it will provide background and context. To appreciate the challenges or opportunities that transition to AI instruction might bring, we need to understand the status quo. Norah might also search for articles that analyse how other technological shifts have affected dance instruction: for example, how YouTube popularized at-home dance study, or how live video services like Zoom enabled real-time interaction between dance pupils and teachers despite physical distance.
  • Next, artificial intelligence used for instruction: Norah can seek out research on, and examples of, the application of AI for instructive purposes. Even if those purposes don't involve dance, such literature can contribute to illustrating the broader context around Norah's project.
  • Could it be relevant to discuss the technologies used to track an actor's real-life movements and convert them into the motions of a video game character? Perhaps there are parallels!
  • Could it be relevant to explore research on applications of AI in creative writing and visual art? Could be relevant since dance is also a creative field!

In summary, don't panic if you can't find research on your  exact  question or topic. Think through the broader context and parallel ideas, and you will soon find what you need.

Q: What if my discipline doesn't require a literature review chapter?

A: This is a great question. Whilst many disciplines dictate that your dissertation should include a chapter called Literature Review , not all subjects follow this convention. Those subjects will still expect you to incorporate a range of external literature, but you will nest the sources under different headings.

For example, some disciplines dictate an introductory chapter that is longer than average, and you essentially nest a miniature literature review inside the introduction, itself. Although the writing is more condensed and falls under a subheading of the introduction, the techniques and principles of writing a literature review (for example, moving from the broad to the narrow) will still prove relevant.

Some disciplines include chapters with names like Background , History , Theoretical Framework , etc. The exact functions of such chapters differ, but they have this in common: reviewing literature. You can't provide a critical background or history without synthesizing external sources. To illustrate your theoretical framework, you need to synthesize a range of literature that defines the theory or theories you intend to use.

Therefore, as stated earlier in this guide, you should be prepared to review and synthesize a range of literature regardless of your discipline. You can tailor the purpose of that synthesis to the structure and demands of writing in your subject area.

Q: Does my literature review need to include every source I plan to use in my discussion chapter?

A: The short answer is 'no' - there are some situations in which it is okay to use a source in your discussion chapter that you didn't integrate into your literature review chapter.

Imagine, for example, that your study produced a surprising result: a finding that you didn't anticipate. To make sense of that result, you might need to conduct additional research. That new research will help you explain the unexpected result in your discussion chapter.

More often, however, your discussion will  draw on, or return to, sources from your literature review. After all, the literature review is where you paint a detailed picture of the conversation surrounding your research topic. Thus, it makes sense for you to relate your own work to that conversation in the discussion.

The literature review provides you an opportunity to engage with a rich range of published work and, perhaps for the first time, critically consider how your own research fits within and responds to your academic community. This can be a very invigorating process!

At the same time, it's likely that you will be juggling more academic sources than you have ever used in a single writing project. Additionally, you will need to think strategically about the focus and scope of your work: figuring out the best structure for your literature review might require several rounds of re-drafting and significant edits.

If you are usually a 'dive in without a plan and just get drafting' kind of writer, be prepared to modify your approach if you start to feel overwhelmed. Mind mapping, organising your ideas on a marker board, or creating a bullet-pointed reverse outline can help if you start to feel lost.

Alternately, if you are usually a 'create a strict, detailed outline and stick to it at all costs' kind of writer, keep in mind that long-form writing often calls for writers to modify their plans for content and structure as their work progresses and evolves. It can help such writers to schedule periodic 'audits' of their outlines, with the aim being to assess what is still working and what else needs to be added, deleted or modified.

Here’s a final checklist for writing your literature review. Remember that not all of these points will be relevant for your literature review, so make sure you cover whatever’s appropriate for your dissertation. The asterisk (*) indicates any content that might not be relevant for your dissertation. You can save your own copy of the checklist to edit using the Word document, below.

  • Literature review self-evaluation checklist

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  • URL: https://library.soton.ac.uk/writing_the_dissertation
  • UConn Library
  • Literature Review: The What, Why and How-to Guide
  • Introduction

Literature Review: The What, Why and How-to Guide — Introduction

  • Getting Started
  • How to Pick a Topic
  • Strategies to Find Sources
  • Evaluating Sources & Lit. Reviews
  • Tips for Writing Literature Reviews
  • Writing Literature Review: Useful Sites
  • Citation Resources
  • Other Academic Writings

What are Literature Reviews?

So, what is a literature review? "A literature review is an account of what has been published on a topic by accredited scholars and researchers. In writing the literature review, your purpose is to convey to your reader what knowledge and ideas have been established on a topic, and what their strengths and weaknesses are. As a piece of writing, the literature review must be defined by a guiding concept (e.g., your research objective, the problem or issue you are discussing, or your argumentative thesis). It is not just a descriptive list of the material available, or a set of summaries." Taylor, D.  The literature review: A few tips on conducting it . University of Toronto Health Sciences Writing Centre.

Goals of Literature Reviews

What are the goals of creating a Literature Review?  A literature could be written to accomplish different aims:

  • To develop a theory or evaluate an existing theory
  • To summarize the historical or existing state of a research topic
  • Identify a problem in a field of research 

Baumeister, R. F., & Leary, M. R. (1997). Writing narrative literature reviews .  Review of General Psychology , 1 (3), 311-320.

What kinds of sources require a Literature Review?

  • A research paper assigned in a course
  • A thesis or dissertation
  • A grant proposal
  • An article intended for publication in a journal

All these instances require you to collect what has been written about your research topic so that you can demonstrate how your own research sheds new light on the topic.

Types of Literature Reviews

What kinds of literature reviews are written?

Narrative review: The purpose of this type of review is to describe the current state of the research on a specific topic/research and to offer a critical analysis of the literature reviewed. Studies are grouped by research/theoretical categories, and themes and trends, strengths and weakness, and gaps are identified. The review ends with a conclusion section which summarizes the findings regarding the state of the research of the specific study, the gaps identify and if applicable, explains how the author's research will address gaps identify in the review and expand the knowledge on the topic reviewed.

  • Example : Predictors and Outcomes of U.S. Quality Maternity Leave: A Review and Conceptual Framework:  10.1177/08948453211037398  

Systematic review : "The authors of a systematic review use a specific procedure to search the research literature, select the studies to include in their review, and critically evaluate the studies they find." (p. 139). Nelson, L. K. (2013). Research in Communication Sciences and Disorders . Plural Publishing.

  • Example : The effect of leave policies on increasing fertility: a systematic review:  10.1057/s41599-022-01270-w

Meta-analysis : "Meta-analysis is a method of reviewing research findings in a quantitative fashion by transforming the data from individual studies into what is called an effect size and then pooling and analyzing this information. The basic goal in meta-analysis is to explain why different outcomes have occurred in different studies." (p. 197). Roberts, M. C., & Ilardi, S. S. (2003). Handbook of Research Methods in Clinical Psychology . Blackwell Publishing.

  • Example : Employment Instability and Fertility in Europe: A Meta-Analysis:  10.1215/00703370-9164737

Meta-synthesis : "Qualitative meta-synthesis is a type of qualitative study that uses as data the findings from other qualitative studies linked by the same or related topic." (p.312). Zimmer, L. (2006). Qualitative meta-synthesis: A question of dialoguing with texts .  Journal of Advanced Nursing , 53 (3), 311-318.

  • Example : Women’s perspectives on career successes and barriers: A qualitative meta-synthesis:  10.1177/05390184221113735

Literature Reviews in the Health Sciences

  • UConn Health subject guide on systematic reviews Explanation of the different review types used in health sciences literature as well as tools to help you find the right review type
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The Use of Theories in Literature Review

Literature review is probably one of the most important chapter in a thesis.  However, it should be known that the importance may be very much dependent on the type of research you intend to conduct.

If you are looking at a qualitative research, where you are ‘attempting to discover a theory’, your literature will likely be used to develop a conceptual model which will then through your research be developed into a ‘theoretical model’ for further testing.  However, if you are looking at a quantitative research where you are ‘attempting to test a theory’, you literature review needs to be adequately discussed to develop a theoretical model and relevant hypothesis.

Nevertheless the important part here is the use of theories when developing your literature review

Many times as we evaluated the theories in the literature review of the thesis of students who we supervised, we find some commonality:-

  • The use of wrong substantive theories to support the argument
  • The mis-match of theories use
  • The missing gaps between theories used
  • The incomplete use of theories to support argument.

Let me try to articulate the role of theories in a literature review:-

Theories are used to justify and support your arguments, variables and the phenomena that is being studied.  In developing your literature review, it will be helpful to identify an underpinning theory on which you can start developing your arguments and show the gaps of research being examined.  Additional theories can be used to supplement your literature review.

Theories are formulated to explain, predict, and understand phenomena and, in many cases, to challenge and extend existing knowledge within the limits of critical bounding assumptions. The theoretical framework is the structure that can hold or support a theory of a research study. The theoretical framework introduces and describes the theory that explains why the research problem under study exists.

A theoretical framework consists of concepts and, together with their definitions and reference to relevant scholarly literature, existing theory that is used for your particular study.  The theoretical framework must demonstrate an understanding of theories and concepts that are relevant to the topic of your research paper and that relate to the broader areas of knowledge being considered.

The theoretical framework is most often not something readily found within the literature . You must review course readings and pertinent research studies for theories and analytic models that are relevant to the research problem you are investigating. The selection of a theory should depend on its appropriateness, ease of application, and explanatory power.

The theoretical framework strengthens the study in the following ways :

  • An explicit statement of theoretical assumptions permits the reader to evaluate them critically.
  • The theoretical framework connects the researcher to existing knowledge. Guided by a relevant theory, you are given a basis for your hypotheses and choice of research methods.
  • Articulating the theoretical assumptions of a research study forces you to address questions of why and how. It permits you to intellectually transition from simply describing a phenomenon you have observed to generalizing about various aspects of that phenomenon.
  • Having a theory helps you identify the limits to those generalizations. A theoretical framework specifies which key variables influence a phenomenon of interest and highlights the need to examine how those key variables might differ and under what circumstances.

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dissertation theory in literature review

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How To Write An A-Grade Literature Review

3 straightforward steps (with examples) + free template.

By: Derek Jansen (MBA) | Expert Reviewed By: Dr. Eunice Rautenbach | October 2019

Quality research is about building onto the existing work of others , “standing on the shoulders of giants”, as Newton put it. The literature review chapter of your dissertation, thesis or research project is where you synthesise this prior work and lay the theoretical foundation for your own research.

Long story short, this chapter is a pretty big deal, which is why you want to make sure you get it right . In this post, I’ll show you exactly how to write a literature review in three straightforward steps, so you can conquer this vital chapter (the smart way).

Overview: The Literature Review Process

  • Understanding the “ why “
  • Finding the relevant literature
  • Cataloguing and synthesising the information
  • Outlining & writing up your literature review
  • Example of a literature review

But first, the “why”…

Before we unpack how to write the literature review chapter, we’ve got to look at the why . To put it bluntly, if you don’t understand the function and purpose of the literature review process, there’s no way you can pull it off well. So, what exactly is the purpose of the literature review?

Well, there are (at least) four core functions:

  • For you to gain an understanding (and demonstrate this understanding) of where the research is at currently, what the key arguments and disagreements are.
  • For you to identify the gap(s) in the literature and then use this as justification for your own research topic.
  • To help you build a conceptual framework for empirical testing (if applicable to your research topic).
  • To inform your methodological choices and help you source tried and tested questionnaires (for interviews ) and measurement instruments (for surveys ).

Most students understand the first point but don’t give any thought to the rest. To get the most from the literature review process, you must keep all four points front of mind as you review the literature (more on this shortly), or you’ll land up with a wonky foundation.

Okay – with the why out the way, let’s move on to the how . As mentioned above, writing your literature review is a process, which I’ll break down into three steps:

  • Finding the most suitable literature
  • Understanding , distilling and organising the literature
  • Planning and writing up your literature review chapter

Importantly, you must complete steps one and two before you start writing up your chapter. I know it’s very tempting, but don’t try to kill two birds with one stone and write as you read. You’ll invariably end up wasting huge amounts of time re-writing and re-shaping, or you’ll just land up with a disjointed, hard-to-digest mess . Instead, you need to read first and distil the information, then plan and execute the writing.

Free Webinar: Literature Review 101

Step 1: Find the relevant literature

Naturally, the first step in the literature review journey is to hunt down the existing research that’s relevant to your topic. While you probably already have a decent base of this from your research proposal , you need to expand on this substantially in the dissertation or thesis itself.

Essentially, you need to be looking for any existing literature that potentially helps you answer your research question (or develop it, if that’s not yet pinned down). There are numerous ways to find relevant literature, but I’ll cover my top four tactics here. I’d suggest combining all four methods to ensure that nothing slips past you:

Method 1 – Google Scholar Scrubbing

Google’s academic search engine, Google Scholar , is a great starting point as it provides a good high-level view of the relevant journal articles for whatever keyword you throw at it. Most valuably, it tells you how many times each article has been cited, which gives you an idea of how credible (or at least, popular) it is. Some articles will be free to access, while others will require an account, which brings us to the next method.

Method 2 – University Database Scrounging

Generally, universities provide students with access to an online library, which provides access to many (but not all) of the major journals.

So, if you find an article using Google Scholar that requires paid access (which is quite likely), search for that article in your university’s database – if it’s listed there, you’ll have access. Note that, generally, the search engine capabilities of these databases are poor, so make sure you search for the exact article name, or you might not find it.

Method 3 – Journal Article Snowballing

At the end of every academic journal article, you’ll find a list of references. As with any academic writing, these references are the building blocks of the article, so if the article is relevant to your topic, there’s a good chance a portion of the referenced works will be too. Do a quick scan of the titles and see what seems relevant, then search for the relevant ones in your university’s database.

Method 4 – Dissertation Scavenging

Similar to Method 3 above, you can leverage other students’ dissertations. All you have to do is skim through literature review chapters of existing dissertations related to your topic and you’ll find a gold mine of potential literature. Usually, your university will provide you with access to previous students’ dissertations, but you can also find a much larger selection in the following databases:

  • Open Access Theses & Dissertations
  • Stanford SearchWorks

Keep in mind that dissertations and theses are not as academically sound as published, peer-reviewed journal articles (because they’re written by students, not professionals), so be sure to check the credibility of any sources you find using this method. You can do this by assessing the citation count of any given article in Google Scholar. If you need help with assessing the credibility of any article, or with finding relevant research in general, you can chat with one of our Research Specialists .

Alright – with a good base of literature firmly under your belt, it’s time to move onto the next step.

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dissertation theory in literature review

Step 2: Log, catalogue and synthesise

Once you’ve built a little treasure trove of articles, it’s time to get reading and start digesting the information – what does it all mean?

While I present steps one and two (hunting and digesting) as sequential, in reality, it’s more of a back-and-forth tango – you’ll read a little , then have an idea, spot a new citation, or a new potential variable, and then go back to searching for articles. This is perfectly natural – through the reading process, your thoughts will develop , new avenues might crop up, and directional adjustments might arise. This is, after all, one of the main purposes of the literature review process (i.e. to familiarise yourself with the current state of research in your field).

As you’re working through your treasure chest, it’s essential that you simultaneously start organising the information. There are three aspects to this:

  • Logging reference information
  • Building an organised catalogue
  • Distilling and synthesising the information

I’ll discuss each of these below:

2.1 – Log the reference information

As you read each article, you should add it to your reference management software. I usually recommend Mendeley for this purpose (see the Mendeley 101 video below), but you can use whichever software you’re comfortable with. Most importantly, make sure you load EVERY article you read into your reference manager, even if it doesn’t seem very relevant at the time.

2.2 – Build an organised catalogue

In the beginning, you might feel confident that you can remember who said what, where, and what their main arguments were. Trust me, you won’t. If you do a thorough review of the relevant literature (as you must!), you’re going to read many, many articles, and it’s simply impossible to remember who said what, when, and in what context . Also, without the bird’s eye view that a catalogue provides, you’ll miss connections between various articles, and have no view of how the research developed over time. Simply put, it’s essential to build your own catalogue of the literature.

I would suggest using Excel to build your catalogue, as it allows you to run filters, colour code and sort – all very useful when your list grows large (which it will). How you lay your spreadsheet out is up to you, but I’d suggest you have the following columns (at minimum):

  • Author, date, title – Start with three columns containing this core information. This will make it easy for you to search for titles with certain words, order research by date, or group by author.
  • Categories or keywords – You can either create multiple columns, one for each category/theme and then tick the relevant categories, or you can have one column with keywords.
  • Key arguments/points – Use this column to succinctly convey the essence of the article, the key arguments and implications thereof for your research.
  • Context – Note the socioeconomic context in which the research was undertaken. For example, US-based, respondents aged 25-35, lower- income, etc. This will be useful for making an argument about gaps in the research.
  • Methodology – Note which methodology was used and why. Also, note any issues you feel arise due to the methodology. Again, you can use this to make an argument about gaps in the research.
  • Quotations – Note down any quoteworthy lines you feel might be useful later.
  • Notes – Make notes about anything not already covered. For example, linkages to or disagreements with other theories, questions raised but unanswered, shortcomings or limitations, and so forth.

If you’d like, you can try out our free catalog template here (see screenshot below).

Excel literature review template

2.3 – Digest and synthesise

Most importantly, as you work through the literature and build your catalogue, you need to synthesise all the information in your own mind – how does it all fit together? Look for links between the various articles and try to develop a bigger picture view of the state of the research. Some important questions to ask yourself are:

  • What answers does the existing research provide to my own research questions ?
  • Which points do the researchers agree (and disagree) on?
  • How has the research developed over time?
  • Where do the gaps in the current research lie?

To help you develop a big-picture view and synthesise all the information, you might find mind mapping software such as Freemind useful. Alternatively, if you’re a fan of physical note-taking, investing in a large whiteboard might work for you.

Mind mapping is a useful way to plan your literature review.

Step 3: Outline and write it up!

Once you’re satisfied that you have digested and distilled all the relevant literature in your mind, it’s time to put pen to paper (or rather, fingers to keyboard). There are two steps here – outlining and writing:

3.1 – Draw up your outline

Having spent so much time reading, it might be tempting to just start writing up without a clear structure in mind. However, it’s critically important to decide on your structure and develop a detailed outline before you write anything. Your literature review chapter needs to present a clear, logical and an easy to follow narrative – and that requires some planning. Don’t try to wing it!

Naturally, you won’t always follow the plan to the letter, but without a detailed outline, you’re more than likely going to end up with a disjointed pile of waffle , and then you’re going to spend a far greater amount of time re-writing, hacking and patching. The adage, “measure twice, cut once” is very suitable here.

In terms of structure, the first decision you’ll have to make is whether you’ll lay out your review thematically (into themes) or chronologically (by date/period). The right choice depends on your topic, research objectives and research questions, which we discuss in this article .

Once that’s decided, you need to draw up an outline of your entire chapter in bullet point format. Try to get as detailed as possible, so that you know exactly what you’ll cover where, how each section will connect to the next, and how your entire argument will develop throughout the chapter. Also, at this stage, it’s a good idea to allocate rough word count limits for each section, so that you can identify word count problems before you’ve spent weeks or months writing!

PS – check out our free literature review chapter template…

3.2 – Get writing

With a detailed outline at your side, it’s time to start writing up (finally!). At this stage, it’s common to feel a bit of writer’s block and find yourself procrastinating under the pressure of finally having to put something on paper. To help with this, remember that the objective of the first draft is not perfection – it’s simply to get your thoughts out of your head and onto paper, after which you can refine them. The structure might change a little, the word count allocations might shift and shuffle, and you might add or remove a section – that’s all okay. Don’t worry about all this on your first draft – just get your thoughts down on paper.

start writing

Once you’ve got a full first draft (however rough it may be), step away from it for a day or two (longer if you can) and then come back at it with fresh eyes. Pay particular attention to the flow and narrative – does it fall fit together and flow from one section to another smoothly? Now’s the time to try to improve the linkage from each section to the next, tighten up the writing to be more concise, trim down word count and sand it down into a more digestible read.

Once you’ve done that, give your writing to a friend or colleague who is not a subject matter expert and ask them if they understand the overall discussion. The best way to assess this is to ask them to explain the chapter back to you. This technique will give you a strong indication of which points were clearly communicated and which weren’t. If you’re working with Grad Coach, this is a good time to have your Research Specialist review your chapter.

Finally, tighten it up and send it off to your supervisor for comment. Some might argue that you should be sending your work to your supervisor sooner than this (indeed your university might formally require this), but in my experience, supervisors are extremely short on time (and often patience), so, the more refined your chapter is, the less time they’ll waste on addressing basic issues (which you know about already) and the more time they’ll spend on valuable feedback that will increase your mark-earning potential.

Literature Review Example

In the video below, we unpack an actual literature review so that you can see how all the core components come together in reality.

Let’s Recap

In this post, we’ve covered how to research and write up a high-quality literature review chapter. Let’s do a quick recap of the key takeaways:

  • It is essential to understand the WHY of the literature review before you read or write anything. Make sure you understand the 4 core functions of the process.
  • The first step is to hunt down the relevant literature . You can do this using Google Scholar, your university database, the snowballing technique and by reviewing other dissertations and theses.
  • Next, you need to log all the articles in your reference manager , build your own catalogue of literature and synthesise all the research.
  • Following that, you need to develop a detailed outline of your entire chapter – the more detail the better. Don’t start writing without a clear outline (on paper, not in your head!)
  • Write up your first draft in rough form – don’t aim for perfection. Remember, done beats perfect.
  • Refine your second draft and get a layman’s perspective on it . Then tighten it up and submit it to your supervisor.

Literature Review Course

Psst… there’s more!

This post is an extract from our bestselling Udemy Course, Literature Review Bootcamp . If you want to work smart, you don't want to miss this .

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How To Find a Research Gap (Fast)

38 Comments

Phindile Mpetshwa

Thank you very much. This page is an eye opener and easy to comprehend.

Yinka

This is awesome!

I wish I come across GradCoach earlier enough.

But all the same I’ll make use of this opportunity to the fullest.

Thank you for this good job.

Keep it up!

Derek Jansen

You’re welcome, Yinka. Thank you for the kind words. All the best writing your literature review.

Renee Buerger

Thank you for a very useful literature review session. Although I am doing most of the steps…it being my first masters an Mphil is a self study and one not sure you are on the right track. I have an amazing supervisor but one also knows they are super busy. So not wanting to bother on the minutae. Thank you.

You’re most welcome, Renee. Good luck with your literature review 🙂

Sheemal Prasad

This has been really helpful. Will make full use of it. 🙂

Thank you Gradcoach.

Tahir

Really agreed. Admirable effort

Faturoti Toyin

thank you for this beautiful well explained recap.

Tara

Thank you so much for your guide of video and other instructions for the dissertation writing.

It is instrumental. It encouraged me to write a dissertation now.

Lorraine Hall

Thank you the video was great – from someone that knows nothing thankyou

araz agha

an amazing and very constructive way of presetting a topic, very useful, thanks for the effort,

Suilabayuh Ngah

It is timely

It is very good video of guidance for writing a research proposal and a dissertation. Since I have been watching and reading instructions, I have started my research proposal to write. I appreciate to Mr Jansen hugely.

Nancy Geregl

I learn a lot from your videos. Very comprehensive and detailed.

Thank you for sharing your knowledge. As a research student, you learn better with your learning tips in research

Uzma

I was really stuck in reading and gathering information but after watching these things are cleared thanks, it is so helpful.

Xaysukith thorxaitou

Really helpful, Thank you for the effort in showing such information

Sheila Jerome

This is super helpful thank you very much.

Mary

Thank you for this whole literature writing review.You have simplified the process.

Maithe

I’m so glad I found GradCoach. Excellent information, Clear explanation, and Easy to follow, Many thanks Derek!

You’re welcome, Maithe. Good luck writing your literature review 🙂

Anthony

Thank you Coach, you have greatly enriched and improved my knowledge

Eunice

Great piece, so enriching and it is going to help me a great lot in my project and thesis, thanks so much

Stephanie Louw

This is THE BEST site for ANYONE doing a masters or doctorate! Thank you for the sound advice and templates. You rock!

Thanks, Stephanie 🙂

oghenekaro Silas

This is mind blowing, the detailed explanation and simplicity is perfect.

I am doing two papers on my final year thesis, and I must stay I feel very confident to face both headlong after reading this article.

thank you so much.

if anyone is to get a paper done on time and in the best way possible, GRADCOACH is certainly the go to area!

tarandeep singh

This is very good video which is well explained with detailed explanation

uku igeny

Thank you excellent piece of work and great mentoring

Abdul Ahmad Zazay

Thanks, it was useful

Maserialong Dlamini

Thank you very much. the video and the information were very helpful.

Suleiman Abubakar

Good morning scholar. I’m delighted coming to know you even before the commencement of my dissertation which hopefully is expected in not more than six months from now. I would love to engage my study under your guidance from the beginning to the end. I love to know how to do good job

Mthuthuzeli Vongo

Thank you so much Derek for such useful information on writing up a good literature review. I am at a stage where I need to start writing my one. My proposal was accepted late last year but I honestly did not know where to start

SEID YIMAM MOHAMMED (Technic)

Like the name of your YouTube implies you are GRAD (great,resource person, about dissertation). In short you are smart enough in coaching research work.

Richie Buffalo

This is a very well thought out webpage. Very informative and a great read.

Adekoya Opeyemi Jonathan

Very timely.

I appreciate.

Norasyidah Mohd Yusoff

Very comprehensive and eye opener for me as beginner in postgraduate study. Well explained and easy to understand. Appreciate and good reference in guiding me in my research journey. Thank you

Maryellen Elizabeth Hart

Thank you. I requested to download the free literature review template, however, your website wouldn’t allow me to complete the request or complete a download. May I request that you email me the free template? Thank you.

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Ten Simple Rules for Writing a Literature Review

Marco pautasso.

1 Centre for Functional and Evolutionary Ecology (CEFE), CNRS, Montpellier, France

2 Centre for Biodiversity Synthesis and Analysis (CESAB), FRB, Aix-en-Provence, France

Literature reviews are in great demand in most scientific fields. Their need stems from the ever-increasing output of scientific publications [1] . For example, compared to 1991, in 2008 three, eight, and forty times more papers were indexed in Web of Science on malaria, obesity, and biodiversity, respectively [2] . Given such mountains of papers, scientists cannot be expected to examine in detail every single new paper relevant to their interests [3] . Thus, it is both advantageous and necessary to rely on regular summaries of the recent literature. Although recognition for scientists mainly comes from primary research, timely literature reviews can lead to new synthetic insights and are often widely read [4] . For such summaries to be useful, however, they need to be compiled in a professional way [5] .

When starting from scratch, reviewing the literature can require a titanic amount of work. That is why researchers who have spent their career working on a certain research issue are in a perfect position to review that literature. Some graduate schools are now offering courses in reviewing the literature, given that most research students start their project by producing an overview of what has already been done on their research issue [6] . However, it is likely that most scientists have not thought in detail about how to approach and carry out a literature review.

Reviewing the literature requires the ability to juggle multiple tasks, from finding and evaluating relevant material to synthesising information from various sources, from critical thinking to paraphrasing, evaluating, and citation skills [7] . In this contribution, I share ten simple rules I learned working on about 25 literature reviews as a PhD and postdoctoral student. Ideas and insights also come from discussions with coauthors and colleagues, as well as feedback from reviewers and editors.

Rule 1: Define a Topic and Audience

How to choose which topic to review? There are so many issues in contemporary science that you could spend a lifetime of attending conferences and reading the literature just pondering what to review. On the one hand, if you take several years to choose, several other people may have had the same idea in the meantime. On the other hand, only a well-considered topic is likely to lead to a brilliant literature review [8] . The topic must at least be:

  • interesting to you (ideally, you should have come across a series of recent papers related to your line of work that call for a critical summary),
  • an important aspect of the field (so that many readers will be interested in the review and there will be enough material to write it), and
  • a well-defined issue (otherwise you could potentially include thousands of publications, which would make the review unhelpful).

Ideas for potential reviews may come from papers providing lists of key research questions to be answered [9] , but also from serendipitous moments during desultory reading and discussions. In addition to choosing your topic, you should also select a target audience. In many cases, the topic (e.g., web services in computational biology) will automatically define an audience (e.g., computational biologists), but that same topic may also be of interest to neighbouring fields (e.g., computer science, biology, etc.).

Rule 2: Search and Re-search the Literature

After having chosen your topic and audience, start by checking the literature and downloading relevant papers. Five pieces of advice here:

  • keep track of the search items you use (so that your search can be replicated [10] ),
  • keep a list of papers whose pdfs you cannot access immediately (so as to retrieve them later with alternative strategies),
  • use a paper management system (e.g., Mendeley, Papers, Qiqqa, Sente),
  • define early in the process some criteria for exclusion of irrelevant papers (these criteria can then be described in the review to help define its scope), and
  • do not just look for research papers in the area you wish to review, but also seek previous reviews.

The chances are high that someone will already have published a literature review ( Figure 1 ), if not exactly on the issue you are planning to tackle, at least on a related topic. If there are already a few or several reviews of the literature on your issue, my advice is not to give up, but to carry on with your own literature review,

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The bottom-right situation (many literature reviews but few research papers) is not just a theoretical situation; it applies, for example, to the study of the impacts of climate change on plant diseases, where there appear to be more literature reviews than research studies [33] .

  • discussing in your review the approaches, limitations, and conclusions of past reviews,
  • trying to find a new angle that has not been covered adequately in the previous reviews, and
  • incorporating new material that has inevitably accumulated since their appearance.

When searching the literature for pertinent papers and reviews, the usual rules apply:

  • be thorough,
  • use different keywords and database sources (e.g., DBLP, Google Scholar, ISI Proceedings, JSTOR Search, Medline, Scopus, Web of Science), and
  • look at who has cited past relevant papers and book chapters.

Rule 3: Take Notes While Reading

If you read the papers first, and only afterwards start writing the review, you will need a very good memory to remember who wrote what, and what your impressions and associations were while reading each single paper. My advice is, while reading, to start writing down interesting pieces of information, insights about how to organize the review, and thoughts on what to write. This way, by the time you have read the literature you selected, you will already have a rough draft of the review.

Of course, this draft will still need much rewriting, restructuring, and rethinking to obtain a text with a coherent argument [11] , but you will have avoided the danger posed by staring at a blank document. Be careful when taking notes to use quotation marks if you are provisionally copying verbatim from the literature. It is advisable then to reformulate such quotes with your own words in the final draft. It is important to be careful in noting the references already at this stage, so as to avoid misattributions. Using referencing software from the very beginning of your endeavour will save you time.

Rule 4: Choose the Type of Review You Wish to Write

After having taken notes while reading the literature, you will have a rough idea of the amount of material available for the review. This is probably a good time to decide whether to go for a mini- or a full review. Some journals are now favouring the publication of rather short reviews focusing on the last few years, with a limit on the number of words and citations. A mini-review is not necessarily a minor review: it may well attract more attention from busy readers, although it will inevitably simplify some issues and leave out some relevant material due to space limitations. A full review will have the advantage of more freedom to cover in detail the complexities of a particular scientific development, but may then be left in the pile of the very important papers “to be read” by readers with little time to spare for major monographs.

There is probably a continuum between mini- and full reviews. The same point applies to the dichotomy of descriptive vs. integrative reviews. While descriptive reviews focus on the methodology, findings, and interpretation of each reviewed study, integrative reviews attempt to find common ideas and concepts from the reviewed material [12] . A similar distinction exists between narrative and systematic reviews: while narrative reviews are qualitative, systematic reviews attempt to test a hypothesis based on the published evidence, which is gathered using a predefined protocol to reduce bias [13] , [14] . When systematic reviews analyse quantitative results in a quantitative way, they become meta-analyses. The choice between different review types will have to be made on a case-by-case basis, depending not just on the nature of the material found and the preferences of the target journal(s), but also on the time available to write the review and the number of coauthors [15] .

Rule 5: Keep the Review Focused, but Make It of Broad Interest

Whether your plan is to write a mini- or a full review, it is good advice to keep it focused 16 , 17 . Including material just for the sake of it can easily lead to reviews that are trying to do too many things at once. The need to keep a review focused can be problematic for interdisciplinary reviews, where the aim is to bridge the gap between fields [18] . If you are writing a review on, for example, how epidemiological approaches are used in modelling the spread of ideas, you may be inclined to include material from both parent fields, epidemiology and the study of cultural diffusion. This may be necessary to some extent, but in this case a focused review would only deal in detail with those studies at the interface between epidemiology and the spread of ideas.

While focus is an important feature of a successful review, this requirement has to be balanced with the need to make the review relevant to a broad audience. This square may be circled by discussing the wider implications of the reviewed topic for other disciplines.

Rule 6: Be Critical and Consistent

Reviewing the literature is not stamp collecting. A good review does not just summarize the literature, but discusses it critically, identifies methodological problems, and points out research gaps [19] . After having read a review of the literature, a reader should have a rough idea of:

  • the major achievements in the reviewed field,
  • the main areas of debate, and
  • the outstanding research questions.

It is challenging to achieve a successful review on all these fronts. A solution can be to involve a set of complementary coauthors: some people are excellent at mapping what has been achieved, some others are very good at identifying dark clouds on the horizon, and some have instead a knack at predicting where solutions are going to come from. If your journal club has exactly this sort of team, then you should definitely write a review of the literature! In addition to critical thinking, a literature review needs consistency, for example in the choice of passive vs. active voice and present vs. past tense.

Rule 7: Find a Logical Structure

Like a well-baked cake, a good review has a number of telling features: it is worth the reader's time, timely, systematic, well written, focused, and critical. It also needs a good structure. With reviews, the usual subdivision of research papers into introduction, methods, results, and discussion does not work or is rarely used. However, a general introduction of the context and, toward the end, a recapitulation of the main points covered and take-home messages make sense also in the case of reviews. For systematic reviews, there is a trend towards including information about how the literature was searched (database, keywords, time limits) [20] .

How can you organize the flow of the main body of the review so that the reader will be drawn into and guided through it? It is generally helpful to draw a conceptual scheme of the review, e.g., with mind-mapping techniques. Such diagrams can help recognize a logical way to order and link the various sections of a review [21] . This is the case not just at the writing stage, but also for readers if the diagram is included in the review as a figure. A careful selection of diagrams and figures relevant to the reviewed topic can be very helpful to structure the text too [22] .

Rule 8: Make Use of Feedback

Reviews of the literature are normally peer-reviewed in the same way as research papers, and rightly so [23] . As a rule, incorporating feedback from reviewers greatly helps improve a review draft. Having read the review with a fresh mind, reviewers may spot inaccuracies, inconsistencies, and ambiguities that had not been noticed by the writers due to rereading the typescript too many times. It is however advisable to reread the draft one more time before submission, as a last-minute correction of typos, leaps, and muddled sentences may enable the reviewers to focus on providing advice on the content rather than the form.

Feedback is vital to writing a good review, and should be sought from a variety of colleagues, so as to obtain a diversity of views on the draft. This may lead in some cases to conflicting views on the merits of the paper, and on how to improve it, but such a situation is better than the absence of feedback. A diversity of feedback perspectives on a literature review can help identify where the consensus view stands in the landscape of the current scientific understanding of an issue [24] .

Rule 9: Include Your Own Relevant Research, but Be Objective

In many cases, reviewers of the literature will have published studies relevant to the review they are writing. This could create a conflict of interest: how can reviewers report objectively on their own work [25] ? Some scientists may be overly enthusiastic about what they have published, and thus risk giving too much importance to their own findings in the review. However, bias could also occur in the other direction: some scientists may be unduly dismissive of their own achievements, so that they will tend to downplay their contribution (if any) to a field when reviewing it.

In general, a review of the literature should neither be a public relations brochure nor an exercise in competitive self-denial. If a reviewer is up to the job of producing a well-organized and methodical review, which flows well and provides a service to the readership, then it should be possible to be objective in reviewing one's own relevant findings. In reviews written by multiple authors, this may be achieved by assigning the review of the results of a coauthor to different coauthors.

Rule 10: Be Up-to-Date, but Do Not Forget Older Studies

Given the progressive acceleration in the publication of scientific papers, today's reviews of the literature need awareness not just of the overall direction and achievements of a field of inquiry, but also of the latest studies, so as not to become out-of-date before they have been published. Ideally, a literature review should not identify as a major research gap an issue that has just been addressed in a series of papers in press (the same applies, of course, to older, overlooked studies (“sleeping beauties” [26] )). This implies that literature reviewers would do well to keep an eye on electronic lists of papers in press, given that it can take months before these appear in scientific databases. Some reviews declare that they have scanned the literature up to a certain point in time, but given that peer review can be a rather lengthy process, a full search for newly appeared literature at the revision stage may be worthwhile. Assessing the contribution of papers that have just appeared is particularly challenging, because there is little perspective with which to gauge their significance and impact on further research and society.

Inevitably, new papers on the reviewed topic (including independently written literature reviews) will appear from all quarters after the review has been published, so that there may soon be the need for an updated review. But this is the nature of science [27] – [32] . I wish everybody good luck with writing a review of the literature.

Acknowledgments

Many thanks to M. Barbosa, K. Dehnen-Schmutz, T. Döring, D. Fontaneto, M. Garbelotto, O. Holdenrieder, M. Jeger, D. Lonsdale, A. MacLeod, P. Mills, M. Moslonka-Lefebvre, G. Stancanelli, P. Weisberg, and X. Xu for insights and discussions, and to P. Bourne, T. Matoni, and D. Smith for helpful comments on a previous draft.

Funding Statement

This work was funded by the French Foundation for Research on Biodiversity (FRB) through its Centre for Synthesis and Analysis of Biodiversity data (CESAB), as part of the NETSEED research project. The funders had no role in the preparation of the manuscript.

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What is a literature review?

A literature review is an integrated analysis -- not just a summary-- of scholarly writings and other relevant evidence related directly to your research question.  That is, it represents a synthesis of the evidence that provides background information on your topic and shows a association between the evidence and your research question.

A literature review may be a stand alone work or the introduction to a larger research paper, depending on the assignment.  Rely heavily on the guidelines your instructor has given you.

Why is it important?

A literature review is important because it:

  • Explains the background of research on a topic.
  • Demonstrates why a topic is significant to a subject area.
  • Discovers relationships between research studies/ideas.
  • Identifies major themes, concepts, and researchers on a topic.
  • Identifies critical gaps and points of disagreement.
  • Discusses further research questions that logically come out of the previous studies.

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1. Choose a topic. Define your research question.

Your literature review should be guided by your central research question.  The literature represents background and research developments related to a specific research question, interpreted and analyzed by you in a synthesized way.

  • Make sure your research question is not too broad or too narrow.  Is it manageable?
  • Begin writing down terms that are related to your question. These will be useful for searches later.
  • If you have the opportunity, discuss your topic with your professor and your class mates.

2. Decide on the scope of your review

How many studies do you need to look at? How comprehensive should it be? How many years should it cover? 

  • This may depend on your assignment.  How many sources does the assignment require?

3. Select the databases you will use to conduct your searches.

Make a list of the databases you will search. 

Where to find databases:

  • use the tabs on this guide
  • Find other databases in the Nursing Information Resources web page
  • More on the Medical Library web page
  • ... and more on the Yale University Library web page

4. Conduct your searches to find the evidence. Keep track of your searches.

  • Use the key words in your question, as well as synonyms for those words, as terms in your search. Use the database tutorials for help.
  • Save the searches in the databases. This saves time when you want to redo, or modify, the searches. It is also helpful to use as a guide is the searches are not finding any useful results.
  • Review the abstracts of research studies carefully. This will save you time.
  • Use the bibliographies and references of research studies you find to locate others.
  • Check with your professor, or a subject expert in the field, if you are missing any key works in the field.
  • Ask your librarian for help at any time.
  • Use a citation manager, such as EndNote as the repository for your citations. See the EndNote tutorials for help.

Review the literature

Some questions to help you analyze the research:

  • What was the research question of the study you are reviewing? What were the authors trying to discover?
  • Was the research funded by a source that could influence the findings?
  • What were the research methodologies? Analyze its literature review, the samples and variables used, the results, and the conclusions.
  • Does the research seem to be complete? Could it have been conducted more soundly? What further questions does it raise?
  • If there are conflicting studies, why do you think that is?
  • How are the authors viewed in the field? Has this study been cited? If so, how has it been analyzed?

Tips: 

  • Review the abstracts carefully.  
  • Keep careful notes so that you may track your thought processes during the research process.
  • Create a matrix of the studies for easy analysis, and synthesis, across all of the studies.
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A Guide To Writing The Dissertation Literature Review

Tom Baldwin - Jan 22, 2024

A Guide To Writing The Dissertation Literature Review

Do you want to know a guide to writing the dissertation literature review? You are at the right place. This latest post will explore how to write a literature review, Purposes for writing a literature review, How to conduct a literature review and, most importantly, how to write a methodology for a literature review dissertation

And many more that can be helpful for you. So, without any delay, let’s get started.

Key Take Away

  • Focused Scope: Clearly define your research question and key concepts to maintain focus and avoid information overload.
  • Comprehensive Search: Use diverse sources and search techniques for a thorough literature review. Apply strict criteria for inclusion/exclusion to ensure relevance.
  • Structured Presentation: Organize selected literature into themes and develop a concise thesis statement for a clear and guided narrative.
  • Methodological Precision: Outline a rigorous methodology, detailing search strategy, inclusion/exclusion criteria, data extraction, and synthesis. Reflect on choices, acknowledging strengths and limitations.

Table of Contents

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How To Write A Literature Review

Writing a literature review involves summarizing, evaluating, and synthesizing existing research on a particular topic. Here’s a guide to help you:

1. Define Your Scope

Begin by explicitly defining the scope and parameters of your literature review. Clearly articulate the specific research question or topic you aim to explore. 

Consider the key concepts, keywords, and terms relevant to your inquiry. This step is crucial for setting boundaries, ensuring focus, and avoiding information overload.

2. Search For Relevant Literature

Conduct a comprehensive literature search using a variety of sources such as academic databases , library catalogs, and search engines. Experiment with different combinations of keywords and synonyms related to your topic. 

Use advanced search features and filters provided by databases to refine and narrow down your results. Be mindful of the inclusion and exclusion criteria to ensure relevance.

3. Select And Evaluate Sources

As you gather sources, critically evaluate each one. Examine the author’s credentials, institutional affiliations, and any potential biases. Consider the publication venue and its reputation within the field. 

Pay attention to the publication date to ensure that you are incorporating recent and relevant research. Evaluate the research methodology employed in each study to assess the validity of the findings.

4. Organize The Literature

Organize the selected literature into themes or categories based on commonalities and differences. This can be achieved through the creation of an annotated bibliography or a matrix that categorizes studies based on key characteristics. 

This organizational step will serve as the backbone of your literature review, providing a structured framework for presenting information.

5. Develop A Thesis Statement

Craft a clear and concise thesis statement that encapsulates the main theme, findings, or trends within the literature. This thesis statement should provide a roadmap for readers, guiding them through the overarching narrative of your literature review. 

Ensure that the thesis aligns with the specific research question or objective you outlined in the initial stages.

6. Write An Introduction

In the introduction, contextualize the topic by providing background information, historical context, or relevant theoretical frameworks. Clearly state the purpose of your literature review and articulate the significance of the research question. 

Transition smoothly from the general context to your specific focus, and conclude the introduction with your thesis statement.

7. Body Of The Review

Organize the body of your literature review logically. If following a thematic approach, discuss studies within each theme, summarizing their main findings, methodologies, and contributions to the field. 

If following a chronological approach, trace the evolution of research over time. Ensure a coherent flow between paragraphs and sections, making connections between studies and highlighting key relationships.

8. Critical Analysis

Engage in a critical analysis of each source. Evaluate the strengths and weaknesses of the studies, considering factors such as sample size, research design, and potential biases. Identify any conflicting findings or gaps in the literature. 

Discuss how methodological choices in each study may have influenced the results and interpretations.

9. Synthesize Information

Synthesize information by identifying common themes, trends, or patterns across studies. Explore the relationships between different sources and offer insights into the cumulative knowledge generated by the literature. 

Discuss how the collective findings contribute to the overall understanding of the topic and address your research question.

10. Write A Conclusion

Summarize the main findings and themes discussed in the body of the literature review. Reiterate your thesis statement and emphasize its significance. 

Discuss the broader implications of the reviewed literature and its relevance to the field. Consider proposing areas for future research and potential avenues for exploration.

11. Cite Sources

Ensure proper citation of all sources using the designated citation style (e.g., APA, MLA). Adhere to formatting guidelines consistently throughout your literature review. Maintain accuracy in citing authors, publication years, and other relevant details.

12. Revise And Edit

Carefully review your literature review for clarity, coherence, and logical flow. Check for consistency in tone and style. Edit for grammar, spelling, and punctuation errors. Consider seeking feedback from peers, mentors, or writing support services to refine your work further.

Additional Tips

  • Consider the cultural and geographical context of the studies you include.
  • Be aware of any evolving debates or shifts in perspectives within the literature.
  • Engage with your sources by offering critiques, connections, and reflections on the methodologies employed.
  • Keep track of the publication status of the studies, as ongoing research might have been published after your literature search.

By following this detailed guide, you can create a comprehensive and nuanced literature review that not only summarizes existing research but also contributes valuable insights to the academic discourse in your field of study.

11 Purposes For Writing A Literature Review  

Writing a literature review serves several important purposes within the academic and research context. Here are key reasons why researchers and scholars engage in the process of writing a literature review:

1. Establishing Context

Purpose: Provide background and context for a research study.

Explanation: A literature review helps situate a research project within the existing body of knowledge. By reviewing relevant studies, researchers establish a foundation for their work and demonstrate an understanding of the historical and theoretical context of their research.

2. Identifying Gaps In Knowledge

Purpose: Identify areas where further research is needed.

Explanation: By examining existing literature, researchers can pinpoint gaps, unanswered questions, or areas with conflicting findings. This identification of gaps helps justify the need for new research and contributes to the advancement of knowledge.

3. Demonstrating Scholarly Understanding

Purpose: Showcase a deep understanding of the subject matter.

Explanation: A well-crafted literature review demonstrates the researcher’s familiarity with key concepts, theories, and empirical studies related to the research topic. It showcases the researcher’s expertise and positions them within the scholarly conversation.

4. Synthesizing Existing Knowledge

Purpose: Synthesize information from various sources to form a cohesive narrative.

Explanation: The literature review is an opportunity to synthesize information from diverse studies, presenting a comprehensive overview of existing knowledge. This synthesis helps researchers and readers understand the broader patterns, trends, and relationships in the literature.

5. Evaluating Methodologies

Purpose: Assess the strengths and weaknesses of research methodologies.

Explanation: Researchers critically evaluate the methodologies used in previous studies to understand the reliability and validity of their findings. This assessment informs the methodological choices in the current research and contributes to the overall research design.

6. Supporting Theoretical Frameworks

Purpose: Provide a theoretical foundation for the research.

Explanation: Literature reviews often explore and discuss theoretical frameworks relevant to the research topic. By doing so, researchers ground their work in established theories and frameworks, contributing to the theoretical development of their field.

7. Demonstrating Scope And Breadth

Purpose: Showcase a wide-ranging exploration of literature.

Explanation: Writing a literature review requires the exploration of a broad range of sources, providing readers with a comprehensive understanding of the field. This demonstration of breadth adds credibility to the research and indicates a thorough examination of relevant scholarship.

8. Guiding Research Questions Or Hypotheses

Purpose: Inform the formulation of research questions or hypotheses.

Explanation: Through the review process, researchers gain insights into the existing gaps and patterns, helping them formulate specific and targeted research questions or hypotheses. This ensures that the research is purposeful and directly addresses gaps in the current knowledge.

9. Building A Conceptual Framework

Purpose: Construct a conceptual framework for the study.

Explanation: The literature review aids in the development of a conceptual framework by identifying key concepts, variables, and relationships explored in previous research. This framework serves as a theoretical foundation for the current study.

10. Informing Methodological Choices

Purpose: Guide decisions on research methods.

Explanation: Researchers can draw on the literature review to inform decisions about the most appropriate research methods. By understanding how previous studies were conducted, researchers can make informed choices regarding data collection, analysis, and interpretation.

11. Contributing To Academic Discourse

Purpose: Contribute to ongoing academic discussions.

Explanation: Writing a literature review is a scholarly contribution in itself. By summarizing, analyzing, and synthesizing existing research, researchers actively engage in the academic discourse of their field, adding their perspectives to the broader conversation.

A literature review serves as a critical component of the research process, enabling researchers to situate their work within the larger academic landscape, identify gaps, synthesize knowledge, and contribute to the ongoing scholarly conversation.

How To Write A Methodology For A Literature Review Dissertation

How To Write A Methodology For A Literature Review Dissertation

Writing the methodology for a literature review in a dissertation involves outlining the methods you will use to gather, organize, and analyze the literature. While a traditional research methodology might involve data collection and analysis. 

The methodology for a literature review focuses on your approach to reviewing and synthesizing existing research. Here’s a guide on how to write the methodology section for a literature review dissertation.

1. Search Strategy

Describe your approach to searching for relevant literature. Include details such as the databases you used, keywords, and any specific criteria for inclusion or exclusion. This helps readers understand the comprehensiveness of your literature search.

2. Inclusion And Exclusion Criteria

Clearly outline the criteria you used to select or exclude studies. This might include factors such as publication date, study design, geographical location, or the type of participants. Justify your choices to demonstrate the rigour of your selection process.

3. Data Extraction

Explain how you extracted relevant information from the selected studies. Discuss the variables or themes you focused on and any tools or frameworks you used for data extraction.

4. Quality Assessment

If applicable, describe any criteria or tools you used to assess the quality of the studies included in your literature review. This is important for establishing the reliability and validity of your review.

5. Data Synthesis

Detail how you synthesized the information gathered from the literature. Discuss the methods you used to organize, categorize, and analyze the findings. This could involve thematic analysis, content analysis, or other qualitative synthesis methods.

6. Frameworks Or Models

If you used any theoretical frameworks or models to guide your literature review, explain them in this section. Discuss how these frameworks influenced your approach to analyzing and synthesizing the literature.

7. Categorization And Synthesis

Outline the process you followed to categorize the literature and synthesize key themes or concepts. This is the heart of your literature review methodology, so be specific about the steps you took to identify patterns and relationships in the literature.

8. Reflection On Methodological Choices

Reflect on the strengths and limitations of your methodology. Discuss any challenges you encountered and how you addressed them. This shows your awareness of potential biases and enhances the transparency of your work.

Conclude the methodology section by summarizing the key methods employed and how they contributed to the structure and content of your literature review. Remember to follow the specific guidelines provided by your institution and dissertation committee. 

Adapt the above steps based on the requirements and expectations of your academic program.

1. What Is The Primary Purpose Of A Literature Review In A Dissertation?

A literature review aims to provide a comprehensive overview of existing research, establish context, identify gaps, and contribute to the scholarly discourse within a specific field.

2. How Do I Define The Scope Of My Literature Review?

Begin by clearly articulating your research question and identifying key concepts. This helps set boundaries, maintain focus, and avoid information overload.

3. What Criteria Should I Consider When Selecting And Evaluating Sources?

Evaluate author credentials, institutional affiliations, publication venue reputation, and research methodologies. Consider biases and the relevance of the publication date.

4. Why Is It Important To Organize The Literature Into Themes Or Categories?

Organizing literature helps create a structured framework for presenting information and highlights commonalities and differences between studies.

5. What Role Does A Thesis Statement Play In A Literature Review?

A thesis statement encapsulates the main theme, findings, or trends within the literature, providing a roadmap for readers and aligning with the research question.

In crafting a literature review for your dissertation, mastering the art of synthesizing existing research is key. By defining scope, organizing systematically, and critically analyzing sources

You contribute not only to your research but also to the broader academic conversation. Follow the methodology guide, employ purposeful writing, and create a compelling narrative to enrich your academic exploration.

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