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Overview: Cross-Sectional Studies

The conduct of research requires the selection of the appropriate method to evaluate the research problem or question. Due to some topics’ ethical nature or the need to understand the natural history (i.e., disease or condition), using an observational study design might be the best fit. The primary purposes of observational studies are to describe and examine the distributions of independent (predictor) and dependent (outcome) variables in a population (sample) and analyze the associations between them ( Cummings, 2013 ). Observational studies monitor study participants without providing study interventions. This paper describes the cross-sectional design, examines the strengths and weaknesses, and discusses some methods to report the results. Future articles will focus on other observational methods, the cohort, and case-control designs.

Cross-Sectional Design

Cross-sectional designs help determine the prevalence of a disease, phenomena, or opinion in a population, as represented by a study sample. Prevalence is the proportion of people in a population (sample) who have an attribute or condition at a specific time point ( Mann, 2012 ) regardless of when the attribute or condition first developed ( Wang & Cheng, 2020 ). Additionally, each study participant’s evaluation is completed at one time-point with no follow-ups ( Cummings, 2013 ), providing a ‘snapshot’ of the sample. Cross-sectional designs can be implemented as an interview or survey and may also collect physiological data and biological samples.

Cross-Sectional Design: Descriptive

Cross-sectional studies can be descriptive and analytic ( Alexander, 2015a ). Descriptive cross-sectional studies characterize the prevalence of health outcomes or phenomena under investigation. Prevalence is measured either at a one-time point ( point prevalence ), over a specified period ( period prevalence ) ( Alexander, 2015a ), or as a cross-sectional serial survey ( Cummings, 2013 ). The descriptive design starts by identifying the population of interest, collects the data, and classifies the participant, either as having the outcome or phenomena of interest or not ( Mann, 2012 ). For example, investigators want to determine the point prevalence of obesity among people with HIV. To conduct this study, investigators select several HIV primary care clinics in their region and obtain heights, weights, and measure waist circumference during one specified day at each clinic. For a period prevalence study, the investigators could visit each clinic at four-time points over 12 months to obtain body measurements to capture other patients visiting the clinics. Period prevalence and point prevalence are similar, except that the time-frame is broader since it can be difficult to evaluate or observe the entire population or sample at one time-point**.

For serial cross-sectional surveys, investigators collect data in the same population over a specified period. It uses a longitudinal time-frame. For example, every three years, investigators repeat the body measurements among HIV patients to draw inferences about the patterns over time about obesity( Cummings, 2013 ). However, new samples are selected each time; therefore, each participant’s changes cannot be evaluated. It is important to note that the results may be affected by “people entering or leaving the population due to births, deaths, and migration” ( Cummings, 2013 , p.88).

Method to Report Results: Descriptive Cross-Sectional Design

Prevalence is generally reported as a percentage (30% or 75 out of 250 HIV patients were obese). Knowing the prevalence of a condition in a population (sample) helps understand the disease burden in terms of services needed, morbidity, mortality, and quality of life ( Noordzij, Dekker, Zoccali, & Jager, 2010 ). For instance, if obesity is high among the participants, clinic visits could provide nutritional counseling and physical activity recommendations and regularly monitor body weight measurements to prevent the complications associated with obesity (i.e., knee osteoarthritis, type 2 diabetes mellitus).

Cross-Sectional Design: Analytic

Analytic cross-sectional studies can provide the groundwork to infer preliminary evidence for a causal relationship ( Mann, 2012 ). This design allows investigators to identify a population or sample and collect prevalence data to evaluate outcome differences between exposed and unexposed participants on a disease, phenomena, or opinion ( Wang & Cheng, 2020 ). This design compares the proportion of participants exposed to the disease or phenomena of interest with the proportion of participants non-exposed with the disease or phenomena of interest ( Alexander, 2015a ). However, determining which variable is the dependent and independent variable or cause and effect is difficult to determine. For example, the association between obesity and hours spent in sedentary behavior among HIV patients (see Table 1 ). Which came first? Did the participant become obese due to sedentary behavior, or was the participant inactive due to obesity? According to Cummings et al., 2013 , determining which variable to label as dependent or independent “depends on the cause-and-effect hypotheses of the investigator” (p. 85) or the biological plausibility rather than on the study design.

Calculation Example

  • a = exposed participant and acquires the outcome of interest
  • b = unexposed participant and acquires the outcome of interest
  • c = exposed participant and does not acquire the outcome of interest
  • d = unexposed participant and does not acquire the outcome of interest
  • Prevalence of HIV participants who are obese and sedentary = a/(a + b) = 75/325 =. 23 × 100 = 23%
  • Prevalence of HIV participants who are obese and not sedentary = c/(c + d) = 25/225 = .11 × 100 = 11.1%
  • Prevalence of overall HIV participants who are obese = (a + c)/(a + b + c + d) = 100/550 = .182 × 100 = 18.2%

Interpretation of Prevalence Odds Ratio/Odds Ratio:

  • OR = 1 Exposure did not effect the odds of the outcome
  • OR > 1 Exposure is associated with the higher odds of outcome versus nonexposed group
  • OR < 1 Exposure is associated with lower odds of outcome verus exposed group
  • Upper 95 % CI = e ^   [ ln ( OR ) + 1.96 sqrt ( 1 / a + 1 / b + 1 / c + 1 / d ) ] = 1.4713
  • Lower 95 % CI = e ^ [ ln ( OR ) − 1.96 sqrt ( 1 / a + 1 / b + 1 / c + 1 / d ) ] = 3.9150

Interpretation of Prevalence Ratio/Risk Ratio:

  • RR = 1 Exposure did not prevent or harm the exposed and unexposed groups
  • RR > 1 Exposure is harmful to the exposed group compared to the unexposed group
  • RR < 1 Exposure is less harmful (protective) to the exposed group compared to the unexposed group
  • Upper 95 % CI = e ^ [ ln ( RR ) − 1.96 sqrt ( 1 / a + 1 / c − 1 / a + b − 1 / c + d ) ] = 1.3653
  • Lower 95 % CI = e ^ [ ln ( RR ) + 1.96 sqrt ( 1 / a + 1 / c − 1 / a + b − 1 / c + d ) ] = 3.159

References: Alexander, 2015a, Cummings, 2013, Tenny &Hoffman, 2019.

** https://www.medcalc.org/calc/odds_ratio.php (web-based confidence interval calculator of odds ratio)

*** https://www.medcalc.org/calc/relative_risk.php (web-based confidence interval calculator RR

Method to Report Results: Analytic Cross-Sectional Design

In continuing with the obesity and sedentary activity level among HIV participants, the example below (see Table 1 ) describes the methods for calculating and discussing the results for an analytic cross-sectional study. The prevalence odds ratio (POR) (calculated as [ ad/bc] ) and prevalence ratio (PR) (calculated as [a/(a + b)]/ [c/(c + d)]) are commonly used to report estimates of association between independent and dependent variables in cross-sectional studies ( Tamhane, Westfall, Burkholder, & Cutter, 2016 ).

Prevalence Odds Ratio/Odds Ratio

The POR is calculated similarly to the odds ratio (OR) ( Alexander, 2015b ) and referred to as POR when prevalence is used ( Tamhane et al., 2016 ). OR measures the association between exposure and outcome (see Table 1 ) and denotes the chances that an outcome happens with a specific exposure, compared to the chances of an outcome happening in the absence of the exposure (Szumilas, 2010). This information helps both clinicians and investigators determine if certain factors (i.e., clinical characteristics, medical history) are a risk for a particular outcome (i.e., disease, condition). Future studies or health policies can target methods to prevent or treat outcomes (i.e., disease, condition) identified in such studies.

For example, in Table 1 , using the formula and dataset below, the OR was 2.4. The result shows that the obese HIV participants (exposed) were two and a half times (2.5x) more likely to be sedentary than the non-obese participants (unexposed). If the OR for the dataset was equal to 1, then the exposure (obese) did not affect the outcome’s odds. In other words, the chance of being sedentary is the same in the exposed (obese) and the non-exposed (not obese) groups. Similarly, if the OR was less than 1, it implies that the exposed (obese) group, were less likely to be sedentary (outcome) compared to the non-obese group (unexposed) ( Tenny & Hoffman, 2019 ).

Prevalence Ratio/Risk Ratio and Excess Prevalence/Risk Difference

The PR is calculated similarly to the risk ratio (RR)( Alexander, 2015b ). The PR measures the prevalence of an outcome in the exposed group, divided by the unexposed group, and measures the association’s strength between the exposure and outcome (Alexander, 2015). Excess prevalence (EP) or the risk difference (RD) provides the difference in prevalence between the groups and indicates how much additional prevalence is due to the exposure of interest ( Alexander, 2015b ). From Table 1 , the PR/RR for the example equaled 2.07, with an EP of 11.9%. The results might conclude that obesity among the HIV participants was twice (2.07) as common and occurred almost 12% more often among HIV participants who were sedentary.

Similar to the OR interpretation, if the RR was equal to 1, exposure did not prevent or harm the exposed and unexposed groups. In other words, being obese did not affect the activity level (sedentary versus not sedentary). If the RR was less than 1, it implies that the exposure had a protective effect in that obese HIV participants were less likely to be sedentary than the unexposed group (not obese).

Considerations for use: Prevalence Odds Ratio versus Prevalence Ratio

The statistical literature has numerous articles discussing the pros and cons of using either the POR/OR or PR/RR for cross-sectional studies ( Tamhane et al., 2016 ). Consulting a statistician to discuss the best choice for each project is highly recommended. However, according to Alexander and colleagues (2015a) , the POR is preferred when the study topic is a chronic condition (i.e., hypertension, HIV), or the risk of developing the disease takes several months to develop. For studies evaluating acute conditions (i.e., the common cold), the PR is favored ( Alexander, 2015a ).

Furthermore, suppose the prevalence of a disease or phenomena is low, less than ten percent in the exposed and unexposed population (sample). In that case, the resulting POR and PR will be equal ( Alexander, 2015a ). Since cross-sectional studies are suitable for examining chronic diseases or conditions, the POR is generally the ideal measure of association to use ( Alexander, 2015a ).

Confidence Intervals

Confidence intervals (CI) measure the precision of the OR, RR, or the possible “variation in a point estimate (the mean value)” ( Alexander, 2015b , p 4). A narrower CI indicates a higher level of precision versus a wider CI suggesting a lower level of precision ( Cummings, 2013 ). The sample size also impacts the CI’s width, with larger sample sizes providing a more precise estimate. The approximate value of the point estimate is based on factors (i.e., characteristics like body weight, level of activity) such as the mean (average) of a population from a population’s random samples.

From Table 1 , the OR = 2.4 with a confidence interval of (95% CI (1.4713 – 3.9150)) might conclude that the obese HIV participants were two and a half times (2.5x) more likely to be sedentary than the non-obese participants. 2.4 is the point estimate obtained from this example; however, the entire population of obese HIV people was not included. If other samples of HIV participants were assessed, the point estimate would likely differ. Some samples might get the point estimate of less than or some greater than 2.4.

The 95% CI is the interval representing the (population) parameter value 95% of the time if an experiment or study is repeated, in that 95 out of 100 intervals would result in the intervals containing the true risk ratio or odds ratio value. For the sedentary and obesity study, the interpretation might conclude that a 2.4 point estimate could range from a low of 1.4713 to a high of 3.9150.

The main strength of the cross-sectional design is the ability to obtain results faster. Investigators do not need to wait for outcomes to occur. Participants either have the condition or attribute at the time of data collection or not. Furthermore, there are no participant follow-ups; therefore, losing study participants during the study is not an issue.

The design’s inherent nature makes it inexpensive to conduct and can yield multiple independent (predictor) and dependent (outcome) variables ( Cummings, 2013 ). The data collected can lead to additional studies to build upon the knowledge obtained. From the example, the investigators learned that obese HIV participants were more likely to be sedentary; the next study might develop a clinical trial to determine the methods to increase activity level in this population.

A significant limitation of using this design is the inability to measure the incidence of a disease or attribute ( Wang & Cheng, 2020 ). Incidence measures the proportion of participants that develop a disease or attribute over time ( Cummings, 2013 ). In other words, investigators need a follow-up phase to determine the incidence . In continuing with the example, if investigators continued to follow the HIV participants who were obese but not sedentary, would additional time (follow-up) result in increased sedentary behavior associated with conditions secondary to aging or worsening of immune status? Unfortunately, the cross-sectional design can not answer this question.

Additionally, the prevalence of a disease or attribute is influenced by the disease’s incidence and survival or disease duration ( Alexander, 2015a ). For example, participants who live longer with a disease will have a higher likelihood of being counted ( Prevalence = # of participants with the condition at the time point/ Total # of participants in the sample ) versus those who are short-term survivors. Moreover, if treatments for a disease or attribute are improved, or the survival time-frame decreases, the disease or attribute’s prevalence will reduce ( Alexander, 2015a ). New information presented to the lay public could also influence the prevalence of a disease or attribute through lifestyle changes (i.e., increasing physical activity, improving diet) or changing jobs if the profession is associated with an identified risk or disease. Therefore, this design does not allow investigators to ascertain the events’ sequence, which came first, obesity or sedentary behavior.

For investigators studying rare diseases or conditions, the cross-sectional design is not the best fit. Cross-sectional studies often draw samples from a large and heterogeneous study population ( Wang & Cheng, 2020 ). Participants with the rare condition of interest might not be identified in the study sample.

Reporting Recommendations

A reporting guideline for cross-sectional studies is available for investigators and consumers of research to use. A reporting guideline’s primary goal is to ensure that published clinical research studies provide transparency in reporting a study’s conduct (what was done) and results. The guideline is a tool investigators can use to develop their manuscripts and offers a checklist of inclusion items for a published paper (Equator.network). The recommended items will help ensure that a reader can understand the manuscript, follow the study’s planning and how the research was conducted, the findings, and the conclusions ( von Elm et al., 2014 ).

For cross-sectional studies, the guideline is titled Strengthening the Reporting of Observational Studies in Epidemiology (STROBE) ( von Elm et al., 2014 ). The STROBE g uideline is a 22-item checklist. The checklist provides essential information for a study to be replicated, useful for healthcare professionals to make clinical decisions, and give enough information for inclusion in a systematic review ( https://www.equator-network.org/reporting-guidelines/strobe/ ).

The cross-sectional design is an appropriate method to determine the prevalence of a disease, attribute, or phenomena in a study sample. The design provides a ‘snapshot” of the sample, and investigators can describe their study sample and review associations between the collected variables (independent and dependent). The observational nature makes it relatively quick to complete a study and provides data to support future studies that might lead to methods to treat or prevent diseases or conditions.

Acknowledgments

This manuscript is supported in part by grant # UL1TR001866 from the National Center for Advancing Translational Sciences (NCATS), National Institutes of Health (NIH) Clinical and Translational Science Award (CTSA) program.

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Cross-Sectional Study | Definitions, Uses & Examples

Published on 5 May 2022 by Lauren Thomas .

A cross-sectional study is a type of research design in which you collect data from many different individuals at a single point in time. In cross-sectional research, you observe variables without influencing them.

Researchers in economics, psychology, medicine, epidemiology, and the other social sciences all make use of cross-sectional studies in their work. For example, epidemiologists who are interested in the current prevalence of a disease in a certain subset of the population might use a cross-sectional design to gather and analyse the relevant data.

Table of contents

Cross-sectional vs longitudinal studies, when to use a cross-sectional design, how to perform a cross-sectional study, advantages and disadvantages of cross-sectional studies, frequently asked questions about cross-sectional studies.

The opposite of a cross-sectional study is a longitudinal study . While cross-sectional studies collect data from many subjects at a single point in time, longitudinal studies collect data repeatedly from the same subjects over time, often focusing on a smaller group of individuals connected by a common trait.

Cross-sectional vs longitudinal studies

Both types are useful for answering different kinds of research questions . A cross-sectional study is a cheap and easy way to gather initial data and identify correlations that can then be investigated further in a longitudinal study.

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When you want to examine the prevalence of some outcome at a certain moment in time, a cross-sectional study is the best choice.

Sometimes a cross-sectional study is the best choice for practical reasons – for instance, if you only have the time or money to collect cross-sectional data, or if the only data you can find to answer your research question were gathered at a single point in time.

As cross-sectional studies are cheaper and less time-consuming than many other types of study, they allow you to easily collect data that can be used as a basis for further research.

Descriptive vs analytical studies

Cross-sectional studies can be used for both analytical and descriptive purposes:

  • An analytical study tries to answer how or why a certain outcome might occur.
  • A descriptive study only summarises said outcome using descriptive statistics.

To implement a cross-sectional study, you can rely on data assembled by another source or collect your own. Governments often make cross-sectional datasets freely available online.

Prominent examples include the censuses of several countries like the US or France , which survey a cross-sectional snapshot of the country’s residents on important measures. International organisations like the World Health Organization or the World Bank also provide access to cross-sectional datasets on their websites.

However, these datasets are often aggregated to a regional level, which may prevent the investigation of certain research questions. You will also be restricted to whichever variables the original researchers decided to study.

If you want to choose the variables in your study and analyse your data on an individual level, you can collect your own data using research methods such as surveys . It’s important to carefully design your questions and choose your sample .

Like any research design , cross-sectional studies have various benefits and drawbacks.

  • Because you only collect data at a single point in time, cross-sectional studies are relatively cheap and less time-consuming than other types of research.
  • Cross-sectional studies allow you to collect data from a large pool of subjects and compare differences between groups.
  • Cross-sectional studies capture a specific moment in time. National censuses, for instance, provide a snapshot of conditions in that country at that time.

Disadvantages

  • It is difficult to establish cause-and-effect relationships using cross-sectional studies, since they only represent a one-time measurement of both the alleged cause and effect.
  • Since cross-sectional studies only study a single moment in time, they cannot be used to analyse behavior over a period of time or establish long-term trends.
  • The timing of the cross-sectional snapshot may be unrepresentative of behaviour of the group as a whole. For instance, imagine you are looking at the impact of psychotherapy on an illness like depression. If the depressed individuals in your sample began therapy shortly before the data collection, then it might appear that therapy causes depression even if it is effective in the long term.

Longitudinal studies and cross-sectional studies are two different types of research design . In a cross-sectional study you collect data from a population at a specific point in time; in a longitudinal study you repeatedly collect data from the same sample over an extended period of time.

Cross-sectional studies are less expensive and time-consuming than many other types of study. They can provide useful insights into a population’s characteristics and identify correlations for further research.

Sometimes only cross-sectional data are available for analysis; other times your research question may only require a cross-sectional study to answer it.

Cross-sectional studies cannot establish a cause-and-effect relationship or analyse behaviour over a period of time. To investigate cause and effect, you need to do a longitudinal study or an experimental study .

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How Do Cross-Sectional Studies Work?

Gathering Data From a Single Point in Time

Kendra Cherry, MS, is a psychosocial rehabilitation specialist, psychology educator, and author of the "Everything Psychology Book."

hypothesis for cross sectional study

Steven Gans, MD is board-certified in psychiatry and is an active supervisor, teacher, and mentor at Massachusetts General Hospital.

hypothesis for cross sectional study

What Is a Cross-Sectional Study?

  • Defining Characteristics

Advantages of Cross-Sectional Studies

Challenges of cross-sectional studies, cross-sectional vs. longitudinal studies.

Verywell / Jessica Olah

A cross-sectional study looks at data at a single point in time. The participants in this type of study are selected based on particular variables of interest. Cross-sectional studies are often used in developmental psychology , but this method is also used in many other areas, including social science and education.

Cross-sectional studies are observational in nature and are known as descriptive research, not causal or relational, meaning that you can't use them to determine the cause of something, such as a disease. Researchers record the information that is present in a population, but they do not manipulate variables .

This type of research can be used to describe characteristics that exist in a community, but not to determine cause-and-effect relationships between different variables. This method is often used to make inferences about possible relationships or to gather preliminary data to support further research and experimentation.

Example: Researchers studying developmental psychology might select groups of people who are different ages but investigate them at one point in time. By doing this, any differences among the age groups can be attributed to age differences rather than something that happened over time.

Defining Characteristics of Cross-Sectional Studies

Some of the key characteristics of a cross-sectional study include:

  • The study takes place at a single point in time
  • It does not involve manipulating variables
  • It allows researchers to look at numerous characteristics at once (age, income, gender, etc.)
  • It's often used to look at the prevailing characteristics in a given population
  • It can provide information about what is happening in a current population

Think of a cross-sectional study as a snapshot of a particular group of people at a given point in time. Unlike longitudinal studies, which look at a group of people over an extended period, cross-sectional studies are used to describe what is happening at the present moment.This type of research is frequently used to determine the prevailing characteristics in a population at a certain point in time. For example, a cross-sectional study might be used to determine if exposure to specific risk factors might correlate with particular outcomes.

A researcher might collect cross-sectional data on past smoking habits and current diagnoses of lung cancer, for example. While this type of study cannot demonstrate cause and effect, it can provide a quick look at correlations that may exist at a particular point.

For example, researchers may find that people who reported engaging in certain health behaviors were also more likely to be diagnosed with specific ailments. While a cross-sectional study cannot prove for certain that these behaviors caused the condition, such studies can point to a relationship worth investigating further.

Cross-sectional studies are popular because they have several benefits that are useful to researchers.

Inexpensive and Fast

Cross-sectional studies typically allow researchers to collect a great deal of information quickly. Data is often obtained inexpensively using self-report surveys . Researchers are then able to amass large amounts of information from a large pool of participants.

For example, a university might post a short online survey about library usage habits among biology majors, and the responses would be recorded in a database automatically for later analysis. This is a simple, inexpensive way to encourage participation and gather data across a wide swath of individuals who fit certain criteria.

Can Assess Multiple Variables

Researchers can collect data on a few different variables to see how they affect a certain condition. For example, differences in sex, age, educational status, and income might correlate with voting tendencies or give market researchers clues about purchasing habits.

Might Prompt Further Study 

Although researchers can't use cross-sectional studies to determine causal relationships, these studies can provide useful springboards to further research. For example, when looking at a public health issue, such as whether a particular behavior might be linked to a particular illness, researchers might utilize a cross-sectional study to look for clues that can spur further experimental studies.

For example, researchers might be interested in learning how exercise influences cognitive health as people age. They might collect data from different age groups on how much exercise they get and how well they perform on cognitive tests. Conducting such a study can give researchers clues about the types of exercise that might be most beneficial to the elderly and inspire further experimental research on the subject.

No method of research is perfect. Cross-sectional studies also have potential drawbacks.

Difficulties in Determining Causal Effects

Researchers can't always be sure that the conditions a cross-sectional study measures are the result of a particular factor's influence. In many cases, the differences among individuals could be attributed to variation among the study subjects. In this way, cause-and-effect relationships are more difficult to determine in a cross-sectional study than they are in a longitudinal study. This type of research simply doesn't allow for conclusions about causation.

For example, a study conducted some 20 years ago queried thousands of women about their consumption of diet soft drinks. The results of the study, published in the medical journal Stroke , associated diet soft drink intake with stroke risk that was greater than that of those who did not consume such beverages. In other words, those who drank lots of diet soda were more prone to strokes. However, correlation does not equal causation. The increased stroke risk might arise from any number of factors that tend to occur among those who drink diet beverages. For example, people who consume sugar-free drinks might be more likely to be overweight or diabetic than those who drink the regular versions. Therefore, they might be at greater risk of stroke—regardless of what they drink.

Cohort Differences

Groups can be affected by cohort differences that arise from the particular experiences of a group of people. For example, individuals born during the same period might witness the same important historical events, but their geographic regions, religious affiliations, political beliefs, and other factors might affect how they perceive such events.

Report Biases

Surveys and questionnaires about certain aspects of people's lives might not always result in accurate reporting. For example, respondents might not disclose certain behaviors or beliefs out of embarrassment, fear, or other limiting perception. Typically, no mechanism for verifying this information exists.

Cross-sectional research differs from longitudinal studies in several important ways. The key difference is that a cross-sectional study is designed to look at a variable at a particular point in time. A longitudinal study evaluates multiple measures over an extended period to detect trends and changes.

Evaluates variable at single point in time

Participants less likely to drop out

Uses new participant(s) with each study

Measures variable over time

Requires more resources

More expensive

Subject to selective attrition

Follows same participants over time

Longitudinal studies tend to require more resources; these are often more expensive than those used by cross-sectional studies. They are also more likely to be influenced by what is known as selective attrition , which means that some individuals are more likely to drop out of a study than others. Because a longitudinal study occurs over a span of time, researchers can lose track of subjects. Individuals might lose interest, move to another city, change their minds about participating, etc. This can influence the validity of the study.

One of the advantages of cross-sectional studies is that data is collected all at once, so participants are less likely to quit the study before data is fully collected.

A Word From Verywell

Cross-sectional studies can be useful research tools in many areas of health research. By learning about what is going on in a specific population, researchers can improve their understanding of relationships among certain variables and develop additional studies that explore these conditions in greater depth.

Levin KA. Study design III: Cross-sectional studies . Evid Based Dent . 2006;7(1):24-5. doi:10.1038/sj.ebd.6400375 

Morin JF, Olsson C, Atikcan EO, eds.  Research Methods in the Social Sciences: An A-Z of Key Concepts . Oxford University Press; 2021.

Abbasi J. Unpacking a recent study linking diet soda with stroke risks .  JAMA . 2019;321(16):1554-1555. doi:10.1001/jama.2019.2123

Setia MS. Methodology series module 3: Cross-sectional studies . Indian J Dermatol . 2016;61(3):261-4. doi:10.4103/0019-5154.182410

By Kendra Cherry, MSEd Kendra Cherry, MS, is a psychosocial rehabilitation specialist, psychology educator, and author of the "Everything Psychology Book."

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9.3 - example 9-1: population-based cohort or a cross-sectional studies, example 9-1 section  .

Suppose you are interested in the question: "Does one group have a prevalence percentage that is different than other groups?" For example:

Baseline prevalence of smoking in a particular community is 30%. A clean indoor air policy goes into effect. What is the sample size required to detect a decrease in smoking prevalence of at least 2 percentage points? \(\alpha=0.05\); 90% power.

We are interested in testing the following hypothesis:

Null hypothesis:

\(H_0\colon \text{prevalence}_{(Before)}\le \text{prevalence}_{(After)}\)

Alternative hypothesis:

\(H_A\colon \text{prevalence}_{(Before)}- \text{prevalence}_{(After)}=\delta\)

Where \(\delta \gt 0\)

The resulting formula for the sample size for testing a difference in prevalence using a one-sided test is as follows:

and for this example, n can be calculated as:

\(n=\dfrac{1}{d^{2}}\left [ z_{\alpha }\sqrt{\pi_{0}(1-\pi_{0})}+z_{\beta }\sqrt{\pi_{1}(1-\pi_{1})} \right ]^{2}\)

Replace \(z_{\alpha }\) by \(z_{\alpha/2 }\) for a two-sided test

Take a moment to look at the table below for sample size requirements for testing the value of a single proportion with a one-sided test. Prevalence can be found along the top of the table and the percentage point difference vertically on the left. How many individuals do we need to include in our study in order to meet the above criteria?

(Tables from Woodward, M. Epidemiology Study Design and Analysis . Boca Raton: Chapman and Hall:, 1999 )

Table B.8. Sample size requirements for testing the value of a single proportion

Need a hint?

Try It! Section  

  • Prevalence increases (\(B_0\))? Does the sample size increase or decrease?
  • What happens to the sample size as effect size decreases?
  • What is the minimal detectable difference if you had funds for 1,500 subjects?
  • The largest sample sizes occur with baseline prevalence at 0.5
  • The smaller the effect size, the larger the sample size
  • About 3.6% decrease in prevalence

13. Study design and choosing a statistical test

Sample size.

hypothesis for cross sectional study

Repeated Cross-Sectional Data Analysis

hypothesis for cross sectional study

Which clinical questions does a Cross-Sectional study best answer?

Please note the Introduction , where there is a table under "Which study type will answer my clinical question?" .  You may find that there are only one or two question types that your study answers – that’s ok. 

Cross-sectional study designs are useful when:

  • Answering questions about the incidence or prevalence of a condition, belief or situation.
  • Establishing what the norm is for a specific demographic at a specific time. For example: what is the most common or normal age for students completing secondary education in Victoria?
  • Justifying further research on a topic. Cross-sectional studies can infer a relationship or correlation but are not always sufficient to determine a direct cause. As a result, these studies often pave the way for other investigations.  

What are the advantages and disadvantages to consider when using a Cross-Sectional study design?

What does a strong cross-sectional study look like.

  • Appropriate recruitment of participants. The sample of participants must be an accurate representation of the population being measured.
  • Sample size. As is the case for most study types a larger sample size gives greater power and is more ideal for a strong study design. Within a cross-sectional study a sample size of at least 60 participants is recommended, although this will depend on suitability to the research question and the variables being measured.
  • A suitable number of variables. Cross-sectional studies ideally measure at least three variables in order to develop a well-rounded understanding of the potential relationships of the two key conditions being measured.

What are the pitfalls to look for?

Cross-sectional studies are at risk of participation bias, or low response rates from participants. If a large number of surveys are sent out and only a quarter are completed and returned then this becomes an issue as those who responded may not be a true representation of the overall population.

Critical appraisal tools 

To assist with critically appraising cross-sectional studies there are some tools / checklists you can use.

  • Axis Appraisal Tool for Cross Sectional Studies
  • Critical Appraisal Tool for Cross- Sectional Studies (CAT-CSS)
  • Critical Appraisal of a Cross-Sectional Study on Environmental Health
  • Critical appraisal tool for cross-sectional studies using biomarker data (BIOCROSS)
  • CEBM Critical Appraisal of a Cross-Sectional Study (Survey)
  • JBI Critical Appraisal checklist for analytical cross-sectional studies
  • Specialist Unit for Review Evidence (SURE) 2018. Questions to assist with the critical appraisal of cross sectional studies
  • STROBE Checklist for cross-sectional studies

Real World Examples

The Australian National Survey of Mental Health and Wellbeing (NSMHWB)

https://www.abs.gov.au/statistics/health/mental-health/national-survey-mental-health-and-wellbeing-summary-results/2007

A widely known example of cross-sectional study design, the Australian National Survey of Mental Health and Wellbeing (NSMHWB). This study was a national epidemiological survey of mental disorders investigating the questions: How many people meet DSM-IV and ICD-10 diagnostic criteria for the major mental disorders? How disabled are they by their mental disorders? And, how many have seen a health professional for their mental disorder?

References and Further Reading

Australian Government Department of Health. (2003). The Australian National Survey of Mental Health and Wellbeing (NSMHWB). 2019, from https://www.abs.gov.au/statistics/health/mental-health/national-survey-mental-health-and-wellbeing-summary-results/2007

Bowers, D. a., Bewick, B., House, A., & Owens, D. (2013). Understanding clinical papers (Third edition. ed.): Wiley Blackwell.

Gravetter, F. J. a., & Forzano, L.-A. B. (2012). Research methods for the behavioral sciences (Fourth edition. ed.): Wadsworth Cengage Learning.

Greenhalgh, T. a. (2014). How to read a paper : the basics of evidence-based medicine (Fifth edition. ed.): John Wiley & Sons Inc.

Hoffmann, T. a., Bennett, S. P., & Mar, C. D. (2017). Evidence-Based Practice Across the Health Professions (Third edition. ed.): Elsevier.

Howitt, D., & Cramer, D. (2008). Introduction to research methods in psychology (Second edition. ed.): Prentice Hall.

Kelly, P. J., Kyngdon, F., Ingram, I., Deane, F. P., Baker, A. L., & Osborne, B. A. (2018). The Client Satisfaction Questionnaire‐8: Psychometric properties in a cross‐sectional survey of people attending residential substance abuse treatment. Drug and Alcohol Review, 37(1), 79-86. doi: 10.1111/dar.12522

Lawrence, D., Hancock, K. J., & Kisely, S. (2013). The gap in life expectancy from preventable physical illness in psychiatric patients in Western Australia: retrospective analysis of population based registers. BMJ: British Medical Journal, 346(7909), 13-13.

Nasir, B. F., Toombs, M. R., Kondalsamy-Chennakesavan, S., Kisely, S., Gill, N. S., Black, E., Ranmuthugala, G., Ostini, R., Nicholson, G. C., Hayman, N., & Beccaria, G.. (2018). Common mental disorders among Indigenous people living in regional, remote and metropolitan Australia: A cross-sectional study. BMJ Open , 8 (6). https://doi.org/10.1136/bmjopen-2017-020196

Robson, C., & McCartan, K. (2016). Real world research (Fourth Edition. ed.): Wiley.

Sedgwick, P. (2014). Cross sectional studies: advantages and disadvantages. BMJ : British Medical Journal, 348, g2276. doi: 10.1136/bmj.g2276

Setia, M. S. (2016). Methodology Series Module 3: Cross-sectional Studies. Indian journal of dermatology, 61(3), 261-264. doi: 10.4103/0019-5154.182410

Shafiei, T., Biggs, L. J., Small, R., McLachlan, H. L., & Forster, D. A. (2018). Characteristics of women calling the panda perinatal anxiety & depression australia national helpline: A cross-sectional study. Archives of Women's Mental Health. doi: 10.1007/s00737-018-0868-4

Van Heyningen, T., Honikman, S., Myer, L., Onah, M. N., Field, S., & Tomlinson, M. (2017). Prevalence and predictors of anxiety disorders amongst low-income pregnant women in urban South Africa: a cross-sectional study. Archives of Women's Mental Health(6), 765. doi: 10.1007/s00737-017-0768-z

Vogt, W. P. (2005). Dictionary of statistics & methodology : a nontechnical guide for the social sciences (Third edition. ed.): Sage Publications.

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Effect of intravitreal injections due to neovascular age-related macular degeneration on retinal nerve fiber layer thickness and minimum rim width: a cross sectional study

  • Agnes Boltz 1 , 2 ,
  • Tanja Spöttl 1 , 2 ,
  • Wolfgang Huf 3 , 4 ,
  • Birgit Weingessel 1 , 2 &
  • Veronika Pia Vécsei-Marlovits 1 , 2  

BMC Ophthalmology volume  24 , Article number:  185 ( 2024 ) Cite this article

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The present study tested the hypothesis that repeated anti-VEGF injections are associated with reduced retinal nerve fiber layer (RNFL) and minimum rim width (MRW) of the optic nerve head.

Patients and methods

Sixty-six patients with a history of intravitreal injections due to neovascular age-related macular degeneration were included. RNFL and MRW were measured using optical coherence tomography (Spectralis OCT, Heidelberg Engineering, Heidelberg, Germany).

Mean global RNFL was 90.62 μm and both RNFL as well as MRW significantly decreased with advanced age ( p  = 0.005 and p  = 0.019, respectively). Correlating for the number of injections, no significant impact on RNFL was found globally ( p  = 0.642) or in any of the sectors. In contrast, however, global MRW was significantly reduced with increasing numbers of intravitreal injections ( p  = 0.012). The same holds true when adjusted for the confounding factor age (RNFL p  = 0.566 and MRW p  = 0.023).

Our study shows that repeated intravitreal injections due to choroidal neovascularization seem to have a deleterious effect on MRW but not on RNFL. This suggests that MRW is a more sensitive marker than RNFL for evaluating the effect of frequent intravitreal injections on the optic nerve head since it seems to be the first structure affected.

Peer Review reports

Around 15 years ago, the introduction and utilization of intravitreal injections of anti-vascular endothelial growth factor (anti-VEGF) antibodies has tremendously enhanced the treatment options and visual outcome for several eye diseases associated with macular edema, such as neovascular age-related macular degeneration (n-AMD), retinal vein occlusion, and diabetic retinopathy [ 1 , 2 , 3 , 4 , 5 , 6 , 7 , 8 , 9 ]. In general, anti-VEGF injections are considered safe and the benefits outweigh by far the possible ocular complications [ 10 ]. However, unlike laser therapy, patients usually have to undergo frequent reinjections each year to remain visually and morphologically stable. Subsequently, the risk of adverse events may be increased by the continuous long-term. As one would assume, the loading of additional fluid into the eyeball can raise intraocular pressure (IOP). Therefore, several studies were conducted investigating IOP following anti-VEGF injections [ 11 , 12 , 13 ]. A meta-analysis of 46 studies on this topic showed that IOP was significantly increased for all measured time-intervals of the day of injection, but slightly decreased on the day after injection and returned to normal thereafter [ 14 ]. These IOP fluctuations along with possible fluctuations in blood perfusion of the optic nerve head may lead to glaucoma over time.

The introduction of Optical Coherence Tomography (OCT) made it possible to detect early structural changes and at the same time deliver objective parameters in contrast to perimetry. In addition to a thinning of peripapillary retinal nerve fiber layer thickness (RNFL), another OCT parameter, i.e. Bruch’s membrane opening minimum rim width (MRW) has been established more recently for the assessment of optic discs. Hence, the present study tested the hypothesis that repeated anti-VEGF injections are associated with reduced RNFL and MRW of the optic nerve head.

Materials and methods

This cross sectional study was conducted after approval from the Ethics Committee of the City of Vienna had been obtained (EK 20-352-VK) and adhered to the tenets of the Declaration of Helsinki. Due to the retrospective character of the study, informed consent was waived in agreement with the positive vote of the above-mentioned Ethics Committee. Patients with a history of intravitreal injections due to neovascular AMD were included. Intravitreal injections with anti-VEGF were applied without paracentesis and according to the pro-re-nata regimen. RNFL and MRW were measured using optical coherence tomography (Spectralis OCT, Heidelberg Engineering, Heidelberg, Germany) and analyzed using the build in software (Heyex 2, Figs.  1 and 2 ) with included age-matched reference values. If necessary, manual corrections of retinal nerve fiber layer segmentation and Bruch’s membrane opening were undertaken by a trained physician. Exclusion criteria were presence of uncontrolled elevated IOP over 21mmHg prior to injections, a history of ischemic opticus atrophy, diagnosis of glaucoma prior to anti-VEGF treatment as well as presence of a clinically significant epiretinal membrane and high myopia. Statistical analysis and linear regression models were carried out in R (version 4.0.3, R Foundation for Statistical Computing, Vienna, Austria).

figure 1

Exemplary retinal nerve fiber layer (RNFL) measurement

figure 2

Exemplary minimum rim width (MRW) measurement

Sixty-six eyes of patients with CNV and a mean age of 83.4 years and an average of 12.58 prior injections were included (Fig.  3 ).

figure 3

Age distribution and number of eyes

Mean global RNFL was 90.62 μm and significantly decreased with advanced age ( p  = 0.005, Fig.  4 ).

figure 4

Global retinal nerve fiber layer (RNFL) by age. Green dots represent right eyes, red dots represent left eyes; p  = 0.005

Similarly, RNFL of the nasal-superior ( p  = 0.025), temporal-superior ( p  < 0.001), temporal-inferior ( p  = 0.004) sectors highly significantly correlated with age as well, whereas this did not hold true for the nasal ( p  = 0.237), the temporal ( p  = 0.216), and the nasal-inferior ( p  = 0.862) sector. Advanced age was also significantly associated with lower global MRW ( p  = 0.019, Fig.  5 ), nasal-superior ( p  = 0.020), temporal-superior ( p  = 0.014), temporal ( p  = 0.004), and temporal-inferior ( p  = 0.019) MRW, but not with nasal ( p  = 0.272) and nasal-inferior ( p  = 0.103) MRW.

figure 5

Global minimum rim width (MRW) by age. Green dots represent right eyes, red dots represent left eyes; p  = 0.019

Correlating for the number of injections, no significant impact on RNFL was found globally ( p  = 0.642, Fig.  6 ) or in any of the sectors.

figure 6

Global retinal nerve fiber layer (RNFL) by total number of intravitreal injections; p  = 0.642

In contrast, however, global MRW was significantly reduced with increasing number of intravitreal injections ( p  = 0.012, Fig.  7 ).

figure 7

Global minimum rim width (MRW) by total number of intravitreal injections; p  = 0.012

Adjusting for the confounding factor age, the level of significance neither changed for RNFL ( p  = 0.566, Fig.  8 ) nor for MRW ( p  = 0.023, Fig.  9 ).

figure 8

Global retinal nerve fiber layer (RNFL) adjusted for age (residuals) and grouped by total number of intravitreal injections; p  = 0.566

figure 9

Global minimum rim width (MRW) adjusted for age (residuals) and grouped by total number of intravitreal injections; p  = 0.023

Looking at the MRW sectors individually, the temporal ( p  = 0.011), and the temporal-inferior ( p  = 0.044) sector also significantly correlated with number of injections, whereas the other sectors did not (nasal p  = 0.079; nasal-superior p  = 0.099; temporal-superior p  = 0.065; nasal-inferior p  = 0.141).

Our study shows that repeated intravitreal injections due to choroidal neovascularization seem to have a deleterious effect on MRW but not on RNFL. The latter is in accordance with the majority of previous studies conducted on this topic [ 14 , 15 , 16 , 17 , 18 , 19 , 20 , 21 , 22 ]. However, two studies by Parlak et al. and Martinez-de-la-Casa et al. found a significant thinning of RNFL after administration of ranibizumab in patients with CNV [ 23 , 24 ]. The former study found a significant reduction in RNFL in both, the treatment arm as well as the untreated control arm with dry AMD at follow up, but no significant difference between both groups which questions the hypothesis that anti-VEGF injections caused this effect. The latter study only included treatment naïve patients, and as such they showed increased macular thickness, especially in the nasal quadrant, which was significantly reduced after treatment. One can speculate that the reduction of fluid in the nasal macula may also have an impact on RNFL measurements especially given that most reduction happened in the temporal sector of the optic nerve head as well as at first follow-up at 3 months and did not significantly change thereafter over the course of 12 months [ 24 ]. This effect may also explain the findings of another study that associated a thickening on the temporal RNFL quadrant to repeated anti-VEGF injections [ 25 ].

Limitations of our own study are the lack of axial eye length measurements which may have an effect on MRW analysis. We tried to minimize this by excluding patients with high myopia.

The lack of effect on RNFL in our study may be attributed to the average number of injections of 12.58 prior to inclusion, and RNFL thinning possibly presents itself just after a longer period of treatment which may also explain the results of the afore mentioned studies mainly in treatment naïve patients. Whether this can only be seen after a higher number of injections (> 30 and more) as suggested by a cross-sectional paper [ 26 ] remains to be seen in further studies.

To the best of our knowledge, only one other study investigated the effect of repeated intravitreal injections on other biomarkers of the optic nerve head, such as Bruch’s membrane opening (BMO) [ 27 ]. In the study conducted in 29 patients with CNV, diabetic edema, and retinal vein occlusion, a significant increase in BMO was found immediately, i.e. 5 min after each of the first 3 anti-VEGF injections, but this effect did not seem to persist after 12 months. In accordance with our paper, they found no negative effect on RNFL.

The mechanisms underlying the different response of MRW and RNFL to anti-VEGF injections are not clearly understood. However, recent papers have suggested that the rate of change in MRW is significantly greater than RNFL in patients with glaucoma over the course of disease and thus per se a more sensitive biomarker [ 28 , 29 ].

Since IOP fluctuations after intravitreal injections are only temporary, one also needs to take other potential pathways of optic nerve head damage into account. As such, blood perfusion has been shown to play a critical role in the pathogenesis of glaucoma [ 30 ]. VEGF can induce the release of nitric oxide [ 31 ] and thereby improve blood flow. Another mechanism may be that VEGF seems to have a neuroprotective effect [ 32 , 33 ]. Therefore, VEGF inhibition potentially leads to both lower perfusion of the optic nerve had and to limited neuroprotection.

In conclusion, our study suggests that MRW is a more sensitive marker than RNFL for evaluating the effect of frequent intravitreal injections on the optic nerve head since it seems to be the first structure affected. However, further longitudinal studies are warranted to widen our understanding of the potential role of anti-VEGF injections in the pathogenesis of glaucoma.

Data availability

The datasets used and/or analysed during the current study are available from the corresponding author on reasonable request.

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Agnes Boltz, Tanja Spöttl, Birgit Weingessel & Veronika Pia Vécsei-Marlovits

Karl-Landsteiner Institute for Process Optimization and Quality Management in Cataract Surgery, Vienna, Austria

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Karl Landsteiner Institute for Clinical Risk Management, Vienna, Austria

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A.B. was primary responsible for the study design, protocol and manuscript.T.S. was responsible for protocol and manuscript.W.H. was responsible for statistical analysis and figures.B.W. and V.V. provided general supervision and feedback and reviewed the manuscript.All authors reviewed and approved the final manuscript.

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Correspondence to Agnes Boltz .

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This cross sectional study was conducted after approval from the Ethics Committee of the City of Vienna had been obtained (EK 20-352-VK) and adhered to the tenets of the Declaration of Helsinki. Due to the retrospective character of the study, informed consent was waived in agreement with the positive vote of the above-mentioned Ethics Committee.

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Boltz, A., Spöttl, T., Huf, W. et al. Effect of intravitreal injections due to neovascular age-related macular degeneration on retinal nerve fiber layer thickness and minimum rim width: a cross sectional study. BMC Ophthalmol 24 , 185 (2024). https://doi.org/10.1186/s12886-024-03453-2

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Published : 23 April 2024

DOI : https://doi.org/10.1186/s12886-024-03453-2

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19 Advantages and Disadvantages of Cross Sectional Studies

A cross-sectional study involves the review of information from a population demographic at a specific point in time. The participants who get involved with this research are selected based on particular variables that researchers want to study. It is often used in developmental psychology, but this method is also useful in several other areas. Social sciences and educational processes benefit from this work.

Researchers who are following cross-sectional study techniques would study select groups of people in different age demographics. Their work would look at one investigatory point at a time. By taking this approach, any differences that exist between the demographics would be attributed to characteristics instead of something that happens.

These studies are observational in nature. They are sometimes described as descriptive research, but not causal or relational. That means researchers are unable to determine the cause of something, such as an illness, when using this method.

Several advantages and disadvantages are worth considering when looking at cross-sectional studies.

List of the Advantages of Cross-Sectional Studies

1. This study takes place during a specific moment in time. A cross-sectional study has defined characteristics that limit the size and scope of the work. Researchers look at specific relationships that happened during a particular moment in time. That means there are fewer risks to manage if tangents begin to develop in the data. The goal is to look for a meaningful result within an expected boundary.

2. No variable manipulation occurs with a cross-sectional study. Researchers directly observe the variables under study when using the cross-sectional technique. There is no reason to manipulate the environment because this is not an experimental technique. The data gathering process goes quickly because everything occurs within the scope of the research method. This advantage reduces the risk of having bias creep into the information being gathered.

3. It is an affordable way to conduct research. A cross-sectional study is much more affordable to complete when compared to the other options that are available to researchers today. No follow up work is necessary when taking this approach because once the information gets collected from the entire participant group, it can be analyzed immediately. This advantage as possible because only a single time reference is under consideration.

This approach allows for usable data to become available without the risk of a significant initial investment. Most of the data points collected using this method come from self-report surveys. Researchers can then collect a significant amount of information from a large pool of participants without a major time investment.

4. This study method provides excellent controls over the measurement process. Cross-sectional studies are only as good as the measurement processes that researchers used to collect data. Because there aren’t any long-term considerations involved with this specific approach, researchers have more control over the information acquisition process. Everything obtained during this work is quickly and easily measured and applied to the targeted demographics because the controls involved are straightforward to implement.

5. Researchers can look at several useful characteristics at once. Many researchers prefer the cross-sectional studies method because it allows them to look at numerous characteristics simultaneously. Instead of focusing on income, gender, age, or other separating factors, this method looks at each participant as an entire individual. That makes it possible for the work to include several useful characteristics that can each benefit from changing variables instead of using only one to determine an outcome.

This advantage is the reason why researchers often use cross-sectional studies to look at the prevailing characteristics in a given population. It is a process that lets different variables become the foundation of new correlations.

6. It provides relevant information in real-time updates. Cross-sectional studies provide us with a snapshot of a specific group of people at a particular point in time. Unlike other methods of research that look at demographics over an extended period, we use this information to look at what is happening in the present. That means the data researchers collect from this process is immediately relevant, giving us an opportunity to create real-time updates within specific population groups.

This process is how we can determine if there are specific risk factors that correlate to particular outcomes wit in that group. A cross-sectional study might look at a person’s past smoking and chewing habits to determine if there is a correlation with a recent lung cancer diagnosis. Although it won’t provide a cause-and-effect explanation, it does offer a fast look at potential correlations.

7. Cross-sectional studies miss fewer data points. The processes involved with cross-sectional studies reduce the risk of missing critical data points. Researchers have the ability to maximize their examination of the available information at any time because there are no time variables included in this work. That means a lower error rate typically occurs when using this method compared to the other approaches that are available to the scientific community.

8. It allows anyone to look at the data to determine a possible conclusion. The information that cross-sectional studies obtain is always suitable for secondary analysis. This advantage means that researchers can collect information for one set of purposes, and then use it to explore different variables that might exist in that specific demographic at the same time. That means an investment in this work can provide ongoing usefulness because it always applies to the people involved during that specific time. It is one of the easiest ways to maximize your research investment value.

9. Cross-sectional studies offer information that’s well-suited for descriptive analysis. If researchers want to develop a general hypothesis, then cross-sectional studies are the best way to generate specific situations that face a particular demographic. Each description of the critical data points creates the possibility of forwarding movement toward a future solution that may not have been considered previously.

Although this benefit doesn’t apply to causal relationships with this research method, the information collected from cross-sectional studies is a useful forward push toward additional research.

10. The focus of a cross-sectional study is to prove or disprove an assumption. A cross-sectional study is a research tool that is useful across various industries. The reason why it is such a generalized process that anyone can initiate is that the purpose of the work is to prove or disapprove and assumption or theory. Although health-related work tends to be the most popular industry that takes advantage of this approach, retail, education, social science, religion, and government industries can also benefit from this process.

The research that occurs allows each industry to learn more about the various demographics for the purpose of analyzing a target market. It creates data that’s useful when trying to determine what products or services to sell, or when it is necessary to look for specific patient outcomes.

List of the Disadvantages of Cross-Sectional Studies

1. It requires the entire population to be studied to create useful data. A correctly structured cross-sectional study must be representative of an entire demographic for it to provide useful information. If this representation is not possible, then the data collected from the participating individuals will have a built-in error rate that must come under consideration.

That’s why a complete generalization is not possible when using this approach. Environmental conditions, a person’s education, and several other factors can all change an individual’s perspective.

2. A researcher’s personal bias can influence the data from cross-sectional studies. Everyone has particular biases that influence their personality and general perspective on life. Many of these circumstances come from the conditioning that happens over the course of time. Even people who work hard to avoid showing bias in any situation can come under the influence of this disadvantage of cross-sectional studies.

Some demographics might include prison populations, the homeless, or people who are unable to leave their homes. If a researcher feels uncomfortable contacting individuals in these groups, then the final data points will not have as much relevance as they could.

3. The questions asked during cross-sectional studies may lead to specific results. If researchers want to achieve a specific result when performing a cross-sectional study, then they can ask questions in such a way that it leads participants to the desired answer. When there are surveys or questionnaires about specific aspects of a person’s life, then the answers received may not always result in an accurate report. Shared experiences can result in different perspectives.

We have seen this disadvantage play out numerous times throughout several generations. The people who were alive during the Vietnam war, the attack on Pearl Harbor, or the terrorist event in New York City on 9/11 have shared experiences that make them different from other age groups. The people who survived these events are another subgroup that can impact the quality of information gathered.

4. Large sample sizes are often necessary to generate usable information. A significant sample size is often necessary for a cross-sectional study to provide useful information. This disadvantage occurs because the entire population demographic must go through the research at once to prevent errors in the data. When a smaller sample size is the focus of the work, then the risk of errors entering into the information increases dramatically. There are more opportunities for coincidence or a chance to influence the results with a smaller research sample.

Although cross-sectional studies are often very affordable, the inclusion of an entire demographic pushes the cost of this work higher than it would be for other approaches.

5. Cross-sectional studies don’t offer any control over purpose or choice. When the data from a cross-sectional study is found useful for secondary data analysis, the bias of the researchers can influence the information without any future realization. The secondary approach has no control over how this work gets completed initially. That’s why an overview of the methods used and the purpose for collecting information in the first place are often included as part of the results of this work.

If these additional facts are not part of the final experience, and the usefulness of the information for future needs becomes questionable.

6. No information about causal relationships is possible with this approach. This research method does not provide information about causal relationships. The goal of this approach is to offer correlated data that is useful when drawing conclusions about a specific demographic. It can only let researchers see that a causal relationship exists without letting them know the reason behind its existence.

That’s why individualization is a disadvantage to this type of study. Researchers are wanting to see a generalized overview of a specific population sample instead of understanding why some people make particular choices.

7. Demographic definitions must be available to create a. successful result. The information collected during a cross-sectional study is not reliable unless there are specific definitions in place for a population sample that is large enough for generalization. If researchers want to look at a rare outcome or a unique event, then inappropriate conclusions could get gleaned from the collected data. Trying to force a specific question or result could encourage responses that are unnecessary within the study population.

The only way to avoid this disadvantage of a cross-sectional study is to create definitions that work specifically with the intended results.

8. Cross-sectional studies have no way to measure incidence. The goal of a cross-sectional study is to review the data that researchers collect as they study-specific variables. It does not take a look at the reason why the specific information points occur within the population demographics. This disadvantage limits the availability of an outcome for researchers in many situations because there is no determination available as to why the variables are present initially.

It only measures the existence and relationships that are present in that environment, not what triggers the variables.

9. It can be challenging to duplicate the results. Even though a large population sample is necessary to create an accurate dataset from a cross-sectional study, it is challenging to duplicate results from multiple efforts. This disadvantage occurs because work happens in real-time situations. What happens right now can create a very different result then what could happen in the future.

That’s why many institutions face some challenges when they attempt to put together a sampling pool. The variables that should be studied are available in complex ways that may be difficult to manage. This issue is so detrimental that the timing of a specific snapshot is never a 100% guarantee that it’s representative of the entire population group.

A cross-sectional study is a useful research tool in most areas of health and wellness. When we can learn more about what is happening within a specific population demographic, then researchers can better understand the relationships that could exist between particular variables. The information that comes out of this process allows us to develop further studies that can explore the results in greater depth.

Several other research study options are available when there is a need to collect information from a specific demographic. It is essential to compare the critical points from each approach to determine what the best possible solution will be for each situation.

These cross-sectional advantages and disadvantages show us that a massive undertaking of simultaneous data collection can provide unique results that can benefit an entire population group. Although there are some challenges to manage when taking this approach, it is one that most researchers find to be beneficial.

  • Open access
  • Published: 27 April 2024

Associations between trans fatty acids and systemic immune-inflammation index: a cross-sectional study

  • Xiao-Feng Zhu 1 ,
  • Yu-Qi Hu 2 ,
  • Zhi-Cheng Dai 3 ,
  • Xiu-Juan Li 2 &
  • Jing Zhang 4  

Lipids in Health and Disease volume  23 , Article number:  122 ( 2024 ) Cite this article

Metrics details

Previous studies have demonstrated that trans fatty acids (TFAs) intake was linked to an increased risk of chronic diseases. As a novel systemic inflammatory biomarker, the clinical value and efficacy of the systemic immune-inflammation index (SII) have been widely explored. However, the association between TFAs and SII is still unclear. Therefore, the study aims to investigate the connection between TFAs and SII in US adults.

The study retrieved data from the National Health and Nutrition Examination Survey (NHANES) for the years 1999–2000 and 2009–2010. Following the exclusion of ineligible participants, the study encompassed a total of 3047 individuals. The research employed a multivariate linear regression model to investigate the connection between circulating TFAs and SII. Furthermore, the restricted cubic spline (RCS) model was utilized to evaluate the potential nonlinear association. Subgroup analysis was also conducted to investigate the latent interactive factors.

In this investigation, participants exhibited a mean age of 47.40 years, with 53.91% of them being female. Utilizing a multivariate linear regression model, the independent positive associations between the log2-transformed palmitelaidic acid, the log2 transformed-vaccenic acid, the log2-transformed elaidic acid, the log2-transformed linolelaidic acid, and the log2-transformed-total sum of TFAs with the SII (all P  < 0.05) were noted. In the RCS analysis, no nonlinear relationship was observed between the log2-transformed palmitelaidic acid, the log2 transformed-vaccenic acid, the log2-transformed elaidic acid, the log2-transformed linolelaidic acid, the log2-transformed-total sum of TFAs and the SII (all P for nonlinear > 0.05). For the stratified analysis, the relationship between the circulating TFAs and the SII differed by the obesity status and the smoking status.

Conclusions

A positive association was investigated between three types of TFA, the sum of TFAs, and the SII in the US population. Additional rigorously designed studies are needed to verify the results and explore the potential mechanism.

Introduction

Trans fatty acids (TFAs) are a specific type of unsaturated acids that are naturally occurring and artificially produced. In the U.S., dietary TFAs account for 2–3% of the energy intake, primarily from processed foods, including baked products and packaged snacks [ 1 ]. However, TFAs are not essential to the human body and are detrimental to health. Earlier investigations have established that the intake of TFAs is associated with an increase in lipid levels [ 2 , 3 ], which may lead to an increased prevalence of cardiovascular diseases [ 4 ]. Moreover, studies based on in vivo and in vitro models found that the TFAs could not only modulate the microbiome in the mice but also induce inflammation and oxidative stress [ 5 , 6 ], which are associated with the risk of some common chronic diseases [ 7 ].

It has been proposed that inflammation is a major factor in the development of diseases. To better evaluate the systematic inflammation of patients in clinical practice, a novel blood inflammation biomarker called the systematic immune-inflammation index (SII) has been proposed, which could be calculated based on three types of blood cells (lymphocytes, neutrophils, and platelets) [ 8 ]. As an easily accessible indicator, plenty of studies have investigated and confirmed its prognostic value in diabetes, lung cancer, and the general population [ 9 , 10 , 11 ]. A study based on 6003 Chinese adults discovered that the SII was significantly associated with hypertension over a long-term period [ 12 ]. In addition, recent studies have found that elevated SII may increase the risk of diabetic retinopathy and cognitive impairment, as well as the severity of carotid artery stenosis [ 13 , 14 , 15 ].

Some studies have reported that a few dietary factors, including dietary fiber, vitamin D and selenium, may influence systemic inflammation in humans [ 16 , 17 , 18 ]. However, information on the association between TFAs and systemic inflammation is limited. Given the widespread use of TFAs and the excellent efficacy of SII, exploring the relationship between circulating TFAs and SII may provide some novel insights into the adverse effects of TFAs on inflammation. Hence, National Health and Nutrition Examination Survey (NHANES) data collected during the years 1999–2000 and 2009–2010 were used in the study to explore the connections between plasma TFAs and SII among U.S. adults.

Study population

NHANES is a large database that could be freely accessed by researchers around the globe. The Centers for Disease Control and Prevention (CDC) conducted the NHANES project on a two-year cycle to evaluate the nutritional and medical status of non-institutionalized individuals living in the U.S. Approximately 5000 civilians living in the communities were selected by authorities across each cycle. The complex sampling and multi-stage methodology was utilized in the sample survey to generate nationally representative data.

The research selected participants’ data from two survey cycles of the database (1999–2000 and 2009–2010), for which the level of circulating TFAs was available. In this study, a total of 20,502 participants aged ≥ 20 years were first extracted. Then, we excluded 13,642 samples with missing data on TFAs in the second step and 29 samples with missing data on SII in the third step. Furthermore, 3784 participants with missing data on the covariates were also regarded as ineligible. Finally, 3047 eligible U.S. adults from the NHANES were included to conduct a cross-sectional study. The flowchart of the inclusion and exclusion criteria is shown in Fig.  1 . The protocol was approved by the Ethical Review Committee of the National Health Council, and each individual gave written informed consent.

figure 1

Flow chart of participant selection. Abbreviations: NHANES, National Health and Nutrition Examination Survey, SII, Systemic immune-inflammation index

Measurement of circulating TFA

Previous studies have reported detailed methods and approaches to evaluate the level of plasma TFA [ 19 , 20 ]. In brief, participants’ blood samples were obtained in the morning after a fasting period following the protocol outlined by the CDC. Subsequently, TFA isomers were identified by their chromatographic retention times and specific mass-to-charge ratios. Quantification of metabolites was conducted using established standard solutions, incorporating stable isotope-labeled fatty acids as internal standards. The total amount of TFAs was determined as follows: Sum TFAs = vaccenic acid + linoelaidic acid + palmitelaidic acid + elaidic acid.

Identification of SII

The study derived the SII by multiplying the number of neutrophils by the number of platelets, followed by dividing by the number of lymphocytes. The level of the complete blood cell count is expressed as ×103 cells/µl and was assessed by blood analysis equipment, which is conducted by professional laboratory staff.

Considering the clinical facts, the potential confounding factors were included in the study. Demographic factors, including age, gender, race, education, poverty income ratio (PIR), and marital status, were evaluated through a questionnaire conducted at the mobile examination center. Race was categorized into five groups: Mexican American, non-Hispanic Black, non-Hispanic White, other Hispanic, and other races. Marital status was categorized as married/living with a partner, widowed/divorced/separated, or never married. Smoking status was defined based on lifetime cigarette consumption, with categories for never smoked, ever smoked, and current smoker. Alcohol consumption was determined by the mean alcohol intake over a two-day diet obtained through dietary recall. Education level was stratified into three groups: less than high school, high school graduate, and more than high school. Trained medical personnel measured and calculated participants’ body mass index (BMI) during interviews. Information on cardiovascular disease (CVD), hypertension, cancer, and diabetes mellitus (DM) was collected through questionnaires. Specifically speaking, participants were considered CVD patients, based on the previous studies [ 21 , 22 , 23 ]. The direct immunoassay-related equipment was utilized for examining the level of the lipids in individuals. Serum uric acid levels were measured using the colorimetric method in laboratory tests, and the estimated glomerular filtration rate (eGFR) was calculated following established research protocols [ 24 ].

Statistical analysis

Based on the CDC guideline, all analyses involved in the study took clustering, multi-stage, and sample weights into consideration. Given the skewed distribution of TFAs, a log2 transformation was applied for the regression analysis. The baseline characteristics of participants were stratified by the tertiles of sum TFAs. Continuous variables were presented as mean ± standard error using weighted linear regression models, while categorical variables were expressed as percentages through the Rao-Scott chi-square test. Subsequently, the research employed the multivariate linear regression model to examine the relationship between TFAs and SII. The effect size (β) and 95% confidence intervals (CI) were calculated for statistical assessment. Model 1 was unadjusted, while Model 2 accounted for age, gender, and race. Model 3 was adjusted for the all latent confounders we included for the present investigation to verify the robustness of the results. Additionally, the restricted cubic spline (RCS) model was utilized to investigate potential non-linear associations involving four main types of TFAs, the sum TFAs, and SII. Furthermore, subgroup analysis and interactive P values were utilized to probe potential interaction effects among stratified variables. All analyses were conducted using R software (version 4.2.1).

Baseline characteristics of the study participants

Table  1 presents the weighted basic characteristics of 3047 individuals. In the study population, the average age was 47.40 years, and 53.91% were female. Additionally, the mean levels of the circulating palmitelaidic acid, vaccenic acid, elaidic acid and linolelaidic acid were 5.05 µmol/L, 25.87 µmol/L, 20.99 µmol/L, and 2.07 µmol/L, respectively. After classifying by sum TFAs tertiles, individuals with higher circulating TFAs were more likely to be older, non-Hispanic White, have lower educational attainment, married/living with a partner, current smokers, less alcohol consumption, lower eGFR, and higher SII. However, no statistically significant difference was shown in gender, PIR, uric acid, CVD, hypertension, DM, and cancer across the three groups. Interestingly, BMI was shown to be highest in the T2 group with an average of 29.24 kg/m2 and the population in the T2 group had the highest age with an average of 48.49 years.

Relationship between TFAs and SII

The multivariate linear regression model was performed and detailed results were shown in Table  2 . In the crude model (model 1), the four types of TFA and the sum of TFAs were significantly and positively related to SII. After adjusting for age, sex, and race (model 2), the relationship was weakened. After adjusting for the covariates that were included in the study in Model 3, the connection between the log2-transformed palmitelaidic acid (β = 56.84, 95% CI = 30.93, 82.74, P  < 0.001), the log2-transformed vaccenic acid (β = 32.28, 95% CI = 14.99, 49.57, P  = 0.002), the log2-transformed elaidic acid (β = 40.31, 95% CI = 23.09, 57.54, P  < 0.001), the log2-transformed-linolelaidic acid (β = 27.04, 95% CI = 6.10, 47.97, P  = 0.016), the log2-transformed sum TFAs (β = 40.33, 95% CI = 21.29, 59.38, P  < 0.001) and SII remain robust. Compared to the T1 group, individuals in the T3 group of palmitelaidic acid (β = 75.19, 95% CI = 25.38, 125.00, P  = 0.007), vaccenic acid (β = 62.02, 95% CI = 11.02, 113.02, P  = 0.022), elaidic acid (β = 84.43, 95% CI = 34.80, 134.07, P  = 0.003), and sum TFAs (β = 78.08, 95% CI = 31.74, 124.41, P  = 0.003) were significantly had higher SII. However, the population in the T3 group of the linolelaidic acid was not observed to have a higher SII ( P  > 0.05).

Furthermore, the study performed the RCS analysis for four main types of TFA and the sum of TFAs which was shown in Fig.  2 . Judging from the results, no significant nonlinear correlation was observed between four main types of TFAs, the sum TFAs and SII (all P for nonlinear > 0.05).

figure 2

The restricted cubic splines analysis of the association between log2-Palmitelaidic acid ( A ), log2-Vaccenic acid ( B ), log2-Elaidic acid ( C ), log2-Linolelaidic acid ( D ), log2-Sum TFAs ( E ) and SII. Abbreviations: TFAs, trans fatty acids, SII, Systemic immune-inflammation index

Subgroup analysis

The stratified analysis was utilized to explore the potential interactive factors in the relationship between TFAs and SII. The results were shown in Tables  3 , 4 , 5 , 6 and 7 . For the circulating palmitelaidic acid, vaccenic acid, elaidic acid, and the sum TFAs, they were more pronounced in never smokers (all P for interaction < 0.05). Additionally, the linolelaidic acid was more positively related to the SII in individuals with lower BMI, and a history of never having smoked ( P for interaction < 0.05).

To our knowledge, there is currently limited research investigating the association between TFAs and SII. Therefore, we employed various advanced statistical models to comprehensively evaluate the influence of TFAs on SII levels. These findings revealed a positive correlation between palmitelaidic acid, vaccenic acid, elaidic acid, the total sum of TFAs, and SII in fully adjusted models. Notably, significant interactions were observed between smoking and certain TFAs.

SII is increasingly recognized as a potential biomarker for conditions such as gastrointestinal malignancies, prostate cancer, cardiovascular illnesses, and others [ 25 , 26 , 27 ]. In a cross-sectional study involving 730 healthy women from the Nurses’ Health Investigation I cohort, Lopez-Garcia et al. noted a positive correlation between TFAs intake and plasma concentrations of C-reactive protein (CRP), sE-selectin, sICAM-1, tumor necrosis factor-alpha receptors 2, and sVCAM-1 [ 28 ]. These findings were consistent with other interventional and observational studies that suggest consumption of TFAs could elevate inflammatory markers in the blood such as CRP, interleukin-1β, chemokine ligand 2 and interleukin-6 (IL-6) [ 27 , 29 , 30 ]. Further evidence from in vitro tests and animal models shows that TFAs can activate and accumulate macrophages, as well as activate NF-κB and enhance osteopontin production in the liver [ 31 , 32 , 33 , 34 ].

Another possible explanation for the correlation between TFAs and SII is the reduced proportion of gram-negative sulfate-reducing bacteria after a meal high in TFAs according to Ge et al. [ 35 ]. The bacteria’s subsequent overproduction of hydrogen sulfide (H 2 S) may be a factor in inflammatory bowel disease and bowel illnesses linked to inflammation [ 36 ]. By reducing the disulfide bonds in the mucus network, H 2 S promotes the breakdown of the mucus barrier and increases the permeability of the mucus layer [ 37 ]. When the mucus barrier is breached, germs and toxins can get in intimate contact with the colonic epithelium, which can lead to inflammation [ 37 ]. Owing to these inflammatory variables, a conceivable biological process that results in greater SII is excessive consumption of TFAs with pro-inflammatory properties.

The subgroup analysis and interaction tests conducted in this study revealed a noteworthy positive correlation between total TFAs and SII within subgroups categorized by smoking status, while the similar connection between the Linolelaidic acid and SII within subgroups categorized by BMI and smoking status. According to these findings, there was a higher positive association between SII scores and TFAs among nonsmokers. Previous studies have demonstrated that inflammation is frequently involved in the pathogenesis of illnesses associated with cigarette smoking [ 38 ]. The subgroup analysis’s findings further imply that the association between SII and TFAs varies according to BMI. Patients with a BMI under 30 kg/m² showed a greater correlation between TFAs and SII. Previous studies have connected TFA intake to higher BMI levels [ 39 ]. Studies suggest that BMI, a risk factor for various cancers, is associated with an elevation in SII [ 40 ]. Collectively, these results imply that those with high amounts of circulating TFAs should be closely detected for elevated SII, especially those without harmful lifestyle choices, which was consistent with previous findings [ 41 , 42 ]. Nevertheless, additional investigations are necessary to clarify the specific mechanisms involved.

Strengths and limitations

The research offers some fresh perspectives in this area. First, the study assessed the connection between TFAs and SII in U.S. adults for the first time. In addition, subgroup analyses were carried out to guarantee consistent results, and a wide range of potential confounding factors were taken into account in this study. Furthermore, after controlling for a wide range of potential confounders, the study discovered that the dose-response correlations of SII with all types of TFAs level and the sum TFAs were not nonlinear. However, some limitations of the investigation must be acknowledged. Initially, due to regulatory modifications in the past decade, the findings derived from data collected between 1999 and 2000 and 2009–2010 may not precisely depict the present scenario of TFAs intake among adults in the US. Furthermore, the results could not suggest the habits of the diet and lifestyle and the level of circulating trans fatty acids in the current Americans. Nevertheless, these results could establish a foundational reference point for subsequent analyses, given that they are grounded in the most recent data accessible for the entire adult US population. Second, even though the research employed the blood cell count-based comprehensive index as a biomarker of systemic immune inflammation, more research is necessary to determine the relationship between TFAs exposure and other biomarkers including CRP and IL-6. Thirdly, given the cross-sectional study design employed, the investigation is unable to establish causation from these findings. Consequently, even though variables were taken into account, measurement errors and uncontrolled confounders might have had an impact on the results.

In this cross-sectional study, the circulating TFAs were investigated to be positively associated with SII, and a nonlinear relationship was found. Notably, these associations could be more weakened or more pronounced in different subgroups. Briefly, the findings of the study emphasize the potential role of TFAs in systemic inflammation severity and provide new insights into controlling systemic inflammation levels in the US general population from a dietary health perspective. Nevertheless, additional research is essential to explore the cause-and-effect relationship and to elucidate the specific underlying mechanism.

Data availability

The study utilized data from the National Health and Nutrition Examination Survey (NHANES), which is publicly available in the NHANES repository, https://www.cdc.gov/nchs/nhanes .

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Zhu, XF., Hu, YQ., Dai, ZC. et al. Associations between trans fatty acids and systemic immune-inflammation index: a cross-sectional study. Lipids Health Dis 23 , 122 (2024). https://doi.org/10.1186/s12944-024-02109-w

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  • Systemic immunity inflammation index
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Lipids in Health and Disease

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Association of healthy eating index and self-rated health in adults living in Tehran: a cross-sectional study

  • Bahareh Jabbarzadeh-Ganjeh 1 ,
  • Kurosh Djafarian 2 &
  • Sakineh Shab-Bidar 1 , 3  

BMC Public Health volume  24 , Article number:  1106 ( 2024 ) Cite this article

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Self-rated health (SRH) has been identified in many studies as a valid predictor of mortality and healthcare utilization. There is limited research on SRH and dietary intake. This study aimed to investigate the association between healthy eating index (HEI) and SRH in adults living in Tehran.

This cross-sectional study was carried out among 850 adult men and women aged 20–59 years who visited health centers in Tehran from 2021 to 2022. Dietary intake was assessed using a validated and reliable semiquantitative food frequency questionnaire with 168 food items, and SRH was assessed with one question: “In general, how do you rate your health?“. We categorized SRH into excellent/very good, good, and fair/poor. In the descriptive statistics part, we used mean ± standard deviation or number (ratio) for quantitative and qualitative variables, respectively. The chi-squared test and one-way analysis of variance were used to calculate the percentage and mean for demographic characteristics across tertiles of SRH. An analysis of covariance was used to compare the means of energy, macronutrients, the HEI, and its component variables across the tertiles of SRH.

The final sample included 795 participants (68.2% female; mean ± standard deviation age: 44.81 ± 10.62 years) whose 40% reported excellent/very good SRH, and 30% reported good and fair/poor SRH separately. There was no association between body mass index, physical activity, education, health status, smoking, and sleep duration with SRH. After adjustment, the total HEI score and its component scores did not differ across the tertiles of SRH status. However, participants with good SRH had a higher intake of total energy (mean difference (MD): 180.33 Kcal, P value < 0.001), total fat (MD: 8.15 gr, P value = 0.002), and total carbohydrates (MD: 20.18 gr, P value = 0.004) than those with fair/poor SRH.

According to our findings, fair/poor SRH was associated with a lower consumption of total energy, total fat, and total carbohydrates in Iranian adults. Additional observational studies would be necessary to clarify these findings.

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Introduction

Self-rated health (SRH) is one of the most commonly evaluated health conceptions in population-based and clinical studies [ 1 , 2 ]. SRH asks people to rate their general health qualitatively via a short question [ 3 ]. It has been identified in many studies as a strong predictor of mortality and might predict the incidence of diseases [ 4 ]. Some studies have shown that poor SRH status could predict greater healthcare utilization and diminish physical performance in the adult population [ 3 , 5 ]. The total cost of physical or psychological disorders and illnesses, including healthcare expenses and lost economic productivity, amounts to trillions [ 6 ]. Therefore, SRH as a screening tool [ 2 ] might be helpful to lower the healthcare budget. SRH affects the healthy behaviors of people. For older adults, SRH is a retrospective health history assessment and is, therefore, more indicative of their health status than many blood markers [ 7 ].

In the past, nutritional epidemiology mostly focused on the relationship between diseases and specific nutrients, such as vitamins, or specific food groups, such as vegetables and fruits. However, currently, more studies are focused on dietary patterns and evaluating the quality and variety of the whole diet [ 5 ]. Based on dietary guidelines, the diet plan should be low-fat, rich in fruits and vegetables, and generally have a high nutrient density [ 5 ]. There are different ways to assess diet quality, such as the food frequency questionnaire (FFQ), healthy eating index (HEI), alternative healthy eating index (AHEI), etc [ 5 , 8 , 9 ]... The HEI was created on dietary guidelines for Americans, and the scoring was based on adequacy components (foods to eat more of for good health) and moderation components (foods to limit for good health) [ 10 ]. Both HEI and AHEI scores ranged from 0 to 100, where a higher score presents a healthier diet [ 11 ]. A cross-sectional study in Tehran recently estimated the mean HEI score was 52.5, while it was 62.3 in 2001 [ 12 , 13 ]. A systematic review assessed the diet quality using AHEI, and the worldwide mean score was 40.3 among 185 countries from 1990 to 2018. Another systematic review of cohort studies found an association between higher scores of HEI and AHEI with lower risk of all-cause mortality (20%), cardiovascular disease (20%), cancer (14%), type 2 diabetes (19%), and neurodegenerative disease (18%) [ 14 ]. One study reported that those who consumed equal to or less than two servings of fruits and vegetables per day or consumed high-fat foods mostly had poor/fair SRH scores [ 15 ]. Another cross-sectional study revealed a significant and negative association between overweight and low physical activity with SRH [ 16 ].

To date, the status of SRH has not been investigated in Iran. Furthermore, studies exploring the relationship between SRH and the quality of diet, particularly HEI, are scarce. We wanted to determine whether having a better SRH can be associated with a better healthy diet. Conducting this study will help us to have a better understanding of SRH and self-assessment among Iranians. Therefore, this study aimed to determine the association between healthy eating index and self-rated health in adults living in Tehran.

Study design

The study was a cross-sectional population-based survey of those aged 20–59 years from 2021 to 2022. The data were collected from 850 healthy adult men and women through two-stage cluster sampling. In the first stage, a simple random sample was selected within 25 healthcare centers across five different geographic areas of Tehran, and a convenient sampling method was used for the second stage. People who visited health centers in Tehran and met the inclusion criteria were informed about the implementation and objectives of the study via informed consent forms. The research was approved by the Tehran University of Medical Science Human Research Ethics Committee (IR.TUMS.MEDICINE.REC.1401.604).

Data collection

A demographic questionnaire was used for general information through face-to-face interviews. It included age (year), sex (male/female), education level (illiterate/under diploma/diploma/university), occupation (employed/unemployed), marital status (single/married), smoking (yes/quit smoking/no), health status (healthy/one disease/comorbidity), and sleep duration.

Dietary intake assessment

We used a validated and reliable semiquantitative FFQ with 168 food items for each participant to assess their dietary intake. The nutritionist asked about FFQs from the participants through face-to-face interviews. The macro- and micronutrient intake were analyzed using Iranian-designed Nutrition IV Software (First Database, San Bruno, CA).

HEI was calculated based on predetermined criteria by the United States Department of Agriculture [ 17 ]. The 2015 version of this index has nine components related to adequacy and four related to moderation. The total score is the sum of the score of adequacy components (i.e. foods to eat more of for good health) and moderation components (i.e. foods to limit for good health). The HEI scores ranged from 0 to 100, where a higher score presents a healthier die [ 18 ]. The adequacy part includes the following: (1) Total fruit (includes fruit juice), (2) Whole fruits (all forms except fruit juice), (3) Total vegetables (includes any beans and peas), (4) Greens and beans (includes any beans and peas), (5) Whole grains, (6) Dairy (includes all milk products, such as fluid milk, yogurt, and cheese, and fortified soy beverages), (7) Total protein foods (beans and peas are included here (and not with vegetables) when the Total Protein Foods standard is otherwise not met), (8) Seafood and plant proteins (includes seafood, nuts, seeds, soy products (other than beverages) as well as beans and peas if they counted as Total Protein Foods), and (9) Fatty acids (ratio of poly- and monounsaturated fatty acids to saturated fatty acids). The moderation components consist of (1) refined grains, (2) sodium, (3) added sugars, and (4) saturated fats [ 18 ].

Self-rated health assessment

SRH was assessed by asking one question, “In general, how do you rate your health?“. The answers include excellent, very good, good, fair, and poor [ 19 ]. For this study, we combined the “excellent, very good” responses as one subgroup and “fair, poor” responses as another. Therefore, SRH responses were categorized into excellent/very good, good, and fair/poor. This method aligns with other studies that have used the SRH status question [ 2 , 20 ] and makes a better differentiation between positive and negative responses [ 21 ].

Physical activity

We used the short form of the international physical activity questionnaire, validated for the Iranian population [ 22 ]. Participants were questioned about the time spent on vigorous, moderate, and walking activities within the last seven days. The physical activity score was calculated based on the metabolic equivalent minutes per week (MET-minutes/week). At last, the physical activity level is categorized into low (< 600 MET-min/week), moderate (600–3000 MET-min/week), and high levels (> 3000 MET-min/week) [ 23 ].

Assessment of blood pressure

Blood pressure was measured twice by a digital sphygmomanometer (Beurer, BC 08, Germany) after at least 10–15 min of rest. An average of two blood pressures was reported for each person.

Anthropometric measurements

The participant’s height without shoes was measured using a wall stadiometer with a sensitivity of 0.1 cm (Seca, Germany). Weight was evaluated by a digital scale (808 Seca, Germany) with an accuracy of 0.1 kg with minimum clothes on. Body mass index (BMI) was calculated by dividing the weight (kg) by the square of the height (m) [ 24 ]. Based on the WHO, the BMI cut-off points for determining underweight, normal weight, overweight, and obesity are < 18.5, 18.5–24.9, 25-29.9, and ≥ 30, respectively [ 25 ]. Waist (WC) and hip (HC) circumferences were measured with a flexible nonelastic metric tape. WC was measured between the lowest rib and the Iliac crest during exhalation, while HC was at the point that yielded the maximum diameter over the buttocks [ 24 ]. The waist-to-hip ratio (WHR) was calculated by dividing the WC (cm) by HC (cm) [ 26 ]. The waist-to-height ratio (WHtR) was computed by dividing the WC (cm) by height (cm) [ 27 ]. We applied a single nutritionist performing all the measurements to reduce the odds of subjective errors.

Statistical analysis

The general characteristics of the participants are displayed as the mean and standard deviation or number and percent. We categorized SRH into excellent/very good, good, and fair/poor. The normality test of the data was through the Kolmogorov‒Smirnov test and the Q‒Q plot to determine the normal distribution of the data. The chi-squared test and one-way analysis of variance (ANOVA) were calculated as the percentage and mean for demographic characteristics across tertiles of SRH. To compare the means of energy, macronutrients, the HEI, and its component variables across the tertiles of SRH, we applied an analysis of covariance (ANCOVA), adjusting for age, sex, education, occupation, marital status, smoking status, health status, physical activity, and BMI. All analyses were performed with SPSS (SPSS Inc., version 26) software. A p-value less than 0.05 accounted for a significant difference.

Based on Table  1 , the mean ± standard deviation of the participant’s age was 44.81 ± 10.62 years old. Of 850 participants, 17 were excluded due to underreporting, extreme values for protein and total fat intake, and 38 due to lack of information. The final sample included 795 participants, and 542 were female. In total, 40% of the population reported excellent/very good SRH, and 30% reported good and fair/poor SRH separately.

Table  2 shows the frequency and the mean of some demographic characteristics across tertiles of SRH. There was no association between BMI, physical activity, education, health status, smoking, or sleep duration, and SRH.

Table  3 indicates the multivariate-adjusted means of the HEI and its component scores across tertiles of SRH status. The results from the Tukey post hoc test showed that participants with good SRH compared with fair/poor SRH had significant differences in total energy consumption (mean difference (MD): 180.33 Kcal, P value < 0.001), total carbohydrate (MD: 20.18 gr, P value = 0.004), and total fat intake (MD: 8.15 gr, P value = 0.002). Additionally, those with good SRH had lower scores for Total Vegetable (P value = 0.058), Greens and Beans (P value = 0.059), and Dairy (P value = 0.042) compared with participants with fair/poor SRH. However, after adjusting for confounders, the marginal and significant differences were all gone.

In this cross-sectional study, we aimed to investigate the association between a healthy eating index (HHEI) and self-rated health (SRH) in adults living in Tehran. Our study found that 40% (318 participants) reported excellent/very good SRH, 30.1% (239 participants) reported good SRH, and 29.9% (238 participants) reported fair/poor SRH. There were no statistically significant associations between BMI, physical activity, education, health status, smoking, or sleep duration, and SRH. After adjustment, the total HEI score and its component scores did not differ across the tertiles of SRH status. However, participants with good SRH had a higher intake of total energy, total fat, and total carbohydrates than those with fair/poor SRH.

Two studies involving younger populations reported similar findings. A cross-sectional study among 1504 US adolescents found no significant association between HEI score and SRH. However, further analysis revealed specific dietary differences: those with excellent-good SRH had a higher vegetable score, while those with fair/poor SRH had a higher total fat intake score [ 3 ]. A cohort study conducted from 2003 to 2012 on 953 German participants also found no significant association between SRH and those with high healthy nutrition scores and below-average scores in the physical activity and media use index [ 28 ]. The studies suggest this might be due to developmental differences and potentially limited awareness of healthy eating habits in younger individuals [ 3 , 28 ].

Several studies support the association between unhealthy lifestyle factors and poorer SRH. The Spanish DiSA-UMH study found that poorer SRH was linked to lower adherence to the Mediterranean diet, lower physical activity levels, excess weight, and smoking among university students [ 29 ]. Similarly, studies by Zarini et al. and Collins et al. linked fair/poor SRH to higher fat intake [ 5 , 15 ], lower fruit and vegetable intake, and lower physical activity, particularly among females [ 15 ]. These findings align with our null findings for BMI and smoking, as reported in another study conducted in a rural Greek population [ 2 ].

Some studies reported positive associations between HEI and SRH, contrasting with our findings. Vaudin et al. observed a link between better SRH and a more favorable HEI score in older adults [ 20 ]. Additionally, studies in rural populations found associations between healthier diets and better SRH [ 1 , 2 ], while lower education and chronic diseases were linked to poorer SRH [ 2 ]. A large survey [ 30 ] also reported associations between poor sleep, physical inactivity, and poor diet quality with higher odds of poor SRH. However, it’s important to note that the participants in this survey had reported “good” SRH earlier.

Possible explanations for these contrasting findings include:

Population differences: The studies with contrasting findings involved different age groups, health statuses, and potentially socioeconomic backgrounds compared to our study population.

Health awareness: Individuals with chronic diseases might have higher health awareness due to more frequent medical consultations, potentially leading to healthier dietary choices [ 15 ].

Confounding factors: Many variables beyond those we adjusted for in our study, such as socioeconomic status [ 31 , 32 ] and mental health [ 32 ], can influence SRH.

This study has some limitations. First, some confounders, such as social well-being, were not adjusted. Second, the cross-sectional design and the lack of significant associations between HEI and SRH might mirror low power due to the small sample size in this analysis. Our study also has some strengths. The strengths of the current observational study include a sample representative of Tehran’s general population, the first study in Iran around this field, using the latest version of the HEI, a gold standard tool for assessing usual food intake (FFQ), and the inclusion of a large number of covariates.

This is the first attempt to relate SRH status to HEI in healthy Iranian adults. The total HEI score did not vary by SRH status. In detail, those with good SRH had a higher intake of total energy, total fat, and total carbohydrates than those with fair/poor SRH. Additional observational studies are needed to clarify these findings.

Data availability

The datasets analyzed during the current study are available from the corresponding author on reasonable request.

Abbreviations

self-rated health

food frequency questionnaire

healthy eating index

Body mass index

Waist circumference

hip circumferences

waist-to-hip ratio

waist-to-height ratio

standard deviation

one-way analysis of variance

analysis of covariance

mean difference

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Acknowledgements

Special thanks go to all those who participated in this study.

This manuscript has been granted by the Tehran University of Medical Sciences (Grant No: 57728).

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Bahareh Jabbarzadeh-Ganjeh & Sakineh Shab-Bidar

Department of Clinical Nutrition, School of Nutritional Sciences and Dietetics, Tehran University of Medical Sciences (TUMS), 14167-53955, Tehran, Iran

Kurosh Djafarian

Sports Medicine Research Center, Neuroscience Institute, Tehran University of Medical Sciences (TUMS), Tehran, Iran

Sakineh Shab-Bidar

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B.J-G and S.S-B contributed to the conception/design of the research; B.J-G contributed to the analysis, interpretation of the data, and drafting the first version of the manuscript; S.S-B and K.DJ critically revised the manuscript; and S.S-B agree to be fully accountable for ensuring the integrity and accuracy of the work. All authors read and approved the final manuscript.

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The sample collection was made possible by the coordination of the Health Bureau of the Municipality of Tehran and the cooperation of the health care centers of Tehran. The study was approved by the ethical committee of the Tehran University of Medical Sciences (Ethics No. IR.TUMS.MEDICINE.REC.1401.604). All participants signed an informed consent form to participate statement.

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Jabbarzadeh-Ganjeh, B., Djafarian, K. & Shab-Bidar, S. Association of healthy eating index and self-rated health in adults living in Tehran: a cross-sectional study. BMC Public Health 24 , 1106 (2024). https://doi.org/10.1186/s12889-024-18568-w

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DOI : https://doi.org/10.1186/s12889-024-18568-w

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    Cross-Sectional vs. Longitudinal. A cross-sectional study design is a type of observational study, or descriptive research, that involves analyzing information about a population at a specific point in time. This design measures the prevalence of an outcome of interest in a defined population. It provides a snapshot of the characteristics of ...

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    3.1. Strengths: when to use cross-sectional data. The strengths of cross-sectional data help to explain their overuse in IS research. First, such studies can be conducted efficiently and inexpensively by distributing a survey to a convenient sample (e.g., the researcher's social network or students) (Compeau et al., 2012) or by using a crowdsourcing website (Lowry et al., 2016, Steelman et ...

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