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The Law of Higher Education, Student Version: Edition 6

About this ebook.

Based on the sixth edition of Kaplin and Lee’s indispensable guide to the law that bears on the conduct of higher education, The Law of Higher Education, Sixth Edition: Student Version provides an up-to-date reference and guide for coursework in higher education law and programs preparing law students and higher education administrators for leadership roles.

This student edition discusses the most significant areas of the law for college and university attorneys and administrators. Each chapter is introduced by a discussion of key terms and topics the students will encounter, and the book includes materials from the full sixth edition that are most relevant to student interests and classroom instruction. It also contains a “crosswalk” that keys sections of the Student Edition to counterpart sections of the two-volume treatise.

  • Complements the full version
  • Includes a glossary of legal terms and an appendix on how to read legal material for students without legal training
  • Discusses key terms in each chapter
  • Concentrates on key topics students will need to know

This is fundamental reading for law students preparing for careers in higher education law and for graduate students in higher education administration programs.

About the author

WILLIAM A. KAPLIN is professor of law emeritus at the Columbus School of Law, Catholic University of America, Washington, DC.

BARBARA A. LEE is Senior Vice President for Academic Affairs and a Distinguished Professor of Human Resource Management, Rutgers University, New Brunswick, New Jersey.

NEAL H. HUTCHENS is a Professor and Chair in the Department of Higher Education, School of Education at the University of Mississippi.

JACOB H. ROOKSBY is Dean and Professor of Law at Gonzaga University School of Law, Spokane, Washington.

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The Law of Higher Education (6th ed.)

William A. Kaplin , The Catholic University of America, Columbus School of Law Barbara A. Lee

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Written by recognized experts in the field, the latest edition of The Law of Higher Education offers college administrators, legal counsel, and researchers with the most up-to-date, comprehensive coverage of the legal implications of administrative decision making.

In the increasingly litigious environment of higher education, William A. Kaplin and Barbara A. Lee’s clear, cogent, and contextualized legal guide proves more and more indispensable every year. Two new authors, Neal H. Hutchens and Jacob H Rooksby, have joined the Kaplin and Lee team to provide additional coverage of important developments in higher education law. From hate speech to student suicide, from intellectual property developments to issues involving FERPA, this comprehensive resource helps ensure you’re ready for anything that may come your way.

978-1119551188

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Education Law | Law

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Kaplin, William A. and Lee, Barbara A., "The Law of Higher Education (6th ed.)" (2019). Faculty Books . 133. https://scholarship.law.edu/fac_books/133

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Internet Encyclopedia of Philosophy

Plato: the laws.

the law of education books

Like Plato’s other works on political theory, such as the Statesman and the Republic , the Laws is not simply about political thought, but involves extensive discussions on psychology, ethics, theology, epistemology, and metaphysics. However, unlike these other works, the Laws combines political philosophy with applied legislation, going into great detail concerning what laws and procedures should be in Magnesia. Examples include conversations on whether drunkenness should be allowed in the city, how citizens should hunt, and how to punish suicide. Yet, the legal details, clunky prose, and lack of organization have drawn condemnation from both ancient and modern scholars. Many have attributed this awkward writing to Plato’s old age at the time of writing; nonetheless, readers should bear in mind that the work was never completed. Although these criticisms have some merit, the ideas discussed in the Laws are well worth our consideration, and the dialogue has a literary quality of its own.

In the 21 st century, there has been a growing interest among philosophers in the study of the Laws . Many of the philosophical ideas in the Laws have stood the test of time, such as the principle that absolute power corrupts absolutely and that no person is exempt from the rule of law. Other significant developments in the Laws include the emphasis on a mixed regime, a varied penal system, its policy on women in the military, and its attempt at rational theology. Yet, Plato took his most original idea to be that law should combine persuasion with compulsion. In order to persuade citizens to follow the legal code, every law has a prelude that offers reasons why it is in one’s interest to obey. The compulsion comes in the form of a punishment attached to the law if the persuasion should fail to motivate compliance.

In addition, in the Laws Plato defends several positions that appear in tension with ideas expressed in his other works. Perhaps the largest difference is that the ideal city in the Laws is far more democratic than the ideal city in the Republic . Other notable differences include appearing to accept the possibility of weakness of will ( akrasia )—a position rejected in earlier works—and granting much more authority to religion than any reader of the Euthyphro would expect. By exploring these apparent differences, students of Plato and the history of philosophy will come away with a more nuanced and complex understanding of Plato’s philosophical ideas.

Table of Contents

  • Setting and Characters
  • The Laws, Customs, and Political Structure of Magnesia
  • The Relationship between the Laws and the Republic
  • Overview of the Laws
  • Education and Moral Psychology
  • Happiness and Virtue
  • The Origin of Legislation
  • Persia and Athens
  • Geography of Magnesia
  • Colonists and Legislation
  • Geography and Population
  • Voting and Offices
  • Musical Education
  • Responsibility
  • Deism and Traditional Theism
  • Nocturnal Council
  • Standard Greek Texts
  • English Translations
  • General Discussions and Anthologies
  • Culture, Laws, and Context
  • The Preludes
  • Ethics, Moral Psychology, and Political Thought

1. Setting and Characters

The dialogue is set on the Greek island of Crete in the 4 th century B.C.E. Three elderly men are walking from Cnossos to the sacred cave and sanctuary of Zeus located on Mount Ida. This setting is crucially linked to the theme of the Laws . These three men are walking the path that Minos (a legendary lawgiver of Crete) and his father followed every nine years to receive the guidance of Zeus. As these men trace Minos’ steps, they seek to discover what the best political system and laws are. Like Minos, they too will found their political system on their understanding of the gods.

Each man is from a different Greek city-state (polis). Clinias is from Cnossos, Crete; Megillus is from Sparta; and the unnamed individual is from Athens. There is some speculation as to who this unnamed Athenian might be. Aristotle ( Politics 2.6.1265a) thinks he is Socrates. Cicero   ( Laws 1.5.15) holds that he is Plato himself, while others speculate that he is supposed to remind the reader of the Athenian politician Solon. Another interpretation holds that the Athenian is unnamed because Plato doesn’t intend for him to represent any particular historical figure.

Setting aside the issue of who the Stranger is, readers might wonder whether they should interpret his views as Plato’s own. There is no easy and uncontroversial answer to the question. Indeed, it is a problem that pervades all of Plato’s work. Scholars adopt a variety of approaches towards this issue. Some scholars take the protagonist to represent Plato’s own view, while others hold that Plato’s view isn’t identified with any single character, but is found in the overall discussion indirectly. Furthermore, some interpreters maintain that Plato intentionally leaves his direct voice out of the dialogues because he isn’t interested in putting forth specific theses, but rather, is interested in generating thought about a set of related questions.

Although Spartans, Cretans, and Athenians are unified in the sense that they are all Greek, they differ culturally. Spartans and Cretans are from the Dorian ethnic group, while Athenians are Ionian. This is relevant for two reasons. First, the Ionians and Dorians have not always been on friendly terms. Indeed, this conflict culminates in the Peloponnesian war (431-404 BC). Second, Dorians are stereotyped as having an exclusive military focus and a distaste for intellectual pursuits, while Athenians are seen as being more artistic and philosophical. Both of these features will play out in the drama of the dialogue as each interlocutor will defend views characteristic of their home institutions and will behave in ways that are stereotypical of their culture.

2. The Laws, Customs, and Political Structure of Magnesia

Magnesia, the theoretical colony of Crete that is developed in the Laws , is a self-sufficient agricultural state located nine to ten miles from the sea. Its remote location will deter the influence of visitors, who might corrupt the culture of Magnesia. That being said, Magnesia will have a population of slaves and foreigners who carry out necessary tasks forbidden to citizens, such as trading and menial labor. The city will consist of 5,040 households. The Athenian is adamant about this number because it is divisible by any number from 1 to 12 (with the exception of 11), making it convenient for purposes of administration. Each household will be allotted to plots of land (one near the city center and one located further away) and these plots of land are inalienable to the holder’s family. The intention is to prevent members of the community from becoming wealthy at the expense of other citizens. Indeed, the city is designed in such a way to prevent citizens from becoming extremely wealthy or poor. Nevertheless, there will be four property classes based on the wealth one’s family accumulated before coming to Magnesia. Although the land will not be farmed in common, it is to be considered a part of the common property, and shareholders must make public contributions. Women will not be allowed to own property, but will be considered citizens and can hold political office. In fact, women are able to participate in the military as soldiers and can attend their own private common meals—two practices usually reserved for men in ancient Greece.

The political system of Magnesia will be mixed, blending democratic and authoritarian elements. This can be seen in how political offices are handled. There are a vast number of different political offices in Magnesia, some of which will be made up of the general citizen body. The benefit of this is that it will make the citizens feel that they have a stake in Magnesia. However, at the same time, there will be particular offices made up of more elite citizens. For example, the “guardians of the law” will supervise the general citizen body. In order to ensure that the guardians of the law are accountable for their conduct, there will be a powerful board of “scrutineers” that provide a check on their authority. The most distinguished office is the “nocturnal council,” which will be in charge of researching the philosophical nature of law and offering insight into how these features can be applied in Magnesia.

3. The Relationship between the Laws and the Republic

Although the Republic and the Laws share many similarities, those who come to the Laws after reading the Republic will likely be surprised at what they find insofar as these texts differ with respect to both content and style. In terms of style, the Laws has far less literary quality than Plato’s masterpiece, the Republic . This is partly a result of the fact that the Laws deals with the details of legal and governmental policies, while the Republic doesn’t; rather, the Republic focuses on politics and ethics at a much more general level. Furthermore, unlike Plato’s other works, the character Socrates is noticeably absent in the Laws .

Turning now to content, in the Republic , Socrates develops an ideal city, referred to as the Callipolis (literally, the beautiful or noble city). The Callipolis consists of three classes: a large working class of farmers and craftspeople, an educated military class, and a small number of elite philosophers who will rule the city. The military and ruler classes are called “guardians,” and they will not have any private property. Indeed, they will hold everything in common including women, men, and children. Unlike in the Callipolis, private property is allowed throughout Magnesia and political power spreads throughout the city. Another notable difference is that only philosophers possess fully-developed virtue in the Republic (and in the Phaedo ) while in the Laws the Athenian says that correct legislation aims at developing virtue in the entire citizen body (1.630d-631d, 4.705d-706a, 4.407d, 6.770c, 12.962b-963a). To be sure, the political structure of the Callipolis secures the correct behavior of all citizens. However, because complete virtue involves knowledge, which only philosophers have, non-philosophers can only approximate virtue. In other words, the Laws seems to express more optimism than the Republic with respect to the average citizen’s ability to be virtuous.

This leaves readers to wonder what could explain these apparent differences. Although many different answers have been presented, the most prevalent answer is that the texts were written for two different purposes. The Republic represents Plato’s ideal vision of a political utopia, while the Laws represents his vision of the best attainable city given the defects of human nature. Aristotle, for example, holds that the Republic and the Laws share many of the same features, but that the Laws offers a system that is more capable of being generally adopted ( Politics 2.6.1265a-b). Many scholars have supported this reading by pointing out that Magnesia is said to be the second best city, with the ideal city being one in which women, children and property are held in common ( Laws 5.739a-740a). Additionally, this interpretation explains why the Laws goes into greater detail concerning day-to-day activities than the Republic does. Because the Callipolis is an unattainable utopia, there is no point to discussing the customs in any sort of detail, but because Magnesia is attainable, this is a worthwhile project. Trevor Saunders captures the essence of this interpretation when he says, “The Republic presents merely the theoretical ideal…The Laws describes, in effect, the Republic modified and realized in the conditions of this world” (1970, 28).

An alternative answer is that Plato changed his mind. On this reading, the views defended in the Laws are an advancement on the ideas expressed in the Republic . This reading denies that 5.739a-740a provides support for the claim that the Callipolis is the ideal city. Strictly speaking, the passage only says that the ideal city is one where everything is held in common, and in the Callipolis only the guardians hold things in common. This lends credence to thinking that the ideal city described in the Laws is not the Callipolis. Christopher Bobonich (2002) has argued that this new perspective is the result of Plato changing his mind about psychology, abandoning the view of the Republic in which the soul has parts and replacing it with a more unified conception of human agency and motivation. However, readers should note that this is merely a cursory discussion of a very large and important issue—there are many other ways to account for the differences between the texts.

4. Overview of the Laws

The Laws is made up of twelve books. Books 1 and 2 explore what is the purpose of government. This exploration takes the form of a comparative evaluation of the practices found in the interlocutors’ homelands. Through the course of this discussion, a preliminary account of education and virtue is offered. Book 3 examines the origins of government and the merits of different constitutions. At Book 3’s conclusion, it is revealed that Clinias is in charge of developing a legal code for a new colony of Crete, Magnesia. After discussing the appropriate population and geography of Magnesia, Book 4 analyzes the correct method for legislating law. Book 5 begins with various moral lessons and then shifts to an account of the correct procedure for founding Magnesia and distributing the land within it. Book 6 presents the details of the various offices and legal positions in Magnesia and ends by examining marriage. Book 7 and 8 discuss the musical and physical education of the citizens. Book 8 concludes with a discussion of sexuality and economics. Book 9 introduces criminal law and analyzes what factors should be taken into account when determining a punishment. Book 10 examines laws concerning impiety and presents an account of theology. Book 11 and 12 continue with the legal code. The Laws ends with an account of the “Nocturnal Council,” the “anchor” of the city.

5. Book 1 and 2

The dialogue begins with the Athenian inquiring into the origin of law, as to whether it comes from a divine or human being. Clinias states that Apollo is credited as the originator of Crete’s laws, while Zeus is credited as the founder of Sparta’s (624a-625a). The conversation shifts to the question of the purpose of government. Megillus and Clinias hold that the goal of government is to win in war, since conflict is an essential condition of all human beings (625ca-627c). Because the fundamental goal is victory in war, Clinias and Megillus maintain that the primary purpose of education is to make citizens courageous. The Athenian responds by pointing out that reconciliation and harmony among warring parties is superior to one group defeating another. This demonstrates that peace is superior to victory (627c-630d). Consequently, the educative system should not focus exclusively on cultivating courage in its citizens, but should develop virtue in its entirety, including not only courage but wisdom, moderation and justice as well (630d-631d). Indeed, courage, the Athenian argues, is the least important virtue (631d). The goal of law is to help its citizens flourish, and the most direct route to this is developing virtue in them.

It is during this discussion that the Athenian makes an important distinction between “divine” and “human” goods. Divine goods are the virtues, whereas human goods are things like health, strength, wealth, and beauty. Divine goods are superior to human goods in that human goods depend on divine goods, but divine goods do not depend on anything. The idea is that the virtues always contribute to human flourishing, but things that are commonly thought to do so, such as wealth and beauty, will not do so unless one possesses virtue. In fact, things like beauty and wealth in the hands of a corrupt person will enable him or her to act in ways that will lead to failure.

Now that the importance of virtue is established, the Athenian challenges his interlocutors to identify the laws and customs of their home cities that develop virtue.  Megillus easily identifies the Spartan practices that cultivate courage. The Spartan’s educational method primarily focuses on exposing citizens to fear and pain so that they might develop a resistance to each (633b-c). The Athenian responds by pointing out that this practice does nothing to develop the resistance to desire and pleasure. He argues that the Spartans only have partial courage because complete courage involves not only overcoming fear and pain, but desire and pleasure as well (633c-d).

This leads to an inquiry into what customs Sparta and Crete have for developing moderation. Megillus expresses uncertainty, but suggests it likely has to do with gymnastics and common meals (essentially an all-male club with a military emphasis). The conversation becomes contentious as the Athenian says that these practices are the cause of the Dorian’s reputation for pederasty, homosexuality, and the vicious pursuit of pleasure (636a-e). (To see Plato express an alternative attitude towards these practices, readers should turn to the Phaedrus and Symposium .) Megillus defends the nobility of the Spartans, proclaiming that they do not get drunk and that they would beat any drunkard they encountered even if it were during the festival of Dionysus (636e-637a). The Athenian thinks this is bad practice, because under the appropriate conditions intoxication can help one cultivate moderation and courage.

In having the characters put forth the particular positions that they do, Plato is asking us to reflect on the way in which political institutions shape citizens’ values. For instance, Clinias and Megillus, who both come from cultures that center on the military, hold that human conflict is a fundamental part of human nature and courage is the greatest virtue. In contrast, the Athenian, who comes from a culture of art and philosophy, sees harmony, peace, and leisure as ideal. Hence, in order for citizens to cultivate the appropriate dispositions, it is essential that the city have the correct policies and that citizen receive the correct education.

b. Education and Moral Psychology

In defense of moderated intoxication, the Athenian offers an account of education and moral psychology. By education, the Athenian does not mean technical skills, but rather things that direct one towards virtue. The bulk of education is meant to instill the appropriate feelings in citizens so that they feel pleasure and pain with respect to the appropriate things. Just as the Spartan practice of exposing citizens to fear and pain can help cultivate the appropriate feelings with respect to pain, drinking parties can help citizens develop the appropriate feelings with respect to pleasure. The idea being that one can learn to resist negative pleasures and desires only by being exposed to these things. Supervised drinking parties provide a safe and inexpensive way to do this.

Megillus and Clinias are quite skeptical and ask the Athenian to explain how wine affects the soul. It is here that we get an account of moral psychology (644c-645c). The Athenian asks us to imagine a puppet made by the gods with various cords in it. These cords, which represent affections (pleasure, pain, and the emotions) in the soul, pull the puppet in various directions. One cord is sacred and golden. This cord represents reason or calculation and when one follows it, one is virtuous. However, because reason/calculation is soft and gentle it requires the assistance of the other cords (which are hard and violent) to move the puppet in the correct way. The general idea is that virtue not only requires reason/calculation, but also the cultivation of the correct feelings.

The puppet metaphor raises a number of philosophical issues surrounding strength of will ( enkrateia ) and weakness of will ( akrasia ). Roughly put, weakness of will is when one intellectually grasps that one should do a certain action, but one’s emotions and desires overrule this judgement, leading to ethical failure. Strength of will is the contrary phenomenon. Like the weak-willed person, the strong-willed person desires to do other than what they intellectual judge they should do. Unlike the weak-willed person, the strong-willed person overcomes these desires and behaves correctly. In the Protagoras (352a-c), Socrates denies the possibility of weakness of will and in the Republic the virtuous agent is not the strong-willed individual who overcomes contrary emotions, but one whose psychic forces exist in perfect harmony. On the face of it, the puppet metaphor raises trouble for both of these commitments. It presents a problem for the former because it suggests that the pull of reason/calculation can be overcome by the emotions (the hard and violent cords) (see also 3.689c and 9.734b). However, this interpretation does face the problem in that the cord called reason/calculation in the metaphor is itself described as an emotion/force, which raises doubts that Plato’s intent is to draw a contrast between reason and the emotions.

The puppet metaphor also raises problems for the view that virtue is harmony because virtue in the puppet metaphor involves mastering the pull of contrary cords. This suggests that virtue amounts to being strong-willed. However, in Book 2 the Athenian describes virtue as the agreement between pleasure and pain and the account that one grasps or reason (653a). This description is in line with thinking that virtue is a harmony in the soul between the different psychic forces.

Another issue disputed by scholars is whether the soul in the puppet metaphor consists of three parts as it does in the Republic . In the Republic (see also, the Phaedrus 246a-254e), the three parts of the soul are: the reasoning/calculating part, the spirited part, and the appetitive parts. Some scholars defend a continuity between the Laws and the Republic , while others argue that the metaphor suggests a bipartition between the rational and non-rational. In other words, in the Laws , the non-rational part of the soul subsumes both the appetitive and the spirited part. Additionally, other scholars have argued that in the Laws , Plato no longer treats the soul as having parts, but more as a unitary agent with different forces in it.

c. Happiness and Virtue

Book 2 continues the discussion surrounding drinking parties and education. Musical education forms the foundation of one’s character because it is through song and dance that one cultivates the appropriate affective responses (654a-d). By taking pleasure in virtuous actions depicted in song and dance, one begins to cultivate virtue (655d-655b). The contrary is true too, one will cultivate vice, if one takes pleasure in vicious actions depicted in song and dance (655b-656b). Because of this, it is paramount for the legislature to establish what music should be allowed in the city—a task that the Athenian believes is best handled by the elderly given their wisdom (658a-e).

One of the most important things music should teach is that justice produces happiness, while injustice produces unhappiness (660b-664b). Clinias and Megillus are skeptical about the connection between virtue and happiness. Clinias will concede that an unjust person lives shamefully, but does not think they live an unsuccessful life if they have wealth, strength, health, and beauty (661d-662a; compare Gorgias 474c-475e). The Athenian will respond by offering four arguments for why it is necessary that the legislators teach that happiness is linked to justice. The first argument is that a legislator who does not teach this to the citizens is sending contradictory messages (662c-663a). On the one hand, the legislators are telling citizens that they should be just so that they may live a good life, but, on the other hand, they are teaching them that they will be deprived of a benefit—namely, pleasure—by living justly. The second argument is that a legislator who does not teach this will find it impossible to persuade the citizens to be just (663b-c. The third argument is that the statement is true—justice is linked to happiness (663c-d). The fourth argument is that even if the doctrine were not true, it ought to be taught anyways because of the social benefits that it provides (663d-e).

d. Symposium

Having secured the importance of teaching the connection between justice and happiness, the Athenian continues his discussion of symposium. He explains that drinking parties and drunkenness should be reserved for citizens in mid-to-late adulthood and must be supervised by a wise leader. The young have lots of energy and are already eager to participate in musical education. Thus, participating in drinking parties would overstimulate the youth and would lead to negative consequences. However, as one ages, one grows despondent and less interested in song and dance. Thus, drinking parties will return older adults to a youthful state in which they are more eager to participate in musical education (671a-674c).

Book 3 surveys the success and failures of different political constitutions throughout history. Readers should bear in mind that the historical accounts given by Plato are not entirely accurate, but are rather being used to illustrate certain philosophical points.

a. The Origin of Legislation

The Athenian begins by talking about the traditional idea that developed culture is repeatedly annihilated by a great flood. From this flood emerged a primitive culture. During this time life was simple and peaceful. Because there were so few people, individuals were delighted to see each other and resources were abundant (678e-679a).   Despite not having any formal law, people lived according to a political system called autocracy or dynasty (680b). In this system the eldest ruled, with authority being passed down through one’s parents.

Eventually, small clans merged together and formed cities. Once this happened, conflict arose because there were different elders, each  claiming to having authority. In addition, each clan brought with them different religious customs. From this conflict, legislation arose (681c). Individuals were selected to represent the interests of the various clans that comprise the city. These representatives spoke to the respective leaders of the about what rules should be adopted (681c-d).

From these digressions into the origin of legislation three lessons can be drawn. First, cities and civilization are a natural development. The Athenian is rejecting the idea that the city and law are unnatural (see 10.888e-890a; Protagoras 320d-322d; Republic 358b-359b). Second, humans are not naturally opposed to one another as Clinias suggested in Book 1, but share mutual goodwill. Third, a necessary feature of legislation is the reconciliation of conflicts of interest (see Stalley 1983, 71-2).

After discussing the rise and fall of Troy, the Athenian turns to the history of the three allied Dorian states of the Peloponnese: Sparta, Argos, and Messene. The leaders and citizens of each state bound each other to oaths to respect each other’s rights and to come to each other’s aid if they should be threatened. However, the allegiance dissolved with only Sparta surviving the fallout with any kind of success. Why did the allegiance fail? The Athenian asserts that it was the result of a type of ignorance that is the discordance between one’s emotions and one’s judgments (689a-c). From this, it is agreed that no citizen who suffers this ignorance should have any degree of power (689c-e). This returns us to the discussion of education in Books 1 and 2, where we are told that in order for a city to flourish its citizens must cultivate the appropriate affective responses.

Argos’ and Messene’s respective leaders suffered from this type of ignorance and the negative consequences of this were exacerbated by the fact that they had absolute power (690d-691d). Sparta, in contrast, was safeguarded from disaster because it distributed political power between multiple actors (or positions of power), including two kings (rather than one), a council of elders, and officials chosen by lot (called ephors) (691d-692bc). Here, the Athenian is introducing the key political idea that a successful constitution will distribute power by mixing various ruling elements.

c. Persia and Athens

Having described a moderate political system in Sparta, the Athenian discusses two states that stand as opposites to each other: Athens and Persia. Athens represents the extreme democracy and Persia the extreme monarchy. According to the Athenian, Persia fluctuated between periods of success and failure. Under the ruler of Cyrus, there was a balance of freedom and subjection. Soldiers were granted freedom of speech and the king took council from wise citizens. The result was that the soldiers had positive feelings towards their leaders and the state was guided in a wise direction (694b-c). However, upon the death of Cyrus, disaster ensued. Cyrus’ sons were raised in luxury and were never properly educated (694c-b). Instead of blending freedom and subjection as their father did, his sons were violent and demanded submission (695b). Eventually, Darius took control of the empire and this process repeated itself. Darius salvaged the empire by embracing freedom and subjection, but when his pampered son, Xerxes, took over, the empire suffered (695d-e).

According to the Athenian, the history of Athens is very much the opposite of Persia. If Persia failed because its rulers did not grant enough freedom, Athens failed because it granted too much. When the Persians attacked the Greeks, out of fear and necessity the Athenians lived according to certain honor codes that bound the community together. During this time, Athenians would voluntarily submit themselves to authority and because of this Athens was successful in its defense (698b-700a). However, once the threat from Persia was gone, the fear and honor codes that held the community together and naturally restricted freedom, left as well. Athenians began to consider themselves as the authority on various matters and let pleasure guide them. This resulted in a community of ignorance and excess (700a-701d).

The Athenian’s point is two-fold. First, if a political system is to succeed it must be a mixture of subjection and freedom. It must grant enough freedom such that citizens are not oppressed and do not resent the leaders, but follow them willingly. Indeed, the political system should be concerned about the welfare of the entire citizen body. Nevertheless, a political system must grant authority only to those who are wise since the masses will simply pursue what they find most pleasant. Hence, there must be some restrictions on the freedom of citizens. Second, the only way to consistently achieve a balanced political system is if the citizens receive a proper education.

a. Geography of Magnesia

At the end of Book 3, Clinias reveals that he is one of ten Cretans assigned to compose a legal code for a new colony, Magnesia. Book 4 begins the construction of this new colony. Magnesia will be located on an isolated Cretan island, roughly nine or ten miles inland. Although the terrain is rough, the land has many resources. The Athenian is pleased to find this out because it means that Magnesians will not require a significant amount of trading with different communities. This is beneficial because it will restrict foreign influence on the city (704a-705b).

b. Colonists and Legislation

Colonists will mostly come from Crete, though individuals from the greater Peloponnese will be welcome as well. Initially, this poses a problem. Magnesia will consist of individuals with different cultural customs, so how can these be reconciled under a single system of law? The Athenian’s solution at this stage of the argument is that a moderate dictator and a wise legislator should develop the legal code and constitution (709a-710e). The advantage of a dictatorship is that the laws and customs can easily be altered since power is located in one individual. It should be noted that after the dictator and legislator create the legal code, power will be transferred to various officials.

The next project is to describe what constitution this benevolent dictator will create. No straight answer is given, instead the Athenian proceeds to offer a myth of life during the time of Cronos (Zeus’ father). The myth explains that during Cronos’ rule, life was blessed and happy. Cronos, knowing that human nature is corrupt, put divine beings in charge of humans. This is similar to how humans rule over farm animals. The lesson is that one should not be ruled by one’s equal, but by one’s superior. The Athenian explains that although Cronos’ reign is over and divine beings no longer guide us, within human beings is a divine element, namely, reason. By following reason, the laws will mirror the divine rule that occurred during the time of Cronos and humans will be happy (713c-714a). This myth connects the reader back to the initial topic of the Laws , which concerns the connection between law and the divine. The Athenian is explicitly linking together reason, law, and the divine.

From the myth of Cronus, it is clear that the law should be rational, but who should it serve and where does its authority lie? The Athenian maintains that any law that does not serve the interest of the whole city is a bogus law (715b). For this reason, those who hold political positions will be called servants of the law rather than being called rulers. Since the law is connected to the divine, those who serve the interests of the city are really serving the gods (715c-d). From this it is clear that the law is to have authority over all citizens and that the law is fundamentally concerned about the welfare of the whole community and not any particular group or individual.

c. Preludes

The initial framing of the laws comes directly from the legislator and the dictator. The Athenian remarks that this is the best and most efficient means to establishing good laws in the city. But if law comes entirely from the outside, why would a citizen follow it willingly? How is the Athenian not simply making the same mistake he accused the Persian leaders of making? The Athenian solves this problem by inventing the idea of a prelude in law.

He begins his explanation with a medical analogy in which he compares the medical practices of a free doctor with that of a slave doctor (720a-720e). The doctors differ in terms of whom they treat and how they treat them. The slave doctor primarily treats slaves and acts like a tyrant—simply issuing commands and forcing his patients into obedience. In contrast, the free doctor primarily treats free people and is attentive to his patients before he issues prescriptions. In fact, the free doctor will offer no prescription until he has persuaded his patient about what is the correct medical procedure. The slave doctor is like a tyrant, relying solely on compulsion; in contrast, the free doctor utilizes both persuasion and compulsion. The Athenian wants the legislator to be like the free doctor, using both persuasion and compulsion.

Persuasion is achieved by attaching preludes to the law. In musical compositions, preludes are brief musical performances that precede the main composition. Musical preludes are designed to complement the forthcoming performance so that it is better received by the audience. Similarly, the legislator can preface the law with brief statements that will make the citizens more cooperative and ready to learn, and thus more likely to accept the laws freely (722d-723a). Compulsion is achieved by attaching penalties to the law if citizens should choose not to comply.

The Athenian clearly wants citizens to obey the law voluntarily. He realizes that in order for this to happen the citizens must see the law as serving their interests and the preludes are meant to accomplish this. But what is the nature of the persuasion underlying the preludes? There are three main interpretations. The first interpretation is that the persuasion is rational. Defenders of this view maintain that the point of the preludes is to explain to citizens the actual reasons that underlie the law. The evidence in favor of this reading is mainly found in how the Athenian describes the preludes. When discussing the preludes, the Athenian repeatedly says that they involve teaching, learning, and reason (4.718c-d, 4.720d, 4.723a, 9.857d-e, 9.858d, and 10.888a). If this interpretation is correct, then the Laws presents a much more optimistic view of the average citizen than the Republic does. In the Republic , farmers and artisans do not receive philosophical training, but on this reading the citizens of Magnesia will come to grasp some of the underlying philosophical reasons behind the law.

The second interpretation holds that the persuasion is non-rational and does not appeal to citizens’ reason, but rather their emotion. The main evidence in support of this reading is found in the preludes themselves. Many (though not all) of the preludes are like conventional sermons, merely shaming the citizens into obedience. A favorite example of those who support the non-rational reading is the prelude to hunting laws. In this prelude, the Athenian simply asserts that only hunting land animals with horses, dogs, or on foot is worthy of courage, and that other forms of hunting such as trapping, are lazy and should not be done (7.823d-824b; see also 5.726a-734e, 6.772e-773c, 9.854b-c, 10.904e-905c, and 11.927a-d). The Athenian makes no attempt to explain why some forms of hunting are lazy, while others are courageous, nor does he explain why a lazy form of hunting is bad and not simply an efficient use of one’s time.

The third interpretation lies in the middle of the first two, it attempts to reconcile the rational and non-rational readings. Suppose that the preludes are described by the Athenian as appealing to reason and suppose that the actual preludes do not appeal to reason, but instead emotion. What could explain this inconsistency? Two answers present themselves and represent the main readings that could be classified as being in the middle. The first is that the Stranger is using the description of the preludes to offer an ideal of law according to which the citizens freely and rationally obey the law. However, due to the psychological limitations of humans, the actual preludes will not live up to this ideal. The second answer is more pragmatic. The Athenian wants citizens to be motivated to obey the law. He recognizes that citizens will be diverse in both their interests and intellectual abilities. Because of this, the lawgiver will have to appeal to different types of things in order to motivate citizens, some being rational, while others being non-rational.

Having explained the concept of a prelude, the Athenian proceeds to offer a prelude which will preface the entire legal code of Magnesia. This prelude provides the moral foundation for the city, explaining the general duties of the citizens. These duties fall under three main headings: to the soul, to the body, and to other citizens. The prelude ends with an attempt to show that the virtuous life leads to the maximum amount of pleasure and the vicious life leads to the maximum amount of pain. Below provides an outline of the main ideas expressed in this section of Book 5.

The Athenian explains that the soul is the master of the body and because of this it should be given priority over the body. Nevertheless, most humans fail to do this, and instead pursue beauty, wealth, and pleasure at the expense of virtue, and as a result, they prioritize the body over the soul (726a-728d). Although humans should prioritize the soul over the body, they are also obligated to take care of their bodies. However, people do not honor the body by being extremely beautiful, healthy, and strong. Rather, they honor the body by achieving a mean between the extremes of each of these states. The same principle applies to wealth. Too much wealth will lead to feuds and greed, while too little wealth will make one vulnerable to exploitation (728d-729a).

Readers might find the idea of honoring the soul and body as being not only mystical sounding, but also wrong. After all, it might be good for me to be physically healthy, but it doesn’t seem like I’m violating a duty if I’m not. However, these oddities can be explained away if we consider three things. First, the Athenian’s division between honoring the soul and honoring the body maps on to the distinction he articulated in Book 1 between divine and human goods. Humans honor the soul by pursuing virtue. This is a divine exercise because the soul itself is divine (726a). Although the religious connection is important for Plato, this distinction is really between “internal” and “external” goods. Internal goods are the goods of the mind and character, while external goods are everything that is potentially good that lies outside the mind and character. For Plato, the value of external goods depends on the presence of internal goods, while the value of internal goods in no way depends on the presence of external goods. In other words, internal goods are good in every situation, while external goods are only good in some situations. Because of this, Plato finds it odd that humans devote so much time and energy to pursuing external goods and so little to achieving internal goods.

Second, Ancient Greek ethics is usually interpreted as egoistic in the sense that ethical inquiry centers on the question of what is the best life for an individual. In this framework, discussions about why one should become virtuous are put in terms of how virtue relates to well-being. In other words, the Ancient Greek ethicists argue that we have self-regarding reasons to become virtuous; namely, that virtue will help us live a successful and happy life. With this in mind, it makes sense that Plato would think that we are obligated to care for the soul and body, since the good life requires it.

Third, it is worth bearing in mind that the main ethical theories today have self-regarding features built into them and thus this idea is not entirely unique to Plato (and other Ancient Greek ethicists). The three main ethical theories today are virtue ethics (advocated by Plato), deontology, and consequentialism . Immanuel Kant,  the inspiration for deontology, held that we have the duty of self-improvement, while consequentialism, in its most traditional form ,  holds that when determining how I ought to act, my own personal welfare is given a consideration.

After expressing that citizens ought to care for others, the Athenian offers a fascinating argument in defense of the virtuous life. The crux of the argument is that vice leads to emotional extremes, while virtue leads to emotional stability. Because emotional extremes are painful, it follows that the virtuous life will be more pleasant (732e-734e).

The Athenian aims to show that the virtuous life will lead to more pleasure than pain. In doing this, he hopes to undermine the all too common thought, that the life of vice, though morally bad, is still enjoyable.

b. Geography and Population

The remainder of Book 5 returns to discussing the structure of Magnesia. This discussion covers a wide array of topics, which include: the selection of citizens (735a-736e), the distribution of land (736c-737d and 740a), the population (737e-738b and 740b-744a), religion (738c-738e), the ideal state (739a-739e), the four property classes (744b-745b), administrative units of the state (745b-745e), the flexibility of the law in light of facts (745e-746d), the importance of mathematics (746d-747d), and the influence of the climate (747d-747e). The main philosophical ideas in this part of the book are covered in sections 3 and 4 above.

a. Voting and Offices

With the geography and population of Magnesia established, the Athenian begins to describe the various offices in the city and the electoral process (751a-768e). The electoral process is quite complicated and difficult to understand, but typically has four stages: nomination, voting, casting lots, and scrutiny. All citizens who have served (or are serving) in the military will nominate candidates by writing their names on publicly displayed tablets. During this time, they are permitted to erase any names they find unsuitable. The names that appear most frequently will be assembled into a list from which citizens will cast their votes. This process will then repeat; the names of citizens who have the most votes will be assembled into another list. From this list, lots will be drawn to determine who gets the position. If the selected names pass scrutiny, they will be declared elected.

One might wonder what value casting lots adds to the electoral process, especially since the practice is no longer that common. In Plato’s time, casting lots was seen as a democratic process, while voting was seen as being more of an oligarchic process (Aristotle Politics 4.9.1294b8-13). The idea is that if all citizens are equal, then they all equally deserve to hold office; thus, the only fair procedure would be to have the office chosen randomly. To have citizens vote for a candidate, is to admit that some citizens are more qualified than others. Hence, the inclusion of lot casting is a concession to the egalitarian sentiment found in democracies.

This is most clearly seen in the Athenian’s discussion of equality (756e-758). The Athenian distinguishes between two types of equality: arithmetic equality and geometric equality (these are Aristotle’s terms, see Politics 5.1.1301b29-1302a8, Nicomachean Ethics 5.3.1131a25-5.5.1133b28 ). Arithmetic equality treats everyone as equal and corresponds to the lot, while geometric equality treats everyone based on their nature and abilities and corresponds more closely to voting. The Athenian maintains that geometric equality is the true form of equality since humans have different natures and to treat them as equal is actually a form of inequality. However, most citizens will not see things this way and thus the inclusion of the lot is a way to avoid dissension.

There are various offices described in Book 6, but three are worthy of note: the assembly, the council, and the guardians of the law. The assembly is open to all citizens who are serving or have served in the military. The main function is to elect members of the council and other officials, though there are other functions (753b, 764a, 767e-768a, 772c-d, 8.850b, 11.921e, 12.943c). The council comprises ninety members from each property class, totaling 360 members. The membership lasts one year and the main function is to conduct the day to day business of the state such as supervising elections and organizing the assembly (756b-758d). The guardians of the law are made up of thirty-seven citizens aged at least fifty. They will hold the position for at least twenty years and their primary function is to guard the law (752-755b). They guard the law by supervising both officials and ordinary citizens, by helping resolve difficult judicial cases, and by supplementing and revising the law. Within both the electoral process and the offices held, we see the Athenian’s attempt to develop a constitution that mixes various political elements.

b. Marriage

The conversation abruptly shifts to the topic of marriage and child-rearing, with an aside on slavery. In continuing with his emphasis on moderation and mixed constitutions, the Athenian encourages people to marry partners who have opposite characteristics. Although people are attracted to those who are like them, citizens will be encouraged to put the good of the state above their own preferences. However, because citizens will find such laws to be excessively restrictive, the Athenian only wants to encourage, but not require, citizens to marry people with opposite qualities (773c-774a). If male citizens do not marry by the age of thirty-five, they will be subject to fines and dishonors.

These laws might strike one as rather draconian; nonetheless, one should keep in mind three things. First, the marriage laws in Magnesia are inspired by actual practices in Crete and Sparta. Second, the laws are less severe than the one’s expressed in the Republic in which there is no private marriage for the guardian class (that is, soldiers and philosophers). In the Republic , the guardians will consider each (appropriately aged) person of the opposite sex to be their spouse. Mating will be arranged by using a lottery. However, the lottery is rigged such that a select few will actually be controlling the sexual relationships so as to avoid incest, control the population, and implement eugenics ( Republic 5.459d-460c). Of course, Plato does not provide the details of the marriage laws surrounding the working class citizens and for all we know these might have been similar to the ones in Magnesia. Third, for his time, Plato is actually progressive in his views of women. In Book 6, the Athenian advocates for the inclusion of women in the practice of common meals, an inclusion that Aristotle lists as something peculiar to Plato ( Politics 2.12.1274b10-11). The Athenian emphasizes that a city cannot flourish unless all citizens receive a proper education.

10. Book 7 and 8

Traditional Greek education involved both musical and gymnastic training. Musical education includes all of the subjects of the Muses, subjects such as music, poetry, and mathematics. Gymnastics is education related to physical activity. It includes things like military training and sports. Books 7 and 8 provide the details of Plato’s account of education, which extends to both males and females. Education, for Plato, mostly comes in the form of play and its importance cannot be overstated. The following passage captures this idea, as well as Plato’s conservatism:

If you control the way children play, and the same children always play the same games under the same rules and in the same conditions, and get pleasure from the same toys, you’ll find that the conventions of adult life too are left in peace without alteration… Change, we shall find, except in something evil, is extremely  dangerous (Saunders trans., 797a-c)

Below is a sketch of the main educative laws and principles.

a. Musical Education

The poetry and theatre allowed in Magnesia will mostly present images and sounds that provide positive moral lessons (814e-816d, 817b-817d). The underlying idea behind these restrictions is that humans will develop characteristics of the people they observe in poetry and theatre. If they see bad people doing well or acting as cowards, they will be more inclined to become bad and cowardly. There is a notable exception, however, in that comedy will be allowed as long as it is performed by slaves or foreigners (816d-e).

The Athenian’s policy concerning musical education extends the views discussed in Books 1 and 2 in two ways. First, the policies reflect the view that the character we develop is largely shaped by what we find pleasurable and painful. The art and entertainment in the city should be such that we take pleasure in good and beautiful things and are pained by bad and ugly things. Second, the inclusion of comedy reflects the lessons of the discussion concerning drunkenness; we can only learn to resist doing shameful behavior if we have some exposure to it.

All Magnesians will learn basic mathematics, with some advancing to study astronomy. This is significant because in the Republic , Plato says that it is through mathematics that we come to learn about non-sensible properties, which are the subject of philosophical thought (7.522c-540b). In the Republic , this study is commonly thought to be reserved for the most elite and talented citizens, while in the Laws a portion of it is given to the entire citizen body. This suggests that, on some level, all Magnesians will have some awareness of philosophy.

b. Gymnastics

Physical education aims at achieving two things: (1) the development of good character traits and (2) military training. Because physical education is meant to provide military training, sports will be modified to emphasize this. For example, impractical and unrealistic techniques will be forbidden (796a, 813e, and 814d) and armed competitions will be emphasized (833e-834a).

It is clear enough how physical education could prepare one for the military, but how does it contribute to one’s character? There are two related ways in which physical movement affects one’s character. First, the Athenian argues that physical movement directly affects one’s emotions. For example, the Athenian insists that fetuses and infants must constantly be moved around so that their excessive fears and anxieties are purged (789b-791d). Another example of this kind of thinking is the Athenian’s claim that a moderate amount of physical hardship is required for children to develop virtue; too much luxury will make one spoiled and lack moderation, but too much hardship will make one misanthropic (791d-794a). Second, the Athenian maintains that humans take on the characteristics of the things that they imitate. Dancers will become graceful and courageous by imitating graceful and courageous movements, while they will become the opposite by imitating the opposite (814e-816e).

a. Responsibility

In Plato’s so called “early dialogues,” Socrates defends the paradoxical claim that injustice is always involuntary because it is a result of ignorance. The evil doer actually desires what is good, so when they act wrongly, they are not doing what they actually want to do ( Protagoras 352a-c; Gorgias 468b; Meno 77e-78b). We can break this paradoxical view into two claims:

Involuntary Thesis : No one is voluntarily unjust.

Ignorance Thesis : All wrongdoing is the result of ignorance.

 In Book 9 of the Laws , Plato will grapple with both claims. On the one hand, the Athenian is adamant that the involuntary thesis is true, but on the other hand, he acknowledges that all lawgivers seem to deny it. Lawgivers treat voluntary wrongdoing as a more severe punishment than involuntary wrongdoing. Moreover, the concept of punishment seems to presuppose that the criminals are responsible for their actions and this seems to presuppose that they act voluntarily when they act unjustly. The Athenian, thus, faces a dilemma: he must either abandon the involuntary thesis or he must explain how the involuntary thesis is able to preserve the underlying thought in law that some crimes are accidental and others are not (860c-861d).

The Athenian refuses to abandon the involuntary thesis and attempts to resolve this difficulty by offering a distinction between injury and injustice. Injury explores what kind of harms were done to the victim and what the criminal owes to the victim, their family, or the state. Injustice explores the psychological conditions under which the crime was committed. He mentions three main conditions: anger ( thumos ), pleasure, and ignorance (862b-864c).

Although there is much scholarly debate surrounding this issue, the general idea appears to be that a criminal can harm someone voluntarily or involuntarily, but can never be unjust voluntarily. For example, I might intentionally bump my coffee cup so that it spills on your computer or I might accidentally do this. The former is a voluntary harm, while the latter is an involuntary harm. Accordingly, the former should be punished more severally than the latter. Nevertheless, even in the instance when I voluntarily damage your computer, I am not voluntarily unjust. This is because no one desires what is bad for them and injustice is bad for one, so no one desires injustice. If I truly knew what was good or was not overcome by pleasure or anger, I would not engage in vicious behavior because my soul would be just. Thus, Plato wants to preserve the voluntary thesis, while abandoning (or qualifying) the ignorance thesis by allowing for the possibility that anger and pleasure can move one to act unjustly.

Many scholars have pointed out that the Athenian appears to equivocate on the terms “voluntary” and “involuntary.” When discussing voluntary and involuntary harms the terms are used in the ordinary sense, reflecting what an agent actively or consciously desires and wishes. However, when discussing voluntary and involuntary injustice the terms are used in the Socratic sense, reflecting what an agent deeply desires and wishes. Hence, the ordinary sense only refers to conscious psychological states, while the Socratic sense can refer to unconscious states or what is entailed by desiring the good.

In any case, the Athenian’s overall point is clear. Punishment must not simply look to the harm that is caused, but must look to the psychological state under which injury resulted. This has the benefit of allowing for nuance when punishing agents since the degree of culpability can be found in the agent’s psychological state. An agent who deliberates and then kills someone should not be treated the same as someone who kills someone in anger or as the result of some unforeseen accident.

b. Punishment

The Athenian’s distinction between injury and injustice accords with his commitment to punishment as a means of recompense for the victim and as a cure for criminality. The purpose of the former is rather self-explanatory, but more needs to be said about the latter. As the Athenian explained in Book 1, the purpose of legal codes is to make citizens happy. Since, happiness is linked to virtue, the law must try to make citizens virtuous. Seeing punishment as curative is really just an extension of this idea to the criminal. If justice is a healthy state of the soul, then injustice is a disease of the soul in need of curing via punishment. For passages that express this idea, see 5.728c, 5.735e, 8.843d, 9.854d-855b, 9.862d-863c, 11.933e-934c, 12.941d, and 12.957d. Unfortunately, the Athenian never explains how particular punishments will achieve this goal.

One might think that the Athenian’s curative view of punishment results in soft penalties, but this is far from true. Punishment will take six forms: death, corporal punishment, imprisonment, exile, monetary penalties, and dishonors. It is worth pointing out that the use of imprisonment as punishment in Greek society appears to be an innovation of Plato. One might wonder how capital punishment is compatible with a curative theory of punishment. The answer is that some people are beyond cure and death is best for them and the city (862d-863a). For Plato, psychological harmony, virtue, and well-being are all interconnected. Accordingly, the completely vicious who cannot be cured will always be in a state of psychological disharmony and will never flourish. Death is better than living in such a condition.

12. Book 10

Book 10 is probably the most studied and best known part of the Laws . The Book concerns the laws of impiety of which there are three varieties (885b):

Atheism : The belief that the gods do not exist.

Deism : The belief that the gods exist but are indifferent to human affairs.

Traditional Theism : The belief that the gods exist and can be bribed.

The Athenian believes that these impious beliefs threaten to undermine the political and ethical foundation of the city. Because of this, the lawgiver must attempt to persuade the citizens to abandon these false beliefs. If citizens refuse, they must be punished.

Clinias is surprised that atheists exist. This is because he thinks that it is well agreed by Greek and non-Greeks that certain visible celestial bodies are gods (885e). The Athenian takes Clinias to be too dismissive of atheists, attributing their belief to a lack of self-control and desire for pleasure (886a-b). The Athenian explains that the cause of atheism is not a lack of self-control, but, rather, a materialistic cosmology (888e-890a). Atheists believe that the origins of the cosmos are basic elemental bodies randomly interacting with each other via an unintelligent process. Craft, which is an intelligent process, only comes into effect later once humans are created. There are two types of craft. First, there are those that cooperate with natural processes and are useful such as farming. Second, there are those that do not cooperate with natural processes and are useless such as law and religion. Hence, Atheists hold that the cosmos is directed via blind random chance and things like religion and law are products of useless crafts.

The Athenian responds by defending an alternative cosmology, which reverses the priority of soul and matter. Readers should be warned that the argument is obscure, difficult, and probably invalid; let this merely serve as a sketch of the main moves in it. The Athenian begins by explaining that there are two types of motions. On the one hand, there is “transmitted motion,” which moves other things, but cannot move unless another motion moves it. On the other hand, there is “self-motion,” which moves itself as well as other things (894b-c). The first motion cannot be a transmitted motion or else there would have to be an infinite series of transmitted motion (894e). Additionally, imagine, for instance, that there was a complete rest, the only thing that could initiate motion again would be self-motion (895a-b). Thus, the first motion must be self-motion (895c).

Having established that the first cause is self-motion, the Athenian examines the nature of self-motion. He argues that a thing that moves itself must be said to be alive and whatever has a soul is alive (895c). In fact, the definition of soul is motion capable of moving itself (895e-896a). From this he concludes that soul is the first source of movement and change in everything and is prior to material things (896c-d). The Athenian asserts that if soul is prior to material bodies, then the attributes of soul (such as true belief and calculation) are also prior to material things (896d). Since soul is the cause of all things, it follows that it is the cause of both good and bad (896d). The Athenian concludes that since the soul dwells in and governs all moving things, it must govern the universe (896d-e).

The argument is not yet complete, however. At this point, even if the argument is sound, it does not establish that there are gods. At best, it only shows that there is at least one or two souls responsible for the motions in the world. The Athenian must show that the qualities that this self-moving soul possesses are divine and worthy of being called a god. This is what he does next by connecting the rationality of the soul with the divine and virtue (897b-899b).

The argument raises a number of interpretative and philosophical questions. One of the more tantalizing questions concerns Plato’s inclusion of a bad soul which is responsible for evil (896e). What is the nature of this bad soul and why does Plato include it? Most commentators have denied that the bad soul is anything like the devil; some hold it is cosmic evil in the universe generally, while others maintain it is located in humans. The inclusion of this issue is related to the problem of evil . The general worry is that if the world is governed by a rational, powerful, and good god (or gods), what explains the inclusion of evil in the world? Why would a rational, powerful, and good god allow for evil? Plato offers various answers. For example, in the Timaeus (42e-44d), evil is said to come from disorderly movements associated with necessity, in the Theaetetus (176a-b), evil is said to come from mortals, and in the Statesman (269c-270a), evil is said to come from god releasing control. Accordingly, the Laws is unique in that evil is explicitly tied to the soul. How we understand the nature of this evil soul will explain whether the view articulated in the Laws is compatible or incompatible with these other texts.

b. Deism and Traditional Theism

Having taking himself to refute atheism, the Athenian takes on deism and traditional theism. He notes that some youths have come to believe that the gods do not care about human affairs because they have witnessed bad people living good lives (899d-900b). The Athenian responds to this charge by arguing that the gods know everything, are all powerful, and are supremely good (901d-e). Now if the gods could neglect humans it would be through ignorance, lack of power, or vice. However, because the gods clearly are not like this, the gods must care about the affairs of humans (901e-903a).

However, the Athenian recognizes that not everyone will be moved by this argument and offers a myth that he hopes will persuade doubters (903b-905d). The myth declares that each part of the cosmos was put together with a mind towards the well-being of the whole cosmos and not any single part. Humans go wrong in thinking that the cosmos is created for them; in reality, humans are created for the good of the cosmos. After this, the Athenian describes a process of reincarnation in which good souls are transferred to better bodies and bad souls to worse bodies. Thus, the unjust will wind up with bad lives and the just will wind up with good lives in the end.

The first part of this myth is important for what it teaches us about Plato’s ethical theory. Ancient ethical theories are often criticized as being too egoistic; that is, they overly focus on the happiness of the individual and not on the contribution to the happiness of others. However, this myth reveals that, at least for Plato in the Laws , this is inaccurate. The myth moves individuals away from their own selfish concerns to the good of everyone generally.

After this, the Athenian swiftly dismisses traditional theism. He maintains that the gods are rulers since they manage the heavens (905e). But what type of earthly rulers do the gods resemble? If traditional theism were true, the gods would resemble petty and greedy rulers (906a-e). But this is an absurd conception of the gods, who are the greatest of all things (907b). Hence, traditional theism must be wrong.

Setting aside issues of how to understand Plato’s theology in the Laws , there is the general question of why Plato thinks impiety will undermine the political system of Magnesia. It is easy enough to see why the deist and traditional theist pose a threat. If the gods are indifferent to human affairs or can be persuaded, then either the gods do not care about citizens disobeying the law or they can be bribed out of caring. It is less clear why the Athenian is concerned about atheists, however. Although he thinks that cultural relativism is a consequence of the atheist’s cosmological views, he admits that not all atheists are vicious and some are good (908b-c). Whatever the answer is, it is clear that Plato thinks that belief in god is in some way tied to thinking that morality is objective. This is a surprising stance in light of the claims put forth in the Euthyphro in which it is argued that ethical truths do not depend on the gods. These two texts are not necessarily inconsistent with each other; nonetheless, there is clearly a tension that requires explanation (see  Divine Command Theory ).

13. Book 11 and 12

Book 11 and the beginning of 12 discuss various laws, which only have a loose relation to each other. Most of this section is relatively self-explanatory and does not warrant additional comment. This section addresses: property law (913a-915c), commercial law (915d-922a), family law (922a-932d), and miscellaneous laws (932e-960c). Within the discussion of miscellaneous laws, the Athenian discusses an important office, “the scrutineers” (12.945b-948b). The function of scrutineers is to audit the officials of the city and to punish them when necessary. The scrutineers play an essential role in the system of checks and balances in Magnesia. But what ensures that the scrutineers themselves are not corrupt? To ensure that the scrutineers are not themselves corrupt, they must be citizens with proven reputation for good character and capable of approaching matters impartially. However, if an official feels they are being unfairly treated by a scrutineer, they can accuse the scrutineers and a trial will be held to determine the truth.

b. Nocturnal Council

The Laws ends with a discussion of the “nocturnal council,” so named because they meet daily from dawn until sunrise (951c-952d, 961a-968e). The nocturnal council is an elite group of elderly citizens, who have proven their worth by winning honors and have traveled abroad to learn from other states. The nocturnal council plays three roles in the city. First, they will be in charge of supplementing and revising the law in light of changing circumstances, while still keeping with the original spirit of the law. Second, the nocturnal council will study the ethical principles underlying the law. This involves studying the nature of virtue itself, discovering the ways in which the individual virtues of moderation, courage, wisdom and justice are really one Virtue. In addition, members of the nocturnal council will study cosmology and theology. Third, they will explore how these philosophical and theological ideas can be applied to the law. They are to ensure that, as far as possible, the law is in harmony with the philosophical principles they have learned.

The nocturnal council will bring to mind the Republic ’s philosopher rulers in charge of the Callipolis. How similar they are depends on what kind of authority is granted to the nocturnal council. In the Callipolis, the philosopher rulers have absolute power, but it is far from clear whether this is the case for the nocturnal council. Indeed, it is a subject of much dispute. The difficulty stems from the fact that a few passages suggest that the nocturnal council will be entrusted with unrestricted power (7.818c, 12.968c, 12.969b). That being said, much of the Laws issues warnings about unrestricted power (see especially 3.691a-d, 4.713c, 9.875a-b); thus, it would be strange for the book to end with a renunciation of this thesis.

14. References and Further Reading

A. standard greek texts.

  • Burnet, J. (ed.), Platonis Opera . Vol. 5. (Oxford: Oxford Classical Texts, 1907).
  • Des Places, É. and Diès, A. (eds. and trans.) 1951-1956. Platon: Oeuvres Complètes . Vols. 11-12. (Budé edn. Paris: Société d’ Édition Les Belles Lettres), 1951-1956).

b. English Translations

  • Bury. R. G. Plato: Laws (Vol. 1 and 2). Loeb Classical Library, Plato Volume 10 and 11. (Cambridge, MA: Harvard University Press) English translation side by side with the Greek text.
  • A more literal translation of the text, matching English words and Greek words with precision.
  • Griffith, T. Plato: The Laws . Cambridge Texts in the History of Political Thought, ed. M. Schofield (Cambridge: Cambridge University Press, 2016)
  • A more stylized translation of the text that aims for readability. In addition, it breaks the text into smaller sections, offering a brief analysis of each.

c. General Discussions and Anthologies

  • An anthology that surveys philosophical debates concerning the Laws. Chapter 1, authored by Malcom Schofield, provides a helpful overview of the Laws .
  • A brief article that provides an overview of the Laws with a focus on political thought.
  • An anthology with chapters dedicated to each book of the Laws .
  • Stalley, R. F. An Introduction in Plato’s Laws. (Indiana: Hackett Publishing, 1983).

d. Culture, Laws, and Context

  • An optimistic assessment of the role of women in the Laws .
  • Details the various religious and political policies in the Laws , as well as placing them in a historical and cultural context.
  • Discusses the historical and cultural context underlying the laws of Magnesia.
  • Offers a literary interpretation of the Laws .
  • Discusses how private property affects gender politics in Plato’s philosophy. Okin argues that Plato’s reintroduction of private property in the Laws results in more traditional roles for women than in the Republic .
  • Anthology that focuses on the culture and music in Plato’s Law.
  • Reid, J. “The Offices of Magnesia.” Polis 37 (2020): 567-589.
  • Saunders, T. J. Plato’s Penal Code . (Oxford: Oxford University Press, 1991).

e. The Preludes

  • Annas, J. Virtue and Law in Plato and Beyond . (New York: Oxford University Press, 2017).
  • Chapter 2 argues that the persuasion in the Laws is sometimes rational and truthful, and other times non-rational and deceptive.
  • Defends a middle reading of the preludes, which compares the use of rhetoric in the Laws to that of the Phaedrus .
  • Defends the rational interpretation of the preludes.
  • Defends a middle reading of the preludes, according to which the preludes offer an ideal of law, but because of the psychological limitations of the citizens, the actual preludes involves are non-rational.
  • Defends a non-rational interpretation of persuasion.
  • Argues that there is less political deception in Magnesia than in the Callipolis.

f. Ethics, Moral Psychology, and Political Thought

  • A classic study of Plato’s political thought.
  • Compares the moral psychology advanced in the Republic to that of the Laws . Argues that the moral psychology in the Laws shares commonalities with Aristotle’s view of the effects of poetry.
  • Examines Plato’s moral psychology from the Phaedo to the Laws and concludes that Magnesia is Plato’s new utopia.
  • Argues that Plato does allow for weakness of will in the Laws.
  • Klosko, G. “The Nocturnal Council in Plato’s Laws.” Political Studies 36 (1988): 74-88.
  • Klosko, G. The Development of Plato’s Political Theory . (London, Methuen, 1986).
  • Meyer, S. S. Plato: The Laws 1 & 2 . Translated with an Introduction and Commentary. (Oxford: Oxford University Press, 2015).
  • Part three discusses Plato’s political thought in the Laws .
  • Discusses the moral psychology in the Laws .
  • An influential article on voluntary wrongdoing in the Laws .
  • Chapter 9 discusses Plato’s distinction between injury and injustice and relates it to the idea that justice is beautiful and injustice is shameful.
  • Discusses Plato’s account of moral psychology and its relation to Book 9.
  • Presents an alternative reading of the puppet metaphor according to which it does not support weakness of will.

g. Theology

  • Chapter 8 discusses Plato’s account of cosmic evil in Laws 10.
  • Offers a line by line commentary and discussion of Book 10.
  • Chapters 8 and 11 focus on theology in the Laws .
  • Discusses how the context in which the Athenian presents his theology constrains the account given.
  • Solmsen, F. Plato’s Theology . (Ithaca: Cornell University Press, 1942).
  • Discusses Plato’s cosmology and theology in the Laws by connecting it to Plato’s methodology and ideas explored in the Phaedo, Statesman, Philebus , and Timaeus .

Author Information

Nicholas R. Baima Email: [email protected] Florida Atlantic University U. S. A.

An encyclopedia of philosophy articles written by professional philosophers.

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DeSantis tweaks Florida book challenge law, blames liberal activist who wanted Bible out of schools

FILE - Florida Gov. Ron DeSantis answers questions from the media, March 7, 2023, at the state Capitol in Tallahassee, Fla. DeSantis admits the book challenge law he enacted two years ago is causing problems for school districts. He signed a bill Tuesday, April 16, 2024, that adjusts the law that made it easy for anyone to have any book removed from school libraries and classrooms, either temporarily or permanently. (AP Photo/Phil Sears, File)

FILE - Florida Gov. Ron DeSantis answers questions from the media, March 7, 2023, at the state Capitol in Tallahassee, Fla. DeSantis admits the book challenge law he enacted two years ago is causing problems for school districts. He signed a bill Tuesday, April 16, 2024, that adjusts the law that made it easy for anyone to have any book removed from school libraries and classrooms, either temporarily or permanently. (AP Photo/Phil Sears, File)

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TALLAHASSEE, Fla. (AP) — Two years ago, Democrats repeatedly and forcefully warned Republicans and Gov. Ron DeSantis that a new law making it easier to challenge school books was so broadly worded that it would create havoc across the state.

Now they can say, “I told you so.”

DeSantis backtracked on the 2022 law on Tuesday when he signed a bill narrowing its focus. He blamed liberal activists for abusing the law, not the citizens whose objections to certain books account for the majority of book removals from school libraries and classrooms.

“The idea that someone can use the parents rights and the curriculum transparency to start objecting to every single book to try to make a mockery of this is just wrong,” DeSantis said the day before the bill signing. “That’s performative. That’s political.”

Coincidentally, PEN America, a group that fights book bans, issued a report Tuesday saying Florida is responsible for 72% of the books that have been pulled from the nation’s schools in the first half of the current school year.

The organization said liberal activists are not the ones who should be blamed for abusing the law.

FILE - Former State Attorney Andrew Warren speaks during a news conference Friday, Jan. 20, 2023 in Tampa. Changing course, Warren, a Democratic Florida prosecutor suspended from office by Republican Gov. Ron DeSantis said Tuesday, April 16, 2024, he will seek reelection while a court battle continues over his 2022 removal from the post. (Chris Urso//Tampa Bay Times via AP, File)

“The majority of books that we see being removed are books that talk about LBTQ+ identities, that include characters of color, that talk about race and racism, that include depictions of sexual experiences in the most broadest interpretation of that understanding,” said Kasey Meehan, Pen America’s Freedom to Read program director.

Those challenges are being made by conservative individuals and groups such as Moms For Liberty, Meehan said.

The original law allowed any person — parent or not, district resident or not — to challenge books as often as they wanted. Once challenged, a book has to be pulled from shelves until the school district resolves the complaint. The new law limits people who don’t have students in a school district to one challenge per month.

The PEN America report says Florida is responsible for 3,135 of the 4,349 school book bans in the United States so far this school year. Just this week in conservative Clay County, one person challenged 40 books, Meehan said.

Before dropping out of the Republican presidential primary , DeSantis campaigned heavily on his education platform, including the law giving people more power to challenge books.

“It’s just a big mess that DeSantis created and now he’s trying to disown it, but I don’t know if he’ll be able to distance himself from this because he campaigned on it so hard,” said House Democratic Leader Fentrice Driskell.

It’s not the only example of the tough-talking governor having to make adjustments to ideology he championed while seeking the White House.

He also has made concessions in the settlement of several lawsuits involving the state and Walt Disney World. The dispute between them erupted in 2022 after the company spoke out against a DeSantis-backed law that opponents dubbed “Don’t Say Gay.” The law bans classroom lessons on gender identity and sexual orientation.

The Associated Press asked DeSantis’ office for examples of liberal activists abusing the law and it provided one: Chaz Stevens, a South Florida resident who has often lampooned government. Stevens raised challenges in dozens of school districts over the Bible, dictionaries and thesauruses.

The change to the law “ensures that book challenges are limited for individuals, like Chaz, who do not have children with access to the school district’s materials,” DeSantis spokeswoman Julia Friedland said in an email. She didn’t reply to follow-up emails requesting more examples.

Stevens, who 11 years ago made national news when he installed a Festivus pole made out of beer cans across from a nativity scene displayed in the Capitol, was delighted DeSantis’ office singled him out.

“When they need to make stupid stupider, they send me up. I’m part comedian, I’m part activist, I’m part artist. I just want a better society,” Stevens said. “I’m an idiot, but a smart guy at the same time.”

While DeSantis’ predecessor, current Republican Sen. Rick Scott, allowed what was then called the “free speech zone” in the Capitol rotunda, the rules changed under DeSantis and new barriers were put in place to use Capitol space for political expression. The League of Women Voters and Stevens are among the applicants who have been denied access under the new rules.

“I didn’t realize that I have the power of millions!” Stevens said. “I’m just one guy. I’m an agitator. I know my role in this.”

Driskell pointed out that DeSantis was warned there would be problems when the book ban law passed in 2022.

“We told him so. The Florida House Democrats on the floor — in our debate, in our questioning — pointed out the vagueness in the original law and how it could be subject to abuse,” she said. “Chaz is not the problem. It’s the folks who are taking liberties with the law who are the problem.”

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Book Bans Continue to Surge in Public Schools

More books were removed during the first half of this academic year than in the entire previous one.

Several books banned in the United States laid out across a table, among them Toni Morrison’s “The Bluest Eye”; Gay Juno Dawson’s “This Book Is Gay”; and Laurie Halse Anderson’s “Speak.”

By Alexandra Alter

Book bans in public schools continued to surge in the first half of this school year, according to a report released on Tuesday by PEN America, a free speech organization.

From July to December 2023, PEN found that more than 4,300 books were removed from schools across 23 states — a figure that surpassed the number of bans from the entire previous academic year.

The rise in book bans has accelerated in recent years, driven by conservative groups and by new laws and regulations that limit what kinds of books children can access. Since the summer of 2021, PEN has tracked book removals in 42 states and found instances in both Republican- and Democratic-controlled districts.

The numbers likely fail to capture the full scale of book removals. PEN compiles its figures based on news reports, public records requests and publicly available data, but many removals go unreported.

Here are some of the report’s key findings.

Book removals are continuing to accelerate

Book bans are not new in the United States. School and public libraries have long had procedures for addressing complaints, which were often brought by parents concerned about their children’s reading material.

But the current wave stands out in its scope. Censorship efforts have become increasingly organized and politicized, supercharged by conservative groups like Moms for Liberty and Utah Parents United, which have pushed for legislation that regulates the content of library collections. Since PEN began tracking book bans, it has counted more than 10,000 instances of books being removed from schools. Many of the targeted titles feature L.G.B.T.Q. characters, or deal with race and racism, PEN found.

Florida had the highest number of removals

Florida’s schools had the highest number of book bans last semester, with 3,135 books removed across 11 school districts. Within Florida, the bulk of bans took place in Escambia County public schools , where more than 1,600 books were removed to ensure that they didn’t violate a statewide education law prohibiting books that depict or refer to sexual conduct. (In the sweep, some schools removed dictionaries and encyclopedias.)

Book removals have spiked in Florida because of several state laws, passed by Gov. Ron DeSantis and a Republican-controlled legislature, that aim in part to regulate reading and educational materials.

Florida has also become a testing ground for book banning tactics around the country, said Kasey Meehan, the program director of PEN America’s Freedom to Read Program.

“In some ways, what’s happening in Florida is incubated and then spread nationwide," she said. “We see the way in which very harmful pieces of legislation that have led to so much of the book banning crisis in Florida have been replicated, or provisions of those laws have been proposed or enacted in states like South Carolina and Iowa and Idaho.”

Books depicting sexual assault are increasingly being targeted

With the rise of legislation and policies that aim to prohibit books with sexual content from school libraries, books that depict sexual assault have been challenged with growing frequency. PEN found that nearly 20 percent of books that were banned during the 2021-2023 school years were works that address rape and sexual assault.

Last year, several books that deal with sexual violence were removed from West Ada School District in Idaho, among them a graphic novel edition of Margaret Atwood’s “The Handmaid’s Tale,” the poetry collection “Milk and Honey” by Rupi Kaur, Jaycee Dugard’s memoir, “A Stolen Life” and Amy Reed’s young adult novel, “The Nowhere Girls.”

In Collier County, Fla., public school officials — aiming to comply with a new law that restricts access to books that depict “sexual conduct” — removed hundreds of books from the shelves last year, including “Their Eyes Were Watching God,” by Zora Neale Hurston; “A Time To Kill,” by John Grisham; and “The Bluest Eye” by Toni Morrison.

A movement to counter book bans is growing

Opponents of book bans — including parents, students, free speech and library organizations, booksellers and authors — are leading an organized effort to stop book removals, often with the argument that book bans violate the First Amendment, which protects the right to access information.

Last fall, hundreds of students in Alaska’s Matanuska-Susitna Borough School District staged a walkout to protest challenges to more than 50 books. At a school board meeting last October in Laramie County, Wyo., students held a “read-in” to silently protest book bans. Elsewhere, students have formed banned books clubs, held marches and created free community bookshelves in their towns to make titles more accessible.

Legislatures in California and Illinois have passed “anti-book ban” laws. In several states, including Texas and Florida , lawsuits have been filed in an effort to overturn legislation that has made it easier to ban books.

“In nearly every case that’s come forward, judges have been finding that these laws are unconstitutional,” said Jonathan Friedman, who oversees PEN America’s U.S. Free Expression programs. Still, Friedman said it could take years for the laws to be challenged and possibly overturned, and noted that new legislation keeps proliferating.

“I don’t have the sense that this issue is about to go away,” he said.

Alexandra Alter writes about books, publishing and the literary world for The Times. More about Alexandra Alter

Florida revises book ban law in omnibus education bill

by JACK LEMNUS | WPEC Staff

FILE - The bill, HB 1285, limits residents who don't have children in the school district from reporting more than one book per month. (AP Photo/Phil Sears, File){br}

JACKSONVILLE, Fla. (WPEC) — Gov. DeSantis signed a comprehensive education bill Tuesday that quietly revised Florida's current book removal law.

Included in a bill containing over a dozen items, the book banning provision is intended to dispel claims that the state is being too restrictive on education, DeSantis said at the bill signing in Jacksonville.

The new law, HB 1285 , limits residents who don't have children in the school district from reporting more than one book per month.

"Community members who don't have kids in school, some say, 'Well why should they be able to get involved in this curriculum?'" DeSantis said. "Some of them pay taxes. I wouldn't say someone who doesn't have kids in school doesn't have interest."

This comes nearly a month after DeSantis called on the legislature and Department of Education to “reform” the book banning policies in response to public criticism.

Since the original bill, HB 1069 , became law last year, thousands of books have been banned or flagged for removal around the state, including "To Kill a Mockingbird," "The Autobiography of Malcolm X" and "The Diary of a Young Girl by Anne Frank."

Images of emptied libraries and classroom shelves floated around social media, posted by teachers and librarians who said they were trying to comply with the law’s restrictions.

The governor has since stepped back from the original policy pushed by his administration and the education commission, saying people have been using the book bans to support a "false political narrative."

"We're not trying to create a cottage industry of people that are trying to use this to advance themselves," DeSantis said, calling bans on classic literature like "To Kill a Mockingbird," "absurd."

HB 1285 covers both K-12 and higher education touching on everything from charter schools to dual enrollment.

The new law provides benefits for military families and allows private schools to use public facilities, such as libraries and museums. It also bars higher education institutions from prohibiting students from working full or part time while seeking a degree.

A focal point for the governor and Florida Commissioner of Education, Manny Diaz, Jr. was an expansion on "classical education," which is an alternative to public schooling that is heavily oriented toward liberal arts.

"The classical model is very different," Diaz said. "It's going back to our founding impetus of education."

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Report: Last year ended with a surge in book bans

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Elizabeth Blair

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Cumulative book bans in the United States, July 1, 2021 - December 31, 2023. See the full PEN America report here. PEN America hide caption

Cumulative book bans in the United States, July 1, 2021 - December 31, 2023. See the full PEN America report here.

PEN America says there was an "unprecedented" surge in book bans during the latter half of 2023, according to a new report.

The free expression group says that from July-December of last year, it recorded 4,349 instances of book bans across 23 states and 52 public school districts. The report says more books were banned in those six months than in the 12 months of the 2022-2023 school year.

Adults have a lot to say about book bans — but what about kids?

Adults have a lot to say about book bans — but what about kids?

PEN America says it draws its information on bans from "publicly available data on district or school websites, news sources, public records requests, and school board minutes."

Among the key takeaways:

  • The vast majority of school book bans occurred in Florida, with 3,135 bans across 11 of the state's school districts. A spokesperson with Florida's Department of Education declined NPR's request for comment.
  • Book bans are often instigated by a small number of people. Challenges from one parent lead to a temporary banning of 444 books in a school district in Wisconsin.
  • Those who ban books often cite "obscenity law and hyperbolic rhetoric about 'porn in schools' to justify banning books about sexual violence and LGBTQ+ topics (and in particular, trans identities)," the report says.
  • There is a similar surge in resistance against the bans, says the report. Authors, students and others are "fighting back in creative and powerful ways."

Who's doing the banning?

A study by The Washington Post found that in 2021-2022, "Just 11 people were responsible for filing 60 percent" of book challenges.

At a press conference today, free expression advocates from around the country that joined PEN America to discuss bans talked about the seemingly-outsized power of a small, but vocal, group.

American Library Association report says book challenges soared in 2023

American Library Association report says book challenges soared in 2023

High school senior Quinlen Schachle, the president of the Alaska Association of Student Governments, said when he attends school board meetings, "It's, like, [the same] one adult that comes up every day and challenges a new book. It is not a concerned a group of parents coming in droves to these meetings."

Laney Hawes, Co-Director of the Texas Freedom to Read Project said books are often banned because of "a handful of lists that are being circulated to different school districts" and not because of "a parent whose child finds the book and they have a problem with it."

To fight so-called book bans, some states are threatening to withhold funding

To fight so-called book bans, some states are threatening to withhold funding

PEN America defines a book ban as "any action taken against a book based on its content...that leads to a previously accessible book being either completely removed from availability to students, or where access to a book is restricted or diminished."

The conservative American Enterprise Institute took exception to PEN America's April 2022 banned books report . In a report for the Education Freedom Institute, AEI said it found that "almost three-quarters of the books that PEN listed as banned were still available in school libraries in the same districts from which PEN claimed they had been banned."

You can read PEN America's full report here .

This story was edited by Jennifer Vanasco.

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Federal appeals court upholds block on texas law restricting ‘explicit’ books.

House Bill 900 requires books sold in the state be rated for sexual content by the book seller, similar to how Hollywood rates movies.

A federal appeals court upheld a block on a portion of a Texas law that would require booksellers to rate books for sexual content in order to sell them to schools in the state.

A federal appeals court this week declined to reconsider a ruling that blocked part of a Texas law requiring book sellers to rate their own works for sexual content before selling to schools in the state.

Tuesday's decision from the Fifth Circuit Court of Appeals effectively keeps key portions of House Bill 900 — known as the Restricting Explicit and Adult-Designated Educational Resources, or READER, Act — from going into effect.

"HB 900 is a disastrous bill that would censor books, that would impose censorial regimes on publishers, that would effectively label books as inappropriate for kids, and would have a chilling effect on authors and really impose on student's right to access important literature," said Elly Brinkley, a legal fellow with the free speech advocacy organization PEN America.

Booksellers sued the state last year shortly after HB 900 was signed into law, saying it violated the First Amendment and was too pricy and unworkable. A three-judge panel agreed in January, and the full appeals court upheld that decision in a 9-8 ruling.

Brinkley said a similar law was also blocked in Iowa .

"These laws are sort of patently absurd and, on their face are antithetical to First Amendment values," she said.

The dissenting judges argued "nothing in the First Amendment prevents states from taking steps to shield children" from sexual content.

"States have a profound interest in protecting the innocence of children from various adult activities. We don't let children buy alcohol. We don't let them gamble. They're not supposed to smoke," the judges wrote. "We also shield them from sexually explicit materials."

The bill's author, state Rep. Jared Patterson, said in a statement posted to X that the ruling was "disappointing."

"Any judge claiming the State of Texas cannot require government vendors to ensure they don't send sexually explicit content to children in our schools is just plain wrong," he wrote.

He urged Texas Attorney General Ken Paxton to immediately appeal to the U.S. Supreme Court.

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Red states threaten librarians with prison — as blue states work to protect them

Sam Lee, a leader of the Connecticut Library Association, heads to work these days torn between hope and fear.

She’s encouraged because legislators in her state proposed a bill this year making it harder for school boards to ban library books. But she’s fearful because Connecticut, like America, is seeing a sustained surge in book challenges — and she wonders if objectors will see the legislation as a reason to file more complaints.

“I would like to be optimistic,” Lee said. “But having been in my position for the last few years … I don’t know, it really feels like it’s been forever. And I am worried the book banners are just going to be emboldened.”

The bill in Connecticut, pending before an education committee, is one of a raft of measures advancing nationwide that seek to do things like prohibit book bans or forbid the harassment of school and public librarians — the first such wave in the country, said John Chrastka, director of library advocacy group EveryLibrary. Legislators in 22 mostly blue states have proposed 57 such bills so far this year, and two have become law, according to a Washington Post analysis of state legislative databases and an EveryLibrary legislative tracker.

But the library-friendly measures are being outpaced by bills in mostly red states that aim to restrict which books libraries can offer and threaten librarians with prison or thousands in fines for handing out “obscene” or “harmful” titles. At least 27 states are considering 100 such bills this year, three of which have become law, The Post found. That adds to nearly a dozen similar measures enacted over the last three years across 10 states.

Lawmakers proposing restrictive bills contend they are necessary because school and public libraries contain graphic sexual material that should not be available to children. Some books’ “sole purpose is sexual gratification,” said West Virginia Del. Brandon Steele (R), who introduced a bill that would allow librarians to be prosecuted for giving obscene titles to minors.

“It is strictly about pornography,” Steele said. “On that limited basis, this isn’t going to have the chilling effect people think it’s going to.”

But other lawmakers say bills like Steele’s are ideologically driven censorship dressed up as concern for children. They note that, as book challenges spiked to historic highs over the past two years, the majority of objections targeted books by and about LGBTQ people and people of color.

“To attack library books, you’re attacking the ability to learn, grow, think,” said Missouri state Rep. Anthony Ealy (D), who introduced a bill this year to prohibit book bans in public libraries. It “has nothing to do with protecting kids.”

Chrastka of EveryLibrary said he fears red and blue parts of America are charting different courses for the future of reading.

“I see an emerging divide about the right to read, the right to access stories about people like you, the right to be yourself in the library,” he said. “We do have two Americas settling into place.”

Banning book bans

The protective library laws being pushed around the country run the gamut: From increasing funding to adding school librarians to campuses to forbidding “discrimination” in choosing which books to stock.

A bill pending in New Jersey grants librarians the right to sue if they suffer “emotional distress, defamation, libel, slander [or] damage to reputation” due to harassment from someone displeased with their books. Another, in California , stipulates public libraries cannot remove books “for partisan or political reasons.”

“We never thought we’d need it in writing,” said Rene Hohls, president of the California School Library Association. “But we’re grateful that our representatives are paying attention to this and putting it out there.”

Many bills lay out procedures to guide book challenges. Some measures say objectors must prove they have read the book they are challenging. Others mandate book review committees must include members of minority racial groups.

Still other measures, focused on public libraries, build on state and federal laws that forbid discrimination in public places due to a person’s race, sex or gender. These bills assert that removing titles about, say, LGBTQ people, would violate the equal protection clause of the Constitution.

“If we’re not turning people away from the door based on the color of their skin or the fact they’re wearing a rainbow pride flag, we should not be taking their books off the shelf,” said Chrastka of EveryLibrary. His organization developed sample language for this sort of law and has worked with lawmakers in roughly half a dozen states to introduce bills this year.

Other protective bills outlaw book removals. Some draw inspiration from an Illinois law enacted last year that prohibits “the practice of banning specific books or resources.” At the time, Gov. J.B. Pritzker declared his state was “showing the nation what it really looks like to stand up for liberty.”

Across the country, c0-president of the Vermont School Library Association Rebecca Sofferman was thrilled to see it.

This year, Vermont lawmakers have proposed three protective bills. One would prohibit removing library books due to “school board members’ or member of the public’s discomfort, personal morality, political views, or religious views.”

A few weeks ago, Sofferman drove to Montpelier to testify in favor of one of these bills, which she called “heartening.”

“Even if the laws don’t pass,” she said, “they get people talking.”

Librarians face jail time

Some restrictive library bills give parents more power over book selection, for example requiring schools obtain parental sign-off before providing children sexually explicit content. Another common move is to require that libraries post lists of their books for parental review.

But the majority of the bills work the same way. They eliminate long-established exemptions from prosecution for librarians — sometimes teachers and museum employees, too — over obscene material. Almost every state adopted such carve-outs decades ago to ensure schools, museums and libraries could offer accurate information about topics such as sex education.

Removing the exemption means librarians, teachers and museum staffers could face years of imprisonment or tens of thousands in fines for giving out books deemed sexually explicit, obscene or “harmful” to minors. For example, an Arkansas measure passed last year says school and public librarians can be imprisoned for up to six years or fined $10,000 if they hand out obscene or harmful titles.

The law protects children and doesn’t harm librarians unless they’re doing something awful, bill sponsor Sen. Dan Sullivan (R) said at the time: “If they don’t knowingly violate [the law], they’re free and clear.”

Seventeen states are weighing some version of this measure, The Post found. That comes after at least eight states enacted such laws between 2021 and last year, although two were later vetoed and one was blocked by the courts.

The Post could not find an instance in which a librarian has been charged under these laws. But Peter Bromberg of the Utah Library Association pointed out several recent cases in which police were called to schools or launched investigations over books — in Missouri , Texas and South Carolina .

It has forged a poisonous atmosphere for librarians, said Megan Tarbett, a county library director in West Virginia and president of her state’s library association. West Virginia considered a bill this year ending exemptions from prosecution over “obscene” material for schools, public libraries and materials, but it failed to pass.

Even so, Tarbett said, she worries legislators will reintroduce the bill, scaring potential librarians away from the profession: “It’s going to be hard where you could go to jail for doing your job.”

In some places, librarians have already called it quits.

Tara White was appointed Elkhart Community Schools’ director of literacy in 2015. For the first several years, she never fielded a book challenge — until 2021, when community members objected to 60 titles, she said. When she defended the books, a conservative website claimed she was fighting for porn in school.

Then last year, Indiana passed a law declaring school employees can face criminal prosecution — leading to a possible $10,000 fine or 2½ years of jail time — for handing out sexual material that is “harmful to minors.”

White resigned.

“I loved being a librarian and … helping every student find themselves in a book,” White said. But while certain she wasn’t actually “breaking the law, nobody wants to go through that process.”

Nobody wants to go to jail, she said, for giving children books.

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