viva in dissertation

PhD Viva Voces – A Complete Guide
Doing a PhD
A PhD viva involves defending your thesis in an oral examination with at least two examiners.
The aim of a PhD viva is to confirm that the work is your own , that you have a deep understanding of your project and, overall, that you are a competent researcher .
There are no standard durations, but they usually range from one to three hours, with most lasting approximately two hours .
There are six outcomes of a PhD viva: (1) pass without corrections (2) pass subject to minor corrections, (3) pass subject to major corrections, (4) downgrade to MPhil with no amendments, (5) downgrade to MPhil subject to amendments, (6) immediate fail.
Almost all students who sit their viva pass it, with the most common outcome being ‘(2) – pass subject to minor corrections’.

What Is a PhD Viva?

A viva voce , more commonly referred to as ‘viva’, is an oral examination conducted at the end of your PhD and is essentially the final hurdle on the path to a doctorate. It is the period in which a student’s knowledge and work are evaluated by independent examiners.

In order to assess the student and their work around their research question, a viva sets out to determine:

you understand the ideas and theories that you have put forward,
you can answer questions about elements of your work that the examiners have questions about,
you understand the broader research in your field and how your work contributes to this,
you are aware of the limitations of your work and understand how it can be developed further,
your work makes an original contribution, is your own and has not been plagiarised.

Note: A viva is a compulsory procedure for all PhD students, with the only exception being when a PhD is obtained through publication as opposed to the conventional route of study.

Who Will Attend a Viva?

In the UK, at least two examiners must take part in all vivas. Although you could have more than two examiners, most will not in an attempt to facilitate a smoother questioning process.

One of the two examiners will be internal, i.e. from your university, and the other will be external, i.e. from another university. Regardless, both will be knowledgeable in your research field and have read your thesis beforehand.

In addition to your two examiners, two other people may be present. The first is a chairperson. This is an individual who will be responsible for monitoring the interview and for ensuring proper conduct is followed at all times. The need for an external chairperson will vary between universities, as one of the examiners can also take on this role. The second is your supervisor, whose attendance is decided upon by you in agreement with your examiners. If your supervisor attends, they are prohibited from asking questions or from influencing the outcome of the viva.

To avoid any misunderstandings, we have summarised the above in a table:


Examiners	Mandatory and minimum of 2	Your supervisor	Yes
Chairperson	Optional	Your university	No
Your Supervisor	Optional	You, in agreement of both examiners	No

Note: In some countries, such as in the United States, a viva is known as a ‘PhD defense’ and is performed publicly in front of a panel or board of examiners and an open audience. In these situations, the student presents their work in the form of a lecture and then faces questions from the examiners and audience which almost acts as a critical appraisal.

How Long Does a Viva Last?

Since all universities have different guidelines , and since all PhDs are unique, there are no standard durations. Typically, however, the duration ranges from one to three hours, with most lasting approximately two hours.

Your examiners will also influence the duration of your viva as some will favour a lengthy discussion, while others may not. Usually, your university will consult your examiners in advance and notify you of the likely duration closer to the day of your viva.

What Happens During a Viva?

Regardless of the subject area, all PhD vivas follow the same examination process format as below.

Introductions

You will introduce yourselves to each other, with the internal examiner normally introducing the external examiner. If an external chairperson is present, they too are introduced; otherwise, this role will be assumed by one of the examiners.

Procedure Explained

After the introductions, the appointed chair will explain the viva process. Although it should already be known to everyone, it will be repeated to ensure the viva remains on track during the forthcoming discussion.

Warm-Up Questions

The examiners will then begin the questioning process. This usually starts with a few simple opening questions, such as asking you to summarise your PhD thesis and what motivated you to carry out the research project.

In-Depth Questions

The viva questions will then naturally increase in difficulty as the examiners go further into the details of your thesis. These may include questions such as “What was the most critical decision you made when determining your research methodology ?”, “Do your findings agree with the current published work?” and “How do your findings impact existing theories or literature? ”. In addition to asking open-ended questions, they will also ask specific questions about the methodology, results and analysis on which your thesis is based.

Closing the Viva

Once the examiners are satisfied that they have thoroughly evaluated your knowledge and thesis, they will invite you to ask any questions you may have, and then bring the oral examination to a close.

What Happens After the Viva?

Once your viva has officially ended, your examiners will ask you to leave the room so that they can discuss your performance. Once a mutual agreement has been reached, which can take anywhere from 10 minutes to an hour, you will be invited back inside and informed of your outcome.

PhD Viva Outcomes

There are six possible outcomes to a viva:

Immediate award of degree: A rare recommendation – congratulations, you are one of the few people who completely satisfied your examiners the first time around. You do not have to do anything further at this point.
Minor amendments required: The most common recommendation – you obtain a pass on the condition that you make a number of minor amendments to your thesis, such as clarifying certain points and correcting grammatical errors. The time you have to make these changes depends on the number of them, but is usually one to six months.
Major amendments required: A somewhat uncommon recommendation – you are requested to make major amendments to your thesis, ranging from further research to collecting more data or rewriting entire sections. Again, the time you have to complete this will depend on the number of changes required, but will usually be six months to one year. You will be awarded your degree once your amended thesis has been reviewed and accepted.
Immediate award of MPhil: An uncommon recommendation – your examiners believe your thesis does not meet the standard for a doctoral degree but meets the standard for an MPhil (Master of Philosophy), a lower Master’s degree.
Amendments required for MPhil: A rare recommendation – your examiners believe your thesis does not meet the standard for a doctoral degree, but with several amendments will meet the standard for an MPhil.
Immediate fail: A very rare recommendation – you are given an immediate fail without the ability to resubmit and without entitlement to an MPhil.

Finding a PhD has never been this easy – search for a PhD by keyword, location or academic area of interest.

What Is the Pass Rate for Vivas?

Based on an analysis of 26,076 PhD students who took their viva exam between 2006 and 2017, the PhD viva pass rate in the UK is 96%; of those who passed, about 80% were required to make minor amendments to their thesis. The reason for this high pass rate is that supervisors will only put their students forward for a viva once they confidently believe they are ready for it. As a result, most candidates who sit a viva are already well-versed in their PhD topic before they even start preparing for the exam.

How Do I Arrange a Viva?

Your viva will be arranged either by the examiners or by the chairperson. The viva will be arranged at least one to two months after you have submitted your thesis and will arrange a viva date and venue that is suitable for all participants.

Can I Choose My Examiners?

At most universities, you and your supervisor will choose the internal and external examiners yourselves. This is because the examiners must have extensive knowledge of the thesis topic in order to be able to examine you and, as the author of the thesis in question, who else could better determine who they might be than you and your supervisor. The internal examiner is usually quite easy to find given they will be from your institution, but the external examiner may end up being your second or third preference depending on availability.

Can I Take Notes Into a Viva?

A viva is about testing your competence, not your memory. As such, you are allowed to take notes and other supporting material in with you. However, keep in mind that your examiners will not be overly impressed if you constantly have to refer to your notes to answer each question. Because of this, many students prefer to take an annotated copy of their thesis, with important points already highlighted and key chapters marked with post-it notes.

In addition to an annotated copy of a thesis, some students also take:

a list of questions they would like to ask the examiners,
notes that were created during their preparation,
a list of minor corrections they have already identified from their viva prep work.

How Do I Prepare for a PhD Viva?

There are several ways to prepare for a PhD viva, one of the most effective being a mock viva voce examination . This allows you to familiarise yourself with the type of viva questions you will be asked and identify any weak areas you need to improve. They also give you the opportunity to practise without the pressure, giving you more time to think about your answers which will help to make sure that you know your thesis inside out. However, a mock viva exam is just one of many methods available to you – some of the other viva preparation methods can be found on our “ How to Prepare for a PhD Viva ” page.

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Preparing For Your Dissertation Defense

13 Key Questions To Expect In The Viva Voce

By: Derek Jansen (MBA) & David Phair (PhD) . Reviewed By: Dr Eunice Rautenbach | June 2021

Preparing for your dissertation or thesis defense (also called a “viva voce”) is a formidable task . All your hard work over the years leads you to this one point, and you’ll need to defend yourself against some of the most experienced researchers you’ve encountered so far.

It’s natural to feel a little nervous.

In this post, we’ll cover some of the most important questions you should be able to answer in your viva voce, whether it’s for a Masters or PhD degree. Naturally, they might not arise in exactly the same form (some may not come up at all), but if you can answer these questions well, it means you’re in a good position to tackle your oral defense.

Viva Voce Prep: 13 Essential Questions

What is your study about and why did you choose to research this in particular?
How did your research questions evolve during the research process?
How did you decide on which sources to include in your literature review?
How did you design your study and why did you take this approach?
How generalisable and valid are the findings?
What were the main shortcomings and limitations created by your research design?
How did your findings relate to the existing literature?
What were your key findings in relation to the research questions?
Were there any findings that surprised you?
What biases may exist in your research?
How can your findings be put into practice?
How has your research contributed to current thinking in the field?
If you could redo your research, how would you alter your approach?

#1: What is your study about and why did you choose to research this in particular?

This question, a classic party starter, is pretty straightforward.

What the dissertation or thesis committee is assessing here is your ability to clearly articulate your research aims, objectives and research questions in a concise manner. Concise is the keyword here – you need to clearly explain your research topic without rambling on for a half-hour. Don’t feel the need to go into the weeds here – you’ll have many opportunities to unpack the details later on.

In the second half of the question, they’re looking for a brief explanation of the justification of your research. In other words, why was this particular set of research aims, objectives and questions worth addressing? To address this question well in your oral defense, you need to make it clear what gap existed within the research and why that gap was worth filling.

#2: How did your research questions evolve during the research process?

Good research generally follows a long and winding path . It’s seldom a straight line (unless you got really lucky). What they’re assessing here is your ability to follow that path and let the research process unfold.

Specifically, they’ll want to hear about the impact that the literature review process had on you in terms of shaping the research aims, objectives and research questions . For example, you may have started with a certain set of aims, but then as you immersed yourself in the literature, you may have changed direction. Similarly, your initial fieldwork findings may have turned out some unexpected data that drove you to adjust or expand on your initial research questions.

Long story short – a good defense involves clearly describing your research journey , including all the twists and turns. Adjusting your direction based on findings in the literature or the fieldwork shows that you’re responsive , which is essential for high-quality research.

You will need to explain the impact of your literature review in the defense

#3: How did you decide on which sources to include in your literature review?

A comprehensive literature review is the foundation of any high-quality piece of research. With this question, your dissertation or thesis committee are trying to assess which quality criteria and approach you used to select the sources for your literature review.

Typically, good research draws on both the seminal work in the respective field and more recent sources . In other words, a combination of the older landmark studies and pivotal work, along with up-to-date sources that build on to those older studies. This combination ensures that the study has a rock-solid foundation but is not out of date.

So, make sure that your study draws on a mix of both the “classics” and new kids on the block, and take note of any major evolutions in the literature that you can use as an example when asked this question in your viva voce.

#4: How did you design your study and why did you take this approach?

This is a classic methodological question that you can almost certainly expect in some or other shape.

What they’re looking for here is a clear articulation of the research design and methodology, as well as a strong justification of each choice . So, you need to be able to walk through each methodological choice and clearly explain both what you did and why you did it. The why is particularly important – you need to be able to justify each choice you made by clearly linking your design back to your research aims, objectives and research questions, while also taking into account practical constraints.

To ensure you cover every base, check out our research methodology vlog post , as well as our post covering the Research Onion .

You have to justify every choice in your dissertation defence

#5: How generalizable and valid are the findings?

This question is aimed at specifically digging into your understanding of the sample and how that relates to the population, as well as potential validity issues in your methodology.

To answer question this well, you’ll need to critically assess your sample and findings and consider if they truly apply to the entire population, as well as whether they assessed what they set out to. Note that there are two components here – generalizability and validity . Generalizability is about how well the sample represents the population. Validity is about how accurately you’ve measured what you intended to measure .

To ace this part of your dissertation defense, make sure that you’re very familiar with the concepts of generalizability , validity and reliability , and how these apply to your research. Remember, you don’t need to achieve perfection – you just need to be aware of the strengths and weaknesses of your research (and how the weaknesses could be improved upon).

Need a helping hand?

#6: What were the main shortcomings and limitations created by your research design?

This question picks up where the last one left off.

As I mentioned, it’s perfectly natural that your research will have shortcomings and limitations as a result of your chosen design and methodology. No piece of research is flawless. Therefore, a good dissertation defense is not about arguing that your work is perfect, but rather it’s about clearly articulating the strengths and weaknesses of your approach.

To address this question well, you need to think critically about all of the potential weaknesses your design may have, as well as potential responses to these (which could be adopted in future research) to ensure you’re well prepared for this question. For a list of common methodological limitations, check out our video about research limitations here .

#7: How did your findings relate to the existing literature?

This common dissertation defense question links directly to your discussion chapter , where you would have presented and discussed the findings in relation to your literature review.

What your dissertation or thesis committee is assessing here is your ability to compare your study’s findings to the findings of existing research . Specifically, you need to discuss which findings aligned with existing research and which findings did not. For those findings that contrasted against existing research, you should also explain what you believe to be the reasons for this.

As with many questions in a viva voce, it’s both the what and the why that matter here. So, you need to think deeply about what the underlying reasons may be for both the similarities and differences between your findings and those of similar studies.

Your dissertation defense needs to compare findings

#8: What were your key findings in relation to the research questions?

This question is similar to the last one in that it too focuses on your research findings. However, here the focus is specifically on the findings that directly relate to your research questions (as opposed to findings in general).

So, a good way to prepare for this question is to step back and revisit your research questions . Ask yourself the following:

What exactly were you asking in those questions, and what did your research uncover concerning them?
Which questions were well answered by your study and which ones were lacking?
Why were they lacking and what more could be done to address this in future research?

Conquering this part dissertation defense requires that you focus squarely on the research questions. Your study will have provided many findings (hopefully!), and not all of these will link directly to the research questions. Therefore, you need to clear your mind of all of the fascinating side paths your study may have lead you down and regain a clear focus on the research questions .

#9: Were there any findings that surprised you?

This question is two-pronged.

First, you should discuss the surprising findings that were directly related to the original research questions . Going into your research, you likely had some expectations in terms of what you would find, so this is your opportunity to discuss the outcomes that emerged as contrary to what you initially expected. You’ll also want to think about what the reasons for these contrasts may be.

Second, you should discuss the findings that weren’t directly related to the research questions, but that emerged from the data set . You may have a few or you may have none – although generally there are a handful of interesting musings that you can glean from the data set. Again, make sure you can articulate why you find these interesting and what it means for future research in the area.

What the committee is looking for in this type of question is your ability to interpret the findings holistically and comprehensively , and to respond to unexpected data. So, take the time to zoom out and reflect on your findings thoroughly.

#10: What biases may exist in your research?

Biases… we all have them.

For this question, you’ll need to think about potential biases in your research , in the data itself but also in your interpretation of the data. With this question, your committee is assessing whether you have considered your own potential biases and the biases inherent in your analysis approach (i.e. your methodology). So, think carefully about these research biases and be ready to explain how these may exist in your study.

In an oral defense, this question is often followed up with a question on how the biases were mitigated or could be mitigated in future research. So, give some thought not just to what biases may exist, but also the mitigation measures (in your own study and for future research).

#11: How can your findings be put into practice?

Another classic question in the typical viva voce.

With this question, your committee is assessing your ability to bring your findings back down to earth and demonstrate their practical value and application. Importantly, this question is not about the contribution to academia or the overall field of research (we’ll get to that next) – it is specifically asking about how this newly created knowledge can be used in the real world.

Naturally, the actionability of your findings will vary depending on the nature of your research topic. Some studies will produce many action points and some won’t. If you’re researching marketing strategies within an industry, for example, you should be able to make some very specific recommendations for marketing practitioners in that industry.

To help you flesh out points for this question, look back at your original justification for the research (i.e. in your introduction and literature review chapters). What were the driving forces that led you to research your specific topic? That justification should help you identify ways in which your findings can be put into practice.

#12: How has your research contributed to current thinking in the field?

While the previous question was aimed at practical contribution, this question is aimed at theoretical contribution . In other words, what is the significance of your study within the current body of research? How does it fit into the existing research and what does it add to it?

This question is often asked by a field specialist and is used to assess whether you’re able to place your findings into the research field to critically convey what your research contributed. This argument needs to be well justified – in other words, you can’t just discuss what your research contributed, you need to also back each proposition up with a strong why .

To answer this question well, you need to humbly consider the quality and impact of your work and to be realistic in your response. You don’t want to come across as arrogant (“my work is groundbreaking”), nor do you want to undersell the impact of your work. So, it’s important to strike the right balance between realistic and pessimistic .

This question also opens the door to questions about potential future research . So, think about what future research opportunities your study has created and which of these you feel are of the highest priority.

Discuss your contribution in your thesis defence

#13: If you could redo your research, how would you alter your approach?

This question is often used to wrap up a viva voce as it brings the discussion full circle.

Here, your committee is again assessing your ability to clearly identify and articulate the limitations and shortcomings of your research, both in terms of research design and topic focus . Perhaps, in hindsight, it would have been better to use a different analysis method or data set. Perhaps the research questions should have leaned in a slightly different direction. And so on.

This question intends to assess whether you’re able to look at your work critically , assess where the weaknesses are and make recommendations for the future . This question often sets apart those who did the research purely because it was required, from those that genuinely engaged with their research. So, don’t hold back here – reflect on your entire research journey ask yourself how you’d do things differently if you were starting with a blank canvas today.

Recap: The 13 Key Dissertation Defense Questions

To recap, here are the 13 questions you need to be ready for to ace your dissertation or thesis oral defense:

As I mentioned, this list of dissertation defense questions is certainly not exhaustive – don’t assume that we’ve covered every possible question here. However, these questions are quite likely to come up in some shape or form in a typical dissertation or thesis defense, whether it’s for a Master’s degree, PhD or any other research degree. So, you should take the time to make sure you can answer them well.

If you need assistance preparing for your dissertation defense or viva voce, get in touch with us to discuss 1-on-1 coaching. We can critically review your research and identify potential issues and responses, as well as undertake a mock oral defense to prepare you for the pressures and stresses on the day.

Psst... there’s more!

This post was based on one of our popular Research Bootcamps . If you're working on a research project, you'll definitely want to check this out ...

14 Comments

Very interesting

Interesting. I appreciate!

Really appreciating

My field is International Trade

Interesting

This is a full course on defence. I was fabulously enlightened and I gained enough confidence for my upcoming Masters Defence.

There are many lessons to learn and the simplicity in presentationmakes thee reader say “YesI can”

This is so helping… it has Enlightened me on how to answer specific questions. I pray to make it through for my upcoming defense

Lovely to hear that 🙂

Really educative and beneficial

Interesting. On-point and elaborate. And comforting too! Thanks.

Thank you very much for the enlightening me, be blessed

Thankyou so much. I am planning to defend my thesis soon and I found this very useful

Very interesting and useful to all masters and PhD students

Wow! this is enlightening. Thanks for the great work.

Thank you very much ,it will help me My Master Degree. and am comfortable to my defense.

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What is a viva? PhD viva, viva voce, viva process and more

If you are a PhD candidate and preparing to take the biggest step in your academic journey, you might be overwhelmed by the thought of your impending viva voce or the oral defense of your thesis.

Worry not, we are here to demystify the process and provide you with actionable tips to successfully navigate this crucial academic milestone.

Here, we will guide you through the viva process, shed light on the perspective of your examiners, and help you understand how to prepare for this pivotal examination.

Whether you’re just beginning to wrap your head around what a viva entails or are already deep in the trenches of preparation, this blog is designed to offer you comprehensive, step-by-step guidance.

By understanding the process, expectations, and preparing effectively, you can walk into your viva with confidence, ready to defend your thesis and demonstrate your deep understanding of your research area.

What is a PhD viva or viva voce?

A PhD viva or viva voce is an oral examination where you defend your thesis in front of internal examiner(s) from your institution and/or external examiner(s) from another institution specializing in your subject area.

There may be up to 5 people on your viva panel.

They are testing your knowledge and thought processed to be admitted into the degree.

Typically lasting for an hour and a half to two hours, the viva is a conversation between experts, giving you the chance to elaborate and clarify your research.

Preparation for the viva can involve ongoing conversations, with supervisors and focused development after thesis submission.

As the viva voce derives from the Latin for ‘living voice,’ let your passion for your research come alive in your defense.

As nerve-wracking as it might be, remember to relax and use this opportunity to share your contribution to your field.

Supervisors will (or at least should) conduct mock vivas to help you prepare for questions and build confidence. Ask for a mock viva if one is not offered by your supervisor.

During the viva, your supervisor may be present as a silent observer, ensuring examination conduct.

Outcomes of a viva range from:

passing without corrections,
passing with minor or major corrections,
or not passing at all.

Examiners won’t necessarily spot all mistakes, but they read your work thoroughly, engage in a comprehensive discussion, and submit independent reports before the viva.

Understand what’s expected of you in your viva (Examiner point of view)

From an examiner’s point of view, in your viva, you are expected to confidently explain and defend your thesis.

You should be well-prepared, recognizing that examiners will carefully read your work and may identify minor mistakes.

Keep in mind that examiners may not know your thesis as well as you, so be prepared to clarify and elaborate on your research.

They may ask some really simple and basic questions of you – particularly early on in your thesis defense.

It is essential to demonstrate your understanding of the topic and address any questions posed by the examiners.

You may have the option to include your supervisor or other supportive figures from your institution during the viva for moral support and to witness the examination’s conduct.

Understand that examiners typically work independently and exchange reports just before the viva, so be ready to engage in a comprehensive discussion about your work.

Focus on showcasing your:

research abilities, and
significance of your thesis

during the viva.

How to prepare for your viva exam

To prepare for a PhD viva, follow these actionable steps:

1. Familiarize yourself with your examiner’s and supervisor’s work (4-5 days): Know their research interests, potential biases, and recent publications, and consider how they might relate to your thesis.

2. Understand your thesis deeply (5-6 days): Be able to explain your research question/hypothesis, aims, theoretical framework, methods, and key results concisely. Review all the papers you discussed or mentioned in your thesis, noting their relevance to your work. Address any weaknesses in your analysis, and justify your study’s merit to earn a PhD.

3. Practice summarizing your thesis: Prepare a 200-word summary of each chapter and a 2-minute explanation of your whole thesis. Be ready to clarify your work in one or two sentences.

4. Anticipate general questions : Examples include summarizing your thesis, stating your research question or hypothesis, and discussing your main results. Prepare answers for potential questions from both a general and discipline-specific context.

5. Conduct mock vivas with your supervisor: Simulate the viva experience to get comfortable with the format, build confidence, and receive feedback on your performance.

6. Review general questions and answers (last 1-2 days): Brush up on your prepared responses and make any necessary final adjustments.

Remember, most PhD students pass their viva, so focus on preparing and confidently discussing your research.

Things to keep in mind during your viva – top tips

Here are the top tips to keep in mind during your viva:

1. Ask for clarifications if a question is unclear. Be polite and ensure you understand the question before attempting to answer it. 2. Don’t interrupt the examiner while they are asking a question. Give them time to finish, as it shows respect and allows you to fully comprehend the inquiry.

3. Be honest if you don’t know the answer to a question. Prepare a polite response for unexpected questions you cannot answer.

4. Maintain confidence without arrogance. Display a level of nervousness that reflects your dedication to the process, but avoid overconfidence or disrespect.

5. Keep your answers concise and structured. Use a clear format when providing your response, such as breaking it down into key points.

6. Speak at a moderate pace. Avoid talking too fast or too slow, as it can be distracting for the listeners. Practice controlling your speech rate during your preparations.

7. Give yourself plenty of time before the defense to prepare and relax. You should be in the right state of mind for your viva.

8. Be familiar with the protocols, format, and panel of your viva. Attend other thesis defenses, read your institution’s guidelines, and research the background of the examiners on your panel.

By following these tips, you can enter your viva well-prepared and have a successful defense. Enjoy the experience and demonstrate the hard work you have put into your research.

Wrapping up – thesis viva

Concluding our comprehensive guide on the viva process for PhD students, the final thought we leave you with is this: your PhD viva, or viva voce, is an opportunity to defend your research, a unique chance to demonstrate your motivation, strengths, and even your limitations as a researcher.

It’s important to understand the viva definition in its entirety: a viva voce is an oral test undertaken in front of a panel of examiners.

This panel usually includes one internal examiner from your institution and one external examiner from another. It may also include other experts depending on policies and practices.

Preparation is key when you get to the viva stage.

To that end, arranging a mock viva with your supervisor could help you anticipate the types of questions you’ll be asked. This practice could enable you to put your best foot forward during the real deal.

Don’t be surprised if the viva examination lasts anywhere between one and four hours.

You may be asked to elaborate on your PhD thesis, defend your field of study’s claims, discuss its strengths and weaknesses, and suggest future research opportunities. Your response to the assessment task should be in-depth and thoughtful.

Under the current COVID-19 conditions, many students are having their viva over Zoom or Skype.

In these cases, it’s important to arrange your setting to minimise distractions. Feel free to ask for clarification if the audio cuts out or you miss a question.

In preparation for your viva, review the academic profiles of your panel members, anticipate questions they might ask, and keep a copy of your thesis at hand.

Also, remember that while it’s important to provide an in-depth response, a concise explanation is ideal to avoid going on a tangent. If you’re asked about any weaknesses or limitations in your work, be honest and thoughtful in your response, highlighting your problem-solving skills as a researcher.

You’ve worked hard to reach this stage; now it’s your chance to shine! Best of luck!

Dr Andrew Stapleton has a Masters and PhD in Chemistry from the UK and Australia. He has many years of research experience and has worked as a Postdoctoral Fellow and Associate at a number of Universities. Although having secured funding for his own research, he left academia to help others with his YouTube channel all about the inner workings of academia and how to make it work for you.

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How the viva process works

The viva is a long-established part of the examination process for a research degree. The main focus of the assessment is on the written thesis/dissertation (and other outputs, for a Practice as Research students). However, the viva, which is the oral part of the assessment, is used to inform the examiners’ final assessment decision.

The viva gives the examiners the opportunity to explore any issues in detail and provide inspiring advice for your future research career. Examiners may have a strong sense of the outcome from reading the thesis, but the viva gives you an opportunity to defend your work, as well as to validate the thesis and demonstrate your skills in participating in academic discussion with research colleagues.

Viva arrangements

Your department is responsible for nominating two examiners: one internal and one external, whose names must be approved by the Faculty Dean (Postgraduate).

The internal examiner is expected to undertake any arrangements necessary for conducting the viva. You’ll then be contacted to confirm the arrangements for the examination of the thesis, including the date and time of the viva.

The viva should be held no later than two months after your examiners receive your thesis for examination unless exceptional circumstances prevent it from happening. In the case of a staff candidate, the department must nominate two external examiners, rather than an internal and an external, and an Independent Chair is appointed to oversee the examination process.

Students who fail to engage in viva arrangements, to the extent where it has not been possible to conduct a viva, shall be deemed to have withdrawn permanently from the University.

Viva format

Two formats are available as standard viva examination formats of the University: Video Link Vivas and In-Person Vivas. The availability of both video link vivas and in-person vivas means that the most appropriate format can be sought, to support any individual needs and adjustments appropriately, including cultural and/or interpersonal challenges.

Video Link Vivas provide the ability to expand the network of external examiners internationally as potential barriers, such as financial constraints, time commitments and our environmental efforts to reduce our carbon footprint, are removed. There are both financial and time-saving benefits for all viva attendees, including candidates, who will not have to bear the costs of returning to campus for their viva.

The diverse nature of some thesis and viva formats (including, but not limited to, Practice as Research examinations) are potentially not well-suited to the video link format, so this should be considered when deciding on the viva format.

In advance of the thesis submission, students should discuss with their supervisor which examination format is most appropriate and preferred. Where possible, the department will look to accommodate a student’s preference, and will liaise with the examination team before making a decision.

Venue (in-person vivas)

In cases where the viva is taking place in-person, the venue for the viva should normally be on campus, reasonably quiet and allow the viva to proceed without interruption.

The Faculty Dean (Postgraduate)’s approval is required for a viva to be held at a venue outside the University of Essex or one of its Partner Institutions.

Technical preparation (video-link vivas)

The University recommends the use of Zoom as its preferred and supported video- conferencing software. The Graduate Administrator within each Department/School will be responsible for arranging the Zoom meeting, and wherever possible a University video- conferencing room should be used.

Technical assistance will be provided by Audio Visual Services as required. This will include practical advice on the protocols of communication by video link. Time should be allowed before the start of the viva to ensure the software and equipment is working correctly, and that all parties are satisfied with the arrangement.

Who attends?

The viva will normally only involve the internal examiner, the external examiner and the student.

The Faculty Dean (Postgraduate) may appoint an Independent Chair, who is a senior member of the Academic or Research staff of the University of Essex, to oversee the conduct of the oral examination in line with the Policy for the Appointment of Independent Chairs for Research Degree Vivas (.pdf).

The student’s supervisor can only be present in exceptional circumstances, approved on an individual basis by the Faculty Dean (Postgraduate) and with the agreement of the external examiner.

The length of a viva will vary but if it is longer than two hours the internal examiner will recommend an adjournment for a break.

If you feel the need for a break earlier than two hours, please feel free to inform the examiners. Any breaks taken will not affect the outcome of the viva.

Discussion between examiners

Once you’ve submitted your thesis and the examiners have been appointed, copies of the thesis/dissertation and examination paperwork are sent to the examiners by the Postgraduate Research Education Team.

The examiners must not contact each other to discuss their assessment of your thesis, nor engage in discussion with you ahead of the viva, except for when making logistical arrangements. On the day of the viva and before seeing the student, the examiners will have a pre-viva meeting at which they discuss their initial assessment and agree the approach to the viva, including the areas of questioning.

It is the responsibility of the internal examiner to oversee the proceedings at the viva and to ensure that the University’s Principal Regulations for Research Degrees are adhered to, unless an Independent Chair has been appointed.

The start of the viva

At the start of the viva, the internal examiner will introduce the examination team, confirm the purpose of the viva, and explain how the viva will proceed. If there is anything you’re unsure of, now is a good time to ask.

Questioning

Remember, no one is perfect. There will be strengths and weaknesses to your research and your examiners will want to explore these in more detail.

Normally, the examiners will start with some general/introductory questions that will ease you into discussing your thesis and research. These will be followed by a discussion of strengths and weaknesses of the thesis. It will be an opportunity for you to demonstrate your abilities of self-analysis and reflection, exploring things you’d do differently in future and what you’ve learnt during the process.

The examiners will be asking questions to provide clarification, and seek explanation and elaboration where appropriate. Please remember that each examiner has a different style, and some questions may appear quite direct and challenging. In this situation, it’s important to stay relaxed and take your time to give a thoughtful response.

If you are asked a question which you don’t understand, feel free to ask for clarification.

Reaching a decision

Once the viva has finished, you’ll be asked to leave the room, whilst the examiners reach a conclusion about the recommended result. The result will be one which is listed in the University’s Principal Regulations for Research Degrees .

You’ll then be invited back into the room to be told the recommended result and the reasons for the decision. If corrections are required, you’ll be sent a written list of corrections after the viva.

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How to prepare for your viva: 8 useful tips

Agata frymus.

21 June 2018

1: Read your thesis

No matter how many times you have done it before, reading your thesis a week or two before the viva is always a good idea. Although I have proofread my thesis several times before the submission, this time my focus shifted : rather than looking for spelling mistakes, typos and missing references, I concentrated on the quality of my argument. What are the research questions posed in each chapter? What are the main findings? And, most importantly, how could this work be improved?

To make sure I actively engaged with the ideas developed by the thesis, I highlighted some parts of the texts and made notes. I also produced a rather short document in which I summarised each of my eight chapters (as well as the introduction and conclusion) according to the following criteria:

Key arguments and findings
Methodology and scholarship used

Thinking about my work in those fairly broad terms helped me to understand how to explain it to those who might not be familiar with the specificity of my subject. Additionally, it enabled me to reflect on the potential shortcomings of the research I conducted, which proved instructive during the viva discussion. Although this might sound like a laborious process, let me assure you that it was not. I have spent about a week (if not less) reading the thesis and making notes, and it wasn’t even the only thing I was occupied by (which brings me to my next point).

Part of the table/ document I produced as I was re-reading my thesis

2: Don’t over prepare

How long is one supposed to spend on viva preparation? Given the importance of the examination, you might be tempted to think that the longer the better, right? Well…not exactly. After all, everyone I talked to (see point 4) admitted they regretted spending too much time on the prep. Even though I have heard stories of PhDs devoting a month – or more – solely to viva-related study, I decided to be sensible and spend no longer than two weeks on preparations. Two weeks in which my mind won’t be occupied by anything else but the viva. When I shared my plan with my supervisor, he deemed it extravagant. ‘How long do you need to read something?’, he asked, and I’m glad he did. The thing is, as a PhD student you have spent at least three years researching your topic. At this point, you are the expert in your chosen field; it is probably fair to assume that you do not need weeks and weeks of additional study. You have already done the groundwork. Be confident in your knowledge.

3: Think about the potential questions

One of the best things you can do to maximize your chances of a confident viva performance is to consider the potential viva questions and the way in which you could approach them. There are plenty of websites that provide you with sample discussion points that are likely to be raised by your examiners and most of them are broad enough to be applicable to your thesis, regardless of the specificity of your topic. I used these and these as starting points. Considering the questions in advance will add to your confidence as you will be less likely to be taken by surprise. If you do, however, end up being mildly shocked by the question asked by the examiner, do not panic. It is perfectly fine to take some time to gather your thoughts, or even write main points down on a piece of paper if the question is more complex.

Some of the questions I have been asked at the beginning of my viva included:

Why have you chosen these particular stars as your case studies? What sparked your interest in them?
How did you go about conducting your research?
What are the differences between researching print copies of fan magazines and the online/ digitised versions?

Most of the questions, however, related to specific paragraphs and passages from my thesis. The worksheet I produced as part of the prep process (see point 1), enabled me to anticipate criticism and answer such questions without feeling like I’m losing my ground.

You don’t necessarily need to write your answers down either: one of my friends told me they went on long walks during which their pondered the potential discussion points and subsequent responses.

4: Talk to people who have passed their viva

The views expressed by those who have successfully passed their viva seemed to share a similar tone: it’s nothing to worry about, it’s nowhere as scary as you think it will be, it will be fine, and so on. This, in itself, is quite reassuring. Talking to friends and colleagues about their experiences , however, might give you some interesting insights too. I really dreaded questions relating to the critical choices I made in the process of compiling my thesis: why have I chosen this star/ fan magazine, and not a different one? How should I explain something that was, in many respects, not only an analytical, but also a personal choice? What I understood as a result of those conversations was that simple, honest answers (‘these specific fan magazines are easily available in the digital form and are searchable’/ ‘Pola Negri has something of a cult status in Poland, where I come from’) are often the best ones.

5: Arrange a mock viva

It’s a truism, I know, but confidence is key. Even if you have conducted high quality research, your points will not come across particularly strong if you mumble or are not able to express yourself clearly. Before presenting any paper or a lecture I always, always make sure I practice my presentation in front of friends, family members or anyone who is willing to listen. This gives me a better understanding of how I will behave under pressure , because a certain amount of stress is always there, no matter if I present in front of my boyfriend or an academic audience of 30.

Therefore, I think it is crucial to run a mock viva as part of one’s preparation. It will not always increase your confidence at the actual thing, but it will also give you some useful feedback regarding your answers and performance. For example, my mock viva – which I organised with a fellow PhD student and my supervisor as examiners – made me realise that I need to be more explicit when talking about my methodology, starting with more general terms. Although I have explained the importance of post-colonialism, critical race studies and feminism in structuring my approach, I failed to mention gender and film studies, which are much broader and probably more important categories. Secondly, the feedback I received as the result of this exercise boosted my confidence. Despite the fact my heart was racing/ my hands were shaking/ I felt very anxious, neither of my mock examiners noticed any of it. At the end, the mock examination turned out to be much more stressful than the real one!

Alternatively, you can arrange a mock viva with friends, or even video record your answers on your phone. Whilst watching yourself might sound painful, it could show you that you never come across as bad as you think you do. It’s scientifically proven.

6: Know your examiners

I find interviews/ examinations/ any form of discussion less threatening if I have met the person doing the questioning. This might not work as effectively for everyone, but somehow meeting one of the examiners in person beforehand – even if that meant simply knowing their tone of voice and general demeanour – made me feel much more confident in myself. If you feel the same way, I would suggest you try to meet your examiners in an informal setting. They will probably be fine with a coffee sometime before the viva, as long as you explain your reasoning and stay away from discussing your PhD and the viva itself.

My viva took place on Tuesday. I spent the last couple of days leading too it doing absolutely nothing in terms of preparation, assuming, rather correctly, that it will achieve little more than stress me out. I went to see a friend over the weekend (we made vegan burritos) and stayed at another friends’ house the night before, watching First Dates. I know that people deal with stress differently, but for me, preparing earlier and then taking my mind off the viva was the best thing I could do. Have a bath/ go on a hike/ exercise the night before; whatever works.

Source: phdcomics.com

8: And finally… Enjoy it!

The viva is a rare opportunity to discuss your research with two people who not only have read your thesis in its entirety, but who are also likely to be specialists in your field . Make the most of the opportunity it offers, and enjoy yourself as you do; after all, you produced a valuable piece of work and there is no reason why you should not feel happy about it.

Agata Frymus is a Marie Skłodowska Curie post-doctoral fellow at University of Ghent, Belgium, where she works on black cinemagoing in the 1920s and 1930s. Her main research interests include silent film, classical Hollywood and the history of gender and race representations in American culture. Agata’s work has been published in Celebrity Studies Journal , Early Popular Visual Culture and the Historical Journal of Radio, Film and Television .

Disclaimer: The IAMHIST Blog is a platform that offers individual scholars the opportunity to present their work and thoughts. They alone are responsible for the content, which does not represent the view of the IAMHIST council or other IAMHIST members.

What a timely email to land in my in-box: mine is on the 4th July!

Remember that your examiners will be wanting you to showcase your research in best possible light. Remember that you are the world’s expert in your thesis topic, and that the viva is a rare–maybe a once-in-a-lifetime–opportunity to discuss your work in the greatest depth with experts whom you respect. Remember that you have lived with and love your topic and will naturally be enthusiastic as well as highly knowledgeable about it.

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Defending your doctoral thesis: the PhD viva

Format for defending a doctoral thesis.

Every institution will have specific regulations for the thesis defence. In some countries or institutions, the convention is for thesis defences to be public events where you will give a lecture explaining your research, followed by a discussion with a panel of examiners (opponents). Both your examiners and the audience are able to ask questions.

In other countries, including the UK, the oral examination is usually conducted behind closed doors by at least two examiners, usually with at least one being from another institution (external examiner) and an expert in your topic of research. In the UK the supervisor does not participate in the viva, but may be allowed to observe. Sometimes someone from your own institution is appointed as an independent chair. Although it is now becoming more common for the candidate to have an opportunity to give a public lecture in UK institutions, this does not form part of the examination and may or may not be attended by the examiners.

Viva preparation

Take the preparation for your viva seriously and devote a substantial amount of time to it. The viva preparation checklist may be useful to help you prepare.

Your institution may offer courses on viva preparation and there may be opportunities to organise a practice viva. Take advantage of these opportunities: they can be extremely valuable experiences.

Things you may wish to take with you

your thesis – mildly annotated if you wish
a list of questions that you might be asked and your planned responses
any questions that you want to ask your examiners
additional notes which you have made during your revision
list of minor corrections that you have come across during your revision.

During the viva

Your study will have strengths and weaknesses: it is essential that you are prepared to discuss both. You could think of any weaknesses as an opportunity to demonstrate your skill at critical appraisal. Examiners will seek to find and discuss weaknesses in all theses. Do not interpret criticism as indication of a possible negative outcome.

Examiners have different personalities, styles and levels of experience. Sometimes a candidate may feel that a challenge is made in a confrontational way. Experienced, effective examiners will not be inappropriately confrontational, but some will. Do not take offence. A relaxed, thoughtful, and non-confrontational response from you will help re-balance the discussion. Having an independent chair can help maintain a constructive environment.

Useful tips for during your viva:

Ask for clarification of ambiguous questions or ask for the question to be repeated if necessary
Take time to think before answering
Be prepared to ask questions and enter into a dialogue with your examiners
Be prepared to discuss your research in context of other work done in your field
Be ready to admit if you don't know the answer to a question
Be prepared to express opinions of your own

You are not expected to have perfect recall of your thesis and everything that you have read and done. If you get flustered, or need to refer to notes your examiners will understand. They have been in your situation themselves!

After your viva

There are several possible outcomes of a thesis defence. Most commonly, your examiners will recommend to your institution that you are awarded your degree subject to minor corrections, although in some instances they might ask for more substantial work.

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What is the PhD Viva?

Written by Mark Bennett

The viva voce is the final assessment for a PhD. It is an oral examination where the student defends their research to two academic examiners. This involves answering questions about your work, typically related to the literature, methodology, your findings and the significance of your conclusions. In some countries (like the USA ) the viva is actually referred to as a 'PhD defence', because the candidate defends their thesis from these questions.

This guide explains exactly how the viva works, what to expect on the day, how to prepare and what happens afterwards.

An overview of the PhD viva

The PhD viva can seem like an intimidating process, but it actually serves a very simple purpose: proving that your research is original, that you understand its contribution to knowledge and – most importantly – that your work is your own. It's also very rare for students to fail.

Who attends a viva?

A PhD viva usually involves two examiners: one internal examiner (from your university) and one external examiner (from another university). Both should be familiar with your field and the external examiner in particular should be a recognised expert in your specific research area.

The internal examiner usually acts as the chairperson for the exam, making sure it follows your university's procedures.

Your supervisor doesn't normally attend the viva itself, but they will help you prepare for it and should be around to provide support on the day.

How long does a PhD viva take?

There is no set length for a viva voce exam, but most take between one and three hours .

A longer viva doesn't necessarily indicate any problems with your thesis: it may simply be that the examiners are enjoying the discussion. Equally, a shorter viva may just mean that your examiners are satisfied with the thesis and your responses to their questions.

Why is the viva necessary?

The most basic function of the viva is to prove that your work is original (i.e. not plagiarised). This is especially important because the criteria for a doctorate is to offer a significant new contribution to knowledge.

By discussing your work with you directly and confirming that you fully understand your thesis, examiners can be confident that this is your own research.

Do all PhD students have to have a viva?

Almost always. One exception is for PhDs by publication (as the work in these will already have been through academic peer review). Some countries such as Australia and New Zealand also take a slightly different approach as their location makes it harder to invite external examiners for a face-to-face defence.

The viva format

Universities set their own viva voce processes, but most will follow a fairly similar format.

Before the exam

Many supervisors let you choose an external examiner . They need to have expertise in the topics you have researched, but not someone you have collaborated closely with during your PhD or who you have a strong personal friendship with (as these might create a conflict of interest).

Your supervisor will normally discuss possible options and then submit the invitation on your behalf. This usually happens just before you complete your PhD.

The next step is to submit your thesis . Nowadays most universities only ask for a digital submission which is sent out to your examiners for you.

The gap between submission and viva is usually one to three months. This allows time for both examiners to thoroughly read and consider your thesis and for you to prepare.

Your supervisor/s should offer to conduct a mock viva with you shortly before the real exam. They'll ask the sort of questions an examiner might have about your thesis so that you can practice answering and discussing them.

Your supervisor will normally meet with you before the viva begins to help you relax and ease any last minute nerves.

The exam room will be somewhere on your university campus that has been booked for the occasion. It will be laid out very similarly to a job interview, with space for you and the examiners to sit with your notes. Drinking water is also normally provided.

Most vivas are recorded and will begin with the internal examiner explaining the rules and regulations as a formality. Either they or the external will then begin asking questions about your thesis.

The examiners will usually help you relax and settle in to the discussion by asking something quite general, such as what interested you in this PhD project or what the most enjoyable part of the research was. Subsequent questions will be more specific, often referring the arguments made at particular points in your thesis.

The examiners will end the viva once they have completed their questions and feel able to come to a judgement. You will then be asked to leave the room whilst they discuss your performance and decide on a result to recommend. This normally takes around fifteen minutes or so.

After the viva

The next steps depend on your viva result. The examiners will invite you back in to explain their recommendation and provide general feedback on your work. This may include advice on whether or not you should seek to publish any of your PhD thesis and what sort of edits or further work might be required to prepare it for that.

Hopefully you'll then be able to celebrate with your supervisor, but they should be on hand to offer their to support and advise you whatever the outcome.

The majority of students have some corrections (usually minor) to make before resubmitting a final version of the thesis to be checked by the internal examiner. Once the final copy of your thesis is approved, you will be awarded your PhD! It's time to look forward to using your new title (and wearing some exceptionally elaborate robes at your graduation).

Viva preperation tips

It may feel like you're at the end of a long PhD journey by the time the viva comes around (and you are) but the oral exam is an important part of your doctorate and you should prepare accordingly.

Whatever else you do or don't do, listen to the advice of your supervisors. They'll have experience of all sides of the process, from sitting their own viva voce to preparing previous students for theirs. Chances are they've also served as internal or external examiners too and will know exactly what sort of questions they'd ask about a thesis like yours.

Here are seven tips for effective viva preparation.

#1 Take a (short) break first

Chances are you've been working very hard on your PhD recently, getting it written up, responding to feedback from your supervisor, making edits, sorting the bibliography (which you still left to the last minute, right) and getting the whole thing printed in time for the final deadline.

Whatever happens next, you've just successfully submitted a PhD thesis and you deserve a break. So take one.

A week or two away from your PhD will be ideal (no, don't take a copy of your dissertation with you). You'll get some mental rest and be in a better place to take a fresh look at your thesis and think clearly about it.

There's no need to feel guilty: the time between submission and viva is partly intended to make this possible.

#2 Read through your thesis

You may feel pretty familiar with your thesis by now but, actually, you aren't. You're familiar with a series of chapters that may well have developed separately over several years. It was probably only recently that you wrote them up in their final form, added an introduction and conclusion and turned the whole thing into a dissertation setting out your entire PhD thesis.

You need to know that thesis inside out and be completely familiar with the structure of the dissertation that contains and communicates it: which page a key concept or topic appears on for the first time, where key stages of your argument occur, where you cite or critique particular scholarship, and so on.

At the very least, this means reading your full thesis through at least once. Really though, you should be re-reading each chapter a couple of times and. . .

#3 Annotate key points

The PhD viva isn't a closed-book exam and you're expected to take a copy of your thesis with you. It's perfectly fine to consult it in response to questions, so make that process easy by annotating the most important stages of your argument.

There are lots of ways to do this, but, really, there's no substitute for sticking markers through your dissertation and scribbling in the margins.

If the copy of the thesis you take into the exam room looks like it's survived an explosion in a post-it note factory and then spent several years being read by rough-fingered undergraduate students in the library, well, you're on the right track.

#4 Note down potential questions (and answers)

You'll never be able to guess all of the questions that will come up at your viva, but you should be able to anticipate a few of them. Sketching out some bullet-point answers in advance will help you think critically about your thesis and boost your confidence going into the exam.

Spend extra time on any questions you're concerned about. If there's a point where your argument gets a bit strained or where you think your conclusions might be easy to challenge, have a think about how you'd defend them. Remember that your thesis doesn't have to be perfect, but you do need to be able to make a case for it – so practice doing that.

Incidentally, no one has been able to completely test the hypothesis that preparing for a viva question ensures it doesn't actually come up, but, well, the anecdotal evidence is strong. Prepare anyway.

#5 (Re)familiarise yourself with your examiners' work

The viva is about your thesis, but your examiners will have been selected due to the relevance of their own research and their perspectives will be at least partly informed by it.

It makes sense to consider how their work might inform their attitudes towards yours (this should also help you antitipate some questions, as above).

#6 Definitely take up the offer of a mock viva

Your supervisor/s should offer to arrange a mock viva with you shortly before the actual exam (once you've had time to prepare). This is a really helpful process.

The mock viva won't be anything like as long as the real thing and it won't cover every question your examiners will ask (or necessarily predict any of them). But it doesn't need to.

The most valuable feature of a mock viva is to get feedback on how you answer questions. Your supervisors will be able to spot whether you're coming across as too hesitant or too confident, or whether your answers are sufficiently clear.

#7 Try to enjoy it

Chances are you'll be sick of hearing this advice by the time your exam comes around, but it's true. A PhD viva voce really can be fun.

This is your chance to sit down with two experts in your academic field who have read and carefully considered your thesis and whose attention, for the duration of the exam, is entirely on your research. That's a privilege and it's one you've earned by getting to this stage.

Prepare effectively and give the viva voce the respect it deserves. But, once you get into that exam room, be confident, own your ideas and enjoy the chance to let them take centre stage in a serious academic discussion.

Viva results

The vast majority of PhD students pass their viva. By the time you're ready to submit your PhD you will be an expert in your subject area, more than capable of discussing and debating it. You'll also have done so many times before: at conferences, in conversations with your supervisor, and in your own writing.

Your supervisor will also ensure your thesis is ready for examination before they recommend you proceed to this stage. The only exceptions to this will be if you submit against the advice of your supervisor (never a good idea) or if you've over-run the time period for your PhD and have to hand in a thesis that isn't ready (you're unlikely to get to this point unless your PhD has been going badly for some time).

PhD viva outcomes

It's rare to fail a viva, but it's also rare to pass outright. Instead, most students are asked to make some corrections to their thesis.

Here are the possible outcomes of a PhD viva voce:

Pass with no corrections – (uncommon) – Your viva has revealed no significant issues with your thesis and the dissertation itself is error-free. Congratulations, you are eligible to receive your PhD now!
Pass with minor corrections – (very common) – Your thesis is essentially sound, but there are some minor issues with your dissertation (such as typographical errors, or missing references). You will normally have three months to submit a corrected thesis.
Pass with major corrections – (fairly uncommon) – There are some parts of your argument that need to be clarified, expanded or otherwise rewritten. You will normally have six months to submit a revised thesis, but won't need a second viva.
Revise and resubmit – (fairly rare) – Your thesis is potentially good enough for a PhD, but it needs some significant work, usually including some substantial additional research. You will have around a year to re-submit an improved and updated version of your dissertation for a second viva voce exam.
Be recommended for MPhil – (rare) – Your thesis isn't good enough for a PhD, but it is sufficient for an MPhil (a research Masters that doesn't require a substantial original contribution to knowledge). You may receive the MPhil outright, or after some edits and corrections.
Fail – (exceptionally rare) – Your thesis does not meet the required standard for a PhD (perhaps due to fundamental flaws in your data and analysis, or due to evidence of plagiarism) and it cannot be converted into an MPhil. You have failed your doctorate and cannot resubmit your thesis.

Those last couple of results may appear scary but, in practice, it's only a few % of candidates each year who don't pass with corrections. The only way a PhD is likely to fail outright is if you have run down the clock on your registration period, submitted a poorly written thesis based on insufficient data and probably done so against the advice of your supervisor/s. The entire PhD process is designed to prevent this happening.

So relax. The likelihood is that your PhD will pass with minor corrections (or better) and that your next challenge will be deciding what to use your new 'Dr' title on first.

Can you appeal a viva result?

If you think your viva outcome was incorrect or unfair, then you may be able to appeal it with your university. The first thing to do is check their guidelines and appeal process. Your students' union may also be able to support and advise you.

Note that you can't normally appeal on academic grounds . Your examiners' judgement is generally final. It is also difficult to appeal a PhD result if you submitted without the support of your supervisor/s or have otherwise ignored their advice at other points in your project.

You may have grounds for appeal if you can demonstrate that you have been poorly advised or supervised (you will need evidence of this and of the specific impact it has had) or if there was an irregularity in the conduct of your viva (such as interruptions, an unsuitable venue, or a lack of consideration for relevant disabilities or health conditions that may have impacted your performance).

Common viva questions

The questions your examiners ask will obviously be very specific to your thesis and anticipating them is a big part of your specific viva preparation . There are a few things that are likely to crop up more often than not, though.

Here are some example viva questions , along with some tips for answering them well.

"Why did you choose this PhD project?" / "What interested you most about this topic?"

This is a classic icebreaker: it's an invitation to speak generally and positively about your work. As well as being a fairly easy question to answer (after all, there must be at least something you enjoyed about your PhD) this should also help you channel your passion and enthusiasm for your research as the viva gets going.

"What was the most challenging part of the project?"

This probably won't be the first question you're asked, but it might also come up early in the viva as the examiners ease you into talking about your project. It doesn't mean that they think your PhD is flawed. All research involves overcoming obstacles. This is an invitation to talk about how you did that and reflect on the practicalities of your project.

"What is the original contribution to knowledge made by this thesis?"

This question is highly likely to come up at some point in the viva and it's one you absolutely must have a clear answer for. You should be able to explain in one or two sentences what your contribution is, how it's original and why it matters.

Some examiners might not be so explicit or direct in asking this, so be on the lookout for questions like "why is this PhD important?", "why was this project worth completing?", "what were your main findings?" or "why does this research matter?". If you hear any of those, it's time to deploy the original contribution answer.

"Why did you include / exclude X?"

All doctoral projects need to be selective about what they can and can't include, and successful PhD students need to set boundaries for their research. At some point your examiners will probably want to see the logic behind yours.

Be confident and own your decisions. If there was a particular topic or approach you didn't include, then give your reasons for that.

Remember that there are lots of reasons why something might not make the cut for a PhD and the examiners aren't trying to catch you out. They don't even need to agree 100% with your decisions, but they do need to hear that you had credible reasons for making them.

It may be that there wasn't space to cover everything (in which case you should justify prioritising the material you did include). Or perhaps you felt that there was already sufficient scholarship related to a particular source or concept and your aim was to take the field in a different direction (this is a very good answer, if you can make it convincingly).

"If you were to repeat this project, what would you do differently?"

This question (or one like it) may come towards the end of the viva as you reflect on the project as a whole.

Again, the aim isn't to try and undermine your thesis, but rather to see whether you can constructively critique your own work and approaches. Or, to put it another way, have you learned anything from the experience of doing a PhD? You should have. After all, a doctorate is partly about learning to become an effective researcher and mistakes are a great thing to learn from.

In any case, this shouldn't be too hard to answer. There are likely to be all sorts of things you would do differently in future: from adopting different approaches or directions sooner, to heading off blind alleys or methodological mistakes.

"What do you think the next steps might be for this research?"

Relax, your examiners aren't expecting you to dive straight into another PhD. But they may want to hear where you would take this research next, or what you think other scholars could do to build on your findings. After all, part of the value in a new contribution to your field should lie in what it makes possible, as well as what it is .

It's best to be modest and realistic here, rather than making sweeping claims for how your findings will allow other researchers to reinvent the wheel (unless you have actually come up with a new technique for designing wheels, in which case, go ahead).

"Do you have any questions or comments for us?"

Your examiners will probably end the viva by asking if you'd like to ask them any questions, or say anything else about your thesis. This might seem a bit odd, but it's actually a helpful way for you to revisit or clarify any of your earlier answers.

For example, you might like to acknowledge a specific critique and reiterate your reasons for believing the thesis to be valid in spite of it. Or you might want to confirm that the examiners understood what you meant at a particular point in the previous discussion.

It's not a good idea to try and rehash large chunks of the viva here, but it's fine to pick out one or two things and be assertive. This demonstrates your confidence and commitment.

Equally, you can take the opportunity to ask the examiner's opinions on areas of the thesis that haven't come up, if you wish. This is fine, provided you're confident in those sections and comfortable discussing them.

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Mark joined FindAPhD to develop our first ever advice articles in 2013 and now serves as our Director of Audience & Editorial, making sure our websites and information are as useful as possible for people thinking about Masters and PhD study. He has a PhD in English Literature from the University of Sheffield, as well as Bachelors and Masters degrees from the University of Kent and the University of South Wales.

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Top 10 Ph.D. Viva Questions and How to Answer Them

Every doctoral candidate will complete the Ph.D. viva to defend a thesis and seek that coveted doctorate degree. You've worked hard throughout your academic career, and now you face this intimidating meeting! Before your viva, you might feel nervous, picturing yourself tap dancing as fast as you can in front of a firing squad. But your viva should feel more like a confident performance of your crowning research for an audience of adoring fans. Take a breath—you've done good work, and soon the committee will see that, too.

What is a Ph.D. viva? In this case, viva is short for viva voce, Latin for "living voice." The term refers to contexts in which responses to something are given out loud for people to hear, for example a real-time vote (all in favor, say "aye"!). In the academic context, the Ph.D. viva is a discussion between you (the Ph.D. candidate) and a panel of academic experts, during which you present your Ph.D. thesis. The panel of experts can include an internal and/or external examiner, your Ph.D. supervisor, and other people you can request to be in attendance, like your family members.

The examiner's main purpose is to determine that you've written your own thesis and ask you some probing questions about the work you've done. It's intended to be an open, frank conversation about your research, not an interrogation. Don't be afraid to challenge points your examiner makes if they don't align with what you've found in your study. Your expertise and passion about your work will demonstrate that you know your stuff and care deeply about it.

Of course, in order to think clearly and objectively about the subject you've been immersed in for months, you will need a healthy dose of confidence. To help you gain that confidence to make your viva a positive experience, preparation is key. Here are some prompts and questions you might be asked and how you can prepare beforehand to answer them.

1. Tell us about your study

Usually the first question is an opener and is asked with the goal of breaking the ice and getting you talking about your thesis. The items the panel presents to you will start broad and get more specific and involved as your viva progresses. Since you're here to talk about your project, give a good overview of who you are, your history in the field, and the process you followed in your study. You will have a lot of potential detail to provide, but since you won't know how much your panel is looking for, prepare synopses of different lengths: 1-minute, 3-minute, and 5-minute summaries.

2. What are your main research questions and why did you select them?

You'll very likely be prompted to talk about your research questions in detail, so be prepared to list the questions you set out to answer and the motivation behind selecting each one. Also, be prepared to discuss your aims, objectives, and hypotheses, just in case they ask about those as well.

3. What original contribution has your thesis made to this field of study?

Before you began your study, you probably looked at the gaps in the existing literature and decided on a research direction to fill those gaps. Now that you've finished your research, tell your panel what the world knows now as a result of your work. When future researchers delve into your subject matter, what will they cite you on?

4. Whose work has most influenced yours?

Because you went through the process of determining what your field of study still needs in terms of research and the kind of analysis that will contribute to it, you possess a pretty clear understanding of what has already been done. A lot of that knowledge comes from your academic journey leading up to the awarding of your doctorate, during which you've read a lot of papers and delved into the work that has been done before yours. Talk about the most influential works you've encountered. This can be a work that inspired you or papers that you felt were done poorly and motivated you to get it right. Bonus: The chair of the viva will be someone who knows a lot about your field, so take some time to get familiar with his or her work. Don't be a stalker, but be prepared to mention that you know what he or she has done. Not only will that demonstrate that you've prepared yourself for your presentation, but it will also show an interest in his or her life's work, which can't hurt. Don't spend too long on this, though—you're here primarily to talk about your work, not theirs.

5. What are the strengths and weaknesses of your thesis?

You certainly want to brag about your thesis and offer reasons why you and your work are great, so don't hold back about what went right. Start with the strengths; outline your main findings and give reasons why your study enabled you to uncover them. Then, while it might feel counterintuitive to point out the ways that your thesis isn't the greatest ever, a report about the weaknesses of your research shows a sense of self-awareness and humility that benefits your study in that it paves the way for future researchers and shows that you aren't blind to your own potential for growth. If you prepare your response to this question before your viva, you can craft your response to show that you have already thought about the ways you can address the weaknesses of your thesis.

6. What ethical considerations did you apply?

Most Ph.D. candidates encounter ethical issues during the course of their research, and the committee might want to know whether you took measures to ensure an ethical project. Did you follow any ethical protocols in gathering data? Did you provide informed consent to participants in your study? What are the ethical implications of your work?

7. Did your study go as expected? If you had to start the thesis again, what would you do differently?

Every researcher has at least some idea of what he or she might find upon performing a study. Many form research questions and perform the study to provide support for that expected outcome, but sometimes the research leads to a different result. Consider what your own expectations were before you began and the path your research process took, either in alignment with that expectation or not. Knowing what you know now, would you change anything about your research? Would you approach the process differently? Maybe you would forego a step or two knowing that it wasn't as consequential or helpful as you originally thought.

8. Now that you've completed your study, what did you enjoy about the process?

Ph.D. thesis examiners are looking for a candidate who is passionate about the work. Remember that they know exactly how stressful the process is, so avoid delving into the hardships you encountered. Instead, give a summary of the high points and the reasons you were excited to keep going. While you should keep the tone professional and avoid gushing, feel free to talk about your personal motivation for pursuing this study.

9. If funding was no object, how would you follow up on this project?

Every researcher faces limits regarding the scope of a study that prevent them from gathering as much data as they'd like. Time limits, budget caps, and lack of interest or willingness among study participants can all put a damper on the dreams a researcher has for an analysis. Money can solve most obstacles within an examination, so dream big—what could you make happen with an infinite budget? This is another question that reveals your passion for the subject.

10.What are your plans for the future?

Questions might not be limited to your thesis, so give some thought to where you will go from here. Describe your plans for your future research or professional pursuits; this gives the panel a sense of your passion for the work and sets you apart from a doctoral candidate who is just trying to check the boxes and get a diploma in hand.

The questions your panel asks you on the day of your viva will probably not be exactly the ones listed in this article, but these topics will almost certainly be covered during the discussion with your examiner. If you prepare responses to these questions and make sure you know your thesis inside and out, you will be much more ready to answer whatever the experts ask you. Equally important, planning out your responses will also help calm your nerves before this very important event, so give yourself the gift of preparation as you anticipate your Ph.D. viva. Good luck—you'll do great!

Header image by lightpoet .

IMAGES

Thesis VIVA Presentation
(PDF) M.Ed. Dissertation Viva voce POSSIBLE QUESTIONS WITH ANSWERS
How to structure your viva presentation (with examples)
(PDF) Doctoral Dissertation (Viva 4th June 2018
My Top 5 Tips for PhD Viva Preparation
What PhD Students Should Know About the PhD Viva

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COMMENTS

A Guide for Viva Preparation - University of Edinburgh
What is the viva? The viva voce, shortened to viva, is an oral examination where you are expected to ‘defend’ your thesis, and the quality of your research will be assessed. The viva will take place usually within 3 months of submitting your thesis; it is a required examination in order to achieve a postgraduate research degree.
PhD Viva Voces - A Complete Guide - DiscoverPhDs
A viva voce, more commonly referred to as ‘viva’, is an oral examination conducted at the end of your PhD and is essentially the final hurdle on the path to a doctorate. It is the period in which a student’s knowledge and work are evaluated by independent examiners.
Preparing For A Viva Voce (Dissertation Defence) - Grad Coach
Preparing for your dissertation or thesis defense (also called a “viva voce”) is a formidable task. All your hard work over the years leads you to this one point, and you’ll need to defend yourself against some of the most experienced researchers you’ve encountered so far.
What is a viva? PhD viva, viva voce, viva process and more
A PhD viva or viva voce is an oral examination where you defend your thesis in front of internal examiner(s) from your institution and/or external examiner(s) from another institution specializing in your subject area.
How the viva process works | University of Essex
Examiners may have a strong sense of the outcome from reading the thesis, but the viva gives you an opportunity to defend your work, as well as to validate the thesis and demonstrate your skills in participating in academic discussion with research colleagues.
How to prepare for your viva: 8 useful tips
The viva is a rare opportunity to discuss your research with two people who not only have read your thesis in its entirety, but who are also likely to be specialists in your field. Make the most of the opportunity it offers, and enjoy yourself as you do; after all, you produced a valuable piece of work and there is no reason why you should not ...
A guide to a successful viva - RSC Education
Your viva is your opportunity to talk about the aspects of research that went as planned and any unexpected results that occurred. Your examiners will have been chosen because they know about your research area, and can have an informed discussion with you about your findings.
Defending your doctoral thesis: the PhD viva — Vitae Website
The final hurdle of a doctorate is the defence of your thesis. This page explains what you can expect from the viva at the end of doing a PhD.
PhD Viva Exam - What It Is, and How to Succeed in Yours
The viva voce is the final assessment for a PhD. It is an oral examination where the student defends their research to two academic examiners. This involves answering questions about your work, typically related to the literature, methodology, your findings and the significance of your conclusions. In some countries (like the USA) the viva is ...
Top 10 Ph.D. Viva Questions and How to Answer Them - ServiceScape
Every doctoral candidate will complete the Ph.D. viva to defend a thesis and seek that coveted doctorate degree. You've worked hard throughout your academic career, and now you face this intimidating meeting! Before your viva, you might feel nervous, picturing yourself tap dancing as fast as you…