• Skip to content

Davidson Writer

Academic Writing Resources for Students

Main navigation

Literary analysis: applying a theoretical lens.

A common technique for analyzing literature (by which we mean poetry, fiction, and essays) is to apply a theory developed by a scholar or other expert to the source text under scrutiny. The theory may or may not have been developed in the service literary scholarship.  One may apply, say, a Marxist theory of historical materialism to a novel, or a Freudian theory of personality development to a poem. In the hands of an analyst, another’s theory (in parts or whole) acts as a conceptual lens that when brought to the material brings certain elements into focus. The theory magnifies aspects of the text according to its special interests. The term  theory may sound rarified or abstract, but in reality a theory is simply an argument that attempts to explain something. Anytime you go to analyze literature—as you attempt to explain its meanings—you are applying theory, whether you recognize its exact dimensions or not. All analysis proceeds with certain interests, desires, and commitments (and not others) in mind. One way to define the theory—implicit or explicit—that you bring to a text is to ask yourself what assumptions (for instance, about how stories are told, about how language operates aesthetically, or about the quality of characters’ actions) guide your findings. A theory is an argument that attempts to explain something.

Let’s turn again to the insights about using theories to analyze literature provided in Joanna Wolfe’s and Laura Wilder’s  Digging into Literature: Strategies for Reading, Analysis, and Writing (Boston: Bedford/St. Martin’s, 2016).

Here’s a brief example of a writer using a theoretical text as a lens for reading the primary text :

In her book,  The Second Sex , the feminist philosopher Simone de Beauvoir describes how many mothers initially feel indifferent toward and estranged from their new infants, asserting that though “the woman would like to feel that the new baby is surely hers as is her own hand,. . . she does not recognize him because. . .she has experienced her pregnancy without him: she has no past in common with this little stranger” (507). Sylvia Plath’s “Morning Song” exemplifies the indifference and estrangement that de Beauvoir describes. However, where de Beauvoir asserts that “a whole complex of economical and sentimental considerations makes the baby seem either a hindrance or a jewel” (510), Plath’s poem illustrates how a child can simultaneously be both hindrance and jewel. Ultimately, “Morning Song” shows us how new mothers can overcome the conflicting emotions de Beauvoir describes.

Daniel DiGiacomo.  From Mourning Song to “Morning Song”: The Maturation of a Maternal Bond.

Notice that in this brief passage, the writer fairly represents de Beauvoir’s theory about maternal feelings, then goes on to apply a portion of that theory to Plath’s poem, a focusing move that establishes the writer’s special interest in an aspect of Plath’s text. In this case, the application yields new insight about the non-universality of de Beauvoir’s theory, which Plath’s poem troubles.  The theory magnifies a portion of the primary text, and its application puts pressure on the soundness of the theory.

Theory Dialectic

Applying a Theoretical Lens: W.E.B. Du Bois Applied to Langston Hughes

Experienced literary critics are familiar with a wide range of theoretical texts they can use to interpret a primary text. As a less experienced student, your instructors will likely suggest pairings of theoretical and primary texts.  We would like you to consider the writerly workings of the theory-primary text application by examining a student’s paper entitled “Double-consciousness in ‘Theme for English B,” an essay which uses W.E.B. Du Bois’s theory (of  double-consciousness ) to elucidate and interpret Langston Hughes’s poem (“Theme for English B”). W.E.B. Du Bois (1868-1963) was an American sociologist, civil rights activist, author, and editor. Langston Hughes (1902-1967) was an American poet, activist, editor, and guiding member of the group of artists now known as the Harlem Renaissance.

But before you can make sense of that student’s essay, we ask that you read both a synopsis of the  theoretical text   and the   primary text .

Primary Text

The instructor said,

Go home and write  a page tonight.

And let that page come out of you—

Then, it will be true.

I wonder if it’s that simple?

I am a twenty-two, colored, born in Winston-Salem.

I went to school there, then Durham, then here

to this college on the hill above Harlem,

I am the only colored student in my class.

The steps from the hill lead down into Harlem through a park, then I cross St. Nicholas,

Eighth Avenue, Seventh, and I come to the Y,

the Harlem Branch Y, where I take the elevator

up to my room, site down, and write this page:

It’s not easy to know what is true for you or me

at twenty-two, my age. But I guess I’m what

I feel and see and hear, Harlem, I hear you:

hear you, hear me—we two—you, me, talk on this page.

(I hear New York, too.) Me—who?

Well, I like to eat, sleep, drink, and be in love.

I like to work, read, learn, and understand life.

I like a pipe for a Christmas present,

or records—Bessie, bop, or Bach.

I guess being colored doesn’t make me not like

the same things other folks like who are other races.

So will my page be colored that I write?

Being me, it will not be white.

But it will be  a part of you, instructor.

You are white—

yet a part of me, as I am a part of you.

That’s American.

Sometimes perhaps you don’t want to be a part of me.

Nor do I often want to be a part of you.

But we are, that’s true!

As I learn from you,

I guess you learn from me—

although you’re older—and white—

and somewhat more free.

Theoretical Text 

W.E.B. Du Bois

Of Our Spiritual Strivings

O water, voice of my heart, crying in the sand,

All night long crying with a mournful cry,

As I lie and listen, and cannot understand

The voice of my heart in my side or the voice of the sea.

O water, crying for rest, is it I, is it I?

All night long the water is crying to me.

Unresting water, there shall never be rest

Till the last moon drop and the last tide fall,

And the fire of the end begin to burn in the west;

And the heart shall be weary and wonder and cry like the sea,

All life long crying without avail

As the water all nigh long is crying to me.

                    —Arthur Symons

Between me and the other world there is an unasked question: unasked by some through feelings of delicacy; by others through the difficulty of rightly framing it. All, nevertheless, flutter round it. They approach me in a half-hesitant sort of way, eye me curiously or compassionately, and then, instead of saying directly, How does it feel to be a problem? they say, I know an excellent colored man in my town; or I fought at Mechanicsville; or Do not these Southern outrages make your blood boil? At these I smile, or am interested, or reduce the boiling to a simmer, as the occasion may require. To the real question, How does it feel to be a problem? I answer seldom a word.

And yet, being a problem is a strange experience—peculiar even for one who has never been anything else, save perhaps in babyhood and in Europe. It is in the early days of rollicking boyhood that the revelation first bursts upon one, all in a day, as it were. I remember well when the shadow swept across me. I was a little thing, away up in the hills of New England, where the dark Housatonic winds between Hoosac and Taghkanic to the sea. In a wee wooden schoolhouse, something put it into the boys’ and girls’ heads to buy gorgeous visiting-cards—ten cents a package—and exchange. The exchange was merry, till one girl, a tall newcomer, refused my card—refused it peremptorily, with a glance. Then it dawned upon me with a certain sadness that I was different from the others; or, like, mayhap, in heart and life and longing, but shut out from their world as by a vast veil. I had thereafter no desire to tear down that veil, to creep through; I held all beyond it in common contempt, and lived above it in a region of blue sky and great wandering shadows. That sky was bluest when I could beat my mates at examination time, or beat them at a footrace, or even beat their stringy heads. Alas, with the hears all this fine contempt began to fade; for the worlds I long for, and all their dazzling opportunities, were theirs, not mine. But they should not keep these prizes, I said; some, all, I would wrest from them. Just how I would do it I could never decide: by reading law, by healing the sick, by telling the wonderful tales that swam in my head—some way. With other black boys the strife was not so fiercely sunny: their youth shrunk into tasteless sycophancy, or into silent hatred of the pale world about them and mocking distrust of everything white, or wasted itself in a bitter cry, Why did God make me an outcast and a stranger in mine own house? The shades of the prison-house closed round about us all: walls strait and stubborn to the whitest, but relentlessly narrow, tall, and unscalable to sons of night who must plod darkly on in resignation, or beat unavailing palms against the stone, or steadily, half hopelessly, watch the streak of blue above.

After the Egyptian and Indian, the Greek and Roman, the Teuton and Mongolian, the Negro is a sort of seventh son, born with a veil, and gifted with second-sight in this American world, a world which yields him no true self-consciousness, but only lets him see himself through the revelation of the other world. It is a peculiar sensation, this double-consciousness, this sense of always looking at one’s self through the eyes of others, of measuring one’s soul by the tape of a world that looks on in amused contempt and pity. One ever feels his tw0-ness, an American, a Negro; two souls, two thoughts, two unreconciled strivings; two warring ideals in one dark body, whose dogged strengths alone keeps it from being torn asunder.

The history of the American Negro is the history of this strife, this longing to attain self-conscious manhood, to merge his double self into a better and truer self. In this merging he wishes neither of the older selves to be lost. He would not Africanize America, for America has too much to teach the world and Africa. He would not bleach his Negro soul in a flood of white Americanism, for he knows that Negro blood has a message for the world. He simply wishes to make it possible for a man to be both a Negro and an American, without being cursed and spit upon by his fellows, without having the doors of Opportunity closed roughly in his face.

This, then, is the end of his striving: To be a coworker in the kingdom of culture, to escape both death and isolation, to husband and use his best powers and his latent genius. These powers of body and mind have in the past been strangely wasted, dispersed, or forgotten. The shadow of a might Negro past flits through the tale of Ethiopia the Shadowy and of Egypt the Sphinx. Throughout history, the powers of single black men flash here and there like falling stars, and die sometimes before the world has rightly gauged their brightness. Here in America, in the few days since Emancipation, the black man’s turning hither and thither in hesitant and doubtful striving has often made his very strength to loos effectiveness, to seem like absence of power, like weakness.  And yet it is not weakness—it is the contradiction of double aims. The double-aimed struggle of the black artisan—on the one hand to escape white contempt for a nation of mere hewers of wood and drawers of water, and on the other hand to plough and nail and dig for a poverty-stricken horde—could only result in making him a poor craftsman, for he had but half a heart either cause. By the poverty and ignorance of his people, the Negro minister or doctor was tempted toward quackery and demagogy; and by the criticism of the other world, toward ideals that made him ashamed of his lowly tasks. The would-be black savant was confronted by the paradox that the knowledge his people needed was a twice-told tale to his white neighbors, while the knowledge which would teach the white world was Greek to his own flesh and blood. The innate love of harmony and beauty that set the ruder souls of his people a-dancing and a-singing raised but confusion and doubt in the soul of the black artist; for the beauty revealed to him was the soul-beauty of a race which his larger audience despised, and he could not articulate the message of another people. This waste of double aims, this seeking to satisfy two unreconciled ideals, has wrought sad havoc with the courage and faith and deeds of ten thousand thousand people—has sent them often wooing false gods and invoking false means of salvation, and at times has even seemed about to make them ashamed of themselves.

Away back in the days of bondage they thought to see in one divine event the end of all doubt and disappointment; few men ever worshipped Freedom with half such unquestioning faither as did the American Negro for two centuries. To him, so far as he thought and dreamed, slavery was indeed the sum of all villainies, the cause of all sorrow, the root of all prejudice; Emancipation was the key to a promised land of sweeter beauty than ever stretched before the eyes of wearied Israelites. In song and exhortation swelled one refrain—Liberty; in his tears and curses the God he implored had Freedom in his right hand. At last it came—suddenly, fearfully, like a dream. With one wild carnival of blood and passion came the message in his own plaintive cadences:—

“Shout, O children!

Shout, you’re free!

For God has bought your liberty!”

Years have passed away since then—ten, twenty, forty; forty years of national life, forty years of renewal and development, and yet the swarthy scepter sits in its accustomed seat at the Nation’s feast. In vain do we cry to this our vastest social problem:—

“Take any shape but that, and my firm nerves

Shall never tremble!”

The Nation has not yet found peace from its since; the freedman has not yet found in freedom his promised land. Whatever of good may have come in these years of change, the shadow of a deep disappointment rests upon the Negro people—a disappointment all the more bitter because the unattained ideal was unbounded save by the simple ignorance of a lowly people.

The first decade was merely a prolongation of the vain search for freedom, the boon that seemed ever barely to elude their grasp—like a tantalizing will-o-the-wisp, maddening and misleading the headless host. The holocaust of war, the terrors of the Ku Klux Klan, the lies of carpetbaggers, the disorganization of industry, and the contradictory advice of friends and foes, left the bewildered serf with no new watchword beyond the old cry for freedom. As the time flew, however, he began to grasp a new idea. The ideal of liberty demanded for its attainment powerful means, and these the Fifteenth Amendment gave him. The ballot, which before he had looked upon as a visible sign of freedom, he now regarded as the chief means of gaining and perfecting the liberty with which war had partially endowed him. And why not? Had not votes made war and emancipated millions? Had not votes enfranchised the freedmen? Was anything impossible to a power that had done all this? A million black men started with renewed zeal to vote themselves into the kingdom. So the decade flew away, the revolution of 1876 came, and left the half-free serf weary, wondering, but still inspired. Slowly but steadily, in the following years, a new vision began gradually to replace the dream of political power—a powerful movement, the rise of another ideal to guide the unguided, another pillar of fire by night after a clouded day. It was the ideal of “book-learning”: the curiosity, born of compulsory ignorance, to know and test the power of the cabalistic letters of the white man, the longing to know. Here at last seemed to have been discovered the mountain path to Canaan; longer than the highway to Emancipation and law, steep and rugged, but straight, leading to heights high enough to overlook life.

Up the new path the advance guard toiled, slowly, heavily, doggedly; only those who have watched and guided the faltering feet, the misty minds, the dull understandings, of the dark pupils of these schools know how faithfully, how piteously, this people strove to learn. It was weary work. The cold statistician wrote down the inches of progress here and there, noted also where here and there a foot had slipped or someone fallen. To the tired climbers, the horizon was ever dark, the mists were often cold, the Canaan was always dim and far away. If, however, the vistas disclosed as yet no goal, no resting place, little but flattery and criticism, the journey at least gave leisure for reflection and self-examination; it changed the child of Emancipation to the youth with dawning self-consciousness, self-realization, self-respect. In those somber forests of his striving his own soul rose before him, and he saw himself—darkly as through a veil; and yet he saw in himself some faint revelation of his power, of his mission. He began to have a dim feeling that, to attain his place in the world, he must be himself, and not another. For the first time he sought to analyze the burden he bore upon his back, that deadweight of social degradation partially masked behind a half-named Negro problem. He felt his poverty; without a cent, without a home, without land, tools, or savings, he had entered into competition with rich, landed, skilled neighbors. To be a poor man is hard, but to be a poor race in a land of dollars is the very bottom of hardships. He felt the weight of his ignorance,—not simply of letters, but of life, of business, of the humanities; the accumulated sloth and shirking and awkwardness of decades and centuries shackled his hands and feet. Nor was his burden all poverty and ignorance. The red stain of bastardy, which two centuries of systematic legal defilement of Negro women had stamped upon his race, meant not only the loss of ancient African chastity, but also the hereditary weight of a mass of corruption from white adulterers, threatening almost the obliteration of the Negro home.

A people thus handicapped ought not to be asked to race with the world, but rather allowed to give all its time and thought to its own social problems. But alas! while sociologists gleefully count his bastards and prostitutes, the very soul of the toiling, sweating black man is darkened by the shadow of a vast despair. Men call the shadow prejudice, and learnedly explain it as the natural defense of culture against barbarism, learning against ignorance, purity against crime, the “higher” against the lower races. To which the Negro cries Amen! and swears that to such much of this strange prejudice as is founded on just homage to civilization, culture, righteousness, and progress, he humbly bows and meekly does obeisance. But before that nameless prejudice that leaps beyond all this he stands helpless, dismayed, and well-nigh speechless; before that personal disrespect and mockery, the ridicule and systematic humiliation, the distortion of fact and wanton license of fancy, the cynical ignoring of the better and the boisterous welcoming of the worse, the all-pervading desire to inculcate disdain for everything b lack, from Toussaint to the devil—before this there rises a sickening despair that would disarm and discourage any nation save the black host to whom “discouragement” is an unwritten word.

But the facing of so vast a prejudice could not but bring the inevitable self-questioning, self-disparagement, and lowering of ideals which ever accompany repression and breed in an atmosphere of contempt and hate. Whisperings and portents came borne upon the four winds: Lo! we are diseased and dying, cried the dark hosts; we cannot write, our voting is vain; what we need of education, since we must always cook and serve? And the Nation echoed and enforced this self-criticism, saying: Be content to be servants, and nothing more; what need of higher culture for half-men? Away with the black man’s ballot, by force or fraud—and behold the suicide or a race! Nevertheless, out of the evil came something of good—the more careful adjustment of education to real life, the clearer perception of the Negroes’ social responsibilities, and the sobering realization of the meaning of progress.

So dawned the time of Sturm und Drang: storm and stress today rocks out little boat on the mad waters of the world-sea; there is within and without the sound of conflict, the burning of body and rending of soul; inspiration strives without doubt, and faith with vain questionings. The bright ideals of the past—physical freedom, political power, the training of brains and the training of hands—all these in turn have waxed and waned, until even the last grows dim and overcast. Are they all wrong—all false? No, not that, but each alone was oversimple and incomplete—the dreams of a credulous race-childhood, or the fond imaginings of the other world which does not know and does not want to know our power. To be really true, all these ideals must be melted and welded into one. The training of the schools we need today more than ever—the training of deft hands, quick eyes and ears, and above all the broader, deeper, higher culture of gifted minds and pure hearts. The power of the ballot we need in sheer self-defense—else what shall save us from a second slavery? Freedom, too, the long-sought, we still seek—the freedom of life and limb, the freedom to work and think, the freedom to love and aspire. Work, culture, liberty—all these we need, not singly but together, not successively but together, each growing and aiding each, and all striving toward that vaster ideal that swims before the Negro people, the ideal of human brotherhood, gamed through the unifying ideal of Race; the idea of fostering and developing the traits and talents of the Negro, not in opposition to or contempt for other race, but rather in large conformity to the greater ideals of the American Republic, in order that someday on American soil two world races may give each to each those characteristics both so sadly lack. We the darker ones come even now not altogether empty-handed: there are today no truer exponents of the pure human spirit of the Declaration of Independence than the American Negroes; there is not true American music but the wild sweet melodies of the Negro slave; the American fairy tales and folklore are Indian and African; and, all in all, we black men seem the sole oasis of simple faith and reverence in a dusty desert of dollars and smartness. Will American be poorer if she replace her brutal dyspeptic blundering with light-hearted but determined Negro humility? of her coarse and cruel wit with loving jovial good-humor? or her vulgar music with the soul of the Sorrow Songs?

Merely a concrete test of the underlying principles of the great republic is the Negro Problem, and the spiritual striving of the freedmen’s sons is the travail of souls whose burden is almost beyond the measure of their strength, but who bear it in the name of an historic race, in the name of this the land of their fathers’ fathers, and in the name of human opportunity.

Using a Theoretical Lens to Write Persuasively

Applying a theoretical lens to poetry, fiction, plays, or essays is a standard academic move, but theories are also frequently applied to real-world cases, hypothetical cases, and other non-fiction texts in disciplines such as Philosophy, Sociology, Education, Anthropology, History, or Political Science. Sometimes, the theoretical lens analysis is called a  reading , as in a “Kantian reading of an ethical dilemma,” or a “Marxist reading of an historical episode.” At other times, the application of a theory is known as an  approach , as in a “Platonic approach to the question of beauty.”

The basic writerly moves to using a theoretical lens include:

  • name and cite the theoretical text and accurately summarize this text’s argument. Usually this short summary appears in one or two paragraphs at the beginning of the essay. You will want to be sure your summary includes the key concepts you use in your paper to analyze the primary literary text.
  • use the surface/depth strategy to show how deeper meanings in the primary text can be explained by concepts from the theoretical text.  You might think about this as creating a “match argument” between the primary and theoretical text (or case under consideration). Take important points made in the theoretical argument and match them to particular events or descriptions in the primary text. For instance, you could argue Langston Hughes’s line  So will my page be colored as I write? (27) matches Du Bois’s argument that the veil prevents Whites from seeing Black’s individuality. Such a match argument can form an organizing structure for the essay as you develop whole paragraphs to support different points of connection between the theoretical and primary texts. You may be able to devote an entire paragraph to the claim that Du Bois’s concept of “the veil” can help us understand Hughes’s description of the challenges his speaker faces in asking his instructor to see him on his own terms.
  • support your surface/depth claims linking the primary and theoretical texts with textual evidence from the primary text . If you claim that a particular passage exemplifies a particular theory, you need to provide evidence in the form of quotations or paraphrases to support this interpretation. This evidence will most certainly need to be provided from the primary text you are analyzing but perhaps also occasionally from the theoretical text, too, especially if you connect the primary text to a small detail in the theoretical text or if the wording of the theoreticl text helps you explain something in the primary text. Use the patterns strategy to provide multiple examples from the primary text supporting your claims that it matches elements of the theoretical text.
  • reveal something complex and unexpected about the primary text. The goal of the theoretical lens strategy—like all strategies of literary analysis—should be to show that the text you are analyzing is complex and can be understood on multiple levels.
  • challenge, extend, or reevaluate the theoretical text (for more sophisticated analyses).  The most sophisticated uses of the theoretical lens strategy not only help you better understand the primary text but also help you better understand—and reveal complexities in—the theoretical text. When you first start applying this strategy, it may be sufficient to argue how the theoretical text helps you understand the primary text, but as you advance, you should attempt the second part of this strategy and use the primary text to extend or challenge the theoretical argument. Such arguments may serve as starting points for you to contribute to literary (or philosophical, or sociological, or historical) theory as a theorist yourself. These arguments are often made in the concluding paragraphs of analyses using the theoretical lens strategy.

Common Words and Phrases Associated with Theoretical Lens

A Sample Student Essay

Title: Double-consciousness in “Theme for English B”

Paragraph 1

The post-slavery history of African-Americans in the United States has been one of struggle for recognition. This struggle continued through the civil rights movement in the 1970s and ’80s. W.E.B. Du Bois, one of the most influential African-American leaders of the early twentieth century, described the complicated effects racism had on African-American selfhood. In his treatise  The Souls of Black Folk , Du Bois introduces the term “double-consciousness” to describe African-Americans’s struggle for self-recognition. Double-consciousness is the sense of “always looking at one’s self through the eyes of others” (8). It means that an African-American “[e]ver feels his two-ness—an American, a Negro; two souls, two thoughts, two unreconciled strivings; two warring ideals in one dark body” (8). According to Du Bois, double-consciousness means that African-Americas are always judging themselves through a veil of racism, experiencing how others judge and define them rather than how they might define and express themselves.

Paragraph 2

Langston Hughes’s poem “Theme for English B,” written nearly fifty years after Du Bois’s essay, depicts one African-American’s continued struggle with double-consciousness. However, where Du Bois sees double-consciousness as a painful condition he hopes will one day disappear, Hughes seems to have a more positive view, suggesting that mainstream Americans should also have an opportunity to experience this condition. Instead of eradicating double-consciousness, Hughes seeks to universalize it. His poem suggests that true equality will be possible when all cultures are able to experience and appreciate double-consciousness.

Paragraph 3

We see the poem’s speaker struggling with double-consciousness when he expresses difficulty articulating what is “true” for himself. Hughes writes:

It’s not easy to know what is true for you and me

I feel and see and hear. Harlem, I hear you:

(I hear New York, too.) Me—who? (16-20)

In this passage, which concludes with a question about who he is, the speaker expresses a divided self. At first, he seems to identify with Harlem, an African-American neighborhood in New York, where he is currently sitting and writing. However, this identification becomes troubled by his acknowledgment that Harlem does not completely define him. When the speaker writes “hear you, hear me—we two” (19), he suggests that “you” (referring to Harlem) and “me” (referring to himself) are intimately related by not identical. They are two voices that, while both present in his poem, still “talk” (19) to one another. The fact that these voices converse, rather than speak as one, indicates they are not completely merged.

Paragraph 4

This sense of a divided self is further reinforced by the claim “(I hear New York, too.)” (20). This aside is interesting because it establishes Harlem as both separate from and connected to the larger city. This division reflects what Du Bois calls the “two-ness [of being] an Amercan [and] a Negro” (8). By placing New York in parentheses, the speaker may be suggesting that the American part of himself represented by New York plays a weaker role in his identity than the African-American self represented by Harlem. Like Du Bois, the speaker in “Theme for English B” experiences inner conflict when he tries to reconcile the different parts of himself.

Paragraph 5

We further see evidence of the speaker’s conflict when he writes that he likes “Bessie, bop, or Bach” (24). “Bessie” refrs to the popular blues singer Bessie Smith, an African-American woman who sang a very African-American style of music. At the other end of the spectrum is “Bach,” which refers to the classical European composer J.S. Bach and represents a traditionally White form of music. In the middle is “bop,” which refers to “bebop,” a form of jazz made popular in the 1940s that inspired a particular form of dance most practiced by White teenagers at the time. In saying that he likes all of these forms of music, the speaker indicates that he is a mix of both African and European identities—like Du Bois, he feels both traditional White and traditional African-American culture calling him.

Paragraph 6

The “page” that the poem’s speak has been asked to write likewise reflects the two-ness of being African-American. An essay can be thought of as black ink on white paper, which in the context of the poem represents Black identity articulated against a White background. The speaker refers to this conflict of identities when he writes, “So will my page be colored that I write? / Being me, it will not be white” (27-28). These lines suggest that the speaker is worried that his instructor will only see him as a representative Black student. It shows how the speaker is caught in a double bind: when the teacher asks the class to write something “true” (5), he will expect this particular student (who in the first stanza tells us he is the only Black student in the class) to write in a way consistent with his obvious Black heritage. But the student is aware that his White teacher doesn’t really know what it means to be Black. Thus, if he writes in a way that fulfills his instructor’s expectations, he will write a page that seems to a White teacher to be an authentic depiction of what it means to be Black—in other words, a White representation of Blackness. This dilemma illuminates what Du Bois refers to as “always looking at one’s self thorugh the eyes of others” (8). Because the speaker in the poem is so aware of what his instructor (and possibly the other students in the class) already thinks of him, he is having difficulty articulating just who he really is.

Paragraph 7

At the end of the poem, however, instead of calling for the eradication of double-consciousness as Du Bois does when he longs for the day that African-Americans will be able to “merge his double-self into a better and truer self” (9), Hughes seems to suggest that instead his instructor needs to feel the double-identity that he feels so strongly. Thus, he writes “You are white— / yet a part of me, as I am a part of you” (31-32) and “As I learn from you, / I guess you learn from me—” (36-37). These lines indicate that the White instructor needs to accept, African-American identity as part of his own culture, just as the speaker has needed to see both parts of his identity calling him. This ability to feel and be multiple perspectives, cultures, and backgrounds at once is labeled “American” in the second stanza. Hughes seems to be suggesting that even though the”two-ness” he feels is often difficult and painful, it needs to be seen as central to American—and not just African-American—identity. When he states at the end of the poem, “I guess you learn from me” (38), he is turning the tables on the teacher, and on Whites in general, by suggesting that they have as much to learn from exploring Black culture as Blacks have to learn by studying classic White culture.

php stylesheet cookies for comments

Literary Theory Essay Sample: Examples of Formalism

literary theory essay

Formalism is a branch of literary theory that became widespread at the beginning of the 20th century. It has evolved as a reaction to the traditional position on the priority of content over form. Formalists argued that the content of literature changes due to historical causes, while the forms of art have historical stability. For example, novel structure has not significantly changed in several centuries. In the following literary theory essay the author has shown several examples of formalism in literature.

What Are Some Good Examples of Formalism in Literature? Formalism is a method of criticism which “examines a literary text or artwork through its aesthetic composition such as form, language, technique and style” (Formalism, 2018). Formalism began in Russia during the 20th century by a group of linguists who desired a straightforward analysis to text examination. Rather than incorporating societal, historical, or cultural influences into a critique of a literary work, proponents of formalism believe in examining the work as it is. Although outside influences can improve one’s understanding of a composition, there must first be a focus on the composition itself. One story that is closely examined in a formalist fashion is Metamorphosis by Franz Kafka. A man named Gregor Samsa is suddenly transformed into a bug. His “abrupt and unexplained transformation is juxtaposed with a lot of really mundane day-to-day details” (Shmoop Editorial Team, 2008). From a close reading, one can get a glimpse of the loneliness that Gregor feels on a daily basis and the transformation could be a literal manifestation of Gregor’s alienation from society. Another literary work that can be closely examined is Translations from the Natural World by Les Murray. In this poetry book, “Murray makes birds, cows, bats, and other favorites of the animal kingdom talk” (Shmoop Editorial Team, 2008). The structure, language, and literary devices presented in each poem provide a unique way in which Murray can express a different emotion. By closely analyzing the text, one can appreciate the artistry of his words while also understanding the importance of viewing life through a different lens. Academia has long relied on a formalist approach to literary work. Students are first encouraged to study the intricacies of the text before integrating the external influences. To analyze a piece of art, one must first be acquainted with the way it is presented. Only then can it be appreciated for what it is, rather than how it relates to broader context. Works Cited Formalism. (2018, January 9). Retrieved January 9, 2018, from http://blogs.bcu.ac.uk/virtualtheorist/formalism/ Shmoop Editorial Team. (2008, November 11). The Metamorphosis. Retrieved January 9, 2018, from https://www.shmoop.com/metamorphosis/ Shmoop Editorial Team. (2008, November 11). Formalism Texts – Translations from the Natural World by Les Murray (1992). Retrieved January 9, 2018, from https://www.shmoop.com/formalism/translations-from-the-natural-world-text.html

Do You Have Troubles With Literary Theory Essay? Ask EssaySeek for Help!

During literature classes you can be asked to write a literary theory essay. If you have no ideas or don’t know what topic to choose, read some samples that can give you some great ideas. This writing may be shorter than you are expected to write, so make sure to add more details or viewpoints in the essay. All samples on the EssaySeek blog were completed by expert writers, and we are glad to share them with you. Please, remember that the material on this website is under copyright protection and any copied text in your work may be considered plagiarism. Check other samples on the blog, as you never know where you will find essential information.

2 Responses to Literary Theory Essay Sample: Examples of Formalism

' src=

Thanks for the info! Borrowed for my essay 😉

' src=

Great sample though.

Leave a Comment: Cancel reply

Library homepage

  • school Campus Bookshelves
  • menu_book Bookshelves
  • perm_media Learning Objects
  • login Login
  • how_to_reg Request Instructor Account
  • hub Instructor Commons
  • Download Page (PDF)
  • Download Full Book (PDF)
  • Periodic Table
  • Physics Constants
  • Scientific Calculator
  • Reference & Cite
  • Tools expand_more
  • Readability

selected template will load here

This action is not available.

Humanities LibreTexts

13.5: Literary Theories

  • Last updated
  • Save as PDF
  • Page ID 225951

WHAT ARE LITERARY THEORIES?

Literary theories are different perspectives, or angles, that we use to approach interpreting the literature we read. We can think of literary theories as “lenses” that allow us to “zoom in” on specific ideas, concerns, and issues, rather than on literary forms, conventions, and structures.

In short, literary theories are tools that help us make meaning of the literature we read. Understanding what these theories are and how they work provides us with tools that help us find meaning in what we have read.

WHY ARE THEY IMPORTANT?

Becoming familiar with literary theories allows us to formulate more focused, meaningful interpretations and ideas. Applying the basic, guiding principles of these theories helps us think critically about the literature and allows us to ask ourselves relevant, meaningful, and focused questions. Once we’ve asked these questions, we can then move on to answering them in a manner that allows us to “zoom in” on key issues and ideas.

Therefore, rather than looking at literature in a very general way, and rather than merely focusing on the technical aspects of a work, literary theories allow us to approach literature in a way that makes it easier for us to interpret and discover meaning than it would be without the guidance of the theories.

Although multiple literary theories exist, it is important for us to remember that interpretations of literature are the result of applying a combination of these theories.

HOW DO I USE THEM IN A PAPER?

Familiarize yourself with basic principles associated with the literary theories and how readers might apply them to the literature they read. Once you have carefully read the assigned poem, play, story, or novel, look over your notes and the annotations you have made in response to the work, and highlight the comments and ideas that stand out for you.

Once you’ve reviewed the ideas in your notes and annotations, go on to ask yourself the following questions:

  • Which literary theories can I connect to the ideas and issues I’ve identified?
  • How are my ideas reflected in the literary theories?
  • Which of my ideas do I want to explore further in relation to those theories?
  • How can I further apply the principles of the literary theory or theories to get more meaning from the text and delve deeper into the meaning/ideas I already have?

For more specific questions that might be useful in helping you apply literary theories, take a look at the “Questions to Consider” at the end of each literary theory description below.

THE LITERARY THEORIES:

Historical/Biographical Criticism is a literary lens that allows readers to examine the realities of the historical period reflected in the work and/or the realities of the life and times of the author. To study a work using the historical/biographical literary lens, the reader’s assumption is that the literary work is a reflection of the period in which it was written, and/or that the work is a reflection of the author’s life and times. In other words, the reader assumes that the work has been shaped by historical events of the time (historical) and/or by events in the author’s life (biographical). Approaching a literary work using the historical/biographical perspective requires the reader to engage in supplemental research related to the relevant historical period and the author of the work.

Questions to Consider:

  • In what ways do the events and/or characters in the work parallel significant events and/or people represented during the time period or in the author’s life?
  • How might the work and its meaning have been shaped by events of the time period in which it was set or written?
  • How might the work and its meaning have been shaped by events and/or people in the author’s life?

New Criticism (also known as Formalist Criticism) examines the relationships between the ideas and themes in a literary work and its form. When applying this theory, the reader focuses on exploring the meaning of the literature and the way in which the meaning is conveyed in the text. In other words, the work’s theme/meaning is reinforced and unified in the text’s form (imagery, narrative structure, point of view, and other literary elements). In applying the New Criticism as an approach for understanding literature, very close analysis of and focus on the literary text is essential.

  • How do imagery and narrative point of view reinforce a theme or idea you’ve identified in the work?
  • How does the plot contribute to supporting the meaning of a story you’ve read?

Archetypal Criticism is a literary lens requiring the reader to examine cultural and psychological myths that contribute to the meaning of the texts. As readers apply this theory, they assume that the literature imitates universal dreams of humanity and that recurring images, patterns, symbols, and human experiences, also known as archetypes, contribute to the form and meaning of the work. These archetypes may include what are known as motifs (recurring themes, subjects, ideas).

  • What symbols help to illustrate a common, universal struggle experienced by the protagonist of the story?
  • How do the actions of the characters and/or the setting of the story reflect events/ideas that we find in other cultural stories and myths?

Gender Criticism (also known as Feminist Criticism) is a literary lens that allows the reader to critique dominant patriarchal and heterosexual language and ideas by exposing how a work reflects masculine, patriarchal, heterosexual ideology. Additionally, the reader may focus on examining how literary works are shaped by and/or convey messages about gender-related issues such as gender identity, sexual orientation, gender roles and expectations, gender dynamics, and gender-related power structures.

Gender criticism encourages readers to examine gender ideology and politics in literature and to critique oppressive patriarchal and masculine structures apparent in literary works.

  • In what ways is the work a commentary or critique of the dominant patriarchal ideologies in the society it depicts?
  • What ideas about gender are reflected in the work?

Marxist Criticism argues that literature reflects the struggles between oppressed and oppressing classes. Readers applying Marxist criticism focus on examining the representation of socio-economic class structures, marginalization, materialism, class systems, and/or class conflict in literature. Readers also examine the way in which a literary work may espouse oppressive social and class structures.

In applying Marxist criticism, readers tend not to focus heavily on a literary work’s aesthetic or artistic concerns, arguing that meaning is shaped by the work’s depiction of class conflict and class distinctions, as well as its social and political concerns. In reading and critiquing literature, Marxist theorists tend to find themselves sympathetic to the working classes and to authors whose works challenge economic inequalities found in capitalist societies.

  • In what ways does the literature depict the struggles between the rich and the poor?
  • How is the work be sympathetic to the working class?
  • How might the work be a critique or commentary about capitalism?

Deconstruction is an approach that requires readers to challenge the assumption that a work has a single, fixed meaning and that this meaning is accessed only through a close reading of the text alone. Deconstruction involves examining contradictions that exist within a text and accepting the idea that because a text can have a variety of meanings, some meanings may actually contradict others.

Readers employing deconstructionist criticism tend to focus not on what is being said but, rather, on how it is said in the writer’s use of language. Because of this focus on the use of language, deconstructionists rely on a close reading of the text/words in order to make meaning.

  • White is a color that typically represents purity and innocence in our culture. How is the color white used to represent ideas that both support and contradict this meaning in the work?
  • How might a theme in the work be negated by an opposing theme that also exists within the same work?

New Historicism is a literary lens through which readers find meaning by considering the context of the period during which the text was written. Readers who examine literature through a New Historical lens concern themselves with the political, social cultural, economic, and/or intellectual implications of the work.

  • How are the politics and policies of the time in which the work was written depicted in the events and characters of the work?
  • In what ways are the social norms of the period reflected in the story, poem, play, or novel?

Cultural Criticism allows the reader to approach literature with the assumption that the work questions traditional, cultural (typically Western-European) ideologies and values and that most literary works espouse these dominant ideas. With this in mind, those who apply cultural criticism examine how literature challenges Eurocentric-based meaning, particularly by focusing on how works, especially those written by and about traditionally oppressed and/or marginalized groups or sub-groups, expose the identities, systems, values, norms, traditions, etc. of typically under-represented groups.

  • How does the work reflect the oppressive environment of the time in which it takes place or in which it was written?
  • In what ways is the devaluation and/or marginalization of under-represented groups represented?

Psychological/Psychoanalytic Criticism involves the assumption that the work is a reflection of the personality, state of mind, feelings, and desires of the author. The Psychological/Psychoanalytic lens requires readers to delve into the psychology or personality of the author and/or characters to determine the meaning of the work.

Readers employing the psychological/psychoanalytic approach examine the role of unconscious psychological drives/impulses and repressive behaviors in shaping human behavior.

  • In what ways does the story reveal the protagonist’s struggle to assert his/her identity?
  • How is the work a reflection of an individual’s desire to act according to his/her impulses yet, at the same time, struggle against those impulses?

Reader-Response Criticism suggests that the experience of reading and the experiences that the reader brings to the reading determine the meaning of the work. In other words, meaning within literature is created as the reader experiences (reads) the work. As readers bring their own ideas, thoughts, moods, knowledge, and experiences to the text, meaning is created with little emphasis placed on the structural elements of the work (plot, narrative point of view, character, symbol, etc.). The interaction between the reader and the text determines the meaning of the work.

  • What attitudes do you and the main character of the story have in common? Have these attitudes led you to similar/different outcomes to those of the main character? How so?
  • How would you have responded to the situations the characters find themselves in? Why would you have responded in such a manner?

guide to literary theory and criticism

A comprehensive resource for close reading, deeper understanding, and analytical discussion.

Literature is meant to convey meaning, but understanding the message of a novel, play, or poem can take some digging. If you have the right tools, you can gain a deep understanding of the texts you read — and approach literature’s most intimidating topics with confidence. This article presents a host of background information and useful resources to help you make use of a reader’s most essential tools: literary theory and literary criticism.

Sigmund Freud is often credited, rightly or wrongly, with the assertion that “[s]ometimes a cigar is just a cigar.” But what if the cigar in the novel you just read is not, in fact, just a cigar, but a symbol of oppression or suppressed desire or even jealousy? The narratives, settings, and characters of literature can and often do represent more than what at first meets the eye. Literary theory and criticism can shine a light on those underlying meanings to help you: 

  • Understand the themes , symbols , and motifs presented in a text.
  • Analyze an author’s style .
  • Write a critical essay or analysis of a book.
  • Engage in a comprehensive literary discussion .
  • Teach students to ask analytical questions of a text.

What Is Literary Theory? What Is Literary Criticism?

Literary theory is a way of interpreting a work of art. When readers and scholars engage in literary criticism, which is the practice of evaluating literature, they often use literary theories to inform their ideas and opinions about a text. 

Though the terms “literary criticism” and “literary theory” are related, they are not interchangeable. Some scholars like to think of literary theories as eyeglasses or camera lenses through which they can examine and evaluate works of literature or other pieces of art. Then, what they see through each lens (each theory) becomes the focus of their literary criticism. Literary criticism is a research method or a kind of scholarly discourse that engages with literary theory .

For example, just as a bifocal or a tinted lens will reveal certain qualities of a work of art, so can different literary theories. A work of feminist literary criticism will contain observations about a text that reveal what it’s like to be female. Writers of feminist criticism will likely employ feminist literary theory to support their scholarly arguments. An argument based on the same text examined through a lens of Marxist theory, however, might focus more on how the text regards a particular social class.

Many different literary theories exist, and scholars often blend two or more theories into their interpretations of literary texts. As time passes, new theories that reflect contemporary issues and mindsets emerge, adding richness and nuance to the study of literature.

Learning resources: 

  • Literary Theory and Schools of Criticism : In this resource, find helpful examples of different schools of literary thought.
  • The 10 Best Literary Theory and Criticism Books : Peruse this list of book titles that describe and explain different literary theories in detail. 
  • Literary Schools of Theory : Here are some thorough explanations of individual literary theories. 
  • Literary Criticism definition : This page includes examples of literary criticism ideas.
  • What is literary criticism, and why would anyone want to write or read it? Read a University of Toronto professor’s discussion of the role of literary criticism in the appreciation of literature.
  • What Is the Point of Literary Criticism? Still wondering about the point of literary criticism? Check out this article for more information.

The History of Literary Theory

The origins of literary theory go back to Plato and Aristotle and the roots of philosophy. To Plato, literature is divinely inspired, but it is written by humans and, therefore, not a trustworthy source of truth. For this reason, Plato’s ideal society excludes poets to ensure that knowledge-seekers are not confused by poetry and other forms of literature. Many scholars credit Aristotle’s defense of the poetic modes that Plato decried as the foundation of modern literary theory. 

Much later, in the 19th century, other European thinkers expanded on these ancient ideas. For example, the Romanticism movement in Germany and England celebrated the same divine qualities of poets that worried Plato, placing high value on the potential of literature to reveal truth. 

The literary theorists of the 20th century have certainly followed suit. Contemporary thinkers continue to demonstrate to students and scholars alike that literature has the power to illuminate what it is to be human in the context of the societies in which we all live.

  • A History of Literary Criticism : This podcast explores the Platonic and Aristotelian origins of literary theory.
  • Historical Development of Literary Criticism : The origins of literary theory explain how contemporary literary theory is indebted the greatest minds of antiquity. 
  • The Cambridge History of Literary Criticism : These volumes, organized by historical era, offer in-depth explanations of the development of literary theory.
  • How Reading Makes Us More Human : This article surveys a series of arguments about the benefits of “deep reading” literature.

Literary Theory Examples

In addition to feminist and Marxist literary theories already mentioned, there are many literary theories — or lenses — through which one can interpret a work of literature. Here are several examples of the most prevalent schools of thought as well as a brief description of each. 

  • Structuralist Theory gained notoriety in the 1920s. Since then, it has been widely accepted as one of the more complicated literary theories in existence. In a nutshell, structuralists look at how language and linguistics operate as a kind of written or oral code. Just as language and music contain patterns, so does literature; literary patterns are sometimes revealed in a writer’s use of myths and archetypes, symbols, or even genre.
  • Psychoanalytic Theory originates from the work of Austrian neurologist Sigmund Freud (1856-1939), the founder of psychoanalysis. Psychoanalytic Theory as a literary theory emerged in the 1930s. It examines the role of the psyche and the unconscious in individuals and literary characters as they interpret the impact of society and culture on themselves and others.
  • The origins of Marxist Theory are credited to German philosopher Karl Marx (1818-1883), who believed that people are the product of the economic and social environments in which they grow up. Since the 1930s, Marxists have been studying the tensions between social classes as they appear in literature and elsewhere. In addition to economic concerns, Marxists also examine how a text uses politics to uphold or challenge social norms. 
  • Feminist Theory emerged in the 1960s, and the interests of feminist scholars, like the various definitions of feminism itself, do not always overlap. One overarching concern does unite all feminists, however: the power dynamics that stem from stereotypes and discriminatory practices involving women. 
  • Since the 1970s, Critical Race Theory and African American Literary Theory has enabled scholars in America to investigate the impact of race and racism as observed in various forms of expression. African American Studies as well as Asian American, Latino and Indian Studies are all closely linked to this literary theory — as well as matters of social activism, civil and human rights, and cultural perceptions of race and stereotypes. 
  • New Historicism emerged in the 1980s. To New Historicists, literature reveals the writer’s interpretation of historical events rather than the actual facts of the events. Cultural studies examine the role of culture in literature, both from the writer’s point of view and from that of the characters in the text.
  • Gender Studies and Queer Theory came about in the 1990s. Scholars of this school develop their ideas about literature while thinking about gender and sexuality. Feminist Theory is often linked with Gender Studies and Queer Theory because all three schools of thought concern power and marginalized populations.
  • Postcolonial Studies emerged in the 1990s to illuminate literature by writers representing both Western colonizers and the colonized. Issues as varied as politics, religion, culture and economics all matter within the context of power, and these issues form the basis of Postcolonial Studies.

Key Figures in Literary Theory

Hundreds of thinkers and scholars have contributed to the development of literary theory, and they continue to stimulate new ideas regarding art, writing and culture. Here is a brief introduction to ten key figures every literary scholar should know.

  • Mary Wollstonecraft (1759-1797): English writer and philosopher Mary Wollstonecraft was an early proponent of women’s rights. In her seminal text A Vindication of the Rights of Women , published in 1792, Wollstonecraft argues that women are not subordinate to men and that feminine conventions are highly oppressive to women. Wollstonecraft is credited by many contemporary feminists as laying the groundwork for the feminist movement.
  • Simone de Beauvoir (1908-1986): French feminist, existentialist and social theorist Simone de Beauvoir was the first to articulate the distinction between one’s sex, a matter of biology, and one’s gender, a matter of myriad social constructs and stereotypes. Many literary theorists regard de Beauvoir’s philosophical writings as fundamental to our contemporary understanding of gender roles in society.
  • Judith Butler (1956- ): The writings of American professor, philosopher and gender theorist Judith Butler appear on many a queer theory reading list around the world. According to Butler, gender identities have a lot to do with how individuals repetitively “perform” their gender according to dominant expectations, stereotypes and conventions of gender. 
  • bell hooks (1952- ): Gloria Jean Watkins uses this pen name to honor her great-grandmother and to draw attention away from her name and identity and towards her ideas. As an American professor and feminist activist, hooks has written about art, media, gender, race and class. Her contributions to literary theory are appreciated within the contexts of several different literary schools of thought.
  • Roland Barthes (1915-1980): French literary theorist Roland Barthes was primarily concerned with the potential of signs to carry meaning. His complex ideas around communication, language, and cultural phenomena impacted the development of Structuralism and semiotics as literary theories. 
  • Noam Chomsky ( 1928- ): American theoretical linguist and political activist Noam Chomsky is widely regarded as a true polymath, having contributed to the study of mathematics, psychology, analytic philosophy and other fields. In the context of literary theory, Chomsky is best known for his ideas around linguistics and psycholinguistics. 
  • Sigmund Freud (1856-1939): Austrian neurologist Sigmund Freud was the founder of psychoanalysis. His psychoanalytic theory of personality, which involves the id, the ego and the superego, can be applied to people and characters, revealing Freud’s ideas surrounding their motivations and their reactions to the world around them.
  • W.E.B. DuBois (1868-1963): American poet, sociologist and civil rights activist W.E.B. DuBois is famous for his scholarly works that argued for the equal treatment of Black people in a world that regarded Black people as inferior. As a professor of sociology, economics and history, he often applied Marxist theory to his interpretation of American history.
  • Karl Marx (1818-1883): German historian, economist and sociologist Karl Marx co-authored, with Friedrich Engels, several texts that provided a foundation for the political movements of socialism and communism. Marx’s humanism and his concern for the plight of the lower classes inspired the revolutionary ideas for which he is well known.
  • Edward Said (1935-2003): Palestinian-American professor Edward Said is a founder of the field of Postcolonial Studies. He was the first to point out the European tendency to represent Asians unfairly in literature and art in order to assert the power of the West over the East; this tendency results in damaging stereotypes that characterize the people of the East as inferior to Westerners.

How to Choose A Literary Theory

Choosing which literary theory — or theories — to use to inform your close reading depends on the questions you’re pondering. You don’t have to choose just one. In her seminal work, Critical Theory Today , Lois Tyson uses a florist’s bins of flowers as a metaphor to explain the relationship between different literary theories; for Tyson, just as each bin holds a different kind of flower, each literary theory offers readers a different way to understand — or “see” — a text. Just as different types of flowers can combine to make striking bouquets that are more beautiful in combination than on their own, literary theories can overlap to create a deeper appreciation and richer understanding of the elements at work in a piece of literature. 

So what are you trying to get out of the works you’re studying? Perhaps you want to dispel confusions about a text, form a clearer opinion about the author’s intent, or figure out why your reading of a narrative is so different from someone else’s. Once you understand the type of questions you want to ask about a work of literature, you are ready to locate the literary theories that will best inform your process.

Learning resources:

  • Literary Theories: Analysis Questions : The University of Texas - Arlington Libraries offers a great list of analysis questions for various types of literary theory to help you see the kinds of questions you can ask about a text that will take your understanding to the next level.
  • Internet Encyclopedia of Philosophy: Literary Theory : The IEP, hosted by the University of Tennessee at Martin, compares several popular schools of literary theory and provides various resources for further reading.
  • Finding a Literary Criticism Approach : This guide from Pellissippi State Community College Libraries offers step-by-step tips to writers of critical essays.
  • Finding Books with Literary Criticism : The University of Illinois at Chicago offers this resource to library-goers in search of books and articles about literary criticism. This article also contains helpful advice to users of databases like JSTOR and ProjectMuse.

Examples of Applying Literary Theory

Let’s see literary theory in action. Here are three examples that illustrate how applying a literary theory can enable close reading, dispel confusion, and help you deepen your understanding of a text. See below for further examples of how literary theory can be applied — and not just to works of literature.

1. Marxist reading of The Great Gatsby : In F. Scott Fitzgerald’s The Great Gatsby , Nick feels a keen sense of discomfort when he attends one of Jay Gatsby’s lavish parties. To find out why, we apply a literary theory: A Marxist reading of Nick’s awkwardness offers scholars deeper insight into the scene, Nick’s character, and the character of Jay Gatsby himself. Nick’s social class sets him apart from Gatsby and his affluent guests, making Nick an outsider to the decadence of Gatsby’s world. A Marxist understanding of Nick’s role in the novel enhances the irony of the revelation that Gatsby is pretending to be someone he is not: In reality, he is the son of poor farmers, which means he has more in common with Nick than with his own party guests.

2. African American Literary Theory in To Kill a Mockingbird : In Harper Lee’s To Kill a Mockingbird , Tom Robinson is a Black man whose arm was injured when he was a 12-year-old child; Tom’s left arm was caught in a cotton gin, leaving him disabled. What might the author’s purpose have been in giving Tom an injury of this nature? A scholarly interpretation of Tom’s disabled arm within the context of African American studies reveals that Tom’s injury is a symbol for his race. As a Black man in Alabama during the Great Depression, Tom is highly vulnerable; his disability compromises his ability to work just as his race compromises his ability to survive his trial after he is accused of sexually assaulting a White woman. The symbolism of Tom’s injured arm reveals the extent to which racism has the potential to harm and kill innocent men. 

3. Structuralism and Mythology: In mythology, the food of gods and goddesses takes the form of ambrosia and nectar; these food items are vastly different to the food of humans. A literary theory can help us understand why this difference exists and what it represents. A Structuralist reading of the different foods consumed by gods and humans illuminates a pattern of behavior that exists in all Greek myths. Food distinguishes humans from gods; only humans eat olives and drink wine, while gods consume ambrosia, nectar and the smoke of sacrificed offerings. A Structuralist examination of mythological eating patterns provides scholars with insight into the overarching myth system of ancient Greece and Rome.

Here are some further examples of literary theory in action — applied in some unexpected ways:

  • A Marxist take on Cinderella
  • A Feminist take on Disney Princesses
  • A Postcolonial take on Shakespeare’s The Tempest
  • A Psychoanalytic take on Charlotte Perkins Gilman’s The Yellow Wallpaper

Putting Literary Theory Into Practice

When you’re ready to perform a close read on a text, it’s wise to read with a pen or highlighter in hand. Mark the passages you believe to have analytical potential — even if you’re not yet sure why they are meaningful. Then, review these passages, looking for patterns that help you see where to apply literary theory and begin developing your own literary criticism. Ask questions such as:

  • Do any symbols or motifs repeat themselves? 
  • How do the themes of the work interact with the literary theories you selected? 
  • Over the course of the work of literature, do any of the characters develop according to the predictions of the literary theories that most interest you? 

Sample Practice: A Postcolonial reading of Wide Sargasso Sea

To help you understand how patterns in a literary text can reveal meaning, here’s one more example: a Postcolonial reading of English writer Jean Rhys’s Wide Sargasso Sea . This 1966 novel centers on a young heiress, Antoinette Cosway, born and raised on the Caribbean island of Martinique in the 1830s. Rhys based her character on Bertha Rochester from Charlotte Brontë’s 1847 classic novel Jane Eyre and tells the story of how she met and married Rochester, before she became the so-called “madwoman in the attic.”

In these three passages from Part 2 of the novel, Rochester has come to Martinique to marry Antoinette with the intention of exploiting her wealth:

So it was all over, the advance and retreat, the doubts and hesitations. Everything finished, for better or for worse. There we were, sheltered from the heavy rain under a large mango tree, myself, my wife Antoinette and a little half-caste servant who was called Amélie. Under a neighbouring tree I could see our luggage covered with sacking, the two porters and a boy holding fresh horses, hired to carry us up 2,000 feet to the waiting honeymoon house.
The girl Amélie said this morning, ‘I hope you will be very happy, sir, in your sweet honeymoon house.’ She was laughing at me I could see. A lovely little creature but sly, spiteful, malignant perhaps, like much else in this place. (Part 2, Page 55)

Analysis 1: 

In this passage, Rochester reveals that he is suspicious of Amélie, who represents the island of Martinique as a whole. His descriptions of her contain a pattern: She is “little” and “half-caste,” which emphasizes her inferior position as a servant and as a person of Caribbean heritage. Amélie’s position enhances his resentment of her as he suspects her of mocking him; Rochester is sure that she is showing disrespect, which is more offensive for the fact that she is a servant and a West Indian. Rochester’s mistrust of Amélie is further demonstrated by both his use of harshly critical adjectives to describe her and his direct comparison of Amélie to the island on which he finds himself. From a Postcolonial perspective, Rochester, as an Englishman, represents the colonial power of Europe over the French colonies of the West Indies. His sense of superiority and dismissal of Amélie reflects widespread European attitudes towards colonized lands and their peoples. His sexual attraction to her, however, as evidenced by his use of the word “lovely,” complicates matters; as a European man, he may have legal power over the Martinican Amélie, but the sexual power of her beauty places him in a weaker position.

Everything is too much, I felt as I rode wearily after her. Too much blue, too much purple, too much green. The flowers too red, the mountains too high, the hills too near. And the woman is a stranger. Her pleading expression annoys me. I have not bought her, she has bought me, or so she thinks. (Part 2, Page 59)

Analysis 2:

Rochester’s weary tone while describing the landscape of Martinique illustrates his acute discomfort while away from his own city and culture. The repetitive nature of his complaints form a pattern in this passage. The many colors of the island and the natural features of the land offend him and exacerbate his irritation with his wife, who was born and raised in this bright and colorful world. From a Postcolonial perspective, Rochester’s weariness indicates that he feels a sense of impatience with the land and its products, which he finds are garish and inferior to those of his own country. Rochester’s description of his wife as a “stranger” suggests that her origins and her person are too different from his own to be worthy of his trust and acceptance.

There were trailing pink flowers on the table and the name echoed pleasantly in my head. Coralita Coralita. The food, though too highly seasoned, was lighter and more appetizing than anything I had tasted in Jamaica. We drank champagne. A great many moths and beetles found their way into the room, flew into the candles and fell dead on the tablecloth. Amélie swept them up with a crumb brush. Uselessly. More moths and beetles came. (Part 2, Page 67)

Analysis 3: 

At dinner, Rochester drinks champagne, and under the influence of alcohol, he is able to appreciate the beauty of the pink coralita flowers on the dinner table. The brightness of the pink color is as noticeable to the reader as the dead moths and beetles that also appear on the table in a contrasting pattern of color and darkness. The insects are drawn to the light of the candles, and their deaths take place near the life-giving plates of food Rochester and Antoinette eat for dinner. A Postcolonial reading of this scene reveals that the stillness of the insects, which have all died, and the stillness of the flowers, which were plucked from a living climbing vine, suggest the potential of Europe to overpower the people of their colonies. The presence of nature on the surface of the dinner table, however, suggests that the natural world of Martinique, represented by the flowers and the insects, cannot be completely eradicated by a European presence, which is symbolized by the champagne and candles.  

As you can see, putting literary theory into practice is easier than its lofty origins might suggest. After all, literary critics and scholars all use the same tools you now have to put literary theory into practice. After you select one or two theories to review, remember that you can add more theories to your study of literature as you learn more about your ideas and your interpretation of the text becomes more informed. Soon, you’ll be engaging with literary theory and criticism and contributing to literary scholarship with confidence.

  • How to Write Literary Analysis : Learn how to analyze literature with this brief guide from SparkNotes. Literary analysis is an essential step to writing literary criticism.
  • How to Identify Writing Patterns : This video from the Online Reading Lab at Excelsior College describes how to identify the structure, parts and organization of a work of literature in order to think analytically about a text.
  • Steps to Literary Criticism : Follow this process to outline your own literary criticism. 
  • Beginner's Guide to Literary Analysis : Learn the basics of literary analysis, including how to write such analysis.

Literary Theory Book List

If you’d like to learn more about this approach to literary analysis and deep reading, here is a book list to whet your appetite and deepen your understanding:

  • Texts and Contexts: Writing About Literature With Critical Theory by Steven Lynn
  • Literary Theory: An Introduction by Terry Eagleton 
  • Orientalism by Edward Said 
  • African American Literary Theory: A Reader edited by Winston Napier
  • Aristotle’s Poetics  
  • S/Z by Roland Barthes
  • The End of the Line: Essays on Psychoanalysis and the Sublime by Neil Hertz
  • Criticism and Ideology: A Study in Marxist Literary Theory by Terry Eagleton
  • “Race,” Writing, and Difference edited by Henry Louis Gates, Jr. and Kwame Anthony Appiah
  • The Second Sex by Simone de Beauvoir
  • Decolonising the Mind: The Politics of Language in African Literature by Ngũgĩ Wa Thiong’O

literary theory essay example

Literary Theory and Criticism

Home › Eco Criticism › Ecocriticism: An Essay

Ecocriticism: An Essay

By NASRULLAH MAMBROL on November 27, 2016 • ( 3 )

Ecocriticism is the study of literature and environment from an interdisciplinary point of view where all sciences come together to analyze the environment and brainstorm possible solutions for the correction of the contemporary environmental situation. Ecocriticism was officially heralded by the publication of two seminal works, both published in the mid-1990s: The Ecocriticism Reader , edited by Cheryll Glotfelty and Harold Fromm , and The Environmental Imagination, by Lawrence Buell.

7c2fe5a54d85fb7e2bb42a0cf8705e7e

Ecocriticism investigates the relation between humans and the natural world in literature. It deals with how environmental issues, cultural issues concerning the environment and attitudes towards nature are presented and analyzed. One of the main goals in ecocriticism is to study how individuals in society behave and react in relation to nature and ecological aspects. This form of criticism has gained a lot of attention during recent years due to higher social emphasis on environmental destruction and increased technology. It is hence a fresh way of analyzing and interpreting literary texts, which brings new dimensions to the field of literary and theoritical studies. Ecocriticism is an intentionally broad approach that is known by a number of other designations, including “green (cultural) studies”, “ecopoetics”, and “environmental literary criticism.”

Western thought has often held a more or less utilitarian attitude to nature —nature is for serving human needs. However, after the eighteenth century, there emerged many voices that demanded a revaluation of the relationship between man and environment, and man’s view of nature. Arne Naess , a Norwegian philosopher, developed the notion of “Deep Ecology” which emphasizes the basic interconnectedness of all life forms and natural features, and presents a symbiotic and holistic world-view rather than an anthropocentric one.

41u36-smjbl-_uy250_

Earlier theories in literary and cultural studies focussed on issue of class, race, gender, region are criteria and “subjects”of critical analysis. The late twentieth century has woken up to a new threat: ecological disaster. The most important environmental problems that humankind faces as a whole are: nuclear war, depletion of valuable natural resources, population explosion, proliferation of exploitative technologies, conquest of space preliminary to using it as a garbage dump, pollution, extinction of species (though not a human problem) among others. In such a context, literary and cultural theory has begun to address the issue as a part of academic discourse. Numerous green movements have sprung up all over the world, and some have even gained representations in the governments.

51y-qdmk9cl-_sx331_bo1204203200_

Large scale debates over “dumping,” North versus South environmentalism (the necessary differences between the en-vironmentalism of the developed and technologically advanced richer nations—the North, and the poorer, subsistence environmentalism of the developing or “Third World”—the South). Donald Worster ‘s Nature’s Economy (1977) became a textbook for the study of ecological thought down the ages. The historian Arnold Toynbee recorded the effect of human civilisation upon the land and nature in his monumental, Mankind and Mother Earth (1976). Environmental issues and landscape use were also the concern of the Annales School of historians , especially Braudel and Febvre. The work of environmental historians has been pathbreaking too. Rich-ard Grove et al’s massive Nature and the Orient (1998), David Arnold and Ramachandra Guha’s Nature, Culture, Imperialism (1995) have been significant work in the environmental history of India and Southeast Asia. Ramachandra Guha is of course the most important environmental historian writing from India today.

51tnvf8zwbl-_sx296_bo1204203200_

Various versions of environmentalism developed.Deep ecology and ecofeminism were two important developments. These new ideas questioned the notion of “development” and “modernity,” and argued that all Western notions in science, philosophy, politics were “anthropocentric” (human-centred) and “androcentric”(Man/male-centred). Technology, medical science with its animal testing, the cosmetic and fashion industry all came in for scrutiny from environmentalists. Deep ecology, for instance, stressed on a “biocentric” view (as seen in the name of the environmentalist group, “ Earth First! !”).

Ecocriticism is the result of this new consciousness: that very soon, there will be nothing beautiful (or safe) in nature to discourse about, unless we are very careful.

Ecocritics ask questions such as: (1) How is nature represented in the novel/poem/play ? (2) What role does the physical-geographical setting play in the structure of the novel? (3) How do our metaphors of the land influence the way we treat it? That is, what is the link between pedagogic or creative practice and actual political, sociocultural and ethical behaviour towards the land and other non-human life forms? (4) How is science —in the form of genetic engineering, technologies of reproduction, sexualities—open to critical scrutiny terms of the effects of science upon the land?

The essential assumptions, ideas and methods of ecocritics may be summed up as follows. (1) Ecocritics believe that human culture is related to the physical world. (2) Ecocriticism assumes that all life forms are interlinked. Ecocriticism expands the notion of “the world” to include the entire ecosphere. (3) Moreover, there is a definite link between nature and culture, where the literary treatment, representation and “thematisation” of land and nature influence actions on the land. (4) Joseph Meeker in an early work, The Comedy of Survival: Studies in Literary Ecology (1972) used the term “literary ecology” to refer to “the study of biological themes and relationships which appear in literary works. It is simultaneously an attempt to discover what roles have been played by literature in the ecology of the human species.” (5) William Rueckert is believed to have coined the term “ecocriticism” in 1978, which he defines as “the application of ecology and ecological concepts to the study of literature.”

Source: Literary Theory Today,Pramod K Nair

Share this:

Categories: Eco Criticism

Tags: Annales School , Arne Naess , Arnold Toynbee , Cheryll Glotfelty , Deep Ecology , Earth First! , Ecocriticism , green studies , Harold Fromm , Literary Theory , Mankind and Mother Earth , Nature and the Orient , Nature's Economy , The Comedy of Survival: Studies in Literary Ecology , The Ecocriticism Reader , The Environmental Imagination

Leave a Reply Cancel reply

You must be logged in to post a comment.

English and Comparative Literary Studies

Foundation module: critical theory - essay tips.

There are a number of ways to conceive of the Critical Theory essay. The simplest is to choose one of the set authors or topics and write on that with suggestions from the relevant tutor.

Slightly more ambitious is to compare and contrast theorists especially if there is a debate between them or one has criticised the other and there is an implicit or explicit dialogue between them. There may be topics where literary or other texts and readings of them have been deliberately built into the syllabus, e.g. readings by Baudelaire and Benjamin of Poe’s ‘The Man in the Crowd’ or Freud’s analyses of dreams and symptoms. Here you might give an account of the readings of these texts and how they are motivated by the theoretical premises and feed their own contributions to or disagreements with those readings into the discussion of the relevant theoretical frameworks. More ambitiously, and perhaps only to be attempted by the more theoretically confident students, is to select a literary or cultural text and generate a reading within a given theoretical framework or in relation to certain theoretical issues.

In both the last two options it must be stressed that this is a critical theory essay, not just an essay on a literary text, and the readings of the latter are there only to forward the discussion of the theoretical issues being addressed and should be organised to confirm, complicate or query the terms of the relevant theoretical issues and frameworks. We don’t want an essay that is mainly just a reading of poem x or novel y (you have other modules in which to do that).

The bottom line here is that students should be able to analyse the work of one of the theorists studied, to be able to explain their key terms, how they operate and the problems they are addressing. The more ambitious will want to play different theories off against each other and consider the limitations, blindspots or weak points of the theoretical frameworks being addressed. The starting point should be the texts read and discussed in the seminars, while the more confident will move a bit beyond them. However, the essay is only 6,000 words and that doesn’t leave much scope for too much ranging around. The essays should be focussed on particular theoretical essays and chapters and the structure of the argument as laid out there. You should think of yourself as giving an account of or arguing with particular theoretical texts and the arguments and terms deployed in them. Sweeping generalisations about Marxism or Psychoanalysis or Deconstruction should be avoided in favour of textually focussed argument.

Most importantly all students must have a discussion with the tutor responsible for each module and agree a topic and especially a title in advance so that we have a list of agreed titles (even if these may evolve in the writing process). This is an opportunity to get some guidance as to reading as well as to the formulation of the topic and title, and it should have happened by the end of the term in which the module is taken.

  • Tools and Resources
  • Customer Services
  • African Literatures
  • Asian Literatures
  • British and Irish Literatures
  • Latin American and Caribbean Literatures
  • North American Literatures
  • Oceanic Literatures
  • Slavic and Eastern European Literatures
  • West Asian Literatures, including Middle East
  • Western European Literatures
  • Ancient Literatures (before 500)
  • Middle Ages and Renaissance (500-1600)
  • Enlightenment and Early Modern (1600-1800)
  • 19th Century (1800-1900)
  • 20th and 21st Century (1900-present)
  • Children’s Literature
  • Cultural Studies
  • Film, TV, and Media
  • Literary Theory
  • Non-Fiction and Life Writing
  • Print Culture and Digital Humanities
  • Theater and Drama
  • Share This Facebook LinkedIn Twitter

Article contents

Feminist theory.

  • Pelagia Goulimari Pelagia Goulimari Department of English, University of Oxford
  • https://doi.org/10.1093/acrefore/9780190201098.013.976
  • Published online: 19 November 2020

Feminist theory in the 21st century is an enormously diverse field. Mapping its genealogy of multiple intersecting traditions offers a toolkit for 21st-century feminist literary criticism, indeed for literary criticism tout court. Feminist phenomenologists (Simone de Beauvoir, Iris Marion Young, Toril Moi, Miranda Fricker, Pamela Sue Anderson, Sara Ahmed, Alia Al-Saji) have contributed concepts and analyses of situation, lived experience, embodiment, and orientation. African American feminists (Toni Morrison, Audre Lorde, Alice Walker, Hortense J. Spillers, Saidiya V. Hartman) have theorized race, intersectionality, and heterogeneity, particularly differences among women and among black women. Postcolonial feminists (Assia Djebar, Gayatri Chakravorty Spivak, Chandra Talpade Mohanty, Florence Stratton, Saba Mahmood, Jasbir K. Puar) have focused on the subaltern, specificity, and agency. Queer and transgender feminists (Judith Butler, Jack Halberstam, Susan Stryker) have theorized performativity, resignification, continuous transition, and self-identification. Questions of representation have been central to all traditions of feminist theory.

  • continuous transition
  • heterogeneity
  • intersectionality
  • lived experience
  • performativity
  • resignification
  • self-identification
  • the subaltern

Mapping 21st-Century Feminist Theory

Feminist theory is a vast, enormously diverse, interdisciplinary field that cuts across the humanities, sciences, and social sciences. As a result, this article cannot offer a historical overview or even an exhaustive account of 21st-century feminist theory. But it offers a genealogy and a toolkit for 21st-century feminist criticism. 1 The aim of this article is to outline the questions and issues 21st-century feminist theorists have been addressing; the concepts, figures, and narratives they have been honing; and the practices they have been experimenting with—some inherited, others new. This account of feminist theory will include African American, postcolonial, and Islamic feminists as well as queer and transgender theorists and writers who identify as feminists. While these fields are distinct and while they need to reckon with their respective Eurocentrism, racism, misogyny, queerphobia, or transphobia, this article will focus on their mutual allyship, in spite of continuing tensions. Particularly troubling are feminists who define themselves against queer and transgender theory and activism; by way of response, this article will be highlighting feminist queer theory and transfeminism.

On the one hand, literary criticism is not high on the agenda of many 21st-century feminist theorists. This means that literary critics need to imaginatively transpose feminist concepts to literature. On the other hand, a lot of feminist theorists practice literature; they write in an experimental way that combines academic work, creative writing, and life-writing; they combine narrative and figurative language with concepts and arguments. Contemporary feminist theory offers a powerful mix of experimental writing, big issues, quirky personal accounts, and utopian thinking of a new kind.

Feminists have been combining theory, criticism, and literature; Mary Wollstonecraft, Simone de Beauvoir, Toni Morrison, Audre Lorde, Hélène Cixous, and Alice Walker have written across these genres. In African Sexualities: A Reader ( 2011 ), Sylvia Tamale’s decision to place academic scholarship side by side with poems, fiction, life-writing, political declarations, and reports is supported by feminist traditions. 2 Furthermore, the border between feminist theory, literature, and life-writing has been increasingly permeable in the 21st century , hence the centrality of texts in hybrid genres: theory with literary and life-writing elements, literature with meta-literary elements, and so on. Early 21st-century terms such as autofiction and autotheory register the prevalence of the tendency. This is at least partly a question of addressing different audiences—aiming for public engagement and connection with activism outside universities and bypassing the technical jargon of academic feminist theory. Another reason is that feminist theorists, especially those from marginalized groups, have found some of the conventions of academic scholarship objectionable or false—for example, the assumption of a universal, disembodied, or unsituated perspective.

Nevertheless, recent feminist experiments with genre—for example, by Anne Carson, Paul B. Preciado, Maggie Nelson, or Alison Bechdel—nod toward an integral part of women’s writing and feminist writing. 3 Historic experiments in mixed genre, going back to Elizabeth Barrett-Browning’s poem-novel Aurora Leigh , include: Virginia Woolf’s critical-theoretical-fictional A Room of One’s Own ; Julia Kristeva’s poetico-theoretical “Stabat Mater”; Marge Piercy’s Woman on the Edge of Time , oscillating between speculative science fiction and naturalist novel; Audre Lorde’s “biomythography,” Zami ; the mix of theory, fiction, and life-writing in Leslie Feinberg’s Stone Butch Blues and Chris Kraus’ I Love Dick ; or Qurratulain Hyder’s Fireflies in the Mist , hovering between historical fiction and romance. 4

Twenty-first-century feminist theory also tends to be thematically expansive and more than feminist theory narrowly understood, in that it is not only about “women” (those assigned female at birth or socially counted as women or self-identifying as women). It is a mature field that addresses structural injustice, social justice, and the future of the planet. As a result, cross-fertilization with other academic fields abounds. Relatively new academic fields such as feminist theory, postcolonial theory, and critical race theory—emerging since the 1960s, established in the 1980s, and having initially to cement their distinctiveness and place within the academy—have been increasingly coming together and cross-fertilizing in the 21st century . Distinct feminist perspectives (phenomenological, poststructuralist, African American intersectional, postcolonial, Islamic, queer, transgender) have also been coming together and variously informing 21st-century feminist theory. While this article will introduce these perspectives, it will aim to show that feminist theorists are increasingly difficult to put in a box, and this is a good thing.

Feminist Phenomenology (Beauvoir, Young, Moi, Fricker, Anderson, Ahmed, Al-Saji): Situation, Lived Experience, Embodiment, Orientation

Simone de Beauvoir initiates feminist phenomenology, her existentialism emerging within the broader tradition of phenomenology. While the present account of feminist theory begins with Beauvoir, it is important to acknowledge the continuing influence of older feminists and proto-feminists, as “feminism” only acquired its current ( 20th- and 21st-century ) meaning in the late 19th century , according to the Oxford English Dictionary. See, for example, Christine de Pizan, “Jane Anger,” Margaret Cavendish, Aphra Behn, Mary Astell, Anne Finch, Mary Wollstonecraft, Mary Hays, Sojourner Truth, Harriet Jacobs, Emily Davies, Millicent Garrett Fawcett, Rokeya Sakhawat Hossain, and Virginia Woolf.

All contemporary feminist theory has been influenced by Beauvoir, in some respect or other. Her famous claim that “One is not born, but rather becomes, woman,” opening volume 2 of The Second Sex ( 1949 ), points to the asymmetrical socialization of men and women. 5 In her philosophical terms, man is the One, the universal, subject, freedom, transcendence, mind, spirit, culture; woman is the Other, the particular, object, situation, immanence, body, flesh, nature. Patriarchy for Beauvoir is a system of binary oppositions, whose terms are mutually exclusive: the One/the Other, the universal/the particular, subject/object, freedom/situation, transcendence/immanence, mind/body, spirit/flesh, culture/nature. Men have been socialized to aim for—indeed to become—the valued terms in each binary opposition (the One, the universal, subject, freedom, transcendence, mind, spirit, culture); while the undesirable terms (the Other, the particular, object, situation, immanence, body, flesh, nature) are projected onto women, who are socialized to become those terms—to become object, for example. Emerging from this system is the illusion of a transhistorical feminine essence or a norm of femininity that misconstrues, disciplines, and oppresses actual, historical women. Women for Beauvoir are an oppressed group, and her aim is their liberation. 6

Beauvoir critiques the social aims and myths of patriarchy, pointing to the pervasiveness of patriarchal myths in philosophy, literature, and culture. But she also critiques the very forms of patriarchy—binary opposition, dualistic thinking, essentialism, universalism, abstraction—while not completely able to free her own analysis from them. Instead of them, Beauvoir advocates attention to concrete situation and close phenomenological description; indeed The Second Sex abounds in vivid and richly detailed descriptions of early 20th-century French women’s lives. Such close attention and description allow her to demonstrate that all humans are, potentially, both subject and object, free and situated, transcendent and immanent, spirit and flesh, hence the ambiguity of the human condition. 7

The philosophy of existentialism and the broader philosophical movement of phenomenology, within which Beauvoir situates her work, claim to offer radical aims and methods. Phenomenology (Edmund Husserl, Martin Heidegger, Maurice Merleau-Ponty, Jean-Paul Sartre, Beauvoir, Frantz Fanon) is committed to the phenomenological description of the particular in order to avoid the abstractions of scientism. It aims to avoid traditional philosophical dualisms such as mind/body. It re-describes human beings not as disembodied minds but as intentional beings engaged with the world, being-in-the-world (Heidegger’s term), situated in a particular time and place; as lived bodies that are centers of perception, action, and lived experience rather than mere objects; and as being-with and being-for others in inter-subjective relationships rather than just subject/object relationships. Human beings immerse themselves in their projects, using the world and their own bodies—with all their acquired skills, competencies, and sedimented habits—as instruments. While these instruments are indispensable to their projects, they are usually unperceived and remain in the background. They are the background against which objects of perception and action objectives come into view. And yet what is backgrounded can always come to the foreground, suddenly and rudely—when the world resists one, when a blunt knife does not cut the bread, when one’s body is in pain or sick and intrudes, interrupting one’s vision and plans. 8

Without minimizing the novelty of Beauvoir’s theorization of patriarchy, the present quick sketch of phenomenology ought to have highlighted its suitability for feminist appropriations. Nevertheless, Sartre, Beauvoir’s closest collaborator, for example, continues to think that one is distinctively human only to the extent that they transcend their situation. This arguably universalizes Sartre’s particular situation as a member of a privileged group determined to be free, while effectively blaming the situation of oppressed groups on their members, blaming the victims for lacking humanity. 9 By contrast, Beauvoir sheds light on women’s social situation and lived experience: men have “far more concrete opportunities” to be effective; women experience the world not as tools for their projects but as resistance to them; their “energy” is “thrown into the world” but “fails to grasp any object”; a woman’s body is not the “pure instrument of her grasp on the world” but painfully objectified and foregrounded. 10 Beauvoir goes on to distinguish between a variety of unequal social situations with different degrees of freedom inherent in them. Yes, on the whole, French men are freer, less constrained than French women. But Beauvoir discusses the “concrete situation” of other groups “kept in a situation of inferiority”—workers, the colonized, African American slaves, her contemporary African Americans, Jews—while explicitly acknowledging that women themselves are socially divided by class and race. 11

Beauvoir outlines impediments to women’s collective and individual liberation and sketches out paths to collective action and to the “independent woman” of the future, placing literature center stage. She claims that women lack the “concrete means” to organize themselves “in opposition” to patriarchy, in that they lack a shared collective space, such as the factory and the racially segregated community for working-class and black struggles, instead living dispersed private lives. 12 While white middle-class women “are in solidarity” with men of their class and race, rather than with working-class and black women, Beauvoir calls for solidarity among women across class and race boundaries. 13 She addresses white middle-class women like herself, who benefit materially from their connection to white middle-class men, asking them to abandon these benefits for the precarious pursuit of women’s solidarity and freedom. To the extent that women lack freedom by virtue of their social situation qua women, they need to claim their freedom in collective “revolt.” 14 Beauvoir’s 1949 call to organized political action was “the movement before the movement,” according to Michèle Le Doeuff. 15

However, Beauvoir also advocates writing literature as a means of liberation for women and considers all her writing—philosophical, literary, life-writing—a form of activism. Beauvoir devotes considerable space to literary criticism throughout The Second Sex . She shows how writers have reproduced patriarchal myths, often unwittingly. 16 But her future-oriented, crucial chapter “The Independent Woman” centers on a discussion of women writers and even addresses women writers. Having sketched out a history of women’s writing, she turns to young writers to offer advice, based on her analysis of women’s “situation.” 17 To overcome women’s socially imposed apprenticeship in “reasonable modesty,” they need to undertake a counter-practice of “abandonment and transcendence,” “pride” and boldness; they need to become “women insurgents” who feel “responsible for the universe.” 18 Her call, “The free woman is just being born” energizes new women writers to live and write freely—and has been answered by many. 19 But this is not triumphalist empty rhetoric; women writers also need to understand the “ambiguity” of the human condition and of truth itself. 20

Iris Marion Young returns to Beauvoir’s description of women’s social situation and lived experience in “Throwing Like a Girl: A Phenomenology of Feminine Body Comportment, Motility, and Spatiality” ( 1980 ). Young takes Beauvoir’s description as the starting point for her own phenomenology of women’s project-oriented bodily movement in “contemporary advanced industrial, urban, and commercial society,” arguing that their movement is inhibited, ambiguous, discontinuous, and ineffective. 21 Women exhibit a form of socially induced dyspraxia. Young contends that women’s movement “exhibits an ambiguous transcendence, an inhibited intentionality, and a discontinuous unity with its surroundings.” 22 Young turns to women’s bodies in their “orientation toward and action upon and within” their surroundings, particularly the “confrontation of the body’s capacities and possibilities with the resistance and malleability of things” when the body “aims to accomplish a definite purpose or task.” 23 It will be remembered that the phenomenological tradition theorizes the human body as a lived body that is the locus of subjectivity, perception, and action, a capable body extending itself into the world rather than a thing; this is especially the case with Merleau-Ponty. Young’s description of the deviation of women’s bodily experience from this norm is a powerful indictment of women’s social situation.

Firstly, Young identifies that women experience their bodies as ambiguously transcendent: both as a “capacity” and as a “ thing ”; both striving to act upon the world and a “burden.” 24 Secondly, they experience an inhibited intentionality: while acting, they hesitate, their “hesitancy” resulting in “wasted motion . . . from the effort of testing and reorientation.” 25 Thirdly, they experience their bodies as discontinuous with the world: rather than extending themselves and acting upon their surroundings, which is the norm, they live their bodies as objects “ positioned in space.” 26 Or rather, the “space that belongs to her and is available to her grasp and manipulation” is experienced as “constricted,” while “the space beyond is not available to her.” 27 In other words, she experiences her surroundings not as at-hand and within-reach for her projects but as out-of-reach. This discontinuity between “aim and capacity to realize” it is the secret of women’s “tentativeness and uncertainty.” 28 Even more ominously, they live the “ever-present possibility” of becoming the “object of another subject’s . . . manipulations.” 29 In the very exercise of bodily freedom—for example, in opening up the “body in free, active, open extension and bold outward-directedness”—women risk “objectification,” Young argues. 30

Young describes the situation of women as one in which they have to learn “actively to hamper” their “movements.” 31 If this has been the norm of genderization in modern Western urban societies, is it still at work and is it lived differently depending on one’s class, race, sexuality, and so on? 32 Similarly with Beauvoir’s theorization of the situation of women: does it continue to be relevant and useful?

The emergence of “sexual difference” feminism or écriture féminine in France in the mid-1970s, with landmark publications by Luce Irigaray and Hélène Cixous, brought with it a critique of Beauvoir. 33 In view of the present discussion of Beauvoir, one might argue that Beauvoir’s aim is the abolition of gender. Her horizon is the abolition of gender binarism and an end to the oppression of women. However, in “Equal or Different?” ( 1986 ) Irigaray reads this as a pursuit of equality through women’s adoption of male norms, at a great cost, that of “suppress[ing] sexual difference.” 34 In Irigaray’s eyes, Beauvoir’s work is assimilationist, while her own work is radical—it aims to redefine femininity in positive terms. Irigaray insists on the political autonomy of women’s struggles from other liberation movements and, controversially, the priority of feminism over other movements because of the priority of gender over class, race, and so on. Gender is “the primary and irreducible division.” 35

In 1994 feminist literary critic Toril Moi compares Beauvoir to Irigaray and Frantz Fanon, one of the founders of postcolonial theory. Like Fanon who redefined blackness positively and viewed anticolonial struggles as autonomous, Irigaray aims to redefine femininity and mobilize it autonomously, while Beauvoir failed to “grasp the progressive potential of ‘femininity’ as a political discourse” and also “vastly underestimated the potential political impact of an independent woman’s movement.” 36 However, Moi sides with Beauvoir against Irigaray and other “sexual difference” feminists, when comparing their aims. Beauvoir’s ultimate aim is the disappearance of gender, while difference feminists “focus on women’s difference, often without regard for other social movements,” claiming that “women’s interests are best served by the establishment of an enduring regime of sexual difference.” 37

Aiming toward the disappearance of gender does not mean blinding oneself to the situation and lived experience of women. In a 2009 piece on women writers, literature, and feminist theory, Moi turns to Beauvoir to analyze the social situation of women writers. Importantly, Beauvoir focuses on what happens “ once somebody has been taken to be a woman ”—the woman in question might or might not be assigned female at birth and might or might not identify as a woman. 38 While the body of someone taken to be a man is viewed as a “direct and normal connection with the world” that he “apprehends objectively,” the body of someone taken to be a woman is viewed as “weighed down by everything specific to it: an obstacle, a prison.” 39 Concomitantly, male writers and their perspectives and concerns are associated with universality—women writers associated with biased particularity. But if women writers adopt male perspectives and concerns to lay claim to universality, they are alienated from their own lived experience. This is how a “sexist (or racist) society” forces “women and blacks, and other raced minorities, to ‘eliminate’ their gendered (or raced) subjectivity” and “masquerade as some kind of generic universal human being, in ways that devalue their actual experiences as embodied human beings in the world.” 40 All too often women writers have declared “I am not a woman writer,” but this has to be understood as a “ defensive speech act”: a “ response ” to those who have tried to use her gender “against her.” 41

In 2001 feminist philosopher and Beauvoir scholar Michèle Le Doeuff announces a renaissance in Beauvoir studies, in her keynote for the Ninth International Simone de Beauvoir Conference: “It is no longer possible to claim, in the light of a certain New French Feminism, that Beauvoir is obsolete.” 42 She prioritizes the need for scholarship on the conflicts between Sartre and Beauvoir, with a view to making the case for Beauvoir’s originality as a philosopher, in spite of Beauvoir’s self-identification as a writer and reluctance to clash with Sartre philosophically.

Feminist philosopher Miranda Fricker returns more than once to the question of whether Beauvoir is a philosopher or a writer. In 2003 Fricker locates Beauvoir’s originality in her understanding of ambiguity and argues that life-writing has been the medium most suited to her thought, focusing on Beauvoir’s The Prime of Life ( La Force de l’age , 1960 ). 43 Beauvoir found in the institution of philosophy, as she experienced it, a pathological, obsessional attitude—a demand for abstract theorizing that divorces thinkers from their situation to lend their thought universal applicability. This imperious, sovereign role was seriously at odds with Beauvoir’s sense of reality, history, and the self. For Beauvoir, reality is “full of ambiguities, baffling, and impenetrable” and history a violent shock to the self: “History burst over me, and I dissolved into fragments . . . scattered over the four quarters of the globe, linked by every nerve in me to each and every other individual.” 44 Beauvoir uses narrative, particularly life-writing, to connect with her past selves but also to appeal to the reader: “self-knowledge is impossible, and the best one can hope for is self-revelation” to the reader. 45 Fricker claims that Beauvoir primarily addresses female readers; and Beauvoir’s alliance-building with her readers—her “feminist commitment to female solidarity”—promises to bring out, through the reader, “the ‘unity’ to that ‘scattered, broken’ object that is her life.” 46

An example of the role of the reader is Fricker’s 2007 reading of Beauvoir’s under-written account of an early epistemic clash with Sartre. 47 Beauvoir’s first-person narrative voice doesn’t quite say that Sartre undermined her as a knower, but Fricker interprets this incident as an epistemic attack by Sartre that Beauvoir had the resilience to survive, and which contributed to her self-identification as a writer rather than a philosopher. Here the violence of history and the institution of philosophy take very concrete, embodied, intimate form. But the incident also serves as a springboard for Fricker’s concept of epistemic injustice and its two forms: testimonial injustice, and hermeneutical injustice and lacunas. For Fricker, Sartre in this instance does Beauvoir a “testimonial injustice” in that he erodes her confidence and her credibility as a knower. 48 This process might also be “ongoing” and involve “persistent petty intellectual underminings.” 49 Hermeneutical (or interpretive) injustice, on the other hand, has to do with a gap in collective interpretative resources, where a name should be to describe a social experience. 50 For example, the relatively recent term “sexual harassment” has described a social experience where previously there was a hermeneutic lacuna, according to Fricker. Such lacunas are often due to the systemic epistemic marginalization of some groups, and any progress (for example, in adopting a proposed new term) is contingent upon a “virtuous hearer” who will try to listen without prejudice but also requires systemic change. 51 In George Eliot’s Mill on the Floss Maggie Tulliver suffers both testimonial and hermeneutical injustice. 52

This article will now turn to feminist phenomenology within queer theory and critical race theory. Sara Ahmed, in Queer Phenomenology ( 2006 ), offers not a phenomenology of queerness but rather a phenomenological account of heteronormativity as well as a feminist queer critique of phenomenology. In an important reversal of perspective, Ahmed denaturalizes being straight—denaturalizes heteronormativity—by asking: how does one become straight? This is not simply a matter of sexual orientation and choice of love-object. Rather heteronormativity is itself “something that we are oriented around, even if it disappears from view”; “bodies become straight by ‘lining up’” with normative “lines that are already given.” 53 Being straight is “an effect of being ‘in line.’” 54 Unlike earlier phenomenologists such as Heidegger, what is usually being backgrounded and thus invisible is a naturalized system that Ahmed hopes to foreground and bring “into view”: heteronormativity. 55 Ahmed thus extends Beauvoir’s and Young’s analyses of the systematic oppression and incapacitation of women, respectively. 56 Ahmed puts Young’s language to use in order to talk about lesbian lives: heteronormativity “puts some things in reach and others out of reach,” in a manner that incapacitates lesbian lives. Ahmed searches for a different form of sociality, “a space in which the lesbian body can extend itself , as a body that gets near other bodies.” 57 Her critique of even the most promising phenomenologists is that in their work “the straight world is already in place” as an invisible background. 58

Ahmed extends her analysis of the production of heteronormativity to the production of whiteness in “A Phenomenology of Whiteness” ( 2007 ), asking: how does one become white? Ahmed thus furthers her critique of phenomenology from within. Phenomenologists such as Husserl and Merleau-Ponty define the body as “successful,” as “‘able’ to extend itself (through objects) in order to act on and in the world,” as a body that “‘can do’ by flowing into space.” 59 However, far from this being a universal experience, it is the experience of a “bodily form of privilege” from which many groups are excluded. 60 Ahmed does not here acknowledge Young’s analysis of women’s socially induced dyspraxia but turns instead to Fanon’s “phenomenology of ‘being stopped.’” 61 Ahmed calls “discomfort” the social experience of being impeded and goes on to outline its critical potential in “bringing what is in the background, what gets over-looked” back into view. 62 More than a negative feeling, discomfort has the exhilarating potential of opening up a whole world that was previously obscured. 63 Ahmed’s subsequent work has focused on institutional critique, especially of universities in their continuing failure to become inclusive, hospitable spaces for certain groups, in spite of their managerial language of diversity. 64

Where Ahmed calls for critical and transformative “discomfort,” Alia Al-Saji calls for a critical and transformative “hesitation” in “A Phenomenology of Hesitation” ( 2014 ). Al-Saji’s concept of hesitation revises the work of Beauvoir and Young and enlarges their focus on gender to include race. Beauvoir’s analysis of patriarchy as a system that projects and naturalizes fixed, oppositional, hierarchical identities is redeployed toward a “race-critical and feminist” project, though Al-Saji does not acknowledge Beauvoir explicitly but credits Fanon’s work. 65 The systematic and “socially pathological othering” of fluid, relational, contextual, contingent differences into rigid, frozen, naturalized hierarchies remains “hidden from view.” 66 Experience, affect, and vision, in their pathological form, are closed and rigid; in their healthy form, they have a “creative and critical potential . . . to hesitate”—they are ambiguous, open, fluid, responsive, receptive, dynamic, changing, improvisational, self-critical. 67 Al-Saji argues that the “paralyzing hesitation” analyzed by Young can be “mined” to extract a critical hesitation, as Young’s own work exemplifies. 68 By contrast, the “normative ‘I can’ – posited as human but in fact correlated to white, male bodies”—rigidly “excludes other ways of seeing and acting”; it is “objectifying – racializing and sexist[,] . . . reifying and othering .” 69 The alternative to both thoughtless action and paralyzing inaction is: “ acting hesitantly ” and responsively. 70

Feminist philosopher Pamela Sue Anderson’s last writings on “vulnerability” build on Michèle Le Doeuff’s critique of unexamined myths and narratives underlying the Western “imaginary.” One values and strives for invulnerability and equates vulnerability with exposure to violence and suffering. One projects vulnerability onto “the vulnerable” to disavow their own vulnerability: “a dark social imaginary continues to stigmatize those needing to be cared for as a drain on an economy, carefully separating ‘the cared for’ from those who are thought to be ‘in control’ of their lives and of the world.” 71 Furthermore, members of privileged groups often exhibit a “wilful ignorance” of systemic forms of social vulnerability and social injustice. 72 But Anderson also outlines “ethical” vulnerability as a capability for a transformative and life-enhancing openness to others and mutual affection—occasioned by ontological vulnerability. Ethical vulnerability is envisaged as a project where reason, critical self-reflexivity, emotion, intuition and imagination, concepts, arguments, myths and narrative all have a role to play, while also needing to be reimagined and rethought.

African American Feminisms (Morrison, Lorde, Walker, Spillers, Hartman): Race, Intersectionality, Differences among Women and among Black Women

African American and postcolonial feminists have struggled to create space for themselves, caught between a predominantly white women’s movement on the one hand, and male-led civil-rights and anticolonial struggles and postcolonial elites on the other hand. They have fought against assumptions that “All the Women Are White, All the Blacks Are Men” and that white women are “saving brown women from brown men.” 73 African American and postcolonial writers and thinkers (from Toni Morrison to Chandra Talpade Mohanty) have hesitated to self-identify with a primarily white movement that, they argued powerfully, effectively excluded them in unthinkingly prioritizing the concerns of white, middle-class women. Some have avoided self-identifying as a feminist, self-identifying as a “black woman writer” instead. Alice Walker invented the term “womanism” to signal black feminism. “Intersectionality” was coined by Kimberlé Williams Crenshaw, Patricia Hill Collins, and other African American feminists to highlight the intersections of gender and race, feminist and antiracist struggles, creating a space between the white women’s movement and the male-led civil-rights movement. 74 Postcolonial feminists (Assia Djebar, Gayatri Chakravorty Spivak, Chandra Talpade Mohanty) similarly created a space between Western feminists and male-led anticolonial struggles and postcolonial elites.

African American feminists have been critical of Beauvoir and of the women’s movements of the 1960s. They have been reconstructing oral, written, and activist traditions of black women such as abolitionists Sojourner Truth and Harriet Jacobs, and modernists Zora Neale Hurston and Nella Larsen—all previously neglected and marginalized. 75 These traditions prioritize: collectivism; the need to critique and resist internalized but unlivable white middle-class norms; waywardness or willfulness rather than individualism; differences among women; difference among black women; and friendship and solidarity among black women across their differences. (By contrast, contemporary white American feminist critics such as Elaine Showalter emphasized self-realization and self-actualization. 76 ) African American women writers—rather than literary critics—have led the way, inspired by orators, musicians, and collective oral forms, as critics have acknowledged. 77

Toni Morrison, as a self-identified black woman writer, announces these strategic priorities in her first novel, The Bluest Eye ( 1970 ). 78 In The Bluest Eye she revises Beauvoir’s analysis of patriarchy as a binary opposition—man/woman—that projects onto “woman” what men disown in themselves. She examines a related binary opposition: white, light-skinned, middle-class, beautiful, proper lady vs. dark-skinned, poor, ugly girl (the racialized opposition between angelic and demonic woman). The first novel to focus on black girls, The Bluest Eye shows the systemic propagation and internalization of white norms of beauty and femininity, leading to hierarchical oppositions between black and white girls as well as between black girls (light-skinned middle-class Maureen, solidly working-class Claudia and Frieda, and precariously poor Pecola). The projection, by everyone, of all ugliness onto poor, dark-skinned Pecola, combined with white norms that are impossible for her, lead to Pecola’s madness. Her attempts at existential affirmation are crushed by the judgment of the world. Pecola’s Bildungsroman turns out naturalist tragedy. However, Claudia, the narrator, develops anagnorisis and shares her increasingly complex critique with the readers.

In “What the Black Woman Thinks about Women’s Lib” ( 1971 ) Morrison uses Beauvoir’s language to bring attention both to the situation of African American women and to their traditions of resistance. Reminding readers of two segregation-era signs—“White Ladies” and “Black Women”—she asserts that many black women rejected ladylike behavior and “frequently kicked back . . . [O]ut of the profound desolation of her reality” the black woman “may very well have invented herself.” 79 Black women have been working and heading single-parent households in a hostile world. If ladies are all “softness, helplessness and modesty,” black women have been “tough, capable, independent and immodest.” 80

Audre Lorde explores similar themes. Her poem, “Who Said It Was Simple” ( 1973 ) illustrates the hierarchy between white “ladies,” in their feminist struggle for self-realization, and black “girls” on whose work they rely. Sister Outsider , Lorde’s essays and speeches from 1976 to 1984 , theorizes intersections of race, sexuality, class, and age that are particularly binding and threatening for black lesbian women. 81 White feminists are ignorant of racism and wrongly assume their concerns to be universally shared by all women, thus replicating the patriarchal elevation of men to the universal analyzed by Beauvoir; they need to drop the “pretense to a homogeneity of experience,” educate themselves about black women, read their work, and listen. 82 In “The Master’s Tools Will Never Dismantle the Master’s House,” delivered during a Beauvoir conference, Lorde argues that Beauvoir’s call to know “the genuine conditions of our lives” must include racism and homophobia. 83 Black men misdirect their anger for the racism they encounter toward black women, who, paid less and more socially devalued, are easy targets. Falsely equating anti-sexist with anti-Black, black men are hostile to black feminists and especially lesbians; so black men’s sexism is different from the sexism of privileged white men analyzed by Beauvoir. 84 Black women have also been hostile toward each other, due to internalized racism and sexism, projected toward the most marginalized among them; identifying with their oppressors, black women suffer a “misnaming” and “distortion” in their understanding of their situation. 85

But Lorde also exalts traditions of black women’s solidarity across their differences. Once differences among women and among black women are properly understood and named, they can be creative and generative. To achieve this, she extols recording, examining, and naming one’s experience, perceptions, and feelings, as a path to clarity, precision, and illumination, leading to concepts and theories but also to empowerment. Anger, unlike hatred, is potentially both full of information and generative. 86 Affect, more broadly, can be a path to understanding, as affect and rationality are not mutually exclusive: “I don’t see feel/think as a dichotomy.” 87 Particularly innovative is Lorde’s theorization of the “erotic.” In contrast to the pornographic, the erotic is a power intrinsically connected to (and cutting across) love, friendship, self-connection, joy, the spiritual, creativity, work, collaboration, and the political—especially among black women. 88 But relations of interdependence and mutuality among women are only possible in a context of non-hierarchical differences among equals and peers, Lorde stresses repeatedly. 89

Alice Walker attends to many of these themes in Color Purple ( 1982 ). 90 In her collection of essays, In Search of Our Mothers’ Gardens: Womanist Prose ( 1983 ), she pays tribute to black women’s traditions of resistance, due to which “womanish” connotes “outrageous, audacious, courageous or willful behavior.” 91 Her term “womanism” honors these collectivist traditions and their commitment to the “survival and wholeness of entire people, male and female.” 92 But she also calls for the reconstruction of a written tradition of forgotten black women writers, resurrecting Zora Neale Hurston from oblivion in “Looking for Zora,” initially published in Ms . magazine in 1975 . 93

In 1979 Sandra Gilbert and Susan Gubar’s The Madwoman in the Attic: The Woman Writer and the Nineteenth-Century Literary Imagination established the enforced privatization and entrapped idleness of 19th-century white middle-class women. 94 In 1987 Hortense J. Spillers powerfully added that this was made possible by the enforced hard labor of black women, as house or field slaves and later as domestic servants who often headed single-parent households. 95 Furthermore, the gender polarization within the white middle-class family was accompanied by the ungendering of African American slaves, who were not allowed to marry and raise their children, and the structural rape of black women. In the late 1980s Crenshaw and Collins formally introduced the concept of intersectionality, though intersectionality-like ideas—that the black woman is the “mule uh de world”—have been a part of black women’s thought for a long time. 96

“Slavery and gender” has been a core topic since the 1980s, with publications such as Orlando Patterson’s Slavery and Social Death ( 1982 ), Toni Morrison’s Beloved ( 1987 ) and Playing in the Dark ( 1992 ), and Saidiya V. Hartman’s Scenes of Subjection ( 1997 ). 97 Hartman’s abiding topic has been a lost history of black girls and women that can only partially be retrieved and that requires new methodologies. Archives and official records are full of gaps, systematically “dissimulate the extreme violence” of slavery, and “disavow the pain” and “deny the sorrow” of slaves. 98 Even while reading them “against the grain,” Hartman underlines the “ impossibility of fully recovering the experience of the enslaved.” 99 In Lose Your Mother ( 2006 ) Hartman’s concept of the “afterlife of slavery” describes the persistence of “devalued” and “imperiled” black lives, racialized violence, “skewed life chances, limited access to health and education, premature death, incarceration, and impoverishment. I, too, am the afterlife of slavery.” 100 In “Venus in Two Acts” ( 2008 ), Hartman defines her method as “critical fabulation”: mixing critical use of archival research, theorization, and multiple speculative narratives, in an experimental writing that acknowledges its own failure and refuses “to fill in the gaps” to “provide closure.” 101 This writing is:

straining against the limits of the archive . . . and . . . enacting the impossibility of representing the lives of the captives precisely through the process of narration . . . [in order] to displace the . . . authorized account, . . . to imagine what might have happened[,] . . . to listen for the mutters and oaths and cries of the commodity[,] . . . to illuminate the contested character of history, narrative, event, and fact, to topple the hierarchy of discourse, and to engulf authorized speech in the clash of voices. 102

In “The Anarchy of Colored Girls Assembled in a Riotous Manner” ( 2018 ) Hartman returns to “critical fabulation” and offers a “speculative history” of Esther Brown, her friends, and their life in Harlem around 1917 . 103 Their experiments in “free love and free motherhood” were criminalized as “Loitering. Riotous and Disorderly. Solicitation. Violation of the Tenement House Law. . . . Vagrancy.” 104 Questions such as “ Is this man your husband? Where is the father of your child ?”—meant to detect the “likelihood” of their “future criminality” and moral depravity—might render them “three years confined at Bedford and . . . entangled with the criminal justice system and under state surveillance for a decade.” 105 In official records, these measures were narrated as rescuing, reforming, and rehabilitating, therapeutic interventions for the benefit of young black women.

Reading such records against the grain, Hartman tells the story of a “ revolution in a minor key ”: of “ too fast girls and surplus women and whores ” as “social visionaries, radical thinkers, and innovators.” 106 Their “wild and wayward” collective experiments, at the beginning of the 20th century , were building on centuries of black women’s “mutual aid societies” conducted “in stealth.” 107 Their aspiration has been “singularity and freedom”—not the “individuality and sovereignty” coveted by white liberal feminists. 108

Hartman’s work emerges out of African American feminist traditions but also out of postcolonial feminists, whose work pays particular attention to impossibility, failure, aporia, and the limits of representing the subaltern, as well as the heterogeneity and specificity of women’s agency.

Postcolonial Feminisms (Djebar, Spivak, Mohanty, Stratton, Mahmood, Puar): The Subaltern, Specificity, Agency

Colonized women had to contend not only with the “imbalances of their relations with their own men but also the baroque and violent array of hierarchical rules and restrictions that structured their new relations with imperial men and women.” 109 Furthermore, they were central to powerful orientalist fantasies that rendered their actual lives invisible. The relation of colonized land to colonizer was figured as that of a nubile, sexually available woman waiting for her lover, as in H. Rider Haggard’s King Solomon’s Mines where the map of the land centers around “Sheba’s Breasts” and “Mouth of treasure cave.” 110 Algerian writer Assia Djebar exposes this colonial fantasy in Fantasia ( 1985 ). 111 The city of Algiers is seen by the arriving colonizers as a virginal bride waiting for her groom to possess her. She is an “Impregnable City” that “sheds her veils,” as if this was “mutual love at first sight” and “the invaders were coming as lovers!” 112 The Victorian patriarchal, hierarchical nuclear family, ruled by a benign and loving husband and father, was key to the colonial “civilizing mission” because it was the perfect metaphor for the relation between colonizer and colonized in colonial ideology. 113 However, in Women of Algiers in Their Apartment ( 1980 ; mirroring the title of Eugène Delacroix’s orientalist paintings) Djebar reminds her readers that women took part in large numbers in the Algerian anticolonial struggle and suffered torture, rape, and loss of life, but that their contribution was marginalized in post-independence narratives, while they were expected to return to a patriarchal mold ostensibly for the good of the new nation. 114 By contrast, Women of Algiers in Their Apartment foregrounds Algerian women’s heterogeneity but also the intergenerational transmission of their socially repressed, traumatic history, which cannot be fully recovered—hence the self-conscious aporia of Djebar’s project.

Gayatri Chakravorty Spivak’s “Can the Subaltern Speak?” ( 1983 , 1988 , 1999 ) is a subtle theorization of what remains outside colonial, anticolonial, postcolonial, neocolonial, and even “liberal multiculturalist” elites and discourses. 115 Spivak’s starting point is the unpresentability of the “subaltern” (those most marginalized and excluded). The subaltern exceeds any representation treating it as a full identity with a fixed meaning. The subaltern is an inaccessible social unconscious that can only be ethically presented in its unpresentability—fleetingly visible in fragments.

Rather than documenting “subaltern” resistance in its “taxonomic” difference from the elite and rather than assuming that political forces are self-conscious and already constituted identities, Spivak assumes that political identities are being constituted through political action. 116 Many subaltern groups are highly articulate about their aims and their relations to elites and other subaltern groups, but Spivak understands the “subaltern” as singular acts of resistance that are “irretrievably heterogeneous” in relation to constituted identities. 117 Rather than asking for the recognition of “subjugated” and previously “disqualified” forms of knowledge, Spivak is intent on acknowledging her privileged positionality and insists that what she calls the “subaltern” is irretrievably silenced; the “subaltern” is what escapes—or is excluded from—any discourse. 118

Spivak’s heterogeneous subaltern is a (Derridean) singularity that cannot be translated fully or repeated exactly but can only be repeated differently. 119 The singularity in “Can the Subaltern Speak?” is Talu’s suicide, as retold by Spivak. Spivak interprets it as a complex political intervention, by a young middle-class woman activist, that remained illegible as such. Entrusted with a political assassination in the context of the struggle for Indian independence, Spivak claims that Talu’s suicide was a complex refusal to do her mission without betraying the cause. Talu questioned anticolonial nationalism, sati suicide, and female “imprisonment” in heteronormativity, but her “Speech Act was refused” by everyone because it resisted translation into established discourses. 120 Spivak iterates Talu’s singularity differently: as a postcolonial feminist heroine. She does not present her version of Talu’s story as restoring speech to the subaltern. Speech acts are addressed to others and completed by others; they involve “distanced decipherment by another, which is, at best, an interception.” 121 To claim that Talu has finally spoken through Spivak would be a neocolonial “missionary” claim of saving the subaltern. 122 To avoid this, Spivak self-dramatizes her privileged institutional “positionality” and calls for “unlearning” one’s privilege. 123

Postcolonial feminists have been telling the story of the marginalization of women of color within anticolonial movements, postcolonial states, and within Western feminist movements. In “Three Women’sTexts and a Critique of Imperialism” ( 1985 ), Spivak argues that Gilbert and Gubar, in their reading of Jane Eyre in Madwoman in the Attic , unwittingly reproduce the “axioms of imperialism.” 124 For Spivak, in Jane Eyre Bertha, a dark colonial woman, sets the house on fire and kills herself so that Jane Eyre “can become the feminist individualist heroine of British fiction”; she is “sacrificed as an insane animal” for her British “sister’s consolidation” in a manner that is exemplary of the “epistemic violence” of imperialism. 125 Gilbert and Gubar fail to see this and only read Jane and Bertha in individual, “psychological terms.” 126 By contrast, Jean Rhys’s rewriting of Jane Eyre in Wide Sargasso Sea ( 1966 ) makes this visible and enables Spivak’s critique. 127 Rhys allows Bertha to tell her story and keeps Bertha’s “humanity, indeed her sanity as critic of imperialism, intact.” 128 In “Does the Subaltern Speak?” Spivak articulates the value of postcolonial feminism but refuses to defend it as a redemptive breakthrough. Instead she issues a call for self-reflexivity.

Chandra Talpade Mohanty, in “Under Western Eyes” ( 1984 ), calls for studies of local collective struggles and for localized theorizing by investigators. 129 The category of “Third World Woman” is an essentialist fabrication reducing the irreducible “heterogeneity” of women in the Third World. 130 Mohanty’s call for specificity is a rejection of white middle-class feminists’ generalizations on “women” and “Third World women” as neocolonial:

Women are constituted as women through the complex interaction between class, culture, religion and other ideological institutions and frameworks. . . . [R]eductive cross-cultural comparisons result in the colonization of the conflicts and contradictions which characterize women of different social classes and cultures. 131

Mohanty is here remarkably close to African American feminists. What is at stake for Mohanty is for groups of marginalized women to represent themselves and to retrieve forms of agency within their own traditions. As she stresses in Feminism without Borders ( 2003 ): the “application of the notion of women as a homogeneous category to women in the Third World colonizes and appropriates the pluralities” of their complex location and “robs them of their historical and political agency .” 132

Saba Mahmood, in “Feminist Theory, Embodiment, and the Docile Agent: Some Reflections on the Egyptian Islamic Revival” ( 2001 ), argues that rather than reading a specific cultural phenomenon through an established conception of agency, agency should be theorized through the specific phenomenon studied. 133 Her target is the Western feminist equation of feminist agency with secularism, resistance, and transgression, which she finds unhelpful when studying the “urban women’s mosque movement that is part of the larger Islamic revival in Cairo.” 134 While in some contexts feminist agency might take the form of “dramatic transgression and defiance,” for these Egyptian women it took the form of active participation and engagement with a religious movement. 135 It would be a neocolonial gesture to understand their involvement as due to “false consciousness” or internalized patriarchy. 136 Mahmood’s “situated analysis” thus endorses plural, local theories and concepts. 137

Florence Stratton focuses on gender in African postcolonial literature and criticism. She analyses the multiplicity of “ways in which women writers have been written out of the African literary tradition.” 138 They have been ignored by critics, marginalized by definitions of the African canon that universalize the tropes and themes of male writers, and silenced by “gender definitions which . . . maintain the status quo of women’s exclusion from public life.” 139 Particularly pernicious has been the “iteration in African men’s writing of the conventional colonial trope of Africa as female.” 140 Stratton discerns a ubiquitous pattern in African postcolonial men’s writing. Women are cast as symbols of the nation, in sexualized or bodily roles: as nubile virgin to be impregnated or as mother (Stratton calls this the “pot of culture” trope); or, alternatively, as degraded prostitute (the “sweep of history” trope). 141 So women are figured either as embodiments of an ostensibly static traditional culture (trope 1) or as passive victims of historical change (trope 2). This is coupled with a male quest narrative, where the male hero and his vision actively transform prostitute into mother Africa. Underlying this is a patriarchal division of active/passive and subject/object, which denies women as artists and citizens and neglects women’s issues (so actual sex work is totally obscured by its metaphorical role). Stratton goes on to show how African women writers have been “initiators” of “dialogue” with African male writers in order to self-authorize their work and make space for it in the African literary canon. 142 Stratton is also critical of white feminists who read African women writers through their own formal and thematic priorities, oblivious to African feminist traditions. 143

Jasbir K. Puar analyses how the “war on terror” and rising Islamophobia in the West, particularly the United States, have coopted feminist and queer struggles. While colonial orientalist fantasies projected sexual license onto the Middle East, 21st-century orientalist fantasies are “Islamophobic constructions” othering Muslims as “homophobic and perverse,” while constructing the West as “‘tolerant’ but sexually, racially, and gendered normal.” 144 On the one hand, Muslims are presented as “fundamentalist, patriarchal, and, often even homophobic.” 145 On the other hand, a “rhetoric of sexual modernization” turns American queer bodies into “normative patriot bodies.” 146 This involves the loss of an intersectional perspective and the “fissuring of race from sexuality.” 147 Muslims are seen as only marked by race and “presumptively sexually repressed, perverse, or both,” while Western queers are seen as only marked by sexuality and “presumptively white,” male, and “gender normative.” 148

Queer and Transgender Feminisms (Butler, Halberstam, Stryker): Performativity, Resignification, Continuous Transition, Self-Identification

Queer theory emerged in the period from the mid-1980s to the early 1990s, in the midst of the outbreak of HIV/AIDS. 149 Queer theory, as an academic field, can be located at the intersection of poststructuralism (especially the work of Michel Foucault, but also Roland Barthes, Jacques Derrida, and Gilles Deleuze), Francophone feminism from Beauvoir to Irigaray, and African American feminism. Queer theorists have negotiated this genealogy variously; some are predominantly influenced by Foucault, less by feminist thought. The present account will focus on feminist queer theory, especially the work of Judith Butler, and its relation to earlier and subsequent feminist, queer, and transgender thought. As queer theory evolved, postcolonial feminists also became increasingly influential.

In brief, feminist queer theory, while indebted to “sexual difference” feminists such as Irigaray, critiques them through African American feminism. A core theoretical insight of African American feminism is that gender must not be considered on its own or as primary in relation to other social categories and hierarchies. Queer theorists adopt this insight. For queer theorists, sexual orientation is at least as important as gender. Indeed, they contend that what underpins the gender binary (the polarization of two genders) is the institution of “compulsory heterosexuality” or heteronormativity.

Transgender theory emerged in the mid to late 1990s, within the orbit of queer theory but also through its critique. The crux of this critique is that, despite queer theorists’ best intentions, the queer subject is primarily or implicitly white, Western, gender-normative, and cisgender. In attending to sexual orientation, queer theory neglected the spectrum of gender identities and translated issues of gender identification into issues of sexual orientation. Strands of queer activism—for example, figures such as Sylvia Rivera or Stormé DeLarverie in the United States—were marginalized by a politics of respectability led by affluent, white, cisgender queers. 150 This is particularly ironic, given the aspirations invested in the term “queer.”

In queer theory, the term “queer” was intended as an appropriation and resignification of a term of abuse but also as a floating signifier without a fixed meaning or definition and thus open to multiple and changing uses, in keeping with poststructuralist theory. “Queer” has been defined as beyond definition, transgressive, excessive, beyond polar opposites, and exceeding false polarization. So “queer” is both a particular social identity but also exemplary of a potential for openness, fluidity, and transformation in all identities (what poststructuralist theory calls the infinite deferral of the signified). It is important to point out that Spivak defined the “subaltern” and Irigaray the “feminine” in similar terms, also within a poststructuralist frame. A problem with such terms is that, though they are intended to be inclusive, they are exclusive in some of their effects. The chosen term is privileged as the only term that stands for marginality, potential for change, or openness to the past or future. In the process, the privileged term also loses specificity and becomes a metaphor. This is perhaps replicated in some uses of the term “trans” or “trans*,” where once again the term becomes a metaphor for the element of fluidity and openness in all identities.

Retracing one’s steps back to the beginnings of queer theory, while Beauvoir called for equality and the disappearance of gender, “sexual difference” feminists, such as Irigaray and Cixous, called for autonomous women’s struggles and a radical, utopian revisioning of the “feminine” to be performed by their écriture féminine . Judith Butler in Gender Trouble: Feminism and the Subversion of Identity ( 1990 ), one of queer theory’s inaugural texts, questions Irigaray’s utopianism and takes as her starting point Beauvoir’s “One is not born, but rather becomes, woman.” 151 Forty years after The Second Sex , Butler contends that societies continue to systematically produce two “discreet and polar genders,” as a prerequisite of heteronormativity; two “[d]iscreet genders are part of what ‘humanizes’ individuals within contemporary society; indeed, we regularly punish those who fail to do their gender right.” 152 One is produced as a recognizably human individual in their very repetition of genderizing practices, performance of gender norms, and iteration of speech acts that bring about gender and its effect of timeless naturalness. But the performativity and iterability of gender show up the “ imitative structure of gender ” and its historical “ contingency .” 153 In spite of the pervasiveness of genderizing practices and the unavailability of a position outside gender, the very performativity and iterability of gender open up the possibility of repeating it slightly differently. Butler hopes for destabilized and constantly resignified genders: “a fluidity of identities,” “an openness to resignification,” and “proliferating gender configurations.” 154 While gender is a normalizing, disciplinary force, it is possible to engage consciously with gender norms and open them to resignification. However, the success or failure of an attempt at resignification also depends on its audience or addressees and the authority they are prepared to attribute to it.

In the context of feminist theory, Butler’s call for continuous resignification takes the form of resignifying “woman” and “feminism” itself. As part of her “radical democratic” feminist politics, she aims to “release” the term “woman” into a “future of multiple significations.” 155 In resignifying feminism, she writes against those feminists who assume that there is an “ontological specificity to women. . . . In the 1980s, the feminist ‘we’ rightly came under attack by women of color who claimed that the ‘we’ was invariably white.” 156 Not only heterogeneity but contentions among feminists ought to be valued: “the rifts among women over the content” of the term “woman” ought to be “safeguarded and prized.” 157 Furthermore, Butler distrusts the utopianism of those feminists who believe they are “beyond the play of power,” asking instead for self-reflexive recognition of feminists’ inevitable embeddedness in power relations. 158

One of the targets of Butler’s critique is Irigaray. Her nuanced reading of Irigaray in Bodies That Matter defends her from accusations of essentialism but rejects the primacy of sexual difference over other forms of difference—race, class, sexual orientation, and so on—in Irigaray’s work. For example, Butler finds that Irigaray’s alternative mythology of two labial lips touching and being touched by each other is a self-conscious textual “rhetorical strategy” intended to counter established understandings of women’s genitals as a lack, a wound, and so on. 159 Rather than describing an essential sexual difference, Irigaray’s reparative, positive figuration of the two lips is a deliberately improper and catachrestic form of mimicry akin to Butler’s resignification; it is “not itself a natural relation, but a symbolic articulation.” 160 Irigaray distinguishes between the false feminine within gender binaries and a true feminine “excluded in and by such a binary opposition” and appearing “only in catachresis .” 161 The true feminine is an “ excessive feminine” in that it “exceeds its figuration”; its essence is to have no essence, to undermine binary oppositions and their essences, and to exceed conceptuality. 162 Irigaray’s textual practice is intended as the “very operation of the feminine in language.” 163 Butler seems to endorse Irigaray’s purely strategic essentialism. However, it is troubling that Irigaray’s true feminine is a name for all that escapes binary oppositions and social hierarchies.

Butler’s critique of Irigaray is that her exclusive focus on the feminine is an implicitly white, middle-class, heterosexual position attending to the marginalization of women qua women but neglecting other forms of social marginalization. Since Irigaray’s true feminine is “exactly what is excluded” from binary oppositions, it “monopolizes the sphere of exclusion,” resulting in Irigaray’s “constitutive exclusions” of other forms of difference. 164 For Irigaray “the outside is ‘always’ the feminine,” breaking its link to race, class, sexual orientation, and so on. 165 By contrast, Butler embraces intersectionality. Whereas for Irigaray sexual difference is “autonomous” and “more fundamental” than other differences, which are viewed as “ derived from” it, for Butler gender is “articulated through or as other vectors of power.” 166

Butler acknowledges her debt to African American literature and feminist thought, in a rare foray into literary criticism, her close reading of Nella Larsen’s 1929 novel, Passing . She also pays tribute to feminists of color, such as Chicana feminist Norma Alarcón, who similarly theorized women of color as multiply rather than singly positioned and marginalized. In Passing and in related African American literary criticism by Barbara Christian, Hazel Carby, Deborah McDowell, and others, Butler finds valuable theoretical insights that “ racializing norms ” and gender norms are “articulated through one another.” 167 But these texts also identify the value of solidarity among black women and the many obstacles to this solidarity. Versions of “racial uplift” adhering to the white middle-class nuclear family have been obstructive; they have been “masculine uplift” whose disproportionate “cost . . . for black women” has been the “impossibility of sexual freedom” for them. 168 Larsen’s critique of “racial uplift”—and its promotion of white middle-class gender norms, marriage, nuclear family, and heteronormativity—grasps the interimplication of race, class, gender, and sexual orientation. By contrast, Larsen’s Passing and Toni Morrison’s Sula uphold the precarious “promise of connection” among black women. 169

If “racial uplift” has been obstructive, Irigaray’s exclusive focus on the feminine is equally obstructive, according to Butler. Irigaray seems to assume that sexual difference is “unmarked by race” and that “whiteness is not a form of racial difference.” 170 By contrast, Larsen highlights historical articulations “of racialized gender, of gendered race, of the sexualization of racial ideals, or the racialization of gender norms.” 171 In Passing Clare passes as white, and Butler’s reading particularly traces the convergence of race and sexuality. Clare’s “risk-taking” takes the dual form of “racial crossing and sexual infidelity” that undermines middle-class norms, questioning both the “sanctity of marriage” and the “clarity of racial demarcations.” 172 Sexual and racial closeting are also interlinked: “the muteness of homosexuality converges in the story with the illegibility of Clare’s blackness.” 173 The word “queering” in Passing is “a term for betraying what ought to remain concealed,” in relation to both race and sexuality. 174

If some early commentators interpreted Butler’s theory of the performativity of gender and her call for gender resignification as a voluntarist, individualist, consumerist lifestyle choice for privileged Westerners, this article has tried to show just how constrained gender resignification is, and how inextricable from other social struggles. In Butler’s more recent work, issues of gender and sexual orientation are situated in interlocking frames of social exclusion and social precarity. Neither gender nor sexual orientation on their own can determine what counts as a human, livable, and grievable life. 175

Susan Stryker, one of the founders of transgender theory, addresses her first publication, “My Words to Victor Frankenstein above the Village of Chamounix” ( 1994 ), to feminist and queer communities and exposes their exclusion and abjection of the “transgendered subject” as a monster. 176 Through a close reading of Mary Shelley’s Frankenstein , she expresses her affinity with Frankenstein’s monster. 177 She criticizes the medical discourse that “produced sex reassignment techniques” for its “deeply conservative attempt to stabilize gendered identity in service of the naturalized heterosexual order” and insists on the disjunction between the “naturalistic effect biomedical technology can achieve” and the “subjective experience” of this transformation. 178 She rejects the continuing pathologization of the transgendered subject by psychiatrists, with the effect that “the sounds that come out of my mouth can be summarily dismissed.” 179 Notable here is an emphasis on self-identification and lived experience, which inherits the insights of phenomenological feminists that the body is not an object but a center of perception. To honor this emphasis, Stryker enlists a mixed form that combines criticism, diary entry, poetry, and theory.

Jack Halberstam’s 1998 Female Masculinity is a complex negotiation between feminist theory, queer theory, and the emerging field of transgender theory. While in medical discourse the approved narrative for the authorization of hormones and gender confirmation surgery is that of being in the wrong body and transitioning toward the right body, Halberstam warns that the “metaphor of crossing over and indeed migrating to the right body from the wrong body merely leaves the politics of stable gender identities, and therefore stable gender hierarchies, completely intact.” 180 Indeed he endorses the very “refusal of the dialectic of home and border” in Chicana/o studies and postcolonial studies. 181 Taking a broadly intersectional position, he argues that “alternative masculinities, ultimately, will fail to change existing gender hierarchies to the extent to which they fail to be feminist, antiracist, and queer.” 182

In his 2018 “Preface to the Twentieth Anniversary Edition” of Female Masculinity Halberstam defines “female masculinity” and “the butch” in a manner that bears a family resemblance to Irigaray’s “feminine,” Spivak’s “subaltern,” and queer theory’s “queer.” “Female masculinity” includes “multiple modes of identification and gender assignation” without “stabilizing” their “meanings.” 183 “The butch” is a “placeholder for the unassimilable, for that which remains indefinable or unspeakable within the many identifications that we make and that we claim”; “let the butch stand as all that cannot be absorbed into systems of signification, legitimation, legibility, recognition, and legality.” 184 The butch is “neither cis-gender nor simply transgender” but a “bodily catachresis . . . the rhetorical practice of misnaming something for which there would otherwise be no words.” 185 In Trans*: A Quick and Quirky Account of Gender Variability ( 2018 ) Halberstam defines trans* in similar terms. In keeping with his commitment to gender identity as “continuous transition,” the term trans* “embraces the nonspecificity of the term ‘trans’ and uses it to open the term up to a shifting set of conditions and possibilities rather than to attach it only to the life narratives of a specific group of people”; the asterisk “keeps at bay any sense of knowing in advance what the meaning of this or that gender variant form may be.” 186 His 2018 “Theory in the Wild,” co-written with Tavia Nyong’o, folds a “range of concerns” in addition to gender and sexuality—“race, coloniality, ecology, anarchy”—in a language that stretches from academic to creative writing. 187

In “Transgender Studies: Queer Theory’s Evil Twin” ( 2004 ), Susan Stryker launches transgender studies as an academic field “born of the union of sexuality studies and feminism” but distinct from them. The rationale for this autonomization is that “all too often queer remains a code word for ‘gay’ or ‘lesbian,’” while “transgender phenomena are misapprehended through a lens that privileges sexual orientation.” 188 Transgender studies is intended to disrupt the “privileged . . . narratives that favor sexual identity labels” at the expense of “gender categories.” 189 But Stryker is keen to acknowledge her own Western privilege: transgender studies is “marked by its First World point of origin” and the new field risks reproducing the “power structures of colonialism by subsuming non-Western configurations of personhood into Western constructs of sexuality and gender.” 190

In “(De)Subjectivated Knowledges: An Introduction to Transgender Studies” ( 2006 ), Stryker continues to argue that, within queer theory, “the entire discussion of ‘gender diversity’” was “subsumed within a discussion of sexual desire—as if the only reason to express gender was to signal the mode of one’s attractions.” 191 While the term transgender “began as a buzzword of the early 1990s,” in the 21st century it is established as the name for a “wide range of phenomena that call attention to the fact that ‘gender,’ as it is lived, embodied, experienced, performed, and encountered, is more complex and varied” than previously thought. 192 As this definition suggests, transgender studies draws on the insights of all the strands of feminist theory discussed in this article—phenomenological, poststructuralist, intersectional, and postcolonial. Stryker reminds readers that, since at least Sojourner Truth, “fighting for representation within the term ‘woman’ has been . . . a part of the feminist tradition,” and “the fight over transgender inclusion within feminism is not significantly different.” 193 As with African American and postcolonial feminisms, transgender theory calls for feminists’ examination of their “exclusionary assumptions.” 194 In turn, transgender theorists need to reckon with the “whiteness” of their academic field and the “First World origin” of the term transgender, as it is being exported globally across “racial, ethnic, linguistic, and socioeconomic communities.” 195 Arundati Roy’s The Ministry of Utmost Happiness explores the clash, in India, between the terms of transgender theory—emanating from the United States and disseminated by NGOs, magazines, and other publications—and the terminology, self-understanding, and practices of hijras . 196

Stryker is particularly critical of the modern Western correlation of biological or bodily sex (particularly genital status) and gender identity, where gender is taken to be merely the “representation of an objectively knowable material sex.” 197 Stryker is adamant that “Sex . . . is not the foundation of gender.” 198 Nor is sex as self-evident as it appears to be, in that the different components of sex—chromosomal, anatomical, reproductive, and morphological—do not necessarily line up. (For example, one’s chromosomal status might not line up with their anatomical sex.) This supposedly “objective” correlation is based on the “assumed correlation of a particular” component of “biological sex with a particular,” normative “social gender,” with the result that transgender people (among others) are forever viewed as making “false representations of an underlying material truth.” 199 Many feminist strands have shed light on the correlation of biological sex and “gender normativity,” and Stryker promises that transgender theory will continue to analyze the “operations of systems and institutions that simultaneously produce various possibilities of viable personhood, and eliminate others.” 200 In recognizing diversity beyond “Eurocentric norms,” Stryker notes that “relationships between bodily sex, subjective gender identity, social gender roles, sexual behaviors, and kinship status” have varied greatly. 201 Of central importance to transgender theory is subjective gender identity, which Stryker understands within the tradition of feminist phenomenology.

It is important to distinguish between gender as a social category within social classifications and hierarchies and gender as one’s self-identification and sense of self. Stryker focuses on the latter and connects it to the body, as the “contingent ground of all our knowledge.” 202 The antidote to fake objectivity is the recognition of “embodiment,” “embodied experience,” and “experiential knowledge”; one’s “gendered sense of self” and “lived complexity” of gender are “inalienable.” 203 All voices are embodied and no voice should be allowed to “mask” its “particularities and specificities” under the cloak of “false universality.” 204 It is therefore imperative to either speak from “direct experience” or to represent others “in an ethical fashion.” 205 It is equally vital to include forms of knowledge previously “disqualified as nonconceptual[,] . . . naïve” and “hierarchically inferior.” 206 Once again, Stryker here joins several strands of feminist theory that have practiced formal innovation—for example, in mixing theory, literature, and life-writing—not for its own sake but in the pursuit of truth and justice.

Acknowledgments

I am very grateful to Julie Rak and Jean Wyatt for their suggestions for revision, John Frow for his comments, and Ian Richards-Karamarkovich for his in-house editorial support.

Further Reading

  • Ahmed, Sara . Queer Phenomenology: Orientations, Objects, Others . Durham, NC: Duke University Press, 2006.
  • Al-Saji, Alia . “A Phenomenology of Hesitation: Interrupting Racialized Habits of Seeing.” In Living Alterities: Phenomenology, Embodiment . Edited by Emily S. Lee , 133–172. Albany: State University of New York Press, 2014.
  • Anderson, Pamela Sue . “Silencing and Speaker Vulnerability: Undoing an Oppressive Form of (Wilful) Ignorance.” In “Love and Vulnerability: Thinking with Pamela Sue Anderson.” Edited by Pelagia Goulimari . Special issue, Angelaki: Journal of the Theoretical Humanities 25, no. 1–2 (February–April 2020): 36–45.
  • Beauvoir, Simone de . The Second Sex . Translated by Constance Borde and Sheila Malovany-Chevallier . London: Vintage, 2011.
  • Butler, Judith . Gender Trouble . London: Routledge, 1990.
  • Cixous, Hélène . “The Laugh of the Medusa.” Translated by Keith Cohen and Paula Cohen . Signs 1, no. 4 (Summer 1976): 875–893.
  • Collins, Patricia Hill . Black Feminist Thought . Rev. 2nd ed. London: Routledge, 2000.
  • Crenshaw, Kimberlé Williams . “Mapping the Margins: Intersectionality, Identity Politics, and Violence against Women of Color.” Stanford Law Review 43, no. 6 (July 1991): 1241–1299.
  • Djebar, Assia . Women of Algiers in Their Apartment . Translated by Marjolijn De Jager . Charlottesville: University Press of Virginia, 1992.
  • Fricker, Miranda . Epistemic Injustice: Power and the Ethics of Knowing . Oxford: Oxford University Press, 2007.
  • Gilbert, Sandra , and Susan Gubar . The Madwoman in the Attic: The Woman Writer and the Nineteenth-Century Literary Imagination . 2nd ed. New Haven, CT: Yale University Press, 2000.
  • Halberstam, Jack . Female Masculinity . 20th anniversary ed. Durham, NC: Duke University Press, 2018.
  • Hartman, Saidiya V. Scenes of Subjection: Terror, Slavery and Self-Making in Nineteenth-Century America . Oxford: Oxford University Press, 1997.
  • Irigaray, Luce . This Sex Which Is Not One . Translated by Catherine Porter with Carolyn Burke . Ithaca, NY: Cornell University Press, 1985.
  • Lorde, Audre . Your Silence Will Not Protect You . Preface by Reni Eddo-Lodge , introduction by Sara Ahmed . London: Silver Press, 2017.
  • Mahmood, Saba . “Feminist Theory, Embodiment, and the Docile Agent: Some Reflections on the Egyptian Islamic Revival.” Cultural Anthropology 16, no. 2 (May 2001): 202–236.
  • Mohanty, Chandra Talpade . “Under Western Eyes: Feminist Scholarship and Colonial Discourses.” boundary 2 12–13 (Spring–Autumn 1984): 333–358.
  • Moi, Toril . “‘ I Am Not a Woman Writer’: About Women, Literature and Feminist Theory Today .” Eurozine , June 2009.
  • Morrison, Toni . The Bluest Eye . London: Picador, 1990.
  • Puar, Jasbir K. “Queer Times, Queer Assemblages.” Social Text 23, no. 3–4 (2005): 121–139.
  • Spillers, Hortense J. “Mama’s Baby, Papa’s May Be: An American Grammar Book.” Diacritics 17, no. 2 (Summer 1987): 64–81.
  • Spivak, Gayatri Chakravorty . “Can the Subaltern Speak?” In A Critique of Postcolonial Reason: Toward a History of the Vanishing Present , by Gayatri Chakravorty Spivak , 198–311. Cambridge, MA: Harvard University Press, 1999.
  • Stratton, Florence . “Periodic Embodiments: A Ubiquitous Trope in African Men’s Writing.” Research in African Literatures 21, no. 1 (Spring 1990): 111–126.
  • Stryker, Susan . “My Words to Victor Frankenstein above the Village of Chamounix.” GLQ 1, no. 3 (1994): 237–254.
  • Walker, Alice . In Search of Our Mothers’ Gardens: Womanist Prose . Boston, MA: Houghton Mifflin Harcourt, 2004.
  • Young, Iris Marion . “Throwing Like a Girl: A Phenomenology of Feminine Body Comportment, Motility, and Spatiality.” In On Female Body Experience: “Throwing Like a Girl” and Other Essays , by Iris Marion Young , 27–45. Oxford: Oxford University Press, 2005.

1. See also the companion, complementary piece by Pelagia Goulimari, “Genders,” Oxford Research Encyclopedia of Literature (March 2020).

2. Sylvia Tamale, ed., African Sexualities: A Reader (Oxford: Pambazuka, 2011).

3. Alison Bechdel, Fun Home: A Family Tragicomic (London: Jonathan Cape, 2006); Alison Bechdel, Are You My Mother? A Comic Drama (London: Jonathan Cape, 2012); Anne Carson, Antigonick , ill. Bianca Stone (Tarset: Bloodaxe, 2012); Maggie Nelson, Jane: A Murder (London: Zed Books, 2019); Maggie Nelson, The Argonauts (London: Melville House, 2016); and Paul B. Preciado, Testo Junkie: Sex, Drugs, and Biopolitics in the Pharmacopornographic Era , trans. Bruce Benderson (New York: Feminist Press at the City University of New York, 2013).

4. Elizabeth Barrett-Browning, Aurora Leigh , new ed., ed. Kerry McSweeney (Oxford: Oxford University Press, 2008); Virginia Woolf, A Room of One’s Own (London: Penguin, 2004); Julia Kristeva, “Stabat Mater,” trans. Arthur Goldhammer, Poetics Today 6.1–2 (January 1985): 133–152; Marge Piercy, Woman on the Edge of Time (London: Women’s Press, 2000); Audre Lorde, Zami: A New Spelling of My Name; A Biomythography (London: Penguin, 2018); Leslie Feinberg, Stone Butch Blues: A Novel (Ithaca, NY: Firebrand Books, 1993); Chris Kraus, I Love Dick (London: Serpent’s Tail, 2016); and Qurratulain Hyder, Fireflies in the Mist (New Delhi: Women Unlimited, 2008).

5. Simone de Beauvoir, The Second Sex , trans. Constance Borde and Sheila Malovany-Chevallier (London: Vintage, 2011), 293 .

6. For example, the situation of women is a form of “slavery of half of humanity” and Beauvoir calls for its abolition; Beauvoir, The Second Sex , 782.

7. For example, “every existent [human being] is at once immanence and transcendence,” Beauvoir, The Second Sex , 276; if woman is flesh for man, “man is also flesh for woman; and woman is other than a carnal object” (277); “The same drama of flesh and spirit, and of finitude and transcendence, plays itself out in both sexes,” and both sexes should assume the “ambiguity” of their situation (779–780). See also Simone de Beauvoir, The Ethics of Ambiguity , trans. Bernard Frechtman (New York: Philosophical Library, 2015).

8. See further Pelagia Goulimari, Literary Criticism and Theory: From Plato to Postcolonialism (London: Routledge, 2015), ch. 10.

9. See Michèle Le Doeuff, Hipparchia’s Choice: An Essay Concerning Women, Philosophy, etc ., trans. Trista Selous (Oxford: Blackwell, 1991), 60.

10. Beauvoir, The Second Sex , 672, 654, 663, 672. This description by Beauvoir is the starting point for Iris Marion Young’s work. Beauvoir adds that, lacking the means to grasp the world, a woman might offer herself as a “gift” (679). Hélène Cixous will return to this offering and reappraise it more positively in “The Laugh of the Medusa,” trans. Keith Cohen and Paula Cohen, Signs 1, no. 4 (Summer 1976): 875–893.

11. Beauvoir, The Second Sex , 4, 12, 15, 654.

12. Beauvoir, The Second Sex , 8.

13. Beauvoir, The Second Sex , 9.

14. Beauvoir, The Second Sex , 680.

15. Le Doeuff, Hipparchia’s Choice , 57.

16. See, for example, the section on D. H. Lawrence in Beauvoir, The Second Sex , 236–244.

17. Beauvoir, The Second Sex , 767.

18. Beauvoir, The Second Sex , 762, 765, 762, 766.

19. Beauvoir, The Second Sex , 767. For example, Hélène Cixous and Catherine Clément echo Beauvoir in their book, The Newly Born Woman , trans. Betsy Wing (Minneapolis: University of Minnesota Press, 1986).

20. “[T]ruth itself is ambiguity,” Beauvoir, The Second Sex , 763.

21. Iris Marion Young, “Throwing Like a Girl,” in On Female Body Experience: “Throwing Like a Girl” and Other Essays , by Iris Marion Young (Oxford: Oxford University Press, 2005), 27–45, 30.

22. Young, “Throwing Like a Girl,” 35.

23. Young, “Throwing Like a Girl,” 29, 35, 30.

24. Young, “Throwing Like a Girl,” 35–36 (emphasis added).

25. Young, “Throwing Like a Girl,” 37. Alia Al-Saji will adopt Young’s discussion of hesitation to build her own phenomenology of hesitation.

26. Young, “Throwing Like a Girl,” 39 (emphasis added).

27. Young, “Throwing Like a Girl,” 40.

28. Young, “Throwing Like a Girl,” 40–41.

29. Young, “Throwing Like a Girl,” 44.

30. Young, “Throwing Like a Girl,” 45.

31. Young, “Throwing Like a Girl,” 43.

32. For example, Dianne Chisholm claims that Young’s phenomenological description is out of date and no longer relevant. Dianne Chisholm, “Climbing Like a Girl: An Exemplary Adventure in Feminist Phenomenology,” Hypatia 23, no. 1 (January–March 2008): 9–40.

33. Luce Irigaray, Speculum of the Other Woman , trans. Gillian C. Gill (Ithaca, NY: Cornell University Press, 1985); Luce Irigaray, “This Sex Which Is Not One,” in This Sex Which Is Not One , trans. Catherine Porter with Carolyn Burke, by Luce Irigaray (Ithaca, NY: Cornell University Press, 1985), 23–33; Luce Irigaray, “The Power of Discourse and the Subordination of the Feminine,” in This Sex Which Is Not One , trans. Catherine Porter with Carolyn Burke, by Luce Irigaray (Ithaca, NY: Cornell University Press, 1985), 68–85; and Cixous, “Laugh of the Medusa.”

34. Luce Irigaray, “Equal or Different?,” trans. David Macey, in The Irigaray Reader , ed. Margaret Whitford (Oxford: Blackwell, 1991), 30–33, 32.

35. Irigaray, “Equal or Different?,” 32–33.

36. Toril Moi, “‘Independent Women’ and Narratives of Liberation,” in Simone de Beauvoir: A Critical Reader , ed. Elizabeth Fallaize (London: Routledge, 1998), 72–92, 86.

37. Moi, “Independent Women,” 87–88.

38. Toril Moi, “‘ I Am Not a Woman Writer’: About Women, Literature and Feminist Theory Today ,” Eurozine (June 2009), 8 (emphasis added).

39. Moi, “I Am Not a Woman Writer,” 6, quoting Beauvoir, translation amended by Moi.

40. Moi, “I Am Not a Woman Writer,” 7.

41. Moi, “I Am Not a Woman Writer,” 7 (emphasis added).

42. Michèle Le Doeuff, “Engaging with Simone de Beauvoir,” in The Philosophy of Simone de Beauvoir , ed. Margaret A. Simons (Bloomington: Indiana University Press, 2006), 11–19, 12.

43. Simone de Beauvoir, The Prime of Life , trans. Peter Green (London: Penguin, 2001).

44. Beauvoir quoted in Miranda Fricker, “Life-Story in Beauvoir’s Memoirs,” in The Cambridge Companion to Simone de Beauvoir , ed. Claudia Card (Cambridge, UK: Cambridge University Press, 2003), 208–227, 219, 225.

45. Beauvoir quoted in Fricker, “Life-Story,” 223.

46. Fricker, “Life-Story,” 226.

47. Miranda Fricker, Epistemic Injustice: Power and the Ethics of Knowing (Oxford: Oxford University Press, 2007), 50–51.

48. Fricker, Epistemic Injustice , 50.

49. Fricker, Epistemic Injustice , 51.

50. Fricker, Epistemic Injustice , 150–152; see also 158–159.

51. Fricker, Epistemic Injustice , 169–175.

52. George Eliot, Mill on the Floss , ed. Gordon Sherman Haight (Oxford: Oxford University Press, 1996). See Dorota Filipczak, “The Disavowal of the Female ‘Knower’: Reading Literature in the Light of Pamela Sue Anderson’s Project on Vulnerability,” in “Love and Vulnerability: Thinking with Pamela Sue Anderson,” ed. Pelagia Goulimari, special issue, Angelaki: Journal of the Theoretical Humanities 25, no. 1–2 (February–April 2020): 156–164.

53. Sara Ahmed, Queer Phenomenology: Orientations, Objects, Others (Durham, NC: Duke University Press, 2006), 90–91, 23.

54. Ahmed, Queer Phenomenology , 66.

55. Ahmed, Queer Phenomenology , 87.

56. Ahmed’s work is also informed by Michel Foucault on disciplinary practices producing capable but docile bodies and Pierre Bourdieu on the “habitus” (naturalized socio-cultural habits).

57. Ahmed, Queer Phenomenology , 101–102, 105 (emphasis added).

58. Ahmed, Queer Phenomenology , 106.

59. Sara Ahmed, “A Phenomenology of Whiteness,” Feminist Theory 8, no. 2 (August 2007): 149–168, 161.

60. Ahmed, “Phenomenology of Whiteness,” 161.

61. Ahmed, “Phenomenology of Whiteness,” 161.

62. Ahmed, “Phenomenology of Whiteness,” 163.

63. Ahmed, “Phenomenology of Whiteness,” 163.

64. See Sara Ahmed, What’s the Use? (Durham, NC: Duke University Press, 2019).

65. Alia Al-Saji, “A Phenomenology of Hesitation: Interrupting Racialized Habits of Seeing,” in Living Alterities: Phenomenology, Embodiment , ed. Emily S. Lee (Albany: State University of New York Press, 2014), 133–172, 138 .

66. Al-Saji, “Phenomenology of Hesitation,” 136.

67. Al-Saji, “Phenomenology of Hesitation,” 142.

68. Al-Saji, “Phenomenology of Hesitation,” 155.

69. Al-Saji, “Phenomenology of Hesitation,” 153 (emphasis added).

70. Al-Saji, “Phenomenology of Hesitation,” 154 (emphasis added).

71. Pamela Sue Anderson, “Creating a New Imaginary for Love in Religion,” in “Love and Vulnerability: Thinking with Pamela Sue Anderson,” ed. Pelagia Goulimari, special issue, Angelaki: Journal of the Theoretical Humanities 25, no. 1–2 (February–April 2020): 46–53, 49 .

72. Pamela Sue Anderson, “Silencing and Speaker Vulnerability: Undoing an Oppressive Form of (Wilful) Ignorance,” in “Love and Vulnerability: Thinking with Pamela Sue Anderson,” ed. Pelagia Goulimari, special issue, Angelaki: Journal of the Theoretical Humanities 25, no. 1–2 (February–April 2020): 36–45 .

73. See Akasha Gloria Hull, Patricia Bell-Scott, and Barbara Smith, eds., All the Women Are White, All the Blacks Are Men, but Some of Us Are Brave: Black Women’s Studies , 2nd ed. (New York: Feminist Press at the City University of New York, 2015). See also Gayatri Chakravorty Spivak, “Can the Subaltern Speak?,” in A Critique of Postcolonial Reason: Toward a History of the Vanishing Present , by Gayatri Chakravorty Spivak (Cambridge, MA: Harvard University Press, 1999), 284 .

74. Kimberlé Williams Crenshaw, “Mapping the Margins: Intersectionality, Identity Politics, and Violence against Women of Color,” Stanford Law Review 43, no. 6 (July 1991): 1241–1299 ; and Patricia Hill Collins, Black Feminist Thought , rev. 2nd ed. (London: Routledge, 2000) .

75. See Sojourner Truth, “Ain’t I a Woman?,” in Women in Culture: An Intersectional Anthology for Gender and Women’s Studies , ed. Bonnie Kime Scott et al., 2nd ed. (Chichester: Wiley Blackwell, 2017); Harriet Jacobs, Incidents in the Life of a Slave Girl: Authoritative Text, Contexts, Criticism , ed. Frances Smith Foster and Richard Yarborough, 2nd ed. (New York: W. W. Norton, 2019); Zora Neale Hurston, Their Eyes Were Watching God , introd. Zadie Smith, afterword by Sherley Anne Williams (London: Virago, 2018); and Nella Larsen, Passing , ed. Thadious M. Davis (New York: Penguin, 2003).

76. Elaine Showalter, A Literature of Their Own: British Women Novelists from Brontë to Lessing , new ed. (London: Virago, 1999). See further Goulimari, Literary Criticism and Theory , ch. 9.

77. Indeed Barbara Christian argues that black women writers have had to include self-theorizing in their texts, becoming their own critics. Barbara Christian, “The Race for Theory,” Feminist Studies 14, no. 1 (April 1988): 67–79.

78. Toni Morrison, The Bluest Eye (London: Picador, 1990) .

79. Toni Morrison, “What the Black Woman Thinks about Women’s Lib,” in What Moves at the Margin: Selected Nonfiction , ed. Carolyn C. Denard (Jackson: University Press of Mississippi, 2008), 18–30, 24.

80. Morrison, “What the Black Woman Thinks,” 18, 19.

81. Audre Lorde, Sister Outsider: Essays and Speeches (New York: Ten Speed Press, 2007). Also included in Audre Lorde, Your Silence Will Not Protect You , preface by Reni Eddo-Lodge, introd. Sara Ahmed (London: Silver Press, 2017) .

82. Lorde, Your Silence , 96.

83. Lorde, Your Silence , 113.

84. Lorde, Your Silence , 12.

85. Lorde, Your Silence , 29, and see the chapter “Eye to Eye: Black Women, Hatred and Anger.”

86. See “The Uses of Anger: Women Responding to Racism” in Lorde, Your Silence .

87. Lorde, Your Silence , 78.

88. See “Uses of the Erotic: The Erotic as Power” in Lorde, Your Silence .

89. See “Age, Race, Class, and Sex: Women Redefining Difference” in Lorde, Your Silence .

90. Alice Walker, Color Purple (London: Women’s Press, 1983).

91. Alice Walker, In Search of Our Mothers’ Gardens: Womanist Prose (Boston, MA: Houghton Mifflin Harcourt, 2004) , xi (emphasis added).

92. Walker, In Search , xi (emphasis added).

93. Alice Walker, “Looking for Zora,” in In Search of Our Mothers’ Gardens: Womanist Prose , by Alice Walker (Boston, MA: Houghton Mifflin Harcourt, 2004), 93–118 .

94. Sandra Gilbert and Susan Gubar, The Madwoman in the Attic: The Woman Writer and the Nineteenth-Century Literary Imagination , 2nd ed. (New Haven, CT: Yale University Press, 2000) .

95. Hortense J. Spillers, “Mama’s Baby, Papa’s May Be: An American Grammar Book,” Diacritics 17, no. 2 (Summer 1987): 64–81 .

96. Hurston, Their Eyes , 29.

97. Orlando Patterson, Slavery and Social Death: A Comparative Study (Cambridge, MA: Harvard University Press, 1982); Toni Morrison, Beloved (London: Picador, 1988); Toni Morrison, Playing in the Dark: Whiteness and the Literary Imagination (Cambridge, MA: Harvard University Press, 1992); and Saidiya V. Hartman, Scenes of Subjection: Terror, Slavery and Self-Making in Nineteenth-Century America (Oxford: Oxford University Press, 1997) .

98. Hartman, Scenes of Subjection , 23, 36.

99. Hartman, Scenes of Subjection , 10 (emphasis added).

100. Saidiya V. Hartman, Lose Your Mother: A Journey along the Atlantic Slave Route (New York: Farrar, Straus and Giroux, 2008), 6.

101. Saidiya V. Hartman, “Venus in Two Acts,” Small Axe: A Caribbean Journal of Criticism 12, no. 2 (June 2008): 1–14, 12.

102. Hartman, “Venus,” 11–12.

103. Saidiya V. Hartman, “The Anarchy of Colored Girls Assembled in a Riotous Manner,” South Atlantic Quarterly 117, no. 3 (July 2018): 465–490, 470, 486.

104. Hartman, “Anarchy,” 471, 473.

105. Hartman, “Anarchy,” 474, 486 (emphasis added).

106. Hartman, “Anarchy,” 471, 470 (emphasis added).

107. Hartman, “Anarchy,” 469, 466, 471.

108. Hartman, “Anarchy,” 471. See further Saidiya V. Hartman, Wayward Lives, Beautiful Experiments: Intimate Histories of Social Upheaval (New York: W. W. Norton, 2019).

109. Anne McClintock, Imperial Leather (London: Routledge, 1995), 6.

110. H. Rider Haggard, King Solomon’s Mines , ed. Robert Hampson (London: Penguin, 2007), 24.

111. Assia Djebar, Fantasia: An Algerian Cavalcade , trans. Dorothy S. Blair (London: Quartet, 1989).

112. Djebar, Fantasia , 6, 8.

113. McClintock, Imperial Leather , 45.

114. Assia Djebar, Women of Algiers in Their Apartment , trans. Marjolijn De Jager (Charlottesville: University Press of Virginia, 1992) .

115. Spivak, “Can the Subaltern Speak?,” 309. Delivered as a lecture in 1983, it was published in different versions of varying length. This article discusses the version in Gayatri Chakravorty Spivak, A Critique of Postcolonial Reason: Toward a History of the Vanishing Present (Cambridge, MA: Harvard University Press, 1999) .

116. Spivak, “Can the Subaltern Speak?,” 271.

117. Spivak, “Can the Subaltern Speak?,” 270.

118. Spivak, “Can the Subaltern Speak?,” 267.

119. See Goulimari, Literary Criticism and Theory , ch. 11. See also Hartman on singularity, as discussed in the section “ African American Feminisms (Morrison, Lorde, Walker, Spillers, Hartman): Race, Intersectionality, Differences among Women and among Black Women ” in this article.

120. Spivak, “Can the Subaltern Speak?,” 307, 273.

121. Spivak, “Can the Subaltern Speak?,” 309.

122. Spivak, “Can the Subaltern Speak?,” 310.

123. Spivak, “Can the Subaltern Speak?,” 283, 284.

124. Gayatri Chakravorty Spivak, “Three Women’s Texts and a Critique of Imperialism,” Critical Inquiry 12, no. 1 (October 1985): 243–261, 243; and Charlotte Brontë, Jane Eyre , 3rd ed., ed. Jane Jack and Margaret Smith (Oxford: Oxford University Press, 2017).

125. Spivak, “Three Women’s Texts,” 251.

126. Spivak, “Three Women’s Texts,” 248.

127. Jean Rhys, Wide Sargasso Sea , ed. Angela Smith (London: Penguin, 1997).

128. Spivak, “Three Women’s Texts,” 249.

129. Chandra Talpade Mohanty, “Under Western Eyes: Feminist Scholarship and Colonial Discourses,” boundary 2 12–13 (Spring–Autumn 1984): 333–358 .

130. Mohanty, “Under Western Eyes,” 333.

131. Mohanty, “Under Western Eyes,” 344.

132. Chandra Talpade Mohanty, Feminism without Borders: Decolonizing Theory, Practicing Solidarity (Durham, NC: Duke University Press, 2003), 39 (emphasis added).

133. Saba Mahmood, “Feminist Theory, Embodiment, and the Docile Agent: Some Reflections on the Egyptian Islamic Revival,” Cultural Anthropology 16, no. 2 (May 2001): 202–236 .

134. Mahmood, “Feminist Theory,” 202.

135. Mahmood, “Feminist Theory,” 217.

136. Mahmood, “Feminist Theory,” 205.

137. Mahmood, “Feminist Theory,” 224.

138. Florence Stratton, Contemporary African Literature and the Politics of Gender (London: Routledge, 1994), 1.

139. Stratton, Contemporary African Literature , 10.

140. Stratton, Contemporary African Literature , 18.

141. Florence Stratton, “Periodic Embodiments: A Ubiquitous Trope in African Men’s Writing,” Research in African Literatures 21, no. 1 (Spring 1990): 111–126, 112 .

142. Stratton, Contemporary African Literature , 11.

143. Stratton, Contemporary African Literature , 11.

144. Jasbir K. Puar, “Queer Times, Queer Assemblages,” Social Text 23.3–4 (2005): 121–139, 122 (emphasis added).

145. Puar, “Queer Times,” 131.

146. Puar, “Queer Times,” 122, 121.

147. Puar, “Queer Times,” 126.

148. Puar, “Queer Times,” 126.

149. See, for example, Eve Kosofsky Sedgwick, Between Men: English Literature and Male Homosocial Desire , 30th anniversary ed. (New York: Columbia University Press, 2015).

150. See Eileen Myles, “ The Lady Who Appears to Be a Gentleman ,” Harper’s Magazine , June 2019.

151. Beauvoir, The Second Sex , 293.

152. Judith Butler, Gender Trouble: Feminism and the Subversion of Identity (London: Routledge, 1990), 140, 139–140.

153. Butler, Gender Trouble , 137 (emphasis added).

154. Butler, Gender Trouble , 138, 141.

155. Judith Butler, “Contingent Foundations: Feminism and the Question of ‘Postmodernism,’” in Feminist Contentions: A Philosophical Exchange , by Seyla Benhabib, et al. (New York: Routledge, 1995), 35–58, 50–51.

156. Butler, “Contingent Foundations,” 49.

157. Butler, “Contingent Foundations,” 50.

158. Butler, “Contingent Foundations,” 39.

159. Judith Butler, Bodies That Matter (London: Routledge, 1993), 38; and Luce Irigaray, “When Our Lips Speak Together,” in This Sex Which Is Not One , trans. Catherine Porter with Carolyn Burke, by Luce Irigaray (Ithaca, NY: Cornell University Press, 1985), 205–218 .

160. Butler, Bodies That Matter , 46 (emphasis added).

161. Butler, Bodies That Matter , 37 (emphasis added).

162. Butler, Bodies That Matter , 39, 41 (emphasis added).

163. Butler, Bodies That Matter , 46.

164. Butler, Bodies That Matter , 37, 42.

165. Butler, Bodies That Matter , 49.

166. Butler, Bodies That Matter , 167 (emphasis added).

167. Nella Larsen, Passing , ed. Thadious M. Davis (New York: Penguin, 2003); and Butler, Bodies That Matter , 182 (emphasis added).

168. Butler, Bodies That Matter , 178.

169. Butler, Bodies That Matter , 183; and Toni Morrison, Sula (London: Picador, 1991).

170. Butler, Bodies That Matter , 181–182.

171. Butler, Bodies That Matter , 182.

172. Butler, Bodies That Matter , 169.

173. Butler, Bodies That Matter , 175.

174. Butler, Bodies That Matter , 176.

175. See Judith Butler, Precarious Life: The Powers of Mourning and Violence (London: Verso, 2004); and Judith Butler, Frames of War: When Is Life Grievable? (London: Verso, 2016).

176. Susan Stryker, “My Words to Victor Frankenstein above the Village of Chamounix,” GLQ 1, no. 3 (1994): 237–254 , 241. See also 251n2: “transgender” as “an umbrella term that refers to all identities or practices that cross over, cut across, move between, or otherwise queer socially constructed sex/gender boundaries.”

177. Mary Shelley, Frankenstein , 2nd ed., ed. J. Paul Hunter (London: W. W. Norton, 2012).

178. Stryker, “My Words,” 242.

179. Stryker, “My Words,” 244.

180. Jack Halberstam, Female Masculinity , 20th anniversary ed. (Durham, NC: Duke University Press, 2018), 171 .

181. Halberstam, Female Masculinity , 170.

182. Halberstam, Female Masculinity , 173.

183. Halberstam, Female Masculinity , xii.

184. Halberstam, Female Masculinity , xx, xxi.

185. Halberstam, Female Masculinity , xx.

186. Jack Halberstam, Trans*: A Quick and Quirky Account of Gender Variability (Oakland: University of California Press, 2018), 95, 52–53, 4.

187. Jack Halberstam and Tavia Nyong’o, “Introduction: Theory in the Wild,” in “Wildness,” ed. Jack Halberstam and Tavia Nyong’o, special issue, South Atlantic Quarterly 117, no. 3 (July 2018): 453–464, 462.

188. Susan Stryker, “Transgender Studies: Queer Theory’s Evil Twin,” GLQ 10, no. 2 (2004): 212–215, 214.

189. Stryker, “Transgender Studies,” 212.

190. Stryker, “Transgender Studies,” 214–215.

191. Susan Stryker, “(De)Subjectivated Knowledges: An Introduction to Transgender Studies,” in The Transgender Studies Reader , ed. Susan Stryker and Stephen Whittle (London: Routledge, 2006), 1–18, 1.

192. Stryker, “(De)Subjectivated Knowledges,” 3.

193. Stryker, “(De)Subjectivated Knowledges,” 7.

194. Stryker, “(De)Subjectivated Knowledges,” 7.

195. Stryker, “(De)Subjectivated Knowledges,” 14–15.

196. Arundati Roy, The Ministry of Utmost Happiness (London: Hamish Hamilton, 2017). On the expression of third-gender and non-normative gender identities in non-Western cultures, see, for example, the Rae-rae (Tahitian trans women), Faʻafafine (Samoan third gender), and Māhū (Polynesian “middle” or third gender).

197. Stryker, “(De)Subjectivated Knowledges,” 8.

198. Stryker, “(De)Subjectivated Knowledges,” 9.

199. Stryker, “(De)Subjectivated Knowledges,” 9.

200. Stryker, “(De)Subjectivated Knowledges,” 13, 3.

201. Stryker, “(De)Subjectivated Knowledges,” 14.

202. Stryker, “(De)Subjectivated Knowledges,” 12.

203. Stryker, “(De)Subjectivated Knowledges,” 12, 13, 10, 7.

204. Stryker, “(De)Subjectivated Knowledges,” 12.

205. Stryker, “(De)Subjectivated Knowledges,” 13.

206. Stryker, “(De)Subjectivated Knowledges,” 13.

Related Articles

  • Affect Studies
  • Lesbian Poetics
  • Identity Technologies
  • Theorizing the Subject
  • Sexualities

Printed from Oxford Research Encyclopedias, Literature. Under the terms of the licence agreement, an individual user may print out a single article for personal use (for details see Privacy Policy and Legal Notice).

date: 27 April 2024

  • Cookie Policy
  • Privacy Policy
  • Legal Notice
  • Accessibility
  • [66.249.64.20|195.158.225.230]
  • 195.158.225.230

Character limit 500 /500

Banner Image

Literary Criticism

  • Introduction
  • Literary Theories
  • Steps to Literary Criticism
  • Find Resources
  • Cite Sources
  • thesis examples

SAMPLE THESIS STATEMENTS

These sample thesis statements are provided as guides, not as required forms or prescriptions.

______________________________________________________________________________________________________________

The thesis may focus on an analysis of one of the elements of fiction, drama, poetry or nonfiction as expressed in the work: character, plot, structure, idea, theme, symbol, style, imagery, tone, etc.

In “A Worn Path,” Eudora Welty creates a fictional character in Phoenix Jackson whose determination, faith, and cunning illustrate the indomitable human spirit.

Note that the work, author, and character to be analyzed are identified in this thesis statement. The thesis relies on a strong verb (creates). It also identifies the element of fiction that the writer will explore (character) and the characteristics the writer will analyze and discuss (determination, faith, cunning).

Further Examples:

The character of the Nurse in Romeo and Juliet serves as a foil to young Juliet, delights us with her warmth and earthy wit, and helps realize the tragic catastrophe.

The works of ecstatic love poets Rumi, Hafiz, and Kabir use symbols such as a lover’s longing and the Tavern of Ruin to illustrate the human soul’s desire to connect with God.

The thesis may focus on illustrating how a work reflects the particular genre’s forms, the characteristics of a philosophy of literature, or the ideas of a particular school of thought.

“The Third and Final Continent” exhibits characteristics recurrent in writings by immigrants: tradition, adaptation, and identity.

Note how the thesis statement classifies the form of the work (writings by immigrants) and identifies the characteristics of that form of writing (tradition, adaptation, and identity) that the essay will discuss.

Further examples:

Samuel Beckett’s Endgame reflects characteristics of Theatre of the Absurd in its minimalist stage setting, its seemingly meaningless dialogue, and its apocalyptic or nihilist vision.

A close look at many details in “The Story of an Hour” reveals how language, institutions, and expected demeanor suppress the natural desires and aspirations of women.

The thesis may draw parallels between some element in the work and real-life situations or subject matter: historical events, the author’s life, medical diagnoses, etc.

In Willa Cather’s short story, “Paul’s Case,” Paul exhibits suicidal behavior that a caring adult might have recognized and remedied had that adult had the scientific knowledge we have today.

This thesis suggests that the essay will identify characteristics of suicide that Paul exhibits in the story. The writer will have to research medical and psychology texts to determine the typical characteristics of suicidal behavior and to illustrate how Paul’s behavior mirrors those characteristics.

Through the experience of one man, the Narrative of the Life of Frederick Douglass, An American Slave, accurately depicts the historical record of slave life in its descriptions of the often brutal and quixotic relationship between master and slave and of the fragmentation of slave families.

In “I Stand Here Ironing,” one can draw parallels between the narrator’s situation and the author’s life experiences as a mother, writer, and feminist.

SAMPLE PATTERNS FOR THESES ON LITERARY WORKS

1. In (title of work), (author) (illustrates, shows) (aspect) (adjective). 

Example: In “Barn Burning,” William Faulkner shows the characters Sardie and Abner Snopes struggling for their identity.

2. In (title of work), (author) uses (one aspect) to (define, strengthen, illustrate) the (element of work).

Example: In “Youth,” Joseph Conrad uses foreshadowing to strengthen the plot.

3. In (title of work), (author) uses (an important part of work) as a unifying device for (one element), (another element), and (another element). The number of elements can vary from one to four.

Example: In “Youth,” Joseph Conrad uses the sea as a unifying device for setting, structure and theme.

4. (Author) develops the character of (character’s name) in (literary work) through what he/she does, what he/she says, what other people say to or about him/her.

Example: Langston Hughes develops the character of Semple in “Ways and Means”…

5. In (title of work), (author) uses (literary device) to (accomplish, develop, illustrate, strengthen) (element of work).

Example: In “The Masque of the Red Death,” Poe uses the symbolism of the stranger, the clock, and the seventh room to develop the theme of death.

6. (Author) (shows, develops, illustrates) the theme of __________ in the (play, poem, story).

Example: Flannery O’Connor illustrates the theme of the effect of the selfishness of the grandmother upon the family in “A Good Man is Hard to Find.”

7. (Author) develops his character(s) in (title of work) through his/her use of language.

Example: John Updike develops his characters in “A & P” through his use of figurative language.

Perimeter College, Georgia State University,  http://depts.gpc.edu/~gpcltc/handouts/communications/literarythesis.pdf

  • << Previous: Cite Sources
  • Next: Get Help >>
  • Last Updated: Apr 16, 2024 4:48 PM
  • URL: https://libguides.uta.edu/literarycriticism

University of Texas Arlington Libraries 702 Planetarium Place · Arlington, TX 76019 · 817-272-3000

  • Internet Privacy
  • Accessibility
  • Problems with a guide? Contact Us.

Literary Theory: Perspectives and Approaches

Literary theory: a brief background, discussion of literary theory approaches, a critical comparison of perspectives, works cited.

The study of literary texts always involves the problem of multiple meanings because of interpretations. One need only think of any of the movies, books, or even songs whose familiarity was shared with a friend. In this case, even close friends, who usually have similar worldviews and interests, will see different meanings in such texts. This is a natural process of learning through individual experience, which social philosophy highlights as an essential part of knowing the world. At the heart of the difference in perceptions of literary texts, however, is not only personal experience but also the paradigm used. This refers to a general literary theory as a set of methods and ideas used to read “texts.” To date, many such paradigms have been developed, each using specific ideas and principles to analyze readings critically. The purpose of this explanatory essay is to discuss existing critiques in detail as parts of literary theory and to compare and contrast them.

Any reading of literary texts is an action that has specific, measurable effects on the reader. It is noteworthy to say that texts in this essay do not refer strictly to poems, stories, and books but to any work of fiction that has been created by an author. In particular, the statements in this essay will refer to films, serials, shows, music, and any other works of art. Creating them, the author puts his deep meanings, which are not always clear to the reader. At the same time, their “reading” is an act of interaction with art, during which the individual uniquely interprets the meanings and possibly finds semantic meanings that were not initially put into the work. Obviously, such a system of “author meanings and reader interpretations” is susceptible and opaque, and in order to systematize knowledge at least somehow on this subject, a literary theory was developed.

It is essential to say that literary theory is not about the meaning of a particular work but rather about what tools an individual can use to interpret these meanings. These tools are a whole host of objects, attitudes, ideas, and phenomena: they can be historical context, race, sexual orientation, or the experience of a particular reader (Oates). This means that literary theorists tend to use a variety of approaches and perspectives to evaluate the same work, structuring and systematizing its semantics.

For a simple understanding of how literary theory works, it is necessary to identify its prominent critics. It is worth saying that general theory has expanded dramatically in recent decades as the number of social needs in literature has increased, for instance, LGBTQ+, disability, eco-activism, but some of the most fundamental angles can be highlighted. These include new historicism, formalism, Marxism, feminism, ethnic culturalism, structuralism, and in fact, dozens more different variations. It is already clear, the approaches listed are different, and their key focuses are usually described by their names. Thus, for a superficial introduction, it is enough to know that Marxism is a critique of the literary text that follows Marx’s economic concept, that is, it examines the social equality and conflict in work (Tyson 51). For example, in James Cameron’s Titanic, the use of Marxism reveals serious social conflicts between classes of aristocrats who can afford a transatlantic voyage and the poor, who can only watch the ship from the sidelines.

The use of literary theory is not only fascinating but also extremely useful in terms of academic interest. Through different perspectives applied to a single work, it is possible to achieve a critical appraisal of it. In this example of the Titanic, for example, feminism could be used to explore the rights of Rose DeWitt Bukater in a complicated relationship with an unloved man. In addition, the use of multifaceted literary analysis helps to explore more closely the hidden meanings within the work and relate them to the author’s biography.

It has become clear that literary theory cannot exist without approaches developed as a tool for studying work in detail. It is true that each of the approaches is self-serving in its use because it allows the reader to evaluate the text from only one clear perspective: conflict, equal female rights, or, for example, historical era. Recognizing the multiple manifestations of literary theory, this section briefly discusses its various approaches.

If the biography of the writer is used as the primary filter through which a work is studied, this is traditionalism. In this perspective, any work is always evaluated through the prism of the author’s experience: this is done by studying their biography, the historical era within which they created the work, social status, and the academic goals derived from it. Meanings in traditionalism, therefore, were related strictly to the author’s studied experience, and thus the more complete their biography was, the deeper the literary analysis could be made.

If a formal representation of a text is used as the basis for evaluating it, it is formalism. It is important to note that any techniques, methods, and rhetorical techniques that were used by the author are regarded as forms of the text. In relation to Titanic as a universal example for this essay, formalism can examine the significance of the use of the film camera and the control of lights in scenes as factors in explaining the meaning. It is essential that for formalists, details such as biography or historical era are not crucial since the text is not placed in any particular framework but instead is studied “as is.”

If social conflict is used as the basis for the study of the text, then the theorist takes a Marxist approach. Literary works, in this case, were seen as a tool to strengthen the class struggle. In addition, the ideological function of a work written and published at a particular moment for a particular audience is studied through the text. It is noticeable that in this case, a sociological and historical agenda is used, which means that Marxist literary theory is paired with traditionalism.

Obviously, Marxist theories are associated with relativity and bias, both in terms of the study of the author’s biography and in the meanings evaluated. The relativity of knowledge of history — or, more precisely, the impossibility of studying it objectively — is a property of New Historicism. According to the title, theorists of New Historicism were inclined to use the historical contexts of writing rather than looking at a text in isolation. Reading literary and non-literary texts of the same time is a proper strategy of New Historicism, which allows for a more profound identification of the historical background of its creation.

With the development of world communities, there was a gradual abandonment of ideas of colonization and enslavement, but even after the removal of official pressure, the cultural life of previously subjugated regions underwent a long recovery. Thus emerged the ideas of ethnic and postcolonial critiques, the use of which helps explore the relationship between the colonizers and the colonized. In particular, the historical, philosophical, and socio-economic properties of texts are examined in order to analyze marginalization, local art, and the fates of characters subjected to enslavement.

Some of the most progressive perspectives on literary theory are the postmodern currents of gender and queer criticism. The feminist literary theory examines works to assess whether they conform or do not conform to the idea of gender equality among women and men. Basically, it tries to find problems and reasons for women’s disadvantage and suppression in historical texts. Similar views are held by queer theory, which examines the topic of sexual minorities in texts. LGBTQ+ studies of literature make it possible to identify the homophobic fears hidden in them and to assess the semantics of the text through the prism of the characters’ sexual orientations.

Obviously, each of the perspectives described above uses a different filter to evaluate a literary work. A good analogy for precisely what literary theory does in this sense is to observe the same objects through different glasses. Using glasses with different sharpness and thickness of lenses, different color filters, and even different functionality allows one to look at an object from entirely different angles. In this sense, the object remains unshaken, but the picture of the meaning it has is greatly expanded. This works in literary studies as well: the more perspectives used to critique a text, the completer and comprehensive the final picture of it will look.

It is noteworthy that approaches within do not just appear but are born on the integration of others. The emergence of Marxist perspectives could not have been realized without a traditionalism that takes into account a factual historical agenda. At the same time, feminism and queer criticism are extensions of Marxism, which looks for social conflict and inequality in texts. Consequently, it is right to note that the theories turn out to be related to each other, and hence it is appropriate for them to use comparison.

One of the most important differences, already discussed above, is the central focus, which is unique to each perspective. At the same time, each of the proposed approaches focuses specifically on the object under study, i.e., the text. The previously undiscussed reader-response-based critique stands out meaningfully against this background. In this case, the reader who studies the text tends to interpret it in a peculiar way: in other words, the completeness of the semantic interpretation depends not on the book, film or song, but on the personal reading experience. At the same time, most of the theories, for instance, new historicism, Marxism, postcolonial criticism, and traditionalism, use the historical context and thus see the text as a reflection of objective reality. This works the other way as well: by critically examining the text, researchers can learn more about the historical era in which the author lived.

For ideas of progressive literary theory, whether feminism or queer criticism, it is proper to emphasize some of the provocative nature with which theorists discuss texts. Using gender, sexuality, or even environmental principles as filters, researchers can accuse particular works of misusing progressive social ideas. This brings to mind especially the widespread public criticism of Joan Rowling, the creator of the Harry Potter epic, who has been accused of transphobia (Smith). More specifically, in her tweet, Rowling ironically commented that the phrase “people who menstruate” turns out to be absurd, as there is a term for it, “woman.” Quite obviously, such thoughts proved controversial for the trans community, and as a result, harsh criticism was heaped on the creator of the much-loved magical universe. “Text,” in this case, acts as a tweet — or even as Rowling herself — and the use of queer criticism has obviously found inconsistency and infringement.

Continuing with Rowling’s example, however, it would be unfair to blame a woman if multiple theoretical perspectives are used simultaneously. Although from the perspective of queer criticism, Rowling did not satisfy the interests of LGBTQ+ minorities, from the perspective of the reader experience, the writer, by filtering the news article through herself, made her point. Freud’s psychoanalytic article is also used in this context and can be applied to assess why it was important for Rowling to write such a tweet, that is, what exactly was the author’s premise for creating her “text.” Thus, the perspectives of literary theory do not have to find agreement with each other since they represent very different perspectives. An object seen through rose-colored glasses may appear pink, while the use of a green filter in the lens will make it appear green: this does not mean, however, that the object is really pink or green. It is the same with texts, for each is full of unique meanings and ideas, and to use only one theoretical perspective is academically incorrect and one-sided. Instead, it is suggested that one uses all available tools, as this will help create a comprehensive and multifactorial portrait of a text endowed with a variety of sometimes even opposing meanings.

Oates, Joyce Carol. “Literary Theory: Understanding 15 Types of Literary Criticism.”  Master Class , Web.

Smith, Ramen. “J.K. Rowling’s Transphobia Is Unacceptable – But So Is Her Online Harassment.” Vogue , Web.

Tyson, Lois. Critical Theory Today: A User-Friendly Guide . Routledge, 2014.

Cite this paper

  • Chicago (N-B)
  • Chicago (A-D)

StudyCorgi. (2022, November 23). Literary Theory: Perspectives and Approaches. https://studycorgi.com/literary-theory-perspectives-and-approaches/

"Literary Theory: Perspectives and Approaches." StudyCorgi , 23 Nov. 2022, studycorgi.com/literary-theory-perspectives-and-approaches/.

StudyCorgi . (2022) 'Literary Theory: Perspectives and Approaches'. 23 November.

1. StudyCorgi . "Literary Theory: Perspectives and Approaches." November 23, 2022. https://studycorgi.com/literary-theory-perspectives-and-approaches/.

Bibliography

StudyCorgi . "Literary Theory: Perspectives and Approaches." November 23, 2022. https://studycorgi.com/literary-theory-perspectives-and-approaches/.

StudyCorgi . 2022. "Literary Theory: Perspectives and Approaches." November 23, 2022. https://studycorgi.com/literary-theory-perspectives-and-approaches/.

This paper, “Literary Theory: Perspectives and Approaches”, was written and voluntary submitted to our free essay database by a straight-A student. Please ensure you properly reference the paper if you're using it to write your assignment.

Before publication, the StudyCorgi editorial team proofread and checked the paper to make sure it meets the highest standards in terms of grammar, punctuation, style, fact accuracy, copyright issues, and inclusive language. Last updated: January 9, 2023 .

If you are the author of this paper and no longer wish to have it published on StudyCorgi, request the removal . Please use the “ Donate your paper ” form to submit an essay.

Home — Essay Samples — Literature — Literary Criticism

one px

Essays on Literary Criticism

How to write a literary criticism essay.

If you find yourself tasked with writing a literary criticism essay, consider it your invitation to explore the depths of literature's hidden treasures. This isn't about summarizing a book; it's about dissecting it, analyzing its every nook and cranny, and unraveling the author's intentions like a detective.

1. Prompts to Light the Literary Path

Let's begin by examining some prompts that can help you grasp the essence of a literary criticism essay:

  • Analyze the use of symbolism in a novel of your choice and its impact on the overall theme.
  • Examine the character development in a classic literary work and its significance in portraying the protagonist's journey.
  • Discuss the socio-political context of a poem and how it influenced the poet's writing style and message.
  • Explore the narrative techniques used in a modern short story and their effectiveness in engaging the reader.

These prompts serve as your magnifying glass, helping you focus your analysis and uncover the layers of meaning within a literary work.

2. Navigating the Labyrinth of Ideas

Choosing the perfect topic for your literary criticism essay is like selecting the key to unlock the author's intentions. Here are some points to consider while brainstorming:

  • Passion: Select a work of literature that genuinely excites you; your enthusiasm will shine through your analysis.
  • Relevance: Ensure your chosen literary work is relevant to the themes or issues you want to explore.
  • Uniqueness: Avoid well-trodden paths and opt for a less explored aspect of the text, offering fresh insights.
  • Depth: Consider the depth and complexity of the work, as it should provide enough material for a comprehensive analysis.
  • Author's Background: Research the author's life, beliefs, and historical context to better understand their motivations.

Your literary criticism essay should be a journey of discovery, so choose a topic that fuels your curiosity.

3. 20 Literary Criticism Essay Topics to Spark Your Imagination

Now, let's immerse ourselves in a world of literary topics that can ignite your passion and creativity:

  • The Role of Nature in Shakespeare's Sonnets: Analyze how nature imagery is used to convey complex emotions in Shakespeare's sonnets.
  • The Allegorical Elements in George Orwell's "Animal Farm": Discuss the symbolism and allegorical aspects of the animals and events in the novel.
  • Exploring Feminism in Jane Austen's Novels: Examine how Jane Austen's works challenge societal norms and portray strong female characters.
  • The Theme of Alienation in Franz Kafka's "Metamorphosis": Discuss how the protagonist's transformation symbolizes his sense of alienation from society.
  • Social Commentary in Mark Twain's "The Adventures of Huckleberry Finn": Analyze how Twain addresses issues of race, class, and morality.
  • Symbolism in F. Scott Fitzgerald's "The Great Gatsby": Explore the symbolic meanings of the green light, the valley of ashes, and other elements in the novel.
  • The Use of Stream of Consciousness in Virginia Woolf's "To the Lighthouse": Discuss how Woolf's narrative style reflects the characters' inner thoughts and emotions.
  • Post-Colonialism in Chinua Achebe's "Things Fall Apart": Examine the novel's portrayal of the effects of colonialism on African society.
  • The Gothic Elements in Mary Shelley's "Frankenstein": Analyze how Shelley uses gothic elements to explore themes of creation and monstrosity.
  • Existentialism in Albert Camus' "The Stranger": Discuss how the novel's protagonist, Meursault, embodies existentialist philosophy.
  • The Mythological References in T.S. Eliot's Poetry: Explore how Eliot incorporates mythological allusions to convey complex themes.
  • Family Dynamics in Toni Morrison's "Beloved": Analyze the impact of slavery on the family relationships in the novel.
  • The Use of Satire in Jonathan Swift's "Gulliver's Travels": Discuss how Swift satirizes politics, society, and human nature through Gulliver's adventures.
  • The Quest for Identity in J.D. Salinger's "The Catcher in the Rye": Examine Holden Caulfield's search for authenticity and meaning in a conformist society.
  • Magical Realism in Gabriel García Márquez's "One Hundred Years of Solitude": Discuss the blend of reality and fantasy in Márquez's masterpiece.
  • The Impact of War in Ernest Hemingway's Novels: Analyze how Hemingway's own experiences in war influenced his writing.
  • The Role of Dreams in Langston Hughes' Poetry: Discuss how dreams and aspirations are central to Hughes' poetry and the African American experience.
  • The Concept of Fate in Sophocles' "Oedipus Rex": Examine the tragic fate of Oedipus and the role of fate in Greek tragedy.
  • Identity and Cultural Clash in Zadie Smith's "White Teeth": Analyze how Smith explores the complexities of multiculturalism and identity.
  • Religion and Morality in Fyodor Dostoevsky's "Crime and Punishment": Discuss how the novel grapples with questions of guilt, redemption, and the human condition.

These topics are like hidden gems waiting to be uncovered. Select one that resonates with your literary soul, and let your analysis bring it to life.

4. Setting the Literary Stage with Inspiring Paragraphs

Now, let's breathe life into your literary criticism essay with some sample paragraphs and phrases that can ignite your writing:

Paragraph 1: Introduction

Literature is more than words on a page; it's a portal to worlds unexplored, a mirror reflecting the complexities of the human experience. In this essay, we embark on a journey through the intricate tapestries woven by authors, unraveling the threads of their intentions and the layers of meaning within their works. Prepare to delve into the heart of literary criticism, where we dissect, analyze, and unearth the hidden treasures of literature.

Paragraph 2: Unraveling Symbolism in "The Great Gatsby"

In F. Scott Fitzgerald's masterpiece, "The Great Gatsby," the green light that gazes across the bay serves as more than a mere beacon; it's a symbol of unattainable dreams and the allure of the American Dream. This recurring motif, like a guiding star, illuminates the characters' aspirations and failures. Through our literary lens, we'll delve into the profound symbolism of the green light and its reflection of the characters' desires and disillusionment.

Paragraph 3: The Kafkaesque Alienation

Franz Kafka's "Metamorphosis" is a tale that delves into the surreal, where the line between reality and absurdity blurs. Gregor Samsa's transformation into a giant insect serves as a metaphor for the alienation and disconnection experienced in the modern world. As we navigate the labyrinth of Kafka's narrative, we'll unravel the layers of meaning behind this bizarre transformation, exploring its relevance to our own sense of alienation in society.

Paragraph 4: Jane Austen's Feminist Exploration

Long before the waves of feminism swept the world, Jane Austen was quietly penning tales that challenged the societal norms of her era. In works like "Pride and Prejudice" and "Emma," Austen portrayed strong, independent female characters who defied convention. Through the lens of feminist literary criticism, we'll dissect the nuances of Austen's narratives, revealing how her heroines became pioneers of female empowerment.

Paragraph 5: The Haunting Allegory of "Animal Farm"

George Orwell's "Animal Farm" is far more than a barnyard tale; it's a scathing allegory of political power and corruption. The farm animals, led by the pigs, represent different classes and ideologies, while the evolving commandments reflect the changing political landscape. As we embark on our literary journey, we'll uncover the layers of allegory that Orwell meticulously wove into his tale, shedding light on the timeless lessons it imparts.

A Certain Lady Poem Analysis

Dramatic irony in romeo and juliet, made-to-order essay as fast as you need it.

Each essay is customized to cater to your unique preferences

+ experts online

The Possessive Poem Analysis

Marxist literary criticism of "grinch stole christmas", literary criticism of "well in a wrinkle in time", a novel by madeleine l'engle, analysis of the novel "nineteen minutes" by jodi picoult, let us write you an essay from scratch.

  • 450+ experts on 30 subjects ready to help
  • Custom essay delivered in as few as 3 hours

Discussion on The African American Literary Criticism

Literary analysis of the death of ivan ilyich, rhetorical analysis of "how to tame a wild tongue"​ by gloria anzaldúa, the important things regarding professional literary criticism, get a personalized essay in under 3 hours.

Expert-written essays crafted with your exact needs in mind

Pros and Cons of Literary Criticism

Literary criticism of a white heron by sarah orne jewett, romantic exaggeration: symbolism of nature in german realism, an analytic report on bell hooks’ "postmodern blackness", analysis of "biographia literaria" by samuel taylor coleridge, reader response criticism: a rose for emily, new historicist reading of mary white rowlandson’s a true history of captivity and restoration, right decisions in 'what of this goldfish would you wish' by etgar keret, feminist criticism example: kate chopin’s the awakening, the theme of survival in cast away and lord of the flies, structural analysis of the novel harry potter and the prisoner of azkaban, literary analysis of cat in the rain by ernest hemingway, a theme of death walt whitman’s and emily dickinson’s poems, comparative analysis of perrault’s sleeping beauty and maleficent, literary analysis of one art by elizabeth bishop, the function of flouting in the little red riding hood, psychoanalytic criticism point of view in 'a far cry from africa' poem, analysis of the narrative in chaucer's the canterbury tales, the topic of gender in chopin’s 'the story of an hour', analysis of the short story 'the storm' by kate chopin.

Literary criticism is the comparison, analysis, interpretation, and/or evaluation of works of literature. Literary criticism is essentially an opinion, supported by evidence, relating to theme, style, setting or historical or political context.

The Western critical tradition began with Plato’s Republic (4th century BCE). A generation later, Aristotle, in his Poetics, developed a set of principles of composition that had a lasting influence. European criticism since the Renaissance has primarily focused on the moral worth of literature and the nature of its relationship to reality. The volume of literary criticism increased greatly in the 20th century, and its later years saw a radical reappraisal of traditional critical modes and the development of a multiplicity of critical factions.

Plato, Aristotle, Sir Philip Sidney, John Dryden, Alexander Pope, Samuel Johnson, William Wordsworth, Matthew Arnold, etc.

Types of literary criticism may be based on a variety of critical approaches or movements, e.g. archetypal criticism, cultural criticism, feminist criticism, psychoanalytic criticism, Marxist Criticism, New Criticism (formalism/structuralism), New Historicism, post-structuralism, and reader-response criticism.

1. Richards, I. A. (2017). Principles of literary criticism. Routledge. (https://www.taylorfrancis.com/books/mono/10.4324/9781351223508/principles-literary-criticism-richards) 2. Showalter, E. (1975). Literary criticism. Signs: Journal of Women in Culture and Society, 1(2), 435-460. (https://www.journals.uchicago.edu/doi/abs/10.1086/493231?journalCode=signs) 3. Gutzwiller, K. J. (2010). Literary criticism. A Companion to Hellenistic Literature, 337-365. (https://onlinelibrary.wiley.com/doi/abs/10.1002/9781118970577.ch23) 4. Gallagher, C. (1997). The history of literary criticism. Daedalus, 126(1), 133-153. (https://www.jstor.org/stable/20027412) 5. Verdenius, W. J. (1983). The principles of Greek literary criticism. Mnemosyne, 36(1-2), 14-59. (https://brill.com/view/journals/mnem/36/1-2/article-p14_3.xml) 6. Agapitos, P. A. (2008). Literary criticism. (https://academic.oup.com/edited-volume/29470/chapter-abstract/247162477?redirectedFrom=fulltext) 7. Wilder, L. (2005). “The rhetoric of literary criticism” revisited: Mistaken critics, complex contexts, and social justice. Written Communication, 22(1), 76-119. (https://journals.sagepub.com/doi/pdf/10.1177/0741088304272751) 8. Lesnik-Oberstein, K. (1994). Children's literature: Criticism and the fictional child. Clarendon Press. (https://centaur.reading.ac.uk/73797/)

Relevant topics

  • Marxist Criticism
  • Of Mice and Men
  • Frankenstein
  • A Raisin in The Sun
  • The Great Gatsby
  • Macbeth Ambition
  • Into The Wild
  • A Rose For Emily

By clicking “Check Writers’ Offers”, you agree to our terms of service and privacy policy . We’ll occasionally send you promo and account related email

No need to pay just yet!

Bibliography

We use cookies to personalyze your web-site experience. By continuing we’ll assume you board with our cookie policy .

  • Instructions Followed To The Letter
  • Deadlines Met At Every Stage
  • Unique And Plagiarism Free

literary theory essay example

Essays on Literary theory

We found 4 free papers on literary theory, essay examples, poe’s philosophy of composition and the raven analysis.

Literary theory

In 1846, Edgar A. Poe wrote The Philosophy of Composition, an essay in which he aimed to provide insight into the deliberate method he employed while writing his successful poem, The Raven. Within the first three paragraphs of the essay, Poe criticized the conventional approach to storytelling, labeling it a ‘radical error.’ He explained that…

Spenser’s Sonnets Analysis

During the Elizabethan age, love sonnets were usually written by men communicating their love for unattainable women and displaying courtly love. However, Spenser’s Petrarchan sonnets from the Amoretti sequence break conventional love poetry in many ways and challenge the usual pessimist look at love to give it a buoyant look. Spenser then sets his own…

Russian Formalism in Poetry Analysis

Introduction For my essay I am going to adopt a formalist approach to Wordsworth’s ‘The Thorn’. In particular I will be looking into the views of the Russian formalists such as Victor Shlovsky and Alexander Potebnya, and relating their thoughts to the poem. I will then be seeing how the ‘The Thorn’ relates to elements…

The Sick Rose by William Blake Short Summary

William Blake

The sick roseose The sick rose is a poem by William Blake which has specific characteristics in terms of its form and content. Firstly, we can deduce that it is composed of 3 sentences, from which 2 occupy more than 1 line, and that is called enjambment. In total, the poem has 9 lines organized…

literary theory essay example

Hi, my name is Amy 👋

In case you can't find a relevant example, our professional writers are ready to help you write a unique paper. Just talk to our smart assistant Amy and she'll connect you with the best match.

COMMENTS

  1. Literary Theory: Understanding 15 Types of Literary Criticism

    Literary Theory: Understanding 15 Types of Literary Criticism. Written by MasterClass. Last updated: Jun 7, 2021 • 4 min read. Literary theory enables readers and critics a better understanding of literature through close readings and contextual insights.

  2. Literary Analysis: Sample Essay

    Literary Analysis: Sample Essay. We turn once more to Joanna Wolfe's and Laura Wilder's Digging into Literature: Strategies for Reading, Writing, and Analysis (Boston: Bedford/St. Martin's, 2016) in order to show you their example of a strong student essay that has a strong central claim elucidated by multiple surface/depth arguments ...

  3. How to Write a Literary Analysis Essay

    Table of contents. Step 1: Reading the text and identifying literary devices. Step 2: Coming up with a thesis. Step 3: Writing a title and introduction. Step 4: Writing the body of the essay. Step 5: Writing a conclusion. Other interesting articles.

  4. 12.14: Sample Student Literary Analysis Essays

    Heather Ringo & Athena Kashyap. City College of San Francisco via ASCCC Open Educational Resources Initiative. Table of contents. Example 1: Poetry. Example 2: Fiction. Example 3: Poetry. Attribution. The following examples are essays where student writers focused on close-reading a literary work.

  5. Literary Analysis: Applying a Theoretical Lens

    A common technique for analyzing literature (by which we mean poetry, fiction, and essays) is to apply a theory developed by a scholar or other expert to the source text under scrutiny. The theory may or may not have been developed in the service literary scholarship. One may apply, say, a Marxist theory of historical materialism to a novel, or ...

  6. Literary Theory Essay Sample: Examples of Formalism

    In the following literary theory essay the author has shown several examples of formalism in literature. What Are Some Good Examples of Formalism in Literature? Formalism is a method of criticism which "examines a literary text or artwork through its aesthetic composition such as form, language, technique and style" (Formalism, 2018).

  7. 13.5: Literary Theories

    THE LITERARY THEORIES: Historical/Biographical Criticism is a literary lens that allows readers to examine the realities of the historical period reflected in the work and/or the realities of the life and times of the author. To study a work using the historical/biographical literary lens, the reader's assumption is that the literary work is a reflection of the period in which it was written ...

  8. Guide to Literary Theory and Criticism

    Write a critical essay or analysis of a book. Engage in a comprehensive literary discussion. Teach students to ask analytical questions of a text. ... Literary criticism is a research method or a kind of scholarly discourse that engages with literary theory. For example, just as a bifocal or a tinted lens will reveal certain qualities of a work ...

  9. PDF HOW TO WRITE A LITERARY ANALYSIS ESSAY

    The term regularly used for the development of the central idea of a literary analysis essay is the body. In this section you present the paragraphs (at least 3 paragraphs for a 500-750 word essay) that support your thesis statement. Good literary analysis essays contain an explanation of your ideas and evidence from the text (short story,

  10. PDF An Introduction to Literary Theory

    same manner that literary theory usually does. Literary theory proposes particular, systematic approaches to literary texts that impose a particular line of intellectual reasoning to it. For example, a psychoanalytic literary theorist might take the psychological theories of Sigmund Freud or Carl Jung and seek to reach a critical

  11. Literary Theory

    Literary Theory. "Literary theory" is the body of ideas and methods we use in the practical reading of literature. By literary theory we refer not to the meaning of a work of literature but to the theories that reveal what literature can mean. Literary theory is a description of the underlying principles, one might say the tools, by which ...

  12. New Criticism: An Essay

    New Critics attempted to systematize the study of literature, and develop an approach that was centred on the rigorous study of the text itself. Thus it was distinctively formalist in character, focusing on the textual aspects of the text such as rhythm, metre, imagery and metaphor, by the method of close reading, as against reading….

  13. Ecocriticism: An Essay

    Ecocriticism is an intentionally broad approach that is known by a number of other designations, including "green (cultural) studies", "ecopoetics", and "environmental literary criticism.". Western thought has often held a more or less utilitarian attitude to nature —nature is for serving human needs. However, after the eighteenth ...

  14. Literary Criticism and Theory Essay Examples

    Browse essays about Literary Criticism and Theory and find inspiration. Learn by example and become a better writer with Kibin's suite of essay help services. Essay Examples

  15. Foundation Module: Critical Theory

    In both the last two options it must be stressed that this is a critical theory essay, not just an essay on a literary text, and the readings of the latter are there only to forward the discussion of the theoretical issues being addressed and should be organised to confirm, complicate or query the terms of the relevant theoretical issues and ...

  16. Literary criticism

    Formalism. (Show more) literary criticism, the reasoned consideration of literary works and issues. It applies, as a term, to any argumentation about literature, whether or not specific works are analyzed. Plato 's cautions against the risky consequences of poetic inspiration in general in his Republic are thus often taken as the earliest ...

  17. Example of an Insightful Literary Analysis Essay

    Get a sense of what to do right with this literary analysis essay example that will offer inspiration for your own assignment.

  18. (Pdf) 'Applying' Theories in Literary Research

    Method is the 'practical' ap plication of doing. something and methodology is the 'theoretical" and "ideological" application of these. methods. Hence, theories are understood as ...

  19. Feminist Theory

    Summary. Feminist theory in the 21st century is an enormously diverse field. Mapping its genealogy of multiple intersecting traditions offers a toolkit for 21st-century feminist literary criticism, indeed for literary criticism tout court. Feminist phenomenologists (Simone de Beauvoir, Iris Marion Young, Toril Moi, Miranda Fricker, Pamela Sue ...

  20. thesis examples

    Example: In "Barn Burning," William Faulkner shows the characters Sardie and Abner Snopes struggling for their identity. 2. In (title of work), (author) uses (one aspect) to (define, strengthen, illustrate) the (element of work). Example: In "Youth," Joseph Conrad uses foreshadowing to strengthen the plot. 3.

  21. Literary Theory: Perspectives and Approaches

    Literary Theory: A Brief Background. Any reading of literary texts is an action that has specific, measurable effects on the reader. It is noteworthy to say that texts in this essay do not refer strictly to poems, stories, and books but to any work of fiction that has been created by an author.

  22. ≡Essays on Literary Criticism. Free Examples of Research Paper Topics

    4. Setting the Literary Stage with Inspiring Paragraphs. Now, let's breathe life into your literary criticism essay with some sample paragraphs and phrases that can ignite your writing: Paragraph 1: Introduction. Literature is more than words on a page; it's a portal to worlds unexplored, a mirror reflecting the complexities of the human ...

  23. ⇉Free Literary theory Essay Examples and Topic Ideas on GraduateWay

    Literary theory. William Blake. Words: 289 (2 pages) The sick roseose The sick rose is a poem by William Blake which has specific characteristics in terms of its form and content. Firstly, we can deduce that it is composed of 3 sentences, from which 2 occupy more than 1 line, and that is called enjambment.