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The Research Problem & Statement

What they are & how to write them (with examples)

By: Derek Jansen (MBA) | Expert Reviewed By: Eunice Rautenbach (DTech) | March 2023

If you’re new to academic research, you’re bound to encounter the concept of a “ research problem ” or “ problem statement ” fairly early in your learning journey. Having a good research problem is essential, as it provides a foundation for developing high-quality research, from relatively small research papers to a full-length PhD dissertations and theses.

In this post, we’ll unpack what a research problem is and how it’s related to a problem statement . We’ll also share some examples and provide a step-by-step process you can follow to identify and evaluate study-worthy research problems for your own project.

Overview: Research Problem 101

What is a research problem.

  • What is a problem statement?

Where do research problems come from?

  • How to find a suitable research problem
  • Key takeaways

A research problem is, at the simplest level, the core issue that a study will try to solve or (at least) examine. In other words, it’s an explicit declaration about the problem that your dissertation, thesis or research paper will address. More technically, it identifies the research gap that the study will attempt to fill (more on that later).

Let’s look at an example to make the research problem a little more tangible.

To justify a hypothetical study, you might argue that there’s currently a lack of research regarding the challenges experienced by first-generation college students when writing their dissertations [ PROBLEM ] . As a result, these students struggle to successfully complete their dissertations, leading to higher-than-average dropout rates [ CONSEQUENCE ]. Therefore, your study will aim to address this lack of research – i.e., this research problem [ SOLUTION ].

A research problem can be theoretical in nature, focusing on an area of academic research that is lacking in some way. Alternatively, a research problem can be more applied in nature, focused on finding a practical solution to an established problem within an industry or an organisation. In other words, theoretical research problems are motivated by the desire to grow the overall body of knowledge , while applied research problems are motivated by the need to find practical solutions to current real-world problems (such as the one in the example above).

As you can probably see, the research problem acts as the driving force behind any study , as it directly shapes the research aims, objectives and research questions , as well as the research approach. Therefore, it’s really important to develop a very clearly articulated research problem before you even start your research proposal . A vague research problem will lead to unfocused, potentially conflicting research aims, objectives and research questions .

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What is a research problem statement?

As the name suggests, a problem statement (within a research context, at least) is an explicit statement that clearly and concisely articulates the specific research problem your study will address. While your research problem can span over multiple paragraphs, your problem statement should be brief , ideally no longer than one paragraph . Importantly, it must clearly state what the problem is (whether theoretical or practical in nature) and how the study will address it.

Here’s an example of a statement of the problem in a research context:

Rural communities across Ghana lack access to clean water, leading to high rates of waterborne illnesses and infant mortality. Despite this, there is little research investigating the effectiveness of community-led water supply projects within the Ghanaian context. Therefore, this study aims to investigate the effectiveness of such projects in improving access to clean water and reducing rates of waterborne illnesses in these communities.

As you can see, this problem statement clearly and concisely identifies the issue that needs to be addressed (i.e., a lack of research regarding the effectiveness of community-led water supply projects) and the research question that the study aims to answer (i.e., are community-led water supply projects effective in reducing waterborne illnesses?), all within one short paragraph.

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problem statement phd

Wherever there is a lack of well-established and agreed-upon academic literature , there is an opportunity for research problems to arise, since there is a paucity of (credible) knowledge. In other words, research problems are derived from research gaps . These gaps can arise from various sources, including the emergence of new frontiers or new contexts, as well as disagreements within the existing research.

Let’s look at each of these scenarios:

New frontiers – new technologies, discoveries or breakthroughs can open up entirely new frontiers where there is very little existing research, thereby creating fresh research gaps. For example, as generative AI technology became accessible to the general public in 2023, the full implications and knock-on effects of this were (or perhaps, still are) largely unknown and therefore present multiple avenues for researchers to explore.

New contexts – very often, existing research tends to be concentrated on specific contexts and geographies. Therefore, even within well-studied fields, there is often a lack of research within niche contexts. For example, just because a study finds certain results within a western context doesn’t mean that it would necessarily find the same within an eastern context. If there’s reason to believe that results may vary across these geographies, a potential research gap emerges.

Disagreements – within many areas of existing research, there are (quite naturally) conflicting views between researchers, where each side presents strong points that pull in opposing directions. In such cases, it’s still somewhat uncertain as to which viewpoint (if any) is more accurate. As a result, there is room for further research in an attempt to “settle” the debate.

Of course, many other potential scenarios can give rise to research gaps, and consequently, research problems, but these common ones are a useful starting point. If you’re interested in research gaps, you can learn more here .

How to find a research problem

Given that research problems flow from research gaps , finding a strong research problem for your research project means that you’ll need to first identify a clear research gap. Below, we’ll present a four-step process to help you find and evaluate potential research problems.

If you’ve read our other articles about finding a research topic , you’ll find the process below very familiar as the research problem is the foundation of any study . In other words, finding a research problem is much the same as finding a research topic.

Step 1 – Identify your area of interest

Naturally, the starting point is to first identify a general area of interest . Chances are you already have something in mind, but if not, have a look at past dissertations and theses within your institution to get some inspiration. These present a goldmine of information as they’ll not only give you ideas for your own research, but they’ll also help you see exactly what the norms and expectations are for these types of projects.

At this stage, you don’t need to get super specific. The objective is simply to identify a couple of potential research areas that interest you. For example, if you’re undertaking research as part of a business degree, you may be interested in social media marketing strategies for small businesses, leadership strategies for multinational companies, etc.

Depending on the type of project you’re undertaking, there may also be restrictions or requirements regarding what topic areas you’re allowed to investigate, what type of methodology you can utilise, etc. So, be sure to first familiarise yourself with your institution’s specific requirements and keep these front of mind as you explore potential research ideas.

Step 2 – Review the literature and develop a shortlist

Once you’ve decided on an area that interests you, it’s time to sink your teeth into the literature . In other words, you’ll need to familiarise yourself with the existing research regarding your interest area. Google Scholar is a good starting point for this, as you can simply enter a few keywords and quickly get a feel for what’s out there. Keep an eye out for recent literature reviews and systematic review-type journal articles, as these will provide a good overview of the current state of research.

At this stage, you don’t need to read every journal article from start to finish . A good strategy is to pay attention to the abstract, intro and conclusion , as together these provide a snapshot of the key takeaways. As you work your way through the literature, keep an eye out for what’s missing – in other words, what questions does the current research not answer adequately (or at all)? Importantly, pay attention to the section titled “ further research is needed ”, typically found towards the very end of each journal article. This section will specifically outline potential research gaps that you can explore, based on the current state of knowledge (provided the article you’re looking at is recent).

Take the time to engage with the literature and develop a big-picture understanding of the current state of knowledge. Reviewing the literature takes time and is an iterative process , but it’s an essential part of the research process, so don’t cut corners at this stage.

As you work through the review process, take note of any potential research gaps that are of interest to you. From there, develop a shortlist of potential research gaps (and resultant research problems) – ideally 3 – 5 options that interest you.

The relationship between the research problem and research gap

Step 3 – Evaluate your potential options

Once you’ve developed your shortlist, you’ll need to evaluate your options to identify a winner. There are many potential evaluation criteria that you can use, but we’ll outline three common ones here: value, practicality and personal appeal.

Value – a good research problem needs to create value when successfully addressed. Ask yourself:

  • Who will this study benefit (e.g., practitioners, researchers, academia)?
  • How will it benefit them specifically?
  • How much will it benefit them?

Practicality – a good research problem needs to be manageable in light of your resources. Ask yourself:

  • What data will I need access to?
  • What knowledge and skills will I need to undertake the analysis?
  • What equipment or software will I need to process and/or analyse the data?
  • How much time will I need?
  • What costs might I incur?

Personal appeal – a research project is a commitment, so the research problem that you choose needs to be genuinely attractive and interesting to you. Ask yourself:

  • How appealing is the prospect of solving this research problem (on a scale of 1 – 10)?
  • Why, specifically, is it attractive (or unattractive) to me?
  • Does the research align with my longer-term goals (e.g., career goals, educational path, etc)?

Depending on how many potential options you have, you may want to consider creating a spreadsheet where you numerically rate each of the options in terms of these criteria. Remember to also include any criteria specified by your institution . From there, tally up the numbers and pick a winner.

Step 4 – Craft your problem statement

Once you’ve selected your research problem, the final step is to craft a problem statement. Remember, your problem statement needs to be a concise outline of what the core issue is and how your study will address it. Aim to fit this within one paragraph – don’t waffle on. Have a look at the problem statement example we mentioned earlier if you need some inspiration.

Key Takeaways

We’ve covered a lot of ground. Let’s do a quick recap of the key takeaways:

  • A research problem is an explanation of the issue that your study will try to solve. This explanation needs to highlight the problem , the consequence and the solution or response.
  • A problem statement is a clear and concise summary of the research problem , typically contained within one paragraph.
  • Research problems emerge from research gaps , which themselves can emerge from multiple potential sources, including new frontiers, new contexts or disagreements within the existing literature.
  • To find a research problem, you need to first identify your area of interest , then review the literature and develop a shortlist, after which you’ll evaluate your options, select a winner and craft a problem statement .

problem statement phd

Psst... there’s more!

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How to write a dissertation problem statement, published by steve tippins on may 7, 2020 may 7, 2020.

Last Updated on: 2nd February 2024, 03:07 am

Your Problem Statement is one of the most important sections of your dissertation.

Let that sink in for a moment.

(Breathe. Say an om. Try to fend off the existential anxiety that is a natural part of the dissertation-writing process).

Okay, ready to know more?

The reason why it’s so important is that your study is essentially a response to a problem. Your Purpose Statement arises from the problem. So, essentially, your problem statement dictates what your entire dissertation will be about.

Fortunately for you, it also has some pretty specific requirements, and if you follow these, you’ll nail your problem statement and write a strong dissertation proposal.

That’s why I wrote this article: to help you understand the specific requirements of a dissertation problem statement so that you can write one effectively.

woman in a white shirt holding a book in a library

How to Find a Research Problem for your Dissertation

Before you can write your dissertation’s problem statement, you have to find the research problem.

Your problem statement arises from a gap in literature . When there’s something that hasn’t been studied, and when also a good reason to study it, that constitutes a problem. At its essence, a problem statement is essentially saying, “We don’t know enough about X, and we really should because of Y.” 

So how do you find a research problem? There are several commonly-accepted approaches.

Literature Review

african american man in red sweater doing research inside a library

Oftentimes, the easiest and most direct way to discover a research problem is through a review of the literature. You will have to conduct a literature review anyway as part of your proposal, so make sure to write notes as you go along. 

Make sure you’re familiar with seminal texts, but the real gold is often found in more recent studies. The “Recommendations for Further Research” section may explicitly state gaps in research that need to be filled, leading to your problem.

problem statement phd

Personal Experience

Another excellent way of discovering a problem is through personal experience. Perhaps you’ve worked in a field and noticed a persistent problem that nobody has found an effective answer to. Make sure to familiarize yourself with the literature, though, before taking it too far–it could be somebody has already studied it (in which case you could still build off their study).

Discussion with Experts

Asking experts in the field is not only an expedient way to discover a research problem, it often leads to the most interesting problems as well. Those who have worked in the field for a long time have a depth and breadth of knowledge, and also often work at the frontier of knowledge in their field. They can provide a perspective that even a complete literature review on its own won’t be able to.

Discussion with Colleagues

two women having a conversation at a table next to the window

The old over-used phrase “synergy” applies here. Sometimes, even when two people have roughly the same level of knowledge and expertise in a subject, coming together in dialogue may produce ideas that neither could have found on their own. Or maybe your colleague has just read something interesting that leads you to your research problem. Either way, getting another perspective is always helpful.

Research Agendas

An advisor or group of faculty may already be working with an established research agenda. While your scope will be limited, you may also benefit from contributing to a larger research effort.

Contradictory Evidence

Look at the literature (or ask your advisors) with an eye towards contradicting evidence. If similar studies have contradicting results, the area must be explored more. This is related to “provocative exception,” when a consistent and accepted conclusion is contradicted by the appearance of a new finding. Keeping a key eye on the research can aid your awareness of these instances.

What Makes a Good Research Problem?

african american woman in white knitted sweater writing in a notebook by the window

You are interested in the problem. This may sound obvious, but may doctoral students have found themselves enmeshed in a research project that they have no genuine interest in because a faculty member thought they should pursue a particular topic. A dissertation is too long of a project to devote to something you’re not interested in. Plus, the quality of your research and writing will be much higher if indeed you are interested in the topic.

The scope of the problem is manageable . So many students submit problem statements that are beyond the scope of what can be explored in a single research project. Remember, the scope of the problem must be hyper-focused.

You have the time and resources to investigate the problem. This means that you can handle it with the time and resources you have now (or can count on having during the process). It’s far better to make small steps of progress than it is to bite off more than you can chew in an attempt to go in leaps and bounds.

The problem has theoretical or practical significance. This is essentially the answer to the question, “so what?” There are many problems in the world that don’t necessarily merit scientific inquiry. As I am writing at the picnic table outside, a slug appears to be trying to climb from one blade of grass to another but cannot reach the second one. This may be a problem for the slug, but doesn’t have great significance beyond this particular slug at this particular moment. Even if we were to consider the importance of this slug’s goal, it would still take longer than a day to conduct a study about how to help it, by which point I expect it will have already moved on.

It is ethical to investigate the problem. The history of scientific research is, unfortunately, marked by a trail of unethical behavior. From the scientific inquiries of the Nazis, to psychologically harmful studies here in the US, to horrific experiments that are still conducted on live animals, much harm has been done in the name of the pursuit of knowledge. As researchers, it is imperative that we consider the ethics of pursuing any research project.

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Now that you’ve identified the research problem you plan to address–that is, the hyper-specific area of focus for your study– you just have to write your dissertation’s problem statement.

The Key Elements of a Dissertation Problem Statement:

Essentially, you want to establish (a) what the problem is, (b) that it matters, and (c) that it addresses a meaningful gap in the literature. 

  • Give some brief background information. A few sentences to help the reader understand the context of the problem.
  • State the general research problem. This is one sentence that usually starts something like, “The general problem is…”
  • Establish relevancy. Here’s where you’ll cite research that supports that the general problem you just stated is relevant, current, and significant to the discipline.
  • Specific Problem Statement. This sentence should be worded similarly to your title and (future) purpose statement.
  • Conclusion and transition. Here, you’ll include a few sentences on the impacts of the problem on society or the relevant population, and transition to the next section.

Here are some recommended ways of beginning your dissertation problem statement:

  • It is not known ___
  • Absent from the literature is ___
  • While the literature indicates __, it is not known in ___ if
  • It is not known how or to what extent ___

After reading your problem statement, someone should have a very clear answer to the questions, “So what?” or “Why does it matter?”

Tips for Writing your Problem Statement

blonde professor giving advice to her stressed out student

Be concise . The wording of your problem statement should be clear and easy to follow. Avoid complexity. One of the most common mistakes students make is making their problem statement too complex. When in doubt, simplify.

Use Citations. Make sure that every claim you make is backed up by research. The vast majority of studies build on the work of previous researchers.

Focus on only one (very specific) problem. Don’t try to roll several problems into your problem statement. Also, avoid making your problem statement too broad.

Do not offer a ready solution. At most, explore possible avenues for solutions that may be tested with the help of your research.

Stay in alignment. It is also very important that your problem statement is in alignment with your title, gap in literature, purpose statement, and research questions. That means it’s saying the same thing, that it has the same hyper-specific focus. 

problem statement phd

How Long Is a Problem Statement?

While the actual General Problem Statement and Specific Problem Statement are one sentence each, the Problem Statement section can account for anywhere from a few paragraphs to a few pages. More than a few pages is usually too long. Remember, simplicity and specificity are key.

woman in a grey turtleneck studying next to the window

Dissertation Problem Statement Example

From Wiley :

The career development process is critical for the success of organizations. Research has shown that women managers experience career development differently from men. In addition, more and more African-American women are now joining the ranks of management, which presents new challenges and opportunities for these individuals.  However, little is known about the combined effects of sex and race on the career development process of individuals, and to the extent that current career development models accurately describe the process is unclear.  If career development is important for organizations and career development is viewed differently by women and men managers and more African-American women are now serving in the ranks of management, and if little is known about the combined effects of sex and race on the career development process, then more needs to be known about how African-American women perceive their career development experiences.  The purpose of this study was to focus on African-American women first-line supervisors undertake and conduct a qualitative study of their career development process.  *Adapted from: Cushnie, M. (1999). African-American women first-line supervisors: a qualitative study of their career development process.   From Wiley

From University of Houston : 

The importance of developing a constraint-free and reliable work plan has long been recognized by the [construction] industry. However, numerous construction projects are still plagued by delays and cost overruns, which can frequently be traced to ineffective identification and treatment of constraints. First, when a constraint is not properly identified during scheduling, subsequent conflicts in the field are inevitable. Today’s projects are becoming more and more technically complex and logistically challenging, which exposes construction operations to even more complex constraints.  Second, the traditional scheduling methods, bar charts and Critical Path Method (CPM) which are widely used as a basis for constraint analysis, greatly limit our capability in modeling and resolving constraints during look-ahead scheduling.  These methods have long been blamed for their limitations in modeling and communicating constraints, including inability to cope with non-time-related precedence constraints and difficulty to evaluate and communicate inter-dependencies at the field operation level (e.g. Sriprasert and Dawood 2002; Chua and Shen 2001). In summary, there is a need for a better understanding of constraints in construction and a structured approach in identifying and modeling constraints to ensure a constraint-free work plan.  From University of Houston

Steve Tippins

Steve Tippins, PhD, has thrived in academia for over thirty years. He continues to love teaching in addition to coaching recent PhD graduates as well as students writing their dissertations. Learn more about his dissertation coaching and career coaching services. Book a Free Consultation with Steve Tippins

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  • Research Process

What is a Problem Statement? [with examples]

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Table of Contents

The statement of the problem is one of the first things that a colleague or potential client will read. With the vastness of the information available at one’s fingertips in the online9 world, your work may have just a few seconds to draw in a reader to take a deeper look at your proposal before moving on to the next option. It explains quickly to the reader, the problem at hand, the need for research, and how you intend to do it.

A strong, clear description of the problem that drew you to your research has to be straightforward, easy to read and, most important, relevant. Why do you care about this problem? How can solving this problem impact the world? The problem statement is your opportunity to explain why you care and what you propose to do in the way of researching the problem.

A problem statement is an explanation in research that describes the issue that is in need of study . What problem is the research attempting to address? Having a Problem Statement allows the reader to quickly understand the purpose and intent of the research. The importance of writing your research proposal cannot be stressed enough. Check for more information on Writing a Scientific Research Project Proposal .

It is expected to be brief and concise , and should not include the findings of the research or detailed data . The average length of a research statement is generally about one page . It is going to define the problem, which can be thought of as a gap in the information base. There may be several solutions to this gap or lack of information, but that is not the concern of the problem statement. Its purpose is to summarize the current information and where a lack of knowledge may be presenting a problem that needs to be investigated .

The purpose of the problem statement is to identify the issue that is a concern and focus it in a way that allows it to be studied in a systematic way . It defines the problem and proposes a way to research a solution, or demonstrates why further information is needed in order for a solution to become possible.

What is Included in a Problem Statement?

Besides identifying the gap of understanding or the weakness of necessary data, it is important to explain the significance of this lack.

-How will your research contribute to the existing knowledge base in your field of study?

-How is it significant?

-Why does it matter?

Not all problems have only one solution so demonstrating the need for additional research can also be included in your problem statement. Once you identify the problem and the need for a solution, or for further study, then you can show how you intend to collect the needed data and present it.

How to Write a Statement of Problem in Research Proposal

It is helpful to begin with your goal. What do you see as the achievable goal if the problem you outline is solved? How will the proposed research theoretically change anything? What are the potential outcomes?

Then you can discuss how the problem prevents the ability to reach your realistic and achievable solution. It is what stands in the way of changing an issue for the better. Talk about the present state of affairs and how the problem impacts a person’s life, for example.

It’s helpful at this point to generally layout the present knowledge and understanding of the subject at hand, before then describing the gaps of knowledge that are currently in need of study. Your problem statement is a proposed solution to address one of these gaps.

A good problem statement will also layout the repercussions of leaving the problem as it currently stands. What is the significance of not addressing this problem? What are the possible future outcomes?

Example of Problem Statement in Research Proposal

If, for example , you intended to research the effect of vitamin D supplementation on the immune system , you would begin with a review of the current knowledge of vitamin D’s known function in relation to the immune system and how a deficiency of it impacts a person’s defenses.

You would describe the ideal environment in the body when there is a sufficient level of vitamin D. Then, begin to identify the problems associated with vitamin D deficiency and the difficulty of raising the level through supplementation, along with the consequences of that deficiency. Here you are beginning to identify the problem of a common deficiency and the current difficulty of increasing the level of vitamin D in the blood.

At this stage, you may begin to identify the problem and narrow it down in a way that is practical to a research project. Perhaps you are proposing a novel way of introducing Vitamin D in a way that allows for better absorption by the gut, or in a combination with another product that increases its level in the blood.

Describe the way your research in this area will contribute to the knowledge base on how to increase levels of vitamin D in a specific group of subjects, perhaps menopausal women with breast cancer. The research proposal is then described in practical terms.

How to write a problem statement in research?

Problem statements differ depending on the type and topic of research and vary between a few sentences to a few paragraphs.

However, the problem statement should not drag on needlessly. Despite the absence of a fixed format, a good research problem statement usually consists of three main parts:

Context: This section explains the background for your research. It identifies the problem and describes an ideal scenario that could exist in the absence of the problem. It also includes any past attempts and shortcomings at solving the problem.

Significance: This section defines how the problem prevents the ideal scenario from being achieved, including its negative impacts on the society or field of research. It should include who will be the most affected by a solution to the problem, the relevance of the study that you are proposing, and how it can contribute to the existing body of research.

Solution: This section describes the aim and objectives of your research, and your solution to overcome the problem. Finally, it need not focus on the perfect solution, but rather on addressing a realistic goal to move closer to the ideal scenario.

Here is a cheat sheet to help you with formulating a good problem statement.

1. Begin with a clear indication that the problem statement is going to be discussed next. You can start with a generic sentence like, “The problem that this study addresses…” This will inform your readers of what to expect next.

2. Next, mention the consequences of not solving the problem . You can touch upon who is or will be affected if the problem continues, and how.

3. Conclude with indicating the type of research /information that is needed to solve the problem. Be sure to reference authors who may have suggested the necessity of such research.

This will then directly lead to your proposed research objective and workplan and how that is expected to solve the problem i.e., close the research gap.

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PhD Assistance

Developing a phd dissertation research problem: a guide for doctoral students.

  • One of the important goals of any problem statement is to define the problem being addressed in a way that’s clear and precise. It aims to focus on the process improvement team’s activities and steer the scope of the project
  • PhD Dissertation Problem Statement Helps to identify a clear, definite statement of the area of concern or investigation and is backed by evidence
  • Thesis problem Identification is the key thing that drives the research process and produces a framework

problem statement phd

Introduction

A Research Problem is the Statement in the research writing about an area of concern, a condition to be improved or difficulty eliminated, or a troubling question that exist in the scholarly article. In academic writing, a problem statement can help readers to contextualize and understand the significance of the research problem stated. The research problem may be a paragraph or in a few lines that states the whole thesis. The problem statement will vary depending on whether you’re dealing with a practical, real-world problem or a theoretical scientific issue. But all problem statements have a similar process.

Research Problem

PhD Thesis Problem Statement is the driving force of the research. Generally, Researchers find a Gap in the scholarly article and then pick the area of study to make the study more practical and manageable. Since it is the driving force having a well-conceived problem statement is an essential component of all these activities. So, the problem statement serves as the foundation role that formally communicates with the readers.

The main function of the problem statement is to justify useful information that might help investigate the problem. PhD Dissertation Problem Identification might be helpful to form a solution to the problem. The evaluation might determine the extent to which the solution addressed.

The problem statement represents the purpose of the present study to address the trouble. This process is carried out to check whether the presence of the same study or the same information by different researchers may propose the same of different problems and identify the different goals for the Research. 

Deriving Problem Statements

A problem statement should be in the form that describes an undesirable gap between current state performance and the desired future performance. A problem statement should include relative measures of the problem that quantify the gap, but should not include possible cause or solution. 

Key elements of a significant problem statement include:

  • Identify the current gap.
  • Mention the time frame, location and trend: Describe when and where the problem was first observed and what type of trend following. 
  • Impact: Quantify the gap in cost, time, quality, environmental. 
  • Importance: Developing a Dissertation Research Problem to the organization, the individual, to the betterment of the environment or society. 

Steps to develop the research problem

  • Choosing the area for research:

The most important step in any PhD Problem Identification is to identify the problem area before stating the research problem. Select the unexplored broad area topic. Broad area topic will be helpful to find the gap easily. The ultimate aim is to find gaps in your work. Always look for a broad area of research then make the study area narrowing down to choose an appropriate scholarly journal to carry out the research. 

  • Understanding the Research Problem:

After choosing the area to conduct the research, make sure you understand the problem statement before picking it to your work. If it is understood clearly, then it is used in the research to frame a proper question that is related to your research work. In this step, the researcher has the responsibility to understand completely what the research is to address the findings of the research.  

  • Observe and identify:

Observing and identifying the right research based on the subject chosen is important. Dissertation Identifying a Research Problem assist in observing the research problem that will help you find the relevant statement to the research you are engaged. It is essential to identify the novel work that is new in the research area you choose if you find the research problem statement. 

  • Review the key factors involved:

Review the key terms in the research that help you to find the relevant article to your search. To do this, you have to note the factors that will affect the research project and begin formulating a different kind of methods to control them. Make a note of key terms that drive your research and put a list of words to review the factors. It is best to consider the relationships between factors and the degree of control you have to do over them. It will help you to define whether the findings of your project will produce enough information that worth the cost.

You need to determine,

  • Which causes can be controlled and used for the research purpose, and to what extent.
  • The functional relationships between the factors
  • Determine the key term that drives the solution to the research problem.
  • Which factors directly affect the solution to the research problem.
  • Give priority:

Give priority based on your area of research. Collect a list of article and align according to the need or according to the relevance of the paper. This step is a critical step to carry out because it takes time and needs expert help to complete this challenging task. It has a more chance to select the article that is not at all similar to the research work you are going to carry out. PhD Thesis Problem Statement Help you in choosing the research paper that is relevant to your field of study. 

Once found the potential research problem, there is a need to evaluate them to ensure the selected statement is relevant to the appropriate research. PhD Thesis Problem Identification assists in finding Stronger research problems that are more likely to succeed in publication, presentation, and application. So, PhD Dissertation Research problem Identification help you to find a strong, manageable research question to your dissertation. 

References:

  • Jacobs, R. L. (2013). Developing a dissertation research problem: A guide for doctoral students in human resource development and adult education. New Horizons in Adult Education and Human Resource Development, 25(3), 103-117.
  • Osanloo, A., & Grant, C. (2016). Understanding, selecting, and integrating a theoretical framework in dissertation research: Creating the blueprint for your “house”. Administrative issues journal: connecting education, practice, and research, 4(2), 7.
  • Fernando, D. M., & Hulse‐Killacky, D. (2006). Getting to the point: Using research meetings and the inverted triangle visual to develop a dissertation research question. Counselor Education and Supervision, 46(2), 103-115.

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ARTICLE: Problem Statement Development: How to Write a Problem Statement in A Dissertation

Profile image of D. Anthony  Miles

Most researchers and doctoral students have considerable trouble writing a problem statement with their research projects dissertations, and theses. We have to ask ourselves, why that is? Why are we encountering doctoral students and researchers that have trouble writing the problem statement? Why the disconnect? This is a common occurrence with doctoral students. We would think the required research methods course would address this. However, that is not case. Thus, this article addresses, discusses and illustrates how to develop a problem statement. This article will provide a model and template for developing a problem statement. As basis for a research study, it is important the researcher and doctoral student know how to construct a problem statement. First, this article discusses the problem statement. Second, this article provides a model as a for developing a problem statement. Last, the article provides examples of problem statements using the conceptual template. Doctoral Student Workshop: Problem Statement Development and Strategies

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Aim/Purpose: Provide methodology suggesting steps to doctoral mentors to work with students in constructing their research problem statement in their dissertation. Background: Doctoral students face difficulties writing their dissertation and they begin by writing the research problem statement. Methodology: This paper uses a framework widely used to describe student adjustment to graduate studies in general and to doctoral program in particular. Contribution: This study provides a framework to mentors/advisors that is helpful in guiding the students to writing their research problem statement. Findings: Writing a research problem statement is difficult by itself. Following a methodological approach suggested in this study could help with writing it. Recommendations for Practitioners: A methodological approach in writing the dissertation is helpful to mitigate the difficulties of writing the dissertation. Our study tackles difficulties with writing the research problem statement. Re...

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InSITE Conference

Aim/Purpose: Develop instructional rubrics that help in writing and evaluating the doctoral dissertation research problem statement. Background: This is a follow-up study. In the first paper, we introduced a model for writing a research problem statement that takes the students through four phases to complete their writing. In this paper, we introduce an instructional rubric to be used for helping to write the research problem statement. Methodology: This paper builds on the previous model and adds Socratic questions to trigger critical thinking to help with writing the research problem statement. Contribution: Developing the instructional rubrics is the contribution of this study. The instructional rubrics can help with writing the research problem statement. Findings: Writing a research problem statement is difficult by itself. Following the methodological approach suggested in this study will help students with the task of writing their own. Following this instructional rubric wi...

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Mahyuddin K. M. Nasution

This paper aims to provide an understanding of designing a problem statement that must be present in every research proposal or other scientific work. A study, from proposals to scientific papers, requires a problem statement. The design of the program statement is basically always present from research interests. Objectives as a translation of the problem statement will be described through a methodology that matches the answers to be given to the interests. In the industry 4.0 era, problem statement in research prioritize innovation or change to improve welfare.

Leo Andrew B . Diego

Borrowed materials (i.e., songs, stories, poems, pictures, photos, brand names, trademarks, etc.) included in this module are owned by their respective copyright holders. Every effort has been exerted to locate and seek permission to use these materials from their respective copyright owners. The publisher and authors do not represent nor claim ownership over them.

Manu Mathew

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Eka Purnama Harahap

Basically in conducting a study there are problems that can be used as a means toachieve a goal or goal in the study. Everyone who conducts research must have their ownmethod, concept, or method in formulating the problem that is the object of the research. In thispaper will explain the techniques or ways that can be done in relation to formulating problems inresearch including determining a topic to be discussed in research, making backgroundproblems, explaining problem identification, limiting the scope of research, determiningproblems that are worthy of research, making questions in research, and determine the goals,benefits, and uses of the research. With the concept of planning and mature thinking toformulate and determine the formulation of the problem, it is expected that the research that willbe conducted will be focused and directed so that it does not extend to the discussion that is notthe topic of his research. With the formulation of this problem also the reader becomes...

Princy Jain

Edupedia Publications

Research is an investigation or experimentation that is aimed at a discovery and interpretation of facts, revision of theories or laws or practical application of the new or revised theories or laws. Identification of research problem leads in conducting a research. To initiate a research, the necessity for the research, to be carried out should be generated.The ideas and topics are developed while consulting literatures, discussions with experts and continuation of activities related to the subject matter. These ideas/topics generally called research problems and are statements about areas of concern, a condition to be improved, a difficulty to be eliminated, or a troubling question that exists in scholarly literature, in theory, or in practice that points to the need for meaningful understanding and deliberate investigation. A research problem does not state how to do something, offer a vague or broad proposition, or present a value question. The problem must be significant researchable lead to further research and suitable for the researcher. Formulation of the problem should lead to empirical investigation. Formulation of research problem should depict what is to be determined and scope of the study.It also involves key concept definitions questions to be asked. The objective of the present paper highlights the above stated issues.

International Journal of Humanities, Arts and Social Sciences

IJHASS Journal

The current study aims at investigating the difficulties encountering Jordanian EFL students in the writing problem statement section. The study grouped those difficulties into two main categories, namely academic skills difficulties and language skills difficulties. It has been noticed that undergraduate as well as postgraduate students, lack the required skills enabling them to conduct a well-constructed research article, which sparkles the idea of this study. In addition, no previous study has examined the challenges encountered by Jordanian EFL students when conducting a research paper in general and the problem statement section in particular. For the purpose of collecting the required data of the present study, twenty Jordanian EFL students had a teaching program about research writing skills. They were introduced thoroughly to all sections of the research article, with special emphasis on the research problem, section which is the main concern of this study following that the participants were given a month period to accomplish their research papers before submission. The results of the study reveal that the participants lack the academic skills enabling them to conduct a well-constructed problem statement section. More specifically, the vast majority of the participants fail to provide an overview of their topics and to identify their research gap within the current literature. The study also shows that the participants face serious grammatical errors when writing research problem section. It could be concluded that conducting a scholarly research article in general and problem statement, in particular, is a demanding issue and need to be further highlighted by researchers and academicians to identify the challenges facing learners.

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How to Write a Statement of the Problem for Your Research Proposal

Defining your research problem is essential when conducting an experiment. In this article, you will learn how to write a statement of the problem for your research proposal. Learn about the characteristics of a good statement of the problem and examples of research questions.

Updated on May 17, 2022

A researcher working on a problem statement for a new article

You are a great researcher. You are full of ideas and questions as to where to go next with your work. You would not be in this position if you were not good at coming up with interesting questions within your area.

One problem, though, is knowing where to spend your time, energy, and money. Which ideas, questions, and problems are worthwhile?

You need to be able to define a good research problem. A research problem addresses an existing gap in knowledge in your field and leads to further investigations by you and other researchers. Inspiring others with your research problem will lead to citations, enhancing your and your institution's impact.

In order to write a clear and useful problem statement, you need to describe a question and its consequences.

One key way to assess the ‘usefulness' of your research ideas is to learn how to express them as clear problems.

In this article, we will talk about how to write a statement of the problem for your next research proposal. This is important not just for assessing the ‘usefulness' of research ideas, but also for formulating a grant application or proposal. We'll talk about how to explain your research ideas to others in the form of a problem statement in your proposal.

What is a statement of the problem in research?

All research projects should start with a clear problem statement. A problem statement is a formulation of an issue which is usually a ‘gap' within your area. A research gap is an unanswered question, an issue, controversy, or untested hypothesis that has not yet been addressed.

The trick with research problems is working out whether they are actually worth investing the time, energy, and money to figure out. This comes with experience, or you could just read on!

Since a clear problem statement is going to form the basis of your next research project, the question is: How can I write one?

How is this done? The first step is to become familiar with the basic elements of a problem statement in effective research.

Characteristics of a problem statement

A research problem statement has two key attributes:

  • The problem must be challenging and original, but also potentially achievable by your team.
  • The problem must not be incremental. In other words, don't try to address a small change or advance on an existing study that leads to no new scientific insight. This could be damaging to your and your team's reputation, and will likely not lead to a meaningful publication.

Developing a ‘good' research problem statement, therefore, involves systematic planning and setting time-based, realistic objectives. Your problem has to be achievable.

You'll also need to apply feasible research methods based on an approach that best suits the research question. Your methods have to make sense. They must be usable. In other words, you must be able to acquire statistically sufficient and relevant data that is reproducible.

Finally, the problem you define means you'll need to train team members in this particular research area and methods.

Writing a statement of the problem

Stating a research problem is done by defining it within the general area of your research. This depends on your previous work and experience. It may be an area you want to move into or a topic related to what you have already worked on as a researcher. Examples could include a question in astrophysics within physics, robotics within engineering, nutrition within medicine, or marine biology within ocean and Earth science.

Once you've determined your overall area (and you'll know this already of course), it's time to drill down, decide, and define a research problem within that field.

First , your statement should identify a problem that needs to be addressed within your selected sub-area.

This will almost certainly require literature work, but the idea may arise from:

  • Discussions you've had with colleagues;
  • Discussions at a conference;
  • A paper you've read.

Second , your problem statement should be a “good research problem.” This will require further investigation and reading as you consider “what has been done?” and “what needs to be done?”

Third , search for more information, perhaps by:

  • Locating relevant books, papers and other materials;
  • Evaluating the quality and authority of the information collected;
  • Maintaining a regular literature review throughout the project;
  • Making regular notes on background material;
  • Deciding how this literature search will be carried out within the research group;
  • Deciding how information gained will be disseminated to the group (e.g., via each researcher carrying out a regular literature review in their sub-area and information disseminated at group meetings or via email at regular intervals).

This process may well change or modify how your research problem is stated or formulated.

Once your research problem has been identified, research questions within the problem need to be specified.

How long should your statement of the problem be?

Not too long. One page is more than enough for a clear and effective problem statement.

Research questions within your problem

The first stage of writing your research problem statement involves formulating your questions in a meaningful way. In the context of important questions, we are looking for things that many readers across different disciplines find to be interesting. But at the same time, set your question within your field.

Thus, once a research problem has been established, several questions can be written down. These questions should specify exactly what needs to be determined to address the problem.

These questions should also be specific enough that they can be answered using appropriate available research methods - or methods that could be made available to the research group (e.g. by buying or borrowing equipment).

These questions should require complex in-depth investigation, analysis, and argument. They should not be simple enough that they can be answered easily with well-established facts or yes/no answers.

All research questions should be focused, specific, appropriately complex, and relevant to the overall aims of the project.

Examples of questions and next steps

  • How do government regulations prevent companies from polluting water systems?
  • What factors have influenced population growth in the fastest growing countries?
  • How can a bespoke thermal desorption unit be designed and built for use in detection of trace particulate matter in a polluted environment (e.g., a busy city street)?
  • What methods and procedures can be used to understand, and hence control, fundamental chemical processes that occur in flames?
  • How can measurement protocols used in mass spectrometry in a university research laboratory be developed and standardized to enable direct comparison with related measurements in a government laboratory?

Once the problem and questions have been identified, the resources required to carry out the research will need to be assessed. This will involve:

  • Identifying the equipment needed. Find out what is available and what needs to be purchased.
  • Assessing which consumables (e.g., chemicals) are needed for the project, and determining if they can be obtained on a regular basis (i.e., in the right quantities at the appropriate times).
  • Identifying the software, data-analyses and other computer support needed. Assess what needs to be purchased.
  • Assessing what laboratory and office space is needed. And if more is required, discuss this with the relevant laboratory manager.
  • Identifying what support for travel is needed for the group, as well as what resources are required for the group to attend relevant conferences and training of group personnel.

Final thoughts

Defining and writing a clear statement of a problem as the basis of a project is the first - and most important - step in any research. The tips and ideas in this article will help you clearly identify the purpose of the research you are developing.

A clear research problem statement will likely form the skeleton of the Introduction of your final article. If you are able to clearly direct your reader (the most important person in the publishing process) to an important and interesting question, they will likely stay engaged, and use and cite your article in the future.

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3 Problem statement examples and steps to write your own

problem-statement-colleagues-gathered-talking-in-office

We’ve all encountered problems on the job. After all, that’s what a lot of work is about. Solving meaningful problems to help improve something. 

Developing a problem statement that provides a brief description of an issue you want to solve is an important early step in problem-solving .

It sounds deceptively simple. But creating an effective problem statement isn’t that easy, even for a genius like Albert Einstein. Given one hour to work on a problem, he’d spend 55 minutes thinking about the problem and five minutes finding solutions. (Or so the story goes.)

Einstein was probably exaggerating to make a point. But considering his success in solving complex problems, we think he was on to something. 

As humans, we’re wired to jump past the problem and go directly to the solution stage. In emergencies, this behavior can be lifesaving, as in leaping out of the way of a speeding car. But when dealing with longer-range issues in the workplace, this can lead to bad decisions or half-baked solutions. 

That’s where problem statements come in handy. They help to meaningfully outline objectives to reach effective solutions. Knowing how to develop a great problem statement is also a valuable tool for honing your management skills .

But what exactly is a problem statement, when should you use one, and how do you go about writing one? In this article, we'll answer those questions and give you some tips for writing effective problem statements. Then you'll be ready to take on more challenges large and small.

What is a problem statement?

First, let’s start by defining a problem statement. 

A problem statement is a short, clear explanation of an issue or challenge that sums up what you want to change. It helps you, team members, and other stakeholders to focus on the problem, why it’s important, and who it impacts. 

A good problem statement should create awareness and stimulate creative thinking . It should not identify a solution or create a bias toward a specific strategy.

Taking time to work on a problem statement is a great way to short-circuit the tendency to rush to solutions. It helps to make sure you’re focusing on the right problem and have a well-informed understanding of the root causes. The process can also help you take a more proactive than reactive approach to problem-solving . This can help position you and your team to avoid getting stuck in constant fire-fighting mode. That way, you can take advantage of more growth opportunities.  

When to use a problem statement

The best time to create a problem statement is before you start thinking of solutions. If you catch yourself or your team rushing to the solution stage when you’re first discussing a problem, hit the brakes. Go back and work on the statement of the problem to make sure everyone understands and agrees on what the real problem is. 

Here are some common situations where writing problem statements might come in handy: 

  • Writing an executive summary for a project proposal or research project
  • Collaborating   on a cross-functional project with several team members
  • Defining the customer issue that a proposed product or service aims to solve
  • Using design thinking to improve user experience
  • Tackling a problem that previous actions failed to solve 

How to identify a problem statement

Like the unseen body of an iceberg, the root cause of a specific problem isn’t always obvious. So when developing a problem statement, how do you go about identifying the true, underlying problem?

These two steps will help you uncover the root cause of a problem :

  • Collect information from the research and previous experience with the problem
  • Talk to multiple stakeholders who are impacted by the problem

People often perceive problems differently. Interviewing stakeholders will help you understand the problem from diverse points of view. It can also help you develop some case studies to illustrate the problem. 

Combining these insights with research data will help you identify root causes more accurately. In turn, this methodology will help you craft a problem statement that will lead to more viable solutions. 

What are problem statements used for?

You can use problem statements for a variety of purposes. For an organization, it might be solving customer and employee issues. For the government, it could be improving public health. For individuals, it can mean enhancing their own personal well-being . Generally, problem statements can be used to:

  • Identify opportunities for improvement
  • Focus on the right problems or issues to launch more successful initiatives – a common challenge in leadership
  • Help you communicate a problem to others who need to be involved in finding a solution
  • Serve as the basis for developing an action plan or goals that need to be accomplished to help solve the problem
  • Stimulate thinking outside the box  and other types of creative brainstorming techniques

3 examples of problem statements

When you want to be sure you understand a concept or tool, it helps to see an example. There can also be some differences in opinion about what a problem statement should look like. For instance, some frameworks include a proposed solution as part of the problem statement. But if the goal is to stimulate fresh ideas, it’s better not to suggest a solution within the problem statement. 

In our experience, an effective problem statement is brief, preferably one sentence. It’s also specific and descriptive without being prescriptive. 

Here are three problem statement examples. While these examples represent three types of problems or goals, keep in mind that there can be many other types of problem statements.        

Example Problem Statement 1: The Status Quo Problem Statement

Example: 

The average customer service on-hold time for Example company exceeds five minutes during both its busy and slow seasons.

This can be used to describe a current pain point within an organization that may need to be addressed. Note that the statement specifies that the issue occurs during the company’s slow time as well as the busy season. This is helpful in performing the root cause analysis and determining how this problem can be solved. 

The average customer service on-hold time for Example company exceeds five minutes during both its busy and slow seasons. The company is currently understaffed and customer service representatives are overwhelmed.

Background:

Example company is facing a significant challenge in managing their customer service on-hold times. In the past, the company had been known for its efficient and timely customer service, but due to a combination of factors, including understaffing and increased customer demand, the on-hold times have exceeded five minutes consistently. This has resulted in frustration and dissatisfaction among customers, negatively impacting the company's reputation and customer loyalty.

Reducing the on-hold times for customer service callers is crucial for Example company. Prolonged waiting times have a detrimental effect on customer satisfaction and loyalty, leading to potential customer churn and loss of revenue. Additionally, the company's declining reputation in terms of customer service can have a lasting impact on its competitive position in the market. Addressing this problem is of utmost importance to improve customer experience and maintain a positive brand image.

Objectives:

The primary objective of this project is to reduce the on-hold times for customer service callers at Example company. The specific objectives include:

  • Analyzing the current customer service workflow and identifying bottlenecks contributing to increased on-hold times.
  • Assessing the staffing levels and resource allocation to determine the extent of understaffing and its impact on customer service.
  • Developing strategies and implementing measures to optimize the customer service workflow and reduce on-hold times.
  • Monitoring and evaluating the effectiveness of the implemented measures through key performance indicators (KPIs) such as average on-hold time, customer satisfaction ratings, and customer feedback.
  • Establishing a sustainable approach to maintain reduced on-hold times, taking into account both busy and slow seasons, through proper resource planning, training, and process improvements.

Example Problem Statement 2: The Destination Problem Statement

Leaders at Example company want to increase net revenue for its premium product line of widgets by 5% for the next fiscal year. 

This approach can be used to describe where an organization wants to be in the future. This type of problem statement is useful for launching initiatives to help an organization achieve its desired state. 

Like creating SMART goals , you want to be as specific as possible. Note that the statement specifies “net revenue” instead of “gross revenue." This will help keep options open for potential actions. It also makes it clear that merely increasing sales is not an acceptable solution if higher marketing costs offset the net gains. 

Leaders at Example company aim to increase net revenue for its premium product line of widgets by 5% for the next fiscal year. However, the company currently lacks the necessary teams to tackle this objective effectively. To achieve this growth target, the company needs to expand its marketing and PR teams, as well as its product development teams, to prepare for scaling. 

Example company faces the challenge of generating a 5% increase in net revenue for its premium product line of widgets in the upcoming fiscal year. Currently, the company lacks the required workforce to drive this growth. Without adequate staff in the marketing, PR, and product development departments, the company's ability to effectively promote, position, and innovate its premium product line will be hindered. To achieve this kind of growth, it is essential that Example company expands teams, enhances capabilities, and strategically taps into the existing pool of loyal customers.

Increasing net revenue for the premium product line is crucial for Example company's overall business success. Failure to achieve the targeted growth rate can lead to missed revenue opportunities and stagnation in the market. By expanding the marketing and PR teams, Example company can strengthen its brand presence, effectively communicate the value proposition of its premium product line, and attract new customers.

Additionally, expanding the product development teams will enable the company to introduce new features and innovations, further enticing existing and potential customers. Therefore, addressing the workforce shortage and investing in the necessary resources are vital for achieving the revenue growth objective.

The primary objective of this project is to increase net revenue for Example company's premium product line of widgets by 5% in the next fiscal year. The specific objectives include:

  • Assessing the current workforce and identifying the gaps in the marketing, PR, and product development teams.
  • Expanding the marketing and PR teams by hiring skilled professionals who can effectively promote the premium product line and engage with the target audience.
  • Strengthening the product development teams by recruiting qualified individuals who can drive innovation, enhance product features, and meet customer demands.
  • Developing a comprehensive marketing and PR strategy to effectively communicate the value proposition of the premium product line and attract new customers.
  • Leveraging the existing base of loyal customers to increase repeat purchases, referrals, and brand advocacy.
  • Allocating sufficient resources, both time and manpower, to support the expansion and scaling efforts required to achieve the ambitious revenue growth target.
  • Monitoring and analyzing key performance indicators (KPIs) such as net revenue, customer acquisition, customer retention, and customer satisfaction to measure the success of the growth initiatives.
  • Establishing a sustainable plan to maintain the increased revenue growth beyond the next fiscal year by implementing strategies for continuous improvement and adaptation to market dynamics.

Example Problem Statement 3 The Stakeholder Problem Statement

In the last three quarterly employee engagement surveys , less than 30% of employees at Eample company stated that they feel valued by the company. This represents a 20% decline compared to the same period in the year prior. 

This strategy can be used to describe how a specific stakeholder group views the organization. It can be useful for exploring issues and potential solutions that impact specific groups of people. 

Note the statement makes it clear that the issue has been present in multiple surveys and it's significantly worse than the previous year. When researching root causes, the HR team will want to zero in on factors that changed since the previous year.

In the last three quarterly employee engagement surveys, less than 30% of employees at the Example company stated that they feel valued by the company. This indicates a significant decline of 20% compared to the same period in the previous year.

The company aspires to reduce this percentage further to under 10%. However, achieving this goal would require filling specialized roles and implementing substantial cultural changes within the organization.

Example company is facing a pressing issue regarding employee engagement and perceived value within the company. Over the past year, there has been a notable decline in the percentage of employees who feel valued. This decline is evident in the results of the quarterly employee engagement surveys, which consistently show less than 30% of employees reporting a sense of value by the company.

This decline of 20% compared to the previous year's data signifies a concerning trend. To address this problem effectively, Example company needs to undertake significant measures that go beyond superficial changes and necessitate filling specialized roles and transforming the company culture.

Employee engagement and a sense of value are crucial for organizational success. When employees feel valued, they tend to be more productive, committed, and motivated. Conversely, a lack of perceived value can lead to decreased morale, increased turnover rates, and diminished overall performance.

By addressing the decline in employees feeling valued, Example company can improve employee satisfaction, retention, and ultimately, overall productivity. Achieving the desired reduction to under 10% is essential to restore a positive work environment and build a culture of appreciation and respect.

The primary objective of this project is to increase the percentage of employees who feel valued by Example company, aiming to reduce it to under 10%. The specific objectives include:

  • Conducting a comprehensive analysis of the factors contributing to the decline in employees feeling valued, including organizational policies, communication practices, leadership styles, and cultural norms.
  • Identifying and filling specialized roles, such as employee engagement specialists or culture change agents, who can provide expertise and guidance in fostering a culture of value and appreciation.
  • Developing a holistic employee engagement strategy that encompasses various initiatives, including training programs, recognition programs, feedback mechanisms, and communication channels, to enhance employee value perception.
  • Implementing cultural changes within the organization that align with the values of appreciation, respect, and recognition, while fostering an environment where employees feel valued.
  • Communicating the importance of employee value and engagement throughout all levels of the organization, including leadership teams, managers, and supervisors, to ensure consistent messaging and support.
  • Monitoring progress through regular employee surveys, feedback sessions, and key performance indicators (KPIs) related to employee satisfaction, turnover rates, and overall engagement levels.
  • Providing ongoing support, resources, and training to managers and supervisors to enable them to effectively recognize and appreciate their teams and foster a culture of value within their respective departments.
  • Establishing a sustainable framework for maintaining high employee value perception in the long term, including regular evaluation and adaptation of employee engagement initiatives to address evolving needs and expectations.

problem-statement-man-with-arms-crossed-smiling

What are the 5 components of a problem statement?

In developing a problem statement, it helps to think like a journalist by focusing on the five Ws: who, what, when, where, and why or how. Keep in mind that every statement may not explicitly include each component. But asking these questions is a good way to make sure you’re covering the key elements:

  • Who: Who are the stakeholders that are affected by the problem?
  • What: What is the current state, desired state, or unmet need? 
  • When: When is the issue occurring or what is the timeframe involved?
  • Where: Where is the problem occurring? For example, is it in a specific department, location, or region?
  • Why: Why is this important or worth solving? How is the problem impacting your customers, employees, other stakeholders, or the organization? What is the magnitude of the problem? How large is the gap between the current and desired state? 

How do you write a problem statement?

There are many frameworks designed to help people write a problem statement. One example is outlined in the book, The Conclusion Trap: Four Steps to Better Decisions, ” by Daniel Markovitz. A faculty member at the Lean Enterprise Institute, the author uses many case studies from his work as a business consultant.

To simplify the process, we’ve broken it down into three steps:

1. Gather data and observe

Use data from research and reports, as well as facts from direct observation to answer the five Ws: who, what, when, where, and why. 

Whenever possible, get out in the field and talk directly with stakeholders impacted by the problem. Get a firsthand look at the work environment and equipment. This may mean spending time on the production floor asking employees questions about their work and challenges. Or taking customer service calls to learn more about customer pain points and problems your employees may be grappling with.    

2. Frame the problem properly  

A well-framed problem will help you avoid cognitive bias and open avenues for discussion. It will also encourage the exploration of more options.

A good way to test a problem statement for bias is to ask questions like these:

3. Keep asking why (and check in on the progress)

When it comes to problem-solving, stay curious. Lean on your growth mindset to keep asking why — and check in on the progress. 

Asking why until you’re satisfied that you’ve uncovered the root cause of the problem will help you avoid ineffective band-aid solutions.

What to avoid when writing a problem statement

When crafting a problem statement, it's essential to communicate the issue clearly and effectively. A well-formulated problem statement sets the stage for understanding and addressing the challenge at hand. However, there are common pitfalls that can undermine its clarity and purpose. Here's what you should avoid:

  • Vagueness : Be specific about the problem and its context.
  • Complexity : Keep the language simple and direct.
  • Overgeneralization : Avoid broad statements that don’t address specific issues.
  • Assumptions : Don’t presume solutions or causes without evidence.
  • Jargon : Use clear, accessible language that can be understood by all stakeholders.

Refining your problem statements

When solving any sort of problem, there’s likely a slew of questions that might arise for you. In order to holistically understand the root cause of the problem at hand, your workforce needs to stay curious. 

An effective problem statement creates the space you and your team need to explore, gain insight, and get buy-in before taking action.

If you have embarked on a proposed solution, it’s also important to understand that solutions are malleable. There may be no single best solution. Solutions can change and adapt as external factors change, too. It’s more important than ever that organizations stay agile . This means that interactive check-ins are critical to solving tough problems. By keeping a good pulse on your course of action, you’ll be better equipped to pivot when the time comes to change. 

BetterUp can help. With access to virtual coaching , your people can get personalized support to help solve tough problems of the future.

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Madeline Miles

Madeline is a writer, communicator, and storyteller who is passionate about using words to help drive positive change. She holds a bachelor's in English Creative Writing and Communication Studies and lives in Denver, Colorado. In her spare time, she's usually somewhere outside (preferably in the mountains) — and enjoys poetry and fiction.

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How to Write a Problem Statement for Your Dissertation?

After successfully specifying your project’s research problem, penning a problem statement pursues. Two crucial properties of an efficient problem statement are its conciseness and tangibility.

problem statement phd

Penning a problem statement

After successfully specifying your project’s research problem, penning a  problem statement  pursues. Two crucial properties of an efficient problem statement are its conciseness and tangibility. Therefore, a productive problem statement should

a) lay the problem in its appropriate milieu, covering what you have already known

b) specifically define the issue to be covered, stating what you need to learn

c) depict the applicability of the problem, disclosing why you must learn about it

d) ultimately delineate the research objective, suggesting what you will or hope to discover.

What is the right time for writing a problem statement?

Many situations exist to render the writing of research problem indispensable. Penning a problem statement is critical in improvement projects for businesses and other organizations. If you wish to find and apply practical solutions, you should have a plainly-defined and easily comprehendible problem statement. Suppose it is the case. Then, the problem statement will be a separate document.

In academic research, thanks to a problem statement, you can contextualize and understand the vitality of your research problem. A problem statement can include many paragraphs and functions as the foundation for your research proposal. In contrast, it can merely have a couple of sentences in the introduction of your dissertation, thesis, or article. It would be best to remember that the problem statement primarily depends on whether you handle a practical, real-world problem or address a theoretical issue. Irrespective of the case, all problem statements undergo ingeniously similar processes. 

Stage 1: The problem contextualization

Ensure that you have framed your  research problem  in its given context and presented what has already been covered about that issue.

a. Down-to-earth research problems

Suppose you conduct practical research. In that case, you must concentrate on the tangible details of the situation addressing the following issues. You must state where and when the problem has originated. You must also note who the problem affects the most. On top of that, you must list the attempts to solve the issue. The pursuing sample problem might help you.

Sample problem

Students’ participation in clubs has dramatically declined over the past five years. The surveys have shown that this is especially true for engineering students. Even though the university administration has provided incentives to increase student involvement, the impact is not imminent.

b. Hypothetical research problems

Hypothetical research covers the scientific, social, geographical, or historical background. Therefore, it should address what has already been known about the problem, state whether the problem is specific or affects a larger geographical region, and how the literature has described and discussed the issue. The pursuing sample is helpful.

The “online economy” has boosted unprecedented levels in the past three years. It has raised e-commerce’s share of global retail trade from 14% in 2019 to approximately 17% in 2020. Because lockdowns befitted the new trend, businesses and consumers had to go digital, providing and purchasing more goods and services online. UNCTAD Acting Secretary-General Isabelle Durant stated: “Businesses and consumers that were able to ‘go digital’ have helped mitigate the economic downturn caused by the pandemic.’’

Stage 2: Depict why it is crucial

The problem statement is expected to cover the weight of the research and explain why the problem must be addressed. It does not necessarily suggest that you must conduct something groundbreaking or world-changing. Exceedingly critical illustrates that the problem is addressable and viable and clearly discusses a pertinent issue in your field.

Stage 3: Establish your objectives

Ultimately, the problem statement should formulate how you target addressing the problem. Your goal should be beyond finding a definitive solution. Instead, it should explore the reasons behind the problem and suggest more fundamental approaches to confronting or comprehending it.

The research aim should be inclusive and cover the entire research. More frequently, the literature uses the infinitive form. Therefore, you can find expressions such as “the objective of this study is to determine such and such; this research aims to investigate the following, and finally, we aim to explore…”

The research objectives include the tangible stages you follow to achieve the goal. They can have statements like “we will employ quantitative methods to identify parameters; we will utilize surveys to collect the data, and we will use ‘x’ statistical software for the statistical analysis.”

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problem statement phd

Choosing a topic for your dissertation or thesis at the end of your master's or doctoral study can become a daunting task. You must select a topic that you find interesting to work on. A dissertation/thesis is a crucial piece of work as it carries enormous credit points at the end of the master's study or postgraduate year. Therefore, you must choose the right and the most suitable topic. Here are some helpful tips for choosing a dissertation and thesis topic that suits you the most.

problem statement phd

The dissertation writing process is a lengthy, extensive and multi-faceted undertaking spanning several months (or even years). It is an exacting exercise comprising several steps, each with its own requisites that scholars need to fulfill duly. Hence, regardless of how strategic and meticulous a scholar's dissertation writing approach is, there are bound to be certain inconsistencies - grammatical errors, incoherent phrasing, inappropriate synonyms, formatting errors, etc., - even in the final draft.

problem statement phd

Writing a thesis can be an overwhelming task for many college and graduate students. Managing all the elements associated with a thesis while ensuring that the quality is not compromised can be challenging. However, what is even more strenuous is deciding on a thesis's layout. "How to structure a thesis" is a question that several final-year students struggle to answer. And understandably so, as all colleges and universities have their guidelines for drafting a thesis. However, there is an immutable structure that's common for every thesis. In this brief guide, we will take a look at this structure and analyze each of its components.

problem statement phd

  • Where to start
  • Problem Statement

Problem Statement Development for PhD

For a PhD thesis, the problem statement may be the linking pin for readers and reviewers. It is what communicates to the reader the crux of the entire study in terms of a question and a probable answer. Hence, it must be clear, crisp and rather attractive. Your problem statement will ensure that the readers be interested in going through your entire report.

images

Present the Problem

The first step is to explain what you have chosen to study and more importantly, why? Explain the ideal situation and point out the deficits or impediments to such conditions that you wish to address through your research. The rationale for study needs to be clearly communicated to justify an in depth research.

images

Provide Evidence

To stress the seriousness of the issue, you must back the problem with reliable data. A problem statement is only effective when supported by authentic factual data. The sources of such evidence must be well cited as footnotes or appendices.

images

Propose the Solution

After stating the problem emphatically, present the solution derived as a result of the study. Here, the solution is not presented in detail but rather concisely just to indicate the success of the research. This way, the readers know what conclusions to expect. The methodology used to reach the conclusion is also worth mentioning here.

images

Polish the Statement

As with every section, thorough revision and editing of the problem statement is a must. The problem statement should be free from any loopholes in terms of facts and figures, language or format. All frivolous details must be removed and essential facts must be highlighted. You must also stay within the word limit that is prescribed by your college or thesis committee.

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We provide assistance for developing clear, concise and unambiguous problem statements keeping in mind the target audience and the genre of research. We also provide sample statements for reference. Contact us now for problem statements that are sure to create impact on your readers.

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problem statement phd

Finding problem statement for PhD Research – A methodical step-wise guide

A problem statement is just as it sounds; revealing the problem in the form of a statement. Your problem statement is the issue you wish to resolve and fill the gap in the literature of your field. It is the building block of your research, solely responsible to hold the whole process. You should cover your statement in a maximum of 300 words in an area of your interest. The area in which you are supposed to work is usually known beforehand and that is how you find your problem statement. The process to find a problem statement is as follows :

  • The first step is the thinking process. You have to think of a number of ideas out of which one can be turned into a topic for the research. You should not focus on what you should write in your paper rather the focus should be on what you should know in your field. The question of what you should know will build up your interest in the area and you will not lose throughout the research course. While thinking of the topic, you have to be open-minded as what may come with the idea. The process includes a broader perspective to ponder upon.
  • The next step is to make a list of all the ideas that pop up in your head to narrow them down and see how far the idea can take you in your research. Read the recent researches and journals or browse through the internet to filter your ideas. You must examine all the jotted ideas to work on and refine them. Choose the best-suited topic for your research out of your filtered ideas.
  • Now, you should identify your chosen concept or the topic that will make up the problem statement. You should simplify the variables of your topic to develop it. You should focus on identifying nouns and phrases out of the topic.
  • After you are done with phrasing the variables out of your topic and research issue, you should start studying the literature of the topic. Reviewing the literature on the chosen topic will broaden your idea to refine and reframe your research problem. As a researcher, you need to have a profound knowledge on the topic you are working on. This step may take a long time as you study and review the history of your topic.
  • After you are clear about the history of the topic you should start with searching for the sources to broaden, modify or strengthen your argument. The data should be a source of criticism, new ideas and historical context. You should be able to broaden your concept with the collected data and lighten up the topic. The search for the sources serves as exploring the topic as well. This takes you in-depth of your topic.
  • The final step is to outline your paper. Considering the hypothetical resolution in your mind, outline your paper and see if it leads you towards the end. If it does takes you to the desired results you should propose your research question and if it doesn’t then you need to further research for your problem statement.

The process of finding the problem statement is itself a tiring job and it comes with a set of conditions with it.

  • The hunt for the problem should begin early and you should take the help of your advisor/supervisor while selecting the problem statement.
  • Your problem statement should have a resolution, it should have a planned method to be resolved and bridge the gap in the history.
  • Your resolution of the issue should bring a change in the literature of your field.
  • Your problem statement should lead you to further research. It should bring more questions for either you to resolve or for another researcher to research on. If it doesn’t lead you more queries then it would be a waste of time since the resolution of the problem would not bring a huge change and impact on the academic society.
  • The selected problem statement should be worth spending time on as it lays the foundation of the research. Also, the statement decides the maturity of the candidate towards his study on the subject.

Therefore, to build your whole research one must choose the best topic no matter how much time it takes.

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How to write a PhD thesis problem statement

  • How to write a PhD thesis literature review
  • How to Write a PhD or Master research proposal

PhD thesis vs dissertation

What is a problem statement?

The term “research” refers to a systematic investigation procedure used to add to or update existing knowledge through the discovery of new facts. It may be classified into two broad categories: (1) fundamental research, which is focused on expanding scientific knowledge, and (2) applied research, which is focused on using basic research to solve problems or develop new processes, products, or procedures.

The first and most critical stage in doing any research work is defining and defining the research problem: that is, what the researcher intends to solve and what questions he or she wishes to answer. A research problem may be characterized as an area of concern, a knowledge gap, or a divergence from the norm or standard that indicates the need for more understanding and inquiry. While many issues have many solutions (the means to close the gap or correct the deviation), challenges emerge when the methods to close the gap or correct the deviation are either not evident or not immediately available. This therefore needs more study in order to arrive at a feasible answer.

A thesis research problem statement is a short paragraph that defines the scope of the research. It should include the problem, relevant issue, and how it can be solved. The thesis research problem statement should be able to answer some of these questions:

-What is the current situation? -What are some of the problems with the current situation? -How can I solve this problem?

When do you need a problem statement.

There are several instances where you may be required to create a problem statement. Writing a problem statement is a critical stage in business and other organizations’ improvement efforts. It is critical to have a well-defined and well-understood problem in order to identify and implement successful solutions. Typically, the problem statement is a self-contained document in this situation.

Writing a problem statement might assist you in contextualizing and comprehending the relevance of your research topic in academic research. A problem statement might be many pages lengthy and serve as the foundation for your research proposal, or it can be reduced into a few words for your paper or thesis’s introduction. The problem statement will vary based on whether you are addressing a practical real-world issue or a theoretical scientific one. However, all issue statements are created in a same manner.

Why is the problem statement important?

The issue statement should also highlight the research’s relevance: why is it critical to tackle the problem?

This does not need you to accomplish anything revolutionary or world-changing. It is more critical that the challenge be researchable, practical, and directly address a pertinent issue in your profession.

Define your research objectives

Finally, the problem statement should define your approach to resolving the issue. Your objective should not be to discover a definite answer, but to ascertain the underlying causes of the problem and to offer more effective strategies for resolving or comprehending it. The objective is the overarching goal of your research. Typically, it is written in an infinitive manner like “This work aims to investigate or explore or propose or develop”.

Once you’ve created your issue statement, you may begin writing the remainder of your paper. From this point on, you’ll be detailing your methods, presenting the findings of your study, and reporting your conclusions, all of which will be founded in a solid issue statement that established the thesis’s purpose from the start.

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problem statement phd

Howard University Graduation Erupts Into Chaotic Scene: Everything We Know

A glass door was shattered. A student suffered a cut to their hand. Furious parents chanted "Let us in!" This is what Howard University nursing students saw Thursday night as their graduation was canceled mid-ceremony and guests were locked out.

A large crowd turned out to watch the College of Nursing and Allied Health Sciences students graduate in Washington, D.C., but not everyone got in. Angry attendees denied entrance to Cramton Auditorium on Howard University's campus due to capacity limitations chanted their disapproval.

"Wowwww @Howard University do F*CKING better. I'm student (sic) here and can plan a graduation ceremony better that (sic) your unprofessional faculty. Yall have a whole field that can be utilized, why would you try to cramp everyone in one auditorium," destinymarilynn posted to TikTok .

Lydia Sermons, chief communications officer, told 7 News space limitations has not been an issue in past years. She added that the 2024 graduating class is Howard University's largest in history. Combined with the fact many students did not have a "normal" high school graduation in 2020 due to the pandemic, the graduation crowds this year have been huge.

Cramton Auditorium holds about 1,500 people.

Sermons said the school would plan to prevent a repeat of this year's events in the future.

The university released a statement Friday afternoon acknowledging the importance of the "long-awaited moment for our students, many of whom missed their high school graduations, other celebrations and began their academic journey in a virtual environment during the height of the COVID-19 pandemic."

"Along that vein, we apologize wholeheartedly for the challenges experienced during our College of Nursing and Allied Health Sciences (CNAHS) Honors and Awards Ceremony," the statement read. "The overcrowding at Cramton Auditorium significantly impacted the guest experience."

Newsweek reached out to Howard University for additional comment but did not hear back immediately.

While families pounded on doors and chanted, the dean of the nursing school told graduates and guests inside of the ceremony that the event was being shut down.

"Because of the size of the room and because our relatives sometimes do not know how to act, the fire department is now here to shut us down," Gina Brown told the crowd.

In a press conference the next day, DC Fire and EMS officials said they did not shut down the event. Their presence at the ceremony was in response to a medical incident.

There were no arrests in connection with Thursday's graduation, according to Lee Lepe, Metropolitan Police Department Communications Officer.

The nursing graduation website stated tickets were not required. Seating was going to be "allotted on a first-come, first-served basis."

Several hundred people were also left out in the rain on Friday after Cramton Auditorium reached capacity for the College of Engineering and Architecture graduation ceremony.

A second ceremony for the nursing students was held Saturday. The university said in their statement Friday they would still be "unable to accommodate everyone" and invited guests who would not be able to sit in the auditorium to watch via livestream.

While many took to social media to complain, some parents still posted their admiration for their children's work.

"If you haven't heard, Howard University shut down the graduation event for the school of health sciences due to overcrowding so she didn't get a chance to march across the stage and receive her honors diploma," Dana Smith Sr. posted to Facebook . "However, that didn't ruin the proud moment for my beautiful daughter Ryann."

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Howard University in Washington, D.C. is one of a number of historically black colleges and universities (HBCUs) that have been targeted by bomb threats this week. The FBI and law enforcement across the country continue to investigate the suspects behind the threats. Here, the campus of Howard University can be seen.

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Research Writing and Analysis

  • NVivo Group and Study Sessions
  • SPSS This link opens in a new window
  • Statistical Analysis Group sessions
  • Using Qualtrics
  • Dissertation and Data Analysis Group Sessions
  • Defense Schedule - Commons Calendar This link opens in a new window
  • Research Process Flow Chart
  • Research Alignment Chapter 1 This link opens in a new window
  • Step 1: Seek Out Evidence
  • Step 2: Explain
  • Step 3: The Big Picture
  • Step 4: Own It
  • Step 5: Illustrate
  • Annotated Bibliography
  • Literature Review This link opens in a new window
  • Systematic Reviews & Meta-Analyses
  • How to Synthesize and Analyze
  • Synthesis and Analysis Practice
  • Synthesis and Analysis Group Sessions
  • Problem Statement
  • Purpose Statement
  • Conceptual Framework
  • Theoretical Framework
  • Quantitative Research Questions
  • Qualitative Research Questions
  • Trustworthiness of Qualitative Data
  • Analysis and Coding Example- Qualitative Data
  • Thematic Data Analysis in Qualitative Design
  • Dissertation to Journal Article This link opens in a new window
  • International Journal of Online Graduate Education (IJOGE) This link opens in a new window
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Jump to DSE Guide

Purpose statement overview.

The purpose statement succinctly explains (on no more than 1 page) the objectives of the research study. These objectives must directly address the problem and help close the stated gap. Expressed as a formula:

problem statement phd

Good purpose statements:

  • Flow from the problem statement and actually address the proposed problem
  • Are concise and clear
  • Answer the question ‘Why are you doing this research?’
  • Match the methodology (similar to research questions)
  • Have a ‘hook’ to get the reader’s attention
  • Set the stage by clearly stating, “The purpose of this (qualitative or quantitative) study is to ...

In PhD studies, the purpose usually involves applying a theory to solve the problem. In other words, the purpose tells the reader what the goal of the study is, and what your study will accomplish, through which theoretical lens. The purpose statement also includes brief information about direction, scope, and where the data will come from.

A problem and gap in combination can lead to different research objectives, and hence, different purpose statements. In the example from above where the problem was severe underrepresentation of female CEOs in Fortune 500 companies and the identified gap related to lack of research of male-dominated boards; one purpose might be to explore implicit biases in male-dominated boards through the lens of feminist theory. Another purpose may be to determine how board members rated female and male candidates on scales of competency, professionalism, and experience to predict which candidate will be selected for the CEO position. The first purpose may involve a qualitative ethnographic study in which the researcher observes board meetings and hiring interviews; the second may involve a quantitative regression analysis. The outcomes will be very different, so it’s important that you find out exactly how you want to address a problem and help close a gap!

The purpose of the study must not only align with the problem and address a gap; it must also align with the chosen research method. In fact, the DP/DM template requires you to name the  research method at the very beginning of the purpose statement. The research verb must match the chosen method. In general, quantitative studies involve “closed-ended” research verbs such as determine , measure , correlate , explain , compare , validate , identify , or examine ; whereas qualitative studies involve “open-ended” research verbs such as explore , understand , narrate , articulate [meanings], discover , or develop .

A qualitative purpose statement following the color-coded problem statement (assumed here to be low well-being among financial sector employees) + gap (lack of research on followers of mid-level managers), might start like this:

In response to declining levels of employee well-being, the purpose of the qualitative phenomenology was to explore and understand the lived experiences related to the well-being of the followers of novice mid-level managers in the financial services industry. The levels of follower well-being have been shown to correlate to employee morale, turnover intention, and customer orientation (Eren et al., 2013). A combined framework of Leader-Member Exchange (LMX) Theory and the employee well-being concept informed the research questions and supported the inquiry, analysis, and interpretation of the experiences of followers of novice managers in the financial services industry.

A quantitative purpose statement for the same problem and gap might start like this:

In response to declining levels of employee well-being, the purpose of the quantitative correlational study was to determine which leadership factors predict employee well-being of the followers of novice mid-level managers in the financial services industry. Leadership factors were measured by the Leader-Member Exchange (LMX) assessment framework  by Mantlekow (2015), and employee well-being was conceptualized as a compound variable consisting of self-reported turnover-intent and psychological test scores from the Mental Health Survey (MHS) developed by Johns Hopkins University researchers.

Both of these purpose statements reflect viable research strategies and both align with the problem and gap so it’s up to the researcher to design a study in a manner that reflects personal preferences and desired study outcomes. Note that the quantitative research purpose incorporates operationalized concepts  or variables ; that reflect the way the researcher intends to measure the key concepts under study; whereas the qualitative purpose statement isn’t about translating the concepts under study as variables but instead aim to explore and understand the core research phenomenon.  

Best Practices for Writing your Purpose Statement

Always keep in mind that the dissertation process is iterative, and your writing, over time, will be refined as clarity is gradually achieved. Most of the time, greater clarity for the purpose statement and other components of the Dissertation is the result of a growing understanding of the literature in the field. As you increasingly master the literature you will also increasingly clarify the purpose of your study.

The purpose statement should flow directly from the problem statement. There should be clear and obvious alignment between the two and that alignment will get tighter and more pronounced as your work progresses.

The purpose statement should specifically address the reason for conducting the study, with emphasis on the word specifically. There should not be any doubt in your readers’ minds as to the purpose of your study. To achieve this level of clarity you will need to also insure there is no doubt in your mind as to the purpose of your study.

Many researchers benefit from stopping your work during the research process when insight strikes you and write about it while it is still fresh in your mind. This can help you clarify all aspects of a dissertation, including clarifying its purpose.

Your Chair and your committee members can help you to clarify your study’s purpose so carefully attend to any feedback they offer.

The purpose statement should reflect the research questions and vice versa. The chain of alignment that began with the research problem description and continues on to the research purpose, research questions, and methodology must be respected at all times during dissertation development. You are to succinctly describe the overarching goal of the study that reflects the research questions. Each research question narrows and focuses the purpose statement. Conversely, the purpose statement encompasses all of the research questions.

Identify in the purpose statement the research method as quantitative, qualitative or mixed (i.e., “The purpose of this [qualitative/quantitative/mixed] study is to ...)

Avoid the use of the phrase “research study” since the two words together are redundant.

Follow the initial declaration of purpose with a brief overview of how, with what instruments/data, with whom and where (as applicable) the study will be conducted. Identify variables/constructs and/or phenomenon/concept/idea. Since this section is to be a concise paragraph, emphasis must be placed on the word brief. However, adding these details will give your readers a very clear picture of the purpose of your research.

Developing the purpose section of your dissertation is usually not achieved in a single flash of insight. The process involves a great deal of reading to find out what other scholars have done to address the research topic and problem you have identified. The purpose section of your dissertation could well be the most important paragraph you write during your academic career, and every word should be carefully selected. Think of it as the DNA of your dissertation. Everything else you write should emerge directly and clearly from your purpose statement. In turn, your purpose statement should emerge directly and clearly from your research problem description. It is good practice to print out your problem statement and purpose statement and keep them in front of you as you work on each part of your dissertation in order to insure alignment.

It is helpful to collect several dissertations similar to the one you envision creating. Extract the problem descriptions and purpose statements of other dissertation authors and compare them in order to sharpen your thinking about your own work.  Comparing how other dissertation authors have handled the many challenges you are facing can be an invaluable exercise. Keep in mind that individual universities use their own tailored protocols for presenting key components of the dissertation so your review of these purpose statements should focus on content rather than form.

Once your purpose statement is set it must be consistently presented throughout the dissertation. This may require some recursive editing because the way you articulate your purpose may evolve as you work on various aspects of your dissertation. Whenever you make an adjustment to your purpose statement you should carefully follow up on the editing and conceptual ramifications throughout the entire document.

In establishing your purpose you should NOT advocate for a particular outcome. Research should be done to answer questions not prove a point. As a researcher, you are to inquire with an open mind, and even when you come to the work with clear assumptions, your job is to prove the validity of the conclusions reached. For example, you would not say the purpose of your research project is to demonstrate that there is a relationship between two variables. Such a statement presupposes you know the answer before your research is conducted and promotes or supports (advocates on behalf of) a particular outcome. A more appropriate purpose statement would be to examine or explore the relationship between two variables.

Your purpose statement should not imply that you are going to prove something. You may be surprised to learn that we cannot prove anything in scholarly research for two reasons. First, in quantitative analyses, statistical tests calculate the probability that something is true rather than establishing it as true. Second, in qualitative research, the study can only purport to describe what is occurring from the perspective of the participants. Whether or not the phenomenon they are describing is true in a larger context is not knowable. We cannot observe the phenomenon in all settings and in all circumstances.

Writing your Purpose Statement

It is important to distinguish in your mind the differences between the Problem Statement and Purpose Statement.

The Problem Statement is why I am doing the research

The Purpose Statement is what type of research I am doing to fit or address the problem

The Purpose Statement includes:

  • Method of Study
  • Specific Population

Remember, as you are contemplating what to include in your purpose statement and then when you are writing it, the purpose statement is a concise paragraph that describes the intent of the study, and it should flow directly from the problem statement.  It should specifically address the reason for conducting the study, and reflect the research questions.  Further, it should identify the research method as qualitative, quantitative, or mixed.  Then provide a brief overview of how the study will be conducted, with what instruments/data collection methods, and with whom (subjects) and where (as applicable). Finally, you should identify variables/constructs and/or phenomenon/concept/idea.

Qualitative Purpose Statement

Creswell (2002) suggested for writing purpose statements in qualitative research include using deliberate phrasing to alert the reader to the purpose statement. Verbs that indicate what will take place in the research and the use of non-directional language that do not suggest an outcome are key. A purpose statement should focus on a single idea or concept, with a broad definition of the idea or concept. How the concept was investigated should also be included, as well as participants in the study and locations for the research to give the reader a sense of with whom and where the study took place. 

Creswell (2003) advised the following script for purpose statements in qualitative research:

“The purpose of this qualitative_________________ (strategy of inquiry, such as ethnography, case study, or other type) study is (was? will be?) to ________________ (understand? describe? develop? discover?) the _________________(central phenomenon being studied) for ______________ (the participants, such as the individual, groups, organization) at __________(research site). At this stage in the research, the __________ (central phenomenon being studied) will be generally defined as ___________________ (provide a general definition)” (pg. 90).

Quantitative Purpose Statement

Creswell (2003) offers vast differences between the purpose statements written for qualitative research and those written for quantitative research, particularly with respect to language and the inclusion of variables. The comparison of variables is often a focus of quantitative research, with the variables distinguishable by either the temporal order or how they are measured. As with qualitative research purpose statements, Creswell (2003) recommends the use of deliberate language to alert the reader to the purpose of the study, but quantitative purpose statements also include the theory or conceptual framework guiding the study and the variables that are being studied and how they are related. 

Creswell (2003) suggests the following script for drafting purpose statements in quantitative research:

“The purpose of this _____________________ (experiment? survey?) study is (was? will be?) to test the theory of _________________that _________________ (compares? relates?) the ___________(independent variable) to _________________________(dependent variable), controlling for _______________________ (control variables) for ___________________ (participants) at _________________________ (the research site). The independent variable(s) _____________________ will be generally defined as _______________________ (provide a general definition). The dependent variable(s) will be generally defined as _____________________ (provide a general definition), and the control and intervening variables(s), _________________ (identify the control and intervening variables) will be statistically controlled in this study” (pg. 97).

Sample Purpose Statements

  • The purpose of this qualitative study was to determine how participation in service-learning in an alternative school impacted students academically, civically, and personally.  There is ample evidence demonstrating the failure of schools for students at-risk; however, there is still a need to demonstrate why these students are successful in non-traditional educational programs like the service-learning model used at TDS.  This study was unique in that it examined one alternative school’s approach to service-learning in a setting where students not only serve, but faculty serve as volunteer teachers.  The use of a constructivist approach in service-learning in an alternative school setting was examined in an effort to determine whether service-learning participation contributes positively to academic, personal, and civic gain for students, and to examine student and teacher views regarding the overall outcomes of service-learning.  This study was completed using an ethnographic approach that included observations, content analysis, and interviews with teachers at The David School.
  • The purpose of this quantitative non-experimental cross-sectional linear multiple regression design was to investigate the relationship among early childhood teachers’ self-reported assessment of multicultural awareness as measured by responses from the Teacher Multicultural Attitude Survey (TMAS) and supervisors’ observed assessment of teachers’ multicultural competency skills as measured by the Multicultural Teaching Competency Scale (MTCS) survey. Demographic data such as number of multicultural training hours, years teaching in Dubai, curriculum program at current school, and age were also examined and their relationship to multicultural teaching competency. The study took place in the emirate of Dubai where there were 14,333 expatriate teachers employed in private schools (KHDA, 2013b).
  • The purpose of this quantitative, non-experimental study is to examine the degree to which stages of change, gender, acculturation level and trauma types predicts the reluctance of Arab refugees, aged 18 and over, in the Dearborn, MI area, to seek professional help for their mental health needs. This study will utilize four instruments to measure these variables: University of Rhode Island Change Assessment (URICA: DiClemente & Hughes, 1990); Cumulative Trauma Scale (Kira, 2012); Acculturation Rating Scale for Arabic Americans-II Arabic and English (ARSAA-IIA, ARSAA-IIE: Jadalla & Lee, 2013), and a demographic survey. This study will examine 1) the relationship between stages of change, gender, acculturation levels, and trauma types and Arab refugees’ help-seeking behavior, 2) the degree to which any of these variables can predict Arab refugee help-seeking behavior.  Additionally, the outcome of this study could provide researchers and clinicians with a stage-based model, TTM, for measuring Arab refugees’ help-seeking behavior and lay a foundation for how TTM can help target the clinical needs of Arab refugees. Lastly, this attempt to apply the TTM model to Arab refugees’ condition could lay the foundation for future research to investigate the application of TTM to clinical work among refugee populations.
  • The purpose of this qualitative, phenomenological study is to describe the lived experiences of LLM for 10 EFL learners in rural Guatemala and to utilize that data to determine how it conforms to, or possibly challenges, current theoretical conceptions of LLM. In accordance with Morse’s (1994) suggestion that a phenomenological study should utilize at least six participants, this study utilized semi-structured interviews with 10 EFL learners to explore why and how they have experienced the motivation to learn English throughout their lives. The methodology of horizontalization was used to break the interview protocols into individual units of meaning before analyzing these units to extract the overarching themes (Moustakas, 1994). These themes were then interpreted into a detailed description of LLM as experienced by EFL students in this context. Finally, the resulting description was analyzed to discover how these learners’ lived experiences with LLM conformed with and/or diverged from current theories of LLM.
  • The purpose of this qualitative, embedded, multiple case study was to examine how both parent-child attachment relationships are impacted by the quality of the paternal and maternal caregiver-child interactions that occur throughout a maternal deployment, within the context of dual-military couples. In order to examine this phenomenon, an embedded, multiple case study was conducted, utilizing an attachment systems metatheory perspective. The study included four dual-military couples who experienced a maternal deployment to Operation Iraqi Freedom (OIF) or Operation Enduring Freedom (OEF) when they had at least one child between 8 weeks-old to 5 years-old.  Each member of the couple participated in an individual, semi-structured interview with the researcher and completed the Parenting Relationship Questionnaire (PRQ). “The PRQ is designed to capture a parent’s perspective on the parent-child relationship” (Pearson, 2012, para. 1) and was used within the proposed study for this purpose. The PRQ was utilized to triangulate the data (Bekhet & Zauszniewski, 2012) as well as to provide some additional information on the parents’ perspective of the quality of the parent-child attachment relationship in regards to communication, discipline, parenting confidence, relationship satisfaction, and time spent together (Pearson, 2012). The researcher utilized the semi-structured interview to collect information regarding the parents' perspectives of the quality of their parental caregiver behaviors during the deployment cycle, the mother's parent-child interactions while deployed, the behavior of the child or children at time of reunification, and the strategies or behaviors the parents believe may have contributed to their child's behavior at the time of reunification. The results of this study may be utilized by the military, and by civilian providers, to develop proactive and preventive measures that both providers and parents can implement, to address any potential adverse effects on the parent-child attachment relationship, identified through the proposed study. The results of this study may also be utilized to further refine and understand the integration of attachment theory and systems theory, in both clinical and research settings, within the field of marriage and family therapy.

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Most crime has fallen by 90% in 30 years – so why does the public think it’s increased?

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Associate Professor in Criminal Justice Data Analytics, University of Leeds

problem statement phd

Professor of Crime Science, University of Leeds

Disclosure statement

Toby Davies has received funding from the Engineering and Physical Sciences Research Council and the UK Home Office.

Graham Farrell has received funding from the Economic and Social Research Council.

University of Leeds provides funding as a founding partner of The Conversation UK.

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Seventy-eight per cent of people in England and Wales think that crime has gone up in the last few years, according to the latest survey . But the data on actual crime shows the exact opposite.

As of 2024, violence, burglary and car crime have been declining for 30 years and by close to 90%, according to the Crime Survey for England and Wales (CSEW) – our best indicator of true crime levels. Unlike police data , the CSEW is not subject to variations in reporting and recording.

The drop in violence includes domestic violence and other violence against women. Anti-social behaviour has similarly declined. While increased fraud and computer misuse now make up half of crime , this mainly reflects how far the rates of other crimes have fallen.

All high-income countries have experienced similar trends, and there is scientific consensus that the decline in crime is a real phenomenon .

Graph showing that violence, burglary and car crime has steadily and dramatically declined from a peak in the mid to late 1990s

There is strong research evidence that security improvements were responsible for the drop. This is most obvious with vehicle electronic immobilisers and door deadlocks, and better household security – stronger door frames, double glazed windows and security fittings – along with an avalanche of security in shopping centres, sports stadiums, schools, businesses and elsewhere. Quite simply, it became more difficult to commit crimes.

Decreases in crimes often committed by teenagers, such as joyriding or burglary, had a multiplying effect: when teenagers could no longer commit these easy “debut crimes” they did not progress to longer criminal careers.

There are, of course, exceptions. Some places, times and crime types had a less pronounced decline or even an increase. For many years, phone theft was an exception to the general decline in theft. Cybercrime, measured by the CSEW as fraud and computer misuse, has increased and is the most prominent exception.

But this increase was not due to thwarted burglars and car thieves switching targets: the skillset, resources and rewards for cybercrime are very different . Rather, it reflects new crime opportunities facilitated by the internet. Preventive policy and practice is slowly getting better at closing off opportunities for computer misuse, but work is needed to accelerate those prevention efforts.

The perception gap

So why is there such a gulf between public perception and the reality of crime trends? A regular YouGov poll asks respondents for their top three concerns from a broad set of issues. Concern about crime went from a low in 2016 (when people were more concerned with Brexit), quadrupled by 2019 and plummeted during the pandemic when people had other worries. But in the last year, the public’s concern about crime has risen again.

Proportion of people naming crime as a top three issue facing the country:

Graph showing fluctuations in public perception of crime since 2012

There are many possible explanations for this, of which the first is poor information. A study published in 1998 found that “people who watch a lot of television or who read a lot of newspapers will be exposed to a steady diet of crime stories” that does not reflect official statistics.

The old news media adage “if it bleeds, it leads” reflects how violent news stories, including crime increases and serious crimes, capture public attention. Knife crime grabs headlines in the UK, but our shock at individual incidents is testament to their rarity and our relative success in controlling violence – many gun crimes do not make the news in the US.

Most recent terrorist attacks in the UK have featured knives (plus a thwarted Liverpool bomber ), but there is little discussion of how this indicates that measures to restrict guns and bomb-making resources are effective.

Political rhetoric can also skew perceptions, particularly in the run-up to elections. During the recent local elections, the Conservatives were widely criticised for an advert portraying London as “a crime capital of the world” (using a video of New York), while Labour has also made reference to high levels of crime under the current government.

There are also some “crime drop deniers”, who have vested interests in crime not declining due to, for example, fear of budget cuts. One of us (Graham) worked with a former police chief who routinely denied the existence of declining crime.

Close up of someone typing on a computer with a screen full of code

Despite the evidence of crime rates dropping, some concerns are justified. Victims, along with their families and friends, have legitimate concerns, particularly as crime is more likely to recur against the same people and at the same places.

And, while the trend is clear, there are nevertheless localised increases in some types of offending. When these relate to harmful and emotive issues like knife crime in London , for example, it is natural that this might have a substantial influence.

We are unlikely to be able to change political agendas or journalists’ approach to reporting. But governments should be taking a more rational approach to crime that is based on evidence, not public perception.

Local governments need to keep on top of their local crime hotspots: problem bars and clubs where crime occurs, shops where shoplifting is concentrated, local road traffic offence hotspots and so on. The common theme here is how crime concentrates.

National government, meanwhile, should lead on reducing crime opportunities via national-level levers. Only national government can influence social media platforms and websites that host online crime and encourage larger businesses to improve manufacturing, retailing and service industry practices.

The positive story around crime rarely makes headlines, but this should not put us off from learning the lessons borne out in the data. We know this can work from past success, but it took decades to get car makers to improve vehicle security and to get secure-by-design ideas in building regulations. Society needs to move more quickly.

  • Public opinion
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  • Violent crime
  • Cyber crimes
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COMMENTS

  1. How to Write a Problem Statement

    Step 3: Set your aims and objectives. Finally, the problem statement should frame how you intend to address the problem. Your goal here should not be to find a conclusive solution, but rather to propose more effective approaches to tackling or understanding it. The research aim is the overall purpose of your research.

  2. The Research Problem & Problem Statement

    If you're new to academic research, you're bound to encounter the concept of a "research problem" or "problem statement" fairly early in your learning journey.Having a good research problem is essential, as it provides a foundation for developing high-quality research, from relatively small research papers to a full-length PhD dissertations and theses.

  3. How to Write a Dissertation Problem Statement

    The Key Elements of a Dissertation Problem Statement: Essentially, you want to establish (a) what the problem is, (b) that it matters, and (c) that it addresses a meaningful gap in the literature. Give some brief background information. A few sentences to help the reader understand the context of the problem.

  4. What is a Problem Statement? [with examples]

    1. Begin with a clear indication that the problem statement is going to be discussed next. You can start with a generic sentence like, "The problem that this study addresses…". This will inform your readers of what to expect next. 2. Next, mention the consequences of not solving the problem.

  5. What is a Problem Statement in Research? How to Write It with Examples

    A research problem statement is the descriptive statement which conveys the issue a researcher is trying to address through the study with the aim of informing the reader the context and significance of performing the study at hand. The research problem statement is crucial for researchers to focus on a particular component of a vast field of ...

  6. Problem Statement

    Use the following to work on the Statement of the Problem by first outlining the section as follows: 1. One clear, concise statement that tells the reader what is not working, what is "going wrong". Be specific and support it with current studies. 2. Tell who is affected by the problem identified in #1. 3.

  7. ARTICLE: "Research Methods and Strategies: Problem Statement

    PDF | Most researchers and doctoral students have considerable trouble writing a problem statement with their research projects dissertations, and... | Find, read and cite all the research you ...

  8. PhD Dissertation Problems: Guide for Students

    Research Problem. PhD Thesis Problem Statement is the driving force of the research. Generally, Researchers find a Gap in the scholarly article and then pick the area of study to make the study more practical and manageable. Since it is the driving force having a well-conceived problem statement is an essential component of all these activities.

  9. Developing a dissertation research problem: A guide for doctoral

    Problem statements typically have four major components which communicate the basis of the study, or the perplexing or troublesome situation, and the general action that will be taken the situation. Taken together, problem statements represent a system of argument - or a conditional syllogism - that is based on information that is ...

  10. PDF Developing the Problem Statement for Your Dissertation Proposal

    The formal ROL, usually in Chapter 2 of a dissertation, expands upon that knowledge and provides the reader with a deeper understanding of the problem area, discusses prior research that has been conducted, and provides a basis for a sound research methodology upon which to investigate the problem. While this may sound somewhat confusing, the ...

  11. PDF How to write an effective research problem statement

    The answer is yes, for at least three reasons. 1) branding is important - a good title will help the reviewer establish a connection with your proposal 2) a negative first impression will likely linger with the reviewer while reading the rest of the problem statement, and 3) if the title is confusing, chances are the rest of the problem ...

  12. ARTICLE: Problem Statement Development: How to Write a Problem

    Problem Statement: Definition and Meaning A well-written problem statement defines the problem and helps identify the variables investigated in the study. The problem statement provides the: (a) rationale for the study; and (b) uses data and research to confirm the need to address the problem in the study (Miles, 2016a).

  13. Problem Statement

    The problem should be the result of a practical need or an opportunity to further an applicational study or project. Given the above, the problem statement should do four things: Specify and describe the problem (with appropriate citations) Provide evidence of the problem's existence. Explain the consequences of NOT solving the problem.

  14. HOW TO WRITE A SIMPLE PROBLEM STATEMENT IN 4 STEPS WITH ...

    The next step is now to link this to the specific problem area and the problem. itself. Remember, this is a simp le generalized view to enable one understand problem statement, it can also be ...

  15. How to Write a Statement of the Problem for Your Research Proposal

    Developing a 'good' research problem statement, therefore, involves systematic planning and setting time-based, realistic objectives. Your problem has to be achievable. You'll also need to apply feasible research methods based on an approach that best suits the research question. Your methods have to make sense.

  16. How to Write a Problem Statement (With 3 Examples)

    Example Problem Statement 1: The Status Quo Problem Statement. Example: The average customer service on-hold time for Example company exceeds five minutes during both its busy and slow seasons. This can be used to describe a current pain point within an organization that may need to be addressed.

  17. PDF PhD Thesis Writing Process: A Systematic Approach—How to Write ...

    1) State the problem or phenomenon to be investigated. 2) Identify the party affected by the problem. 3) Explain how you plan to solve the problem. 4) Convince the reader that you are qualified and equipped with the right me-thods of solving that problem. 5) Highlight the benefits of solving the problem.

  18. How to Write a Problem Statement for Your Dissertation?

    Stage 3: Establish your objectives. Ultimately, the problem statement should formulate how you target addressing the problem. Your goal should be beyond finding a definitive solution. Instead, it should explore the reasons behind the problem and suggest more fundamental approaches to confronting or comprehending it.

  19. Problem Statement Development for PhD

    For a PhD thesis, the problem statement may be the linking pin for readers and reviewers. It is what communicates to the reader the crux of the entire study in terms of a question and a probable answer. Hence, it must be clear, crisp and rather attractive. Your problem statement will ensure that the readers be interested in going through your ...

  20. PhD Problem Identification

    PHD PROBLEM IDENTIFICATION The heart of a doctoral dissertation is the problem statement; this is the place most members in the university committee go first and understand and evaluate the merits. The proposal should shed light on the Why you are doing and be convinced. Importantly the reader should NOT be left with an unanswered with 'so ...

  21. Finding problem statement for PhD Research

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    How to write a PhD thesis problem statement . What is a problem statement? The term "research" refers to a systematic investigation procedure used to add to or update existing knowledge through the discovery of new facts. It may be classified into two broad categories: (1) fundamental research, which is focused on expanding scientific ...

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