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Age and the critical period hypothesis

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Christian Abello-Contesse, Age and the critical period hypothesis, ELT Journal , Volume 63, Issue 2, April 2009, Pages 170–172, https://doi.org/10.1093/elt/ccn072

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In the field of second language acquisition (SLA), how specific aspects of learning a non-native language (L2) may be affected by when the process begins is referred to as the ‘age factor’. Because of the way age intersects with a range of social, affective, educational, and experiential variables, clarifying its relationship with learning rate and/or success is a major challenge.

There is a popular belief that children as L2 learners are ‘superior’ to adults ( Scovel 2000 ), that is, the younger the learner, the quicker the learning process and the better the outcomes. Nevertheless, a closer examination of the ways in which age combines with other variables reveals a more complex picture, with both favourable and unfavourable age-related differences being associated with early- and late-starting L2 learners ( Johnstone 2002 ).

The ‘critical period hypothesis’ (CPH) is a particularly relevant case in point. This is the claim that there is, indeed, an optimal period for language acquisition, ending at puberty. However, in its original formulation ( Lenneberg 1967 ), evidence for its existence was based on the relearning of impaired L1 skills, rather than the learning of a second language under normal circumstances.

Furthermore, although the age factor is an uncontroversial research variable extending from birth to death ( Cook 1995 ), and the CPH is a narrowly focused proposal subject to recurrent debate, ironically, it is the latter that tends to dominate SLA discussions ( García Lecumberri and Gallardo 2003 ), resulting in a number of competing conceptualizations. Thus, in the current literature on the subject ( Bialystok 1997 ; Richards and Schmidt 2002 ; Abello-Contesse et al. 2006), references can be found to (i) multiple critical periods (each based on a specific language component, such as age six for L2 phonology), (ii) the non-existence of one or more critical periods for L2 versus L1 acquisition, (iii) a ‘sensitive’ yet not ‘critical’ period, and (iv) a gradual and continual decline from childhood to adulthood.

It therefore needs to be recognized that there is a marked contrast between the CPH as an issue of continuing dispute in SLA, on the one hand, and, on the other, the popular view that it is an invariable ‘law’, equally applicable to any L2 acquisition context or situation. In fact, research indicates that age effects of all kinds depend largely on the actual opportunities for learning which are available within overall contexts of L2 acquisition and particular learning situations, notably the extent to which initial exposure is substantial and sustained ( Lightbown 2000 ).

Thus, most classroom-based studies have shown not only a lack of direct correlation between an earlier start and more successful/rapid L2 development but also a strong tendency for older children and teenagers to be more efficient learners. For example, in research conducted in the context of conventional school programmes, Cenoz (2003) and Muñoz (2006) have shown that learners whose exposure to the L2 began at age 11 consistently displayed higher levels of proficiency than those for whom it began at 4 or 8. Furthermore, comparable limitations have been reported for young learners in school settings involving innovative, immersion-type programmes, where exposure to the target language is significantly increased through subject-matter teaching in the L2 ( Genesee 1992 ; Abello-Contesse 2006 ). In sum, as Harley and Wang (1997) have argued, more mature learners are usually capable of making faster initial progress in acquiring the grammatical and lexical components of an L2 due to their higher level of cognitive development and greater analytical abilities.

In terms of language pedagogy, it can therefore be concluded that (i) there is no single ‘magic’ age for L2 learning, (ii) both older and younger learners are able to achieve advanced levels of proficiency in an L2, and (iii) the general and specific characteristics of the learning environment are also likely to be variables of equal or greater importance.

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The Critical Period Hypothesis in Second Language Acquisition: A Statistical Critique and a Reanalysis

Jan vanhove.

Department of Multilingualism, University of Fribourg, Fribourg, Switzerland

Analyzed the data: JV. Wrote the paper: JV.

Associated Data

In second language acquisition research, the critical period hypothesis ( cph ) holds that the function between learners' age and their susceptibility to second language input is non-linear. This paper revisits the indistinctness found in the literature with regard to this hypothesis's scope and predictions. Even when its scope is clearly delineated and its predictions are spelt out, however, empirical studies–with few exceptions–use analytical (statistical) tools that are irrelevant with respect to the predictions made. This paper discusses statistical fallacies common in cph research and illustrates an alternative analytical method (piecewise regression) by means of a reanalysis of two datasets from a 2010 paper purporting to have found cross-linguistic evidence in favour of the cph . This reanalysis reveals that the specific age patterns predicted by the cph are not cross-linguistically robust. Applying the principle of parsimony, it is concluded that age patterns in second language acquisition are not governed by a critical period. To conclude, this paper highlights the role of confirmation bias in the scientific enterprise and appeals to second language acquisition researchers to reanalyse their old datasets using the methods discussed in this paper. The data and R commands that were used for the reanalysis are provided as supplementary materials.

Introduction

In the long term and in immersion contexts, second-language (L2) learners starting acquisition early in life – and staying exposed to input and thus learning over several years or decades – undisputedly tend to outperform later learners. Apart from being misinterpreted as an argument in favour of early foreign language instruction, which takes place in wholly different circumstances, this general age effect is also sometimes taken as evidence for a so-called ‘critical period’ ( cp ) for second-language acquisition ( sla ). Derived from biology, the cp concept was famously introduced into the field of language acquisition by Penfield and Roberts in 1959 [1] and was refined by Lenneberg eight years later [2] . Lenneberg argued that language acquisition needed to take place between age two and puberty – a period which he believed to coincide with the lateralisation process of the brain. (More recent neurological research suggests that different time frames exist for the lateralisation process of different language functions. Most, however, close before puberty [3] .) However, Lenneberg mostly drew on findings pertaining to first language development in deaf children, feral children or children with serious cognitive impairments in order to back up his claims. For him, the critical period concept was concerned with the implicit “automatic acquisition” [2, p. 176] in immersion contexts and does not preclude the possibility of learning a foreign language after puberty, albeit with much conscious effort and typically less success.

sla research adopted the critical period hypothesis ( cph ) and applied it to second and foreign language learning, resulting in a host of studies. In its most general version, the cph for sla states that the ‘susceptibility’ or ‘sensitivity’ to language input varies as a function of age, with adult L2 learners being less susceptible to input than child L2 learners. Importantly, the age–susceptibility function is hypothesised to be non-linear. Moving beyond this general version, we find that the cph is conceptualised in a multitude of ways [4] . This state of affairs requires scholars to make explicit their theoretical stance and assumptions [5] , but has the obvious downside that critical findings risk being mitigated as posing a problem to only one aspect of one particular conceptualisation of the cph , whereas other conceptualisations remain unscathed. This overall vagueness concerns two areas in particular, viz. the delineation of the cph 's scope and the formulation of testable predictions. Delineating the scope and formulating falsifiable predictions are, needless to say, fundamental stages in the scientific evaluation of any hypothesis or theory, but the lack of scholarly consensus on these points seems to be particularly pronounced in the case of the cph . This article therefore first presents a brief overview of differing views on these two stages. Then, once the scope of their cph version has been duly identified and empirical data have been collected using solid methods, it is essential that researchers analyse the data patterns soundly in order to assess the predictions made and that they draw justifiable conclusions from the results. As I will argue in great detail, however, the statistical analysis of data patterns as well as their interpretation in cph research – and this includes both critical and supportive studies and overviews – leaves a great deal to be desired. Reanalysing data from a recent cph -supportive study, I illustrate some common statistical fallacies in cph research and demonstrate how one particular cph prediction can be evaluated.

Delineating the scope of the critical period hypothesis

First, the age span for a putative critical period for language acquisition has been delimited in different ways in the literature [4] . Lenneberg's critical period stretched from two years of age to puberty (which he posits at about 14 years of age) [2] , whereas other scholars have drawn the cutoff point at 12, 15, 16 or 18 years of age [6] . Unlike Lenneberg, most researchers today do not define a starting age for the critical period for language learning. Some, however, consider the possibility of the critical period (or a critical period for a specific language area, e.g. phonology) ending much earlier than puberty (e.g. age 9 years [1] , or as early as 12 months in the case of phonology [7] ).

Second, some vagueness remains as to the setting that is relevant to the cph . Does the critical period constrain implicit learning processes only, i.e. only the untutored language acquisition in immersion contexts or does it also apply to (at least partly) instructed learning? Most researchers agree on the former [8] , but much research has included subjects who have had at least some instruction in the L2.

Third, there is no consensus on what the scope of the cp is as far as the areas of language that are concerned. Most researchers agree that a cp is most likely to constrain the acquisition of pronunciation and grammar and, consequently, these are the areas primarily looked into in studies on the cph [9] . Some researchers have also tried to define distinguishable cp s for the different language areas of phonetics, morphology and syntax and even for lexis (see [10] for an overview).

Fourth and last, research into the cph has focused on ‘ultimate attainment’ ( ua ) or the ‘final’ state of L2 proficiency rather than on the rate of learning. From research into the rate of acquisition (e.g. [11] – [13] ), it has become clear that the cph cannot hold for the rate variable. In fact, it has been observed that adult learners proceed faster than child learners at the beginning stages of L2 acquisition. Though theoretical reasons for excluding the rate can be posited (the initial faster rate of learning in adults may be the result of more conscious cognitive strategies rather than to less conscious implicit learning, for instance), rate of learning might from a different perspective also be considered an indicator of ‘susceptibility’ or ‘sensitivity’ to language input. Nevertheless, contemporary sla scholars generally seem to concur that ua and not rate of learning is the dependent variable of primary interest in cph research. These and further scope delineation problems relevant to cph research are discussed in more detail by, among others, Birdsong [9] , DeKeyser and Larson-Hall [14] , Long [10] and Muñoz and Singleton [6] .

Formulating testable hypotheses

Once the relevant cph 's scope has satisfactorily been identified, clear and testable predictions need to be drawn from it. At this stage, the lack of consensus on what the consequences or the actual observable outcome of a cp would have to look like becomes evident. As touched upon earlier, cph research is interested in the end state or ‘ultimate attainment’ ( ua ) in L2 acquisition because this “determines the upper limits of L2 attainment” [9, p. 10]. The range of possible ultimate attainment states thus helps researchers to explore the potential maximum outcome of L2 proficiency before and after the putative critical period.

One strong prediction made by some cph exponents holds that post- cp learners cannot reach native-like L2 competences. Identifying a single native-like post- cp L2 learner would then suffice to falsify all cph s making this prediction. Assessing this prediction is difficult, however, since it is not clear what exactly constitutes sufficient nativelikeness, as illustrated by the discussion on the actual nativelikeness of highly accomplished L2 speakers [15] , [16] . Indeed, there exists a real danger that, in a quest to vindicate the cph , scholars set the bar for L2 learners to match monolinguals increasingly higher – up to Swiftian extremes. Furthermore, the usefulness of comparing the linguistic performance in mono- and bilinguals has been called into question [6] , [17] , [18] . Put simply, the linguistic repertoires of mono- and bilinguals differ by definition and differences in the behavioural outcome will necessarily be found, if only one digs deep enough.

A second strong prediction made by cph proponents is that the function linking age of acquisition and ultimate attainment will not be linear throughout the whole lifespan. Before discussing how this function would have to look like in order for it to constitute cph -consistent evidence, I point out that the ultimate attainment variable can essentially be considered a cumulative measure dependent on the actual variable of interest in cph research, i.e. susceptibility to language input, as well as on such other factors like duration and intensity of learning (within and outside a putative cp ) and possibly a number of other influencing factors. To elaborate, the behavioural outcome, i.e. ultimate attainment, can be assumed to be integrative to the susceptibility function, as Newport [19] correctly points out. Other things being equal, ultimate attainment will therefore decrease as susceptibility decreases. However, decreasing ultimate attainment levels in and by themselves represent no compelling evidence in favour of a cph . The form of the integrative curve must therefore be predicted clearly from the susceptibility function. Additionally, the age of acquisition–ultimate attainment function can take just about any form when other things are not equal, e.g. duration of learning (Does learning last up until time of testing or only for a more or less constant number of years or is it dependent on age itself?) or intensity of learning (Do learners always learn at their maximum susceptibility level or does this intensity vary as a function of age, duration, present attainment and motivation?). The integral of the susceptibility function could therefore be of virtually unlimited complexity and its parameters could be adjusted to fit any age of acquisition–ultimate attainment pattern. It seems therefore astonishing that the distinction between level of sensitivity to language input and level of ultimate attainment is rarely made in the literature. Implicitly or explicitly [20] , the two are more or less equated and the same mathematical functions are expected to describe the two variables if observed across a range of starting ages of acquisition.

But even when the susceptibility and ultimate attainment variables are equated, there remains controversy as to what function linking age of onset of acquisition and ultimate attainment would actually constitute evidence for a critical period. Most scholars agree that not any kind of age effect constitutes such evidence. More specifically, the age of acquisition–ultimate attainment function would need to be different before and after the end of the cp [9] . According to Birdsong [9] , three basic possible patterns proposed in the literature meet this condition. These patterns are presented in Figure 1 . The first pattern describes a steep decline of the age of onset of acquisition ( aoa )–ultimate attainment ( ua ) function up to the end of the cp and a practically non-existent age effect thereafter. Pattern 2 is an “unconventional, although often implicitly invoked” [9, p. 17] notion of the cp function which contains a period of peak attainment (or performance at ceiling), i.e. performance does not vary as a function of age, which is often referred to as a ‘window of opportunity’. This time span is followed by an unbounded decline in ua depending on aoa . Pattern 3 includes characteristics of patterns 1 and 2. At the beginning of the aoa range, performance is at ceiling. The next segment is a downward slope in the age function which ends when performance reaches its floor. Birdsong points out that all of these patterns have been reported in the literature. On closer inspection, however, he concludes that the most convincing function describing these age effects is a simple linear one. Hakuta et al. [21] sketch further theoretically possible predictions of the cph in which the mean performance drops drastically and/or the slope of the aoa – ua proficiency function changes at a certain point.

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The graphs are based on based on Figure 2 in [9] .

Although several patterns have been proposed in the literature, it bears pointing out that the most common explicit prediction corresponds to Birdsong's first pattern, as exemplified by the following crystal-clear statement by DeKeyser, one of the foremost cph proponents:

[A] strong negative correlation between age of acquisition and ultimate attainment throughout the lifespan (or even from birth through middle age), the only age effect documented in many earlier studies, is not evidence for a critical period…[T]he critical period concept implies a break in the AoA–proficiency function, i.e., an age (somewhat variable from individual to individual, of course, and therefore an age range in the aggregate) after which the decline of success rate in one or more areas of language is much less pronounced and/or clearly due to different reasons. [22, p. 445].

DeKeyser and before him among others Johnson and Newport [23] thus conceptualise only one possible pattern which would speak in favour of a critical period: a clear negative age effect before the end of the critical period and a much weaker (if any) negative correlation between age and ultimate attainment after it. This ‘flattened slope’ prediction has the virtue of being much more tangible than the ‘potential nativelikeness’ prediction: Testing it does not necessarily require comparing the L2-learners to a native control group and thus effectively comparing apples and oranges. Rather, L2-learners with different aoa s can be compared amongst themselves without the need to categorise them by means of a native-speaker yardstick, the validity of which is inevitably going to be controversial [15] . In what follows, I will concern myself solely with the ‘flattened slope’ prediction, arguing that, despite its clarity of formulation, cph research has generally used analytical methods that are irrelevant for the purposes of actually testing it.

Inferring non-linearities in critical period research: An overview

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Group mean or proportion comparisons

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[T]he main differences can be found between the native group and all other groups – including the earliest learner group – and between the adolescence group and all other groups. However, neither the difference between the two childhood groups nor the one between the two adulthood groups reached significance, which indicates that the major changes in eventual perceived nativelikeness of L2 learners can be associated with adolescence. [15, p. 270].

Similar group comparisons aimed at investigating the effect of aoa on ua have been carried out by both cph advocates and sceptics (among whom Bialystok and Miller [25, pp. 136–139], Birdsong and Molis [26, p. 240], Flege [27, pp. 120–121], Flege et al. [28, pp. 85–86], Johnson [29, p. 229], Johnson and Newport [23, p. 78], McDonald [30, pp. 408–410] and Patowski [31, pp. 456–458]). To be clear, not all of these authors drew direct conclusions about the aoa – ua function on the basis of these groups comparisons, but their group comparisons have been cited as indicative of a cph -consistent non-continuous age effect, as exemplified by the following quote by DeKeyser [22] :

Where group comparisons are made, younger learners always do significantly better than the older learners. The behavioral evidence, then, suggests a non-continuous age effect with a “bend” in the AoA–proficiency function somewhere between ages 12 and 16. [22, p. 448].

The first problem with group comparisons like these and drawing inferences on the basis thereof is that they require that a continuous variable, aoa , be split up into discrete bins. More often than not, the boundaries between these bins are drawn in an arbitrary fashion, but what is more troublesome is the loss of information and statistical power that such discretisation entails (see [32] for the extreme case of dichotomisation). If we want to find out more about the relationship between aoa and ua , why throw away most of the aoa information and effectively reduce the ua data to group means and the variance in those groups?

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Comparison of correlation coefficients

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Correlation-based inferences about slope discontinuities have similarly explicitly been made by cph advocates and skeptics alike, e.g. Bialystok and Miller [25, pp. 136 and 140], DeKeyser and colleagues [22] , [44] and Flege et al. [45, pp. 166 and 169]. Others did not explicitly infer the presence or absence of slope differences from the subset correlations they computed (among others Birdsong and Molis [26] , DeKeyser [8] , Flege et al. [28] and Johnson [29] ), but their studies nevertheless featured in overviews discussing discontinuities [14] , [22] . Indeed, the most recent overview draws a strong conclusion about the validity of the cph 's ‘flattened slope’ prediction on the basis of these subset correlations:

In those studies where the two groups are described separately, the correlation is much higher for the younger than for the older group, except in Birdsong and Molis (2001) [ =  [26] , JV], where there was a ceiling effect for the younger group. This global picture from more than a dozen studies provides support for the non-continuity of the decline in the AoA–proficiency function, which all researchers agree is a hallmark of a critical period phenomenon. [22, p. 448].

In Johnson and Newport's specific case [23] , their correlation-based inference that ua levels off after puberty happened to be largely correct: the gjt scores are more or less randomly distributed around a near-horizontal trend line [26] . Ultimately, however, it rests on the fallacy of confusing correlation coefficients with slopes, which seriously calls into question conclusions such as DeKeyser's (cf. the quote above).

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It can then straightforwardly be deduced that, other things equal, the aoa – ua correlation in the older group decreases as the ua variance in the older group increases relative to the ua variance in the younger group (Eq. 3).

equation image

Lower correlation coefficients in older aoa groups may therefore be largely due to differences in ua variance, which have been reported in several studies [23] , [26] , [28] , [29] (see [46] for additional references). Greater variability in ua with increasing age is likely due to factors other than age proper [47] , such as the concomitant greater variability in exposure to literacy, degree of education, motivation and opportunity for language use, and by itself represents evidence neither in favour of nor against the cph .

Regression approaches

Having demonstrated that neither group mean or proportion comparisons nor correlation coefficient comparisons can directly address the ‘flattened slope’ prediction, I now turn to the studies in which regression models were computed with aoa as a predictor variable and ua as the outcome variable. Once again, this category of studies is not mutually exclusive with the two categories discussed above.

In a large-scale study using self-reports and approximate aoa s derived from a sample of the 1990 U.S. Census, Stevens found that the probability with which immigrants from various countries stated that they spoke English ‘very well’ decreased curvilinearly as a function of aoa [48] . She noted that this development is similar to the pattern found by Johnson and Newport [23] but that it contains no indication of an “abruptly defined ‘critical’ or sensitive period in L2 learning” [48, p. 569]. However, she modelled the self-ratings using an ordinal logistic regression model in which the aoa variable was logarithmically transformed. Technically, this is perfectly fine, but one should be careful not to read too much into the non-linear curves found. In logistic models, the outcome variable itself is modelled linearly as a function of the predictor variables and is expressed in log-odds. In order to compute the corresponding probabilities, these log-odds are transformed using the logistic function. Consequently, even if the model is specified linearly, the predicted probabilities will not lie on a perfectly straight line when plotted as a function of any one continuous predictor variable. Similarly, when the predictor variable is first logarithmically transformed and then used to linearly predict an outcome variable, the function linking the predicted outcome variables and the untransformed predictor variable is necessarily non-linear. Thus, non-linearities follow naturally from Stevens's model specifications. Moreover, cph -consistent discontinuities in the aoa – ua function cannot be found using her model specifications as they did not contain any parameters allowing for this.

Using data similar to Stevens's, Bialystok and Hakuta found that the link between the self-rated English competences of Chinese- and Spanish-speaking immigrants and their aoa could be described by a straight line [49] . In contrast to Stevens, Bialystok and Hakuta used a regression-based method allowing for changes in the function's slope, viz. locally weighted scatterplot smoothing ( lowess ). Informally, lowess is a non-parametrical method that relies on an algorithm that fits the dependent variable for small parts of the range of the independent variable whilst guaranteeing that the overall curve does not contain sudden jumps (for technical details, see [50] ). Hakuta et al. used an even larger sample from the same 1990 U.S. Census data on Chinese- and Spanish-speaking immigrants (2.3 million observations) [21] . Fitting lowess curves, no discontinuities in the aoa – ua slope could be detected. Moreover, the authors found that piecewise linear regression models, i.e. regression models containing a parameter that allows a sudden drop in the curve or a change of its slope, did not provide a better fit to the data than did an ordinary regression model without such a parameter.

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To sum up, I have argued at length that regression approaches are superior to group mean and correlation coefficient comparisons for the purposes of testing the ‘flattened slope’ prediction. Acknowledging the reservations vis-à-vis self-estimated ua s, we still find that while the relationship between aoa and ua is not necessarily perfectly linear in the studies discussed, the data do not lend unequivocal support to this prediction. In the following section, I will reanalyse data from a recent empirical paper on the cph by DeKeyser et al. [44] . The first goal of this reanalysis is to further illustrate some of the statistical fallacies encountered in cph studies. Second, by making the computer code available I hope to demonstrate how the relevant regression models, viz. piecewise regression models, can be fitted and how the aoa representing the optimal breakpoint can be identified. Lastly, the findings of this reanalysis will contribute to our understanding of how aoa affects ua as measured using a gjt .

Summary of DeKeyser et al. (2010)

I chose to reanalyse a recent empirical paper on the cph by DeKeyser et al. [44] (henceforth DK et al.). This paper lends itself well to a reanalysis since it exhibits two highly commendable qualities: the authors spell out their hypotheses lucidly and provide detailed numerical and graphical data descriptions. Moreover, the paper's lead author is very clear on what constitutes a necessary condition for accepting the cph : a non-linearity in the age of onset of acquisition ( aoa )–ultimate attainment ( ua ) function, with ua declining less strongly as a function of aoa in older, post- cp arrivals compared to younger arrivals [14] , [22] . Lastly, it claims to have found cross-linguistic evidence from two parallel studies backing the cph and should therefore be an unsuspected source to cph proponents.

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The authors set out to test the following hypotheses:

  • Hypothesis 1: For both the L2 English and the L2 Hebrew group, the slope of the age of arrival–ultimate attainment function will not be linear throughout the lifespan, but will instead show a marked flattening between adolescence and adulthood.
  • Hypothesis 2: The relationship between aptitude and ultimate attainment will differ markedly for the young and older arrivals, with significance only for the latter. (DK et al., p. 417)

Both hypotheses were purportedly confirmed, which in the authors' view provides evidence in favour of cph . The problem with this conclusion, however, is that it is based on a comparison of correlation coefficients. As I have argued above, correlation coefficients are not to be confused with regression coefficients and cannot be used to directly address research hypotheses concerning slopes, such as Hypothesis 1. In what follows, I will reanalyse the relationship between DK et al.'s aoa and gjt data in order to address Hypothesis 1. Additionally, I will lay bare a problem with the way in which Hypothesis 2 was addressed. The extracted data and the computer code used for the reanalysis are provided as supplementary materials, allowing anyone interested to scrutinise and easily reproduce my whole analysis and carry out their own computations (see ‘supporting information’).

Data extraction

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In order to verify whether we did in fact extract the data points to a satisfactory degree of accuracy, I computed summary statistics for the extracted aoa and gjt data and checked these against the descriptive statistics provided by DK et al. (pp. 421 and 427). These summary statistics for the extracted data are presented in Table 1 . In addition, I computed the correlation coefficients for the aoa – gjt relationship for the whole aoa range and for aoa -defined subgroups and checked these coefficients against those reported by DK et al. (pp. 423 and 428). The correlation coefficients computed using the extracted data are presented in Table 2 . Both checks strongly suggest the extracted data to be virtually identical to the original data, and Dr DeKeyser confirmed this to be the case in response to an earlier draft of the present paper (personal communication, 6 May 2013).

Results and Discussion

Modelling the link between age of onset of acquisition and ultimate attainment.

I first replotted the aoa and gjt data we extracted from DK et al.'s scatterplots and added non-parametric scatterplot smoothers in order to investigate whether any changes in slope in the aoa – gjt function could be revealed, as per Hypothesis 1. Figures 3 and ​ and4 4 show this not to be the case. Indeed, simple linear regression models that model gjt as a function of aoa provide decent fits for both the North America and the Israel data, explaining 65% and 63% of the variance in gjt scores, respectively. The parameters of these models are given in Table 3 .

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The trend line is a non-parametric scatterplot smoother. The scatterplot itself is a near-perfect replication of DK et al.'s Fig. 1.

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The trend line is a non-parametric scatterplot smoother. The scatterplot itself is a near-perfect replication of DK et al.'s Fig. 5.

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To ensure that both segments are joined at the breakpoint, the predictor variable is first centred at the breakpoint value, i.e. the breakpoint value is subtracted from the original predictor variable values. For a blow-by-blow account of how such models can be fitted in r , I refer to an example analysis by Baayen [55, pp. 214–222].

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Solid: regression with breakpoint at aoa 18 (dashed lines represent its 95% confidence interval); dot-dash: regression without breakpoint.

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Solid: regression with breakpoint at aoa 18 (dashed lines represent its 95% confidence interval); dot-dash (hardly visible due to near-complete overlap): regression without breakpoint.

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Solid: regression with breakpoint at aoa 16 (dashed lines represent its 95% confidence interval); dot-dash: regression without breakpoint.

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Solid: regression with breakpoint at aoa 6 (dashed lines represent its 95% confidence interval); dot-dash (hardly visible due to near-complete overlap): regression without breakpoint.

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In sum, a regression model that allows for changes in the slope of the the aoa – gjt function to account for putative critical period effects provides a somewhat better fit to the North American data than does an everyday simple regression model. The improvement in model fit is marginal, however, and including a breakpoint does not result in any detectable improvement of model fit to the Israel data whatsoever. Breakpoint models therefore fail to provide solid cross-linguistic support in favour of critical period effects: across both data sets, gjt can satisfactorily be modelled as a linear function of aoa .

On partialling out ‘age at testing’

As I have argued above, correlation coefficients cannot be used to test hypotheses about slopes. When the correct procedure is carried out on DK et al.'s data, no cross-linguistically robust evidence for changes in the aoa – gjt function was found. In addition to comparing the zero-order correlations between aoa and gjt , however, DK et al. computed partial correlations in which the variance in aoa associated with the participants' age at testing ( aat ; a potentially confounding variable) was filtered out. They found that these partial correlations between aoa and gjt , which are given in Table 9 , differed between age groups in that they are stronger for younger than for older participants. This, DK et al. argue, constitutes additional evidence in favour of the cph . At this point, I can no longer provide my own analysis of DK et al.'s data seeing as the pertinent data points were not plotted. Nevertheless, the detailed descriptions by DK et al. strongly suggest that the use of these partial correlations is highly problematic. Most importantly, and to reiterate, correlations (whether zero-order or partial ones) are actually of no use when testing hypotheses concerning slopes. Still, one may wonder why the partial correlations differ across age groups. My surmise is that these differences are at least partly the by-product of an imbalance in the sampling procedure.

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The upshot of this brief discussion is that the partial correlation differences reported by DK et al. are at least partly the result of an imbalance in the sampling procedure: aoa and aat were simply less intimately tied for the young arrivals in the North America study than for the older arrivals with L2 English or for all of the L2 Hebrew participants. In an ideal world, we would like to fix aat or ascertain that it at most only weakly correlates with aoa . This, however, would result in a strong correlation between aoa and another potential confound variable, length of residence in the L2 environment, bringing us back to square one. Allowing for only moderate correlations between aoa and aat might improve our predicament somewhat, but even in that case, we should tread lightly when making inferences on the basis of statistical control procedures [61] .

On estimating the role of aptitude

Having shown that Hypothesis 1 could not be confirmed, I now turn to Hypothesis 2, which predicts a differential role of aptitude for ua in sla in different aoa groups. More specifically, it states that the correlation between aptitude and gjt performance will be significant only for older arrivals. The correlation coefficients of the relationship between aptitude and gjt are presented in Table 10 .

The problem with both the wording of Hypothesis 2 and the way in which it is addressed is the following: it is assumed that a variable has a reliably different effect in different groups when the effect reaches significance in one group but not in the other. This logic is fairly widespread within several scientific disciplines (see e.g. [62] for a discussion). Nonetheless, it is demonstrably fallacious [63] . Here we will illustrate the fallacy for the specific case of comparing two correlation coefficients.

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Apart from not being replicated in the North America study, does this difference actually show anything? I contend that it does not: what is of interest are not so much the correlation coefficients, but rather the interactions between aoa and aptitude in models predicting gjt . These interactions could be investigated by fitting a multiple regression model in which the postulated cp breakpoint governs the slope of both aoa and aptitude. If such a model provided a substantially better fit to the data than a model without a breakpoint for the aptitude slope and if the aptitude slope changes in the expected direction (i.e. a steeper slope for post- cp than for younger arrivals) for different L1–L2 pairings, only then would this particular prediction of the cph be borne out.

Using data extracted from a paper reporting on two recent studies that purport to provide evidence in favour of the cph and that, according to its authors, represent a major improvement over earlier studies (DK et al., p. 417), it was found that neither of its two hypotheses were actually confirmed when using the proper statistical tools. As a matter of fact, the gjt scores continue to decline at essentially the same rate even beyond the end of the putative critical period. According to the paper's lead author, such a finding represents a serious problem to his conceptualisation of the cph [14] ). Moreover, although modelling a breakpoint representing the end of a cp at aoa 16 may improve the statistical model slightly in study on learners of English in North America, the study on learners of Hebrew in Israel fails to confirm this finding. In fact, even if we were to accept the optimal breakpoint computed for the Israel study, it lies at aoa 6 and is associated with a different geometrical pattern.

Diverging age trends in parallel studies with participants with different L2s have similarly been reported by Birdsong and Molis [26] and are at odds with an L2-independent cph . One parsimonious explanation of such conflicting age trends may be that the overall, cross-linguistic age trend is in fact linear, but that fluctuations in the data (due to factors unaccounted for or randomness) may sometimes give rise to a ‘stretched L’-shaped pattern ( Figure 1, left panel ) and sometimes to a ‘stretched 7’-shaped pattern ( Figure 1 , middle panel; see also [66] for a similar comment).

Importantly, the criticism that DeKeyser and Larsson-Hall levy against two studies reporting findings similar to the present [48] , [49] , viz. that the data consisted of self-ratings of questionable validity [14] , does not apply to the present data set. In addition, DK et al. did not exclude any outliers from their analyses, so I assume that DeKeyser and Larsson-Hall's criticism [14] of Birdsong and Molis's study [26] , i.e. that the findings were due to the influence of outliers, is not applicable to the present data either. For good measure, however, I refitted the regression models with and without breakpoints after excluding one potentially problematic data point per model. The following data points had absolute standardised residuals larger than 2.5 in the original models without breakpoints as well as in those with breakpoints: the participant with aoa 17 and a gjt score of 125 in the North America study and the participant with aoa 12 and a gjt score of 117 in the Israel study. The resultant models were virtually identical to the original models (see Script S1 ). Furthermore, the aoa variable was sufficiently fine-grained and the aoa – gjt curve was not ‘presmoothed’ by the prior aggregation of gjt across parts of the aoa range (see [51] for such a criticism of another study). Lastly, seven of the nine “problems with supposed counter-evidence” to the cph discussed by Long [5] do not apply either, viz. (1) “[c]onfusion of rate and ultimate attainment”, (2) “[i]nappropriate choice of subjects”, (3) “[m]easurement of AO”, (4) “[l]eading instructions to raters”, (6) “[u]se of markedly non-native samples making near-native samples more likely to sound native to raters”, (7) “[u]nreliable or invalid measures”, and (8) “[i]nappropriate L1–L2 pairings”. Problem No. 5 (“Assessments based on limited samples and/or “language-like” behavior”) may be apropos given that only gjt data were used, leaving open the theoretical possibility that other measures might have yielded a different outcome. Finally, problem No. 9 (“Faulty interpretation of statistical patterns”) is, of course, precisely what I have turned the spotlights on.

Conclusions

The critical period hypothesis remains a hotly contested issue in the psycholinguistics of second-language acquisition. Discussions about the impact of empirical findings on the tenability of the cph generally revolve around the reliability of the data gathered (e.g. [5] , [14] , [22] , [52] , [67] , [68] ) and such methodological critiques are of course highly desirable. Furthermore, the debate often centres on the question of exactly what version of the cph is being vindicated or debunked. These versions differ mainly in terms of its scope, specifically with regard to the relevant age span, setting and language area, and the testable predictions they make. But even when the cph 's scope is clearly demarcated and its main prediction is spelt out lucidly, the issue remains to what extent the empirical findings can actually be marshalled in support of the relevant cph version. As I have shown in this paper, empirical data have often been taken to support cph versions predicting that the relationship between age of acquisition and ultimate attainment is not strictly linear, even though the statistical tools most commonly used (notably group mean and correlation coefficient comparisons) were, crudely put, irrelevant to this prediction. Methods that are arguably valid, e.g. piecewise regression and scatterplot smoothing, have been used in some studies [21] , [26] , [49] , but these studies have been criticised on other grounds. To my knowledge, such methods have never been used by scholars who explicitly subscribe to the cph .

I suspect that what may be going on is a form of ‘confirmation bias’ [69] , a cognitive bias at play in diverse branches of human knowledge seeking: Findings judged to be consistent with one's own hypothesis are hardly questioned, whereas findings inconsistent with one's own hypothesis are scrutinised much more strongly and criticised on all sorts of points [70] – [73] . My reanalysis of DK et al.'s recent paper may be a case in point. cph exponents used correlation coefficients to address their prediction about the slope of a function, as had been done in a host of earlier studies. Finding a result that squared with their expectations, they did not question the technical validity of their results, or at least they did not report this. (In fact, my reanalysis is actually a case in point in two respects: for an earlier draft of this paper, I had computed the optimal position of the breakpoints incorrectly, resulting in an insignificant improvement of model fit for the North American data rather than a borderline significant one. Finding a result that squared with my expectations, I did not question the technical validity of my results – until this error was kindly pointed out to me by Martijn Wieling (University of Tübingen).) That said, I am keen to point out that the statistical analyses in this particular paper, though suboptimal, are, as far as I could gather, reported correctly, i.e. the confirmation bias does not seem to have resulted in the blatant misreportings found elsewhere (see [74] for empirical evidence and discussion). An additional point to these authors' credit is that, apart from explicitly identifying their cph version's scope and making crystal-clear predictions, they present data descriptions that actually permit quantitative reassessments and have a history of doing so (e.g. the appendix in [8] ). This leads me to believe that they analysed their data all in good conscience and to hope that they, too, will conclude that their own data do not, in fact, support their hypothesis.

I end this paper on an upbeat note. Even though I have argued that the analytical tools employed in cph research generally leave much to be desired, the original data are, so I hope, still available. This provides researchers, cph supporters and sceptics alike, with an exciting opportunity to reanalyse their data sets using the tools outlined in the present paper and publish their findings at minimal cost of time and resources (for instance, as a comment to this paper). I would therefore encourage scholars to engage their old data sets and to communicate their analyses openly, e.g. by voluntarily publishing their data and computer code alongside their articles or comments. Ideally, cph supporters and sceptics would join forces to agree on a protocol for a high-powered study in order to provide a truly convincing answer to a core issue in sla .

Supporting Information

aoa and gjt data extracted from DeKeyser et al.'s North America study.

aoa and gjt data extracted from DeKeyser et al.'s Israel study.

Script with annotated R code used for the reanalysis. All add-on packages used can be installed from within R.

Acknowledgments

I would like to thank Irmtraud Kaiser (University of Fribourg) for helping me to get an overview of the literature on the critical period hypothesis in second language acquisition. Thanks are also due to Martijn Wieling (currently University of Tübingen) for pointing out an error in the R code accompanying an earlier draft of this paper.

Funding Statement

No current external funding sources for this study.

Critical Period

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Yan Wang & Jing Guo

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Wang, Y., Guo, J. (2018). Critical Period. In: Shackelford, T., Weekes-Shackelford, V. (eds) Encyclopedia of Evolutionary Psychological Science. Springer, Cham. https://doi.org/10.1007/978-3-319-16999-6_1060-1

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THE CRITICAL PERIOD HYPOTHESIS

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Patricia Andrew

The age factor in second language acquisition (SLA) has long been a controversial topic among researchers and one that has been surrounded by popular beliefs as well. Many of these beliefs have been called into question in recent years and the search for answers has generated a large body of research on the subject. This paper explores the issue of age in SLA, focusing specifically on the debate surrounding the Critical Period Hypothesis (CPH). After a brief discussion of the CPH andfirst language acquisition, a more extensive examination of the different positions on the CPH and SLA is made. Finally, consideration is given to alternative explanations of age effects in SLA. While no irrefutable conclusions can be offered, it is clear that the ramifications for second-language teachers, educational planners and second language theorists are great enough to warrant a careful reappraisal of the CPH.

critical age hypothesis pdf

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MUTEB ALZAHRANI

This research paper is a review of the previous literature that focuses on whether or not there is an influence of second language acquisition during &#39;critical period&#39;. Critical period refers to acquiring a second language before the age of adulthood. Although there is no consensus among linguists on the impact of the critical period, numerous scholars in the field of second language acquisition agree that language learners gain more benefits during the critical period including mastering the phonological system of the target language. In addition, this paper compares between the potential linguistic benefits between young learners who acquire language at an early age of their lives and their older counterparts who begin learning a language after the age of maturation. Interestingly, those who start studying a second language during the critical period usually outperform their older counterparts due to their exceptional memory traits and fresh speech organs ultimately, it di...

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The launching of critical period hypothesis (CPH) by Lenneberg in 1967 has been so provocative that various experiments for proving or refuting the existence of the age factor in language acquisition have been conducted. Most of the experiments are in support Lenneberg’s CPH; however, the notion of the critical period has changed from “a sudden drop-off” at puberty (i.e. the capacity of learning language will be lost if it is not activated during the critical period, before puberty) to “a continuous linear decline” (i.e. the language acquisition is still possible after puberty but it will be more difficult and in complete). The later notion leads to the use of “sensitive period” term instead of “critical period”. With this notion, in long term the younger they start to learn a language, the more proficient they will be in all aspects the language.

Niclas Abrahamsson

I Made Sujana

The launching of critical period hypothesis (CPH) by Lenneberg in 1967 has been so provocative that various experiments for proving or refuting the existence of the age factor in language acquisition have been conducted. Most of the experiments are in support Lenneberg " s CPH; however, the notion of the critical period has changed from " a sudden drop-off " at puberty (i.e. the capacity of learning language will be lost if it is not activated during the critical period, before puberty) to " a continuous linear decline " (i.e. the language acquisition is still possible after puberty but it will be more difficult and in complete). The later notion leads to the use of " sensitive period " term instead of " critical period ". With this notion, in long term the younger they start to learn a language, the more proficient they will be in all aspects the language. Abstrak. Bahwa ada masa kritis dalam belajar bahasa yang dimunculkan oleh Lenneberg tahun 1967 yang lebih dikenal dengan Lenneberg " s Critical Period Hypothesis (CPH) telah memprovokasi para ahli dalam bidang ilmu terkait untuk mengadakan eksperimen untuk membuktikan keberadaan faktor usia dalam belajar bahasa. Kebanyakan eksperimen tersebut mendukung CPH; akan tetapi, terjadi perubahan ide dari hilangnya kapasitas belajar bahasa kalau tidak diaktifkan pada masa pubertas ke penurunan secara linear kemampuan menguasai bahasa sejalan dengan penambahan usia. Sebagai pengganti istilah " critical period " , para ahli lebih cendrung memakai " sensitive period ". Dengan ide ini, dalam jangka waktu panjang, pembelajar yang mulai pada usia dini akan mampu menguasai bahasa secara sempurna untuk semua aspek berbahasa. Key words: first and second language acquisition, Lenneberg " s critical period hypothesis (CPH), age factor, age of onset (AO)

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The Critical Period Hypothesis, that the learning of language is better achieved if done before a certain age (critical period), is a well-known hypothesis. A number of studies have supported this hypothesis in the acquisition of the first language; however, it does not always stand true in the acquisition of a second language due to the complexity of language learning: managing vocabulary, grammar and usage calls for more sophisticated brain function than what is needed to simply imitate a sound. However, if the language skill is limited to the phonetic aspect only, the hypothesis may still stand true. This is a study on the observation of G1-G6 participants in a 2014 Kids’ English Class in Ibigawa to test the Critical Period Hypothesis. Two functions were tested: the distinguishing of sounds unique to English and the pronouncing of the sound unique to English. The result is hoped to show which aspect of language skill should be emphasized at what age group, especially in the earli...

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  1. PDF Second Language Acquisition and the Critical Period Hypothesis

    Research into the critical period for second language acquisition has made use of a range of outcomes. The most sharply specified are the variables defined by Universal Grammar (UG), the putatively abstract and unlearnable elements of human language, such as subjacency and the complex noun phrase constraint (e.&, Johnson & Newport, 1991 Juffs.

  2. Age and the critical period hypothesis

    Age and the critical period hypothesis. In the field of second language acquisition (SLA), how specific aspects of learning a non-native language (L2) may be affected by when the process begins is referred to as the 'age factor'. Because of the way age intersects with a range of social, affective, educational, and experiential variables ...

  3. Critical periods for language acquisition: New insights with particular

    To take just one example, a recent study by Hartshorne, Tenenbaum and Pinker identified a 'sharply-defined critical period' for grammar learning, and a steady decline thereafter, based on a very large dataset (of 2/3 million English Speakers) that allowed them to disentangle critical-period effects from non-age factors (e.g., amount of ...

  4. (PDF) Critical Period Revisited: A Neurocognitive Approach

    PDF | There has been a long-standing debate in linguistics over the extent to which language acquisition is biologically linked to age. ... In this debate, the Critical Period Hypothesis was first ...

  5. Critical period hypothesis

    Download as PDF; Printable version This article has multiple issues. ... The critical period hypothesis or sensitive period hypothesis ... with estimates ranging between 2 and 13 years of age. The critical period hypothesis is derived from the concept of a critical period in the biological sciences, which refers to a set period in which an ...

  6. The Critical Period Hypothesis in Second Language Acquisition: A

    Delineating the scope of the critical period hypothesis. First, the age span for a putative critical period for language acquisition has been delimited in different ways in the literature .Lenneberg's critical period stretched from two years of age to puberty (which he posits at about 14 years of age) , whereas other scholars have drawn the cutoff point at 12, 15, 16 or 18 years of age .

  7. PDF 1 Running Head: CRITICAL PERIOD IN SECOND LANGUAGE ACQUISITION

    Kenji Hakuta CERAS Bldg. Stanford University Stanford, CA. 94305. (650) 725-7454 e-mail: [email protected] Abstract. The critical period hypothesis for second language acquisition was tested on data from the 1990. U. S. Census using responses from 2.3 million immigrants with Spanish or Chinese language. backgrounds.

  8. PDF The Critical Period Hypothesis for L2 Acquisition: An Unfalsifiable

    There have been claims that the critical period for everyone ends even earlier than age six (see, e.g., Hyltenstam and Abrahamsson 2003; Ruben 1997). Meisel (2008) suggests that, at least for some aspects of language, the window of opportunity for nativelike ultimate attainment begins to close as early as 3-4 years of age.

  9. The Critical Period Hypothesis: Support, Challenge, and Reconc

    The Critical Period Hypothesis: Support, Challenge, and Reconceptualization Considering the realm of first language acquisition only, Lenneberg (1967) sought to determine the age at which it becomes too late for an individual to acquire language. Using different types of evidence including data from recovered aphasics, the development of language

  10. Critical Period

    The critical period hypothesis, as a long-standing debate in linguistics and language acquisition, briefly states that the ability to acquire language is biologically linked to chronological age. According to CPH, the first few years of life are the critical period for an individual to acquire language. If not being exposed to the language ...

  11. [PDF] A Critical Look at the " Critical Age Hypothesis

    A Critical Look at the " Critical Age Hypothesis ". S.-Y. Wang, William. Published 2006. Linguistics. The fact that even our closest relatives in the animal kingdom cannot be taught language strongly suggests that language is based on biological foundations unique to our species. These foundations comprise the child's abilities to acquire its ...

  12. [PDF] Age and the critical period hypothesis

    Age and the critical period hypothesis. There is a popular belief that children as L2 learners are 'superior' to adults (Scovel 2000), that is, the younger the learner, the quicker the learning process and the better the outcomes. Nevertheless, a closer examination of theways inwhich age combineswith other variables reveals amore complex ...

  13. [PDF] The Critical Period Hypothesis: Support, Challenge, and

    The Critical Period Hypothesis: Support, Challenge, and Reconceptualization. A. Schouten. Published 31 May 2009. Linguistics. Given the general failure experienced by adults when attempting to learn a second or foreign language, many have hypothesized that a critical period exists for the domain of language learning.

  14. (PDF) The Critical Period Hypothesis in Second Language Acquisition: A

    The relationship between age and language acquisition in both FLD and ESLA is a complex and extensively studied area. In FLD, infants and children naturally acquire language within a critical ...

  15. Critical Period Hypothesis

    The critical period hypothesis (Lenneberg, 1967) maintains that after a certain point in a person's maturation process, the ability to learn languages to a native-like standard is lost. The current consensus view is that, although it is not impossible to achieve native-like performance after a particular age, it is the case that for most ...

  16. Age and the critical period hypothesis

    Age plays an essential role in language learning (Flege et al., 1995). Critical period hypothesis (Scovel, 1988; Abello-Contesse, 2009 ), multiple critical period hypothesis (Schouten, 2009 ...

  17. PDF The Critical Period Hypothesis in Second Language Acquisition ...

    All in all, a critical age is "an age beyond which language learning will be difficult or impossible" (Steinberg, 1993, p. 184). At this juncture, it has become crystal clear that Language Acquisition becomes cumbersome, difficult and even impossible after the so-called the Critical Age. The Origins of the Critical Period Hypothesis

  18. (PDF) The Critical Period Hypothesis in Second Language Acquisition: A

    The Critical Period Position To begin with, in their study of a "Critical Evidence: A test of the critical-period hypothesis", Hakuta, Bialystok and Wiley (2003) set light on the extent to which the age of exposure to English affects SL proficiency by extracting data from the 1990 U. S. Census using responses from 2.3 million immigrants ...

  19. (PDF) The Critical Period Hypothesis of SLA Eric Lenneberg's

    The critical period hypothesis is a theory proposed by Lenneberg in Siahaan (2022) which states that there is a period in early childhood during which language acquisition is easier than at any ...

  20. (PDF) THE CRITICAL PERIOD HYPOTHESIS

    Download Free PDF. Download Free PDF. THE CRITICAL PERIOD HYPOTHESIS. THE CRITICAL PERIOD HYPOTHESIS. Rebecca Kirkman ... Pinker, S. 1994, The Language Instinct, William Morrow and Company, Inc. New York. Robertson, P. 2002, 'The critical age hypothesis. A critique of research methodology', Asian EFL Journal, Retrieved 3 June 2010 from http ...

  21. (PDF) The Critical Period Hypothesis: some Problems

    Since our dataset concerns only senior scholars (age 40+), the importance of language skills for their networking may be related to classical critical period hypothesis in second language ...

  22. (PDF) Effect of Age in Second Language Acquisition: A Critical Review

    Download full-text PDF Read full-text. Download full-text PDF. Read full-text. ... such as Age effect on SLA, Critical Period Hypothesis (CPH), and Ultim ate Attainment (UA). Some of the .

  23. (PDF) The Critical-Period Hypothesis and its ...

    A critical look at the Critical Period Hypothesis [M]. Clevedon Multilingual Matters, 1995:67-94. Normal acquisition processes explains the critical period for language learning