successful phd proposal examples

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Examples of research proposals

How to write your research proposal, with examples of good proposals.

Research proposals

Your research proposal is a key part of your application. It tells us about the question you want to answer through your research. It is a chance for you to show your knowledge of the subject area and tell us about the methods you want to use.

We use your research proposal to match you with a supervisor or team of supervisors.

In your proposal, please tell us if you have an interest in the work of a specific academic at York St John. You can get in touch with this academic to discuss your proposal. You can also speak to one of our Research Leads. There is a list of our Research Leads on the Apply page.

When you write your proposal you need to:

• Highlight how it is original or significant
• Explain how it will develop or challenge current knowledge of your subject
• Identify the importance of your research
• Show why you are the right person to do this research
• Research Proposal Example 1 (DOC, 49kB)
• Research Proposal Example 2 (DOC, 0.9MB)
• Research Proposal Example 3 (DOC, 55.5kB)
• Research Proposal Example 4 (DOC, 49.5kB)

Subject specific guidance

• Writing a Humanities PhD Proposal (PDF, 0.1MB)
• Writing a Creative Writing PhD Proposal (PDF, 0.1MB)
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Research Proposal Example/Sample

Detailed Walkthrough + Free Proposal Template

If you’re getting started crafting your research proposal and are looking for a few examples of research proposals , you’ve come to the right place.

In this video, we walk you through two successful (approved) research proposals , one for a Master’s-level project, and one for a PhD-level dissertation. We also start off by unpacking our free research proposal template and discussing the four core sections of a research proposal, so that you have a clear understanding of the basics before diving into the actual proposals.

• Research proposal example/sample – Master’s-level (PDF/Word)
• Research proposal example/sample – PhD-level (PDF/Word)
• Proposal template (Fully editable) 

If you’re working on a research proposal for a dissertation or thesis, you may also find the following useful:

• Research Proposal Bootcamp : Learn how to write a research proposal as efficiently and effectively as possible
• 1:1 Proposal Coaching : Get hands-on help with your research proposal

FAQ: Research Proposal Example

Research proposal example: frequently asked questions, are the sample proposals real.

Yes. The proposals are real and were approved by the respective universities.

Can I copy one of these proposals for my own research?

As we discuss in the video, every research proposal will be slightly different, depending on the university’s unique requirements, as well as the nature of the research itself. Therefore, you’ll need to tailor your research proposal to suit your specific context.

You can learn more about the basics of writing a research proposal here .

How do I get the research proposal template?

You can access our free proposal template here .

Is the proposal template really free?

Yes. There is no cost for the proposal template and you are free to use it as a foundation for your research proposal.

Where can I learn more about proposal writing?

For self-directed learners, our Research Proposal Bootcamp is a great starting point.

For students that want hands-on guidance, our private coaching service is recommended.

Psst… there’s more!

This post is an extract from our bestselling Udemy Course, Research Proposal Bootcamp . If you want to work smart, you don't want to miss this .

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How to write a successful research proposal

As the competition for PhD places is incredibly fierce, your research proposal can have a strong bearing on the success of your application - so discover how to make the best impression

What is a research proposal?

Research proposals are used to persuade potential supervisors and funders that your work is worthy of their support. These documents setting out your proposed research that will result in a Doctoral thesis are typically between 1,500 and 3,000 words in length.

Your PhD research proposal must passionately articulate what you want to research and why, convey your understanding of existing literature, and clearly define at least one research question that could lead to new or original knowledge and how you propose to answer it.

Professor Leigh Wilson, director of the graduate school at the University of Westminster, explains that while the research proposal is about work that hasn't been done yet, what prospective supervisors and funders are focusing on just as strongly is evidence of what you've done - how well you know existing literature in the area, including very recent publications and debates, and how clearly you've seen what's missing from this and so what your research can do that's new. Giving a strong sense of this background or frame for the proposed work is crucial.

'Although it's tempting to make large claims and propose research that sweeps across time and space, narrower, more focused research is much more convincing,' she adds. 'To be thorough and rigorous in the way that academic work needs to be, even something as long as a PhD thesis can only cover a fairly narrow topic. Depth not breadth is called for.'

The structure of your research proposal is therefore important to achieving this goal, yet it should still retain sufficient flexibility to comfortably accommodate any changes you need to make as your PhD progresses.

Layout and formats vary, so it's advisable to consult your potential PhD supervisor before you begin. Here's what to bear in mind when writing a research proposal.

Your provisional title should be around ten words in length, and clearly and accurately indicate your area of study and/or proposed approach. It should be catchy, informative and interesting.

The title page should also include personal information, such as your name, academic title, date of birth, nationality and contact details.

Aims and objectives

This is a short summary of your project. Your aims should be two or three broad statements that emphasise what you ultimately want to achieve, complemented by several focused, feasible and measurable objectives - the steps that you'll take to answer each of your research questions. This involves clearly and briefly outlining:

• how your research addresses a gap in, or builds upon, existing knowledge
• how your research links to the department that you're applying to
• the academic, cultural, political and/or social significance of your research questions.

Literature review

This section of your PhD proposal discusses the most important theories, models and texts that surround and influence your research questions, conveying your understanding and awareness of the key issues and debates.

It should focus on the theoretical and practical knowledge gaps that your work aims to address, as this ultimately justifies and provides the motivation for your project.

Methodology

Here, you're expected to outline how you'll answer each of your research questions. A strong, well-written methodology is crucial, but especially so if your project involves extensive collection and significant analysis of primary data.

In disciplines such as humanities the research proposal methodology identifies the data collection and analytical techniques available to you, before justifying the ones you'll use in greater detail. You'll also define the population that you're intending to examine.

You should also show that you're aware of the limitations of your research, qualifying the parameters that you plan to introduce. Remember, it's more impressive to do a fantastic job of exploring a narrower topic than a decent job of exploring a wider one.

Concluding or following on from your methodology, your timetable should identify how long you'll need to complete each step - perhaps using bi-weekly or monthly timeslots. This helps the reader to evaluate the feasibility of your project and shows that you've considered how you'll go about putting the PhD proposal into practice.

Bibliography

Finally, you'll provide a list of the most significant texts, plus any attachments such as your academic CV . Demonstrate your skills in critical reflection by selecting only those resources that are most appropriate.

Final checks

Before submitting this document along with your PhD application, you'll need to ensure that you've adhered to the research proposal format. This means that:

• every page is numbered
• it's professional, interesting and informative
• the research proposal has been proofread by both an experienced academic (to confirm that it conforms to academic standards) and a layman (to correct any grammatical or spelling errors)
• it has a contents page
• you've used a clear and easy-to-read structure, with appropriate headings.

Research proposal examples

To get a better idea of how your PhD proposal may look, some universities have provided examples of research proposals for specific subjects:

• The Open University - Social Policy and Criminology
• University of Sheffield - Sociological Studies
• University of Sussex
• University of York - Politics

Find out more

• Explore PhD studentships .
• For tips on writing a thesis, see 7 steps to writing a dissertation .
• Read more about PhD study .

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• How to Write a Research Proposal | Examples & Templates

How to Write a Research Proposal | Examples & Templates

Published on October 12, 2022 by Shona McCombes and Tegan George. Revised on November 21, 2023.

A research proposal describes what you will investigate, why it’s important, and how you will conduct your research.

The format of a research proposal varies between fields, but most proposals will contain at least these elements:

Introduction

Literature review.

• Research design

Reference list

While the sections may vary, the overall objective is always the same. A research proposal serves as a blueprint and guide for your research plan, helping you get organized and feel confident in the path forward you choose to take.

Table of contents

Research proposal purpose, research proposal examples, research design and methods, contribution to knowledge, research schedule, other interesting articles, frequently asked questions about research proposals.

Academics often have to write research proposals to get funding for their projects. As a student, you might have to write a research proposal as part of a grad school application , or prior to starting your thesis or dissertation .

In addition to helping you figure out what your research can look like, a proposal can also serve to demonstrate why your project is worth pursuing to a funder, educational institution, or supervisor.

Research proposal length

The length of a research proposal can vary quite a bit. A bachelor’s or master’s thesis proposal can be just a few pages, while proposals for PhD dissertations or research funding are usually much longer and more detailed. Your supervisor can help you determine the best length for your work.

One trick to get started is to think of your proposal’s structure as a shorter version of your thesis or dissertation , only without the results , conclusion and discussion sections.

Download our research proposal template

Receive feedback on language, structure, and formatting

Professional editors proofread and edit your paper by focusing on:

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See an example

Writing a research proposal can be quite challenging, but a good starting point could be to look at some examples. We’ve included a few for you below.

• Example research proposal #1: “A Conceptual Framework for Scheduling Constraint Management”
• Example research proposal #2: “Medical Students as Mediators of Change in Tobacco Use”

Like your dissertation or thesis, the proposal will usually have a title page that includes:

• The proposed title of your project
• Your supervisor’s name
• Your institution and department

The first part of your proposal is the initial pitch for your project. Make sure it succinctly explains what you want to do and why.

Your introduction should:

• Introduce your topic
• Give necessary background and context
• Outline your  problem statement  and research questions

To guide your introduction , include information about:

• Who could have an interest in the topic (e.g., scientists, policymakers)
• How much is already known about the topic
• What is missing from this current knowledge
• What new insights your research will contribute
• Why you believe this research is worth doing

As you get started, it’s important to demonstrate that you’re familiar with the most important research on your topic. A strong literature review  shows your reader that your project has a solid foundation in existing knowledge or theory. It also shows that you’re not simply repeating what other people have already done or said, but rather using existing research as a jumping-off point for your own.

In this section, share exactly how your project will contribute to ongoing conversations in the field by:

• Comparing and contrasting the main theories, methods, and debates
• Examining the strengths and weaknesses of different approaches
• Explaining how will you build on, challenge, or synthesize prior scholarship

Following the literature review, restate your main  objectives . This brings the focus back to your own project. Next, your research design or methodology section will describe your overall approach, and the practical steps you will take to answer your research questions.

To finish your proposal on a strong note, explore the potential implications of your research for your field. Emphasize again what you aim to contribute and why it matters.

For example, your results might have implications for:

• Improving best practices
• Informing policymaking decisions
• Strengthening a theory or model
• Challenging popular or scientific beliefs
• Creating a basis for future research

Last but not least, your research proposal must include correct citations for every source you have used, compiled in a reference list . To create citations quickly and easily, you can use our free APA citation generator .

Some institutions or funders require a detailed timeline of the project, asking you to forecast what you will do at each stage and how long it may take. While not always required, be sure to check the requirements of your project.

Here’s an example schedule to help you get started. You can also download a template at the button below.

Download our research schedule template

If you are applying for research funding, chances are you will have to include a detailed budget. This shows your estimates of how much each part of your project will cost.

Make sure to check what type of costs the funding body will agree to cover. For each item, include:

• Cost : exactly how much money do you need?
• Justification : why is this cost necessary to complete the research?
• Source : how did you calculate the amount?

To determine your budget, think about:

• Travel costs : do you need to go somewhere to collect your data? How will you get there, and how much time will you need? What will you do there (e.g., interviews, archival research)?
• Materials : do you need access to any tools or technologies?
• Help : do you need to hire any research assistants for the project? What will they do, and how much will you pay them?

If you want to know more about the research process , methodology , research bias , or statistics , make sure to check out some of our other articles with explanations and examples.

Methodology

• Sampling methods
• Simple random sampling
• Stratified sampling
• Cluster sampling
• Likert scales
• Reproducibility

 Statistics

• Null hypothesis
• Statistical power
• Probability distribution
• Effect size
• Poisson distribution

Research bias

• Optimism bias
• Cognitive bias
• Implicit bias
• Hawthorne effect
• Anchoring bias
• Explicit bias

Once you’ve decided on your research objectives , you need to explain them in your paper, at the end of your problem statement .

Keep your research objectives clear and concise, and use appropriate verbs to accurately convey the work that you will carry out for each one.

I will compare …

A research aim is a broad statement indicating the general purpose of your research project. It should appear in your introduction at the end of your problem statement , before your research objectives.

Research objectives are more specific than your research aim. They indicate the specific ways you’ll address the overarching aim.

A PhD, which is short for philosophiae doctor (doctor of philosophy in Latin), is the highest university degree that can be obtained. In a PhD, students spend 3–5 years writing a dissertation , which aims to make a significant, original contribution to current knowledge.

A PhD is intended to prepare students for a career as a researcher, whether that be in academia, the public sector, or the private sector.

A master’s is a 1- or 2-year graduate degree that can prepare you for a variety of careers.

All master’s involve graduate-level coursework. Some are research-intensive and intend to prepare students for further study in a PhD; these usually require their students to write a master’s thesis . Others focus on professional training for a specific career.

Critical thinking refers to the ability to evaluate information and to be aware of biases or assumptions, including your own.

Like information literacy , it involves evaluating arguments, identifying and solving problems in an objective and systematic way, and clearly communicating your ideas.

The best way to remember the difference between a research plan and a research proposal is that they have fundamentally different audiences. A research plan helps you, the researcher, organize your thoughts. On the other hand, a dissertation proposal or research proposal aims to convince others (e.g., a supervisor, a funding body, or a dissertation committee) that your research topic is relevant and worthy of being conducted.

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How to write a good PhD proposal

Study tips Published 3 Mar, 2022  ·  5-minute read

Want to make sure your research degree starts smoothly? We spoke with 2 PhD candidates about overcoming this initial hurdle. Here’s their advice for how to write a good PhD proposal.

Writing your research proposal is an integral part of commencing a PhD with many schools and institutes, so it can feel rather intimidating. After all, how you come up with your PhD proposal could be the difference between your supervisor getting on board or giving your project a miss.

Let’s explore how to make a PhD research proposal with UQ candidates Chelsea Janke and Sarah Kendall. 

Look at PhD proposal examples

Look at other PhD proposals that have been successful. Ask current students if you can look at theirs.

Nobody’s asking you to reinvent the wheel when it comes to writing your PhD proposal – leave that for your actual thesis. For now, while you’re just working out how to write a PhD proposal, examples are a great starting point.

Chelsea knows this step is easier if you’ve got a friend who is already doing a PhD, but there are other ways to find a good example or template.

“Look at other PhD proposals that have been successful,” she says.

“Ask current students if you can look at theirs.”

“If you don’t know anyone doing their PhD, look online to get an idea of how they should be structured.”

What makes this tricky is that proposals can vary greatly by field and disciplinary norms, so you should check with your proposed supervisor to see if they have a specific format or list of criteria to follow. Part of writing a good PhD proposal is submitting it in a style that's familiar to the people who will read and (hopefully) become excited by it and want to bring you into their research area.

Here are some of the key factors to consider when structuring your proposal:

• meeting the expected word count (this can range from a 1-page maximum to a 3,000-word minimum depending on your supervisor and research area)
• making your bibliography as detailed as necessary
• outlining the research questions you’ll be trying to solve/answer
• discussing the impact your research could have on your field
• conducting preliminary analysis of existing research on the topic
• documenting details of the methods and data sources you’ll use in your research
• introducing your supervisor(s)  and how their experience relates to your project.

Please note this isn't a universal list of things you need in your PhD research proposal. Depending on your supervisor's requirements, some of these items may be unnecessary or there may be other inclusions not listed here.

Ask your planned supervisor for advice

Alright, here’s the thing. If sending your research proposal is your first point of contact with your prospective supervisor, you’ve jumped the gun a little.

You should have at least one researcher partially on board with your project before delving too deep into your proposal. This ensures you’re not potentially spending time and effort on an idea that no one has any appetite for. Plus, it unlocks a helpful guide who can assist with your proposal.

PhD research isn’t like Shark Tank – you’re allowed to confer with academics and secure their support before you pitch your thesis to them. Discover how to choose the right PhD supervisor for you.

For a time-efficient strategy, Chelsea recommends you approach your potential supervisor(s) and find out if:

• they have time to supervise you
• they have any funds to help pay for your research (even with a stipend scholarship , your research activities may require extra money)
• their research interests align with yours (you’ll ideally discover a mutual ground where you both benefit from the project).

“The best way to approach would be to send an email briefly outlining who you are, your background, and what your research interests are,” says Chelsea.

“Once you’ve spoken to a potential supervisor, then you can start drafting a proposal and you can even ask for their input.”

Chelsea's approach here works well with some academics, but keep in mind that other supervisors will want to see a research proposal straight away. If you're not sure of your proposed supervisor's preferences, you may like to cover both bases with an introductory email that has a draft of your research proposal attached.

Sarah agrees that your prospective supervisor is your most valuable resource for understanding how to write a research proposal for a PhD application.

“My biggest tip for writing a research proposal is to ask your proposed supervisor for help,” says Sarah.

“Or if this isn’t possible, ask another academic who has had experience writing research proposals.”

“They’ll be able to tell you what to include or what you need to improve on.”

Find the 'why' and focus on it

One of the key aspects of your research proposal is emphasising why your project is important and should be funded.

Your PhD proposal should include your major question, your planned methods, the sources you’ll cite, and plenty of other nitty gritty details. But perhaps the most important element of your proposal is its purpose – the reason you want to do this research and why the results will be meaningful.

In Sarah’s opinion, highlighting the 'why' of your project is vital for your research proposal.

“From my perspective, one of the key aspects of your research proposal is emphasising why your project is important and should be funded,” she says.

“Not only does this impact whether your application is likely to be successful, but it could also impact your likelihood of getting a scholarship .”

Imagine you only had 60 seconds to explain your planned research to someone. Would you prefer they remember how your project could change the world, or the statistical models you’ll be using to do it? (Of course, you’ve got 2,000 words rather than 60 seconds, so do make sure to include those little details as well – just put the why stuff first.)

Proofread your proposal, then proof it again

As a PhD candidate, your attention to detail is going to be integral to your success. Start practising it now by making sure your research proposal is perfect.

Chelsea and Sarah both acknowledge that clarity and writing quality should never be overlooked in a PhD proposal. This starts with double-checking that the questions of your thesis are obvious and unambiguous, followed by revising the rest of your proposal.

“Make sure your research questions are really clear,” says Sarah.

“Ensure all the writing is clear and grammatically correct,” adds Chelsea.

“A supervisor is not going to be overly keen on a prospective student if their writing is poor.”

It might sound harsh, but it’s fair. So, proofread your proposal multiple times – including after you get it back from your supervisor with any feedback and notes. When you think you’ve got the final, FINAL draft saved, sleep on it and read it one more time the next morning.

Still feeling a little overwhelmed by your research proposal? Stay motivated with these reasons why a PhD is worth the effort .

Want to learn more from Chelsea and Sarah? Easy:

• Read about Chelsea’s award-winning PhD thesis on keeping crops healthy.
• Read Sarah’s series on becoming a law academic .

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How to Write a PhD Research Proposal

• Applying to a PhD
• A research proposal summarises your intended research.
• Your research proposal is used to confirm you understand the topic, and that the university has the expertise to support your study.
• The length of a research proposal varies. It is usually specified by either the programme requirements or the supervisor upon request. 1500 to 3500 words is common.
• The typical research proposal structure consists of: Title, Abstract, Background and Rationale, Research Aims and Objectives, Research Design and Methodology, Timetable, and a Bibliography.

What is a Research Proposal?

A research proposal is a supporting document that may be required when applying to a research degree. It summarises your intended research by outlining what your research questions are, why they’re important to your field and what knowledge gaps surround your topic. It also outlines your research in terms of your aims, methods and proposed timetable .

What Is It Used for and Why Is It Important?

A research proposal will be used to:

• Confirm whether you understand the topic and can communicate complex ideas.
• Confirm whether the university has adequate expertise to support you in your research topic.
• Apply for funding or research grants to external bodies.

How Long Should a PhD Research Proposal Be?

Some universities will specify a word count all students will need to adhere to. You will typically find these in the description of the PhD listing. If they haven’t stated a word count limit, you should contact the potential supervisor to clarify whether there are any requirements. If not, aim for 1500 to 3500 words (3 to 7 pages).

Your title should indicate clearly what your research question is. It needs to be simple and to the point; if the reader needs to read further into your proposal to understand your question, your working title isn’t clear enough.

Directly below your title, state the topic your research question relates to. Whether you include this information at the top of your proposal or insert a dedicated title page is your choice and will come down to personal preference.

2. Abstract

If your research proposal is over 2000 words, consider providing an abstract. Your abstract should summarise your question, why it’s important to your field and how you intend to answer it; in other words, explain your research context.

Only include crucial information in this section – 250 words should be sufficient to get across your main points.

3. Background & Rationale

First, specify which subject area your research problem falls in. This will help set the context of your study and will help the reader anticipate the direction of your proposed research.

Following this, include a literature review . A literature review summarises the existing knowledge which surrounds your research topic. This should include a discussion of the theories, models and bodies of text which directly relate to your research problem. As well as discussing the information available, discuss those which aren’t. In other words, identify what the current gaps in knowledge are and discuss how this will influence your research. Your aim here is to convince the potential supervisor and funding providers of why your intended research is worth investing time and money into.

Last, discuss the key debates and developments currently at the centre of your research area.

4. Research Aims & Objectives

Identify the aims and objectives of your research. The aims are the problems your project intends to solve; the objectives are the measurable steps and outcomes required to achieve the aim.

In outlining your aims and objectives, you will need to explain why your proposed research is worth exploring. Consider these aspects:

• Will your research solve a problem?
• Will your research address a current gap in knowledge?
• Will your research have any social or practical benefits?

If you fail to address the above questions, it’s unlikely they will accept your proposal – all PhD research projects must show originality and value to be considered.

5. Research Design and Methodology

The following structure is recommended when discussing your research design:

• Sample/Population – Discuss your sample size, target populations, specimen types etc.
• Methods – What research methods have you considered, how did you evaluate them and how did you decide on your chosen one?
• Data Collection – How are you going to collect and validate your data? Are there any limitations?
• Data Analysis – How are you going to interpret your results and obtain a meaningful conclusion from them?
• Ethical Considerations – Are there any potential implications associated with your research approach? This could either be to research participants or to your field as a whole on the outcome of your findings (i.e. if you’re researching a particularly controversial area). How are you going to monitor for these implications and what types of preventive steps will you need to put into place?

6. Timetable

We’ve outlined the various stages of a PhD and the approximate duration of a PhD programme which you can refer to when designing your own research study.

7. Bibliography

Plagiarism is taken seriously across all academic levels, but even more so for doctorates. Therefore, ensure you reference the existing literature you have used in writing your PhD proposal. Besides this, try to adopt the same referencing style as the University you’re applying to uses. You can easily find this information in the PhD Thesis formatting guidelines published on the University’s website.

Finding a PhD has never been this easy – search for a PhD by keyword, location or academic area of interest.

Questions & Answers

Here are answers to some of the most common questions we’re asked about the Research Proposal:

Can You Change a Research Proposal?

Yes, your PhD research proposal outlines the start of your project only. It’s well accepted that the direction of your research will develop with time, therefore, you can revise it at later dates.

Can the Potential Supervisor Review My Draft Proposal?

Whether the potential supervisor will review your draft will depend on the individual. However, it is highly advisable that you at least attempt to discuss your draft with them. Even if they can’t review it, they may provide you with useful information regarding their department’s expertise which could help shape your PhD proposal. For example, you may amend your methodology should you come to learn that their laboratory is better equipped for an alternative method.

How Should I Structure and Format My Proposal?

Ensure you follow the same order as the headings given above. This is the most logical structure and will be the order your proposed supervisor will expect.

Most universities don’t provide formatting requirements for research proposals on the basis that they are a supporting document only, however, we recommend that you follow the same format they require for their PhD thesis submissions. This will give your reader familiarity and their guidelines should be readily available on their website.

Last, try to have someone within the same academic field or discipline area to review your proposal. The key is to confirm that they understand the importance of your work and how you intend to execute it. If they don’t, it’s likely a sign you need to rewrite some of your sections to be more coherent.

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How to write a research proposal

What is a research proposal.

A research proposal should present your idea or question and expected outcomes with clarity and definition – the what.

It should also make a case for why your question is significant and what value it will bring to your discipline – the why. 

What it shouldn't do is answer the question – that's what your research will do.

Why is it important?

Research proposals are significant because Another reason why it formally outlines your intended research. Which means you need to provide details on how you will go about your research, including:

• your approach and methodology
• timeline and feasibility
• all other considerations needed to progress your research, such as resources.

Think of it as a tool that will help you clarify your idea and make conducting your research easier.

How long should it be?

Usually no more than 2000 words, but check the requirements of your degree, and your supervisor or research coordinator.

Presenting your idea clearly and concisely demonstrates that you can write this way – an attribute of a potential research candidate that is valued by assessors.

What should it include?

Project title.

Your title should clearly indicate what your proposed research is about.

Research supervisor

State the name, department and faculty or school of the academic who has agreed to supervise you. Rest assured, your research supervisor will work with you to refine your research proposal ahead of submission to ensure it meets the needs of your discipline.

Proposed mode of research

Describe your proposed mode of research. Which may be closely linked to your discipline, and is where you will describe the style or format of your research, e.g. data, field research, composition, written work, social performance and mixed media etc. 

This is not required for research in the sciences, but your research supervisor will be able to guide you on discipline-specific requirements.

Aims and objectives

What are you trying to achieve with your research? What is the purpose? This section should reference why you're applying for a research degree. Are you addressing a gap in the current research? Do you want to look at a theory more closely and test it out? Is there something you're trying to prove or disprove? To help you clarify this, think about the potential outcome of your research if you were successful – that is your aim. Make sure that this is a focused statement.

Your objectives will be your aim broken down – the steps to achieving the intended outcome. They are the smaller proof points that will underpin your research's purpose. Be logical in the order of how you present these so that each succeeds the previous, i.e. if you need to achieve 'a' before 'b' before 'c', then make sure you order your objectives a, b, c.

A concise summary of what your research is about. It outlines the key aspects of what you will investigate as well as the expected outcomes. It briefly covers the what, why and how of your research. 

A good way to evaluate if you have written a strong synopsis, is to get somebody to read it without reading the rest of your research proposal. Would they know what your research is about?

Now that you have your question clarified, it is time to explain the why. Here, you need to demonstrate an understanding of the current research climate in your area of interest.

Providing context around your research topic through a literature review will show the assessor that you understand current dialogue around your research, and what is published.

Demonstrate you have a strong understanding of the key topics, significant studies and notable researchers in your area of research and how these have contributed to the current landscape.

Expected research contribution

In this section, you should consider the following:

• Why is your research question or hypothesis worth asking?
• How is the current research lacking or falling short?
• What impact will your research have on the discipline?
• Will you be extending an area of knowledge, applying it to new contexts, solving a problem, testing a theory, or challenging an existing one?
• Establish why your research is important by convincing your audience there is a gap.
• What will be the outcome of your research contribution?
• Demonstrate both your current level of knowledge and how the pursuit of your question or hypothesis will create a new understanding and generate new information.
• Show how your research is innovative and original.

Draw links between your research and the faculty or school you are applying at, and explain why you have chosen your supervisor, and what research have they or their school done to reinforce and support your own work. Cite these reasons to demonstrate how your research will benefit and contribute to the current body of knowledge.

Proposed methodology

Provide an overview of the methodology and techniques you will use to conduct your research. Cover what materials and equipment you will use, what theoretical frameworks will you draw on, and how will you collect data.

Highlight why you have chosen this particular methodology, but also why others may not have been as suitable. You need to demonstrate that you have put thought into your approach and why it's the most appropriate way to carry out your research. 

It should also highlight potential limitations you anticipate, feasibility within time and other constraints, ethical considerations and how you will address these, as well as general resources.

A work plan is a critical component of your research proposal because it indicates the feasibility of completion within the timeframe and supports you in achieving your objectives throughout your degree.

Consider the milestones you aim to achieve at each stage of your research. A PhD or master's degree by research can take two to four years of full-time study to complete. It might be helpful to offer year one in detail and the following years in broader terms. Ultimately you have to show that your research is likely to be both original and finished – and that you understand the time involved.

Provide details of the resources you will need to carry out your research project. Consider equipment, fieldwork expenses, travel and a proposed budget, to indicate how realistic your research proposal is in terms of financial requirements and whether any adjustments are needed.

Bibliography

Provide a list of references that you've made throughout your research proposal. 

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Writing a research proposal

Guidelines on preparing a thesis proposal to support your application.

These guidelines are intended to assist you in developing and writing a thesis proposal. Applications for admission to a research degree cannot be dealt with unless they contain a proposal.

Your proposal will help us to make sure that:

• The topic is viable
• That the department can provide appropriate supervision and other necessary support
• You have thought through your interest in and commitment to a piece of research
• You are a suitable candidate for admission

The process of producing a proposal is usually also essential if you need to apply for funding to pay your fees or support yourself whilst doing your research. Funding bodies will often need to be reassured that you are committed to a viable project at a suitable university.

The research proposal – an outline

Your proposal should be typed double-spaced, if possible, and be between 1,000 and 2,000 words. Your PhD proposal can be added under the 'Supporting Documents' section of the Postgraduate Applications Online System .

Your proposal should contain at least the following elements:

• A provisional title
• A key question, hypothesis or the broad topic for investigation
• An outline of the key aims of the research
• A brief outline of key literature in the area [what we already know]
• A description of the topic and an explanation of why further research in the area is important [the gap in the literature - what we need to know]
• Details of how the research will be carried out, including any special facilities / resources etc. which would be required and any necessary skills which you either have already or would need to acquire [the tools that will enable us to fill the gap you have identified]
• A plan and timetable of the work you will carry out

For more detailed information on each element of your research proposal, see our extended guidance document .

Three additional points:

• Try to be concise. Do not write too much – be as specific as you can but not wordy. It is a difficult balance to strike.
• Bear in mind that the proposal is a starting point. If you are registered to read for a PhD you will be able to work the proposal through with your supervisor in more detail in the early months.
• Take a look at the Department’s staff profiles, research centres, and research clusters. Can you identify possible supervisors and intellectual support networks within the Department?

Examples of Successful PhD Proposals

• PhD sample proposal 1
• PhD sample proposal 2
• PhD sample proposal 3
• PhD sample proposal 4
• PhD sample proposal 5
• PhD sample proposal 6
• PhD sample proposal 7
• PhD sample proposal 8

Related information

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Writing your PhD research proposal

Find guidance on how to write your PhD research proposal and a template form for you to use to submit your research proposal.

By asking you for an outline  research proposal we hope to get a good picture of your research interests and your understanding of what such research is likely to entail.

The University's application form is designed to enable you to give an overview of your academic experience and qualifications for study at postgraduate level. Your outline research proposal then gives us an idea of the kind of research you want to undertake. This, together with information from your referees, will help us assess whether the Moray House School of Education and Sport would be the appropriate place for you to pursue your research interests.

At  the application stage you are unlikely to be in a position to provide a comprehensive research proposal; the detailed shaping up of a research plan would be done in conjunction with your supervisors(s). But it is important for us to appreciate what you are hoping to investigate, how you envisage carrying out the research, and what the results might be expected to contribute to current knowledge and understanding in the relevant academic field(s) of study. In writing your proposal, please indicate any prior academic or employment experience relevant to your planned research.

In your research proposal, please also ensure that you clearly identify the Moray House research cluster your proposal falls under, as well as two to three staff members  with expertise in this area. We also encourage you to contact potential supervisors within your area of proposed research prior to submitting your application in order to gauge their interest and availability.

How to write your research proposal

The description of your proposed research should consist of 4-5 typed A4 sheets. It can take whatever form seems best, but should include some information about the following:

• The general area within which you wish to conduct research, and why (you might find it helpful to explain what stimulated your interest in your chosen research field, and any study or research in the area that you have already undertaken)
• The kind of research questions that you would hope to address, and why (in explaining what is likely to be the main focus of your research, it may be helpful to indicate, for example, why these issues are of particular concern and the way in which they relate to existing literature)
• The sources of information and type of research methods you plan to use (for example, how you plan to collect your data, which sources you will be targeting and how you will access these data sources).

In addition to the above, please include any comments you are able to make concerning:

• The approach that you will take to analysing your research data
• The general timetable you would follow for carrying out and writing up your research
• Any plans you may have for undertaking fieldwork away from Edinburgh
• Any problems that might be anticipated in carrying out your proposed research

Please note: This guidance applies to all candidates, except those applying to conduct PhD research as part of a larger, already established research project (for example, in the Institute for Sport, Physical Education & Health Sciences).

In this case, you should provide a two- to three-page description of a research project that you have already undertaken, as a means of complementing information given in the application form. If you are in any doubt as to what is appropriate please contact us:

Contact us by email: Education@[email protected]

All doctoral proposals submitted as part of an application will be run through plagiarism detection software.

Template form for your research proposal

All applicants for a PhD or MSc by Research are required to submit a research proposal as part of their application. Applicants  must   use the template form below for their research proposal. This research proposal should then be submitted online as part of your application. Please use Calibri size 11 font size and do not change the paragraph spacing (single, with 6pt after each paragraph) or the page margins.

More results...

PhD Proposal Examples: Uncovering the Secrets to a Winning Proposal

A PhD proposal is a critical document that lays the foundation for your PhD research. It is an opportunity to present your research ideas, objectives, methodology, and expected outcomes to demonstrate your ability to complete a significant research project. A well-written PhD proposal can increase your chances of being accepted into a PhD program and set the stage for a successful research journey. In addition to this guide, you can gain more inspiration by checking out our articles on how to write a successful PhD proposal for Australian universities and writing a successful PhD proposal for UK universities .

Here are several PhD proposal examples to help you understand the format and structure of a successful PhD proposal.

PhD Proposal Example 1

“Exploring the Impact of Social Media on Political Engagement among Young Adults” In this proposal, the researcher seeks to understand how social media use influences political engagement among young adults. The research question is well defined, and the literature review demonstrates a thorough understanding of existing research in the field. The methodology section outlines a mixed-methods approach, including both qualitative and quantitative data collection methods. The timeline is realistic and feasible, and the expected outcomes are clearly stated.

PhD Proposal Example 2

“Investigating the Effect of Mindfulness Practices on Stress Reduction in the Workplace” In this proposal, the researcher aims to explore the impact of mindfulness practices on stress reduction in the workplace. The research question is well defined and relevant to the field of study. The literature review presents a comprehensive overview of existing research on mindfulness and stress reduction. The methodology section outlines a randomized controlled trial to test the effectiveness of mindfulness practices. The timeline is detailed, and the expected outcomes are clearly stated.

PhD Proposal Example 3

“Assessing the Effectiveness of Parent-Child Interaction Therapy for Children with Autism Spectrum Disorder” In this proposal, the researcher seeks to evaluate the effectiveness of Parent-Child Interaction Therapy (PCIT) for children with Autism Spectrum Disorder (ASD). The research question is well defined, and the literature review demonstrates a thorough understanding of existing research in the field. The methodology section outlines a randomized controlled trial to test the effectiveness of PCIT for children with ASD. The timeline is detailed, and the expected outcomes are clearly stated.

In conclusion, these PhD proposal examples demonstrate the key components of a successful PhD proposal, including a well-defined research question, a comprehensive literature review, a clear methodology, a realistic timeline, and expected outcomes. By reviewing these examples, you can gain a better understanding of what a successful PhD proposal looks like and increase your chances of writing a successful proposal of your own.

In addition to our proposal examples, if you’re looking for expert assistance, explore our comprehensive PhD Dissertation Services for a strong start to your PhD journey. For a comprehensive support in crafting your proposal, explore our PhD Research Proposal Writing Service offered by esteemed Australian professors.

Suggested Readings for Doctoral Research

Literature Review Example: The Correct Way to Write and Structure The Literature Review for Your PhD Thesis

Literary Review: A Comprehensive Guide with Easy Examples

How to do a literature search: a step-by-step guide for phd students.

Structuring a Literature Review for a PhD Thesis: Learn with Examples

NVIVO: A Step-by-Step Guide to The Data Analysis Software

NVIVO Coding: A Step-by-Step Tutorial

Thematic Analysis Examples: Analysing Interview Transcripts | Analysing Survey Responses | Analysing Social Media Posts

9 Easy Examples of Qualitative Data in Research

Dissertation Methodology Examples for PhD: Methodology Writing Made Easy

Dissertation Methodology Writing Decoded: Learn the Steps with Easy Examples

Binary Logistic Regression in SPSS: Learn the Steps with Easy Examples

Multiple Linear Regression using SPSS: Learn with Easy Examples

Expert PhD Dissertation Services Offered by Respected Australian Professors

Best PhD Thesis Writing Services from Australian Professors

Data Analysis Services from Australian Professors

PhD Thesis Editing Services from Australian Professors

Thesis Rewriting Services from Australian Professors

PhD Thesis Proofreading Services from Australian Professors

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Writing a research proposal

The research proposal is the main way in which we evaluate the quality of your research plans. You should aim to make your proposal about 1500-2000 words long.

Your proposal should include the following:

The title indicates the overall question or topic of the PhD. It should include any key concepts, empirical focus, or lines of inquiry that you aim to pursue, and it should be concise and descriptive. You can normally discuss changes in the title with your supervisor(s) should you be successful but it is important to try to choose a clear and engaging title.

Research questions

What are the questions or problems for politics or international relations that you are trying to understand and solve? In explaining these, it will be helpful to spell out what else we need to know in order to understand why you are framing the problem this way.

Research aims

In answering these questions, what will your research project do? What will it shed light on or help us to understand that we don’t really understand better?

Contribution

Why this project? Explain why your project is interesting, what its broader implications are, and – if you think this is relevant – why you are particularly well placed to tackle it. It is also valuable to reflect on who has worked on the topic before and to provide a brief literature review. Are there any good approaches to the topic, or particular articles or books, that you are drawing on or bad ones you want to push back against?

What are the sources you plan to use to answer your research questions? These will vary according to the nature of your research but may include study of particular texts, interviews, published or unpublished data, archival or policy documents, or field site visits, among others. Try to be as specific as you can and assess the possibility of access to relevant sources.

This includes thinking about the research methods you will use to analyse empirical sources (e.g., sampling, survey or interview design, data collection, discourse analysis) but may also include setting out the kind of theoretical framework you will employ or your approach to history or political ideas. What prior knowledge and skills do you bring to the project? What extra training may you need?

Structure and timetable

Include a provisional chapter structure and timetable to completion, covering the three years of the full-time programme or six years of the part-time programme, as appropriate.

To help you with your application here are some examples of PhD proposals which were successful in obtaining funding:  PhD sample research proposal 1 (PDF , 96kb) PhD sample research proposal 2 (PDF , 79kb) PhD sample research proposal 3 (PDF , 197kb)

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How to write your PhD research proposal

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How to write a PhD research proposal

Creating a focused and well-written research proposal - a concise and coherent summary of your proposed research - is an essential part of a successful PhD application.

A research proposal is normally required for self-funded PhDs (where you develop your own idea for a thesis), but isn't usually needed for funded studentships or pre-defined research projects.

What is a research proposal?

A research proposal sets out the central issues or questions that you intend to address. It outlines the general area of study within which your research falls, referring to the current state of knowledge and any recent debates on the topic. It should also demonstrate the originality of your proposed research.

What it should include

As a guide, research proposals should be around 2,000-3,000 words and contain:

• A title – this is just tentative and can be revised over the course of your research
• An abstract – a concise statement of your intended research
• Context - a brief overview of the general area of study within which your proposed research falls, summarising the current state of knowledge and recent debates on the topic
• Research questions - central aims and questions that will guide your research
• Research methods - outline of how you are going to conduct your research, for example, visiting particular libraries or archives, field work or interviews
• Research significance - demonstrate the originality of your intended research
• A bibliography.

Crucially, it is also an opportunity for you to communicate your passion for the subject area and to make a persuasive argument about the impact your project can achieve.

Your research proposal will be assessed by our academic schools to assess the quality of your proposed research and  to establish whether they have the expertise to support your proposed area of PhD study.

Thesis writing classes and support for international research students

The University’s English Language Centre (ELC)  provides thesis writing support for international PhD students. Classes run throughout semesters one and two and are designed to help develop the academic writing skills needed to write up research effectively.

The sessions are taught by tutors with their own research experience. They have PhDs themselves and have many years of experience in analysing writing in different disciplines.

The course also provides an opportunity for students to receive individual feedback on samples of their own writing.

The following classes are available:

• Thesis Writing for Science, Technology, Engineering and Medicine
• Thesis Writing for Humanities and Social Sciences

In addition to these thesis writing classes, the ELC also provides a 1:1 Academic Writing Consultation service.

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Oxford PhD Proposal Sample: The Best Proposal

An Oxford PhD proposal sample, like Oxford personal statement examples , should give you an idea of how to structure and write your own PhD proposal, which is a key element of how to get into grad school . Should you pursue a master's or PhD , you should know that, with few exceptions, all graduate programs require that applicants submit a research proposal. It can vary in length (usually between 1,000 and 3,000 words) and must outline your main research goals and methods and demonstrate your facility with the topic. The almost 35,000 applications Oxford received in a recent year should give you some idea of how competitive getting into a master's or PhD program is.

Writing a stellar proposal is important to make your application stand out, so, to that end, this article will show you an expert-approved Oxford PhD proposal sample based on the actual requirements of an Oxford graduate program. 

>> Want us to help you get accepted? Schedule a free strategy call here . <<

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Article Contents 11 min read

Oxford phd proposal sample.

PhD Program : DPhil in Migrant Studies

Research Proposal Length: minimum 2000 - maximum 3000 words

To: Matthew J. Gibney, Professor of Politics and Forced Migration

Name: Adrian Toews

Title: Wired and Hungry Masses: Social Media, Migrants and Cultural Bereavement in the Digital Sphere

Proposed Research Topic: Does social media help migrants cross the cultural barriers of their adopted home and succeed in helping them preserve touchstones of their home culture? 

Abstract: The ascendance of social media platforms has increased and, strangely, decreased interconnectedness among disparate groups in society. But, while social media has been implicated, rightly, as a catalyst for the rise of disinformation, hate speech, and other anti-social behaviors, I would argue that its ubiquity and prevalence provide those experiencing cultural bereavement with a more-effective coping mechanism, as social media is able to replicate, in a non-physical space, the culturally specific mechanisms they know and which, prior to digital communications, could not be replicated in new, adopted countries and cultures.

Objective: I want to present social media as an informal networking tool, expressive outlet, and cultural road map with which migrants who are experiencing cultural bereavement can engage for two specific reasons: 1) to assuage the grief that accompanies anyone who has left their homeland as a migrant or refugee, and 2) to help them assimilate into their new identity by giving them a window into the cultural norms and practices of their new country or culture. 

Wondering if you should go to grad school? Watch this video:

An Oxford PhD proposal sample like this one is only one version of what a proposal can look like, but it should contain at least these basic elements. You should know how to choose a PhD topic at this point in your career, but if you still feel like you need help, then you can hire PhD admission consultants to help you choose your topic and research interests.

Above all, you should know why you want to do a PhD . Answering this question first will be effective in helping you ultimately decide on a program, which can then make it easier for you to write any number of different doctorate-related texts, such as a PhD motivation letter and a statement of intent .

Understanding your true motivations, passions, and research interests is doubly important when pursuing a PhD since you do not want to invest so much time and resources in a subject you are only partially interested in. If you can honestly answer why you want to pursue a PhD, you can then take concrete steps toward defining your research goals and how they can be fulfilled by the program you choose.

Your Oxford PhD proposal should adhere to the requirements set forth by the program you wish to enter. Regardless of your discipline or field, almost all PhD programs at Oxford require that you submit a research proposal of between 2,000 and 3,000 words. 

A statement of intent is another type of essay that applicants are often asked to submit to graduate schools. It involves talking about your past academic experiences and achievements, what you intend to do in graduate school, and why you want to go there. A PhD proposal, on the other hand, contains no personal details or experiences.

Instead, a PhD proposal should be a focused, concrete road map built around a specific research question. In your proposal, you list the theoretical approaches that you are going to use, research methods, past scholarship on the same topic, and other investigative tools to answer this question or present evidence from this research to support your argument. 

A statement of purpose is another common essay that graduate school applicants must submit. The line between a statement of purpose and a statement of intent is a fine one, but the line between a statement of purpose and a PhD proposal is much more prominent, and there is no mistaking the two. So, you should not read over graduate school statement of purpose examples to learn how to write a PhD proposal.

A statement of purpose can also be research-focused, but in an undefined way. A PhD proposal combines theory and practice and requires that you demonstrate your knowledge of proper scientific research, investigative methods, and the existing literature on your topic. 

You should include a title page where you list your name, the program you are applying to, and a title for your research project. You should address it to a specific faculty member, who can perhaps, if they agree, show you how to prepare for a thesis defense . The proposal itself should include an abstract, an overview of the existing scholarship on your topic, research questions, methods, and a bibliography listing all your sources. 

The usual length of PhD proposals is between 1,000 and 3,000 words, but your program may have different requirements, which you should always follow. 

There are up to 350 different graduate programs at Oxford, all with their own particular requirements, so the university does not set forth a universal set of requirements for all graduate programs. Many of these programs and their affiliated schools offer students advice on how to write a PhD proposal, but there are few, if any, stated requirements other than the implied ones, which are that you have familiarity with how to conduct graduate-level research and are knowledgeable in the field you are researching. 

A majority of programs do, yes. There are always exceptions, but a fundamental part of pursuing a PhD involves research and investigation, so it is normal for any PhD program to require that applicants write a PhD proposal. 

It is quite possible for your research interests and direction to change during your research, but you should not be discouraged. Graduate programs understand that these things happen, but you should still do your best to reflect the current state of research on your topic and try to anticipate any changes or sudden shifts in direction while you research. 

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Simon Knutsson

Phd philosophy research proposal (admitted to lse and stockholm).

By Simon Knutsson Written April 18, 2017; published November 17, 2017

This is the research proposal I included in my applications to PhD programs in philosophy. I got admitted to London School of Economics and Stockholm University. [1] As an applicant, it can be difficult to know how a research proposal is supposed to look. Universities’ application guidelines are often brief and unclear. It is also unfair that applicants with the right connections, for example, applicants who know students in top PhD programs, can get help with their proposals and thereby get an edge over those who lack such connections. Hopefully my proposal being public can help those who are planning to apply to PhD programs in philosophy and level the playing field.

Value superiority

Introduction.

Aim and research question

My main research question is, are there value superiorities? I plan to explore at least three aspects of this question: (1) the structure of value if there is superiority, (2) measurement of value in the case of superiority, and (3) sequence arguments and infinity. Tentatively, I expect to argue at least for the following: The structure of value is such that it can be indeterminate whether, for example, a good is superior to another, and this allows one to give convincing replies to challenges that have been made against superiority. Regarding measurement, I expect to argue that vectors can represent value in the case of superiority better than Carlson argues. Finally, a sequence argument against superiority by Arrhenius (and Rabinowicz) has a potential weakness: it is not clear that an analogous argument is successful against an adjusted notion of superiority (superiority*) formulated in terms of both finite amounts and an infinity of a good.

Project description

1.     the structure of superiority.

Which is the most plausible account of the structure of value if there is superiority, and is such an account plausible? Attempts have been made to spell out the structure of value superiority; to explain why there would be superiority and how a theory of value would look like if there is superiority. Temkin and Rachels hold that superiority applies when there is a sufficiently large difference between the goods or bads in question; [5] Klocksiem (2016) defends “threshold lexicality,” according to which superiority between bads sets in at an absolute level of intensity between discomfort and pain; Dorsey (2009) explains superiority in terms of an account of well-being that involves global projects; Carlson (2000) and Rabinowicz (2003) refer to diminishing marginal value; Qizilbash (2005) points to the vagueness of categorical evaluations such as “serious” and “non-serious” illness; Parfit (2016) relies on indeterminacy and the relation “imprecisely equally good”; Lemos (1993) refers to organic unities and Carlson (2015) similarly points to a holistic non-Archimedean objective list theory of welfare.

My main hypothesis about the structure of value related to superiority is that value relations such as “better than” and “superior to” allow for indeterminacy in the sense that it can be indeterminate, for example, whether an amount of some value bearer is better or worse than an amount of another value bearer. Similarly, it can be indeterminate whether a good is superior to another. If this is correct, I hypothesize that it can be the basis for a convincing reply to the sequence argument against superiority that can be found in Arrhenius (2005) and Arrhenius and Rabinowicz (2015), as well as to the kind of spectra presented by Temin, Rachels and others, in which one is, for example, asked to contemplate gradually experiencing milder pain for longer durations.

There are some publications on ideas similar to superiority that also deal with indeterminacy or vagueness (Qizilbash 2005; Knapp 2007; Parfit 2016; Nebel forthcoming, sec. 4.2), but they essentially briefly propose indeterminacy or vagueness as a possible solution to challenges with superiority, without explaining in-depth how that would work and without assessing whether it is plausible when the implications of such a position are spelled out. In general, according to Dougherty (forthcoming, sec. 7), “the topic of ethical vagueness is a relatively neglected topic … on which there is still much work to be done.”

In one of my attached writings sample, which is work in progress, I have started investigating whether pointing to indeterminacy can amount to a convincing reply to sequence arguments. My tentative hypothesis is that rather than bringing in theories of vagueness, such as supervaluationism, epistemicism and many-valued logic, one should, more directly, give an account of evaluative indeterminacy. One plausible way to do that may be in terms of permissible preferences or appropriate attitudes (a “fitting attitudes”-analysis of value) as, for example, Rabinowicz (2008) does. One could introduce indeterminacy in such a model, as Rabinowicz (2009) mentions, by allowing for that it can be indeterminate whether it is permissible to have some preference, or that it is permissible to have indeterminate preferences (c.f., e.g., Aldred (2007) on vague preferences). If there is evaluative indeterminacy, one probably wants to avoid that it has sharp boundaries, similar to how philosophers working on vagueness often want there to be no sharp boundary between colors that are red and those that are borderline red. Here, what we could call higher-order evaluative indeterminacy seems key. For example, the second order of such indeterminacy could say about value bearers a and b that it is indeterminate whether it is indeterminate whether it is permissible to prefer a to b . I am not aware of any thorough philosophical work on such higher-order evaluative indeterminacy, although there is a literature on betterness and vagueness (e.g., Broome 1997; Carlson 2013; Qizilbash 2007, 2012, 2014), which sometimes briefly mentions higher-order vagueness. One should probably not give an account of higher-order evaluative indeterminacy directly in terms of, for example, a supervaluationist account of higher-order vagueness, but one could reason similarly to how philosophers have reasoned about the higher-order vagueness of vague terms such as ‘red.’ (See attached writing sample for more information.)

2.     Representational measurement of value

Which representations of value superiority are possible, and which operations, such as addition, do they allow? Some work on superiority deals with how to measure and compute value if there is superiority. This work can be seen as supporting superiority because one may hold that it is an advantage of a theory of value if it allows for a stronger degree of measurement, for example, on a ratio scale rather than on an ordinal scale. Brülde (2003, p. 24), for instance, lists measurability as an adequacy condition for a theory of well-being, and Klocksiem (2016, p. 1328) mentions the potential adequacy condition for a theory of value that value should be representable by single real numbers. Value can straightforwardly be represented by single reals if one assumes a form of superiority such as the one based on diminishing marginal value, but not if one assumes some other forms of superiority.

Attempts at solutions include Carlson (2007, 2010) and Feit (2001), who suggest representing value by lexical vectors or ordered pairs of real numbers, [6] and Klocksiem (2016, p. 1328), who says that his favored form of superiority can be represented by hyperreals. However, vector representation has been said to have problems and the suggestion to use hyperreals is not sufficiently developed.

Carlson (2001, sec. 3) argues against vector representation for more complex forms of superiority. One of his arguments is that vector representation does not work for weak superiority (i.e., the idea that a sufficient amount of a good g is better than any amount of another good g′ ), in part because if a conjunction of n (or more) g -objects is a superior good of a higher order than m g -objects, where m < n , then n g -objects would also, according to Carlson, be superior to a conjunction of conjunctions of m g -objects, even though that conjunction of conjunctions would have more than n g -objects. This would be absurd, the argument goes. I plan to argue that vector representation can overcome this argument, because such a conjunction of conjunctions (which is probably better understood as a concatenation of concatenations) would be a superior good of the same order as n g -objects. A main challenge, pointed out by Carlson in conversation, is how much of aggregation and additivity one can save if one assumes weak superiority and if one uses vectors to represent value.

Hyperreals have been used to represent non-Archimedean structures (e.g. Narens 1974), but that does not imply that they work well as a representation of value in the case of superiority, especially weak superiority, and philosophers have only pointed in passing to hyperreals as a possible solution (e.g. Klocksiem 2016, p. 1328). It remains to be explored to what extent superiority can be represented by hyperreals.

Finally, the measurement literature includes representation by other mathematical entities, such as intervals, sets and geometric objects, and I plan to investigate what the options are for representing value in the case of superiority by mathematical entities other than single reals, vectors or hyperreals, and whether such alternative representations are plausible.

3.     Superiority, sequence arguments and infinity

The best sequence argument against superiority can be found in Arrhenius (2005) and Arrhenius and Rabinowicz (2015). The argument is roughly that superiority between any two goods in a sequence of goods (a sequence g 1 , …, g n in which g 1 is better than g 2 , which is better than g 3 , …, which is better than g n ) implies that one good needs to be weakly superior to another adjacent good that is only marginally worse, which, according to the argument, is implausible. However, the argument has a potentially important weakness: it is not clear that an analogous conclusion can be established for a different notion of superiority, which we can call ‘superiority*,’ and which includes the idea of an infinity of a type of good. One could argue that superiority* is the more interesting notion. Roughly speaking, my point is that Arrhenius and Rabinowicz’s sequence argument is made in a framework of finite numbers, which allows the authors to derive potentially counterintuitive implications of superiority. But in the case of superiority, one may need to include infinities in the discussion. I plan to expand on and polish this idea.

The following is a more detailed description of my point. The sequence argument includes the step that if a good g 1 is not weakly superior to another good g i -1 then there is some number k such that m g 1 -objects are not better than k g i -1 -objects (Arrhenius 2005, p. 110; Arrhenius and Rabinowicz 2015, p. 242). This step can be taken because of their definition of weak superiority: an object g is weakly superior to an object g′ if and only if for some number m , m g -objects are better than any number of g′ -objects (note my emphasis of ‘number’). We can modify the definition by, for example, adding infinity, and get weak superiority*: an object g is weakly superior* to an object g′ if and only if for some number m , m g -objects are better than any number of g′ -objects and an infinity of g′ -objects. Assuming infinity is not a number, the step above can no longer be taken: that a good g 1 is not weakly superior* to another good g i -1 does not imply that there is some number k such that m g 1 -objects are not better than k g i -1 -objects, because it could be that m g 1 -objects are not better than an infinity of g i -1 -objects, while still being better than k g i -1 -objects for any number k . My point does not avoid weak superiority between adjacent goods, but it avoids weak superiority* between adjacent goods, and it could be argued that weak superiority* is the more interesting relation.

An objection, mentioned by Erik Carlson in conversation, is that the sequence argument may still spell trouble for weak superiority* since one could argue that a “principle” such as weak superiority* should avoid implausible implications even if one considers only a subset of its scope (i.e., only finite amounts). This is an interesting objection that I would like to address in a part of my work on sequence arguments and infinities.

4.     Extra topic: the continuity axiom

A continuity axiom is commonly assumed in decision theory as a requirement of rationality. The following is a rough formulation of continuity: a strict preference relation ≻ is continuous if for all consequences a , b and c for which a ≻ b ≻ c , there is a probability p , 0 < p < 1, such that b ∼ ( a , p , c ), where ∼ is indifference, and ( a , p , c ) is a lottery in which consequence a occurs with probability p and consequence c occurs with probability 1 – p . For example, if a is getting 1 SEK, b is getting 0 SEK and c is death, and assuming a ≻ b ≻ c , there is a probability greater than zero that is sufficiently low so that rationality requires that an agent prefers a gamble between death and getting 1 SEK to certainly getting 0 SEK and survive. [7]

The question I am most interested in is whether the continuity axiom is a plausible requirement of rationality. There is a philosophical literature on the plausibility of the continuity axiom (e.g., Temkin 2001; Danielsson 2004; Arrhenius and Rabinowicz 2005; Jensen 2012), but, according to McCarthy (2016), more philosophical work on continuity is needed. For example, there is, as far as I know, nothing written about whether continuity is a plausible requirement of phenomena that are similar to rational preferences and relevant to axiology, such as appropriate pro-attitudes or appropriate emotive attitudes. Continuity is related to superiority, partly because if there is value superiority, it seems implausible that continuity would be a requirement of rationality or appropriate pro-attitudes. But one can reject continuity even if there is no value superiority. Investigating the plausibility of continuity does not obviously help answering my main research question (‘are there value superiorities?’), but it is related and similar arguments are used in both debates. I consider the continuity axiom to be a bonus topic that I would like to do research on if I have time.

Aldred, J. (2007). Intransitivity and Vague Preferences. Journal of Ethics , 11 (4), 377–403.

Arrhenius, G. (2005). Superiority in Value. Philosophical Studies , 123 (1–2), 97–114.

Arrhenius, G., & Rabinowicz, W. (2005). Value and Unacceptable Risk. Economics and Philosophy , 21 (2), 177–197.

Arrhenius, G., & Rabinowicz, W. (2015). Value Superiority. In I. Hirose & J. Olson (Eds.), The Oxford Handbook of Value Theory (pp. 225–248). Oxford: Oxford University Press.

Broome, J. (1997). Is Incommensurability Vagueness? In R. Chang (Ed.), Incommensurability, Incomparability and Practical Reason . Harvard University Press.

Brülde, B. (2003). Teorier om livskvalitet . Lund: Studentlitteratur.

Brülde, B. (2010). Happiness, morality, and politics. Journal of Happiness Studies , 11 (5), 567–583.

Carlson, E. (2000). Aggregating harms – Should we kill to avoid headaches? Theoria , 66 (3), 246–255.

Carlson, E. (2001). Organic Unities, Non-Trade-Off, and the Additivity of Intrinsic Value. Journal of Ethics , 5 (4), 335–360.

Carlson, E. (2007). Higher Values and Non-Archimedean Additivity. Theoria , 73 (1), 3–27.

Carlson, E. (2010). Generalized extensive measurement for lexicographic orders. Journal of Mathematical Psychology , 54 (4), 345–351.

Carlson, E. (2013). Vagueness, Incomparability, and the Collapsing Principle. Ethical Theory and Moral Practice , 16 (3), 449–463.

Carlson, E. (2015, January 30). On some impossibility theorems in population ethics . Draft. https://www.york.ac.uk/media/philosophy/documents/events/Carlson%20On%20Some%20Impossibility%20Theorems%20in%20Population%20Ethics%20-%20Draft%2030%20January%202015.docx

Danielsson, S. (2004). Temkin, Archimedes and the transitivity of “Better.” Patterns of Value: Essays on Formal Axiology and Value Analysis , 2 , 175–179.

Dorsey, D. (2009). Headaches, lives and value. Utilitas , 21 (01), 36–58.

Dougherty, T. (forthcoming). Vagueness and indeterminacy in ethics. In T. McPherson & D. Plunkett (Eds.), The Routledge Handbook of Metaethics .

Feit, N. (2001). The Structure of Higher Goods. Southern Journal of Philosophy , 39 (1), 47–57.

Hausner, M. (1954). Multidimensional utilities. In R. M. Thrall, C. H. Coombs, & R. L. Davis (Eds.), Decision processes (pp. 167–180). New York: John Wiley.

Hutcheson, F. (1968). A system of moral philosophy (Vols. 1-1). New York: Augustus M Kelley.

Jensen, K. K. (2012). Unacceptable risks and the continuity axiom. Economics and Philosophy , 28 (1), 31–42.

Klocksiem, J. (2016). How to Accept the Transitivity of Better Than. Philosophical Studies , 173 (5), 1309–1334.

Knapp, C. (2007). Trading Quality for Quantity. Journal of Philosophical Research , 32 (1), 211–233.

Lemos, N. M. (1993). Higher Goods and the Myth of Tithonus. Journal of Philosophy , 60 (9), 482–496.

McCarthy, D. (2016). Probability in Ethics. In A. Hajek & C. Hitchcock (Eds.), The Oxford Handbook of Philosophy and Probability . Oxford University Press.

Narens, L. (1974). Measurement without Archimedean Axioms. Philosophy of Science , 41 (4), 374–393.

Nebel, J. M. (forthcoming). The Good, the Bad, and the Transitivity of Better Than. Noûs . https://www.academia.edu/30482496/The_Good_the_Bad_and_the_Transitivity_of_Better_Than

Norcross, A. (2009). Two Dogmas of Deontology: Aggregation, Rights, and the Separateness of Persons. Social Philosophy and Policy , 26 (1), 76–95.

Parfit, D. (2016). Can We Avoid the Repugnant Conclusion? Theoria , 82 (2), 110–127.

Qizilbash, M. (2005). Transitivity and Vagueness. Economics and Philosophy , 21 (1), 109–131.

Qizilbash, M. (2007). The Mere Addition Paradox, Parity and Vagueness. Philosophy and Phenomenological Research , 75 (1), 129–151.

Qizilbash, M. (2012). Incommensurability or Vagueness? a Comment on Rabinowicz and Sugden. Proceedings of the Aristotelian Society , 112 (3), 333–338.

Qizilbash, M. (2014). “Incommensurability” and Vagueness: Is the Vagueness View Defensible? Ethical Theory and Moral Practice , 17 (1), 141–153. 

Rabinowicz, W. (2003). Ryberg’s Doubts About Higher and Lower Pleasures: Put to Rest? Ethical Theory and Moral Practice , 6 (2), 231–237.

Rabinowicz, W. (2008). Value Relations. Theoria , 74 (1), 18–49.

Rabinowicz, W. (2009). Incommensurability and Vagueness. Proceedings of the Aristotelian Society, Supplementary Volumes , 83 , 71–94.

Ross, W. D. (1930). The right and the good . Oxford: Clarendon Press.

Ryberg, J. (2002). Higher and Lower Pleasures – Doubts on Justification. Ethical Theory and Moral Practice , 5 (4), 415–429.

Temkin, L. (2001). Worries about continuity, transitivity, expected utility theory, and practical reasoning. In D. Egonsson, J. Josefsson, B. Petersson, & T. Rønnow-Rasmusen (Eds.), Exploring Practical Philosophy (pp. 95–108). Aldershot: Ashgate Publishers.

Thrall, Robert M. (1954). Applications of multidimensional utility theory. In R. M. Thrall, C. H. Coombs, & R. L. Davis (Eds.), Decision processes (pp. 181–186). New York: John Wiley.

Voorhoeve, A. (2015). Why Sore Throats Don’t Aggregate Against a Life, but Arms Do. Journal of Medical Ethics , 41 (6), 492–493.

[1] This is the proposal I sent to Stockholm University. The proposal I sent to London School of Economics was similar but had a few differences: it was 25% shorter, less developed, and the fourth sub-project was different—instead of an extra sub-project on the continuity axiom it was a regular (not “extra”) sub-project about the reliability of intuitions related to value superiority.

I applied to Stockholm, LSE, Cambridge, and Oslo. My research plans fit Stockholm and LSE better than Cambridge and Oslo. I would have applied to Uppsala, where my plans also fit very well, but Uppsala did not announce a PhD position at the time. The three universities that I targeted with my application were LSE, Stockholm, and Uppsala.

[2] Hutcheson (1968, pp. 117–118).

[3] According to Lemos (1993).

[4] For more references, see Arrhenius (2005, p. 97).

[5] According to Klocksiem (2016).

[6] Similar work has been done in economics, for example, on multidimensional utilities by Hausner (1954) and Thrall (1954).

[7] One can also formulate continuity in terms of the value of outcomes, as is done by Arrhenius and Rabinowicz (2005, p. 178).

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• Which philosophy PhD programs should you apply to? →

Writing a social sciences PhD proposal

For many academics, each new year brings a flurry of email enquiries about PhD supervision. In my experience these tend to range between a vague notion about a topic (or a few possible topics) and a detailed account of a research idea, usually drawn from a successful MA thesis or an area of professional interest. What I hardly ever get, however, is a proper draft proposal that I can start working up with an applicant.

For me, having at least a rough draft of your proposal before you contact potential supervisors is good practice, for a number of reasons:

• it shows you have given the matter some thought
• it identifies you as someone who is able to work independently
• it allows you to take ownership of your work from the start (and some supervisors WILL take over if you let them).

If you are planning to apply for Research Council funding, a draft gives you a valuable head start – I also see the process of feedback and amendment for these high-profile applications as an excellent insight into what a student will be like to supervise (I generally ask for several redrafts before I will sign off).

A PhD proposal does not need to be long. In fact, I encourage applicants to be as concise as they can – Research Council application forms generally allow a couple of sides, 10 pt font minimum, so I would stick to that. For a social science PhD, proposals will contain a number of common elements:

A short paragraph describing your topic, stating why it is important. First and foremost, you should be proposing a project which is fresh and interesting rather than repeating previous studies. This doesn’t necessarily mean a completely new topic (and there are no completely original arguments), but it could mean, for instance: looking at an existing topic in a new way; asking slightly different questions; researching a specific population; or bringing together two theories that haven’t been used together, or haven’t been used to explore this topic, before.

The best research in my field tends to be both policy/society-relevant  and  able to make a contribution to academic debates, so look for a social need  and  gaps in the relevant literature. Your project should pass the ‘so what?’ test on both intellectual and practical grounds. This is especially the case if you want to work with a marginalised group as an outsider – your study needs to have clear benefits for your participants, and it should be obvious that you are the right person to do it and are doing it for the right reasons (if you’re not sure this is the case, perhaps  read this post  and reflect). If you’re applying for research funding, your project rationale should also link to the strategic priorities of the funding body.

Research questions

Two or three  specific questions you will answer. They must be ones which have not been asked before in the particular way you will ask them. They should usually be open but narrow, focusing on aspects of issues or relationships between phenomena (e.g. ‘what are the causes of violence against sex workers?’ is too broad, but ‘what are sex workers’ experiences of violence under different legal/regulatory models?’ is more promising). You should also be realistic – what exactly are you going to be able to find out? Be wary of questions which are too ambitious – in social research this often means causal, categorical, or conclusive. Avoid making assumptions that will threaten the validity of your analysis (e.g. ‘how can parents who formula-feed be made aware of the benefits of breastfeeding?) Never ask something you feel you already know.

The trick is to develop research questions which both create a do-able project and account for the complexity of the social world, and to represent these as simply as you possibly can. This is difficult! Your research questions will probably go through several iterations with your prospective supervisor, so they don’t have to be perfect first time.

Literature review

This is directly linked to your rationale and research questions – a summary of existing relevant work, identifying the gaps (both empirical and theoretical) your project will fill. You may be looking at several areas of literature – some providing general context while others relate to particular issues. In a project on violence against sex workers under different legal/regulatory models, you would probably be making use of general work on violence against women/sexual violence, more specific literature on violence against sex workers (of all genders) and violence against particular groups who may be more at risk within the industry (women of colour and trans women, for example), and literature covering different models of sex industry regulation and their implications. Studies would probably be both empirical and more conceptual in focus.

Don’t just write a list in this section – introduce different bodies of literature, summarise key themes and points, identify gaps, and make explicit how all this frames your particular project. Be clear in your mind about how you are using the literature at hand, and how you might feed back into the literature and make new contributions when you have completed your research.

Theoretical framework

The conceptual material in your literature review might inform your theoretical framework – the concepts most central to your research project. You might be focusing on gender as a key category of analysis; you might (should) also be taking an intersectional approach. You might be making use of other concepts such as agency or stigma, or developing the work of particular theorists. You need to have an idea of how all this relates together and whether there are any useful connections or knotty contradictions at work.

Your theoretical framework will and should change as you develop your PhD project, coming to fruition when you have finished your data analysis and are (hopefully) ready to say something new. It need not be fully developed in your proposal. In fact, if I see a PhD proposal which has an elaborate theoretical framework already, it often raises questions about whether the student is setting out to confirm things they feel they already know. Nevertheless, your proposal should contain some indication of the theories and concepts you find relevant to your research questions, and (most importantly) some thoughts about how you might operationalise these. How can you identify agency, for example? How might you measure stigma? How can you  put intersectionality into practice?

N.B. Not all proposals will have a separate literature review and theoretical framework: if your project is heavily conceptual these might be merged into one longer section, or if you are conducting a large empirical study which will generate an entirely new dataset you may not need to be so focused on the theory.

Methodology

This is probably the most important part of your proposal – a description of what you are going to do in very precise terms. This should include your your broad methodological approach – is it quantitative or qualitative? Are you using a particular research design, for instance ethnography or case study? Are you situated within a specific epistemological framework, and why? It should also include any specific methodological techniques or elements of research design – for instance, if you are trying to explore the interactions between phenomena, how will you measure and establish these? (e.g. in a qualitative study exploring how breastfeeding impacts on mothers’ experiences of bonding with their babies, you would need to consider how you would tease out the role of breastfeeding from other factors).

Your methodology should give details of your planned sources of data and how you will sample them. Be specific: if you are doing interviews, how many? What types of people will you hope to recruit as participants, and why? If you are working with documents, how many and how will they be selected? You need to give assurances that you are not just cherry-picking your sample to confirm what you feel you already know – for instance, a proposed study on whether the media contains racist bias will be stronger if you are not just working with content from the  Daily Mail . You should also give details of how you will negotiate access to your sources, and the more groundwork you can do in advance the better, especially if you are working on sensitive issues or with marginalised communities. Your methods should then be described as accurately as you possibly can, as well as your planned techniques of data analysis, with full attention paid to how you might operationalise your theories.

Your methodology section should be primarily descriptive – your prospective supervisor needs to be confident that you have thought your project through and are in a good position to carry it out. It should also be mostly practical: although reflexivity is essential to qualitative social research, your PhD proposal is probably not the best place to present your autobiography. You need to show that you are conversant with the methodological literature and with other, similar studies, and have thought about your planned project with reference to these. Of course, your methodology will evolve during the course of your project and it is always possible to change it – but it is essential to be thinking like a researcher from the start.

Sometimes this section will be part of your methodology; sometimes it will be separate. If you are doing any research with human subjects you will probably undergo a rigorous ethical review process within your institution, before you are cleared for fieldwork. If your topic is sensitive or you are working with marginalised communities, this can take a while and can involve various requests for amendments. This section is your chance to show that you have engaged with the literature on research ethics and thought about any potential issues for your study: use it to identify these and talk about how you might address them. Power relations, informed consent, anonymity/confidentiality, risk/harm, participant and self-care all need to be covered.

University ethics committees can be conservative;  you  can take a critical perspective, especially where notions of ‘risk’ and ‘harm’ are concerned, and particularly in relation to the differences between working with more marginalised and more elite groups. However, you should also be aware that this is a bureaucratic process that could potentially stand between you and the successful completion of your research: some hoop-jumping may be necessary.

As the last section, your proposal should present a description of how you will break your research into manageable tasks and deadlines in order to get your PhD finished within the time you have (3-4 years full-time, 6-8 years part-time). It is best to present this in the form of a table, specifying dates by which you will have completed particular tasks. This timeline may change – but it is useful to have done some advance planning to show potential supervisors and funders that you are organised and likely to be able to deliver.

Finally, remember that you should probably try to fit all this on to two sides of A4. This usually includes references, so be strategic/sparing with these, and remember that you can allude to wider reading by using phrases such as ‘such as’, or ‘amongst others’ as part of your citations (this last tip is for PhD proposals only – you must not do this in your final thesis!)

Alison Phipps is Professor of Gender Studies at the University of Sussex. She was Chair of the Feminist and Women's Studies Association UK and Ireland, 2009-2012. You can visit her blog at https://genderate.wordpress.com/ or follow her on Twitter @alisonphipps.

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