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Home > SBS > ECONOMICS > Economics Department Dissertations Collection

Economics

Economics Department Dissertations Collection

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Dissertations from 2023 2023

Essays on International Trade and Economic Growth , Mateo Hoyos, Economics

THREE ESSAYS ON MACROECONOMICS AND DEVELOPMENT , Guilherme Klein Martins, Economics

THREE ESSAYS ON ALLOCATION OF COSTS AND BENEFITS, CREDIT, AND TIME , Anamika Sen, Economics

Dissertations from 2022 2022

THREE ESSAYS on GROWTH and DISTRIBUTION in DUAL ECONOMIES , Adam Aboobaker, Economics

WORK, WORKERS, AND REPRODUCING SOCIAL CONTROL: RACIAL POST-FORDISM AND ALTERNATIVE SYSTEMS , Hannah Rebecca Archambault, Economics

Employer Power: Consequences for Wages, Inequality and Spillovers , Ihsaan Bassier, Economics

THREE ESSAYS ON SOCIAL JUSTICE ISSUES: HEALTH, GENDER, AND POLICING , Travis B. Campbell, Economics

CREATION OF ECONOMIC GROWTH AND COMPETITION THROUGH GREEN-INDUSTRIAL POLICIES , Camilo A. Gallego, Economics

Essays on Unpaid Care and Gender Inequality in India , Leila Gautham, Economics

THREE ESSAYS ON TECHNOLOGICAL CHANGE, THE STATE, AND EMPLOYMENT , Baris Guven, Economics

CONSTRAINTS AND ACCOMMODATED PREFERENCE: ESSAYS ON GENDER AND SOCIOECONOMIC INEQUALITY IN PAKISTAN , Sana Khalil, Economics

Essays on Anti-Discrimination Legislation Enforcement and Sex-Based Discrimination in U.S. Labor Markets , Carly McCann, Economics

THREE ESSAYS ON THE POLITICAL ECONOMY OF THE CFA FRANC , Francis Perez, Economics

THREE ESSAYS ON THE POLITICAL ECONOMY OF CULTURAL PRODUCTION AND CREATIVE LABOR , Luke Pretz, Economics

FOUR ESSAYS ON PEACE CONSOLIDATION AND ETHNIC RECONCILIATION IN POSTWAR SRI LANKA , Narayani Sritharan, Economics

The Political Economy of Consumer Credit Expansion and Real Exchange Rate Policy in Dual Economies , Esra Nur Ugurlu, Economics

Dissertations from 2021 2021

Three Essays on Learning and Conflict Applied to Developing Countries , Amal Ahmad, Economics

The Political Economy of the Cost of Foreign Exchange Intervention , Devika Dutt, Economics

CARE WORK IN CHILE’S SEGREGATED CITIES , Manuel Garcia, Economics

ESSAYS ON EXCHANGE RATE SHOCKS AND THE POLITICAL ECONOMY OF LOCAL FISCAL POLICY IN BRAZIL , Raphael Rocha Gouvea, Economics

THREE ESSAYS ON THE POLITICAL ECONOMY OF GLOBAL INACTION ON CLIMATE CHANGE , Tyler A. Hansen, Economics

Three Essays on Socio-Institutional Ecosystems & Labor Structures , Jonathan Donald Jenner, Economics

CONSTRUCTING A MARXIAN INPUT-OUTPUT MODEL CONSIDERING THE TURNOVER OF CAPITAL AND REVISITING THE FALLING-RATE-OF-PROFIT HYPOTHESIS , Junshang Liang, Economics

Three Essays on Structural Change and Labor Market Adjustment in Developing Countries , Karmen Naidoo, Economics

THREE ESSAYS ON EMPLOYMENT IMPACTS OF LABOR MARKET POLICIES , Simon Dominik Sturn, Economics

THREE ESSAYS ON LABOR AND MARRIAGE MARKETS: FARM CRISIS AND RURAL-TO-URBAN MIGRATION IN THE UNITED STATES, 1920-1940 , Jennifer Withrow, Economics

Dissertations from 2020 2020

THREE ESSAYS ON GENDER-SPECIFIC EMPLOYMENT OUTCOMES OF MACROECONOMIC POLICIES , SELIN SECIL AKIN, Economics

A New Economic History of Deindustrialization: Class Conflict and Race in the Motor City , Jackson Allison, Economics

THREE ESSAYS ON MICROECONOMIC ANALYSIS OF POLITICAL ECONOMY: EXPLOITATION, TECHNICAL CHANGE, AND MULTISECTORAL ANALYSIS , Weikai Chen, Economics

Essays on Food Security, Gender and Agriculture , Berna Dogan, Economics

THREE ESSAYS ON THE ECONOMICS OF CORPORATE GOVERNANCE , Kuochih Huang, Economics

THREE ESSAYS ON POLITICAL ECONOMY OF UNEVEN DEVELOPMENT: SPACE, CLASS AND STATE IN PAKISTAN , Danish Khan, Economics

ESSAYS ON WOMEN AND WORK IN INDIA AND ON OTHER-REGARDING PREFERENCES , Sai Madhurika Mamunuru, Economics

THREE ESSAYS ON THE ROLE OF INSTITUTIONS IN INDIAN AGRICULTURE , Kartik Misra, Economics

Neoliberal Capitalism and the Evolution of the U.S. Healthcare System , Samantha Sterba, Economics

THREE ESSAYS ON THE PAST AND FUTURE OF SOCIALISM , Mihnea Tudoreanu, Economics

THREE ESSAYS ON THE ECONOMICS AND POLITICAL ECONOMY OF THE “SCHOOL-TO-PRISON PIPELINE” , Anastasia C. Wilson, Economics

Endogenous Money, Corporate Liquidity Preferences and the Transformation of the U.S. Financial System , Yeo Hyub Yoon, Economics

Dissertations from 2019 2019

The Historical and Legal Creation of a Fissured Workplace: The Case of Franchising , Brian Callaci, Economics

Essays on the Minimum Wage, Immigration, and Privatization , Doruk Cengiz, Economics

Bangladesh's Energy Policy: Economic, Environmental, and Climate Change Impacts , Rohini Kamal, Economics

THREE ESSAYS ON THE POLITICAL ECONOMY OF THE ENVIRONMENT , An Li, Economics

REVISITING THE EAST ASIAN MIRACLE: LABOR REGIMES, PROFITABILITY AND ACCUMULATION , Zhongjin Li, Economics

Dimensions of US Global Financial Power: Essays on Financial Sanctions, Global Imbalances, and Sovereign Default , Mariam Majd, Economics

THE POLITICAL ECONOMY OF ACCUMULATION IN SOUTH AFRICA: Resource Extraction, Financialization, and Capital Flight as Barriers to Investment and Employment Growth , Seeraj Mohamed, Economics

STATE-LOCAL GOVERNMENT SPENDING, MACROECONOMIC FISCAL POLICY, AND THE BUSINESS CYCLE , Amanda Page-Hoongrajok, Economics

Essays on Monetary Policy in Developing Countries: Income Distribution, Housing and Unemployment , Zhandos Ybrayev, Economics

Resource Rents, Public Investment and Economic Development: The Case of Bolivia , Raul Zelada Aprili, Economics

Dissertations from 2018 2018

Three Essays on Governments and Financial Crises in Developing Economies, 1870-1913 , Peter H. Bent, Economics

Constraining Labor's “Double Freedom”: Revisiting the Impact of Wrongful Discharge Laws on Labor Markets, 1979-2014 , Eric Hoyt, Economics

SOCIAL STRUCTURE OF ACCUMULATION IN TURKEY (1963 – 2015) , Osman C. Icoz, Economics

Stumbling Toward the Up Escalator: How Trends in International Trade, Investment, and Finance Have Complicated Latin America’s Quest for Sustainable, Diversified Economic Development , Mary Eliza Rebecca Ray, Economics

Forms of Naturalism in Seminal Neoclassical Texts: An Analysis and Comparison of Léon Walras, John Bates Clark, and William Stanley Jevons , Mark Silverman, Economics

THREE ESSAYS ON CHILD WELFARE IN CÔTE D’IVOIRE , Didier Wayoro, Economics

Dissertations from 2017 2017

Currency Mismatch and Balance Sheet Effects of Exchange Rate in Turkish Non-Financial Corporations , Serkan Demirkilic, Economics

The Impacts of Foreign Labor Migration of Men on Women's Empowerment in Nepal , Pratistha Joshi Rajkarnikar, Economics

Real and Nominal Effects of Exchange Rate Regimes , Emiliano Libman, Economics

Three Essays on International Economics and Finance , Juan Antonio Montecino, Economics

THREE ESSAYS ON “DOING CARE”, GENDER DIFFERENCES IN THE WORK DAY, AND WOMEN’S CARE WORK IN THE HOUSEHOLD , Avanti Mukherjee, Economics

Dissertations from 2016 2016

Colonial and Post-Colonial Origins of Agrarian Development: The Case of Two Punjabs , Shahram Azhar, Economics

Three Essays on the Social Determinants of Early Childhood Health and Development , Andrew Barenberg, Economics

ELITE CAPTURE, FREE RIDING, AND PROJECT DESIGN: A CASE STUDY OF A COMMUNITY-DRIVEN DEVELOPMENT PROJECT IN CEARÁ, BRAZIL , Jessica Carrick-Hagenbarth, Economics

Three Essays on Sustainable Development in China: Social, Economic and Environmental Aspects , Ying Chen, Economics

Three Essays on Women's Land Rights in Rural Peru , Rosa L. Duran, Economics

Three Essays on Economic Stages and Transition , Ricardo R. Fuentes-Ramírez, Economics

Three Essays on U.S. Household Debt and the Sources of Systemic Financial Fragility , Thomas Herndon, Economics

Essays on Household Health Expenditures, National Health Insurance and Universal Access to Health Care in Ghana , EVELYN KWAKYE, Economics

Microfinance, Household Indebtedness and Gender Inequality , Theresa Mannah-Blankson, Economics

Three Essays on Labor Market Friction and the Business Cycle , Jong-seok Oh, Economics

Three Essays on Sustainability , Mark V. Paul, Economics

The Political Economy of Smallholder Incorporation and Land Acquisition , Alfredo R. Rosete, Economics

Employment and Family Leave Mandates: Three Essays on Labor Supply and Demand, Nontraditional Families, and Family Policy , Samantha Schenck, Economics

Endogenous Capacity, Multiple Equilibria and Thirlwall's Law: Theory and an Empirical Application to Mexico: 1950 - 2012. , Juan Alberto Vázquez Muñoz, Economics

Three Essays on the Macroeconomic Impacts of Rent Seeking , Kurt von Seekamm, Economics

Dissertations from 2015 2015

Essays on Growth Complementarity Between Agriculture and Industry in Developing Countries , Joao Paulo de Souza, Economics

Structural Transformation, Culture, and Women’s Labor Force Participation in Turkey , yasemin dildar, Economics

Essays on Information, Income, and the Sharing Economy , Anders F. Fremstad, Economics

Essays on Inequality, Credit Constraints, and Growth in Contemporary Mexico , Leopoldo Gómez-Ramírez, Economics

Three Essays on Macroeconomic Implications of Contemporary Financial Intermediation , Hyun Woong Park, Economics

The Labor Share Question in China , Hao Qi, Economics

Three essays on economic inequality and environmental degradation , Klara Zwickl, Economics

Dissertations from 2014 2014

Common Pool Resources and Rural Livelihoods in Stung Treng Province of Cambodia , Pitchaya Boonsrirat, Economics

The financialization of the nonfinancial corporation in the post-1970 U.S. economy , Leila Emami Davis, Economics

The Financial Underpinnings of the EU Crisis: Financial Deregulation, Privatization, and Asymmetric State Power , Nina Q. Eichacker, Economics

THE FINANCIAL SECTOR AND INCLUSIVE DEVELOPMENT IN AFRICA: ESSAYS ON ACCESS TO FINANCE FOR SMALL AND MEDIUM-SIZED ENTERPRISES IN SOUTH SUDAN AND KENYA , James A. Garang, Economics

OUTPUT FLUCTUATIONS AND ECONOMIC GROWTH IN LATIN AMERICA IN THE AFTERMATH OF THE GREAT RECESSION , Gonzalo Hernandez Jimenez, Economics

TEMPORARY EMPLOYMENT AND EARNINGS INEQUALITY IN SOUTH KOREA , Hyeon-Kyeong Kim, Economics

Three Essays in Macroeconomic History , Joshua W. Mason, Economics

Essays on the Evolution of Inequality , Cem Oyvat, Economics

FINANCIALIZATION OF THE COMMODITIES FUTURES MARKETS AND ITS EFFECTS ON PRICES , Manisha Pradhananga, Economics

Productive Stagnation and Unproductive Accumulation in the United States, 1947-2011. , Tomas N. Rotta, Economics

Advertising and the Creation of Exchange Value , Zoe Sherman, Economics

Understanding Income Inequality in the United States , Mark J. Stelzner, Economics

CARE TIME IN THE U.S.: MEASURES, DETERMINANTS, AND IMPLICATIONS , Joo Yeoun Suh, Economics

Essays on the minimum wage , Ben Zipperer, Economics

Dissertations from 2013 2013

Credit Chains, Credit Bubles, and Financial Fragility: Explaining The U.S. Financial Crisis of 2007-09 , Thomas L Bernardin, Economics

A Knife Hidden in Roses: Development and Gender Violence in the Dominican Republic , Cruz Caridad Bueno, Economics

Sustaining Rural Livelihoods in Upper Svaneti, Republic of Georgia , Robin J Kemkes, Economics

Contract as Contested Terrain: An Economic History of Law and the Rise of American Capitalism , Daniel P MacDonald, Economics

Essays on the Rising Demand for Convenience in Meal Provisioning in the United States , Tamara Ohler, Economics

Social Emulation, the Evolution of Gender Norms, and Intergenerational Transfers: Three Essays on the Economics of Social Interactions , Seung-Yun Oh, Economics

Decollectivization and Rural Poverty in Post-Mao China: A Critique of the Conventional Wisdom , Zhaochang Peng, Economics

Capitalist Crisis and Capitalist Reaction: The Profit Squeeze, the Business Roundtable, and the Capitalist Class Mobilization of the 1970s , Alejandro Reuss, Economics

The Economics of Same-Sex Couple Households: Essays on Work, Wages, and Poverty , Alyssa Schneebaum, Economics

The Political Economy of Cultural Production: Essays on Music and Class , Ian J. Seda Irizarry, Economics

Essays Of Human Capital Formation , Owen Thompson, Economics

Dissertations from 2012 2012

Knowledge, Gender, and Production Relations in India's Informal Economy , Amit Basole, Economics

Macroeconomic and Microeconomic Determinants of Informal Employment: The Case of Clothing Traders in Johannesburg, South Africa , Jennifer E Cohen, Economics

The Relationship Between Mass Incarceration and Crime in the Neoliberal Period in the United States , Geert Leo Dhondt, Economics

Fair Trade, Agrarian Cooperatives, and Rural Livelihoods in Peru , Noah Enelow, Economics

Organic Farming and Rural Transformations in the European Union: A Political Economy approach , Charalampos Konstantinidis, Economics

The Sources of Financial Profit: A Theoretical and Empirical Investigation of the Transformation of Banking in the US , Iren G. Levina, Economics

A Minskian Approach to Financial Crises with a Behavioural Twist: A Reappraisal of the 2000-2001 Financial Crisis in Turkey , Mathieu Perron-Dufour, Economics

Essays on Urban Sprawl, Race, and Ethnicity , Jared M. Ragusett, Economics

Agriculture and Class: Contradictions of Midwestern Family Farms Across the Twentieth Century , Elizabeth Ann Ramey, Economics

Women In Conflict, Peacebuilding And Reconstruction: Insights From The Aftermath Of Nepal's Maoist Insurgency , Smita Ramnarain, Economics

Money, Reality, and Value: Non-Commodity Money in Marxian Political Economy , Joseph Thomas Rebello, Economics

Three essays on oil scarcity, global warming and energy prices , Matthew Riddle, Economics

The Political Economy of Agrarian Change in the People's Republic of China , Zhun Xu, Economics

Dissertations from 2011 2011

State Hegemony and Sustainable Development: A Political Economy Analysis of Two Local Experiences in Turkey , Bengi Akbulut, Economics

Financial evolution and the declining effectiveness of US monetary policy since the 1980s , Hasan Comert

Why China Grew: Understanding the Financial Structure of Late Development , Adam S. Hersh, Economics

Solving the "Coffee Paradox": Understanding Ethiopia's Coffee Cooperatives Through Elinor Ostrom's Theory of the Commons , Susan Ruth Holmberg, Economics

Migration, Remittances And Intra-Household Allocation In Northern Ghana: Does Gender Matter? , Lynda Joyce Pickbourn, Economics

Youth and Economic Development: A Case Study of Out-of-School Time Programs for Low-Income Youth in New York State , Kristen Maeve Powlick, Economics

The Real Exchange Rate And Economic Development , Martin Rapetti, Economics

Essays on International Reserve Accumulation and Cooperation in Latin America , Luis Daniel Rosero, Economics

Three Essays on Racial Disparities in Infant Health and Air Pollution Exposure , Helen Scharber, Economics

Dissertations from 2010 2010

Capitalism in Post-Colonial India: Primative Accumulation Under Dirigiste and Laissez Faire Regimes , Rajesh Bhattacharya, Economics

Uneven Development and the Terms of Trade: A Theoretical and Empirical Analysis , Bilge Erten, Economics

Gendered Vulnerabilities After Genocide: Three Essays on Post-Conflict Rwanda , Catherine Ruth Finnoff, Economics

The Employment Impacts of Economy-wide Investments in Renewable Energy and Energy Efficiency , Heidi Garrett-Peltier, Economics

Household Employer Payroll Tax Evasion: An Exploration Based on IRS Data and on Interviews with Employers and Domestic Workers , Catherine B. Haskins, Economics

Racial Inequality and Affirmative Action in Malaysia and South Africa , Hwok-Aun Lee, Economics

Essays on Behavioral Labor Economics , Philip Pablo Mellizo, Economics

Three Essays on the Political Economy of Live Stock Sector in Turkey , Hasan Tekguc, Economics

The Impact Of Public Employment On Health , Wei Zhang, Economics

Dissertations from 2009 2009

Effort, work hours, and income inequality: Three essays on the behavioral effects of wage inequality , Michael Carr

Essays on investment, real exchange rate, and central bank in a financially liberalized Turkey , Deger Eryar

Essays On Investment, Real Exchange Rate, And Central Bank In A Financially Liberalized Turkey , Deger Eryar, Economics

Labor Turnover in the Child-Care Industry: Voice and Exit , Lynn A. Hatch, Economics

Three Essays on Conflict and Cooperation , Sungha Hwang, Economics

Economic Reforms in East African Countries: The Impact on Government Revenue and Public Investment , Adam Beni Swebe Mwakalobo, Economics

Post-Marxism After Althusser: A Critique Of The Alternatives , Ceren Ozselcuk, Economics

Essays on Financial Behavior and its Macroeconomic Causes and Implications , Soon Ryoo, Economics

Skill Mismatch and Wage Inequality in the U.S. , Fabian Slonimczyk, Economics

Linkages Between Inequality And Environmental Degradation: An Interregional Perspective , Marina S Vornovytskyy, Economics

Dissertations from 2008 2008

Migrant women and economic justice: A *class analysis of Anatolian -German women in homemaking and cleaning services , Esra Erdem

Emigrant or sojourner? The determinants of Mexican labor migration strategies to the United States , Florian K Kaufmann

Macrofinancial risk management in the U.S. economy: Regulation, derivatives, and liquidity preference , Marcelo Milan

Essays on behavioral economics , Wesley Jose Pech

The impact of land ownership inequality on rural factor markets , Fatma Gul Unal

Three essays on family care, time allocation, and economic well -being , Jayoung Yoon

Dissertations from 2007 2007

Capital flight and foreign direct investment in the Middle East and North Africa: Comparative development and institutional analysis , Abdullah Almounsor

Investment under financial liberalization: Channels of liquidity and uncertainty , Armagan Gezici

Three essays on social dilemmas with heterogeneous agents , Mark Howard

Between the market and the milpa: Market engagements, peasant livelihood strategies, and the on -farm conservation of crop genetic diversity in the Guatemalan highlands , S. Ryan Isakson

Late neoclassical economics: Restoration of theoretical humanism in contemporary mainstream economics , Yahya Mete Madra

Inequality and the Human Development Index , Elizabeth Anne Stanton

Dissertations from 2006 2006

Institutional settings and organizational forms: Three essays , Alper Duman

Labor market characteristics and the determinants of political support for social insurance , Anil Duman

State power, world trade, and the class structure of a nation: An overdeterminist class theory of national tariff policy , Erik E Guzik

Unions and the strategy of class transformation: The case of the Broadway musicians , Catherine P Mulder

Children's work and opportunities for education: Consequences of gender and household wealth , Sevinc Rende

The economics of immigration: Household and employment dynamics , Maliha Safri

Dissertations from 2005 2005

Capital flight from Southeast Asia: Case studies on Indonesia, Malaysia, the Philippines, and Thailand , Edsel L. Beja

Rethinking municipal privatization: A Marxian class analysis of the privatization of New York City's Central Park , Oliver David Cooke

Financial liberalization and its distributional consequences: An empirical exploration , Arjun Jayadev

Three essays on gender, land rights, and collective action in Brazil's rural political economy , Merrilee Mardon

Land markets, female land rights and agricultural productivity in Paraguayan agriculture , Thomas Masterson

Workers' struggles and transformations of capitalism at industrial enterprises in Russia, 1985–2000 , Maxim V Maximov

Economy and society: Class relations and the process of economic growth , Erik K Olsen

Gender, liberalization and agrarian change in Telangana , Smriti Rao

The contradictory imperatives of New Deal banking reforms. , Ellen D. Russell, Economics

Equity in community -based sustainable development: A case study in western India , Priya Parvathy Sangameswaran

Mandated wage floors and the wage structure: Analyzing the ripple effects of minimum and prevailing wage laws , Jeannette Wicks-Lim

Public enterprises in mixed economies: Their impact on economic growth and social equity , Andong Zhu

Dissertations from 2004 2004

An economic analysis of prison labor in the United States , Asatar P Bair

Three essays on income, inequality and environmental degradation , Rachel A Bouvier

The implementation and enforcement of environmental regulations in a less developed market economy: Evidence from Uruguay , Marcelo F Caffera

Race, altruism and trust: Experimental evidence from South Africa , Justine Claire Keswell

Exchanging entailments: The contested meaning of commodity exchange , Philip M Kozel

Three essays on capital account liberalization and economic growth: New measures, new estimates and the experience of South Korea , Kang-Kook Lee

Enterprise hybrids and alternative growth dynamics , Kenneth M Levin

Social interaction and economic institution , Yongjin Park

Research and policy considerations in the valuation and the allocation of environmental and health commodities , Mihail Samnaliev

Immiserizing growth: Globalization and agrarian change in Telangana, South India between 1985 and 2000 , Vamsicharan Vakulabharanam

Social networks and labor market outcomes: Theoretical expansions and econometric analysis , Russell E Williams

Dissertations from 2003 2003

Three essays on the evolution of cooperation , Jung-Kyoo Choi

Economic size and long -term growth: An empirical analysis of the consequences of small economic size on investment, productivity and income growth , Pavel E Isa

Essays on categorical inequality, non-linear income dynamics and social mobility in South Africa , Malcolm M Keswell

The effectiveness of tax incentives in attracting investment: The case of Puerto Rico , Carlos F Liard-Muriente

A theoretical and statistical exploration into the effects of morals, personality and uncertainty on hypothetical bias in contingent valuation , Joseph D Ogrodowczyk

The role of the stock market in influencing firm investment in China , Feng Xiao

Dissertations from 2002 2002

Essays on the threat effects of foreign direct investment on labor markets , Minsik Choi

An international analysis of child welfare , Nasrin Dalirazar

Fiscal faux pas? An empirical analysis of the revenue and expenditure implications of trade liberalization , Barsha Khattry

Property from the sky: The creation of property rights in the radio spectrum in the United States , Elizabeth M Kruse

Three essays on China's state owned enterprises: Towards an alternative to privatization , Minqi Li

From welfare rights to welfare fights: Neo -liberalism and the retrenchment of social provision , John Arthur O'Connor

Political community and individual gain: Aristotle, Adam Smith and the problem of exchange , Kimberly Kaethe Sims

Rethinking prostitution: Analyzing an informal sector industry , Marjolein Katrien van der Veen

Dissertations from 2001 2001

Land and labor markets among paddy producers in the Nepalese Tarai , Ravi Bhandari

What drives equity values: fundamentals or net flows? An empircal analysis of the 1982--1999 United States stock market boom , Lawrence Lee Evans

Investment, labor demand, and political conflict in South Africa , James S Heintz

Education, Inequality and Economic Mobility in South Africa , Thomas Nathaniel Hertz

Employer work -family programs: Essays on policy implementation, employee preferences, and parental childcare choices , Sally Jane Kiser

Valuing environmental health risks: A comparison of stated preference techniques applied to groundwater contamination , Tammy Barlow McDonald

Endogenous quality and intra-industry trade , Edward Allan McPhail

Perceptions of Massachusetts family and consumer sciences education professionals regarding the importance and use of the National Standards for Family and Consumer Sciences Education in Massachusetts , Jo Ann Pullen

From feudal serfs to independent contractors: Class and African American women's paid domestic labor, 1863–1980 , Cecilia M Rio

A home of one's own: Overcoming gender and familial status barriers to homeownership , Judith K Robinson

Springfield Armory as industrial policy: Interchangeable parts and the precision corridor , Bruce K Tull

Dissertations from 2000 2000

Intergroup inequality, social identity and economic outcomes , Katherine E Baird

Engendering Globalization: Household Structures, Female Labor Supply and Economic Growth , Elissa Braunstein

Capital, conditionality, and free markets: The International Monetary Fund, the World Bank, and the effects of the neoliberal transformation in Latin America and the Caribbean , Andres Carbacho-Burgos

Rural institutions, poverty and cooperation: Learning from experiments and conjoint analysis in the field , Juan-Camilo Cardenas

Understanding the equal split as a bargaining convention and the role of residual claimancy in team production: Three essays in behavioral and experimental economics , Jeffrey Paul Carpenter

Enforcing market -based environmental policies , Carlos A Chavez Rebolledo

A comparative analysis of three economic theories focusing upon the international trade of hazardous waste (the case of electric arc furnace dust) , Amy Silverstein Cramer

The political economy of transformation in Hungary , Anita Dancs

Cross -media transfers of pollution and risk , Janine Marie Dombrowski

Essays on endogenous preferences and public generosity , Christina Margareta Fong

Con nuestro trabajo y sudor: Indigenous women and the construction of colonial society in 16th and 17th century Peru , Karen B Graubart

Banks, insider lending and industries of the Connecticut River Valley of Massachusetts, 1813–1860 , Paul Andre Lockard

Existence value: A reappraisal and cross -cultural comparison , Billy Manoka

Quality management systems and the estimation of market power exertion , Corinna Michaela Noelke

The power of personality: Labor market rewards and the transmission of earnings , Melissa Anne Osborne

Accumulation and European unemployment , Engelbert Richard Stockhammer

Modeling Superfund: A hazardous waste bargaining model with rational threats , Mary Anderson Taft

Welfare, inequality, and resource depletion: A reassessment of Brazilian economic growth, 1965–1993 , Mariano Torras

Dissertations from 1999 1999

Steadying the husband, uplifting the race: The Pittsburgh Urban League's promotion of black female domesticity during the Great Black Migration , Nina Elizabeth Banks

The origins of parallel segmented labor and product markets: A reciprocity-based agency model with an application to motor freight , Stephen V Burks

R&D, advertising, and profits: Economic theory, empirical evidence, and consequences for transfer pricing policy , David W DeRamus

Rethinking demand: A critique and reformulation of Marxian theories of price , David Leo Kristjanson

Wealth, the power to set terms, and the financing and control of firms , Paul N Malherbe

Intra -family transfers and the household division of labor: A case study of migration and remittance behavior in South Africa , Dorrit Ruth Posel

Transportation network policy modeling for congestion and pollution control: A variational inequality approach , Padma Ramanujam

The political economy of organized baseball: Analysis of a unique industry , Ross David Weiner

Dissertations from 1998 1998

The internationalization of production and its effects on the domestic behavior of United States manufacturing multinational firms , James Michael Burke

Neoliberal and neostructuralist theories of competitiveness and flexible labor: The case of Chile's manufactured exports, 1973-1996 , Fernando Ignacio Leiva

An econometric study of the export sector of Somalia , Mohamed A Osman

Financial liberalization, multinational banks and investment: Three essays on the cases of Hungary and Poland , Christian Erik Weller

Dissertations from 1997 1997

Structuralism and individualism in economic analysis: The "contractionary devaluation debate" in development economics , S Charusheela

Financial liberalization in Mexico, 1989-1993 , Colin Danby

CEO pay, agency, and the theory of the firm , Frederick Dexter Guy

Food quality regulation under trade agreements: Effects on the supply of food safety and competitiveness , Neal Hilton Hooker

Agency problems in the capital markets and the employment relationship: The possibility of efficiency-enhancing institutional innovation: An empirical case-study , Pierre Laliberte

New directions in the political economy of consumption , Allan Henry MacNeill

Capabilities and processes of industrial growth: The case of Argentina and the Argentine auto industry , Marcela Monica Miozzo

Manufacturers' responses to new nutrition labeling regulations , Eliza Maria Mojduszka

Rethinking rural development: Making peasant organizations work. The case of Paraguay , Jose R Molinas Vega

Property regimes, technology, and environmental degradation in Cuban agriculture , Hector R Saez

International multi-sector, multi-instrument financial modeling and computation: Statics and dynamics , Stavros Siokos

Three essays on government decision-making to implement and enforce environmental policies , Kristin Ellen Skrabis

Dissertations from 1996 1996

An economic critique of urban planning and the 'postmodern' city: Los Angeles , Enid Arvidson

Dissertations from 1995 1995

Trade liberalization and income distribution: Three essays with reference to the case of Mexico and the North American Free Trade Agreement (NAFTA) , Mehrene E Larudee

Dissertations from 1994 1994

Subjectivism and the limits of F. A. Hayek's political economy , Theodore A Burczak

International currencies and endogenous enforcement , Roohi Prem

Three essays on key currencies and currency blocs , Ellen Tierney

Dissertations from 1993 1993

Capitalist regulation and unequal integration: The case of Puerto Rico , Jaime Eduardo Benson

Production and reproduction: Family policy and gender inequality in East and West Germany , Lynn Susan Duggan

Dissertations from 1992 1992

Capital controls and long-term economic growth , Jessica G Nembhard

Dissertations from 1990 1990

Concentration and product diversity in culture-based industries: A case study of the music recording industry , Peter James Alexander

Dissertations from 1987 1987

THE DETERMINANTS OF THE ECONOMIC POLICIES OF STATES IN THE THIRD WORLD: THE AGRARIAN POLICIES OF THE ETHIOPIAN STATE, 1941-1974 , HENOCK KIFLE

Dissertations from 1986 1986

The Political-Economy of Nuclear Power 1946-1982 , Steven Mark Cohn, Economics

Dissertations from 1985 1985

THE IMPACT OF PUBLIC SECTOR EMPLOYMENT ON RACIAL INEQUALITY: 1950 TO 1984 (BLACK, AFFIRMATIVE ACTION, GOVERNMENT, UNEMPLOYMENT, LABOR) , PETER GEORGE BOHMER

THE GROWTH OF NONMARRIAGE AMONG U.S. WOMEN, 1954-1983 (MARRIAGE, FAMILY, HOUSEHOLDS, UNITED STATES) , ELAINE DENISE MCCRATE

Dissertations from 1983 1983

TAXATION AND PUBLIC SCHOOL FINANCE REFORM IN CONNECTICUT , MICHAEL ROBERT FEDEROW

Dissertations from 1982 1982

Evolution of a Hospital Labor System: Technology, Coercion, and Conflict , Jean E. Fisher, Economics

Dissertations from 1981 1981

THE DEVELOPMENT OF THE MARKET ECONOMY IN COLONIAL MASSACHUSETTS , RONA STEPHANIE WEISS

Dissertations from 1980 1980

Justice and economic theory. , Barry Stewart Clark, Economics

Dissertations from 1976 1976

EVALUATION OF NEOCLASSICAL THEORY OF PRICE, PRODUCTION AND THE DISTRIBUTION OF INCOME. , MANUCHER DARESHURI

Dissertations from 1970 1970

COST PROBLEMS OF THE RUTLAND RAILROAD AND ITS SUCCESSORS FROM--1937 TO 1968 , ROBERT DAVID SMITH

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We discuss the considerable literature that has developed in recent years providing rigorous evidence on how industrial policies work. This literature is a significant improvement over the earlier generation of empirical work, which was largely correlational and marred by interpretational problems. On the whole, the recent crop of papers offers a more positive take on industrial policy. We review the standard rationales and critiques of industrial policy and provide a broad overview of new empirical approaches to measurement. We discuss how the recent literature, paying close attention to measurement, causal inference, and economic structure, is offering a nuanced and contextual understanding of the effects of industrial policy. We re-evaluate the East Asian experience with industrial policy in light of recent results. Finally, we conclude by reviewing how industrial policy is being reshaped by a new understanding of governance, a richer set of policy instruments beyond subsidies, and the reality of de-industrialization. 

We distinguish between ideational and interest-based appeals to voters on the supply side of politics, integrating the Keynes-Hayek perspective on the importance of ideas with the Stigler-Becker approach emphasizing vested interests. In our model, political entrepreneurs discover identity and worldview “memes” (narratives, cues, frames) that invoke voters’ identity concerns or shift their views of how the world works. We identify a complementarity between worldview politics and identity politics and illustrate how they may reinforce each other. Furthermore, we show how adverse economic shocks (increasing inequality) lead to greater incidence of ideational politics. We use these results to analyze data on 60,000 televised political ads in U.S. localities over the years 2000 through 2018. Our empirical work quantifies ideational politics and provides support for key model implications, including the impact of higher inequality on the supply of both identity and worldview politics.

Using Fontana et al.’s (2019) database, we analyze levels and trends in the global distribution of authorship in economics journals, disaggregating by country/region, quality of journal, and fields of specialization. We document striking imbalances. While Western and Northern European authors have made substantial gains, the representation of authors based in low-income countries remains extremely low -- an order of magnitude lower than the weight of their countries or regions in the global economy. Developing country representation has risen fastest at journals rated 100 th or lower, while it has barely increased in journals rated 25 th or higher. Fields such as international or development where global diversification may have been expected have not experienced much increase in developing country authorship. These results are consistent with a general increase in the relative supply of research in the rest of the world. But they also indicate authors from developing countries remain excluded from the profession’s top-rated journals.

Conventional welfare state policies that center on education, training, progressive taxation, and social insurance are inadequate to address labor market polarization, which is capitalism’s most pressing inclusion challenge at present. We propose a strategy aimed directly at the productive sphere of the economy and targeting an increase in the supply of ‘good jobs. The main elements of this strategy are: (i) active labour market policies linked to employers; (ii) industrial and regional policies directly targeting the creation of good jobs; (iii) innovation policies that incentivize labour-friendly technologies; (iv) international economic policies that facilitate the maintenance of high domestic labour/social standards. These elements are connected both by their objective—expanding the number of good jobs—and by a new approach to regulation that is collaborative and iterative rather than top-down and prescriptive. We emphasize the importance of new institutional arrangements that enable strategic long-term information exchange and cooperation between governments and firms.

The global political-economic order is in flux. It is unclear what will replace the U.S-centric post-1990s “liberal” order and whether competition with China can be managed successfully. We advance a set of principles for the construction of a stable and broadly beneficial world order that does not require significant commonality in interests and values among states. In particular, we propose a “meta-regime” that presumes only minimal initial agreement among the major powers. The meta-regime is a device for structuring a conversation around the relevant issues, and facilitating either agreement or accommodation, as the case may be. It is agnostic and open-ended about the specific rules to be applied in particular issue-areas. Even where agreement proves impossible, as will often be the case, the objective of the meta-regime is to enhance communication among the parties and clarify the reasons for the disagreement, and to incentivize states to avoid inflicting unnecessary harm on others as they act autonomously. Participating in this meta-regime would impose few constraints on states that want to maintain their freedom of action. Yet in favorable circumstances, it could facilitate significant cooperation. It could also encourage increased cooperation over time even among adversaries, as participation in the meta-regime builds trust between them. We illustrate the practical implications of the meta-regime by applying it to U.S.-China digital competition, U.S.-Iran relations, human rights, and global migration.

Dani Rodrik Ford Foundation Professor of International Political Economy John F. Kennedy School of Government at Harvard University 79 J.F. Kennedy Street Cambridge, MA 02138 [email protected]

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Economics Research Paper

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Evolutionary Economics Research Paper

Introduction, relationship between theories of biological and sociocultural evolution, the scope and methods of evolutionary economics, marxist models of evolution, original institutional economics, the new institutional economics, whither evolutionary economics.

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Evolutionary economics has gained increasing acceptance as a field of economics that focuses on change over time in the process of material provisioning (production, distribution, and consumption) and the social institutions that surround that process. It is closely related to, and often draws on research in, other disciplines such as economic sociology, economic anthropology, and international political economy. It has important implications for many other fields in economics, including, but not limited to, growth theory, economic development, economic history, political economy, history of thought, gender economics, industrial organization, the study of business cycles, and financial crises.

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Historically, evolutionary economics was the province of critics of the mainstream, neoclassical tradition. Both Marxist and original institutional economists (OIE) have long asserted the importance and relevance of understanding change over time and critiqued the standard competitive model for its abstract, ahistorical, and static focus. In recent years, however, the rise of the new institutional economics (NIE) as well as game theory has resulted in wider acceptance of evolutionary explanations by the mainstream (Hodgson, 2007b, pp. 1-15; North, 1990). Consequently, it is now possible to identify three major traditions in evolutionary economics: the Marxist (Sherman, 2006), the OIE (Hodgson, 2004), and the NIE (North, 1990). Each of these major traditions encompasses multiple strands within it. As a general rule, Marxists and OIEs seek to replace the standard competitive model of mainstream economics, while NIEs seek to complement the standard competitive model, although the growing acceptance of game theory may make this less of an important distinction. Despite their differences, it is possible to identify some common themes that are shared by each of these disparate traditions. For example, authors in each tradition have exhibited a concern with how the interaction of technology, social institutions, and ideologies leads to changes in economic and social organization over time.

The goal of this research paper is to introduce the reader to a few of the major concerns, themes, and important authors of each respective tradition. In doing so, it will first address some general issues in evolutionary economics, including its relationship to evolutionary biology as well as some conceptual, definitional, and taxonomic issues. It will then proceed to provide a brief overview of the evolution of each respective tradition. Unfortunately, the length of this research paper precludes discussion of many worthy contributions to each tradition as well as important topics that can and should be addressed by evolutionary economics. For example, space does not permit a discussion of how evolutionary economics could be applied to gender economics or how economists who write on gender often incorporate the contributions of evolutionary economists. Nor will this research paper attempt to assess the extent of empirical or conceptual progress in evolutionary economics within or between respective traditions. In addition, the reader should be aware that evolutionary economics itself is an evolving field and that the boundaries between the three traditions are often fluid.

General Issues in Evolutionary Economics

Taken at face value, the word evolution simply means change. But Darwin’s theory of gradual (step-by-step) evolution by variation of inherited characteristics and natural selection (differential survival based on the level of adaptation) removed both theological and teleological explanations from the process of biological evolution and placed humans firmly in the natural world. The modern neo-Darwinian synthetic theory of evolution combines Darwin’s focus on gradual (step-by-step) change based on variation of inherited characteristics and natural selection with modern population genetics. Both Darwin’s original theory and the modern synthetic theory of evolution explain change within a species, the rise of new species, and the more dramatic kinds of change such as the rise of mammals, primates, and eventually human beings as a result of the same step-by-step process (Mayr, 2001, 2004).

At the risk of oversimplifying slightly, it should be noted that the neo-Darwinian synthesis formulated by Thedosius Dobzhansky and Ernst Mayr in the 1950s has given rise to two sometimes opposing strands within the overarching frame of the synthesis (Mayr, 2004, pp. 133-138). One strand, exemplified by Richard Dawkins, who has written many widely read books on evolution, focuses on the role of genes in building organisms and on the tendency of natural selection to result in highly adapted organisms. This approach is sometimes referred to as the strong adaptationist program in evolutionary biology. It is closely related to fields such as sociobiology and evolutionary psychology, which explain many human behaviors in terms of their evolutionary origins.

Other evolutionary biologists have de-emphasized the role of natural selection and emphasize the importance of understanding biological evolution in terms of emergence, chance, path dependence, satisficing, and punctuated equilibrium. Richard Lewontin and the late Stephen J. Gould are two widely read authors who have advocated this position. Both Gould and Lewontin have been strongly critical of biologically based explanations for human behavior.

Although these two differing approaches to evolution are sometime viewed as rivals, they are in actuality complementary to each other. It is important to understand both aspects of biological evolution. In addition, biological evolution is a very complex process, and evolutionary biologists continue to push their field forward. Contemporary research in evolutionary biology focuses on the important interactions between genes, organisms, and their interaction with the environment in the process of development. Evolutionary biologists have also become more aware of the importance of lateral gene transfer and endo-symbiosis in bacteria evolution. However, there is still widespread consensus among evolutionary biologists that the synthetic theory of evolution is a true theory. Evolutionary biologists reject theories that incorporate teleological explanations or inheritance of acquired characteristics because these theories have been discredited empirically. Evolutionary biologists reject theories that are premised on or seek to find evidence of supernatural design as this adds nothing to the explanation and draws the focus of science away from understanding and explaining natural law.

Evolutionary economists often draw on and incorporate concepts developed by evolutionary biologists to explain how economic evolution occurs. For example, many evolutionary economists view economic evolution as a nondirected step-by-step process that is non-teleological (it lacks a specific goal or predetermined endpoint). Many, although not necessarily all, evolutionary economists agree that humans have at least some genetically based cognitive and social predispositions that are a result of genetic evolution. Some examples include the ability to learn a language, to learn social norms, to cooperate in groups, and to develop complex tool kits with which to transform nature into useable goods and services. In addition, the use of the Darwinian concepts of inheritance, variation, and selection as analogs to explain outcomes is pervasive in evolutionary economics. Evolutionary economists also distinguish between specific or microevolution (change that occurs within a sociocultural system) and general or macroevolution (change from one sociocultural system to another).

Some evolutionary economists view the market as natural and as an extended phenotype. Other evolutionary economists argue that evolutionary economics should be viewed as a generalization of the Darwinian concepts of variation, inheritance, and natural selection with each case specifying additional, relevant detail (Hodgson, 2007a; Hodgson & Knudsen, 2006). Others have argued that while Darwinian concepts often provide useful analogies for understanding sociocultural evolution, aspects of sociocultural evolution are distinctly non-Darwinian (Poirot, 2007). For example, in at least some instances, social and economic evolution results from the conscious decisions of groups of purposive agents who intentionally design or redesign human institutions. Also, in the process of socio-cultural evolution, we can pass on cultural traits that we acquire through the process of learning. Biological evolution results in a branching pattern and barriers between different species. But human cultures can always learn from each other. The more emphasis that is placed on purposive design of social institutions and cultural learning as well as the abruptness (instead of the step-by-step nature) of social change, the less Darwinian a model of sociocultural evolution becomes. However, it would be difficult to identify anyone today who argued for a strong teleological concept of sociocultural evolution or who sought to explain sociocultural evolution in terms of divine or supernatural intervention.

Two other important concepts borrowed from the natural sciences, emergence and complexity, also play a key role in evolutionary economics. Emergence means that an observed system results from the complex interaction of the components of the subsystems. This process of interaction gives rise to patterns that would not be predicted from and cannot be reduced to the behaviors of the individual components. However, understanding the system still requires an understanding of its components and the interaction of the components. So it is important to understand what individuals do. And it is also important to understand how individual choices and habits interact with social institutions in a dynamic way. It is often easier to think in mechanical terms. But if we are careless with mechanical analogies, then we can be easily misled.

This raises the question of what it is that evolves in sociocultural evolution. In evolutionary biology, selection takes place at multiple levels but logically requires changes in the gene pool of a population over time (Mayr, 2004, pp. 133-158). This has led some evolutionary economists to suggest that institutions and/or organizational routines provide us with an analog to the gene. Others argue that there is not a precise analog. To understand this debate, we first have to understand what an institution is.

It is popular to define institutions as “rules of the game.” This is a good start, but it confuses the function of institutions with a definition of institutions. A more extensive definition of institution defines an institution as any instituted process, or in other words a shared, learned, ordered, patterned, and ongoing way of thinking, feeling, and acting. Institutions may be tacit and informal or highly organized and structured. By this latter definition, modern firms, medieval manors, technology, nation-states, political ideologies, and even technology are all institutions. In other words, virtually everything that humans do is an instituted process. Institutions are component parts of a sociocultural system.

But to just call everything an “institution” can make it difficult to conduct analysis. So it is useful to draw a distinction between entities such as social ideologies (e.g., Calvinism and democracy), social institutions (e.g., class, caste, kinship, the family, the nation-state), organizations (e.g., the modern firm, the International Monetary Fund, the medieval manor), organizational routines of actors within specific organizations, and technology (the combined set of knowledge, practices, and tool kits used in production). So in that sense, everything in sociocultural systems is constantly evolving. There is no precise analog in sociocultural evolution to the gene pool of a population.

As suggested above, social institutions are part of more general wholes, which it is convenient to term sociocultural systems. A sociocultural system includes the direct patterns of interaction of a society with the ecosystem (its subsistence strategy, technology, and demographic patterns), its social institutions, and its patterns of abstract meaning and value. Many anthropologists classify sociocultural systems by their scale, complexity, and the amount of energy captured by their subsistence strategy. Standard classification includes bands, tribes, chiefdoms, agrarian states, and industrial states, each of which corresponds roughly to subsistence strategies of foraging, horticulture, pastoralism and fishing, settled agriculture, and modern industrial technology. This classification system provides a useful scheme with which to understand the rise of large agrarian empires in the neolithic era and, ultimately, the Industrial Revolution in northwestern Europe. It also provides a useful classificatory schema with which to understand the interaction of multiple kinds of contemporary societies in a globalizing world. However, care must be taken to emphasize the multilinear and dynamic nature of socio-cultural evolution rather than rigidly applying these concepts as a universal and unilinear schema (e.g., see Harris, 1997; Wolf, 1982).

The evolutionary biologist Ernst Mayr (2004) argued that biologists who study genetic evolution ask “why” questions while biologists who study things such as biochemistry ask “how” questions. Similarly, many mainstream economists ask “how” questions while evolutionary economists ask “why” questions. While the study of evolutionary economics does not preclude the use of formal mathematical models or quantification, most of its practitioners employ qualitative and interpretive methods. Also, as suggested above, some evolutionary biologists focus on changes that occur at the level of species, while others focus on more dramatic kinds of change. Similarly, evolutionary economists are interested in the study of sociocultural evolution on a grand scale, such as the rise of agrarian empires or modern capitalism, as well more specific, micro-level evolution such as changes in the organizational routines of individual firms.

Consequently, the kinds of issues that evolutionary economists are interested in overlap with the focus of other social sciences and even, in some instances, with the fields of ecology and evolutionary biology. Evolutionary economics reflects a tendency to counter the fragmentation of political economy into disparate social sciences that occurred in the late nineteenth and early twentieth centuries. Evolutionary economists, like their counterparts in economic sociology, economic anthropology, and political economy, focus more directly on those institutions with the strongest, most immediate, direct relevance to the process of material provisioning. So there may still be a need for some division of labor in the social sciences. What is of direct relevance will vary according to what is being analyzed in any particular study. An economic historian studying the rise of capitalism may, following Weber, find an understanding of Calvinist theology to be essential. Someone studying financial innovation in twenty-first-century industrialized societies would most likely find the religious affiliation of modern banking executives to be of little interest or relevance.

Research Traditions in Evolutionary Economics

Evolutionary economics is composed of three rival but sometimes overlapping major traditions: the Marxist, the OIE, and the NIE. While there is some degree of ideological overlap between the schools, each of the respective schools tends to share a common overarching ideology. Marxists seek to replace capitalism, OIEs seek to reform capitalism, and NIEs generally view capitalism as beneficent. This is not, notably, to argue that the ideology necessarily determines the empirical and theoretical analysis. Also, as previously noted, Marxists and OIEs seek to replace the standard competitive model while NIEs seek to complement the standard model. However, the reader should be aware that the boundary between the three traditions is often fuzzy, and there is sometimes overlap between the three traditions. Similarly, each of these three schools is composed of multiple strands and has undergone significant change over time.

The remainder of this research paper will focus on outlining in very broad terms a few of the significant themes and concerns of each respective tradition, how these traditions have changed over time, and the contributions of a few representative authors of each of the three traditions. The reader may note that despite the differences between the traditions, there is a strong interest in all three in understanding how technology, social institutions, and cognitive models interact in the process of sociocultural evolution. The division made between the three traditions may be of greater interest and relevance in the United States, where there is a strong correlation between specific organizations and schools of thought. For example, the Association for Evolutionary Economics (AFEE) has been the primary promoter of OIE in the United States. In contrast, the European Association for Evolutionary Political Economy (EAEPE) has a much wider umbrella. So there may be hope someday for a grand synthesis of the three respective traditions.

There are, of course, many different Marxist and quasiMarxist models of sociocultural evolution. For the purposes of this research paper, it is convenient to make the differentia specifica of a Marxist model of sociocultural evolution a focus on class struggle: the conflict between social groups defined in terms of differential access to the productive resources of a given society (Dugger & Sherman, 2000). This way of understanding sociocultural evolution is often referred to as historical materialism. While Darwinian reasoning may at times be employed in Marxist theories of sociocultural evolution, Marxists have generally emphasized the non-Darwinian aspects of sociocultural evolution as well as sharp discontinuities between human and infrahuman species. At the same time, it is hard to think of any academic Marxists writing today who would advocate Lysenkoism or Lamarckian theories of inheritance as valid explanatory concepts for understanding genetic evolution.

To understand historical materialism, we must begin with Marx’s concept of the mode of production (for extended discussions, see Wolf, 1982, chap. 3, and also Fusfeld, 1977). A mode of production includes the techno-environmental relationships (e.g., agriculture based on a plough or factories using steam engines) and the social relationships of production (e.g., warlords and peasants or factory owners and workers) or, in Marxist jargon, the forces of production and the social relations of production, respectively. These relationships between groups of people in Marx’s view are characterized by unequal relations of power, domination, subordination, and exploitation. This gives rise to social conflict over the terms of access to and the distribution of the productive resources of society. Social conflict requires the creation of a coercive entity to enforce the interests of the dominant social class (i.e., a state). In addition, human beings develop complex ideologies with which to justify their positions. Thus, the entire civilization (or what above is termed a sociocultural system) rests on a given mode of production, with the mode of production distinguished by the primary means of mobilizing labor (e.g., slavery, serfdom, wage labor).

In his analysis of Western history, Marx distinguished between the primitive commune, the slave mode of production of the ancient Roman Empire, the Germanic mode of production, the feudal mode of production of medieval Europe, and the modern capitalist mode of production. In analyzing Western history, Marx argued that each successive mode of production had produced technological advance, thus elevating the material level of human existence.

Capitalism, in Marx’s view, is qualitatively different from extended commodity production. Capitalism requires that land, labor, and capital are fully treated as commodities. This means that labor is “free” in the sense of not being legally bound to perform labor for the dominant class and “free” in the sense that it has no claim to the resources needed to produce goods and services. Therefore, capital is used as a means to finance innovation in production, and labor is compelled by economic circumstances to sell its labor power. Because capitalism promotes endless accumulation of capital, it is thus far the most successful in a material sense. However, the dynamic of capitalist accumulation gives rise to periodic crises, and it is therefore unstable. In addition, it is often destructive of human relationships. So a relationship of apparent freedom is in actuality a relationship of power, subordination, and domination that will give rise to social conflict. The only way to end this conflict, in Marx’s view, is to redesign social institutions so as to pro-mote both development of the forces of production and social cooperation (i.e., replace capitalism with socialism). There is disagreement among scholars who study Marx as to whether Marx thought that the triumph of socialism over capitalism was inevitable.

Insofar as one seeks to explain the historical origins of capitalism and the Industrial Revolution, two historical epochs are of particular relevance. Marxist historians and Marxist economists (and many others) with a particular interest in economic history thus often refer to two transitions (one from antiquity to feudalism and the other from feudalism to capitalism) as giving rise to modern capitalism. Howard Sherman (1995, 2006), a well-known Marxist economist, has summarized and synthesized much of this existing literature.

Sherman traces Western economic history from tribal organization through the rise of modern capitalism. Sherman is a materialist who analyzes societies by starting with the material base of human existence and examines the interaction between technology, economic institutions, social institutions, and ideologies. Technology and technological innovation as well as social conflict between classes are key variables in Sherman’s analysis. But overall, Sherman’s schema is holistic and interactive, rather than mechanical or reductionist.

In analyzing the breakdown of feudalism, Sherman focuses on the tripartite class conflict between peasants, nobles, and monarchs and the ability of each of the respective classes to force an outcome on the other classes. As a consequence of this conflict, a new pattern of relationships based on private property and production for profit in a market, as well as increasingly organized around new sources of mechanical power, gave rise to a unique and extremely productive system referred to as capitalism. This system of production encourages constant cost cutting, innovation, and capital accumulation, thus leading to the potential for the progressive material elevation of human society.

However, capitalist society is still riven by conflict between property-less workers and property-owning capitalists. Because the capitalist has a monopoly over the productive resources of society, the capitalist is still able to compel the worker to produce a surplus for the capitalist. This creates social conflict between the capitalist and worker and also forces the capitalist into an ultimately self-defeating boom-and-bust cycle of rising profits and increasing concentrations of capital, followed by falling rates of profit, leading to cycles of recession and crisis. The institutional structure of capitalism also magnifies other social conflicts and problems such as environmental degradation and destruction, as well as relations between racial and ethnic groups and genders. The solution to this social conflict, in Sherman’s view, is to replace the institutions of capitalism with economic democracy (i.e., democratic socialism).

Sherman, who has long been a critic of Stalinist-style socialism, also extends his analysis to change in Russia and the Soviet Union. The October Revolution of 1917 occurred because neither the czar nor the Mensheviks were able to satisfy the material aspirations of the vast majority of Russians. But industrialization in the Soviet Union became a nondemocratic, elite-directed process due primarily to the particular circumstances surrounding the Bolshevik Revolution, the ensuing civil war, and the problems of the New Economic Policy. In time, factions among the elites developed as the Soviet economy proved unable to satisfy the material aspirations of the majority of the Soviet population. This created new pressure for change as elites were able to capture this process. Due also to pressure from the West, change in the former Soviet Union took the direction of restoring capitalism rather than developing greater economic democracy.

It should be noted that the standard Marxist model of historical materialism focuses on the ability of capitalism to elevate the material capacity of human societies. This focus has been challenged by the rise of world systems and dependency theory. Theorists who follow this line of thinking focus on the uneven nature of development and the tendency of core economies to place boundaries on the development of formerly colonized areas of the world. Some theorists in this tradition have been justly accused of having a rather muddled conception of the term capitalism, insofar as they claim inspiration from Marx. The late Eric Wolf (1982), a well-known economic anthropologist, resolved many of these conceptual issues in his book Europe and the People Without History. So rather than assume that capitalism leads uniformly to material progress, Wolf extended the historical materialist model to analyze the process of uneven development in the world system as a whole. In their textbook on economic development, James Cypher and James Dietz (2004) provide an excellent history and exposition of classical Marxism, dependency theory, and extended analysis and discussion of the new institutional economics, original institutional economics, and modernization theory.

Thorstein Veblen (1898) was the founder of OIE, and his influence on OIE continues to be prevalent (Hodgson, 2004). Veblen was strongly influenced by Darwin’s theory of biological evolution and held evolutionary science as the standard for the social sciences, including economics, to emulate. He was also deeply influenced by the evolutionary epistemology of the American pragmatists Charles Saunders Peirce and John Dewey. In addition, he incorporated the contrasting positions of nineteenth-century evolutionist anthropology, as exhibited by the work of Tylor and Morgan, and the historical particularism of Franz Boas. Although he was strongly critical of Marx and of Marxism, there are both parallels as well as differences in the writings of Marx and Veblen.

Like Marx, Veblen focused on the importance of understanding the interaction of changes in technology, social institutions, and social ideologies as well as social conflict. Veblen also had a stage theory of history, which he borrowed from the prevailing anthropological schemas of his day. However, where Marx focuses on concepts such as class and mode of production, Veblen focuses on instituted processes and the conflicts created by vested interests seeking to reinforce invidious distinctions. Veblen’s model of sociocultural evolution is a conflict model in that it focuses broadly on social conflict that arises in the struggle for access to power, prestige, and property. But it is not a class-based model in the sense that Marxists use class.

In “Why Is Economics Not an Evolutionary Science?” (1898) and in “The Preconceptions of Economic Science” (1899) , Veblen developed a critique of the mainstream economics of his day. In developing this critique, Veblen was critical of the abstract and a priori nature of much of mainstream economic analysis. In articulating this point, he contrasted the “a priori method” with the “matter of fact method.” This particular aspect of Veblen’s criticism has often led some to view both Veblen and later OIEs as “atheoretical.” But this misses the point for at least two reasons.

Veblen did not eschew theoretical analysis per se. He was however, critical of theory that divorced itself from understanding actual, real-world processes of material provisioning. But most important, in Veblen’s view, economics was not up to the standards of evolutionary science because economics continued to implicitly embrace the concepts of natural price and natural law by focusing on economics as the study of economizing behavior and the adjustment of markets to equilibrium. In contrast, Veblen argued that the process of material provisioning entailed a constant process of adaptation to the physical and social environment through the adjustment of institutions or deeply ingrained social habits based on instinct. Veblen’s understanding of the term institution was broad enough to encompass any instituted process. Yet he drew a sharp distinction between institutions and technology. He was sharply critical of the former and strongly in favor of the latter.

When Veblen wrote about deep-seated and persistent social habits developing on the basis of genetically based instincts, he did in fact appear to mean something similar to contemporary theories of gene-culture evolution. Social habits are not consciously thought-through, purposive behaviors—they develop out of the complex “reflex arc” of enculturation based on genetically based propensities to act in the presence of environmental stimuli. Instincts are acquired through genetic evolution and social habits through enculturation. Both are inherited, vary in nature, and may therefore be selected for or against in the process of sociocultural evolution (Hodgson, 2004, Part III). However, Veblen also borrowed from Dewey a view of socialization in which individuals are active participants in socialization, a concept that was later more clearly articulated by Meade. In addition, Veblen also emphasized the ability of humans to conceptualize and engage in purposive behavior.

Veblen drew a sharp dichotomy between the instinct of workmanship and the instinct of predation. He associated the instinct of workmanship with a focus on adaptive, problem-solving, tinkering, and innovative behavior. In contrast, he associated predation with a focus on brute force, ceremonial displays of power, emulative behavior, conspicuous consumption, financial speculation, and the power of vested interests. Veblen argued that the instinct of workmanship arose in the primitive stage of human history (roughly corresponding to what contemporary anthropologists would term bands and tribes) and that the instinct of predation emerged during the stage of barbarism (roughly corresponding to the rise of chiefdoms). These instincts gave rise to deep-seated social habits. Both instincts continued to be present during the rise of civilization (agrarian states) and persisted in modern civilization (industrial states). But because modern civilization is based on the rise and extensive application of machine technology, further progress would require the triumph of the instinct of workmanship over the instinct of predation.

But in Veblen’s view, there was no reason to expect this would necessarily occur. Vested interests were often capable of instituting their power to reinforce the instinct of predation. Hence, institutions often served to encapsulate and reinforce the instinct of predation. The behaviors of predation were primarily exhibited by the new “leisure class” or, in other words, the robber barons of the late nineteenth century. In contrast, workmen and engineers often exhibited the instinct of workmanship. Consequently, Veblen tended to view institutions in general as change inhibiting and the instinct of workmanship as change promoting.

In later works, Veblen extended this kind of analysis to study other topics such as changes in firm organization and the business cycle. Veblen argued that as modern firms became larger and more monopolistic, a permanent leisure class arose, thus displacing technological thinking among this new class. In addition, increasing amounts of time and energy were channeled into financial speculation, leading to repeated financial crises. Emulative behavior in the form of conspicuous consumption and ceremonial displays of patriotism and militarism served to reinforce the instinct of predation. In his analysis of the rise of militarism in Prussia, Veblen noted the socially devastating impact of the triumph of the instinct of predation. Thus, Veblen tended to identify institutions with imbecilic behaviors that serve to block the triumph of technological innovations.

Veblen’s focus on the conflict between the instinct of workmanship and predatory and pecuniary instincts is often referred to as the instrumental-ceremonial dichotomy. Ayres (1938) in particular reinforced the tendency of the OIE to focus on the past binding and ceremonial aspects of institutions and on the scientific and progressive nature of instrumental reasoning. This dichotomy was, at one point in time, a core proposition of the OIE.

Most contemporary OIEs, however, recognize and accept that at least some institutions can promote and facilitate progressive change and that technology itself is an institution. This rethinking of the ceremonial-instrumental dichotomy is also reflected in the incorporation of Karl Polanyi’s (1944) dichotomy between habitation and improvement. Polanyi noted that the need for social pro-tection may actually serve a noninvidious purpose. Some improvements destroy livelihoods and reinforce invidious distinctions while others promote the life process. So the distinction might better be thought of in terms of “invidious versus noninvidious.”

One OIE who had a more positive understanding of the role of institutions is J. R. Commons (Commons, 1970; Wunder & Kemp, 2008). Commons in particular focused on the need for order in society and thus addressed the evolution of legal systems and the state. Commons’s theory is primarily microevolutionary insofar as he focuses on the evolution of legal arrangements and shifting power alignments in modern industrial states. Commons is not as critical of existing arrangements as Veblen. Institutions, including the state, in Commons’s view, are clearly both necessary and potentially beneficial. For example, with the rise of big business, labor conflict, and the problems inherent in the business cycle, there is a need for a strong state to manage this conflict. At the same time, Commons developed a theory of the business cycle that has strong elements in common with some of Keynes’s analysis.

The Veblenian strand as expressed by Commons is, by the standards of American politics, moderately left of center in that it expresses support for much of the regulatory framework and expanded role of government in managing the business cycle that came out of the New Deal and the publication of Keynes’s (1936) The General Theory of Employment, Interest and Money. Not surprisingly, a number of OIE economists have begun to attempt to synthesize OIE and Keynes, relying to a large degree on the work of Hyman Minsky (1982). This project, often referred to as PKI (post-Keynesian institutionalism), is microevolution-ary in nature in that it focuses on the problems of financial instability created by financial innovation and deregulation. The goal of PKI is wisely managed capitalism (Whalen, 2008). PKI clearly has a focus on the possibility of designing effective institutions, which logically implies that at least some institutions can embody instrumental reasoning.

In contrast to the direction taken by some OIEs, Hodgson (2004) has argued that Veblen’s focus on technological thinking and the Commons-Ayres trend in OIE was a wrong turn for OIE. He has sought to revivify OIE by reinterpreting Veblenian economics as generalized Darwinism. Generalized Darwinism, according to Hodgson, generalizes the basic principles of Darwin’s biological theory of evolution (inheritance, variation, and selection) to sociocultural evolution. In Hodgson’s view, the mechanisms of inheritance, variation, and selection are not just analogies or metaphors to explain outcomes in social evolution—they are ontological principles that describe any entity that evolves. As noted above, because institutions and organizational routines are inherited through cultural learning and vary, they are subject to selection. Social evolution is therefore a special case of the more general case of evolution.

However, Hodgson (2004) also acknowledges that human agents are purposive and that culture is an emergent phenomenon. So Hodgson is not seeking to biologize social inequality or to reduce the social sciences to genetic principles such as inclusive fitness. Indeed, as Hodgson states, “more is needed” than just the principles of inheritance, variation, and natural selection. This would appear to be an understanding of how social institutions, in concert with instincts and human agency, generate outcomes in a complex, emergent process of social evolution. To this end, Hodgson has incorporated some elements of structure agency theory into his analysis.

Hodgson’s program could be taken as an injunction to OIEs to build models of change that incorporate both Darwinian principles as well as more complex concepts of structure and agency. Hodgson has used this model to explain how changes in firm organization can be selected for or against by changes in market structure. So there are strong parallels between the work of Hodgson and that of Nelson and Winter (1982), who could notably be placed in either the OIE or NIE camp. As noted in the preceding section, Hodgson’s view of evolutionary economics as “generalized Darwinism” is controversial, even among his fellow OIEs.

One competing strand of Veblenian economics is the radical strand as advocated by Bill Dugger (Dugger & Sherman, 2000). Dugger focuses on the role of technology, instrumental reasoning, and institutions as providing the capacity for improving the material condition of humans. The full application of instrumental reasoning, however, in Dugger’s view is blocked by the key institutions of capitalism. These institutions are reinforced by ceremonial myths. Dugger also puts more emphasis on the social and ideological implications of the respective traditions and has been sharply critical of the NIE. He has also notably been instrumental in promoting dialogue between Marxists and OIEs and has often copublished works on sociocultural evolution with Howard Sherman. Dugger also tends to emphasize the non-Darwinian nature of sociocultural evolution.

It can be fairly argued that Adam Smith was the first evolutionary economist, even though his contributions predate any significant consideration of biological evolution by naturalists. Adam Smith provides an account of how an increasingly complex society arises out of the natural propensity of humans to truck, barter, and exchange (Fusfeld, 1977; Smith, 1776/1937). Ironically, some of Smith’s concerns with specialization and division of labor, as well as the writings of another political economist, Thomas Malthus, influenced Darwin. Many Social Darwinists in the late nineteenth century drew on Darwinian reasoning to explain how competitive markets work and to justify social inequality. Some twentieth-century theorists such as Frederick Hayek and Larry Arnhart have tended to view the market as a natural outgrowth of human genetic endowments.

Taken as a whole, however, evolutionary explanations fell out of favor among economists in the twentieth century. In the late nineteenth century, the social sciences became increasingly fragmented, and the new field of economics increasingly lost its evolutionary focus. With the triumph of the standard competitive model in the mid-twentieth century, economics became narrowly focused on providing formal mathematical proofs of narrowly defined “how” questions. However, there are some signs that the standard competitive model is in the process of being displaced by game theory. There is also widespread recognition that it is necessary to supplement the standard competitive model with an evolutionary account. These developments have led to an increased acceptance of evolutionary explanations among mainstream economists and renewed attention to the importance of institutions in framing economic outcomes.

Some strands of the NIE, particularly the version espoused by Coase (1974) and Williamson (1985), view institutions primarily as providing “solutions” to the problems of asymmetric information and transactions costs. This strand of NIE does not significantly challenge the standard competitive model or its underlying behavioral assumptions. To the contrary, it is a complement to the standard competitive model. It is also to a large degree a micro-oriented theory of sociocultural evolution.

A more dynamic view of economic evolution is that of Joseph Schumpeter (1908, 1950). Schumpeter focused on the individual entrepreneur and his role in promoting technological innovation. This technological innovation disturbs the equilibrium and leads to gales of creative destruction. However, with the rise of the modern, bureaucratically organized firm, the role of the entrepreneur was lessened, leading to a static and moribund organization. Schumpeter thought that this would eventually lead to the destruction of capitalism, an outcome that, in contrast to Marx, Schumpeter viewed in a negative way. Schumpeter, however, drew a strong distinction between statics, exemplified by the Walrasian model of his day, and dynamics, exemplified by theories of economic evolution. Thus, “dynamics” was intended to complement “statics” (Andersen, 2008). Many contemporary mainstream models of economic growth, often referred to as new growth theory, explicitly incorporate Schumpeterian analysis.

Some of the richness of Schumpeter’s focus on technological innovation as gales of creative destruction has been recaptured by the economic historian Joel Mokyr (1990) in his masterful work on technological progress. Mokyr adapts Gould’s concept of “punctuated equilibrium” to the history of technology. He also draws a distinction between invention (the rise of new techniques and processes) and innovation (the spread of these new techniques). The Industrial Revolution, in Mokyr’s view, is ongoing but is nevertheless a clear instance of a dramatic change in technological and social organization. Similarly, the work of Nelson and Winter (1982), previously cited, which acknowledges the contributions of Veblen, can also be considered neo-Schumpeterian. There are, it should be noted, significant parallels between Marx, Schumpeter, and Veblen, as well as differences.

The most prominent and most successful NIE, of course, is Douglas North. North’s career has spanned several decades, during which his contributions to multiple fields in economics have been voluminous. Notably, North’s own views themselves have undergone significant evolution. North’s (1981) earlier work on economic evolution was an application of the work of Coase (1974) and Williamson (1985) to the problem of economic evolution and did not significantly challenge the standard competitive model. North viewed economic evolution as taking place due to changing resource constraints in response to the growth in population as rational agents calculated the marginal costs and marginal benefits of shifting from foraging to farming.

North’s later work (1990, 1991, 1994), however, has challenged many aspects of the standard competitive model. North has focused specifically on the role institutions play in cognitive framing of decision making. Notably, North has explicitly abandoned the theory of strong rational choice in favor of models of human behavior that focus on the limited ability of humans to obtain, process, and act on information. In most textbook models of market behavior, price is the primary means of providing information. But in North’s view of markets, information encompasses much more than price. In addition, norms, values, and ideology can blunt the ability of humans to obtain and interpret some information. North is not arguing that humans are “irrational” as his approach still logically implies some degree of calculation and conscious decision making based on self-interest. But he has abandoned the strong view of rationality, which implies humans are lightning rods of hedonic calculation. In that sense, his view of human behavior is much closer to that of the Austrians in focusing on the purposiveness of human behavior.

For the most part, North tends to see institutions as constraints on human action, though he acknowledges that institutions can provide incentives both in terms of the things we actually do, as well as the things that we do not do. Thus, institutions that reward innovative behavior, risk seeking, and trade will lead to efficient outcomes. Institutions that reward rent seeking and prohibit innovation and trade will lead to inefficient outcomes. Once an institutional structure is set, there is a strong degree of inertia that perpetuates the existing institutional structure. In other words, evolutionary paths, in North’s view, tend to be path dependent. Clearly, the kinds of institutions in North’s view that promote efficient outcomes are those that clearly define the rules of the game in favor of the operation of markets. This does not necessarily imply laissez-faire as the state may still be necessary to perform multiple functions. It does serve to distinguish between states, such as Great Britain in the seventeenth and eighteenth centuries or South Korea in the past several decades, that were able to define an institutional framework that promoted innovation and growth as opposed to states such as Spain in the sixteenth and seventeenth centuries or in the Congo (Zaire) today that destroy any incentive for innovation and economic growth.

This raises two very interesting questions. How does a particular type of path become established, and how does it change? North’s explanation is one that is rooted in a metaphor of variation and selection. Greater variation will allow for a higher probability that a particular path will be successful. Greater centralization will reduce variation and increase the chances that the state will adopt or promote institutions that blunt technological and social innovation. North explains the greater success of Europe versus the rest of the world as a result of the relative decentralization of Europe in the early modern period. Arbitrary authoritarian states that destroyed incentives for growth such as Spain existed. But Spain was unable to impose its will on Europe or on the emerging world market. Consequently, this enabled states such as England, where the power of the Crown became limited as Parliament enacted laws to protect commercial interests and innovation, to industrialize rapidly and emerge as world leaders. These contrasting paths were transferred to the New World. The United States inherited and successfully modified the institutional framework of Britain and therefore developed. Latin America inherited and failed to successfully modify the institutional frame-work of absolutist Spain and developed much more slowly.

Evolutionary economics clearly has a future. Economists in general are becoming more attuned to the importance of understanding how humans organize the economy through institutions and how institutions change over time. This entails extensive borrowing of concepts from evolutionary biology and a reconsideration of the underlying behavioral assumptions of mainstream economics. Understanding how institutions permit or inhibit changes in technology, as well as how changes in technology in turn require changes in institutions, is a concern of all three schools of evolutionary economics. As NIE economists push the boundaries of the mainstream, at least some have increasingly asked heterodox questions, and a few have been willing to acknowledge heterodox contributions. Some Marxist and OIE scholars have also begun to note that at least some versions of NIE, if not necessarily entirely new, are at least genuinely institutional and evolutionary. Any grand synthesis seems distant, but there is at least a basis for further argumentation and even dialogue.

Bibliography:

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  • Ayres, C. (1938). The problem of economic order. New York: Farrar and Rinehart.
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  • Dugger, B., & Sherman, H. (Eds.). (2000). Reclaiming evolution: A dialogue between Marxism and institutionalism on social change. London: Routledge.
  • Dugger, B., & Sherman, H. (Eds.). (2003). Evolutionary theory in the social sciences: Vol. 1. Early foundations and later contributions. London: Routledge.
  • Fusfeld, D. R. (1977). The development of economic institutions. Journal of Economic Issues, 11, 743-784.
  • Harris, M. (1997). Culture, people, nature (7th ed.). New York: Addison Wesley Longman.
  • Hodgson, G. M. (2004). The evolution of institutional economics: Agency, structure and Darwinism in American institutionalism. London: Routledge.
  • Hodgson, G. M. (Ed.). (2007a). The evolution of economic institutions: A critical reader. Cheltenham, UK: Edward Elgar.
  • Hodgson, G. M. (2007b). Introduction. In G. M. Hodgson (Ed.), The evolution of economic institutions: A critical reader (pp. 1-15). Cheltenham, UK: Edward Elgar.
  • Hodgson, G. M., & Knudsen, T. (2006). Why we need a generalized Darwinism and why a generalized Darwinism is not enough. Journal of Economic Behavior and Organization, 61, 1-19.
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  • Mayr, E. (2004). What makes biology unique? Cambridge, UK: Cambridge University Press.
  • Minsky, H. (1982). Can “it” happen again? Essays on instability and finance. Armonk, NY: M. E. Sharpe. Mokyr, J. (1990). The lever of riches: Technological creativity and economic progress. New York: Oxford University Press.
  • Nelson, R. R., & Winter, S. G. (1982). An evolutionary theory of economic change. Cambridge, MA: Harvard University Press.
  • North, D. (1981). Structure and change in economic history. New York: W. W. Norton.
  • North, D. (1990). Institutions, institutional change and economic performance. Cambridge, UK: Cambridge University Press.
  • North, D. (1991). Institutions. Journal of Economic Perspectives, 5, 97-112.
  • North, D. (1994). Economic performance through time. American Economic Review, 84, 359-367.
  • Poirot, C. S. (2007). How can institutional economics be an evolutionary science? Journal of Economic Issues, 51, 155-179.
  • Polanyi, K. (1944). The great transformation. New York: Farrar and Rinehart. Schumpeter, J. (1908). Das Wesen und der Haupterhault der theoretischen Nationolokonomie [The nature and essence of theoretical economics]. Leipzig, Germany: Dunckerund Humboldt.
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Cultural Relativity and Acceptance of Embryonic Stem Cell Research

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There is a debate about the ethical implications of using human embryos in stem cell research, which can be influenced by cultural, moral, and social values. This paper argues for an adaptable framework to accommodate diverse cultural and religious perspectives. By using an adaptive ethics model, research protections can reflect various populations and foster growth in stem cell research possibilities.

INTRODUCTION

Stem cell research combines biology, medicine, and technology, promising to alter health care and the understanding of human development. Yet, ethical contention exists because of individuals’ perceptions of using human embryos based on their various cultural, moral, and social values. While these disagreements concerning policy, use, and general acceptance have prompted the development of an international ethics policy, such a uniform approach can overlook the nuanced ethical landscapes between cultures. With diverse viewpoints in public health, a single global policy, especially one reflecting Western ethics or the ethics prevalent in high-income countries, is impractical. This paper argues for a culturally sensitive, adaptable framework for the use of embryonic stem cells. Stem cell policy should accommodate varying ethical viewpoints and promote an effective global dialogue. With an extension of an ethics model that can adapt to various cultures, we recommend localized guidelines that reflect the moral views of the people those guidelines serve.

Stem cells, characterized by their unique ability to differentiate into various cell types, enable the repair or replacement of damaged tissues. Two primary types of stem cells are somatic stem cells (adult stem cells) and embryonic stem cells. Adult stem cells exist in developed tissues and maintain the body’s repair processes. [1] Embryonic stem cells (ESC) are remarkably pluripotent or versatile, making them valuable in research. [2] However, the use of ESCs has sparked ethics debates. Considering the potential of embryonic stem cells, research guidelines are essential. The International Society for Stem Cell Research (ISSCR) provides international stem cell research guidelines. They call for “public conversations touching on the scientific significance as well as the societal and ethical issues raised by ESC research.” [3] The ISSCR also publishes updates about culturing human embryos 14 days post fertilization, suggesting local policies and regulations should continue to evolve as ESC research develops. [4]  Like the ISSCR, which calls for local law and policy to adapt to developing stem cell research given cultural acceptance, this paper highlights the importance of local social factors such as religion and culture.

I.     Global Cultural Perspective of Embryonic Stem Cells

Views on ESCs vary throughout the world. Some countries readily embrace stem cell research and therapies, while others have stricter regulations due to ethical concerns surrounding embryonic stem cells and when an embryo becomes entitled to moral consideration. The philosophical issue of when the “someone” begins to be a human after fertilization, in the morally relevant sense, [5] impacts when an embryo becomes not just worthy of protection but morally entitled to it. The process of creating embryonic stem cell lines involves the destruction of the embryos for research. [6] Consequently, global engagement in ESC research depends on social-cultural acceptability.

a.     US and Rights-Based Cultures

In the United States, attitudes toward stem cell therapies are diverse. The ethics and social approaches, which value individualism, [7] trigger debates regarding the destruction of human embryos, creating a complex regulatory environment. For example, the 1996 Dickey-Wicker Amendment prohibited federal funding for the creation of embryos for research and the destruction of embryos for “more than allowed for research on fetuses in utero.” [8] Following suit, in 2001, the Bush Administration heavily restricted stem cell lines for research. However, the Stem Cell Research Enhancement Act of 2005 was proposed to help develop ESC research but was ultimately vetoed. [9] Under the Obama administration, in 2009, an executive order lifted restrictions allowing for more development in this field. [10] The flux of research capacity and funding parallels the different cultural perceptions of human dignity of the embryo and how it is socially presented within the country’s research culture. [11]

b.     Ubuntu and Collective Cultures

African bioethics differs from Western individualism because of the different traditions and values. African traditions, as described by individuals from South Africa and supported by some studies in other African countries, including Ghana and Kenya, follow the African moral philosophies of Ubuntu or Botho and Ukama , which “advocates for a form of wholeness that comes through one’s relationship and connectedness with other people in the society,” [12] making autonomy a socially collective concept. In this context, for the community to act autonomously, individuals would come together to decide what is best for the collective. Thus, stem cell research would require examining the value of the research to society as a whole and the use of the embryos as a collective societal resource. If society views the source as part of the collective whole, and opposes using stem cells, compromising the cultural values to pursue research may cause social detachment and stunt research growth. [13] Based on local culture and moral philosophy, the permissibility of stem cell research depends on how embryo, stem cell, and cell line therapies relate to the community as a whole. Ubuntu is the expression of humanness, with the person’s identity drawn from the “’I am because we are’” value. [14] The decision in a collectivistic culture becomes one born of cultural context, and individual decisions give deference to others in the society.

Consent differs in cultures where thought and moral philosophy are based on a collective paradigm. So, applying Western bioethical concepts is unrealistic. For one, Africa is a diverse continent with many countries with different belief systems, access to health care, and reliance on traditional or Western medicines. Where traditional medicine is the primary treatment, the “’restrictive focus on biomedically-related bioethics’” [is] problematic in African contexts because it neglects bioethical issues raised by traditional systems.” [15] No single approach applies in all areas or contexts. Rather than evaluating the permissibility of ESC research according to Western concepts such as the four principles approach, different ethics approaches should prevail.

Another consideration is the socio-economic standing of countries. In parts of South Africa, researchers have not focused heavily on contributing to the stem cell discourse, either because it is not considered health care or a health science priority or because resources are unavailable. [16] Each country’s priorities differ given different social, political, and economic factors. In South Africa, for instance, areas such as maternal mortality, non-communicable diseases, telemedicine, and the strength of health systems need improvement and require more focus [17] Stem cell research could benefit the population, but it also could divert resources from basic medical care. Researchers in South Africa adhere to the National Health Act and Medicines Control Act in South Africa and international guidelines; however, the Act is not strictly enforced, and there is no clear legislation for research conduct or ethical guidelines. [18]

Some parts of Africa condemn stem cell research. For example, 98.2 percent of the Tunisian population is Muslim. [19] Tunisia does not permit stem cell research because of moral conflict with a Fatwa. Religion heavily saturates the regulation and direction of research. [20] Stem cell use became permissible for reproductive purposes only recently, with tight restrictions preventing cells from being used in any research other than procedures concerning ART/IVF.  Their use is conditioned on consent, and available only to married couples. [21] The community's receptiveness to stem cell research depends on including communitarian African ethics.

c.     Asia

Some Asian countries also have a collective model of ethics and decision making. [22] In China, the ethics model promotes a sincere respect for life or human dignity, [23] based on protective medicine. This model, influenced by Traditional Chinese Medicine (TCM), [24] recognizes Qi as the vital energy delivered via the meridians of the body; it connects illness to body systems, the body’s entire constitution, and the universe for a holistic bond of nature, health, and quality of life. [25] Following a protective ethics model, and traditional customs of wholeness, investment in stem cell research is heavily desired for its applications in regenerative therapies, disease modeling, and protective medicines. In a survey of medical students and healthcare practitioners, 30.8 percent considered stem cell research morally unacceptable while 63.5 percent accepted medical research using human embryonic stem cells. Of these individuals, 89.9 percent supported increased funding for stem cell research. [26] The scientific community might not reflect the overall population. From 1997 to 2019, China spent a total of $576 million (USD) on stem cell research at 8,050 stem cell programs, increased published presence from 0.6 percent to 14.01 percent of total global stem cell publications as of 2014, and made significant strides in cell-based therapies for various medical conditions. [27] However, while China has made substantial investments in stem cell research and achieved notable progress in clinical applications, concerns linger regarding ethical oversight and transparency. [28] For example, the China Biosecurity Law, promoted by the National Health Commission and China Hospital Association, attempted to mitigate risks by introducing an institutional review board (IRB) in the regulatory bodies. 5800 IRBs registered with the Chinese Clinical Trial Registry since 2021. [29] However, issues still need to be addressed in implementing effective IRB review and approval procedures.

The substantial government funding and focus on scientific advancement have sometimes overshadowed considerations of regional cultures, ethnic minorities, and individual perspectives, particularly evident during the one-child policy era. As government policy adapts to promote public stability, such as the change from the one-child to the two-child policy, [30] research ethics should also adapt to ensure respect for the values of its represented peoples.

Japan is also relatively supportive of stem cell research and therapies. Japan has a more transparent regulatory framework, allowing for faster approval of regenerative medicine products, which has led to several advanced clinical trials and therapies. [31] South Korea is also actively engaged in stem cell research and has a history of breakthroughs in cloning and embryonic stem cells. [32] However, the field is controversial, and there are issues of scientific integrity. For example, the Korean FDA fast-tracked products for approval, [33] and in another instance, the oocyte source was unclear and possibly violated ethical standards. [34] Trust is important in research, as it builds collaborative foundations between colleagues, trial participant comfort, open-mindedness for complicated and sensitive discussions, and supports regulatory procedures for stakeholders. There is a need to respect the culture’s interest, engagement, and for research and clinical trials to be transparent and have ethical oversight to promote global research discourse and trust.

d.     Middle East

Countries in the Middle East have varying degrees of acceptance of or restrictions to policies related to using embryonic stem cells due to cultural and religious influences. Saudi Arabia has made significant contributions to stem cell research, and conducts research based on international guidelines for ethical conduct and under strict adherence to guidelines in accordance with Islamic principles. Specifically, the Saudi government and people require ESC research to adhere to Sharia law. In addition to umbilical and placental stem cells, [35] Saudi Arabia permits the use of embryonic stem cells as long as they come from miscarriages, therapeutic abortions permissible by Sharia law, or are left over from in vitro fertilization and donated to research. [36] Laws and ethical guidelines for stem cell research allow the development of research institutions such as the King Abdullah International Medical Research Center, which has a cord blood bank and a stem cell registry with nearly 10,000 donors. [37] Such volume and acceptance are due to the ethical ‘permissibility’ of the donor sources, which do not conflict with religious pillars. However, some researchers err on the side of caution, choosing not to use embryos or fetal tissue as they feel it is unethical to do so. [38]

Jordan has a positive research ethics culture. [39] However, there is a significant issue of lack of trust in researchers, with 45.23 percent (38.66 percent agreeing and 6.57 percent strongly agreeing) of Jordanians holding a low level of trust in researchers, compared to 81.34 percent of Jordanians agreeing that they feel safe to participate in a research trial. [40] Safety testifies to the feeling of confidence that adequate measures are in place to protect participants from harm, whereas trust in researchers could represent the confidence in researchers to act in the participants’ best interests, adhere to ethical guidelines, provide accurate information, and respect participants’ rights and dignity. One method to improve trust would be to address communication issues relevant to ESC. Legislation surrounding stem cell research has adopted specific language, especially concerning clarification “between ‘stem cells’ and ‘embryonic stem cells’” in translation. [41] Furthermore, legislation “mandates the creation of a national committee… laying out specific regulations for stem-cell banking in accordance with international standards.” [42] This broad regulation opens the door for future global engagement and maintains transparency. However, these regulations may also constrain the influence of research direction, pace, and accessibility of research outcomes.

e.     Europe

In the European Union (EU), ethics is also principle-based, but the principles of autonomy, dignity, integrity, and vulnerability are interconnected. [43] As such, the opportunity for cohesion and concessions between individuals’ thoughts and ideals allows for a more adaptable ethics model due to the flexible principles that relate to the human experience The EU has put forth a framework in its Convention for the Protection of Human Rights and Dignity of the Human Being allowing member states to take different approaches. Each European state applies these principles to its specific conventions, leading to or reflecting different acceptance levels of stem cell research. [44]

For example, in Germany, Lebenzusammenhang , or the coherence of life, references integrity in the unity of human culture. Namely, the personal sphere “should not be subject to external intervention.” [45]  Stem cell interventions could affect this concept of bodily completeness, leading to heavy restrictions. Under the Grundgesetz, human dignity and the right to life with physical integrity are paramount. [46] The Embryo Protection Act of 1991 made producing cell lines illegal. Cell lines can be imported if approved by the Central Ethics Commission for Stem Cell Research only if they were derived before May 2007. [47] Stem cell research respects the integrity of life for the embryo with heavy specifications and intense oversight. This is vastly different in Finland, where the regulatory bodies find research more permissible in IVF excess, but only up to 14 days after fertilization. [48] Spain’s approach differs still, with a comprehensive regulatory framework. [49] Thus, research regulation can be culture-specific due to variations in applied principles. Diverse cultures call for various approaches to ethical permissibility. [50] Only an adaptive-deliberative model can address the cultural constructions of self and achieve positive, culturally sensitive stem cell research practices. [51]

II.     Religious Perspectives on ESC

Embryonic stem cell sources are the main consideration within religious contexts. While individuals may not regard their own religious texts as authoritative or factual, religion can shape their foundations or perspectives.

The Qur'an states:

“And indeed We created man from a quintessence of clay. Then We placed within him a small quantity of nutfa (sperm to fertilize) in a safe place. Then We have fashioned the nutfa into an ‘alaqa (clinging clot or cell cluster), then We developed the ‘alaqa into mudgha (a lump of flesh), and We made mudgha into bones, and clothed the bones with flesh, then We brought it into being as a new creation. So Blessed is Allah, the Best of Creators.” [52]

Many scholars of Islam estimate the time of soul installment, marked by the angel breathing in the soul to bring the individual into creation, as 120 days from conception. [53] Personhood begins at this point, and the value of life would prohibit research or experimentation that could harm the individual. If the fetus is more than 120 days old, the time ensoulment is interpreted to occur according to Islamic law, abortion is no longer permissible. [54] There are a few opposing opinions about early embryos in Islamic traditions. According to some Islamic theologians, there is no ensoulment of the early embryo, which is the source of stem cells for ESC research. [55]

In Buddhism, the stance on stem cell research is not settled. The main tenets, the prohibition against harming or destroying others (ahimsa) and the pursuit of knowledge (prajña) and compassion (karuna), leave Buddhist scholars and communities divided. [56] Some scholars argue stem cell research is in accordance with the Buddhist tenet of seeking knowledge and ending human suffering. Others feel it violates the principle of not harming others. Finding the balance between these two points relies on the karmic burden of Buddhist morality. In trying to prevent ahimsa towards the embryo, Buddhist scholars suggest that to comply with Buddhist tenets, research cannot be done as the embryo has personhood at the moment of conception and would reincarnate immediately, harming the individual's ability to build their karmic burden. [57] On the other hand, the Bodhisattvas, those considered to be on the path to enlightenment or Nirvana, have given organs and flesh to others to help alleviate grieving and to benefit all. [58] Acceptance varies on applied beliefs and interpretations.

Catholicism does not support embryonic stem cell research, as it entails creation or destruction of human embryos. This destruction conflicts with the belief in the sanctity of life. For example, in the Old Testament, Genesis describes humanity as being created in God’s image and multiplying on the Earth, referencing the sacred rights to human conception and the purpose of development and life. In the Ten Commandments, the tenet that one should not kill has numerous interpretations where killing could mean murder or shedding of the sanctity of life, demonstrating the high value of human personhood. In other books, the theological conception of when life begins is interpreted as in utero, [59] highlighting the inviolability of life and its formation in vivo to make a religious point for accepting such research as relatively limited, if at all. [60] The Vatican has released ethical directives to help apply a theological basis to modern-day conflicts. The Magisterium of the Church states that “unless there is a moral certainty of not causing harm,” experimentation on fetuses, fertilized cells, stem cells, or embryos constitutes a crime. [61] Such procedures would not respect the human person who exists at these stages, according to Catholicism. Damages to the embryo are considered gravely immoral and illicit. [62] Although the Catholic Church officially opposes abortion, surveys demonstrate that many Catholic people hold pro-choice views, whether due to the context of conception, stage of pregnancy, threat to the mother’s life, or for other reasons, demonstrating that practicing members can also accept some but not all tenets. [63]

Some major Jewish denominations, such as the Reform, Conservative, and Reconstructionist movements, are open to supporting ESC use or research as long as it is for saving a life. [64] Within Judaism, the Talmud, or study, gives personhood to the child at birth and emphasizes that life does not begin at conception: [65]

“If she is found pregnant, until the fortieth day it is mere fluid,” [66]

Whereas most religions prioritize the status of human embryos, the Halakah (Jewish religious law) states that to save one life, most other religious laws can be ignored because it is in pursuit of preservation. [67] Stem cell research is accepted due to application of these religious laws.

We recognize that all religions contain subsets and sects. The variety of environmental and cultural differences within religious groups requires further analysis to respect the flexibility of religious thoughts and practices. We make no presumptions that all cultures require notions of autonomy or morality as under the common morality theory , which asserts a set of universal moral norms that all individuals share provides moral reasoning and guides ethical decisions. [68] We only wish to show that the interaction with morality varies between cultures and countries.

III.     A Flexible Ethical Approach

The plurality of different moral approaches described above demonstrates that there can be no universally acceptable uniform law for ESC on a global scale. Instead of developing one standard, flexible ethical applications must be continued. We recommend local guidelines that incorporate important cultural and ethical priorities.

While the Declaration of Helsinki is more relevant to people in clinical trials receiving ESC products, in keeping with the tradition of protections for research subjects, consent of the donor is an ethical requirement for ESC donation in many jurisdictions including the US, Canada, and Europe. [69] The Declaration of Helsinki provides a reference point for regulatory standards and could potentially be used as a universal baseline for obtaining consent prior to gamete or embryo donation.

For instance, in Columbia University’s egg donor program for stem cell research, donors followed standard screening protocols and “underwent counseling sessions that included information as to the purpose of oocyte donation for research, what the oocytes would be used for, the risks and benefits of donation, and process of oocyte stimulation” to ensure transparency for consent. [70] The program helped advance stem cell research and provided clear and safe research methods with paid participants. Though paid participation or covering costs of incidental expenses may not be socially acceptable in every culture or context, [71] and creating embryos for ESC research is illegal in many jurisdictions, Columbia’s program was effective because of the clear and honest communications with donors, IRBs, and related stakeholders.  This example demonstrates that cultural acceptance of scientific research and of the idea that an egg or embryo does not have personhood is likely behind societal acceptance of donating eggs for ESC research. As noted, many countries do not permit the creation of embryos for research.

Proper communication and education regarding the process and purpose of stem cell research may bolster comprehension and garner more acceptance. “Given the sensitive subject material, a complete consent process can support voluntary participation through trust, understanding, and ethical norms from the cultures and morals participants value. This can be hard for researchers entering countries of different socioeconomic stability, with different languages and different societal values. [72]

An adequate moral foundation in medical ethics is derived from the cultural and religious basis that informs knowledge and actions. [73] Understanding local cultural and religious values and their impact on research could help researchers develop humility and promote inclusion.

IV.     Concerns

Some may argue that if researchers all adhere to one ethics standard, protection will be satisfied across all borders, and the global public will trust researchers. However, defining what needs to be protected and how to define such research standards is very specific to the people to which standards are applied. We suggest that applying one uniform guide cannot accurately protect each individual because we all possess our own perceptions and interpretations of social values. [74] Therefore, the issue of not adjusting to the moral pluralism between peoples in applying one standard of ethics can be resolved by building out ethics models that can be adapted to different cultures and religions.

Other concerns include medical tourism, which may promote health inequities. [75] Some countries may develop and approve products derived from ESC research before others, compromising research ethics or drug approval processes. There are also concerns about the sale of unauthorized stem cell treatments, for example, those without FDA approval in the United States. Countries with robust research infrastructures may be tempted to attract medical tourists, and some customers will have false hopes based on aggressive publicity of unproven treatments. [76]

For example, in China, stem cell clinics can market to foreign clients who are not protected under the regulatory regimes. Companies employ a marketing strategy of “ethically friendly” therapies. Specifically, in the case of Beike, China’s leading stem cell tourism company and sprouting network, ethical oversight of administrators or health bureaus at one site has “the unintended consequence of shifting questionable activities to another node in Beike's diffuse network.” [77] In contrast, Jordan is aware of stem cell research’s potential abuse and its own status as a “health-care hub.” Jordan’s expanded regulations include preserving the interests of individuals in clinical trials and banning private companies from ESC research to preserve transparency and the integrity of research practices. [78]

The social priorities of the community are also a concern. The ISSCR explicitly states that guidelines “should be periodically revised to accommodate scientific advances, new challenges, and evolving social priorities.” [79] The adaptable ethics model extends this consideration further by addressing whether research is warranted given the varying degrees of socioeconomic conditions, political stability, and healthcare accessibilities and limitations. An ethical approach would require discussion about resource allocation and appropriate distribution of funds. [80]

While some religions emphasize the sanctity of life from conception, which may lead to public opposition to ESC research, others encourage ESC research due to its potential for healing and alleviating human pain. Many countries have special regulations that balance local views on embryonic personhood, the benefits of research as individual or societal goods, and the protection of human research subjects. To foster understanding and constructive dialogue, global policy frameworks should prioritize the protection of universal human rights, transparency, and informed consent. In addition to these foundational global policies, we recommend tailoring local guidelines to reflect the diverse cultural and religious perspectives of the populations they govern. Ethics models should be adapted to local populations to effectively establish research protections, growth, and possibilities of stem cell research.

For example, in countries with strong beliefs in the moral sanctity of embryos or heavy religious restrictions, an adaptive model can allow for discussion instead of immediate rejection. In countries with limited individual rights and voice in science policy, an adaptive model ensures cultural, moral, and religious views are taken into consideration, thereby building social inclusion. While this ethical consideration by the government may not give a complete voice to every individual, it will help balance policies and maintain the diverse perspectives of those it affects. Embracing an adaptive ethics model of ESC research promotes open-minded dialogue and respect for the importance of human belief and tradition. By actively engaging with cultural and religious values, researchers can better handle disagreements and promote ethical research practices that benefit each society.

This brief exploration of the religious and cultural differences that impact ESC research reveals the nuances of relative ethics and highlights a need for local policymakers to apply a more intense adaptive model.

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[5] Concerning the moral philosophies of stem cell research, our paper does not posit a personal moral stance nor delve into the “when” of human life begins. To read further about the philosophical debate, consider the following sources:

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[7] Socially, at its core, the Western approach to ethics is widely principle-based, autonomy being one of the key factors to ensure a fundamental respect for persons within research. For information regarding autonomy in research, see: Department of Health, Education, and Welfare, & National Commission for the Protection of Human Subjects of Biomedical and Behavioral Research (1978). The Belmont Report. Ethical principles and guidelines for the protection of human subjects of research.; For a more in-depth review of autonomy within the US, see: Beauchamp, T. L., & Childress, J. F. (1994). Principles of Biomedical Ethics . Oxford University Press.

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[9] Stem Cell Research Enhancement Act of 2005, H. R. 810, 109 th Cong. (2001). https://www.govtrack.us/congress/bills/109/hr810/text ; Bush, G. W. (2006, July 19). Message to the House of Representatives . National Archives and Records Administration. https://georgewbush-whitehouse.archives.gov/news/releases/2006/07/20060719-5.html

[10] National Archives and Records Administration. (2009, March 9). Executive order 13505 -- removing barriers to responsible scientific research involving human stem cells . National Archives and Records Administration. https://obamawhitehouse.archives.gov/the-press-office/removing-barriers-responsible-scientific-research-involving-human-stem-cells

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[13] Source for further reading: Tangwa G. B. (2007). Moral status of embryonic stem cells: perspective of an African villager. Bioethics , 21(8), 449–457. https://doi.org/10.1111/j.1467-8519.2007.00582.x , see also Mnisi, F. M. (2020). An African analysis based on ethics of Ubuntu - are human embryonic stem cell patents morally justifiable? African Insight , 49 (4).

[14] Jecker, N. S., & Atuire, C. (2021). Bioethics in Africa: A contextually enlightened analysis of three cases. Developing World Bioethics , 22 (2), 112–122. https://doi.org/10.1111/dewb.12324

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[18] Oosthuizen, H. (2013). Legal and Ethical Issues in Stem Cell Research in South Africa. In: Beran, R. (eds) Legal and Forensic Medicine. Springer, Berlin, Heidelberg. https://doi.org/10.1007/978-3-642-32338-6_80 , see also: Gaobotse G (2018) Stem Cell Research in Africa: Legislation and Challenges. J Regen Med 7:1. doi: 10.4172/2325-9620.1000142

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[21] Kooli, C. Review of assisted reproduction techniques, laws, and regulations in Muslim countries.  Middle East Fertil Soc J   24 , 8 (2020). https://doi.org/10.1186/s43043-019-0011-0 ; Gaobotse, G. (2018) Stem Cell Research in Africa: Legislation and Challenges. J Regen Med 7:1. doi: 10.4172/2325-9620.1000142

[22] Pang M. C. (1999). Protective truthfulness: the Chinese way of safeguarding patients in informed treatment decisions. Journal of medical ethics , 25(3), 247–253. https://doi.org/10.1136/jme.25.3.247

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[36] Association for the Advancement of Blood and Biotherapies.  https://www.aabb.org/regulatory-and-advocacy/regulatory-affairs/regulatory-for-cellular-therapies/international-competent-authorities/saudi-arabia

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Culturally, autonomy practices follow a relational autonomy approach based on a paternalistic deontological health care model. The adherence to strict international research policies and religious pillars within the regulatory environment is a great foundation for research ethics. However, there is a need to develop locally targeted ethics approaches for research (as called for in Alahmad, G., Aljohani, S., & Najjar, M. F. (2020). Ethical challenges regarding the use of stem cells: interviews with researchers from Saudi Arabia. BMC medical ethics, 21(1), 35. https://doi.org/10.1186/s12910-020-00482-6), this decision-making approach may help advise a research decision model. For more on the clinical cultural autonomy approaches, see: Alabdullah, Y. Y., Alzaid, E., Alsaad, S., Alamri, T., Alolayan, S. W., Bah, S., & Aljoudi, A. S. (2022). Autonomy and paternalism in Shared decision‐making in a Saudi Arabian tertiary hospital: A cross‐sectional study. Developing World Bioethics , 23 (3), 260–268. https://doi.org/10.1111/dewb.12355 ; Bukhari, A. A. (2017). Universal Principles of Bioethics and Patient Rights in Saudi Arabia (Doctoral dissertation, Duquesne University). https://dsc.duq.edu/etd/124; Ladha, S., Nakshawani, S. A., Alzaidy, A., & Tarab, B. (2023, October 26). Islam and Bioethics: What We All Need to Know . Columbia University School of Professional Studies. https://sps.columbia.edu/events/islam-and-bioethics-what-we-all-need-know

[39] Ababneh, M. A., Al-Azzam, S. I., Alzoubi, K., Rababa’h, A., & Al Demour, S. (2021). Understanding and attitudes of the Jordanian public about clinical research ethics.  Research Ethics ,  17 (2), 228-241.  https://doi.org/10.1177/1747016120966779

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[43] The EU’s definition of autonomy relates to the capacity for creating ideas, moral insight, decisions, and actions without constraint, personal responsibility, and informed consent. However, the EU views autonomy as not completely able to protect individuals and depends on other principles, such as dignity, which “expresses the intrinsic worth and fundamental equality of all human beings.” Rendtorff, J.D., Kemp, P. (2019). Four Ethical Principles in European Bioethics and Biolaw: Autonomy, Dignity, Integrity and Vulnerability. In: Valdés, E., Lecaros, J. (eds) Biolaw and Policy in the Twenty-First Century. International Library of Ethics, Law, and the New Medicine, vol 78. Springer, Cham. https://doi.org/10.1007/978-3-030-05903-3_3

[44] Council of Europe. Convention for the protection of Human Rights and Dignity of the Human Being with regard to the Application of Biology and Medicine: Convention on Human Rights and Biomedicine (ETS No. 164) https://www.coe.int/en/web/conventions/full-list?module=treaty-detail&treatynum=164 (forbidding the creation of embryos for research purposes only, and suggests embryos in vitro have protections.); Also see Drabiak-Syed B. K. (2013). New President, New Human Embryonic Stem Cell Research Policy: Comparative International Perspectives and Embryonic Stem Cell Research Laws in France.  Biotechnology Law Report ,  32 (6), 349–356. https://doi.org/10.1089/blr.2013.9865

[45] Rendtorff, J.D., Kemp, P. (2019). Four Ethical Principles in European Bioethics and Biolaw: Autonomy, Dignity, Integrity and Vulnerability. In: Valdés, E., Lecaros, J. (eds) Biolaw and Policy in the Twenty-First Century. International Library of Ethics, Law, and the New Medicine, vol 78. Springer, Cham. https://doi.org/10.1007/978-3-030-05903-3_3

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[47] Regulation of Stem Cell Research in Germany . Eurostemcell. (2017, April 26). https://www.eurostemcell.org/regulation-stem-cell-research-germany

[48] Regulation of Stem Cell Research in Finland . Eurostemcell. (2017, April 26). https://www.eurostemcell.org/regulation-stem-cell-research-finland

[49] Regulation of Stem Cell Research in Spain . Eurostemcell. (2017, April 26). https://www.eurostemcell.org/regulation-stem-cell-research-spain

[50] Some sources to consider regarding ethics models or regulatory oversights of other cultures not covered:

Kara MA. Applicability of the principle of respect for autonomy: the perspective of Turkey. J Med Ethics. 2007 Nov;33(11):627-30. doi: 10.1136/jme.2006.017400. PMID: 17971462; PMCID: PMC2598110.

Ugarte, O. N., & Acioly, M. A. (2014). The principle of autonomy in Brazil: one needs to discuss it ...  Revista do Colegio Brasileiro de Cirurgioes ,  41 (5), 374–377. https://doi.org/10.1590/0100-69912014005013

Bharadwaj, A., & Glasner, P. E. (2012). Local cells, global science: The rise of embryonic stem cell research in India . Routledge.

For further research on specific European countries regarding ethical and regulatory framework, we recommend this database: Regulation of Stem Cell Research in Europe . Eurostemcell. (2017, April 26). https://www.eurostemcell.org/regulation-stem-cell-research-europe   

[51] Klitzman, R. (2006). Complications of culture in obtaining informed consent. The American Journal of Bioethics, 6(1), 20–21. https://doi.org/10.1080/15265160500394671 see also: Ekmekci, P. E., & Arda, B. (2017). Interculturalism and Informed Consent: Respecting Cultural Differences without Breaching Human Rights.  Cultura (Iasi, Romania) ,  14 (2), 159–172.; For why trust is important in research, see also: Gray, B., Hilder, J., Macdonald, L., Tester, R., Dowell, A., & Stubbe, M. (2017). Are research ethics guidelines culturally competent?  Research Ethics ,  13 (1), 23-41.  https://doi.org/10.1177/1747016116650235

[52] The Qur'an  (M. Khattab, Trans.). (1965). Al-Mu’minun, 23: 12-14. https://quran.com/23

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[54] Aksoy, S. (2005). Making regulations and drawing up legislation in Islamic countries under conditions of uncertainty, with special reference to embryonic stem cell research. Journal of Medical Ethics , 31: 399-403.; see also: Mahmoud, Azza. "Islamic Bioethics: National Regulations and Guidelines of Human Stem Cell Research in the Muslim World." Master's thesis, Chapman University, 2022. https://doi.org/10.36837/ chapman.000386

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[56] Sivaraman, M. & Noor, S. (2017). Ethics of embryonic stem cell research according to Buddhist, Hindu, Catholic, and Islamic religions: perspective from Malaysia. Asian Biomedicine,8(1) 43-52.  https://doi.org/10.5372/1905-7415.0801.260

[57] Jafari, M., Elahi, F., Ozyurt, S. & Wrigley, T. (2007). 4. Religious Perspectives on Embryonic Stem Cell Research. In K. Monroe, R. Miller & J. Tobis (Ed.),  Fundamentals of the Stem Cell Debate: The Scientific, Religious, Ethical, and Political Issues  (pp. 79-94). Berkeley: University of California Press.  https://escholarship.org/content/qt9rj0k7s3/qt9rj0k7s3_noSplash_f9aca2e02c3777c7fb76ea768ba458f0.pdf https://doi.org/10.1525/9780520940994-005

[58] Lecso, P. A. (1991). The Bodhisattva Ideal and Organ Transplantation.  Journal of Religion and Health ,  30 (1), 35–41. http://www.jstor.org/stable/27510629 ; Bodhisattva, S. (n.d.). The Key of Becoming a Bodhisattva . A Guide to the Bodhisattva Way of Life. http://www.buddhism.org/Sutras/2/BodhisattvaWay.htm

[59] There is no explicit religious reference to when life begins or how to conduct research that interacts with the concept of life. However, these are relevant verses pertaining to how the fetus is viewed. (( King James Bible . (1999). Oxford University Press. (original work published 1769))

Jerimiah 1: 5 “Before I formed thee in the belly I knew thee; and before thou camest forth out of the womb I sanctified thee…”

In prophet Jerimiah’s insight, God set him apart as a person known before childbirth, a theme carried within the Psalm of David.

Psalm 139: 13-14 “…Thou hast covered me in my mother's womb. I will praise thee; for I am fearfully and wonderfully made…”

These verses demonstrate David’s respect for God as an entity that would know of all man’s thoughts and doings even before birth.

[60] It should be noted that abortion is not supported as well.

[61] The Vatican. (1987, February 22). Instruction on Respect for Human Life in Its Origin and on the Dignity of Procreation Replies to Certain Questions of the Day . Congregation For the Doctrine of the Faith. https://www.vatican.va/roman_curia/congregations/cfaith/documents/rc_con_cfaith_doc_19870222_respect-for-human-life_en.html

[62] The Vatican. (2000, August 25). Declaration On the Production and the Scientific and Therapeutic Use of Human Embryonic Stem Cells . Pontifical Academy for Life. https://www.vatican.va/roman_curia/pontifical_academies/acdlife/documents/rc_pa_acdlife_doc_20000824_cellule-staminali_en.html ; Ohara, N. (2003). Ethical Consideration of Experimentation Using Living Human Embryos: The Catholic Church’s Position on Human Embryonic Stem Cell Research and Human Cloning. Department of Obstetrics and Gynecology . Retrieved from https://article.imrpress.com/journal/CEOG/30/2-3/pii/2003018/77-81.pdf.

[63] Smith, G. A. (2022, May 23). Like Americans overall, Catholics vary in their abortion views, with regular mass attenders most opposed . Pew Research Center. https://www.pewresearch.org/short-reads/2022/05/23/like-americans-overall-catholics-vary-in-their-abortion-views-with-regular-mass-attenders-most-opposed/

[64] Rosner, F., & Reichman, E. (2002). Embryonic stem cell research in Jewish law. Journal of halacha and contemporary society , (43), 49–68.; Jafari, M., Elahi, F., Ozyurt, S. & Wrigley, T. (2007). 4. Religious Perspectives on Embryonic Stem Cell Research. In K. Monroe, R. Miller & J. Tobis (Ed.),  Fundamentals of the Stem Cell Debate: The Scientific, Religious, Ethical, and Political Issues  (pp. 79-94). Berkeley: University of California Press.  https://escholarship.org/content/qt9rj0k7s3/qt9rj0k7s3_noSplash_f9aca2e02c3777c7fb76ea768ba458f0.pdf https://doi.org/10.1525/9780520940994-005

[65] Schenker J. G. (2008). The beginning of human life: status of embryo. Perspectives in Halakha (Jewish Religious Law).  Journal of assisted reproduction and genetics ,  25 (6), 271–276. https://doi.org/10.1007/s10815-008-9221-6

[66] Ruttenberg, D. (2020, May 5). The Torah of Abortion Justice (annotated source sheet) . Sefaria. https://www.sefaria.org/sheets/234926.7?lang=bi&with=all&lang2=en

[67] Jafari, M., Elahi, F., Ozyurt, S. & Wrigley, T. (2007). 4. Religious Perspectives on Embryonic Stem Cell Research. In K. Monroe, R. Miller & J. Tobis (Ed.),  Fundamentals of the Stem Cell Debate: The Scientific, Religious, Ethical, and Political Issues  (pp. 79-94). Berkeley: University of California Press.  https://escholarship.org/content/qt9rj0k7s3/qt9rj0k7s3_noSplash_f9aca2e02c3777c7fb76ea768ba458f0.pdf https://doi.org/10.1525/9780520940994-005

[68] Gert, B. (2007). Common morality: Deciding what to do . Oxford Univ. Press.

[69] World Medical Association (2013). World Medical Association Declaration of Helsinki: ethical principles for medical research involving human subjects. JAMA , 310(20), 2191–2194. https://doi.org/10.1001/jama.2013.281053 Declaration of Helsinki – WMA – The World Medical Association .; see also: National Commission for the Protection of Human Subjects of Biomedical and Behavioral Research. (1979).  The Belmont report: Ethical principles and guidelines for the protection of human subjects of research . U.S. Department of Health and Human Services.  https://www.hhs.gov/ohrp/regulations-and-policy/belmont-report/read-the-belmont-report/index.html

[70] Zakarin Safier, L., Gumer, A., Kline, M., Egli, D., & Sauer, M. V. (2018). Compensating human subjects providing oocytes for stem cell research: 9-year experience and outcomes.  Journal of assisted reproduction and genetics ,  35 (7), 1219–1225. https://doi.org/10.1007/s10815-018-1171-z https://www.ncbi.nlm.nih.gov/pmc/articles/PMC6063839/ see also: Riordan, N. H., & Paz Rodríguez, J. (2021). Addressing concerns regarding associated costs, transparency, and integrity of research in recent stem cell trial. Stem Cells Translational Medicine , 10 (12), 1715–1716. https://doi.org/10.1002/sctm.21-0234

[71] Klitzman, R., & Sauer, M. V. (2009). Payment of egg donors in stem cell research in the USA.  Reproductive biomedicine online ,  18 (5), 603–608. https://doi.org/10.1016/s1472-6483(10)60002-8

[72] Krosin, M. T., Klitzman, R., Levin, B., Cheng, J., & Ranney, M. L. (2006). Problems in comprehension of informed consent in rural and peri-urban Mali, West Africa.  Clinical trials (London, England) ,  3 (3), 306–313. https://doi.org/10.1191/1740774506cn150oa

[73] Veatch, Robert M.  Hippocratic, Religious, and Secular Medical Ethics: The Points of Conflict . Georgetown University Press, 2012.

[74] Msoroka, M. S., & Amundsen, D. (2018). One size fits not quite all: Universal research ethics with diversity.  Research Ethics ,  14 (3), 1-17.  https://doi.org/10.1177/1747016117739939

[75] Pirzada, N. (2022). The Expansion of Turkey’s Medical Tourism Industry.  Voices in Bioethics ,  8 . https://doi.org/10.52214/vib.v8i.9894

[76] Stem Cell Tourism: False Hope for Real Money . Harvard Stem Cell Institute (HSCI). (2023). https://hsci.harvard.edu/stem-cell-tourism , See also: Bissassar, M. (2017). Transnational Stem Cell Tourism: An ethical analysis.  Voices in Bioethics ,  3 . https://doi.org/10.7916/vib.v3i.6027

[77] Song, P. (2011) The proliferation of stem cell therapies in post-Mao China: problematizing ethical regulation,  New Genetics and Society , 30:2, 141-153, DOI:  10.1080/14636778.2011.574375

[78] Dajani, R. (2014). Jordan’s stem-cell law can guide the Middle East.  Nature  510, 189. https://doi.org/10.1038/510189a

[79] International Society for Stem Cell Research. (2024). Standards in stem cell research . International Society for Stem Cell Research. https://www.isscr.org/guidelines/5-standards-in-stem-cell-research

[80] Benjamin, R. (2013). People’s science bodies and rights on the Stem Cell Frontier . Stanford University Press.

Olivia Bowers

MS Bioethics Columbia University (Disclosure: affiliated with Voices in Bioethics)

Mifrah Hayath

SM Candidate Harvard Medical School, MS Biotechnology Johns Hopkins University

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  • CUET Economics Question Paper 2024 (Set B)

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Candidates can download the CUET Economics question paper (Set B) PDF from this ebook. CUET question paper helps the students to familiarise themselves with the type of questions expected in the exam.

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CUET Question Paper 2024, Download Subject-Wise Sample Paper PDF_0.1

CUET Question Paper 2024, Download Subject-Wise Sample Paper PDF

The CUET question paper 2024 is released by the NTA on the official website. Download CUET UG 2024 question papers pdf for all the exam shifts and exam subjects from the article above

CUET Question Paper 2024

Table of Contents

The Common University Entrance Test (CUET) UG is a major milestone in the academic journey of a candidate which allows students to transition into college education from the school education. This year, the CUET UG exam will decide the future of more than 13 lakh students. Download the shift-wise question paper for all subjects of CUET UG 2024 exam below.

To outperform your competitors and score good marks, CUET applicants should know the nature and difficulty level of questions asked in the exam. The CUET releases the question papers every year after a month of the exam’s conclusion. These question papers serve the purpose of making students aware about the question pattern and level. The question papers for all the exam shifts of May 15 is available now for download.

CUET Question Paper 2024

The NTA provides the official question paper for every exam subject for prospective CUET aspirants for practice. Applicants can get the official CUET question paper for the year 2024 for all subjects on this page. Until the official question paper is issued by the National Testing Agency, candidates can get the unofficial (memory-based) questions and papers PDF. The question paper for the shift 1 and shift 2 exam paper of May 15 is given below.

CUET UG Question Paper 2024

The CUET UG 2024 exam is being held in hybrid mode for the first time. The examination for the online mode will be held on computers while the offline mode examination will be organized through conventional method on pen and paper. The NTA however does not allow students to take the offline question paper with themselves. All the CUET question papers (online and offline) are published at once on the official website, exams.nta.ac.in/CUET-UG.

Download CUET UG Admit Card 2024

CUET (UG) Question Paper 2024 Shift-Wise Download

The CUET UG 2024 question paper for all the shifts of the May 15 exam is being provided below. The chemistry and biology exam’s paper is out while the English and General Test question papers PDF will be shared soon.

CUET UG 2024 May 16 Question Paper Download

Cuet ug 2024 may 15 question paper download, cuet 2024 question paper.

The CUET 2024 question paper comes in 13 languages namely, English, Hindi, Assamese, Kannada, Bengali, Gujarati, Malayalam, Marathi, Odia, Tamil, Telugu, Urdu, and Punjabi. Candidates can download the PDFs of all the exam subjects on this page. Meanwhile, students must go through the sample paper (expected question paper) provided below for popular subjects.

CUET 2024 Mock Test

CUET Sample Paper 2024 PDF Download

The CUET sample question paper 2024 PDF given below (is English Medium) offer a thorough review of the CUET syllabus. All of the questions’ answers are included in each paper, and they are all described in simple, understandable terms. Students will find it easier to solve similar problems in the future if they can comprehend the logic underlying the solutions. These papers aim to familiarize students with the format, organization, and kinds of questions that they will encounter on the test.

Candidates can check the solutions to each and every question in the pdf provided above. The solutions will help students develop a better thought process to answer every question.

CUET GT Sample Paper 2024

The General test question paper of the CUET exam is taken by the most number of students. It is an optional section that can be selected for any relevant purpose, such as vocational, open eligibility, cross-stream, or other. This is why, many students across the stream opt for this paper as it helps to secure admissions in multiple courses. The CUET exam pattern states that applicants must answer 50 questions out of 60 present in the exam paper in 60 minutes time.

The official question paper of the CUET General Test 2024 exam will be shared in PDF once the exam gets over. Meanwhile, students can have a look at the memory-based questions that were asked in the previous years exam. It will help candidates know the type of problems that are given in the general test exam paper.

  • When is constitution day celebrated?
  • Who has been appointed CEO of twitter recently?
  • If a side of cube is 6 cm find its volume.
  • Kathak is which state dance?
  • Find next number in the series- 8,16,32,64
  • Who is the chief minister of Madhya Pradesh?
  • Which is the largest river in India?
  • Who is the chief minister of Assam?
  • What is the currency of Bangladesh?
  • Pin Valley national park is situated in which state?

The Previous year question paper PDF of the CUET General test exam paper is given below for free download.

Download CUET UG General Test Previous Year Question Paper PDF

How to Download CUET UG 2024 Question Paper

Candidates can download the CUET UG question paper for the year 2024 and for other years also by following the steps provided below.

Step 1:  Visit the official website of the CUET UG exam

Step 2:  On the home page, click on the link that says CUET UG Question Paper Download

Step 3:  In the new page, select the year and subject combination

Step 4:  The question paper PDF for that particular subject for the selected year will appear on the screen

Step 5:  Download the paper PDF for practice or for matching answers with the answer key

Check: CUET UG Syllabus 2024

CUET-UG Question Paper: Exam Pattern 2024

One of the main purpose of the question paper is to educate candidates about the exam pattern. The CUET 2024 exam is divided into three sections. A maximum of ten subjects may be chosen by candidates from each of the three sections. The detailed exam scheme is tabulated below.

Benefits of CUET Expected Question Paper 2024

Following are the advantages of the CUET UG sample papers.

  • Candidates’ confidence is increased by practicing the CUET 2024 sample papers, which eases exam-related anxiety.
  • By carefully assessing their strengths and shortcomings, applicants can devise tactics to increase their score by using the CUET expected question paper 2024.
  • Additionally, completing the CUET 2024 sample paper gives applicants crucial knowledge about the best ways to approach the actual CUET 2024 exam. This exercise improves their comprehension of the structure of the CUET exam questions and helps them develop efficient time management techniques.
  • With the help of these expected questions and solutions, applicants can better prepare for commonly asked questions, gain a thorough understanding of these subjects, and learn how to efficiently manage their time during the real test.

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What is the language of the CUET question paper?

The CUET UG exam paper is held in 13 different languages. These languages are English, Hindi, Assamese, Kannada, Bengali, Gujarati, Malayalam, Marathi, Odia, Tamil, Telugu, Urdu, and Punjabi.

What is the official website to download the CUET UG question paper?

To download the official CUET UG question paper 2024, students should head to the website: exams.nta.ac.in/CUET-UG.

Is there negative marking in the CUET UG exam paper?

Yes, for every wrong answer, 1 mark is deducted in the CUET UG 2024 exam.

Where can I download the CUET UG practice papers?

The CUET UG expected paper 2024 (sample paper) can be downloaded in PDF from from the above article for free.

When will the CUET UG 2024 official question paper becomes available?

The CUET UG 2024 official question paper will be made available one month after the exam.

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The Economics of Infertility: Evidence from Reproductive Medicine

WHO estimates that as many as 1 in 6 individuals of reproductive age worldwide are affected by infertility. This paper uses rich administrative population-wide data from Sweden to construct and characterize the universe of infertility treatments, and to then quantify the private costs of infertility, the willingness to pay for infertility treatments, as well as the role of insurance coverage in alleviating infertility. Persistent infertility causes a long-run deterioration of mental health and couple stability, with no long-run “protective” effects (of having no child) on earnings. Despite the high private non-pecuniary cost of infertility, we estimate a relatively low revealed private willingness to pay for infertility treatment. The rate of IVF initiations drops by half when treatment is not covered by health insurance. The response to insurance is substantially more pronounced at lower income levels. At the median of the disposable income distribution, our estimates imply a willingness to pay of at most 22% of annual income for initiating an IVF treatment (or about a 30% chance of having a child). At least 40% of the response to insurance coverage can be explained by a liquidity effect rather than traditional moral hazard, implying that insurance provides an important consumption smoothing benefit in this context. We show that insurance coverage of infertility treatments determines both the total number of additional children and their allocation across the socioeconomic spectrum.

We are grateful for helpful comments from seminar participants at the University of Michigan, Stanford University, University of Zurich, the Becker Friedman Health Economics Initiative Annual Conference, and the Whistler Junior Health Economics Summit. We thank Iliriana Shala at the Research Institute for Industrial Economics for excellent research assistance. We also gratefully acknowledge support from the National Science Foundation (CAREER SES-2144072, Persson), 2022 Stanford Discovery Innovation Fund (Polyakova), the National Institute on Aging (K01AG05984301, Polyakova), and the Sweden-America Foundation (Moshfegh). The content is solely the responsibility of the authors and does not necessarily represent the official views of the National Science Foundation or the National Institute on Aging. The views expressed herein are those of the authors and do not necessarily reflect the views of the National Bureau of Economic Research.

MARC RIS BibTeΧ

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