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NOAA, NASA spearheading massive air quality research campaign this summer

A hazy smog settles over the Hudson River in New York City. Undated photo. (Image credit: iStock)

Scientists from NOAA, NASA and 21 universities from three countries are deploying state-of-the-art instruments in multiple, coordinated research campaigns this month to investigate how air pollution sources have shifted over recent decades.  

Since the 1970s, U.S. scientists and environmental regulators made significant strides in reducing air pollution by cleaning up tailpipe and smokestack emissions. Yet levels of two of the most harmful types of pollution, ground-level ozone and fine particulates, have decreased only modestly in recent years. Both still contribute to the premature deaths of more than 100,000 Americans every year. 

“This is an unprecedented scientific investigation — in scope, scale and sophistication — of an ongoing public health threat that kills people every year,” said NOAA Administrator Rick Spinrad, PhD. “No one agency or university could do anything like this alone.”

Using multiple satellites, seven research aircraft, vehicles, dozens of stationary installations — even instrumented backpacks — scientists will measure air pollution from sources that include transportation, industrial facilities, agriculture, wildfires and consumer products such as paint, pesticides and perfumes. The data will be scrutinized, analyzed and run through sophisticated chemical and weather models by scientists and the U.S. Environmental Protection Agency (EPA) in an effort to improve air pollution forecasts. Findings will be shared with state and local environmental officials to inform decisions about the most effective ways to reduce air pollution.

The data will also be used to evaluate the first observations made by NASA’s groundbreaking TEMPO offsite link instrument — the first geostationary space-borne sensor to continuously measure air pollution across North America. Lessons learned will aid the development of the new GeoXO satellites being jointly developed by NOAA and NASA.

Probing the causes of persistent pollution  

EPA, which sets national air quality regulations, currently lists about 200 U.S. counties as failing to meet the 8-hour ozone standard established in 2015. Sixty-nine counties are failing to meet the standard for fine particulates, or PM2.5, set in 2006. After decades of decline in ground-level ozone and fine particulate matter in the U.S., downward trends have slowed in recent years.  

Scientists from four NOAA research labs, led by the Chemical Sciences Laboratory (CSL), along with NOAA satellite scientists and research pilots, are leading three of the research projects. The largest, AEROMMA, has NOAA scientists and collaborators operating 30 specialized instruments aboard NASA’s DC-8 flying laboratory, collecting a myriad of chemical measurements over highly populated cities, including New York City, Chicago, Toronto and Los Angeles. 

“In order to make progress on reducing air pollution that negatively affects millions of Americans, we need to have a better understanding of the current sources of pollutants and what happens to these pollutants once they are in the atmosphere,” said CSL scientist Carsten Warneke, one of the AEROMMA project’s mission scientists.  

For decades, fossil fuel emissions were the primary source of urban volatile organic compounds or VOCs, which along with nitrogen oxides, or NOx, act as precursors to both ground-level ozone and particulate pollution. As VOCs from the transportation sector have declined, recent NOAA research shows that consumer products derived from fossil fuels (so-called “volatile chemical products”) may now contribute as much as 50% of total petrochemical VOC emissions in densely populated urban cities. These may not be properly accounted for in emission inventories or considered in air quality management strategies.

The campaigns may also have an opportunity to investigate another emerging air pollution source: wildfire smoke that has blanketed the Midwest and East Coast states this summer. 

Collecting data from the sidewalks to satellites

NASA researchers are also deploying two of their Gulfstream research aircraft with the DC-8,  mapping air quality and methane from high altitudes over the five cities while the DC-8 collects measurements at lower altitudes. Similar to the other projects, data collected by NASA’s  STAQS mission will be compared to TEMPO’s high-resolution estimates of trace gas and aerosols, as well as with emission inventories and atmospheric processes.

“NASA is excited to partner with NOAA and EPA during these field campaigns to learn how best to use the TEMPO satellite to observe hourly changes in air quality at the neighborhood scale over North America," said Barry Lefer, NASA's program scientist for tropospheric composition. 

A concurrent NOAA research mission, CUPiDS , will use NOAA’s Twin Otter research plane to zero in on the meteorology and dynamics of the atmosphere that creates and transports pollutants from the New York metro area downwind over Southern New England. Another element pairs a University of Maryland instrumented Cessna offsite link aircraft and a NOAA instrumented SUV making simultaneous measurements in the air and at the surface to better understand the vertical distribution of air pollution and greenhouse gas emissions in the Northeast corridor from DC-Baltimore up to New York City and Long Island Sound.   

On the ground , researchers from Yale University, Aerodyne Research Inc. and other NOAA-funded collaborators will be taking measurements from a rooftop site at the The City College of New York campus, downwind in Guilford, Connecticut, from a 62-meter research tower on Long Island, in coordination with the DC-8 and Twin Otter flights. NOAA’s Climate Program Office is providing major funding for these and other affiliated studies. 

“This regional network of ground sites has enormous potential to help us understand urban and downwind air pollution — not just today but under a continually changing climate,” said Yale Professor Drew Gentner, who is coordinating ground sites in New York and Connecticut.

In Manhattan, scientists will be carrying air pollution sensors in backpacks in a NOAA pilot project to investigate surface ozone and PM2.5 in underserved neighborhoods in New York City, where pollution directly impacts human health, especially during heat wave events.

Tying it all together 

“The large number of participants, measurements, the variety of platforms involved, and the way they are working together in a highly choreographed and coordinated way is unique,” said CSL Director David Fahey. “Our goal is a comprehensive view of air pollution spanning the U.S. to improve forecasts of urban and regional air quality and advance the health of our nation.” 

Media contact

Theo Stein,  theo.stein@noaa.gov , (303) 819-7409

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Environmental and Health Impacts of Air Pollution: A Review

Ioannis manisalidis.

1 Delphis S.A., Kifisia, Greece

2 Laboratory of Hygiene and Environmental Protection, Faculty of Medicine, Democritus University of Thrace, Alexandroupolis, Greece

Elisavet Stavropoulou

3 Centre Hospitalier Universitaire Vaudois (CHUV), Service de Médicine Interne, Lausanne, Switzerland

Agathangelos Stavropoulos

4 School of Social and Political Sciences, University of Glasgow, Glasgow, United Kingdom

Eugenia Bezirtzoglou

One of our era's greatest scourges is air pollution, on account not only of its impact on climate change but also its impact on public and individual health due to increasing morbidity and mortality. There are many pollutants that are major factors in disease in humans. Among them, Particulate Matter (PM), particles of variable but very small diameter, penetrate the respiratory system via inhalation, causing respiratory and cardiovascular diseases, reproductive and central nervous system dysfunctions, and cancer. Despite the fact that ozone in the stratosphere plays a protective role against ultraviolet irradiation, it is harmful when in high concentration at ground level, also affecting the respiratory and cardiovascular system. Furthermore, nitrogen oxide, sulfur dioxide, Volatile Organic Compounds (VOCs), dioxins, and polycyclic aromatic hydrocarbons (PAHs) are all considered air pollutants that are harmful to humans. Carbon monoxide can even provoke direct poisoning when breathed in at high levels. Heavy metals such as lead, when absorbed into the human body, can lead to direct poisoning or chronic intoxication, depending on exposure. Diseases occurring from the aforementioned substances include principally respiratory problems such as Chronic Obstructive Pulmonary Disease (COPD), asthma, bronchiolitis, and also lung cancer, cardiovascular events, central nervous system dysfunctions, and cutaneous diseases. Last but not least, climate change resulting from environmental pollution affects the geographical distribution of many infectious diseases, as do natural disasters. The only way to tackle this problem is through public awareness coupled with a multidisciplinary approach by scientific experts; national and international organizations must address the emergence of this threat and propose sustainable solutions.

Approach to the Problem

The interactions between humans and their physical surroundings have been extensively studied, as multiple human activities influence the environment. The environment is a coupling of the biotic (living organisms and microorganisms) and the abiotic (hydrosphere, lithosphere, and atmosphere).

Pollution is defined as the introduction into the environment of substances harmful to humans and other living organisms. Pollutants are harmful solids, liquids, or gases produced in higher than usual concentrations that reduce the quality of our environment.

Human activities have an adverse effect on the environment by polluting the water we drink, the air we breathe, and the soil in which plants grow. Although the industrial revolution was a great success in terms of technology, society, and the provision of multiple services, it also introduced the production of huge quantities of pollutants emitted into the air that are harmful to human health. Without any doubt, the global environmental pollution is considered an international public health issue with multiple facets. Social, economic, and legislative concerns and lifestyle habits are related to this major problem. Clearly, urbanization and industrialization are reaching unprecedented and upsetting proportions worldwide in our era. Anthropogenic air pollution is one of the biggest public health hazards worldwide, given that it accounts for about 9 million deaths per year ( 1 ).

Without a doubt, all of the aforementioned are closely associated with climate change, and in the event of danger, the consequences can be severe for mankind ( 2 ). Climate changes and the effects of global planetary warming seriously affect multiple ecosystems, causing problems such as food safety issues, ice and iceberg melting, animal extinction, and damage to plants ( 3 , 4 ).

Air pollution has various health effects. The health of susceptible and sensitive individuals can be impacted even on low air pollution days. Short-term exposure to air pollutants is closely related to COPD (Chronic Obstructive Pulmonary Disease), cough, shortness of breath, wheezing, asthma, respiratory disease, and high rates of hospitalization (a measurement of morbidity).

The long-term effects associated with air pollution are chronic asthma, pulmonary insufficiency, cardiovascular diseases, and cardiovascular mortality. According to a Swedish cohort study, diabetes seems to be induced after long-term air pollution exposure ( 5 ). Moreover, air pollution seems to have various malign health effects in early human life, such as respiratory, cardiovascular, mental, and perinatal disorders ( 3 ), leading to infant mortality or chronic disease in adult age ( 6 ).

National reports have mentioned the increased risk of morbidity and mortality ( 1 ). These studies were conducted in many places around the world and show a correlation between daily ranges of particulate matter (PM) concentration and daily mortality. Climate shifts and global planetary warming ( 3 ) could aggravate the situation. Besides, increased hospitalization (an index of morbidity) has been registered among the elderly and susceptible individuals for specific reasons. Fine and ultrafine particulate matter seems to be associated with more serious illnesses ( 6 ), as it can invade the deepest parts of the airways and more easily reach the bloodstream.

Air pollution mainly affects those living in large urban areas, where road emissions contribute the most to the degradation of air quality. There is also a danger of industrial accidents, where the spread of a toxic fog can be fatal to the populations of the surrounding areas. The dispersion of pollutants is determined by many parameters, most notably atmospheric stability and wind ( 6 ).

In developing countries ( 7 ), the problem is more serious due to overpopulation and uncontrolled urbanization along with the development of industrialization. This leads to poor air quality, especially in countries with social disparities and a lack of information on sustainable management of the environment. The use of fuels such as wood fuel or solid fuel for domestic needs due to low incomes exposes people to bad-quality, polluted air at home. It is of note that three billion people around the world are using the above sources of energy for their daily heating and cooking needs ( 8 ). In developing countries, the women of the household seem to carry the highest risk for disease development due to their longer duration exposure to the indoor air pollution ( 8 , 9 ). Due to its fast industrial development and overpopulation, China is one of the Asian countries confronting serious air pollution problems ( 10 , 11 ). The lung cancer mortality observed in China is associated with fine particles ( 12 ). As stated already, long-term exposure is associated with deleterious effects on the cardiovascular system ( 3 , 5 ). However, it is interesting to note that cardiovascular diseases have mostly been observed in developed and high-income countries rather than in the developing low-income countries exposed highly to air pollution ( 13 ). Extreme air pollution is recorded in India, where the air quality reaches hazardous levels. New Delhi is one of the more polluted cities in India. Flights in and out of New Delhi International Airport are often canceled due to the reduced visibility associated with air pollution. Pollution is occurring both in urban and rural areas in India due to the fast industrialization, urbanization, and rise in use of motorcycle transportation. Nevertheless, biomass combustion associated with heating and cooking needs and practices is a major source of household air pollution in India and in Nepal ( 14 , 15 ). There is spatial heterogeneity in India, as areas with diverse climatological conditions and population and education levels generate different indoor air qualities, with higher PM 2.5 observed in North Indian states (557–601 μg/m 3 ) compared to the Southern States (183–214 μg/m 3 ) ( 16 , 17 ). The cold climate of the North Indian areas may be the main reason for this, as longer periods at home and more heating are necessary compared to in the tropical climate of Southern India. Household air pollution in India is associated with major health effects, especially in women and young children, who stay indoors for longer periods. Chronic obstructive respiratory disease (CORD) and lung cancer are mostly observed in women, while acute lower respiratory disease is seen in young children under 5 years of age ( 18 ).

Accumulation of air pollution, especially sulfur dioxide and smoke, reaching 1,500 mg/m3, resulted in an increase in the number of deaths (4,000 deaths) in December 1952 in London and in 1963 in New York City (400 deaths) ( 19 ). An association of pollution with mortality was reported on the basis of monitoring of outdoor pollution in six US metropolitan cities ( 20 ). In every case, it seems that mortality was closely related to the levels of fine, inhalable, and sulfate particles more than with the levels of total particulate pollution, aerosol acidity, sulfur dioxide, or nitrogen dioxide ( 20 ).

Furthermore, extremely high levels of pollution are reported in Mexico City and Rio de Janeiro, followed by Milan, Ankara, Melbourne, Tokyo, and Moscow ( 19 ).

Based on the magnitude of the public health impact, it is certain that different kinds of interventions should be taken into account. Success and effectiveness in controlling air pollution, specifically at the local level, have been reported. Adequate technological means are applied considering the source and the nature of the emission as well as its impact on health and the environment. The importance of point sources and non-point sources of air pollution control is reported by Schwela and Köth-Jahr ( 21 ). Without a doubt, a detailed emission inventory must record all sources in a given area. Beyond considering the above sources and their nature, topography and meteorology should also be considered, as stated previously. Assessment of the control policies and methods is often extrapolated from the local to the regional and then to the global scale. Air pollution may be dispersed and transported from one region to another area located far away. Air pollution management means the reduction to acceptable levels or possible elimination of air pollutants whose presence in the air affects our health or the environmental ecosystem. Private and governmental entities and authorities implement actions to ensure the air quality ( 22 ). Air quality standards and guidelines were adopted for the different pollutants by the WHO and EPA as a tool for the management of air quality ( 1 , 23 ). These standards have to be compared to the emissions inventory standards by causal analysis and dispersion modeling in order to reveal the problematic areas ( 24 ). Inventories are generally based on a combination of direct measurements and emissions modeling ( 24 ).

As an example, we state here the control measures at the source through the use of catalytic converters in cars. These are devices that turn the pollutants and toxic gases produced from combustion engines into less-toxic pollutants by catalysis through redox reactions ( 25 ). In Greece, the use of private cars was restricted by tracking their license plates in order to reduce traffic congestion during rush hour ( 25 ).

Concerning industrial emissions, collectors and closed systems can keep the air pollution to the minimal standards imposed by legislation ( 26 ).

Current strategies to improve air quality require an estimation of the economic value of the benefits gained from proposed programs. These proposed programs by public authorities, and directives are issued with guidelines to be respected.

In Europe, air quality limit values AQLVs (Air Quality Limit Values) are issued for setting off planning claims ( 27 ). In the USA, the NAAQS (National Ambient Air Quality Standards) establish the national air quality limit values ( 27 ). While both standards and directives are based on different mechanisms, significant success has been achieved in the reduction of overall emissions and associated health and environmental effects ( 27 ). The European Directive identifies geographical areas of risk exposure as monitoring/assessment zones to record the emission sources and levels of air pollution ( 27 ), whereas the USA establishes global geographical air quality criteria according to the severity of their air quality problem and records all sources of the pollutants and their precursors ( 27 ).

In this vein, funds have been financing, directly or indirectly, projects related to air quality along with the technical infrastructure to maintain good air quality. These plans focus on an inventory of databases from air quality environmental planning awareness campaigns. Moreover, pollution measures of air emissions may be taken for vehicles, machines, and industries in urban areas.

Technological innovation can only be successful if it is able to meet the needs of society. In this sense, technology must reflect the decision-making practices and procedures of those involved in risk assessment and evaluation and act as a facilitator in providing information and assessments to enable decision makers to make the best decisions possible. Summarizing the aforementioned in order to design an effective air quality control strategy, several aspects must be considered: environmental factors and ambient air quality conditions, engineering factors and air pollutant characteristics, and finally, economic operating costs for technological improvement and administrative and legal costs. Considering the economic factor, competitiveness through neoliberal concepts is offering a solution to environmental problems ( 22 ).

The development of environmental governance, along with technological progress, has initiated the deployment of a dialogue. Environmental politics has created objections and points of opposition between different political parties, scientists, media, and governmental and non-governmental organizations ( 22 ). Radical environmental activism actions and movements have been created ( 22 ). The rise of the new information and communication technologies (ICTs) are many times examined as to whether and in which way they have influenced means of communication and social movements such as activism ( 28 ). Since the 1990s, the term “digital activism” has been used increasingly and in many different disciplines ( 29 ). Nowadays, multiple digital technologies can be used to produce a digital activism outcome on environmental issues. More specifically, devices with online capabilities such as computers or mobile phones are being used as a way to pursue change in political and social affairs ( 30 ).

In the present paper, we focus on the sources of environmental pollution in relation to public health and propose some solutions and interventions that may be of interest to environmental legislators and decision makers.

Sources of Exposure

It is known that the majority of environmental pollutants are emitted through large-scale human activities such as the use of industrial machinery, power-producing stations, combustion engines, and cars. Because these activities are performed at such a large scale, they are by far the major contributors to air pollution, with cars estimated to be responsible for approximately 80% of today's pollution ( 31 ). Some other human activities are also influencing our environment to a lesser extent, such as field cultivation techniques, gas stations, fuel tanks heaters, and cleaning procedures ( 32 ), as well as several natural sources, such as volcanic and soil eruptions and forest fires.

The classification of air pollutants is based mainly on the sources producing pollution. Therefore, it is worth mentioning the four main sources, following the classification system: Major sources, Area sources, Mobile sources, and Natural sources.

Major sources include the emission of pollutants from power stations, refineries, and petrochemicals, the chemical and fertilizer industries, metallurgical and other industrial plants, and, finally, municipal incineration.

Indoor area sources include domestic cleaning activities, dry cleaners, printing shops, and petrol stations.

Mobile sources include automobiles, cars, railways, airways, and other types of vehicles.

Finally, natural sources include, as stated previously, physical disasters ( 33 ) such as forest fire, volcanic erosion, dust storms, and agricultural burning.

However, many classification systems have been proposed. Another type of classification is a grouping according to the recipient of the pollution, as follows:

Air pollution is determined as the presence of pollutants in the air in large quantities for long periods. Air pollutants are dispersed particles, hydrocarbons, CO, CO 2 , NO, NO 2 , SO 3 , etc.

Water pollution is organic and inorganic charge and biological charge ( 10 ) at high levels that affect the water quality ( 34 , 35 ).

Soil pollution occurs through the release of chemicals or the disposal of wastes, such as heavy metals, hydrocarbons, and pesticides.

Air pollution can influence the quality of soil and water bodies by polluting precipitation, falling into water and soil environments ( 34 , 36 ). Notably, the chemistry of the soil can be amended due to acid precipitation by affecting plants, cultures, and water quality ( 37 ). Moreover, movement of heavy metals is favored by soil acidity, and metals are so then moving into the watery environment. It is known that heavy metals such as aluminum are noxious to wildlife and fishes. Soil quality seems to be of importance, as soils with low calcium carbonate levels are at increased jeopardy from acid rain. Over and above rain, snow and particulate matter drip into watery ' bodies ( 36 , 38 ).

Lastly, pollution is classified following type of origin:

Radioactive and nuclear pollution , releasing radioactive and nuclear pollutants into water, air, and soil during nuclear explosions and accidents, from nuclear weapons, and through handling or disposal of radioactive sewage.

Radioactive materials can contaminate surface water bodies and, being noxious to the environment, plants, animals, and humans. It is known that several radioactive substances such as radium and uranium concentrate in the bones and can cause cancers ( 38 , 39 ).

Noise pollution is produced by machines, vehicles, traffic noises, and musical installations that are harmful to our hearing.

The World Health Organization introduced the term DALYs. The DALYs for a disease or health condition is defined as the sum of the Years of Life Lost (YLL) due to premature mortality in the population and the Years Lost due to Disability (YLD) for people living with the health condition or its consequences ( 39 ). In Europe, air pollution is the main cause of disability-adjusted life years lost (DALYs), followed by noise pollution. The potential relationships of noise and air pollution with health have been studied ( 40 ). The study found that DALYs related to noise were more important than those related to air pollution, as the effects of environmental noise on cardiovascular disease were independent of air pollution ( 40 ). Environmental noise should be counted as an independent public health risk ( 40 ).

Environmental pollution occurs when changes in the physical, chemical, or biological constituents of the environment (air masses, temperature, climate, etc.) are produced.

Pollutants harm our environment either by increasing levels above normal or by introducing harmful toxic substances. Primary pollutants are directly produced from the above sources, and secondary pollutants are emitted as by-products of the primary ones. Pollutants can be biodegradable or non-biodegradable and of natural origin or anthropogenic, as stated previously. Moreover, their origin can be a unique source (point-source) or dispersed sources.

Pollutants have differences in physical and chemical properties, explaining the discrepancy in their capacity for producing toxic effects. As an example, we state here that aerosol compounds ( 41 – 43 ) have a greater toxicity than gaseous compounds due to their tiny size (solid or liquid) in the atmosphere; they have a greater penetration capacity. Gaseous compounds are eliminated more easily by our respiratory system ( 41 ). These particles are able to damage lungs and can even enter the bloodstream ( 41 ), leading to the premature deaths of millions of people yearly. Moreover, the aerosol acidity ([H+]) seems to considerably enhance the production of secondary organic aerosols (SOA), but this last aspect is not supported by other scientific teams ( 38 ).

Climate and Pollution

Air pollution and climate change are closely related. Climate is the other side of the same coin that reduces the quality of our Earth ( 44 ). Pollutants such as black carbon, methane, tropospheric ozone, and aerosols affect the amount of incoming sunlight. As a result, the temperature of the Earth is increasing, resulting in the melting of ice, icebergs, and glaciers.

In this vein, climatic changes will affect the incidence and prevalence of both residual and imported infections in Europe. Climate and weather affect the duration, timing, and intensity of outbreaks strongly and change the map of infectious diseases in the globe ( 45 ). Mosquito-transmitted parasitic or viral diseases are extremely climate-sensitive, as warming firstly shortens the pathogen incubation period and secondly shifts the geographic map of the vector. Similarly, water-warming following climate changes leads to a high incidence of waterborne infections. Recently, in Europe, eradicated diseases seem to be emerging due to the migration of population, for example, cholera, poliomyelitis, tick-borne encephalitis, and malaria ( 46 ).

The spread of epidemics is associated with natural climate disasters and storms, which seem to occur more frequently nowadays ( 47 ). Malnutrition and disequilibration of the immune system are also associated with the emerging infections affecting public health ( 48 ).

The Chikungunya virus “took the airplane” from the Indian Ocean to Europe, as outbreaks of the disease were registered in Italy ( 49 ) as well as autochthonous cases in France ( 50 ).

An increase in cryptosporidiosis in the United Kingdom and in the Czech Republic seems to have occurred following flooding ( 36 , 51 ).

As stated previously, aerosols compounds are tiny in size and considerably affect the climate. They are able to dissipate sunlight (the albedo phenomenon) by dispersing a quarter of the sun's rays back to space and have cooled the global temperature over the last 30 years ( 52 ).

Air Pollutants

The World Health Organization (WHO) reports on six major air pollutants, namely particle pollution, ground-level ozone, carbon monoxide, sulfur oxides, nitrogen oxides, and lead. Air pollution can have a disastrous effect on all components of the environment, including groundwater, soil, and air. Additionally, it poses a serious threat to living organisms. In this vein, our interest is mainly to focus on these pollutants, as they are related to more extensive and severe problems in human health and environmental impact. Acid rain, global warming, the greenhouse effect, and climate changes have an important ecological impact on air pollution ( 53 ).

Particulate Matter (PM) and Health

Studies have shown a relationship between particulate matter (PM) and adverse health effects, focusing on either short-term (acute) or long-term (chronic) PM exposure.

Particulate matter (PM) is usually formed in the atmosphere as a result of chemical reactions between the different pollutants. The penetration of particles is closely dependent on their size ( 53 ). Particulate Matter (PM) was defined as a term for particles by the United States Environmental Protection Agency ( 54 ). Particulate matter (PM) pollution includes particles with diameters of 10 micrometers (μm) or smaller, called PM 10 , and extremely fine particles with diameters that are generally 2.5 micrometers (μm) and smaller.

Particulate matter contains tiny liquid or solid droplets that can be inhaled and cause serious health effects ( 55 ). Particles <10 μm in diameter (PM 10 ) after inhalation can invade the lungs and even reach the bloodstream. Fine particles, PM 2.5 , pose a greater risk to health ( 6 , 56 ) ( Table 1 ).

Penetrability according to particle size.

Multiple epidemiological studies have been performed on the health effects of PM. A positive relation was shown between both short-term and long-term exposures of PM 2.5 and acute nasopharyngitis ( 56 ). In addition, long-term exposure to PM for years was found to be related to cardiovascular diseases and infant mortality.

Those studies depend on PM 2.5 monitors and are restricted in terms of study area or city area due to a lack of spatially resolved daily PM 2.5 concentration data and, in this way, are not representative of the entire population. Following a recent epidemiological study by the Department of Environmental Health at Harvard School of Public Health (Boston, MA) ( 57 ), it was reported that, as PM 2.5 concentrations vary spatially, an exposure error (Berkson error) seems to be produced, and the relative magnitudes of the short- and long-term effects are not yet completely elucidated. The team developed a PM 2.5 exposure model based on remote sensing data for assessing short- and long-term human exposures ( 57 ). This model permits spatial resolution in short-term effects plus the assessment of long-term effects in the whole population.

Moreover, respiratory diseases and affection of the immune system are registered as long-term chronic effects ( 58 ). It is worth noting that people with asthma, pneumonia, diabetes, and respiratory and cardiovascular diseases are especially susceptible and vulnerable to the effects of PM. PM 2.5 , followed by PM 10 , are strongly associated with diverse respiratory system diseases ( 59 ), as their size permits them to pierce interior spaces ( 60 ). The particles produce toxic effects according to their chemical and physical properties. The components of PM 10 and PM 2.5 can be organic (polycyclic aromatic hydrocarbons, dioxins, benzene, 1-3 butadiene) or inorganic (carbon, chlorides, nitrates, sulfates, metals) in nature ( 55 ).

Particulate Matter (PM) is divided into four main categories according to type and size ( 61 ) ( Table 2 ).

Types and sizes of particulate Matter (PM).

Gas contaminants include PM in aerial masses.

Particulate contaminants include contaminants such as smog, soot, tobacco smoke, oil smoke, fly ash, and cement dust.

Biological Contaminants are microorganisms (bacteria, viruses, fungi, mold, and bacterial spores), cat allergens, house dust and allergens, and pollen.

Types of Dust include suspended atmospheric dust, settling dust, and heavy dust.

Finally, another fact is that the half-lives of PM 10 and PM 2.5 particles in the atmosphere is extended due to their tiny dimensions; this permits their long-lasting suspension in the atmosphere and even their transfer and spread to distant destinations where people and the environment may be exposed to the same magnitude of pollution ( 53 ). They are able to change the nutrient balance in watery ecosystems, damage forests and crops, and acidify water bodies.

As stated, PM 2.5 , due to their tiny size, are causing more serious health effects. These aforementioned fine particles are the main cause of the “haze” formation in different metropolitan areas ( 12 , 13 , 61 ).

Ozone Impact in the Atmosphere

Ozone (O 3 ) is a gas formed from oxygen under high voltage electric discharge ( 62 ). It is a strong oxidant, 52% stronger than chlorine. It arises in the stratosphere, but it could also arise following chain reactions of photochemical smog in the troposphere ( 63 ).

Ozone can travel to distant areas from its initial source, moving with air masses ( 64 ). It is surprising that ozone levels over cities are low in contrast to the increased amounts occuring in urban areas, which could become harmful for cultures, forests, and vegetation ( 65 ) as it is reducing carbon assimilation ( 66 ). Ozone reduces growth and yield ( 47 , 48 ) and affects the plant microflora due to its antimicrobial capacity ( 67 , 68 ). In this regard, ozone acts upon other natural ecosystems, with microflora ( 69 , 70 ) and animal species changing their species composition ( 71 ). Ozone increases DNA damage in epidermal keratinocytes and leads to impaired cellular function ( 72 ).

Ground-level ozone (GLO) is generated through a chemical reaction between oxides of nitrogen and VOCs emitted from natural sources and/or following anthropogenic activities.

Ozone uptake usually occurs by inhalation. Ozone affects the upper layers of the skin and the tear ducts ( 73 ). A study of short-term exposure of mice to high levels of ozone showed malondialdehyde formation in the upper skin (epidermis) but also depletion in vitamins C and E. It is likely that ozone levels are not interfering with the skin barrier function and integrity to predispose to skin disease ( 74 ).

Due to the low water-solubility of ozone, inhaled ozone has the capacity to penetrate deeply into the lungs ( 75 ).

Toxic effects induced by ozone are registered in urban areas all over the world, causing biochemical, morphologic, functional, and immunological disorders ( 76 ).

The European project (APHEA2) focuses on the acute effects of ambient ozone concentrations on mortality ( 77 ). Daily ozone concentrations compared to the daily number of deaths were reported from different European cities for a 3-year period. During the warm period of the year, an observed increase in ozone concentration was associated with an increase in the daily number of deaths (0.33%), in the number of respiratory deaths (1.13%), and in the number of cardiovascular deaths (0.45%). No effect was observed during wintertime.

Carbon Monoxide (CO)

Carbon monoxide is produced by fossil fuel when combustion is incomplete. The symptoms of poisoning due to inhaling carbon monoxide include headache, dizziness, weakness, nausea, vomiting, and, finally, loss of consciousness.

The affinity of carbon monoxide to hemoglobin is much greater than that of oxygen. In this vein, serious poisoning may occur in people exposed to high levels of carbon monoxide for a long period of time. Due to the loss of oxygen as a result of the competitive binding of carbon monoxide, hypoxia, ischemia, and cardiovascular disease are observed.

Carbon monoxide affects the greenhouses gases that are tightly connected to global warming and climate. This should lead to an increase in soil and water temperatures, and extreme weather conditions or storms may occur ( 68 ).

However, in laboratory and field experiments, it has been seen to produce increased plant growth ( 78 ).

Nitrogen Oxide (NO 2 )

Nitrogen oxide is a traffic-related pollutant, as it is emitted from automobile motor engines ( 79 , 80 ). It is an irritant of the respiratory system as it penetrates deep in the lung, inducing respiratory diseases, coughing, wheezing, dyspnea, bronchospasm, and even pulmonary edema when inhaled at high levels. It seems that concentrations over 0.2 ppm produce these adverse effects in humans, while concentrations higher than 2.0 ppm affect T-lymphocytes, particularly the CD8+ cells and NK cells that produce our immune response ( 81 ).It is reported that long-term exposure to high levels of nitrogen dioxide can be responsible for chronic lung disease. Long-term exposure to NO 2 can impair the sense of smell ( 81 ).

However, systems other than respiratory ones can be involved, as symptoms such as eye, throat, and nose irritation have been registered ( 81 ).

High levels of nitrogen dioxide are deleterious to crops and vegetation, as they have been observed to reduce crop yield and plant growth efficiency. Moreover, NO 2 can reduce visibility and discolor fabrics ( 81 ).

Sulfur Dioxide (SO 2 )

Sulfur dioxide is a harmful gas that is emitted mainly from fossil fuel consumption or industrial activities. The annual standard for SO 2 is 0.03 ppm ( 82 ). It affects human, animal, and plant life. Susceptible people as those with lung disease, old people, and children, who present a higher risk of damage. The major health problems associated with sulfur dioxide emissions in industrialized areas are respiratory irritation, bronchitis, mucus production, and bronchospasm, as it is a sensory irritant and penetrates deep into the lung converted into bisulfite and interacting with sensory receptors, causing bronchoconstriction. Moreover, skin redness, damage to the eyes (lacrimation and corneal opacity) and mucous membranes, and worsening of pre-existing cardiovascular disease have been observed ( 81 ).

Environmental adverse effects, such as acidification of soil and acid rain, seem to be associated with sulfur dioxide emissions ( 83 ).

Lead is a heavy metal used in different industrial plants and emitted from some petrol motor engines, batteries, radiators, waste incinerators, and waste waters ( 84 ).

Moreover, major sources of lead pollution in the air are metals, ore, and piston-engine aircraft. Lead poisoning is a threat to public health due to its deleterious effects upon humans, animals, and the environment, especially in the developing countries.

Exposure to lead can occur through inhalation, ingestion, and dermal absorption. Trans- placental transport of lead was also reported, as lead passes through the placenta unencumbered ( 85 ). The younger the fetus is, the more harmful the toxic effects. Lead toxicity affects the fetal nervous system; edema or swelling of the brain is observed ( 86 ). Lead, when inhaled, accumulates in the blood, soft tissue, liver, lung, bones, and cardiovascular, nervous, and reproductive systems. Moreover, loss of concentration and memory, as well as muscle and joint pain, were observed in adults ( 85 , 86 ).

Children and newborns ( 87 ) are extremely susceptible even to minimal doses of lead, as it is a neurotoxicant and causes learning disabilities, impairment of memory, hyperactivity, and even mental retardation.

Elevated amounts of lead in the environment are harmful to plants and crop growth. Neurological effects are observed in vertebrates and animals in association with high lead levels ( 88 ).

Polycyclic Aromatic Hydrocarbons(PAHs)

The distribution of PAHs is ubiquitous in the environment, as the atmosphere is the most important means of their dispersal. They are found in coal and in tar sediments. Moreover, they are generated through incomplete combustion of organic matter as in the cases of forest fires, incineration, and engines ( 89 ). PAH compounds, such as benzopyrene, acenaphthylene, anthracene, and fluoranthene are recognized as toxic, mutagenic, and carcinogenic substances. They are an important risk factor for lung cancer ( 89 ).

Volatile Organic Compounds(VOCs)

Volatile organic compounds (VOCs), such as toluene, benzene, ethylbenzene, and xylene ( 90 ), have been found to be associated with cancer in humans ( 91 ). The use of new products and materials has actually resulted in increased concentrations of VOCs. VOCs pollute indoor air ( 90 ) and may have adverse effects on human health ( 91 ). Short-term and long-term adverse effects on human health are observed. VOCs are responsible for indoor air smells. Short-term exposure is found to cause irritation of eyes, nose, throat, and mucosal membranes, while those of long duration exposure include toxic reactions ( 92 ). Predictable assessment of the toxic effects of complex VOC mixtures is difficult to estimate, as these pollutants can have synergic, antagonistic, or indifferent effects ( 91 , 93 ).

Dioxins originate from industrial processes but also come from natural processes, such as forest fires and volcanic eruptions. They accumulate in foods such as meat and dairy products, fish and shellfish, and especially in the fatty tissue of animals ( 94 ).

Short-period exhibition to high dioxin concentrations may result in dark spots and lesions on the skin ( 94 ). Long-term exposure to dioxins can cause developmental problems, impairment of the immune, endocrine and nervous systems, reproductive infertility, and cancer ( 94 ).

Without any doubt, fossil fuel consumption is responsible for a sizeable part of air contamination. This contamination may be anthropogenic, as in agricultural and industrial processes or transportation, while contamination from natural sources is also possible. Interestingly, it is of note that the air quality standards established through the European Air Quality Directive are somewhat looser than the WHO guidelines, which are stricter ( 95 ).

Effect of Air Pollution on Health

The most common air pollutants are ground-level ozone and Particulates Matter (PM). Air pollution is distinguished into two main types:

Outdoor pollution is the ambient air pollution.

Indoor pollution is the pollution generated by household combustion of fuels.

People exposed to high concentrations of air pollutants experience disease symptoms and states of greater and lesser seriousness. These effects are grouped into short- and long-term effects affecting health.

Susceptible populations that need to be aware of health protection measures include old people, children, and people with diabetes and predisposing heart or lung disease, especially asthma.

As extensively stated previously, according to a recent epidemiological study from Harvard School of Public Health, the relative magnitudes of the short- and long-term effects have not been completely clarified ( 57 ) due to the different epidemiological methodologies and to the exposure errors. New models are proposed for assessing short- and long-term human exposure data more successfully ( 57 ). Thus, in the present section, we report the more common short- and long-term health effects but also general concerns for both types of effects, as these effects are often dependent on environmental conditions, dose, and individual susceptibility.

Short-term effects are temporary and range from simple discomfort, such as irritation of the eyes, nose, skin, throat, wheezing, coughing and chest tightness, and breathing difficulties, to more serious states, such as asthma, pneumonia, bronchitis, and lung and heart problems. Short-term exposure to air pollution can also cause headaches, nausea, and dizziness.

These problems can be aggravated by extended long-term exposure to the pollutants, which is harmful to the neurological, reproductive, and respiratory systems and causes cancer and even, rarely, deaths.

The long-term effects are chronic, lasting for years or the whole life and can even lead to death. Furthermore, the toxicity of several air pollutants may also induce a variety of cancers in the long term ( 96 ).

As stated already, respiratory disorders are closely associated with the inhalation of air pollutants. These pollutants will invade through the airways and will accumulate at the cells. Damage to target cells should be related to the pollutant component involved and its source and dose. Health effects are also closely dependent on country, area, season, and time. An extended exposure duration to the pollutant should incline to long-term health effects in relation also to the above factors.

Particulate Matter (PMs), dust, benzene, and O 3 cause serious damage to the respiratory system ( 97 ). Moreover, there is a supplementary risk in case of existing respiratory disease such as asthma ( 98 ). Long-term effects are more frequent in people with a predisposing disease state. When the trachea is contaminated by pollutants, voice alterations may be remarked after acute exposure. Chronic obstructive pulmonary disease (COPD) may be induced following air pollution, increasing morbidity and mortality ( 99 ). Long-term effects from traffic, industrial air pollution, and combustion of fuels are the major factors for COPD risk ( 99 ).

Multiple cardiovascular effects have been observed after exposure to air pollutants ( 100 ). Changes occurred in blood cells after long-term exposure may affect cardiac functionality. Coronary arteriosclerosis was reported following long-term exposure to traffic emissions ( 101 ), while short-term exposure is related to hypertension, stroke, myocardial infracts, and heart insufficiency. Ventricle hypertrophy is reported to occur in humans after long-time exposure to nitrogen oxide (NO 2 ) ( 102 , 103 ).

Neurological effects have been observed in adults and children after extended-term exposure to air pollutants.

Psychological complications, autism, retinopathy, fetal growth, and low birth weight seem to be related to long-term air pollution ( 83 ). The etiologic agent of the neurodegenerative diseases (Alzheimer's and Parkinson's) is not yet known, although it is believed that extended exposure to air pollution seems to be a factor. Specifically, pesticides and metals are cited as etiological factors, together with diet. The mechanisms in the development of neurodegenerative disease include oxidative stress, protein aggregation, inflammation, and mitochondrial impairment in neurons ( 104 ) ( Figure 1 ).

Impact of air pollutants on the brain.

Brain inflammation was observed in dogs living in a highly polluted area in Mexico for a long period ( 105 ). In human adults, markers of systemic inflammation (IL-6 and fibrinogen) were found to be increased as an immediate response to PNC on the IL-6 level, possibly leading to the production of acute-phase proteins ( 106 ). The progression of atherosclerosis and oxidative stress seem to be the mechanisms involved in the neurological disturbances caused by long-term air pollution. Inflammation comes secondary to the oxidative stress and seems to be involved in the impairment of developmental maturation, affecting multiple organs ( 105 , 107 ). Similarly, other factors seem to be involved in the developmental maturation, which define the vulnerability to long-term air pollution. These include birthweight, maternal smoking, genetic background and socioeconomic environment, as well as education level.

However, diet, starting from breast-feeding, is another determinant factor. Diet is the main source of antioxidants, which play a key role in our protection against air pollutants ( 108 ). Antioxidants are free radical scavengers and limit the interaction of free radicals in the brain ( 108 ). Similarly, genetic background may result in a differential susceptibility toward the oxidative stress pathway ( 60 ). For example, antioxidant supplementation with vitamins C and E appears to modulate the effect of ozone in asthmatic children homozygous for the GSTM1 null allele ( 61 ). Inflammatory cytokines released in the periphery (e.g., respiratory epithelia) upregulate the innate immune Toll-like receptor 2. Such activation and the subsequent events leading to neurodegeneration have recently been observed in lung lavage in mice exposed to ambient Los Angeles (CA, USA) particulate matter ( 61 ). In children, neurodevelopmental morbidities were observed after lead exposure. These children developed aggressive and delinquent behavior, reduced intelligence, learning difficulties, and hyperactivity ( 109 ). No level of lead exposure seems to be “safe,” and the scientific community has asked the Centers for Disease Control and Prevention (CDC) to reduce the current screening guideline of 10 μg/dl ( 109 ).

It is important to state that impact on the immune system, causing dysfunction and neuroinflammation ( 104 ), is related to poor air quality. Yet, increases in serum levels of immunoglobulins (IgA, IgM) and the complement component C3 are observed ( 106 ). Another issue is that antigen presentation is affected by air pollutants, as there is an upregulation of costimulatory molecules such as CD80 and CD86 on macrophages ( 110 ).

As is known, skin is our shield against ultraviolet radiation (UVR) and other pollutants, as it is the most exterior layer of our body. Traffic-related pollutants, such as PAHs, VOCs, oxides, and PM, may cause pigmented spots on our skin ( 111 ). On the one hand, as already stated, when pollutants penetrate through the skin or are inhaled, damage to the organs is observed, as some of these pollutants are mutagenic and carcinogenic, and, specifically, they affect the liver and lung. On the other hand, air pollutants (and those in the troposphere) reduce the adverse effects of ultraviolet radiation UVR in polluted urban areas ( 111 ). Air pollutants absorbed by the human skin may contribute to skin aging, psoriasis, acne, urticaria, eczema, and atopic dermatitis ( 111 ), usually caused by exposure to oxides and photochemical smoke ( 111 ). Exposure to PM and cigarette smoking act as skin-aging agents, causing spots, dyschromia, and wrinkles. Lastly, pollutants have been associated with skin cancer ( 111 ).

Higher morbidity is reported to fetuses and children when exposed to the above dangers. Impairment in fetal growth, low birth weight, and autism have been reported ( 112 ).

Another exterior organ that may be affected is the eye. Contamination usually comes from suspended pollutants and may result in asymptomatic eye outcomes, irritation ( 112 ), retinopathy, or dry eye syndrome ( 113 , 114 ).

Environmental Impact of Air Pollution

Air pollution is harming not only human health but also the environment ( 115 ) in which we live. The most important environmental effects are as follows.

Acid rain is wet (rain, fog, snow) or dry (particulates and gas) precipitation containing toxic amounts of nitric and sulfuric acids. They are able to acidify the water and soil environments, damage trees and plantations, and even damage buildings and outdoor sculptures, constructions, and statues.

Haze is produced when fine particles are dispersed in the air and reduce the transparency of the atmosphere. It is caused by gas emissions in the air coming from industrial facilities, power plants, automobiles, and trucks.

Ozone , as discussed previously, occurs both at ground level and in the upper level (stratosphere) of the Earth's atmosphere. Stratospheric ozone is protecting us from the Sun's harmful ultraviolet (UV) rays. In contrast, ground-level ozone is harmful to human health and is a pollutant. Unfortunately, stratospheric ozone is gradually damaged by ozone-depleting substances (i.e., chemicals, pesticides, and aerosols). If this protecting stratospheric ozone layer is thinned, then UV radiation can reach our Earth, with harmful effects for human life (skin cancer) ( 116 ) and crops ( 117 ). In plants, ozone penetrates through the stomata, inducing them to close, which blocks CO 2 transfer and induces a reduction in photosynthesis ( 118 ).

Global climate change is an important issue that concerns mankind. As is known, the “greenhouse effect” keeps the Earth's temperature stable. Unhappily, anthropogenic activities have destroyed this protecting temperature effect by producing large amounts of greenhouse gases, and global warming is mounting, with harmful effects on human health, animals, forests, wildlife, agriculture, and the water environment. A report states that global warming is adding to the health risks of poor people ( 119 ).

People living in poorly constructed buildings in warm-climate countries are at high risk for heat-related health problems as temperatures mount ( 119 ).

Wildlife is burdened by toxic pollutants coming from the air, soil, or the water ecosystem and, in this way, animals can develop health problems when exposed to high levels of pollutants. Reproductive failure and birth effects have been reported.

Eutrophication is occurring when elevated concentrations of nutrients (especially nitrogen) stimulate the blooming of aquatic algae, which can cause a disequilibration in the diversity of fish and their deaths.

Without a doubt, there is a critical concentration of pollution that an ecosystem can tolerate without being destroyed, which is associated with the ecosystem's capacity to neutralize acidity. The Canada Acid Rain Program established this load at 20 kg/ha/yr ( 120 ).

Hence, air pollution has deleterious effects on both soil and water ( 121 ). Concerning PM as an air pollutant, its impact on crop yield and food productivity has been reported. Its impact on watery bodies is associated with the survival of living organisms and fishes and their productivity potential ( 121 ).

An impairment in photosynthetic rhythm and metabolism is observed in plants exposed to the effects of ozone ( 121 ).

Sulfur and nitrogen oxides are involved in the formation of acid rain and are harmful to plants and marine organisms.

Last but not least, as mentioned above, the toxicity associated with lead and other metals is the main threat to our ecosystems (air, water, and soil) and living creatures ( 121 ).

In 2018, during the first WHO Global Conference on Air Pollution and Health, the WHO's General Director, Dr. Tedros Adhanom Ghebreyesus, called air pollution a “silent public health emergency” and “the new tobacco” ( 122 ).

Undoubtedly, children are particularly vulnerable to air pollution, especially during their development. Air pollution has adverse effects on our lives in many different respects.

Diseases associated with air pollution have not only an important economic impact but also a societal impact due to absences from productive work and school.

Despite the difficulty of eradicating the problem of anthropogenic environmental pollution, a successful solution could be envisaged as a tight collaboration of authorities, bodies, and doctors to regularize the situation. Governments should spread sufficient information and educate people and should involve professionals in these issues so as to control the emergence of the problem successfully.

Technologies to reduce air pollution at the source must be established and should be used in all industries and power plants. The Kyoto Protocol of 1997 set as a major target the reduction of GHG emissions to below 5% by 2012 ( 123 ). This was followed by the Copenhagen summit, 2009 ( 124 ), and then the Durban summit of 2011 ( 125 ), where it was decided to keep to the same line of action. The Kyoto protocol and the subsequent ones were ratified by many countries. Among the pioneers who adopted this important protocol for the world's environmental and climate “health” was China ( 3 ). As is known, China is a fast-developing economy and its GDP (Gross Domestic Product) is expected to be very high by 2050, which is defined as the year of dissolution of the protocol for the decrease in gas emissions.

A more recent international agreement of crucial importance for climate change is the Paris Agreement of 2015, issued by the UNFCCC (United Nations Climate Change Committee). This latest agreement was ratified by a plethora of UN (United Nations) countries as well as the countries of the European Union ( 126 ). In this vein, parties should promote actions and measures to enhance numerous aspects around the subject. Boosting education, training, public awareness, and public participation are some of the relevant actions for maximizing the opportunities to achieve the targets and goals on the crucial matter of climate change and environmental pollution ( 126 ). Without any doubt, technological improvements makes our world easier and it seems difficult to reduce the harmful impact caused by gas emissions, we could limit its use by seeking reliable approaches.

Synopsizing, a global prevention policy should be designed in order to combat anthropogenic air pollution as a complement to the correct handling of the adverse health effects associated with air pollution. Sustainable development practices should be applied, together with information coming from research in order to handle the problem effectively.

At this point, international cooperation in terms of research, development, administration policy, monitoring, and politics is vital for effective pollution control. Legislation concerning air pollution must be aligned and updated, and policy makers should propose the design of a powerful tool of environmental and health protection. As a result, the main proposal of this essay is that we should focus on fostering local structures to promote experience and practice and extrapolate these to the international level through developing effective policies for sustainable management of ecosystems.

Author Contributions

All authors listed have made a substantial, direct and intellectual contribution to the work, and approved it for publication.

Conflict of Interest

IM is employed by the company Delphis S.A. The remaining authors declare that the present review paper was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.

Article  

• Volume 22, issue 7
• ACP, 22, 4615–4703, 2022
• Peer review
• Related articles

Advances in air quality research – current and emerging challenges

Ranjeet s. sokhi, nicolas moussiopoulos, alexander baklanov, john bartzis, isabelle coll, sandro finardi, rainer friedrich, camilla geels, tiia grönholm, tomas halenka, matthias ketzel, androniki maragkidou, volker matthias, jana moldanova, leonidas ntziachristos, klaus schäfer, peter suppan, george tsegas, greg carmichael, vicente franco, steve hanna, jukka-pekka jalkanen, guus j. m. velders, jaakko kukkonen.

This review provides a community's perspective on air quality research focusing mainly on developments over the past decade. The article provides perspectives on current and future challenges as well as research needs for selected key topics. While this paper is not an exhaustive review of all research areas in the field of air quality, we have selected key topics that we feel are important from air quality research and policy perspectives. After providing a short historical overview, this review focuses on improvements in characterizing sources and emissions of air pollution, new air quality observations and instrumentation, advances in air quality prediction and forecasting, understanding interactions of air quality with meteorology and climate, exposure and health assessment, and air quality management and policy. In conducting the review, specific objectives were (i) to address current developments that push the boundaries of air quality research forward, (ii) to highlight the emerging prominent gaps of knowledge in air quality research, and (iii) to make recommendations to guide the direction for future research within the wider community. This review also identifies areas of particular importance for air quality policy. The original concept of this review was borne at the International Conference on Air Quality 2020 (held online due to the COVID 19 restrictions during 18–26 May 2020), but the article incorporates a wider landscape of research literature within the field of air quality science. On air pollution emissions the review highlights, in particular, the need to reduce uncertainties in emissions from diffuse sources, particulate matter chemical components, shipping emissions, and the importance of considering both indoor and outdoor sources. There is a growing need to have integrated air pollution and related observations from both ground-based and remote sensing instruments, including in particular those on satellites. The research should also capitalize on the growing area of low-cost sensors, while ensuring a quality of the measurements which are regulated by guidelines. Connecting various physical scales in air quality modelling is still a continual issue, with cities being affected by air pollution gradients at local scales and by long-range transport. At the same time, one should allow for the impacts from climate change on a longer timescale. Earth system modelling offers considerable potential by providing a consistent framework for treating scales and processes, especially where there are significant feedbacks, such as those related to aerosols, chemistry, and meteorology. Assessment of exposure to air pollution should consider the impacts of both indoor and outdoor emissions, as well as application of more sophisticated, dynamic modelling approaches to predict concentrations of air pollutants in both environments. With particulate matter being one of the most important pollutants for health, research is indicating the urgent need to understand, in particular, the role of particle number and chemical components in terms of health impact, which in turn requires improved emission inventories and models for predicting high-resolution distributions of these metrics over cities. The review also examines how air pollution management needs to adapt to the above-mentioned new challenges and briefly considers the implications from the COVID-19 pandemic for air quality. Finally, we provide recommendations for air quality research and support for policy.

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Sokhi, R. S., Moussiopoulos, N., Baklanov, A., Bartzis, J., Coll, I., Finardi, S., Friedrich, R., Geels, C., Grönholm, T., Halenka, T., Ketzel, M., Maragkidou, A., Matthias, V., Moldanova, J., Ntziachristos, L., Schäfer, K., Suppan, P., Tsegas, G., Carmichael, G., Franco, V., Hanna, S., Jalkanen, J.-P., Velders, G. J. M., and Kukkonen, J.: Advances in air quality research – current and emerging challenges, Atmos. Chem. Phys., 22, 4615–4703, https://doi.org/10.5194/acp-22-4615-2022, 2022.

We wish to dedicate this article to the following eminent scientists who made immense contributions to the science of air quality and its impacts: Paul J. Crutzen (1933–2021), atmospheric chemist, awarded the Nobel Prize in Chemistry 1995; Mario Molina (1943–2020), atmospheric chemist, awarded the Nobel Prize in Chemistry 1995; Samohineeveesu Trivikrama Rao (1944–2021), air pollution meteorology and atmospheric modelling; Kirk Smith (1947–2020), global environmental health; Martin Williams (1947–2020), air quality science and policy; Sergej Zilitinkevich (1936–2021), atmospheric turbulence, awarded the IMO Prize 2019.

Air pollution remains one of the greatest environmental risks facing humanity. WHO (2016) estimated that over 90 % of the global population is exposed to air quality that does not meet WHO guidelines, and Shaddick et al. (2020) report that 55 % of the world's population were exposed to PM 2.5 concentrations that were increasing between 2010 and 2016. Shaddick et al. (2020) also highlighted marked inequalities between global regions, with decreasing trends in annual average population-weighted concentrations in North America and Europe but increasing trends in central and southern Asia. WHO (2016) has evaluated that approximately 7 million people died prematurely in 2012 throughout the world as a result of air pollution exposure originating from emissions from outdoor and indoor anthropogenic sources. The recent update from the World Health Organization (WHO) of air quality guidelines (WHO, 2021) has emphasized the need to further curtail air pollution emissions and improve air quality globally.

Over the past decade there have been significant developments in the field of air quality research spanning improvements in characterizing sources and emissions of air pollution, new measurement technologies offering the possibility of low-cost sensors, advances in air quality prediction and forecasting, understanding interactions with meteorology and climate, and exposure assessment and management. However, there has not been a broader and comprehensive review of recent developments that push the boundaries of air quality research forward. This was recognized as a major gap in the literature at the last International Conference on Air Quality – Science and Application held online due to the COVID 19 restrictions during 18–26 May 2020. While the concept of this review originated at the International Conference on Air Quality and was stimulated by the presentations and discussions at the conference, this article has been extended to incorporate a wider landscape of research literature in the field of air quality, spanning in particular the developments occurring over the last decade. It is hoped that such a review will help to pave the path for further research in key areas where significant gaps of knowledge still exist and also to make recommendations to guide the direction for future research within the wider community. Although this paper has been written to be accessible to readers from a wide scientific and policy background, it does not seek to provide an introduction to the topic of air quality science. For readers less familiar with the research area, an introductory lecture with a focus on air quality in megacities has been published by Molina (2021). There are also other recent specific reviews, e.g. Manisalidis et al. (2020) on health impacts and Fowler et al. (2020) on air quality developments. This section begins with a short historical perspective on air quality research, before providing the underlying rationale for the key areas considered in this paper.

1.1  A brief historical perspective

In order to provide context to the topics considered in this review, this section briefly touches upon developments of air quality research since the last century. For a more thorough historical survey of air quality issues, the reader is referred to Fowler et al. (2020). Over the previous century there have been a number of landmark events of elevated air pollution that have brought air quality increasingly to prominence, especially in relation to the adverse health impacts. It has been well-known since the early 1900s that cold weather in winter can lead to increased mortality (e.g. Russell, 1926).

The perception that air pollution can have severe health impacts significantly changed when a high-air-pollution episode occurred from 1–5 December 1930 over an industrial town in the Meuse Valley in Belgium (Firket, 1936). The atmospheric conditions were foggy and stagnant. A large proportion of the population experienced acute respiratory symptoms; in addition, health conditions of people with pre-existing cardiorespiratory problems worsened (e.g. Nemery et al., 2001; Anderson, 2009). A similar event was recorded in Donora, Pennsylvania, USA, during October 1948, reported by Schrenk (1949). Although air pollution was generally treated as a nuisance, this “unusual episode” along with that over the Meuse Valley raised awareness and acceptance of the seriousness of air pollution for human health. Both air pollution events, Meuse Valley and Donora, were associated with air pollution from industrial emissions, which accumulated during cold winter periods exhibiting atmospheric stagnation caused by thermal inversions.

The so-called “Great London Smog” occurred from 5–9 December 1952, when similar stagnant atmospheric conditions were prevalent. However, in this case the cause of the severe air pollution was mainly the burning of low-grade, sulfur-rich coal for home heating (e.g. Anderson, 2009). Estimates of deaths resulting from this smog episode range from 4000 to 12 000 (e.g. Stone, 2002).

Since these historical events, the prominence of air pollution sources has changed from industrial and heating to road traffic and become a global threat to health. Trends of air pollution emissions over the past decades have been markedly different for different regions of the world, which has led to similar disparities in air quality concentrations (e.g. Sokhi, 2012). These disparities still exist, as shown in Fig. 1. Spatial distributions in this figure are based on recent analysis showing the large variations in population-weighted annual mean PM 2.5 concentrations across the globe. Commonly, now some of the highest concentrations occur in parts of Asia, Africa, and Latin America as reported by Health Effects Institute (HEI, 2020).

Figure 1 Global distribution of population-weighted annual PM 2.5 concentrations for 2019 (HEI, 2020). Figure produced from https://www.stateofglobalair.org/data/#/air/map (last access: 10 December 2021).

As the recognition of poor air quality has increased, so has the need for the capability to assess levels of key air pollutants not only through monitoring but also through modelling. Historically, although air pollution was obviously poor prior to the first World War (WWI), the primary impetus for development of transport and dispersion (T&D) models during and after WWI was the widespread use of chemical weapons. Fundamental theoretical advances were made by Lewis Fry Richardson, George Keith Batchelor, and many other famous fluid dynamicists. The earliest models were analytical (e.g. Gaussian and K-theory) models used for surface boundary layer releases. With the advent of nuclear weapons in WWII, new emphasis was placed on plume rise and dispersion of large thermal radiological explosions. Thus, the full troposphere and stratosphere had to be modelled.

Later in the 1980s the first investigations came up about the atmospheric consequences of a hypothetical nuclear war initiated by Paul Crutzen (Crutzen and Birks, 1982) and others (Aleksandrov and Stenchikov, 1983; Turco et al., 1983). The concept of a nuclear winter was created. It is one of the first examples that enormous emissions of dust into the atmosphere cause global effects and catastrophic long-term climate change. Also, the nuclear winter scenario was examined in recent years with current model tools for certain nuclear war scenarios (Robock et al., 2007; Toon et al., 2019).

Deposition (wet and dry) was a main concern for many radiological substances, especially for accidental plume dispersion monitoring and modelling of nuclear power plants. In the US, a major change was the introduction of the Clean Air Act in the 1970s. A similar legislation was also issued in other countries. This effort initially focused on T&D models for industrial sources, such as the stacks of fossil power plants. The first applied models were analytical plume rise and Gaussian T&D models. Soon computer codes were written to solve these equations and produce outputs at many spatial locations and for every hour of the year.

1.2  Sources and emissions of air pollutants

From a human health perspective, the key emission sources are those affecting concentration of particulate matter and its size fractions (PM 2.5 and PM 10 ), but also sources affecting other air pollutants, such as ozone and nitrogen dioxide (NO 2 ), especially in highly populated urban areas. Sources in the direct vicinity of urban areas could also be considered especially important, including vehicular traffic and shipping, local industrial sources, various abrasive processes, and residential and commercial heating.

An important component of PM is secondary; regional sources of the precursors of secondary PM are therefore of major importance. These include volatile organic compounds (VOCs), nitrogen dioxide (NO 2 ), sulfur dioxide (SO 2 ), and ammonia (NH 3 ), the first two also being precursors of ozone (O 3 ). Important regional precursor sources are biogenic and industrial emissions of VOCs, agriculture (NH 3 ), road traffic (nitrogen oxides, NO x = NO + NO 2 ), shipping ( NO x and SO 2 ) , and industrial and power generation sources, along with biomass burning and forest fires (VOC, NO x , also primary PM). An important source of PM is the resuspension of dust, especially in arid regions and seasonally also in areas with intensive agriculture.

While Europe and many other parts of the world have experienced decreasing anthropogenic emissions since 1990, climate change and its associated impacts can lead to an increase in dust and wildfire emissions, as a result of increased drought and desertification. Climate change is also expected to lead to significantly higher biogenic VOC emissions in different regions, e.g. Arctic and China (Kramshøj et al., 2016; Liu et al., 2019), also from urban vegetation (Churkina et al., 2017).

The emission inventory work in Europe is harmonized through the official reporting of EU member states of their emissions to the European Commission through an e-reporting scheme (Implementing Provisions for Reporting, IPR of EU Air Quality Directive, 2008/50/EC). The methodologies applied by the individual member states can, however, differ, which can sometimes bring inconsistencies into the reported national emissions. Within the last decade the EU-funded MACC project and the on-going Copernicus service have been developing consistent European-wide and global gridded emission inventories, which are suitable for air quality modelling. The access to the different inventories and analysis of differences have been facilitated by centralized databases like Emissions of atmospheric Compounds and Compilation of Ancillary Data (ECCAD, https://eccad.aeris-data.fr/ , last access: 7 July 2021).

Developing innovative methods to refine the emission inventories feeding the models and conducting studies to discriminate the role of different sources in local air quality have become essential to reduce uncertainties in predictions of urban air quality and help target effective abatement measures (Borge et al., 2014). The emission compilation that needs to be carried out also requires (i) the involvement of all stakeholders (e.g. citizens, decision-makers, service providers, and industrialists) and (ii) the implementation of dedicated and specific tools for assessing quality of the urban environment. This type of research can be used for quantifying the impacts of different emission control scenarios and supporting incentive policies (Fulton et al., 2015).

One area that has been receiving increased attention recently is ship emissions, which are an important source of air pollution, especially in coastal areas and harbour cities. Detailed bottom-up emission inventories based on ship position data have been established for SO 2 , NO x , PM, carbon monoxide (CO), and VOCs for various marine regions and also globally (Jalkanen et al., 2009, 2012, 2016; Aulinger et al., 2016; Johansson et al., 2017). Despite these advances, the evaluation of the shipping emissions for products of incomplete combustion, such as black carbons (BC), CO, and VOCs, is uncertain, as these may depend on characteristics which are not known accurately, such as the service history of ships. Regional model applications have quantified the contribution of shipping to air pollution to be of the order of up to 30 %, depending on pollutant and region (e.g. Matthias et al., 2010; Jonson et al., 2015; Aulinger et al., 2016; Karl et al., 2019a; Kukkonen et al., 2018, 2020a). More recent studies focus on the harbour and city scale, where relative contributions from ships to NO 2 concentrations may be even higher (Ramacher et al., 2019, 2020). Effects of in-plume chemistry, e.g. regarding the NO x removal and secondary aerosol formation, are not sufficiently well considered in larger-scale dispersion models (e.g. Prank et al., 2016).

1.3  Air quality in cities

Extensive and growing urban sprawl in different cities of the world is leading to environmental degradation and the depletion of natural resources, including the availability of arable land, thereby resulting in per capita increases of resource use and greenhouse gas emissions as well as air pollution, with significant impacts on health (WHO, 2016). Urban features have a profound influence on air quality in cities due to diurnal changes in urban air temperature; the urban heat island, which develops in particular during heat waves (Halenka et al., 2019); stable stratification and air stagnations; and wind flow and turbulence near and around streets and buildings affecting air pollution hotspots. Climate change will modify urban meteorology patterns which will affect air quality in cities and may even affect atmospheric chemistry reaction rates. The relative role of urban meteorology and climate compared to local emissions and chemistry is complex, non-linear, and subject to continued research, especially with boundary layer feedback (Baklanov et al., 2016).

With air quality standards being regularly exceeded in many urban areas across the globe, air quality issues are today strongly centred on the phenomena of proximity to emitters such as traffic – or certain industrial activities present in urban areas – but they also call for better understanding of contributions from long-range regional, diffuse, or specific local sources (e.g. residential wood combustion and maritime traffic) to the daily exposure of city dwellers (e.g. EEA, 2020b). In particular, the prevalent issue of individual exposure calls for a better understanding of the variability of concentrations at street level and the dispersion of emissions in the built environment. However, the approach implemented should not only be local, since urban air quality management involves a set of scales going beyond the city limits, in terms of the economic, societal, or logistical levers involved, but also include the interplay of pollutant sources and transport extending to regional and even global scales.

Beyond the scales of governance and urban functioning, it becomes essential to take into account the fact that scale interactions also exist in a geophysical context. The urban dweller has become especially exposed and vulnerable to the impacts of natural disasters, weather, and climate extreme events and their environmental consequences. These events often result in domino effects in the densely populated, complex urban environment in which system and services have become interdependent. There has never been a bigger need for user-focused urban weather, climate, water, and related environmental services in support of safe, healthy, and resilient cities (Baklanov et al., 2018b; Grimmond et al., 2020). The 18th World Meteorological Congress (2019) noted the current rapid urbanization and recognized the need for an integrated approach providing weather, climate, water, and related environmental services tailored to the urban needs (WMO, 2019).

1.4  Measuring air pollution

Measurements in the atmosphere are necessary not only for air quality monitoring but also for different purposes in weather forecast and climate change study, energy production, agriculture, traffic, industry, health protection, or tourism (e.g. Foken, 2021). Additional areas of application include the detection of emissions into the atmosphere, disaster monitoring, and the initialization and evaluation of modelling. Depending on the different objectives, in situ measuring, and ground-based, aircraft-based, and space-based remote sensing techniques and integrated measuring techniques are available. Satellite observations are a growing field of development due to increasingly small and thus cost-effective platforms (down to nanosatellites). Another area of growth is the use of unmanned aerial vehicles (UAVs) for air pollution measurements (Gu et al., 2018).

Networks of ground-level measurements with continuous monitoring stations remain a major effort, but the coverage is starkly regionally dependent and with scarce measurements in the continent of Africa (Rees et al., 2019; Bauer et al., 2019).

Over the past decade, there has been increasing recognition that measuring air pollution at outdoor locations may not necessarily reflect the health impact on individuals or populations. The research should therefore be directed to the evaluation of both personal exposure and dynamic population exposure (Kousa et al., 2002; Soares et al., 2014). Temporal concentration and location information is needed on air pollution concentrations at all the relevant outdoor and indoor microenvironments. The actual exposure of individuals and populations cannot realistically be represented by selected concentrations at fixed outdoor locations, due to the fine-resolution spatial variability of concentrations in urban areas and the mobility of people (Kukkonen et al., 2016b; Singh et al., 2020b).

Further development of the installation of a larger number of cheap measurement devices, especially for PM 2.5 , that are operated by people interested in air quality in so-called citizen science projects is ongoing ( https://www.eea.europa.eu/publications/assessing-air-quality-through-citizen-science , last access: 21 February 2022). Examples of such projects are the Open Knowledge Foundation Germany; OK Labs ( https://luftdaten.info/ , last access: 21 February 2022), Opensense (open air quality, meteorological, and noise data platform), connected with OK Labs ( https://opensensemap.org/ , last access: 21 February 2022); or AirSensEUR, an open framework for air quality monitoring ( https://airsenseur.org/website/airsenseur-air-quality-monitoring-open-framework/ , last access: 21 February 2022). However, the accuracy of these measurements is still debated (Duvall et al., 2021; Concas et al., 2021), although the development of more accurate but still low-cost devices is ongoing for denser measurement networks, 3D measurements, and new modelling. Measurements are not only required for compliance and for monitoring long-term trends. Observations are used more and more for evaluating models and where measurements might also be used to nudge the model results, for example through data assimilation (see for example Campbell et al., 2015; K. Wang et al., 2015).

1.5  Air quality modelling from local to regional scales

Air pollution models have played and continue to play a pivotal role in furthering scientific understanding and supporting policy. Additionally, for air quality assessments by regulatory methods, it is also important to predict or even forecast peak pollutant concentrations to prevent or reduce health impacts from acute episodes. Both complex and simple models have also been developed for dispersion on urban and local scales. A review has been provided by Thunis et al. (2016) that examines local- and regional-scale models, especially from an air quality policy perspective. Briefly, the spectrum of finer- and urban-scale air quality models applied for urban areas is very broad and includes urbanized chemistry–transport models (CTMs) coupled with high-resolution meso-scale numerical weather prediction (NWP) models, computational fluid dynamics (CFD) obstacle-resolved models in Reynolds-averaged Navier–Stokes (RANS) and large-eddy simulation (LES) formulations (the latest mostly only for research studies), and statistical and land use regression (LUR) models. Developments in local-scale air quality models continue. For example, the dispersion on local or urban scales that also considers obstacle effects has recently been investigated using wind tunnels and CFD models (e.g. Badeke et al., 2021).

During the last decades many countries have established real-time air quality forecasting (AQF) programmes to forecast concentrations of pollutants of special health concerns. The history of AQF can be traced back to the 1960s, when the US Weather Bureau provided the first forecasts of air stagnation or pollution potential using numerical weather prediction (NWP) models to forecast conditions conducive to poor air quality (e.g. Niemeyer, 1960). Accurate AQF can offer tremendous societal and economic benefits by enabling advanced planning for individuals, organizations, and communities in order to avoid exposure and reduce adverse health impacts resulting from air pollution. Forecasts can also assist urban authorities, for example, in changing and managing traffic and hence reduce road emissions in a particular area. Air quality modelling, however, can provide a more holistic assessment of air pollution for policy makers and decision makers to develop strategies that do not compromise benefits in one area while worsening air pollution in another.

Two main approaches can be generally distinguished in AQF: empirical/statistical methods and chemical transport modelling. Until the mid-1990s, AQF was mainly performed using empirical approaches and statistical models trained with or fitted to historical air quality and meteorological data (e.g. Aron, 1980). The empirical/statistical approaches have several common drawbacks for AQF which are reviewed and discussed by Zhang et al. (2012a) and Baklanov and Zhang (2020).

The chemical transport models (CTMs) are more commonly used today for air quality assessment and forecasting. Over the last decade AQF systems based on CTMs have been developed rapidly and are currently in operation in many countries. Progress in CTM development and computing technologies has allowed daily AQFs using simplified or more comprehensive 3D CTMs, such as offline-coupled and online-coupled meteorology–chemistry models. There are several comprehensive review papers, e.g. Kukkonen et al. (2012), Zhang et al. (2012a, b), Baklanov et al. (2014), Bai et al. (2018), and Baklanov and Zhang (2020), which have more thoroughly examined the development and principles of 3D global and regional AQF models and identified areas of improvement in meteorological forecasts, chemical inputs, and model treatments of atmospheric physical, dynamic, and chemical processes.

Interest in regional pollution arose in the 1980s, initially spurred by the acid rain problem (Sokhi, 2012; Fowler et al., 2020). In the past few years, these regional air pollution models have become routinely linked with outputs of NWP models such as WRF and ECMWF. Models such as WRF coupled with CTMs are often run in a nested mode down to an inner domain with a grid size of 1 km. As computer speed and storage continually improve with developments in parameterization, in the future, these nested models may potentially take over most applied T&D analyses on local scales. Another development over the last decade is the increasing use of ensemble techniques which have also progressed and make it possible to cover an increasing range of pollutants and physical parameters, using a multiplicity of observations (e.g. ground, airborne, satellite) that enable the different dimensions of models to be investigated. At the same time that the use of regional Eulerian models has grown (e.g. Rao et al., 2020), the puff, particle, and plume T&D models for small scales and mesoscales have been improved. Several agencies and countries now have Lagrangian particle or puff models that are linked with an NWP model and are applied at all scales (Ngan et al., 2019).

1.6  Interactions of air quality, meteorology, and climate

Meteorological processes are the main driver for atmospheric pollutant dispersion, transformation, and removal. However, as studies have shown (e.g. Baklanov et al., 2016; Pfister et al., 2020), the chemistry dynamics feedbacks exist among the Earth system components, including the atmosphere. Potential impacts of aerosol feedbacks can be broadly explained in terms of four types of effects: direct, semidirect, first indirect, and second indirect (e.g. Kong et al., 2015; Fan et al., 2016). Such feedbacks, forcing mechanisms, and two-way interactions of atmospheric composition and meteorology can be important not only for air pollution modelling but also for NWP and climate change prediction (WMO, 2016).

There is a strong scientific need to increase interfacing or even coupling of prediction capabilities for weather, air quality, and climate. The first driver for improvement is the fact that information from predictions is needed at higher spatial resolutions (and longer lead times) to address societal needs. Secondly, there is the need to estimate the changes in air quality in the future driven by climate change. Thirdly, continued improvements in prediction skill require advances in observing systems, models, and assimilation systems. In addition, there is also growing awareness of the benefits of more closely integrating atmospheric composition, weather, and climate predictions, because of the important feedbacks resulting from the role that aerosols (and atmospheric composition in general) play in these systems. Recently, this trend for further integration has led to greater coupling of atmospheric dynamics and composition models to deliver seamless Earth system modelling (ESM) systems.

1.7  Air quality and health perspectives

Air pollution has serious impacts on our health by reducing our life span and exacerbating numerous illnesses. The Global Burden of Disease Study 2019 (GBDS, 2020) summarizes a comprehensive assessment of the impact of a large number of stressors including air pollution. One of the most hazardous air pollutants is particulate matter. Primary particles are directly released into the atmosphere and originate from natural and anthropogenic sources. Secondary particles are formed in the atmosphere by chemical reactions involving, in particular, gas-to-particle conversion. Primary particles tend to be larger than secondary particles. Ultra-fine and fine particles, on the other hand, deposit into the respiratory system; these may reach human lungs and blood circulation and may therefore cause severe adverse health effects (e.g. Maragkidou, 2018; Stone et al., 2017).

When considering numbers of particles, most of these in the atmosphere are smaller than 0.1  µm in diameter (e.g. Jesus et al., 2019). On the other hand, the majority of the particle volume and mass is found in particles larger than 0.1  µm (e.g. Filella, 2012). The particle number concentrations are therefore in most cases dominated by the ultra-fine aerosols, whereas the mass or volume concentrations are dominated by the coarse and accumulation mode aerosols (e.g. Seinfeld and Pandis, 2016). Other characteristics of PM have also been shown to be important in relation to health impact. The characteristics of atmospheric particles in addition to the size include mass, surface area, chemical composition, and shape and morphology (Gwaze, 2007).

It has been convincingly shown in previous literature that the exposure to particulate matter (PM) in ambient air can be associated with negative health impacts (e.g. Hime et al., 2018; Thurston et al., 2017). It is also known that PM can cause health effects combined with other environmental stressors, such as heat waves and cold spells, allergenic pollen, or airborne microorganisms. For understanding such associations, reliable methods are needed to evaluate the exposure of human populations to air pollution.

The strong association between the exposure to mass-based concentrations of ambient PM air pollution and severe health effects has been found by numerous epidemiological studies (e.g. Pope et al., 2020). In particular, there is extensive scientific evidence to suggest that exposure to PM air pollution can have acute effects on human health, resulting in respiratory, cardiovascular and lung problems, chronic obstructive pulmonary diseases (COPDs), asthma, oxidative stress, immune response, and even lung cancer (e.g. Chen et al., 2017; Hime et al., 2018; Falcon-Rodriguez et al., 2016; Thurston et al., 2017). For instance, a cohort study conducted across Montreal and Toronto (Canada) on 1.9 million adults during four cycles (1991, 1996, 2001, and 2006) resulted in a possible connection between ambient ultra-fine particles and incident brain tumours in adults (Weichenthal et al., 2020). Recent work has also investigated assessment of the health impacts of particulate matter in terms of its oxidative potential (e.g. Gao et al., 2020; He et al., 2021).

1.8  Air quality management and legislative and policy responses

Air quality management and policy is an important but also complex task for political decision makers. It started in the middle of the last century when concerns about smoke and London smog arose. The national authorities at that time reacted by stipulating efficient dust filters and high stacks for large firings. In the 1980s, forest dieback led to a shift in focus to other important air pollutants, especially SO 2 , NO x , and later ozone, and so also on the ozone precursors including VOCs. In the 1990s studies showed a relation between PM 10 and “chronic” mortality, thus drawing particular attention to the health effects of fine particles (WHO, 2013b). Also, in the 1990s, the European Commission (EC) increasingly took over the responsibility for air pollution control from the authorities of the member states, on the basis that there is free trade of goods in the European Union and also transboundary air pollutants.

The EC launched the first Air Quality Framework Directive 96/62/EC and its daughter directives, which regulated the concentrations for a range of pollutants including ozone, PM 10 , NO 2 , and SO 2 . The first standard for vehicles (Euro 1) was established in 1991. The sulfur content in many oil products was reduced starting in the late 1990s. Some of the problems with air pollution in the EU, e.g. the acidification of lakes, were caused by the transport of air pollutants from eastern Europe to the EU. This problem was discussed in the United Nations Economic Commission for Europe (UNECE), as all countries involved were members of this commission. The Convention on Long-range Transboundary Air Pollution within the UNECE agreed on eight protocols, which set aims for reducing emissions, starting in 1985 with reducing national SO 2 emissions, with the latest protocol being the revised Protocol to Abate Acidification, Eutrophication and Ground-level Ozone (Gothenburg Protocol), which limits national SO 2 , NO x , VOC, NH 3 , and PM 2.5 emissions.

Over time, regulation of air pollution has become more stringent and thus more complex and more costly. To achieve acceptance, it had to be demonstrated that the measures would achieve the environmental and climate protection goals safely and efficiently, i.e. with the lowest possible costs and other disadvantages, and that the advantages of environmental protection outweigh the disadvantages (Friedrich, 2016). It is a scientific task to support this demonstration, mainly by developing and applying integrated assessments of air pollution control strategies, e.g. by carrying out cost–effectiveness and cost–benefit analyses. With a cost–effectiveness analysis (CEA) the net costs (costs minus monetizable benefits) for improving an indicator used in an environmental aim with a certain measure are calculated, e.g. the costs of reducing the emission of 1 t of CO 2,eq . The lower the unit costs, the higher the effectiveness of a policy or measure. The CEA is mostly used for assessing the effects associated with climatically active species, as the effects are global. The situation is different for air pollution, where the avoided damage of emitting 1 t of a pollutant varies widely depending on time and place of the emission.

The more general methodology is cost–benefit analysis (CBA). In a CBA, the benefits, i.e. the avoided damage and risks due to an air pollution control measure or bundle of measures, are quantified and monetized. Then, costs including the monetized negative impacts of the measures are estimated. If the net present value of benefits minus costs is positive, benefits outweigh the costs. Thus the measure is beneficial for society; i.e. it increases welfare. Dividing the benefits minus the nonmonetary costs by the monetary costs will result in the net benefit per euro spent, which can be used for ranking policies and measures.

Of course, for performing mathematical operations like summing or dividing costs and benefits, they have first to be quantified and then converted into a common unit, for which a monetary unit, i.e. euros, is usually chosen.

The term “integrated” in the context of integrated assessment means that – as far as possible – all relevant aspects (disadvantages, benefits) should be considered, i.e. all aspects that might have a non-negligible influence on the result of the assessment. Given the high complexity of answering questions related to managing the impacts of air quality, a scientific approach is required to conduct an integrated assessment, which is defined here as “a multidisciplinary process of synthesizing knowledge across scientific disciplines with the purpose of providing all relevant information to decision makers to help to make decisions” (Friedrich, 2016).

The focus of this review is on research developments that have emerged over approximately the past decade. Where needed, older references are given, but these either provide a historical perspective or support emerging work or where no recent references were available. The following areas of air quality research have been examined in this review:

air pollution sources and emissions;

air quality observations and instrumentation;

air quality modelling from local to regional scales;

interactions between air quality, meteorology, and climate;

air quality exposure and health;

air quality management and policy development.

Each section begins with a brief overview and then examines the current status and challenges before proceeding to highlight emerging challenges and priorities in air quality research. In terms of climate research, the focus is more on the interactions between air quality and meteorology with climate and not on climate change per se.

The section on air quality observations focuses on new technological developments that have led to remote sensing, low-cost sensors, crowdsourcing, and modern methods of data mining rather than attempting to cover the more traditional instrumentations and measurements which are dealt with, e.g. in Foken (2021). After considering these themes of research, the Discussion section pulls together common strands on science and implications for policy makers.

3.1  Brief overview

A fundamental prerequisite of successful abatement strategies for reduction of air pollution is understanding the role of emission sources in ambient concentration levels of different air pollutants. This requires a good knowledge of air pollution sources regarding their strength, chemical characterization, spatial distribution, and temporal variation along with knowledge on their atmospheric transport and processing. In observations of ambient air pollution, typically a complex mixture of contributions from different pollution sources is observed. These source contributions have to be disentangled before efficient reduction strategies targeting specific sources can be set up. Consequently, our discussion below is divided into two main topics: (i) emission inventories and emission pre-processing for model applications and (ii) source apportionment methods and studies.

This paper cannot give a full overview of the status of and the emerging challenges in all emissions sectors. For example, we do not deal with aviation as the impact on air quality in cities is generally rather small or concentrated around the major airports, or with construction machinery or industrial sources which make significant contributions to air pollution in some areas. Instead, we put emphasis on two emission sectors that have experienced important methodology developments in recent years in terms of emission inventories and that are of major concern for health effects: exhaust emissions from road traffic and shipping. We also touch other anthropogenic emissions, e.g. from agriculture and wood burning, As later in this paper we will explain, since individual exposure including the exposure to indoor pollution should gain importance in assessing air pollution, emissions from indoor sources will be addressed in a subchapter. Natural and biogenic emissions encompass VOC emissions from vegetation, NO emissions from soil, primary biological aerosol particles, windblown dust, methane from wetlands and geological seepages, and various pollutants from forest fires and volcanoes; these are described in a series of papers edited by Friedrich (2009). As natural and biogenic emissions depend on meteorological data, which are input data for the atmospheric model, they are usually estimated in a submodule of the atmospheric model. They are not further discussed here.

3.2  Current status and challenges

3.2.1  emissions inventories.

In the European Union, emissions of the most important gaseous air pollutants have decreased during the last 30 years (see Fig. 2). SO 2 and CO show reductions of at least 60 % (CO) or almost 90 % (SO 2 ). Also, NO x and non-methane volatile organic compound (NMVOC) emissions decreased by approx. 50 % while NH 3 shows much lower reductions of 20 % only. Similar to NH 3 , PM emissions also stay at similar levels compared to 2000 (Fig. 2b). Only black carbon shows considerably larger reductions, because of larger efforts to reduce BC, in particular from traffic. While traffic is the most important sector for NO x emissions and an important source for BC, PM emissions stem mainly from numerous small emission units like households and commercial applications (Fig. 2c).

Figure 2 EU-28 emission trends in absolute and relative numbers for (a)  the main gaseous air pollutants and (b)  particulate matter. Panel  (c) shows the share of EU emissions of the main pollutants by sector in 2018 (EEA, 2020b).

In parallel, research came on the path of accompanying and evaluating local emission control measures in a more comprehensive and systemic approach to urban space. The main technical advances of this research field have consisted in producing a more reliable assessment of the predominant emissions on the scale of an agglomeration/region. This has been done in order to feed the models with activity-based emission data such as population energy-consuming practices or local characteristics of road traffic, with the concern to better include their temporal variability or weather condition dependency. The originality of these approaches has been to develop the emissions inventories and modelling efforts in collaboration with stakeholders, for better data reliability and greater realism in policy support.

Improved and innovative representation of emissions, such as real configuration of residential combustion emission sources (location of domestic households using biomass combustion and surveys regarding the characteristics and use of wood stoves, boilers, and other relevant appliances) allows more realistic diagnoses (e.g. Ots et al., 2018; Grythe et al., 2019; Savolahti et al., 2019; Plejdrup et al., 2016; Kukkonen et al., 2020b). Also, increased use of traffic flow models for the representation of mobile emissions have provided refined traffic and emission estimates in cities and on national levels, as a path for improved scenarios (e.g. Matthias et al., 2020a). Kukkonen et al. (2016a) presented an emission inventory for particulate matter numbers (PNs) in the whole of Europe, and in more detail in five target cities. The accuracy of the modelled PN concentrations (PNCs) was evaluated against experimental data on regional and urban scales. They concluded that it is feasible to model PNCs in major cities within a reasonable accuracy, although major challenges remained in the evaluation of both the emissions and atmospheric transformation of PNCs.

For shipping, and in most recent development also aviation, inventories based on position data from transponders on individual vessels are becoming more widely used and provide refined emission inventories with high spatial resolution for use in harbour-city and airport studies (e.g. Johansson et al., 2017; Ramacher et al., 2019, 2020). Refined emission inventory and emission modelling are in many cases integrated into a complete regional-to-local modelling chain, which allows these refined data to be taken into account and ensures the consistency of the final results. This links to the subsequent chapters on air quality and exposure modelling.

3.2.2  Preprocessing emission data for use in atmospheric models

Emission inventories usually contain annual data for administrative units apart from data for large point sources and line sources. Atmospheric models, however, need hourly emission data for the grid cells of the model domain. Furthermore the height of the emissions (above ground), and for NMVOC, PM, and NO x a breakdown into species or classes of species according to the chemical scheme of the atmospheric model, is necessary. For PM, information is also required on the size distribution. Thus, a transformation of the available data into structure and resolution as needed by the models has to be made (Matthias et al., 2018).

For the spatial resolution, standard procedures for several emission sectors are described in Chap. 7 of the EMEP/EEA air pollutant emission inventory guidebook 2019 (EMEP/EEA, 2019). In principle, proxy data that are available in high spatial resolution and that are correlated to the activity data of the emission sources are used. For point sources (larger sources like power plants) these are coordinates of the stack. For road transport, shape files with coordinates at least for the main road network are used together with traffic counts (for past times) or traffic flow modelling for scenarios for future years. Figure 3 shows as an example the result of a distribution of road transport emissions to grid elements for the EU countries Norway and Switzerland. The major roads as well as the urban areas can be identified as sites for the NO x emitters. For households, land use data (e.g. residential area with a certain density) combined with statistical data (number of inhabitants, use of heating technologies) are used. Especially for heating with wood-specific algorithms using data on forest density and specific residential wood combustion, emission inventories and models have been developed (Aulinger et al., 2011; Bieser et al., 2011a; Mues et al., 2014; Paunu et al., 2020; Kukkonen et al., 2020b). Thiruchittampalam (2014) contains a comprehensive description of the methodology for the spatial resolution of emissions for Europe for all emission source categories.

The algorithms for disaggregating annual emission data into hourly data follow a similar scheme. All kinds of available data containing information about the temporal course of activities leading to emissions are used for temporal disaggregation. For road transport, data from continuously monitoring the traffic volume are available, and statistical data provide the electricity production from power plants. The activity of firings for heating depends on the outside temperature or more precisely on the degree days, an indicator for the daily heating demand, together with an empirical daily course of the use of the heating (Aulinger et al., 2011; Bieser et al., 2011a; Mues et al., 2014).

Figure 3 Spatial distribution of national PM 10 emissions from road transport in the EU28 on a 5 km×5 km grid (Schmid, 2018).

A detailed description of the methodology for the temporal resolution of emission data for all source sectors in Europe is contained in Thiruchittampalam (2014). A compilation of temporal profiles for disaggregating annual into hourly data is published by Denier van der Gon (2011) and in Matthias et al. (2018). New sets of global time profiles for numerous emission sectors have recently been provided by Crippa et al. (2020) and Guevara et al. (2021). Crippa et al. (2020) provide high-resolution temporal profiles for all parts of the world including Europe. Guevara et al. (2021) developed temporal profiles as part of the Copernicus Atmosphere Monitoring Service and also include higher-resolution European profiles designed for regional air pollution forecasting. The temporal profiles include time-dependent yearly profiles for sources with inter-annual variability of their seasonal pattern, country-specific weekly and daily profiles, and a flexible system to compute hourly emissions. Thus, a harmonized temporal distribution of emissions is given, which can be applied to any emission database as input for atmospheric models up to the global scale.

For the temporal and spatial distribution of agricultural emissions a number of approaches have been established; these are based on information on farmer practice, available proxy data, and meteorological data, e.g. farmland and animal densities and the consideration of temperature and wind speed for agricultural emissions (e.g. Skjøth et al., 2011; Backes et al., 2016; Hendriks et al., 2016; see Fig. 4).

Figure 4 Break-down of agricultural emissions into sub-sectors in order to improve the spatial and temporal distribution (from Backes et al., 2016).

Comprehensive VOC split vectors are provided by Theloke and Friedrich (2007) and more recently by Huang et al. (2017). Region- and source-specific speciation profiles of NMVOC species or species groups are compiled and provided, with corresponding quality codes specifying the quality of the mapping. They can then be allocated to the reduced number of VOC species used in the chemical reaction schemes implemented in atmospheric chemistry–transport models. Typical heights for the release of emissions, e.g. typical stack heights, are given by Pregger and Friedrich (2009) and Bieser et al. (2011b).

Model systems have been developed that perform the entire temporal and spatial emission distribution and the NMVOC and PM speciation in order to provide hourly gridded emission data for use in different chemistry–transport models. Recent examples are the HERMES model (Baldasano et al., 2008; Guevara et al., 2013, 2019, 2020), FUME (Benešová et al., 2018), and the Community Emissions Data System (CEDS) model system (Hoesly et al., 2018). Because natural emissions, e.g. biogenic emissions, sea spray, and dust, depend strongly on the meteorological conditions, these emissions are frequently calculated within the chemistry–transport models (CTMs). Other established CTMs like the EMEP model (Simpson et al., 2012) or LOTOS-EUROS (Manders et al., 2017) do not use emissions preprocessors but distribute gridded emissions in time based on standard temporal and speciation profiles alongside the chemistry–transport calculations in order to avoid storing and reading large emission data sets.

3.2.3  Road transport emissions

Exhaust emissions from road transport have been a significant source of primarily NO x and ultra-fine particles (UFPs) in urban areas around the world. In the EU, road transport is the single most important source of NO x , producing 28.1 % of total NO x emissions (EEA, 2019b). In terms of PM 10 , its contribution is 7.7 % when both exhaust and non-exhaust sources are counted and 2.9 % when only exhaust emissions are considered (EEA, 2019b). Road transport contributes 32 %–97 % of total UFP in urban areas (Kumar et al., 2014). The difference between PM 10 and UFP contributions from road transport is a direct outcome of the small size of exhaust particles that mostly reside in the UFP range (Vouitsis et al., 2017).

The proximity of people to the emission source (vehicles) significantly increases exposure to traffic-induced pollution (Żak et al., 2017). Consequently, traffic exhaust emissions have been extensively studied, and comprehensive sets of emission factors have been available for a long time. The two most widespread methods to estimate emissions in Europe include COPERT ( https://www.emisia.com/utilities/copert/ , last access: 22 February 2022) and HBEFA ( https://www.hbefa.net , last access: 22 February 2022). These methods share the same experimental database of vehicular emissions – the so-called ERMES database ( https://www.ermes-group.eu/ , last access: 22 February 2022) – but express emission factors in different modelling terms. COPERT is also a part of the EMEP/CORINAIR Emission Inventory Guidebook (EMEP/EEA, 2019).

These models define the emissions for several pollutant species, for a wide range of vehicles and operating conditions. Emission factors are regularly being updated in an effort to reflect the best knowledge of on-road vehicle emission levels. Despite this, there are still some uncertainties in estimating emissions from road transport, in particular when these are to be used as input to air quality models. More attention is therefore needed in the following directions.

Emission factors for the latest vehicle technologies always come with some delay. This is the result of the time lag between placement of a new vehicle technology on the road and the organization of measurement campaigns to collect the experimental information required to develop the emission factors. The latest regulation (Reg. (EU) 2018/858) – mandating a minimum number of market surveillance tests in the different member states – may help to reduce this lag and to extend the availability of vehicle tests on which to base emission factors.

The availability of measurements of pollutants which are currently not included in emissions regulations (NH 3 , N 2 O, CH 4 , PAHs, etc.) is limited compared to regulated pollutants. Moreover, any available measurements have been mostly collected in the laboratory, due to instrumentation limitations for on-road measurements. Therefore, emission models may miss on-road operation conditions that potentially lead to high emissions rates of non-regulated pollutants.

The increase in emissions with vehicle age is still subject to high uncertainty. Emission increases with age may be due to normal system degradation, the presence of high emitters on the road (Murena and Prati, 2020) or vehicle tampering to improve performance or decrease operational costs. Current models use degradation functions based on remote sensing data (e.g. Borken-Kleefeld and Chen, 2015). This is a useful source of information, but remote sensing data need to be collected in additional locations in the EU, covering a range of climatic and operation conditions.

Emission models may be conservative in their approach of estimating emissions in extreme conditions of temperature (Lozhkina et al., 2020), altitude, road gradient, or creeping speeds. Although such conditions may not be substantial for estimating the total emissions of most countries, they can potentially lead to a significant underestimation of emissions that have to be locally calculated for high-resolution air quality modelling.

Despite uncertainties in modelling emissions, there is a high level of confidence that exhaust gas emissions of mobile sources will continue to decrease in the years to come. For example, Matthias et al. (2020b) projected that the contribution of road traffic to ambient NO 2 concentrations will decrease from 40 %–60 % in 2010 to 10 %–30 % in 2040. This is the result of relevant technological development driven by demanding CO 2 reduction targets and air pollutant emission standards applicable to new vehicles. An example of such technological development is the increase in the availability of plug-in hybrid vehicles, which have exhibited great potential in reducing both pollutant emissions and CO 2 emissions from traffic (Doulgeris et al., 2020).

Technological improvement in decreasing emissions from internal combustion engines will be accelerated in the EU market due to the current Euro 6d emission standard and the upcoming Euro 7 regulation but also the proliferation of electric power trains to meet CO 2 targets. The only road transport pollutant not significantly affected by the introduction of electric vehicles is non-exhaust PM coming from tyre, brake, and road wear, with estimates suggesting both increases due to heavier vehicles and reductions due to wider exploitation of regenerating braking systems (Beddows and Harrison, 2021).

New techniques are also being developed with the capacity to monitor emissions of vehicles in operation. This can verify that emissions remain below limits in actual use and not just in type approval testing conditions. A current example of such on-board monitoring systems is the on-board fuel consumption measurement (OBFCM) device which is already mandatory for new light-duty vehicles and is being extended for heavy-duty vehicles (Zacharof et al., 2020). Information from such systems, together with new computation methods (big data), can provide very useful information for improving the reliability and temporal and spatial resolution of current emissions inventories.

3.2.4  Shipping emissions

Ships consume high amounts of fossil fuels. On the global scale they emit amounts of CO 2 comparable to big industrialized countries like Germany and Japan. Because ships use high-sulfur fuels, regardless of the global introduction of the 0.5 % sulfur cap in 2020, and typically are not equipped with advanced exhaust gas cleaning systems, their share from global CO 2 is 2.9 %, but corresponding shares of NO x and SO x are considerably higher, 13 % and 12 %, respectively (IPCC, 2014; Smith et al., 2015; Faber et al., 2020). Ship routes are frequently located in the vicinity of the coast, which may go along with significant contributions to air pollution in coastal areas. Effects on ozone formation and secondary aerosol formation also need to be considered.

The environmental regulation concerning the sulfur emissions from ships has been in place in the Baltic Sea since 2006, with the North Sea following in 2007. Currently, also North America and some Chinese coastal areas have stringent sulfur limits for ship fuels. Everywhere else the use of high-sulfur fuel in ships was allowed until the start of 2020, when sulfur reductions of a maximum of 0.5 % S were extended to all ships (IMO, 2019). This has been estimated to reduce the premature deaths by 137 000 each year (Sofiev et al., 2018). Nitrogen oxide emissions from ships are regulated by NO x Emission Control Areas (ECAs), which currently exist only in the coastlines of Canada and the US. The Baltic Sea and the North Sea areas will quickly follow, because in 2021 all new ships sailing these areas must comply with 80 % NO x reduction.

The introduction of the automatic identification system (AIS), long-range identification and tracking (LRIT), and vessel monitoring systems (VMSs) have enabled tracking of individual ships in unprecedented detail. These navigational aids offer an excellent description of vessel activities on both local and global scales.

Currently, ship emission models using AIS data as an activity source are most popular. They can have accurate information about quantity, location, and time of the emissions. Most of the model systems applied today use a bottom-up approach to calculate shipping emissions (e.g. Jalkanen et al., 2009, 2012, 2016; Johansson et al., 2017; Aulinger et al., 2016). The combination of vessel activity, technical description, and an emission model allows for prediction of emissions for individual ships. This also facilitates comparisons to fuel reports, like those of the EU Monitoring, Reporting, and Verification (MRV) scheme or IMO Data Collection System (DCS). Emission models may also include external contributions, like wind, waves, ice, or sea currents in vessel performance prediction, which brings them closer to realistic conditions experienced by ships than the assumptions applied for ideal conditions (Jalkanen et al., 2009; Yang et al., 2020). A vessel-level modelling approach allows for very high spatio-temporal resolution and flexible 4D grids (lat, long, height, time) on which the data can be given. New information about modified or new emission factors for certain chemical species can easily be adopted in the models. Ship emission data are available on a global grid at 0.1 ∘ × 0.1 ∘ and in higher resolution for regional domains in Europe (see Fig. 5), North America, and East Asia (e.g. Johansson et al., 2017). The emission model systems also allow for the construction of future scenarios; see e.g. Matthias et al. (2016) for the North Sea, Karl et al. (2019c) for the Baltic Sea or Geels et al. (2021) for a possible opening of new routes in the Arctic.

Figure 5 The predicted SO x emissions from ships in Europe in 2018, computed using the STEAM model (e.g. Johansson et al., 2017). Use of low-sulfur fuels and SO x scrubbers is concentrated to the North Sea and Baltic Sea ECAs. Background map © US Geological Survey, Landsat8 imagery.

Emissions from ships in ports can be quantified for arrival and departure following the same AIS-based approach as for regional and global shipping emissions. Emissions for ships at berth are estimated based on ship type and size, but with large uncertainties.

Introduction of emission limits gives shipowners a choice to comply with at least three options. The first of these is the use of low-sulfur fuels, and the second option involves the use of aftertreatment devices ( SO x scrubbers), which remove air pollutants by spraying the exhaust with seawater. The third option probably applies only to new ships, because it involves the use of liquid natural gas (LNG) as a marine fuel.

Exhaust aftertreatment systems, which are commonly used to remove NO x , SO x , or PM often involve chemical additives (urea, caustic soda) or large amounts of seawater. Use of so-called open-loop SO x scrubbers, which use seawater spray to wash the ship exhaust, releases the effluent back to the sea. This may lead to a creation of a new water quality problem, especially in areas where water volumes are small (estuaries, ports) or water exchange is slow (e.g. the Baltic Sea) (Teuchies et al., 2020).

The use of low-sulfur or LNG fuels is a fossil-based solution, unless the fuel was made using renewable or fully synthetic sources. However, emissions of NO x , SO x , and PM from LNG engines can be very low, but this depends very much on the engine type selected.

Methane, methanol, and ammonia are three fuels which can be produced by fossil, bio, and synthetic pathways. These three fuels are also suitable for use in internal combustion engines as well as fuel cells. All three are hydrogen carriers and processes, which lead to synthesis of these three fuels and have hydrogen production as an intermediary step. This could offer a viable pathway towards hydrogen-based shipping but also allows the use of current engine setups and existing fuel infrastructure (DNV-GL, 2019).

3.2.5  Emissions of indoor sources

The shift in focus from regulating the outdoor concentration of pollutants to putting more emphasis on reducing the individual exposure to pollutants, which is described later in Sects. 7.4 and 8 of this paper, makes it necessary to analyse not only possibilities for reducing emissions from outdoor sources, but also those from indoor sources. Thus, detailed knowledge about emission factors from indoor sources is needed.

Smoking, combustion appliances, and cooking are important sources of PM 2.5 , NO, NO 2 , and PAHs (Hu, 2012; Li, 2020; Weschler and Carslaw, 2018). Particularly important indoor sources of NO and NO 2 are gas appliances such as stoves and boilers (Farmer et al., 2019). For PM 2.5 , apart from diffuse abrasion processes, passive smoking is still the most important source, although the awareness that passive smoking is unhealthy has been increasing with the EU ban of smoking in public buildings. Schripp et al. (2013) report that not only smoking but also consuming e-cigarettes leads to a high emission of VOCs and fine and ultra-fine particles. Frying and baking lead to the evaporation and later condensation of fat and are a large source for PM 2.5 , especially if no kitchen hood is used; a larger number of studies on frying are available and listed in Li (2020) and Hu et al. (2012). Hu et al. (2012) reviewed emissions of PM 2.5 from the use of candles and incense sticks and found that incense sticks have much higher emission rates than candles. Zhao et al. (2020a) simultaneously measured indoor and outdoor concentrations of PM in homes in Germany and report abrasion and resuspension processes as major contributors of coarser particles (PM 2.5−10 ) and toasting, frying, baking, and burning of candles and incense sticks as important sources for ultra-fine particles. Also, the use of open chimneys and older wood stoves in the living area is an important source. For wood stoves, mostly measured indoor concentrations of PM 2.5 are used to characterize the pressure coming from indoor emissions, or emissions are estimated as a fraction of the overall emissions of a stove. As only a few studies measuring emissions from wood stoves into the interior exist (Li et al., 2019b; Salthammer et al., 2014), more measurements are necessary. Schripp et al. (2014) report very high emission factors of ethanol-burning fireplaces, as these have no chimney.

Laser printers emit ultra-fine particles, especially longer-chained alkanes (C21–C45) and siloxanes (Morawska et al., 2009). Also the new 3D printers are a source of nanoparticles, as Gu et al. (2019) found out. Schripp et al. (2011) analysed the emissions from electric household appliances and reported high emission rates in particular from toasters, raclette grills, flat irons, and hair blowers.

New furniture is often a source of formaldehyde. The use of chemicals such as cleaning agents and personal care products leads to VOC and semi-volatile organic compounds (SVOC) emissions, which are partly oxidized and condensate and thus transform into fine particles. McDonald et al. (2018) point out that with rapidly decreasing emissions of VOC from transportation, emissions from the use of volatile chemical products indoors are becoming the dominant sources in the urban VOC emission inventory, so that VOC concentrations often are higher indoors than outdoors (Kristensen et al., 2019).

Excreta of house dust mites use of fan heaters; vacuum cleaning; especially without HEPA filters; and pets are further indoor emission sources. Furthermore, all kinds of human activities produce abrasion. As there are numerous different processes causing these emissions, instead of estimating emissions, measured concentrations, which typically stem from abrasion processes, are used.

Apart from reducing emissions, the concentration of pollutants indoors can also be reduced by ventilation, i.e. by opening windows or using mechanical ventilation, or by filtering the air, e.g. with HEPA filters for the removal of fine particles.

3.2.6  Source apportionment methods and studies

The question of how much the different sources are contributing to the ambient levels of different air pollutants is critical for the design of effective strategies for urban air quality planning. Different methods are used for source apportionment of ambient concentrations, each including certain limitations given by the intrinsic assumptions underpinning the individual methods and by availability and robustness of data underpinning the source apportionment. In many cases these methods are complementary to each other, and implementation of a combination of different methods decreases the uncertainties (Thunis et al., 2019). There are two principally different source apportionment models: the receptor models apportioning the measured mass of an atmospheric pollutant at a given site to its emission sources and the source-oriented models based on sensitivity analyses performed with different types of air quality models (Gaussian, Lagrangian, or Eulerian chemistry–transport models) (Viana et al., 2008; Hopke, 2016; Mircea et al., 2020). Another method addressing the source–receptor relation of air pollution is inverse modelling used for improvement of emission inventories from global scale to individual industrial sources (e.g. Stohl et al., 2010; Henne et al., 2016; Bergamaschi et al., 2018).

The main receptor models are the incremental (Lenschow) method, the chemical mass balance (CMB) method, and the positive matrix factorization (PMF) (Mircea et al., 2020). The Lenschow method is based on the assumption that source contributions can be derived from the differences in measured concentrations at specific locations not affected and affected by the emission sources. This approach is based on the assumptions that the regional contribution is constant at both locations and that the sources do not contribute to the regional background. The CMB is based on known source composition profiles and measured receptor species concentrations. The result depends strongly on the availability of source profiles, which ideally are from the region where the receptor is located and that should be contemporary with the underpinning ambient air measurements. PMF is the most commonly used analytical technique operating linear transformation of the original variables to create a new set of variables, which better explain cause–effect patterns. Hopke (2016) provides a complete review of receptor models.

The source-oriented apportionment methods utilizing source-specific gridded emission inventories and air pollution models include two in principal different methods, the widely used sensitivity analysis, also called brute-force method, or emission reduction potential (Mircea et al., 2020) or emission reduction impact (ERI) method (Thunis et al., 2019), and the tagged species methodology which involves computational algorithms solving reactive tracer concentrations within the chemistry–transport models. ERI and tagged species methods are conceptually different and address different questions. Generally, the ERI method analyses how the concentrations predicted by an air quality model respond to variations in input emissions and their uncertainties. An important aspect to consider when using this method is that the relationship between precursor emissions and concentrations of secondary air pollutants may include non-linear effects. In non-linear situations, the sum of the concentrations of each source is different from the total concentration obtained in the base case. The magnitude of the emission variations considered in ERI may vary from small perturbations, studying the model response in the same chemical and physical regime as the base case, to removing 100 % of the studied emissions (the zero-out method), which may include non-linear effects present in the model response (Mircea et al., 2020). The tagged species method is based on CTM simulations with the tagging/labelling technique, which keeps track of the origin of air pollutants through the model simulation. This accountability makes it possible to quantify the mass contributed by every source or area to the pollutant concentration (Thunis et al., 2019; Im et al., 2019).

The principal differences between the different source-apportionment methods and implications of these differences on apportionment of sources to the observed or modelled ambient concentration levels are in detail explained and discussed in Clappier et al. (2017) and Thunis et al. (2019). Belis et al. (2020) evaluated 49 independent source apportionment results produced by 40 different research groups deploying both receptor and source-oriented models in the framework of the FAIRMODE intercomparison study of PM 10 source apportionment. The results have shown good performance and intercomparability of the receptor models for the overall data set while results for the time series were more diverse. The source contributions of the source-oriented models to PM 10 were less than the measured concentrations.

In this section we further focus on new developments in source characterization with the help of receptor-oriented models and in construction of emission inventories while the air quality models and emission sensitivity studies are the subject of Sect. 5 of this paper. Several new studies reported on characterization of local composition of particulate matter as well as of NMVOCs and PAHs, tracking the contribution of main emission sources (Christodoulou et al., 2020; Diémoz et al., 2020; Saraga et al., 2021; Liakakou et al., 2020; Kermenidou et al., 2020). The particulate matter has been characterized in terms of carbonaceous matter – elemental or black and organic carbon, organic matter, metals, ionic species, and elemental composition. An Aethalometer model to identify BC related to fossil fuel combustion and biomass burning has been applied in several studies (Grange et al., 2020; Christodoulou et al., 2020; Diémoz et al., 2020). Combination of the different analytical methods and analysis of temporal and spatial variation in the data allowed for identification of chemical fingerprints of different emission sources. Belis et al. (2019) present a multistep PMF approach where a high-time-resolution data set from Italy of aerosol organic and inorganic species measured with several online and offline techniques gave internally consistent results and could identify additional emission sources compared to earlier studies.

The local studies characterizing the local composition of PM, as well as NMVOCs and PAHs, revealed the important roles of road traffic and residential combustion for concentration levels of air pollutants in both urban and rural areas. Wood burning has an important share in many residential areas, especially those outside the city centres and in the countryside (Saraga et al., 2021; Fameli et al., 2020). Fuel oil is another important fuel in residential combustion; in some cities such as Athens it is the dominating one (Fameli et al., 2020). The studies show important differences in the diurnal and seasonal patterns of these two emission sources. While road traffic emissions have maxima in the morning and afternoon hours, contributions from residential combustion dominate at night-time and in the cold season. Important contributions of traffic are found in all studies. Saraga et al. (2021) show, as results from the ICARUS study performed in six European cities, that the main contribution to road-traffic-related PM 2.5 is the tyre and brake wear and resuspension of the particles. The fuel oil combustion source is, apart from residential heating, also associated with industrial emissions and shipping emissions. Contributions from these sources become important at specific locations, like in cities with certain industrial plants or in harbour cities.

Analyses of data from longer time series show a decreasing trend for exhaust gas emissions in road traffic. Its contributions to BC in the last decade decreased while the residential combustion, especially the wood burning contribution, does not show any clear trend (Grange et al., 2020). Efficient abatement measures for improvement of the local air quality need to address the important sources. In most cases these are the local traffic and residential combustion, but in many cases these also include industrial sources and in some cases shipping. Targeting these different sources requires a different approach for each.

Inverse modelling is mainly used for improvement of emission inventories with the help of measurements. Different inversion methods applied in Lagrangian dispersion models (e.g. Stohl et al., 2010; Manning et al., 2011; Henne et al., 2016) and global and regional Eulerian models have been widely used for improvements of emission inventories of greenhouse gases on a wide range of geographical scales from global to national, urban, and local. An overview of different inverse modelling approaches applied to a European CH 4 emission inventory is presented by Bergamaschi et al. (2018). Inverse modelling has the potential to reduce uncertainties of emission inventories comparable to other approaches, e.g. an incremental method combining aircraft measurements and a high-resolution emission inventory (Gurney et al., 2017).

3.3  Emerging challenges

3.3.1  emission inventories and preprocessors.

Emission inventories still have large uncertainties. In particular, PM emissions stemming from all kinds of diffuse processes, especially from abrasion processes in industry, households, agriculture, and traffic, show a large variability and uncertainty. For example, abrasion processes of trains may cause very large PM concentrations in underground train stations, but emission factors and total emissions are not well-known. With the ongoing reduction of exhaust gas emissions and the continuing introduction of electric vehicles, abrasion will become the most important process for traffic emissions.

For residential wood combustion many uncertainties relate to the quality and refinement of information about the use of wood and the heating device technologies, tree species, wood storage conditions, or combustion procedures implemented. Their impact on emission inventories is not well evaluated, but new research underlines how national characteristics need to be taken into account and also shows what type of data can be used in order to improve the spatial representation of these emissions.

Despite the activities to improve temporal profiles of agricultural emissions, more detailed information about the amount of NH 3 and PM emissions is still needed for many regions of the world. Also, natural emissions like dust, marine VOCs, and marine organic aerosols remain a challenge, in particular when climate change might lead to the formation of new source regions in high latitudes.

Chemical composition of NMVOC emissions from combustion processes remains highly uncertain, especially when new fuels enter the market like low-sulfur residual fuels in shipping or when new exhaust gas cleaning technologies are introduced that modify the chemical composition of the exhaust gas. Advanced instrumentation for the characterization of new emission profiles are needed here. Measurement techniques employed in the characterization of emissions impact the results; for example, the dilution methods used have a large impact on the measured gas-to-particle partitioning. Better understanding of these impacts and a robust assessment of the uncertainties and variabilities remain a challenge. Emission inventories should include air pollutants and greenhouse gases at the same time. Integrated assessments analyse measures and policies targeting air pollution control as well as climate protection at the same time and potential, and their co-benefits need to be investigated.

Emissions preprocessors aim at increasing the level of detail they take into account for calculating the spatial and temporal resolution of emissions. However, the availability of input data sets (e.g. traffic data from mobile phone positions, AIS ship position data), the huge size of these data sets, and also data protection rules currently hinder their use. Still, there is big potential in extending the data sources used for emissions preprocessing towards big data, e.g. from mobile phone positions, traffic counts, or online emission reporting, in order to reach real-time emission data and improved dynamic emission inventories to be used in air quality forecast systems. Monitoring data from numerous air quality sensors at multiple locations might help in advancing these inventories.

3.3.2  Road emissions

The accuracy and relevance of our current emission estimation and modelling approaches may in the future be challenged by relevant developments, the most important ones being the following.

The exhaust emissions from road transport are continuously decreasing, as exhaust filters become increasingly efficient and are used in a wider range of vehicle technologies, including gasoline vehicles, while the market share of electric cars is also increasing. However, PM 2.5 , PM 10 , and heavy metal emissions from wear and abrasion processes increase with increasing traffic volume as they are not regulated, and electric cars also produce emissions from tyre wear and road abrasion. For instance, the emissions of PM 2.5 reported by Germany to the EEA for 2018 show 9.9 kt a −1 for exhaust gases of cars, trucks, and motorcycles; 7.6 kt for tyre and brake wear; and 4.3 kt from road abrasion. A scenario reported by Germany for 2030 shows only 2.0 kt PM 2.5 for exhaust emissions, but 7.9 kt from tyre and brake wear and 4.4 kt from road abrasion (EIONET, 2019). Emissions from wear of tyres and brakes and abrasion of road surfaces are less studied than exhaust emissions. Wear emissions depend on a range of parameters including driving behaviour (acceleration and braking pattern), vehicle weight and loading, structure and material of brakes and tyres, road surface material, and weather conditions (e.g. road water coverage) (e.g. Denby et al., 2013; Stojiljkovic et al., 2019; Beddows and Harrison, 2021). Capturing the effect of technological developments in this area would be therefore important for relevant air quality estimates.

The profile of non-methane organic gases (NMOGs) is important to estimate the contribution of exhaust to secondary organic aerosol formation. NMOGs depend on fuel and lube oil use, combustion, aftertreatment, and operation conditions. The profile of emission species may be differentiated as new fuels, including renewable, oxygenated, and other organic components are being increasingly used to decarbonize fuels. Hence, although total hydrocarbon emissions are still controlled by emission standards, the speciation of these emissions may vary in the future. Monitoring those changes is cumbersome as the study of the chemistry and/or volatility of organic species is a tedious and expensive procedure. Hence any changes may escape relevant experimental campaigns.

Questions remain about the suitability of widespread emission factors and models to capture the effects of lane layouts, vehicle interactions, and driving behaviour, while lane-wide average traffic parameters are a structural limitation to emission modelling. As urban policies are advancing in an effort to decrease the usage of private vehicles in cities, the impact of traffic calming and banning measures may not be satisfactorily captured by today's available emission models. In order to take driving behaviours into account, it is necessary to improve so-called microscopic models such as the “Passenger car and Heavy duty Emission Model“ (PHEM) (Hausberger et al., 2003) that calculate emissions from high-temporal-frequency information on network configuration as well as traffic and driving conditions (see review by Franco et al., 2013). Their use calls for the development of new methodologies to provide the simulation with individual speed profiles, taking into account the actual road usage and the specificities of the emissions of the most recent vehicles.

3.3.3  Shipping emissions

The efforts of decarbonizing shipping have thus far concentrated on minimizing the energy need of ships, but a shift to carbon-neutral or non-carbon fuels is necessary. Methane, methanol, and ammonia are three fuels that could offer a viable pathway towards hydrogen-based shipping but also allow for the use of current engine setups and existing fuel infrastructure (DNV-GL, 2019). Regardless of the fuel or aftertreatment technique used, detailed emission factor measurements for various combinations of fuels and engines are needed (Anderson et al., 2015; Winnes et al., 2020) to reliably model the emissions.

Little is known about emissions of VOCs from ships and how much they contribute to particle formation and ozone formation. VOC emissions from ships are not included in most ship emission models, because emission factors are not available or stem from comparably old observations. In addition, VOC emissions are expected to vary considerably with the type of fuel burned and the lubricants used on board, both of which have changed considerably with the introduction of low-sulfur fuels in 2015 (in ECAs) and in 2020 (on a global level). The most recent greenhouse gas emission report from IMO (2021) states that evaporation might be the most important source for VOCs from shipping, which is not considered in any emission inventory, yet.

Current exhaust gas cleaning technologies, in particular scrubbers applied for removing SO 2 from the ship exhaust, dump large parts of the scrubbed pollutants into the sea. More comprehensive research is therefore urgently needed on the combined effects of shipping, which will treat both the impacts via the atmosphere and those on the marine environments. The impacts via the atmosphere include the health effects on humans, the deposition of pollutants to the sea, and climatic forcing. The impacts on the marine environment include acidification, eutrophication, accumulation of pollution in the seas, and marine biota. Recently, there have been attempts to combine the expertise of oceanic and atmospheric researchers for resolving these issues (Kukkonen et al., 2020a).

Ships have high emissions when they arrive in ports and also when they depart a short time later. In addition, they need electricity and heat when they stay at berth, leading to additional emissions in ports stemming from their auxiliary engines and boilers. The impact of these emissions on urban air quality in port areas is of high interest because of their large impact on human exposure.

3.3.4  Indoor sources

Even though people in industrialized countries spend more than 80 % of their time indoors, systematic knowledge on indoor air quality, source strength of the indoor air pollution sources, and physico-chemical transformation of indoor air pollutants is still limited. Therefore, systematic quantification of different indoor air pollution sources, such as building material, consumer products, and human activities, is needed, including exploitation of the already existing test chamber, and other relevant laboratory data are needed. Special attention is also needed to the outdoor source component. Besides obtaining new data on indoor-to-outdoor (I  /  O) ratios, the existing data need to be systematically analysed. One of the key challenges here is how to translate such data from the outdoor contribution into a real indoor environment with considerable heterogeneity in terms of ventilation, volume, microclimatic characteristics, and multiple indoor sources (Bartzis et al., 2015).

Development of indoor air quality models with accurate description of the key chemical and physical processes involved in outdoor–indoor air interaction as well as processing and transport of indoor air pollution inside the buildings is needed to properly address connection between the outdoor air quality and indoor air pollution sources. Additional advanced modelling is needed for air–surface interactions targeting emissions and sinks on different surfaces including those in the ventilation set-up (Liu et al., 2013) along with verification of the indoor air models with measurements in a variety of indoor air environments.

3.3.5  Source apportionment

Continuous improvement of emission inventories with help of verification with source- and receptor-oriented source apportionment methods is needed, especially as large changes in emissions, in terms of both the emission totals and profiles of emission species from individual sources, are expected as a result of upcoming new technologies, fuels, and changes in lifestyle emerging mainly from the Paris Agreement climate change targets.

Currently, apportionments of the overall measurement data sets usually give consistent results while source apportionment of data with high temporal resolution still remains challenging. With rapid development of both advanced online measurement instruments and low-cost measurement sensors, development of source apportionment methods towards high-temporal-resolution data and increasing number of parameters is necessary. This also requires improvements in characterization of sources in terms of both speciation and temporal profiles. This in particular concerns emission profiles for NMVOCs, PAHs, and particulate organic matter (e.g. most existing profiles for PAH emission from vehicles are quite old and do not follow vehicle technology evolution; Cecinato et al., 2014; Finardi et al., 2017). Inverse modelling methods are very powerful and promising tools for source estimation and improvement of emission inventories, but the current models provide large spread in results and need to be further improved and intercompared.

Here we concentrate on another growing field of development: low-cost sensor (LCS) networks, crowdsourcing, and citizen science together with small-scale air quality model simulations to provide personal air pollution exposure. Modern satellite and remote sensing techniques are not in focus here.

4.1  Brief overview

Europe's air quality has been improved over the past decade. This has led to a significant reduction in premature deaths over the same period in Europe, but all Europeans still suffer from air pollution (EEA, 2020a). The most serious air pollutants, in terms of harm to human health, are particulate matter (PM), NO 2 , and ground-level ozone (O 3 ). The analysis of concentrations in relation to the defined EU and World Health Organization (WHO) standards is based on measurements at fixed monitoring points, officially reported by the member states. Supplementary assessment by modelling is also considered, particularly when it results in exceeding the legislated EU standards. But in parallel new monitoring techniques and strategies for observation of ambient air quality are available and applied, which are discussed below.

The motivations for new developments in observation and instrumentation are, on the one hand, obtaining necessary information about air pollutant concentrations and exposure as a basis for compliance and health protection measures and on the other hand supporting improvements in weather, climate, and air quality forecasts. Remote sensing techniques are developed further to get 3D coverage of observations globally by establishment of networks with mini-lidar for example (so-called ceilometers), for evaluation of satellite measurements, to contribute to atmospheric super sites (extension of in situ measurements), or for chemistry–transport model (CTM) evaluations. These techniques can provide nearly continuous monitoring data, only interrupted by certain weather conditions. Satellite measurements are becoming more important for air quality management because their spatial resolution can reach down to 1 km, while their information content is suitable for the assessment of modelling results and combination with modelling tasks (Hirtl et al., 2020). All these techniques enable unattended detection at different altitudes and thus of the composition, clouds, structure, and radiation fluxes of the atmosphere as well as Earth surface characteristics, relevant for atmosphere–surface feedback processes.

Some examples of modern remote sensing techniques as described in Foken (2021) are the sun photometer networks (determination of aerosol optical depth), MAX-DOAS (e.g. NO 2 and HCHO column densities), lidar (e.g. water vapour, temperature, wind, and air pollutants), and more recently ceilometers (e.g. cloud altitude and mixing layer height). Machine learning algorithms, such as neural networks, are now deployed for remote sensing applications (Feng et al., 2020). Satellite observations have become available for column densities of aerosol, NO 2 , CO, HCHO, O 3 , PM 10 , CH 4 , and CO 2 as well as aerosol optical depth and various image analyses (Foken, 2021). Together with improved spatial coverage and high resolution, these data become increasingly important for assessment in urban areas (Letheren, 2016).

The distribution of ambient air composition exhibits large spatial variations; therefore high-resolution measurement networks are required. This has become possible with LCS networks, which are used in both research and operational applications of air pollution measurement and in global networks of observations such as the World Meteorological Organization (WMO) Global Atmosphere Watch (GAW) programme (Lewis et al., 2017). WMO/GAW (Global Atmosphere Watch Programme of the World Meteorological Organization; https://public.wmo.int/en , last access: 21 February 2022) addresses atmospheric composition on all scales from global and regional to local and urban (see GAW Station Information System, https://gawsis.meteoswiss.ch/GAWSIS/#/ , last access: 21 February 2022) and thus provides information and services on atmospheric composition to the public and to decision-makers, which requires quality assurance elements and procedures as described by the WMO/GAW Implementation Plan: 2016–2023 (WMO, 2017). This topic is further discussed with respect to the related sensor, network, and data analysis requirements.

4.2  Current status and challenges

To describe the current trends of air quality monitoring, certain lines of research and technical development are formulated in the following section. This section concentrates on high-resolution measurement networks by the installation of a larger number of small and low-cost measurement sensors. The measurements by traditional in situ measuring as well as ground-based, aircraft-based, and space-based remote sensing techniques or integrated measuring techniques are no longer considered. Also, satellite observations, which are a growing field of development towards even smaller and thus cost-effective platforms, are not the focus here.

The configurations of ambient air measurements can be described as a space, time, and precision-dimensional feature space shown as large arrows in Fig. 6 where crowds with LCS (green) are distributed irregularly in space and time at low precision and high number. Stationary measurements (yellow) are performed at high precision and thus of the highest quality as well as continuously over time but only at a few points in space requiring high effort and cost. Between the two layers, mobile measurements are available on a medium level of precision: in one case regularly on certain routes (red) and in another case with high spatial density at a few points during intensive measurement campaigns (blue). The crowd measurements by LCS can be geo-statistically projected onto a higher quality level together with the high-precision measurements (thin black arrows). Following this, an overall higher information density at an elevated quality level than the sum of the individual measurements alone is possible, so that continuous data by LCS can be applied (Budde et al., 2017).

There is an increasing interest in air quality forecast and assessment systems by decision makers to improve air quality and public health; mitigate the occurrence of acute air pollution episodes, particularly in urban areas; and reduce the associated impacts on agriculture, ecosystems, and climate. Current trends in the development of modern atmospheric composition modelling and air quality forecast systems are described in review by Baklanov and Zhang (2020), which includes for instance the multi-scale prediction approach, multi-platform observations, and data assimilation as well as data fusion, machine learning methods, and bias correction techniques. This shows the general development towards spatial and temporal high resolution as well as better knowledge of personal air pollution exposure.

Figure 6 Configuration of ambient air measurements modelled as a space, time, and precision-dimensional feature space (large arrows): crowds with low-cost sensors (green) scatter irregularly in space and time at low precision but high number (source: Budde et al., 2017).

4.2.1  Low-cost sensors and citizen science for atmospheric research

Many manufacturers (more than 50 worldwide, with their numbers growing fast) are working in the market for air quality monitoring with different business models (Alfano et al., 2020). There are companies which produce and/or sell medium-cost sensors (MCSs) with a cost per compound on the order of EUR 100 and EUR 1000 and LCS on the order of EUR 10 and EUR 100 for all key air pollutants (Concas et al., 2021). Furthermore, manufacturers and integrators often provide installation of LCS and MCS for networks and on mobile monitoring platforms. The operation of such networked and mobile platform measurements is also often supported by the companies which install the sensors. However, the monitoring of air pollutant limit value exceedances is still a task of governmental agencies which are responsible for air quality.

These developments point to a new era in detecting the quality of air which we breathe (Munir et al., 2019; Schade et al., 2019; Schäfer et al., 2021) where virtually everybody can measure air pollutants. Following this potential high number of sensors, fine-granular assessment of air quality in urban areas is possible at lower costs. The data platforms of these LCS and MCS networks collect enormous amounts of data, and new data products like personal exposure of air pollutants, spatial distribution of air pollutants down to 1 m resolution, information about least polluted areas, and forecast of air quality are supplied for users. Figure 7 shows these possibilities on the Internet of Everything with things, sensor data, open data platforms, and citizen actions.

Figure 7 Exploitation of Internet of Everything technology with things, sensor data, open data platforms, and actions of people.

Algorithms from machine learning and big data, together with data from reference instruments as well as monitoring data owned by governmental agencies, are often working on a central data server. Thus, an overall higher information density at an elevated quality level than the sum of the individual measurement components is possible. Also, a dynamic evaluation technique can be applied, which is built upon mobile sensors on board vehicles, for example, trams, buses, and taxis combined with the existing monitoring infrastructure by intercomparison between any two devices which requires a corresponding high dynamic of their sensitivity. Pre-/post-calibrations are possible by using high-end instruments or adjustment in a reference atmosphere under prescribed laboratory and/or field conditions. Based on these achievements in the monitoring networks it is possible to identify emission hot spots and thus to assess spatially resolved, high-resolution emission inventories. Such emission inventories are a prerequisite for supporting high-resolution numerical simulations of air pollutant concentrations and eventually the forecast of air quality.

Furthermore, because of the small size and low weight, sensors can be installed on board unmanned aerial vehicles (UAVs) so that these platforms become complex air quality (Burgués and Marco, 2020) and meteorological instruments. This means vertical profiling is possible with aerial atmospheric monitoring to understand the influence of air pollutant emissions upon air quality.

4.2.2  Quality of sensor-measured and numerical simulation data

An increasing number of evaluations of MCS and LCS as well as of networks based on such sensors are being performed, and conclusions are available from these studies such as Thompson (2016), Morawska et al. (2018), and Karagulian et al. (2019). It is well-known that these sensors suffer from drift and ageing (Brattich et al., 2020). The drift can vary even among the same model sensors that come from the same factory. Furthermore, sensor data evaluation is necessary due to cross-sensitivities of sensors with other air pollutants in ambient air and the influences of different temperatures and humidity in ambient air upon the sensor response.

Activities for the standardization of a protocol for evaluation of MCS and LCS at an international level and for inter-comparison exercises are ongoing, where MCS and LCS are tested at the same sites and at the same time (e.g. Williams et al., 2019). The European Committee for Standardization/Technical Committee (CEN/TC) 264/Working Group (WG) 42 “Ambient air – Air quality sensors” works for a Technical Specification of LCS (CEN/TS 17660-1; https://standards.cencenelec.eu/dyn/www/f?p=CEN:105::RESET:::: last access: 21 February 2022). Such guidelines and sensor certifications are required for data products such as personal air pollution exposure, emission source identification, and nowcasting of air quality as well as for applications as traffic management (Lewis et al., 2018; Morawska et al., 2018).

In the area of high-resolution modelling, the creation of a model data standard for obstacle-resolving models ( https://www.atmodat.de/ , last access: 21 February 2022) has started (Voss et al., 2020) as already done for coupled models (CESM – CMIP6 (ucar.edu); https://www.cesm.ucar.edu/projects/CMIP6/ , last access: 21 February 2022).

4.2.3  Importance of crowdsourcing, big data analysis, and data assimilation

Data from high-resolution measurement networks can provide the base for application of small-scale 3D process-based CTMs by means of assessment of emission inventory and model results. Additionally, it can support the operation of statistical, artificial intelligence, neural network, machine learning, and hybrid modelling methods (Bai et al., 2018; WMO, 2020; Baklanov and Zhang, 2020). Statistical methods are simple but require a large amount of historical data and are extremely sensitive to them. Artificial intelligence, neural network, and machine learning methods can have better performance but can be unstable and depend on data quality. Hybrid or combined methods often provide better performance. Such methods can also improve the CTM forecast by utilizing added observation data. For example, Mallet et al. (2009) have applied machine learning methods for the ozone ensemble forecast, performing sequential aggregation based on ensemble simulations and past observations. The latest results of the integration of air quality sensor network data with numerical simulation and neural network modelling results by data assimilation methods are for the Balkan region (Barmpas et al., 2020); Grenoble, France (Zanini et al., 2020); Leipzig, Germany (Heinold et al., 2020); and the inner city of Paris, France (Otalora et al., 2020), and they show how modelling can be used to support and consolidate information from observation data products.

The trend to improve air quality forecasting systems leads to the development of new methods of utilizing modern observational data in models, including data assimilation and data fusion algorithms, machine learning methods, and bias correction techniques (Baklanov and Zhang, 2020). Typically, as a first step data verification and validation of different data sources are performed, including data from LCS and MCS networks, permanent monitoring networks, and UAV-based, aircraft-based, and satellite-based measurements (in situ and remote sensing). Subsequently, emission information data assimilation methods are applied for integration with urban-scale CTM or neural network modelling or fluid dynamics modelling or combining these to provide a flexible framework for air quality modelling (Barmpas et al., 2020). Such approaches that combine the use of observations with models can lead to improved new tools to deliver high-quality information about air quality, spatial high-resolution forecasts of air quality for hours up to days, and health protection to the public.

Further, literature already provides QA–QC methods for MCS and LCS based on big data analyses and machine learning as well as data analyses in the cloud (Foken, 2021). Evaluation methods for measurement and modelling results are selected and combined to show the application potential of data sets of the new sensors, networks, and air quality model simulations. The further development and application of assimilation and quality evaluation methods is ongoing with the aim that distributed data sources will form the basis for new data products, making possible new applications for citizens, local authorities, and stakeholders.

4.2.4  Applicability of sensor observations

Crowdsourcing of sensor observations is applied to get information for personal air pollution exposure and for supporting decisions on personal health protection measures such as information about the least polluted areas for outdoor activities. Using this data-based information, citizens can recognize heavily polluted areas, which could be especially important for sensitive groups.

The platforms for the combination of ground-based stationary and mobile sensors, the complementation with 3D measurement data by in situ and remote sensing observations, and model evaluation and assessment can support such applications. This trend of cost-effective air quality monitoring includes user-oriented data services and education about air pollution and climate change to best exploit the knowledge and information content of measured data. Local authorities already use such data (e.g. English et al., 2020) for identifying emission hot spots, management of city infrastructure, and road traffic management towards improving air quality.

MCS and LCS and their advantages in operation and data availability via citizen sciences can also support the understanding of indoor air quality. The investigations of indoor air pollution in conjunction with outdoor air pollution monitoring provide more realistic data of personal air pollution exposure and for assessing measures of health protection.

4.2.5  Modelling for urban air quality to support observation data products

Numerical modelling results are traditionally evaluated against data from air quality monitoring networks (see also Sect. 5). At high resolution, this process requires the use of a sensor network specifically configured to meet the needs of the exercise. Conversely, modelling can also be used to support air quality mapping based on observational data. Indeed, while the use of LCS for high-density observations can provide information on the variability of pollutant concentration on a fine spatial scale, the spatial (and temporal) global coverage of the areas being monitored nevertheless can prove to be irregular and incomplete.

Data-driven modelling over combined stationary- and mobile-generated pollution data requires the deployment of dedicated statistical methodologies. Although little research effort has been devoted to such developments so far, recent advances in machine learning and artificial intelligence have highlighted the exciting potential of several statistical analysis tools (data envelopment analysis, unsupervised neural learning algorithms, decision trees, etc.) to predict air quality at the city scale from data generated by mobile sensors, which are supported by citizen involvement (Mihăiţă et al., 2019).

Another approach that appears very promising to meet the operational challenges associated with fine spatial mapping is to combine sensor data with mapped data from models. The technique used is geostatistical data fusion, an approach similar to data assimilation and based on kriging interpolation. It produces a new map whose added value lies in obtaining the most probable field of concentration, at the time when the sensor observations were made but also the combination of information provided by the two data sources (Ahangar et al., 2019; Schneider et al., 2017). A study carried out on a medium-density urban area in France showed that the bias found between the outputs of an urban model and the data from the local air quality network was reduced from 8 % to 2.5 % following fusion with the sensor data. However, the results of the fusion technique are characterized by a lower dispersion than the input data sets, which leads to a smoothing of the peaks and thus an underestimation of the maximum values. Finally, the performance of fusion is logically degraded by the uncertainty in the sensor measurements and the low correlation between the two data sources due to biases in the LCS measurements (Gressent et al., 2020). This underlines the importance of accurate calibration of portable devices to achieve reliable air quality mapping on a fine scale.

4.3  Emerging challenges

4.3.1  use of low-cost sensors.

Providing citizens and stakeholders with innovative information from large networks of sensors can yield added value and is fast becoming one of the main emerging challenges in air quality management. Nevertheless, with the greater range of observational techniques available now, there is a need for the application of instrumentation consistency, involving operation of mobile sensors by citizen for routine inter-calibrations and approaches for sensor intercomparison in networks, using correction algorithms for sensors which should be described in a common way. When sensors are installed on board vehicles or UAV, detailed information about the sensor response time should be provided taking account of the compatibility with its movement speed and data gathering frequency.

There is also the need to strengthen the linkages between existing measurement data sets. For example, air pollution monitoring networks of governmental agencies operating at local and national levels incorporating reference data with certified QA–QC methods need to be explored to exploit numerical algorithms, especially from artificial intelligence or dynamic data assimilation, for example as part of sensor and network certifications and standardization, so that these measurement methodologies and the available enormous amount of data can be useful for air quality research and assessment, including legislative reporting.

In the case of low-cost sensors, guidelines and sensor certifications for LCS and MCS are prerequisites for their application. Because such documentation has not been consistently available up to now, LCS and MCS data cannot be used for official assessment of WHO or EU limit value exceedances. Furthermore, the level of acceptable data quality of LCS and MCS is difficult to ascertain, and presently the LCS and MCS networks are difficult to integrate into or extend the air pollution monitoring networks of responsible authorities.

4.3.2  Multi-pollutant instruments

Depending on the monitoring task of air quality or personal exposure, sensors for detection of all air pollutants including ultra-fine particles (UFPs) and particle size distribution (PSD) but also greenhouse gases (GHGs) are necessary. In the application case of sensors embedded at the surface of clothes or carried by individuals, extended miniaturization of LCS and MCS must measure the personal air pollution exposure. Relevant developments could also include personal measurements of bioaerosols (e.g. pollen and fungi). Such data are required to study the combined health effects of air pollutants, bioaerosols, and meteorological parameters. In this sense the speciation or chemical composition and physical characteristics of particles of all sizes are needed too.

4.3.3  Modelling for urban air quality to support observation data products

The small-scale forecast of air quality for different applicants and personal health protection must be improved by adaptation of corresponding numerical simulations of air pollution, based on online input data, which requires readily accessible sources like traffic counting and household heating activities. Alternatively, inverse modelling approaches can help quantify the strengths of diffusive emission sources and identify hot spots. Running spatial and temporal highly resolved numerical simulations requires online evaluation data from the combination of different platforms and the application of data algorithms from the area of machine learning or artificial intelligence.

The assimilation of small-scale data from measurements and numerical simulation of air pollution should be used for reduction of the space-time gaps of measurement networks. This is needed because measurement networks cannot be as dense as the spatial grids of numerical simulations. This implies further development of integration of observations by different platforms and methods as well as the assessment of numerical simulation results together with the application of crowdsourcing. Big data analyses and data assimilation methods can provide new areas of modelling applications in the field of improvement of air quality, determination of air pollution emissions and emission inventories, and development of personal health protection measures. Finally, it is necessary that these data eventually become suitable for monitoring and assessment of air quality in agreement with national and international guidelines.

Measurements and numerical simulation of coupled outdoor and indoor air quality must be supported for obtaining more realistic personal air pollution exposure information, given that most people are mainly exposed to indoor air, which, in turn, is strongly influenced by the quality of the outdoor air.

5.1  Brief overview

Over the last years, it became obvious that our understanding of pollution and exposure processes at the urban scale could be improved by combining multi-scale models and creating new dedicated numerical approaches and that the representation of scale interactions for dynamic phenomena, pollutant emission sources, and pollutant ageing would be a critical element in the realism of the simulation outputs. New developments have therefore aimed at restoring the spatial variability and heterogeneity of air pollution due to the turbulent transport of pollutants, whether in urbanized valleys, city centres, or confined urban spaces such as canyon streets.

The motivation of these works is to address societal issues with a focus on street-level representations of pollutant concentration fields to support the assessment of individual exposure to pollution. In this context, it is now acknowledged that statistical and other data analysis techniques such as machine learning have an important role to play in identifying underlying patterns and trends as well as relationships between different parameters. At the same time, air quality monitoring has been progressing by improving ensemble techniques that allow for more in-depth model evaluation and provide a solid basis for consistent operational work on air quality. The following section reviews current challenges and highlights emerging areas of research covering the development, application, and evaluation of air quality models.

5.2  Current status and challenges

5.2.1  innovative combinations of models.

To meet the need to represent concentration gradients of primary pollutants in large agglomerations, the use of urban-scale dispersion models has increased since the 2010s (Singh et al., 2014; Soulhac et al., 2012). These models indeed allowed the resolution of dispersion effects in a complex emitting and built environment, whereas chemistry–transport models (CTMs) cannot provide an explicit representation of near-source characteristics and meet computational time issues as the resolution increases. However, both the lack of connection between local emission effects and the regional transport of pollutants and the absence of a relevant representation of atmospheric reactivity limit the scope of this type of model. Therefore, interest is progressively turned to the nesting of CTMs and urban models, which allows the exploitation of the advantages of both approaches. Over the last decade, approaches either coupling or nesting Eulerian models with Gaussian source dispersion models (Hood et al., 2018; Hamer et al., 2020), microscale CFD models (Tsegas et al., 2015), obstacle-resolving Lagrangian particle models (Veratti et al., 2020), and/or street models (Jensen et al., 2017; Kim et al., 2018; Khan et al., 2021) have thus been developed with the aim of producing comprehensive cross-scale simulations of air quality in the city. An organization chart for such combined models is illustrated in Fig. 8.

Figure 8 Schematic diagram of the EPISODE model with the CityChem extension (EPISODE–CityChem model), from Karl et al. (2019b).

The interest of the “CTM-Urban dispersion model” approaches called plume-in-grid or street-in-grid lies in the fact that they allow in a single time step the simulation of urban background and to solve at low cost the dispersion of near-field emissions, for more resolved and realistic pollutant concentration fields. Compared to an urban model alone, those systems improve NO 2 scores in areas upwind of urban sources, as well as the average concentration levels of compounds that have a strong long-range transport component such as PM 2.5 , PM 10 , and ozone (Hood et al., 2018). Implemented at the scale of an agglomeration or a region, this approach demonstrated its ability to represent the diversity of urban microenvironments (e.g. proximity to road traffic versus urban background, effect of building density, and street configuration) that were until now poorly considered by the Eulerian approach alone. The representation of road traffic and its influence on urban air quality have been the main focus of these studies. Reaching a resolution from a few metres to a few tens of metres, the simulation outputs indeed accurately reproduce the gradients observed along road axes (see Fig. 9) and show greater comparability with urban-scale measurement data than CTMs alone (especially for NO 2 ). Particularly improved performances have been observed under stable winter conditions, and for some studies, the deviation from measurements is within the 15 % maximum uncertainty allowed by the EU directive for continuous measurements (Hamer et al., 2020). Mostly, the results show a better representation of the amplitude of the local signal than an improvement of the correlation with the observed concentrations, and it is concluded that these multi-scale approaches are a significant advance to predict local peaks and episodes. These skills set them apart as essential tools for providing high-resolution air quality data for street-level exposure purposes (Singh et al., 2020b). Statistical evaluations of the model outputs based on the EU DELTA Tool have been carried out as part of several studies: they show that the models comply well with the quality objectives of the FAIRMODE approach ( https://fairmode.jrc.ec.europa.eu/document/fairmode/WG1/MQO_GuidanceV3.2_online.pdf , last access: 23 Febraury 2022). In the end, although the performances of the models remain dependent on the relative importance of local emissions, as well as transport and chemical processes at each computation grid point, most of the residual biases could be attributed to a lack of realism in the emissions. This includes the presence of poorly characterized local sources (works on the street, road particulate resuspension processes) but also insufficient temporal refinement of road traffic profiles. In this respect, it should be emphasized that the improvement of particulate representation in the model and the restitution of near-field chemical equilibria are also expected as major evolution pathways for the models.

Figure 9 NO 2 annual average concentrations from the coupled ADMS-Urban–EMEP4UK model for (a)  the whole of Greater London and (b)  an area of central London. Monitoring data are overlaid as coloured symbols (Hood et al., 2018).

The study of the impact of shipping activities on urban air quality has also benefited from these multi-scale modelling approaches. Indeed, while conventional CTM approaches simulating the effect of shipping emissions in coastal areas of the North and Baltic seas agreed on the average contribution of shipping to air pollution (around 15 %–30 % of elevated concentrations of SO 2 , NO 2 , ozone, and PM 2.5 ; see Aulinger et al., 2016; Jonson et al., 2015; Karl et al., 2019a; Geels et al., 2021; Moussiopoulos et al., 2019, 2020), the use of urban and plume dispersion models made it possible to refine this diagnosis and assess near-field effects. As for road traffic, the influence of ship emissions on air quality induces pollution gradients in the city. Karl et al. (2020) thus found out that, in residential areas up to 3600 m from a major harbour, the ultra-fine particle concentrations were increased by a factor of 2 or more compared with the urban background.

5.2.2  Improved turbulence and dynamics for higher-resolution assessment of urban air quality

In parallel, the need for higher-resolution assessment of urban air quality poses new demands on flow and dispersion modelling. As an additional difficulty besides complex-geometry-induced phenomena, we are reaching a spatial resolution of metres and a temporal resolution of seconds, thus entering the space scales and timescales of atmospheric turbulence. Therefore, the exposure-related parameters cannot be described only deterministically without considering their stochastic component. A recent step forward in this direction is the increased use of large-eddy simulation (LES) methodology dealing directly with the stochastic behaviour of flow and concentration parameters (Wolf et al., 2020).

Advanced computational fluid dynamics (CFD), including Reynolds-averaged Navier–Stokes (RANS) equations models that provide concentration standard deviation, have also appeared in literature for some time (Andronopoulos et al., 2019). More precisely, the implementation of LES class models solving the most energetic part of turbulence explicitly as well as 3D primitive hydro-thermodynamical equations and the structural details of the complex urban surface has been carried out at the scale of agglomerations, in meteorological conditions corresponding to typical stratified winter pollution situations, and fed with emission data from the city authorities (residential combustion as well as maritime and road traffic in particular). More specifically, advanced CFD models such as LESs, have shown to better characterize the very fine-scale variability of primary urban pollution, for example regarding the irregular spatial distribution of concentrations in proximity to road traffic at complex built-up intersections, which makes it possible to open a reflection on the representativeness of the levels measured and their regulatory use and to define criteria for the optimization of measurement networks. LES local-scale modelling has been used to refine urban air quality predictions either alone (Esau et al., 2020) or embedded in an urban-scale model (San José et al., 2020). Also, wider use of CFD has taken place to improve understanding of pollution distribution inside a built environment, especially for critical infrastructure protection (Karakitsios et al., 2020).

Microscale models are particularly powerful to resolve the turbulent flow and pollutant dispersion around urban obstacles to reconstruct pollutant concentration variability within the urban canopy. Recent microscale model simulations also showed the importance of barrier effects for emissions from large ships. It was thus shown that turbulence at the stern of the ship may cause a significant decrease in exhaust pollutants, leading to higher concentrations near the ground and, most likely, higher exposure of the nearby urban population (Badeke et al., 2021). The application of LES (Esau et al., 2020; Wolf-Grosse et al., 2017; Resler et al., 2020; Werhahn et al., 2020; Hellsten et al., 2020; Khan et al., 2021) and CFD (San José et al., 2020; Gao et al., 2018; Flageul et al., 2020; Koutsourakis et al., 2020; Nuterman et al., 2011; Buccolieri et al., 2021; Kurppa et al., 2018, 2019; Karttunen et al., 2020; Kurppa et al., 2020) models for air quality assessment in urban environments is becoming a frequent approach. Many papers implementing the PALM LES model (Maronga et al., 2015) have been presented at the 12th International Conference on Air Quality – Science and Application. Yet, their application is still limited by difficulties dealing with urban-scale atmospheric chemistry and by the relevant computational resources required – as the use of advanced models such as LESs requires increased computational capabilities. On the other hand, the heavy computational burden of urban LES computations can be reduced by approximately 80 % or even more by employing the two-way coupled LES–LES nesting technique, recently developed within the LES model PALM (Hellsten et al., 2021). Precomputation of LES in operational modelling can be an acceptable solution, especially combined with big data compression methodologies (Sakai et al., 2013). Another possibility is to focus on limited urban areas with special interest (e.g. street canyons and “hot spots”); however, one should in this case take into account the effect on turbulent transport from the surrounding larger-scale turbulent phenomena. In the problem of urban air quality, an assisted approach in the selection/classification process is the use of clustering (Chatzimichailidis et al., 2020) and artificial intelligence/machine learning technologies (Gariazzo et al., 2020).

5.2.3  Use of advanced numerical approaches and statistical models

At the same time, the complementary role of prognostic and diagnostic approaches has been explored. New methodologies based on artificial neural network models, machine learning, or autoregressive models have been developed in order to achieve a more realistic representation of air quality in inhabited areas than achieved by CTMs (Kukkonen et al., 2003; Niska et al., 2005; Carbajal-Hernández et al., 2012; P. Wang et al., 2015; Zhan et al., 2017; Just et al., 2020; Alimissis et al., 2018). Likewise, Pelliccioni and Tirabassi (2006) employed neural networks to improve the outputs of Gaussian and puff atmospheric dispersion models. Also, Mallet et al. (2009) applied machine learning methods for ozone ensemble forecast and performed sequential aggregation based on ensemble simulations and past observations.

Kukkonen et al. (2003), through an extensive evaluation of the predictions of various types of neural network and other statistical models, concluded that such approaches can be accurate and easily usable tools of air quality assessment but that they have inherent limitations related to the need to train the model using appropriate site- and time-specific data. This dependence has prevented their use in the evaluation of air pollution abatement scenarios or for the evaluation of multidecadal time series of pollutant concentrations. The works of X. Li et al. (2017) confirmed that methods based on machine learning, and more specifically neural networks, can accurately predict the temporal variability of PM 2.5 concentrations in urban areas but that the model performance may be improved using explanatory training variables. Prospective neural network modelling works were also conducted in a canyon street by Goulier et al. (2020). They proposed a comparison of model outputs with measurements (based mainly on Pearson correlation, rank correlation by Spearman, modelling quality indicator's index from FAIRMODE), for a set of gaseous and particulate pollutants. They confirmed that the modelled data were able to reproduce with a very good accuracy the variability of the concentrations of some gaseous pollutants (O 3 , NO 2 ) but that there was still a significant margin for improvement of the models, notably for particles. Again, an important part of the expected progress lies in the choice of model predictors.

As for multi-scale modelling, the main research efforts associated with these numerical approaches are directed towards the downscaling of simulated pollutant concentration fields in urban areas, the improvement of CTM forecast using additional observation data, and a refined representation of individual exposure at the street scale (Berrocal et al., 2020; Elessa Etuman et al., 2020). Gariazzo et al. (2020) used a random forest model to enhance CTM results and produce improved population exposure estimates at 200 m resolution, in a multi-pollutant, multi-city, and multi-year study conducted over Italy. In addition to reduced bias, the outputs presented much greater physical consistency in their temporal evolution, when compared to measurements.

Other applications, such as advancing knowledge about exposure in urban microenvironments, have also been made possible by these approaches Thus, the use of Bayesian statistics has shown an ability to predict the concentration gradients of primary pollutants in the immediate vicinity of an air quality monitoring station, by iterating between observations and the outputs of a microscale simulation approach – including both a CFD and a Lagrangian dispersion model (Rodriguez et al., 2019).

5.2.4  Implementation of activity-based data

To take full advantage of the high-resolution simulation capability of these new modelling tools, and to achieve a more comprehensive approach to the determinants of air quality in urban areas, modellers have relied on a new generation of activity-based emissions data.

As for traffic, new methodologies relying on individual data collected through surveys, geocoded activities, improved emission factors, and measured traffic flows (Gioli et al., 2015; Sun et al., 2017) or involving traffic models simulating origin–destination matrices for city dwellers on the road network (Fallah-Shorshani et al., 2017) have been developed to serve as input to the urban dispersion models. Their implementation in a case study in Italy, with a horizontal resolution of 4 m, showed that detailed traffic emission estimates were very effective in reproducing observed NO x variability and trends (Veratti et al., 2020).

Residential wood combustion has also proven to act as a major source of harmful air pollutants in many cities in Europe, and especially in northern-central and northern European countries which have a strong tradition of wood combustion. Yet, until the early 2010s, residential wood combustion (RWC) inventories were still heavily burdened with uncertainties related to actual wood consumption, the location of emitters, emission factors depending on heating equipment, and practices driving the temporality of emissions. To represent RWC emissions more accurately in urban air quality models, new emission estimation methods based on environmental and activity variables that drive pollutant emissions have been developed. They include for example outdoor temperature, housing characteristics and equipment, available heating technologies and associated emission factors, or temporal activity profiles from official wood consumption statistics (Grythe et al., 2019; Kukkonen et al., 2020b). Kukkonen et al. (2020b) notably showed with this approach that the annual average contribution of RWC to PM 2.5 levels could be as high as 15 % to 22 % in Helsinki, Copenhagen, and Umeå and up to 60 % in Oslo. Overall, although the results show a better horizontal and vertical spatial distribution of emissions compared to non-specific inventories, improvements are expected, especially on the use of meteorological parameters and regarding emission factors for specific devices.

Finally, for emissions associated with maritime activity in port areas, the inventories developed specifically for high-resolution modelling approaches include information on the fleet, the ship rotations in the harbour, and the emission heights. The implementation of the EPISODE-CityChem model within a CTM showed that in Baltic Sea harbour cities such as Rostock (Germany), Riga (Latvia), and Gdańsk–Gdynia (Poland), shipping activity could have contributed to 50 % to 80 % of NO 2 concentrations within the port area (Ramacher et al., 2019). As for the other sources, improvements are expected. They concern for instance the energy consumption of the different ships and the propulsion power of the auxiliary systems of the ships during their stay in port.

Because they allow detailed mapping of air quality in urban areas, and realistically represent emitting activities, those approaches allow tackling issues such as chronic exposure and source–concentration relationships, but they also provide elements for increased policy and technical measures, as discussed below: regulation, information campaigns, and economic steering.

5.2.5  Contribution of modelling to policy making and urban management strategies

Applying air quality and emission models allows for projections of future developments in air quality that can shed light on the different effects of alternative policy options, e.g. new regulations or effects of changes in the emissions from certain emission sectors. As an example (Fig. 10), the OSCAR model was run over London to quantify the contribution of sources – such as traffic – to the urban PM 2.5 concentration gradients.

Figure 10 (a)  Predicted spatial distributions of the annual mean PM 2.5 concentrations in µg m −3 , and (b)  urban traffic contributions to the total PM 2.5 concentrations, in %, for London for the year 2008 (Singh et al., 2014).

Air quality modelling is expected to gain relevance following the review of air quality legislation announced as part of the European Green Deal (EC, 2019), whereby the European Commission will also propose strengthening provisions on monitoring, modelling, and air quality plans to help local authorities achieve cleaner air. The construction of these future air quality modelling scenarios can be demanding, in particular when the goal is to be realistic and consistent with technological potentials as well as economic and societal developments (in particular reductions in the use of fossil fuels driven by climate policies).

Another field of action recently explored is that of technology-based and management-based traffic control strategies, and in particular the implementation of low-emission zones (LEZs) in urban areas (e.g. in Portugal, Dias et al., 2016; France, Host et al., 2020; and India, Sonawane et al., 2012). The quantification of the expected gains in terms of pollutant concentrations in ambient air, but also of economic benefits and reduction in the occurrence of chronic respiratory diseases or vascular accidents, provides concrete and robust elements for political and citizen debate and helps to move towards greater acceptability of the measures. In this framework, the degree of realism of the simulated scenarios, the spatial refinement of the approaches used, and also the capacity to evaluate them at the sub-urban scale (street, individual) can become determining elements of their scientific relevance and their legitimacy in the policy debate. Therefore, an increasing number of studies favour the use of multi-scale models with the introduction of puff or Gaussian dispersion models, as well as canyon-street models, with CTMs. When modelled scenarios serve as a basis for political decisions, it is highly valuable to include relevant authorities and decision makers from the beginning in the scenario design. This can be done in common workshops with relevant stakeholders where questions about technological trends and possibilities for emission reduction are discussed.

The analysis of simulation data for the estimation of health impacts can be ensured by integrated approaches – such as the EPA's Environmental Benefits Mapping and Analysis Program (BenMAP) – or more simply by algorithms derived from epidemiology such as population-attributable fractions, which are standard methodology used to assess the contribution of a risk factor to disease. In terms of emissions, depending on the focus of the study, survey data on residential practices or activity-based road traffic models (as well as marine traffic models where appropriate) are increasingly used. Supplementary traffic algorithms can sometimes more accurately represent the effects of congestion on roadway emissions. Finally, for more realism, the scenarios considered can be derived from either the relevant air quality plans implemented at the scale of agglomerations or projections on vehicle fleet evolution (Andre et al., 2020). Some of the models also include the feedback effects of changes in practice, such as the estimate of emission increase due to the energy demand for electric vehicle charging (Soret et al., 2014).

Very small-scale modelling has also been used in other fields such as support in evaluating the effect of roadside structures on near-road air quality. Several studies, mainly based on CFD models, including LES approaches have thus focused on the performance of air pollution dispersion by green infrastructures in open areas and street canyons, even characterizing the capacity of parked vehicles to reduce pedestrian exposure to pollutants (see review article in Abhijith et al., 2017). Also, the link between the morphology of urban buildings, the dispersion of emissions, and air quality is often apprehended through CFD models (Hassan et al., 2020). At an even more operational level, LUR models (based on the spatial analysis of air quality data) have been coupled to high-resolution CTM runs to allow a precise identification of land use classes more exposed to PM 10 , SO 2 , and NO 2 . The results provided a methodological framework that could be used by authorities to assess the impact of specific plans on the exposed population and to include air quality in urban development policies (Ajtai et al., 2020).

Examples also exist in the area of shipping emissions, where several EU-funded projects either involved stakeholders such as IMO and HELCOM from the beginning (e.g. Clean North Sea Shipping, ENVISUM, CSHIPP, EMERGE) or made use of their knowledge in dedicated expert elicitation workshops (e.g. SHEBA). Future scenarios for shipping, some of them developed in these projects, were presented for the North and Baltic seas (Johansson et al., 2013; Matthias et al., 2016; Karl et al., 2019a; Jonson et al., 2015), for Chinese waters (Zhao et al., 2020b), and globally (Sofiev et al., 2018; Geels et al., 2020). However, the process of scenario generation in cooperation with authorities and other stakeholders is rarely described in scientific literature or fully detailed in publications that address various policy options.

5.2.6  Ensemble modelling for air quality research applications

In parallel, statistical developments also serve the evolution of ensemble models. During the last decade, ensemble-building methodologies have been questioned and improved in several international collaborations, and the inclusion of new observational data has allowed a better assessment of the relevance of these approaches. Ensemble forecasting can be implemented using multiple models or one model but with different inputs (e.g. varying meteorological input forcings, emission scenarios, chemical initial conditions), different process parameters (e.g. varying chemical reaction rates), different model configurations (e.g. varying grid spacings), or different models (Hu et al., 2017; Galmarini et al., 2012). A comprehensive study on ensemble modelling of surface O 3 was done as part of the Air Quality Model Evaluation International Initiative (AQMEII), including 11 CTMs operated by European and North American modelling groups (Solazzo et al., 2012). One of the main conclusions was that even if the multi-model ensemble based on all models performed better than the individual models, a selection of both top- and low-ranking models can lead to an even better ensemble (Kioutsioukis et al., 2016). It was also shown that outliers are needed in order to enhance the performance of the ensemble.

Within the CAMS regional forecasting system for Europe, multi-model ensemble modelling is a part of daily operational production ( https://www.regional.atmosphere.copernicus.eu/ , last access: 28 February 2022) for several air quality components. Statistical analyses have shown that an ensemble based on the median of the individual model gives a robust and efficient setup, also in the case of outliers and missing data (Marécal et al., 2015). By combining global- and regional-scale models, Galmarini et al. (2018) have taken this kind of ensemble modelling a step further, by setting up a hybrid ensemble to explore the full potential benefit of the diversity between models covering different scales. The analysis indeed showed that the multi-scale ensemble leads to a higher performance than the single-scale (e.g. regional-scale) ensemble, highlighting the complementary contribution of the two types of models.

5.3  Emerging challenges

5.3.1  on multiscale interaction and subgrid modelling.

The advances in computational capacity, the progress on big data management, and the recent developments on low-cost sensor technology, together with the significant developments in closing the gaps of knowledge when dealing with finer spatial and temporal scales (up to the order of metres and seconds, respectively) give the opportunity for further achievements in terms of innovation and outcome reliability in urban- to local-scale flow and air quality assessment. In such applications, very high spatial resolution modelling outputs are required together with dynamic and geocoded demographic data to conduct health monitoring on the impacts of air pollutants. However, new sub-grid/local approaches such as LESs, advanced CFD-RANS, machine learning statistical tools, and interfaces among different modelling scales (regional, urban, local/sub-grid) require further R&D work, especially when interfacing models using different parameterizations or computational approaches.

Of specific interest here is the case of model nesting in regimes where it has not been extensively applied in the past, as is the case of implementation and validation of multiply nested LESs (see e.g. Hellsten et al., 2021), as well as coupling of urban-scale deterministic models with local probabilistic models. In both areas, complications arise due to the nature of different parameterizations and the way boundary conditions are traditionally treated in LES models, highlighting the need for further validation and tools for the numerical evaluation of coupling implementations. Further areas of development include the better articulation between CTMs and subgrid models, towards solving overlay problems like emission double counting and mass conservation across interpolated interfaces, both critical points for their successful application as assessment tools.

5.3.2  On chemistry and aerosol modelling

One important aspect is the fact that local-scale models often include simple approaches to tropospheric chemistry. Although such an approach can be justified from the fact that computation domain timescales are usually well below lifetime scales of priority pollutants, it also poses limitations that need to be addressed. For example, the lack of full representation of NO x –VOC chemistry, or not considering a delay in establishing the photostationary NO–NO 2 –O 3 equilibrium, can introduce a significant bias in the restitution of concentration gradients at very fine scales. Particle-size-resolved schemes, including for example the discrimination of particle removal phenomena, are also expected to be important developments for these local models. How do simplified chemistry and physics impact on treating traffic emissions in cities? What is their role in the restitution of particle growth, secondary organic aerosol (SOA) formation, and ozone chemistry? These issues require special attention. They are also relevant to the treatment of other urban sources generating strong concentration gradients, such as shipping. Thus, the impact of the representation of VOC behaviour on particle formation and ageing, or the effect of NO 2 removal, both in the early phases of ship plume dispersion, should also be investigated.

More globally, there remain issues in the representation of reactivity in multi-scale modelling approaches and air quality forecasting. On the one hand, although some studies have shown that high-resolution models are good at predicting the occurrence (or non-occurrence) of local pollution events, it has been observed that they do not always capture the full range of pollutant concentrations and, especially, the amplitude of the strongest concentration peaks. On the other hand, there remains a very strong interaction between locally emitted pollutants and those resulting from long-range transport (LRT) to the city. This may be determinant for the operational forecasting of air quality at the urban scale. Thus, the representation, on a fine scale, of the fundamental processes of reactivity is one next challenging issue of multi-scale modelling. For local-scale modelling it is indeed important to make sure that at least we include chemical transformation with timescales significantly smaller than the time ranges imposed by the considered computational domain.

5.3.3  On fine-scale model input and emission data

As we move to finer scales and more advanced modelling, the input data – whether meteorological, descriptive of the urban environment, or related to the sources of pollutant – also require additional knowledge of their time and space variation, even including sufficiently detailed statistical behaviour. The refinement of meteorological and chemical input fields for statistical approaches is an important challenge. Indeed, the application of LES or statistical models in a fine domain embedded into a larger domain where ensemble-average modelling data are available and needed raises the question of how to generate fine-scale or statistical input data that are both mathematically consistent and physically correct. It was highlighted that the role of statistical models based on machine learning is increasing, especially for urban AQ applications. This is due to growing computer and IT networking possibilities, but also to new types of numerous observations, e.g. crowdsourcing, low-cost sensors, or citizen science approaches. The ability of machine learning to capture these new data sources and identify new applications in fine-scale air quality and personal exposure is therefore a great challenge for the coming years.

As far as emissions are concerned, the gain in realism has become a prerequisite to produce decision-support scenarios and requires a strong grounding in reality – i.e. emissions must be based on a census of the activities and on the specificities of the emitters (e.g. car engines, heating equipment, and rotation of boats in the port), which requires increasingly complex phases of model implementation over a territory and the intervention of a multiplicity of actors for data supply. In this context, tabulated emission inventories – even those based on actual activity data – have limited scope for use in future air quality and exposure scenarios. To be realistic, the scenarios must be able to reproduce the variation in emitting activity in relation to changes in transport supply, urban planning, energy costs, and individual or collective energy consumption practices. Therefore, a significant part of the work is now focused on developing air quality modelling platforms integrating emission models centred on the individual (see Fig. 11 in this paper; Elessa Etuman and Coll, 2018).

Figure 11 Schematic representation of OLYMPUS emission operating system (Elessa Etuman and Coll, 2018).

There, the main challenges are related to the representation of individual mobility for both commuting and private activities as well as domestic heating and more broadly energy consumption practices on one side and the consideration of traffic parameters such as urban freight, the distribution of traffic and its speciation, driving patterns, or the effects of road congestion on the other side (Lejri et al., 2018; Coulombel et al., 2019).

Another emerging issue is also how to cope with short-time hazardous emissions in urban areas. Such emissions can be related to accidents or deliberate releases that are of increased concern today. An important characteristic of associated exposures is their inherent stochastic behaviour (Bartzis et al., 2020). Novel modelling approaches are needed to properly assess the impact and support relevant mitigation measures.

5.3.4  On model evaluation

To act on these numerous and expected developments, and use their results for operational decision support, multi-scale models need validation. An often-overseen basic prerequisite here is the availability and representativeness of validation data, particularly at smaller scales. The model's performance indeed needs to be explored in more spatial detail and in all covered spatial scales, preferably as part of multi-scale urban-to-rural intercomparison projects, in order to be able to provide finer assessment on air quality and exposure. Such efforts can be supported by networks of inexpensive sensors as well as smart tags (Sevilla et al., 2018) and other sources of distributed information acting complementary to traditional local monitoring and flow-profiling technologies. To obtain methodology and data refinement as well as outcome reliability, more experience through additional case studies is also needed. Finally, consideration should be given to specific model performance evaluation criteria for various regulatory purposes, including prospective mode operation, i.e. the ability of a model to accurately predict the air quality response to changes in emissions. To this end, evaluations can draw on the very large methodological work that has been carried out since 2007 by the Forum for AIR quality MODelling in Europe (FAIRMODE) for the assessment of CTMs (Monteiro et al., 2018). The objective was to develop and support the harmonized use of models for regulatory applications, based on PM 10 , NO 2 , and O 3 assessments. The main strength of this approach was to produce an in-depth analysis of the performance of different model applications, combining innovative and traditional indicators (Modelling Quality Index and Modelling Quality Objectives) and considering measurement uncertainty. Although FAIRMODE was successful in promoting a harmonized reporting process, there remain major ways of improvement that can be critical for its regulatory acknowledgement – in particular regarding inconsistencies between indicators of different time horizons – and a methodology dedicated to data assimilation assessments.

6.1  Brief overview

There is a need to increase prediction capabilities for weather, air quality, and climate. The new trend in developing integrated atmospheric dynamics and composition models is based on the seamless Earth system modelling (ESM) approach (WWRP, 2015) to evolve from separate model components to seamless meteorology–composition–environment modelling systems, where the different components of the Earth system are taken into account in a coupled way (WMO, 2016). The Coupled Model Intercomparison Project (CMIP) is the main reference for the development ESM models that serve as input to the IPCC assessment reports (Eyring et al., 2016; IPCC, 2022). One driver for improvement is the fact that information from predictions is needed at higher spatial resolutions and longer lead times. In addition, we have to consider two-way feedbacks between meteorological and chemical processes on the one hand and aerosol–meteorology feedback on the other hand, where both are needed to meet societal needs. Continued improvements in prediction will require advances in observing systems, models, and assimilation systems. There is also growing awareness of the benefits of closely integrating atmospheric composition, weather, and climate predictions, because of the important role that aerosols (and atmospheric composition in general) play in these systems. Because the proposed review is focused on air quality and its atmospheric forcings, the present section discusses the atmospheric component of ESMs focusing on coupled chemistry–meteorology models.

While this section also considers challenges related to air quality modelling, it differs in emphasis to Sect. 5, by examining interactions that operate on multiple scales and including multiple processes that affect air quality, especially for cities.

6.2  Current status and challenges

6.2.1  interactions and coupled chemistry–meteorology modelling (ccmm).

Meteorology is one of the main uncertainties of air quality modelling and prediction. Many studies have investigated the role of meteorology in air quality in the past (e.g. Fisher et al., 2001, 2005, 2006; Kukkonen et al., 2005a, b) and even more recently (e.g. McNider and Pour-Biazar, 2020; Rao et al., 2020; Gilliam et al., 2015; Parra, 2020). The relationship between meteorology and air pollution cannot be interpreted as a one-way input process due to the complex two-way interaction between the atmospheric circulation and physical and chemical processes involving trace substances in both gas and aerosol form. The improvement of atmospheric phenomena prediction capability is, therefore, tied to progress in both fields and to their coupling.

The advances made by mesoscale planetary boundary layer meteorology during the last decades have been recently reviewed by Kristovich et al. (2019). During the last decade significant advances have been made even in the capabilities to predict air quality and to model the many feedbacks between air quality, meteorology, and climate, including radiative and microphysical responses (WMO, 2016, 2020; Pfister et al., 2020). Due to advances in air quality models themselves and the availability of more computing resources, air quality models can be run at high spatial resolution and can be tightly (online) or weakly linked to meteorological models (through couplers). This is a pre-requisite to improve prediction skills further, while air quality models themselves will be improved as our knowledge of key processes continues to advance.

Online-coupled meteorology and atmospheric chemistry models have greatly evolved during the last decade (Flemming et al., 2009; Zhang et al., 2012a, b; Pleim et al., 2014; WWRP, 2015; Baklanov et al., 2014; Mathur et al., 2017; Bai et al., 2018; Im et al., 2015a, b), a comprehensive evaluation of coupled model results has been provided by the outcome of AQMEII project (Galmarini and Hogrefe, 2015). Although mainly developed by the air quality modelling community, these integrated models are also of interest for numerical weather prediction and climate modelling as they can consider both the effects of meteorology on air quality and the potentially important effects of atmospheric composition on weather (WMO, 2016). Migration from offline to online integrated modelling and seamless environmental prediction systems are recommended for consistent treatment of processes and allowance of two-way interactions of physical and chemical components, particularly for AQ and numerical weather prediction (NWP) communities (WWRP, 2015; Baklanov et al., 2018a).

It has been demonstrated that prediction skills can be improved through running an ensemble of models. Intercomparison studies such as MICS and AQMEII (Tan et al., 2020; Galmarini et al., 2017; Zhang et al., 2016) serve as important functions of demonstrating the effectiveness of ensemble predictions and helping to improve the individual models. Predictions can also be improved through the assimilation of atmospheric composition data. Weather prediction has relied on data assimilation for many decades. In comparison, assimilation in air quality prediction is much more recent, but important advances have been made in data assimilation methods for atmospheric composition (Carmichael et al., 2008; Bocquet et al., 2015; Benedetti et al., 2018). Community available assimilation systems for ensemble and variational methods make it easier to utilize assimilation (Delle Monache et al., 2008; Mallet, 2010). Furthermore, the amount of atmospheric composition data available for assimilation is increasing, with expanding monitoring networks and the growing capabilities to observe aerosol and atmospheric composition from geostationary satellites (e.g. Kim et al., 2020). Operational systems such as CAMS (Copernicus Atmospheric Monitoring Service) have advanced current capabilities for air quality prediction (Marécal et al., 2015; Barré et al., 2021).

Currently, NWP centres around the world are moving towards explicitly incorporating aerosols into their operational forecast models. Demonstration projects are also showing a positive impact on seasonal to sub-seasonal forecast by including aerosols in their models (Benedetti and Vitart, 2018). Even the usual subdivision between global-scale NWP models and limited-area models employed to resolve regional to local scales is going to be revised. Many groups are building new Earth system models and taking advantage of global refined grid capabilities that facilitate multiscale simulations in a single model run, as in the case of the Model for Prediction Across Scales (MPAS) (Skamarock et al., 2018; Michaelis et al., 2019) and MUSICA (Pfister et al., 2020) approaches.

6.2.2  Aerosol–meteorology feedbacks for predicting and forecasting air quality for city scales

Multiscale CTMs are increasingly used for research and air quality assessment but less for urban air quality. Recently, there have been examples of coupled urban and regional models which allow the prediction and assessment of local, urban, and regional air quality affecting cities (Baklanov et al., 2009; Kukkonen et al., 2012; Sokhi et al., 2018; Kukkonen et al., 2018; Khan et al., 2019b). In particular, a downscaling modelling chain for prediction of weather and atmospheric composition on the regional, urban, and street scales is described and evaluated against observations by Nuterman et al. (2021). Kukkonen et al. (2018) described a modelling chain from global to regional (European and northern European domains) and urban scales and a multidecadal hindcast application of this modelling chain.

There are still uncertainties in prediction of PM components such as secondary organic aerosols (SOAs), especially during stable atmospheric conditions in urban areas which can cause severe air pollution conditions (Beekmann et al., 2015). Moreover, aerosol feedback and interaction with urban heat island (UHI) circulation is a source of uncertainty in CTM predictions. Several studies (Folberth et al., 2015; Baklanov et al., 2016; Huszar et al., 2016) demonstrated that urban emissions of pollutants, especially aerosols, are leading to climate forcing, mostly at local and regional scales through complex interactions with air quality (Fig. 12). These, in addition to almost 70 % of global CO 2 emissions, arise from urban areas, and hence urban areas pose a considerable source of climate forcing species.

Figure 12 The main linkages between urban emissions, air quality, and climate. (Baklanov et al., 2010).

It is necessary to highlight that the effects of aerosols and other chemical species on meteorological parameters have many different pathways (e.g. direct, indirect, semidirect effects) and must be prioritized in integrated modelling systems. Chemical species influencing weather and atmospheric processes over urban areas include greenhouse gases (GHGs), which warm near-surface air, and aerosols, such as sea salt, dust, and primary and secondary particles of anthropogenic and natural origin. Some aerosol particle components (black carbon, iron, aluminium, polycyclic and nitrated aromatic compounds) warm the air by absorbing solar and thermal-infrared radiation, while others (water, sulfate, nitrate, and most organic compounds) cool the air by backscattering incident short-wave radiation to space. It has been demonstrated (Sokhi et al., 2018; Baklanov et al., 2011; Huszar et al., 2016) that the indirect effects of urban aerosols modulate dispersion by affecting atmospheric stability (the difference in deposition fields is up to 7 %). In addition its effects on the urban boundary layer (UBL) thickness could be of the same order of magnitude as the effects of the UHI (a few hundred metres for the nocturnal boundary layer).

6.2.3  Urban-scale interactions

Meteorology is one of the main uncertainties in air quality assessment and forecast in urban areas where meteorological characteristics are very inhomogeneous (Hidalgo et al., 2008; Ching, 2013; Huszar et al., 2018, 2020). For these reasons, models used at the urban level must achieve greater accuracy in the meteorological fields (wind speed, temperature, turbulence, humidity, cloud water, precipitation).

Due to different characteristics of the surface properties (e.g. heat storage, reflection properties), a heat island effect occurs in cities. Urban areas can therefore be up to several degrees Celsius warmer than the surrounding rural areas and experience lighter winds due to the increased drag of urban canopy. This heating impacts the local environment directly, as well as affecting the regional air circulation with complex interactions that can induce pollutant recirculation, worsen stagnation episodes, and influence ozone and secondary aerosol formation and transport.

Studies over the past decade (e.g. McCarthy et al., 2010; Cui and Shi, 2012; González-Aparicio et al., 2014; Fallmann et al., 2016; Molina, 2021) have shown that the effects of the built environment, such as the change in roughness and albedo, the anthropogenic heat flux, and the feedbacks between urban pollutants and radiation, can have significant impacts on the urban air quality levels. A reliable urban-scale forecast of air flows and meteorological fields is of primary importance for urban air quality and emergency management systems in the case of accidental toxic releases, fires, or even chemical, radioactive, or biological substance releases by terrorists.

Improvements (so-called “urbanization”) are required for meteorological and NWP models that are used as drivers for urban air quality (UAQ) models. The requirements for the urbanization of UAQ models must include a better resolution in the vertical structure of the urban boundary layer and specific urban feature description. One of the key important characteristics for UAQ modelling is the mixing height, which has a strong specificity and inhomogeneity over urban areas because of the internal boundary layers and blending heights from different urban roughness neighbourhoods (Sokhi et al., 2018; Scherer et al., 2019).

Modern urban meteorology and UAQ models (e.g. WRF, COSMO, ENVIRO-HIRLAM) successfully implemented (a hierarchy of) urban parameterizations with different complexities and reached suitable spatial resolutions (Baklanov et al., 2008; Salamanca et al., 2011, 2018; Sharma et al., 2017; Huang et al., 2019; Mussetti et al., 2020; Trusilova et al., 2016; Wouters et al., 2016; Schubert and Grossman-Clarke, 2014) for an effective description of atmospheric flow in urban areas. The application of urban parameterizations implemented inside limited-area meteorological models is becoming a common approach to drive urban air quality analysis, allowing the improved urban meteorology description in different climatic and environmental conditions (Ribeiro et al., 2021; Salamanca et al., 2018; Gariazzo et al., 2020; Pavlovic et al., 2020; Badia et al., 2020). However, activities to improve the parameterizations (Gohil and Jin, 2019) and provide reliable estimation of the input urban features (Brousse et al., 2016) are continuing.

6.2.4  Integrated weather, air quality, and climate modelling

Since cities are still growing, intensification of urban effects is expected, contributing to regional or global climate changes, including intensification of floods, heat waves, and other extreme weather events; air quality issues caused by pollutant production; and transport. This requires a more integrated assessment of environmental hazards affecting towns and cities.

The numerical models most suitable to address the description of mentioned phenomena within integrated operational urban weather, air quality, and climate forecasting systems are the new-generation limited-area models with coupled dynamic and chemistry modules (so-called coupled chemistry–meteorology models, CCMMs). These models have benefited from rapid advances in computing resources, along with extensive basic science research (Martilli et al., 2015; WMO, 2016; Baklanov et al., 2011, 2018a). Current state-of-the-art CCMMs encompass interactive chemical and physical processes, such as aerosols–clouds–radiation, coupled to a non-hydrostatic and fully compressible dynamic core that includes monotonic transport for scalars, allowing feedbacks between the chemical composition and physical properties of the atmosphere. These models incorporate the physical characteristics of the urban built environment. However, simulations using fine resolutions, large domains, and detailed chemistry over long time durations for the aerosol and gas/aqueous phase are computationally demanding given the models' high degree of complexity. Therefore, CCMM weather and climate applications still make compromises between the spatial resolution, domain size, simulation length, and degree of complexity for the chemical and aerosol mechanisms.

Over the past decade integrated approaches have benefited from coupled modelling of air quality and weather, enabling a range of hazards to be assessed. Research applications have demonstrated the advantages of such integration and the capability to assimilate aerosol information in forecast cycles to improve emission estimates (e.g. for biomass burning) impacting both weather and air quality predictions (Grell and Baklanov, 2011; Kukkonen et al., 2012; Klein et al., 2012; Benedetti et al., 2018).

6.3  Emerging challenges

6.3.1  earth systems modelling for air quality research.

Full integration of aerosols across the various applications requires advances in Earth system modelling, with explicit coupling between the biosphere, oceans, and atmosphere, taking advantage of global refined grid capabilities that facilitate multiscale simulations in a single ESM run. The Earth system models offer many advantages but also create new challenges. Data assimilation in these tightly coupled systems is a future research area, and we can anticipate advances in assimilation of soil moisture and surface fluxes of pollutants and greenhouse gases.

The expected advance of the Earth system approach requires an increased research effort for the different communities to work more closely together to expand and to evolve the Earth observing system capacity. For what concerns the atmospheric models, the improvement of aerosol–cloud interaction description, related sulfate production, and oxidation processes in the aqueous phase are important to provide a better estimate of aerosol and cloud condensation nuclei (CCN) production impacting weather and climate. Their impact on surface PM concentrations, especially in areas with very low SO x emissions like Europe, still needs to be investigated (Schrödner et al., 2020; Genz et al., 2020; Suter and Brunner, 2020).

6.3.2  Constraining models with observations

The use of coupled regional-scale meteorology–chemistry models for AQF represents a desirable advancement in routine operations that would greatly improve the understanding of the underlying complex interplay of meteorology, emission, and chemistry. Chemical species data assimilation along with increased capabilities to measure plume heights will help to better constrain emissions in forecast applications.

While important advances have been made, present challenges require advances in observing systems and assimilation systems to support and improve air quality models. From the perspective of air quality modelling, there are still uncertainties in the emission estimates (especially those driven by meteorology and other conditions such as biomass burning and dust storms).

The impacts of data assimilation of atmospheric composition are limited by the remaining major gaps in spatial coverage in our observing systems. Major parts of the world have limited or no observations (Africa is an obvious case). This is changing thanks to the forthcoming new constellation of geostationary satellites (Sentinel-4, TEMPO, and GEMS; Kim et al., 2020) measuring atmospheric composition and with the advances in low-cost sensor technologies. Machine learning applications will play important roles in improving predictions through better parameterizations, better ways to deal with bias, and new approaches to utilize heterogeneous observations, for example new models for relating aerosol optical depth (AOD) to surface PM 2.5 mass and composition.

Reanalysis products of aerosols and other atmospheric constituents are now being produced (Inness et al., 2019). These can support many applications, and continued development is strongly encouraged and will benefit from the observations and data assimilation advances discussed above.

6.3.3  Multiscale interactions affecting urban areas

For urban applications the main science challenges related to multiscale interactions involved the non-linear interactions of urban heat island circulation and aerosol forcing and urban aerosol interactions with clouds and radiation. In order to improve air quality modelling for cities, advances are needed in data assimilation of urban observations (including meteorological, chemical, and aerosol species), development of model dynamic cores with efficient multi-tracer transport capability, and the general effects of aerosols on the evolution of weather and climate on different scales. All these research areas are concerned with optimized use of models on massively parallel computer systems, as well as modern techniques for assimilation or fusion of meteorological and chemical observation data (Nguyen and Soulhac, 2021).

In terms of atmospheric chemistry, the formation of secondary air pollutants (e.g. ozone and secondary organic and inorganic aerosols) in urban environments is still an active research area, and there is an important need to improve the understanding and treatment within two-way coupled chemistry–meteorology models.

Urban areas interact at many scales with the atmosphere through their physical form, geographical distribution, and metabolism from human activities and functions. Urban areas are the drivers with the greatest impact on climate change. The exchange processes between the urban surface and the free troposphere need to be more precisely determined in order to define and implement improved climate adaptation strategies for cities and urban conglomerations. The knowledge of the 3D structure of the urban airshed is an important feature to define temperature, humidity, wind flow, and pollutant concentrations inside urban areas. Although computational resources had great improvement, time and spatial resolution are still imposing some limitations to the correct representation of urban features, especially for the street scale. Urban areas are responsible for the urban heat island circulation, which interacts with other mesoscale circulations, such as the sea breeze and mountain valley circulations, determining the pathways of primary pollutants emitted in the atmosphere but even the production and transport of ozone (see e.g. Finardi et al., 2018) and secondary aerosols (Fig. 13).

Figure 13 Near-surface ozone concentrations ( µg m −3 ) predicted for 15 July 2015 at (a)  08:00, (b)  12:00, and (c)  17:00 LST over Naples. Wind field at 10 m height is represented by grey arrows. (Finardi et al., 2018; © American Meteorological Society. Used with permission.)

Challenges remain on how to include scale-dependent processes and interactions for urban- and sub-urban-scale modelling. These include spatial and temporal distribution of heat, chemical, and aerosol emission source activities down to building-size resolution, flow modification at the micro-scale level by the urban canopy structure and by the urban surface heat balance, enhancement/damping of turbulent fluxes in the urban boundary layer due to surface and emission heterogeneity, and chemical transformation of pollutants during their lifetime within the urban canopy sublayer. Obviously, the scale interaction issues facing air quality–meteorology–climate models are quite in line with those described in Sect. 5 for multi-scale air quality modelling. Thus, on coupling regional to urban and building scales, CTMs coupled with urbanized meteorological models are needed to describe the city-scale atmospheric circulation and chemistry in the urban airshed and the building and evolution of the urban heat island, especially strong during heat waves (Halenka et al., 2019), including the combined effects of urban, sub-urban, and rural pollutant emissions. High spatial resolution is also needed to capture pollutant concentration spatial variability at the pedestrian level in an urban environment, answering epidemiological research questions or emergency preparedness issues. In the near future, microscale CFD, including LES modelling, will probably become an appropriate tool for urban air quality assessment and forecasting purposes due to the expected continuous increase in computational resources enabling the inclusion of chemical reactions (Fig. 14). Nevertheless, today computational resources still limit their application to short-term episodes and often to stationary conditions, while climatological studies require for instance a multi-year approach. Parameterized street-scale models (Singh et al., 2020a; Hamer et al., 2020; Kim et al., 2018) or a database created with CFD simulations of several scenarios (Hellsten et al., 2020) can be alternative ways for the downscaling from the mesoscale to the city and street scale, together with obstacle-resolving Lagrangian particle models driven by Rokle-type diagnostic flow models (Veratti et al., 2020; Tinarelli and Trini Castelli et al., 2019) that can be coupled with CTMs for long-term air quality assessment (Barbero et al., 2021).

Figure 14 Modelled distribution of ground-level nitrogen dioxide  (a) and ozone  (b) at 20:00 CEST for a 6.7 km×6.7 km subarea of Berlin around Ernst-Reuter-Platz. The simulation was performed with the chemistry mechanism CBM4 and a horizontal grid size of 10 m (Khan et al., 2021).

6.3.4  Nature-based solutions for improving air quality

The growing interest for nature-based solutions requires the improvement of models' capability to describe biogenic emissions (Cremona et al., 2020) and deposition processes (Petroff et al., 2008; Petroff and Zhang, 2010), resolving the different species leaf features, biomass density, and physiology. The balance between vegetation drag, pollutant absorption, and biogenic volatile organic compound (BVOC) emissions determines the net positive or negative air quality impact at local and city scales (Karttunen et al., 2020; San José et al., 2020; Santiago et al., 2017; Jeanjean et al., 2017; Jones et al., 2019; Anderson and Gough, 2020). In most cases this feature cannot be explicitly considered, with some parameterized approach, such as the canyon one being necessary, to deal with it. Nevertheless, the present capabilities of UAQ models to describe biogenic emissions together with gas and particle deposition over vegetation covered surfaces (including green roofs and vertical green surfaces) need to be improved to include nature-based solutions' impact in air quality plan evaluation.

7.1  Brief overview

A substantial amount of research has been conducted regarding the health effects of air pollution, especially those attributed to particulate matter (PM). Nevertheless, it is not conclusively known which properties of PM are the most important ones in terms of the health impacts (e.g. Brook et al., 2010; Beelen et al., 2014; Pope et al., 2019; Schraufnagel et al., 2019). For example, a review article by Hoek et al. (2013) addressed cohort studies and reported an excess risk for all-cause and cardiovascular mortality due to long-term exposure to PM 2.5 .

In this section, we have therefore addressed three topical research areas, associated with air quality and health: (i) the health impacts of particulate matter in ambient air; (ii) the combined effects on human health of various air pollutants, heat waves, and pandemics; and (iii) the assessment of the exposure of populations to air pollution. Research that has been reviewed is based on selected international research projects and publications, but generally these are expected to reflect the general consensus, as both the projects and resulting publications involved a significant section of the air quality and health research community. Regarding pandemics, we will focus on the most recent one that has been caused by the severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2). The research and interdependencies of these topics have been illustrated in Fig. 15.

Figure 15 A schematic diagram that illustrates some of the main factors in the evaluation of the exposure and health impacts of particulate matter.

As illustrated in the figure, particulate matter pollution originates from a wide range of anthropogenic and natural sources, and its characteristics can vary in terms of size distributions, chemical composition, and other properties. The resulting health outcomes also vary substantially, depending on the target physiological system or organ of an individual. In addition, the assessments of the interrelations of PM pollution and health outcomes are challenged by various combined and in some cases synergetic effects caused by, for example heat waves and cold spells, allergenic pollen, and airborne microorganisms.

7.2  Current status and challenges

7.2.1  health impacts of particulate matter, (i) overview of the health impacts of particulate matter pollution.

In addition to cardiovascular and respiratory diseases, exposure to ambient air PM may result in acute and severe health problems, such as cardiovascular mortality, cardiac arrhythmia, myocardial infarction (MI), myocardial ischemia, and heart failure (Dockery et al., 1993; Schwartz et al., 1996; Peters et al., 2001; Pope et al., 2002). The Organization for Economic Co-operation and Development (OECD) concluded in its outlook (OECD, 2012) that PM pollution will be the primary cause of deaths of the African population by 2050, in comparison to hazardous water and poor hygiene. Pražnikar and Pražnikar (2012) comprehensively addressed in their review several epidemiological studies throughout the world; they reported a strong association between the PM concentrations and respiratory morbidity, cardiovascular morbidity, and total mortality.

Global assessments of air quality and health require comprehensive estimates of the exposure to air pollution. However, in many developing countries (e.g. Africa; see Rees at al., 2019; Bauer et al., 2019) ground-based monitoring is sparse or non-existent; quality control and the evaluation of the representativeness of stations may also be insufficient. An inter-disciplinary approach to exposure assessment for burden of disease analyses on a global scale has been recently suggested jointly by WHO, WMO, and CAMS (Shaddick et al., 2021). Such an approach would combine information from available ground measurements with atmospheric chemical transport modelling and estimates from remote sensing satellites. The aim is to produce information that is required for health burden assessment and the calculation of air-pollution-related Sustainable Development Goal (SDG) indicators.

(ii) Health effects associated with the long-term exposure to particulate matter

Long-term exposure may potentially affect every organ in the body and hence worsen existing health conditions, and it may even result in premature mortality (see for example a recent review by Schraufnagel et al., 2019; Brook et al., 2010; Brunekreef and Holgate, 2002; Beelen et al., 2015; Im et al., 2018; Liang et al., 2018; Vodonos et al., 2018; Pope et al., 2019). For example, a review article by Hoek et al. (2013) addressed cohort studies and reported an excess risk for all-cause and cardiovascular mortality due to long-term exposure to PM 2.5 . Beelen et al. (2015) analysed an extensive set of data from 19 European cohort studies; they found that long-term exposure to PM 2.5 sulfur was associated with natural-case mortality. Similar results regarding long-term exposure to PM 2.5 and mortality were also presented in other recent studies conducted by Vodonos et al. (2018) and Pope et al. (2019).

Studies conducted in the framework of the European Study of Cohorts for Air Pollution Effects (ESCAPE) project showed that long-term exposure to PM air pollution was linked to incidences of acute coronary (Cesaroni et al., 2014), cerebrovascular events (Stafoggia et al., 2014), and lung cancer in adults (Adam et al., 2015). Moreover, findings from the same project revealed that other health effects related to PM air pollution were reduced lung function in children (Gehring et al., 2013), pneumonia in early childhood and possibly otitis media (MacIntyre et al., 2014), low birthweight (Pedersen et al., 2013), and the incidence of lung cancer (Raaschou-Nielsen et al., 2013). In addition, another finding of the ESCAPE project was the connection between traffic-related PM 2.5 absorbance and malignant brain tumours (Andersen et al., 2018).

The Biobank Standardisation and Harmonisation for Research Excellence in the European Union (BioSHaRE-EU) project, which included three European cohort studies, presented the association between long-term exposure to ambient PM 10 and asthma prevalence (Cai et al., 2017). In the framework of three major cohorts (HUNT, EPIC-Oxford, and UK Biobank) it was shown that, after adjustments for road traffic noise, incidences of cardiovascular disease (CVD) diseases were attributed to long-term PM exposure (Cai et al., 2018). Hoffmann et al. (2015) suggested that long-term exposure to both PM 10 and PM 2.5 is linked to an increased risk for stroke, and it might be responsible for incidences of coronary events.

(iii) Health effects associated with the short-term exposure to particulate matter

Collaborative studies such as the APHENA (Air Pollution and Health: A European and North American Approach) and the MED-PARTICLES project in Mediterranean Europe have evidenced that short-term exposure to PM has been associated with all-cause cardiovascular and respiratory mortality (Katsouyanni et al., 2009; Zanobetti and Schwartz, 2009; Samoli et al., 2013; Dai et al., 2014), hospital admissions (Stafoggia et al., 2013), and occurrence of asthma symptom episodes in children (Weinmayr et al., 2010).

(iv) Health effects associated with the chemical constituents of PM

The chemical composition of PM is associated with the health effects related to PM concentrations, in addition to the mass concentrations of particulate matter (e.g. Maricq, 2007). Chemical composition of particles is complex; generally, it depends on the source origin of particles and their chemical and physical transformations in the atmosphere (e.g. Prank et al., 2016). Some prominent examples of the components of PM are sulfate (SO 4 ), nitrate (NO 3 ), metals, elemental and organic carbon (Yang et al., 2018), ammonium (NH 3 ) (Pražnikar and Pražnikar, 2012), sea salt, and dust (Prank et al., 2016).

The PM components also include biological organisms (e.g. bacteria, fungi, and viruses) and organic compounds (e.g. polycyclic aromatic hydrocarbons, PAHs, and their nitro-derivatives, NPAHs) (Morakinyo et al., 2016; Kalisa et al., 2019). Their content can vary significantly with regard to time and for various climatic regions (Maki et al., 2015; Gou et al., 2016).

Hime et al. (2018) have reviewed studies which investigated which PM components could be mostly responsible for severe health effects. Such studies included the National Particle Component Toxicity (NPACT) initiative, which combined epidemiologic and toxicologic studies. That study concluded that the concentrations of SO 4 , EC, OC, and PM mainly originated from traffic and combustion and had a significant impact on human health (Adams et al., 2015). The European Study of Cohorts for Air Pollution Effects (ESCAPE) project aimed at examining the association of elemental components of PM (copper, Cu; iron, Fe; potassium, K; nickel, Ni; sulfur, S; silicon, Si; vanadium, V; and zinc, Zn) with inflammatory blood markers in European cohorts (Hampel et al., 2015). They focused, together with the TRANSPHORM project (Transport related Air Pollution and Health impacts – Integrated Methodologies for Assessing Particulate Matter), on investigating the relationship of these components with cardiovascular (CVD) mortality (Wang et al., 2014).

Moreover, other studies conducted within the framework of ESCAPE and TRANSPHORM projects provided evidence that mortality was linked to long-term exposure to PM 2.5 sulfur (Beelen et al., 2015), as well as to the particle mass and nitrogen oxides (NO 2 and NO x ) (Beelen et al., 2014). As part of the NordicWelfAir project, Hvidtfeldt et al. (2019b) connected the risks of being exposed long-term to PM 2.5 , PM 10 , BC, and NO 2 with all-cause and CVD mortality. In another paper, Hvidtfeldt et al. (2019a) demonstrated the association between long-term exposure to PM 2.5 , elemental and primary organic carbonaceous particles ( BC / OC ), secondary organic aerosols (SOA), and all-cause mortality. They also demonstrated the connection between PM 2.5 , BC / OC , and secondary inorganic aerosols (SIAs) and CVD mortality. Recently, a continuation of this study included all Danes born between 1921 and 1985, showing higher mortality related to exposure to NO 2 , O 3 , PM 2.5 , and BC (Raaschou-Nielsen et al., 2020).

In the framework of the Particle Component Toxicity (NPACT) project, Lippmann et al. (2013) showed that PM 2.5 mass and EC were linked to all-cause mortality; EC was also connected with ischemic heart disease mortality. The latter result was quite similar to the findings of Ostro et al. (2010, 2011, 2015), including OC, SO 4 , NO 3 , and SO in addition to EC. Concerning cardiopulmonary disease mortality, a strong association was observed for the exposure to NO 3 and SO 4 (Ostro et al., 2010, 2011). Luben et al. (2017) and Hoek et al. (2013) in their reviews observed the association of BC with cardiovascular disease hospital admissions and mortality.

In a meta-analysis work conducted by Achilleos et al. (2017), elemental carbon (EC), black carbon (BC), black smoke (BS), organic carbon (OC), sodium (Na), silicon (Si), and sulfate (SO 4 ) were associated with all-cause mortality, and BS, EC, nitrate (NO 3 ), ammonium (NH 4 ), chlorine (Cl), and calcium (Ca) were linked to CVD mortality. In addition, some American cohort studies pointed out that long-term exposure to SO 4 was positively connected with all-cause, cardiopulmonary disease, and lung cancer mortality (Dockery et al., 1993; HEI, 2000; Pope et al., 2002; Ostro et al., 2010).

In addition, other kinds of severe health effects related to PM components have been reported. For example, Wolf et al. (2015) showed that long-term exposure to PM constituents, especially of K, Si, and Fe, which are indicators of road dust, provoked coronary events. The findings of a systematic review, where 59 studies were included, indicated that chronic obstructive pulmonary disease (COPD) emergency risk was attributed to short-term exposure to O 3 and NO 2 , whereas short-term exposure to SO 2 and NO 2 was responsible for acute COPD risk in developing countries (Li et al., 2016). The review of Li et al. (2016) also reported that short-term exposure to O 3 , CO, NO 2 , SO 2 , PM 10 , and PM 2.5 was linked to respiratory risks.

Poulsen et al. (2020), using detailed modelling and Danish registers from 1989–2014, showed stronger relationships between primarily emitted black carbon (BC), organic carbon (OC), and combined carbon ( OC / BC ) and malignant brain tumours. Furthermore, the risk for lung cancer was linked to several different compounds and sources of aerosol particles; they found that particles containing S and Ni might be two of the most important components associated with lung cancer (Raaschou-Nielsen, 2016). Park et al. (2018) found that PM 2.5 particles emitted from diesel and gasoline engines were more toxic for humans than, for example, particles from biomass burning or coal combustion. In a recent study, it was concluded that traffic-specific PM components, and in particular NH 4 and SO 4 , lead to higher risks of stroke than PM components linked to industrial sources (Rodins et al., 2020).

(vi) The uncertainties associated with concentration–response functions

Based on previous research, WHO and Europe recommended in 2015 a set of linear concentration–response functions for the main air pollutants and related health outcomes (Héroux et al., 2015). These functions are currently widely used for health assessments, e.g. on a European scale by EEA. EEA (2019) estimated that more than 340 000 premature deaths per year in Europe could be related to the exposure to PM 2.5 . However, it is currently widely debated what the optimal shape of the concentration–response functions is and whether there should be a threshold or lower limit.

A prominent example is the highly cited study by Burnett et al. (2018) on the developments of the Global Exposure Mortality Model (GEMM). By combining data from 41 cohorts from 16 different countries, Burnett et al. (2018) have constructed new hazard ratio functions that to a wider degree than previous studies include the full range of the global exposure to outdoor PM 2.5 . The GEMM functions for PM 2.5 and nonaccidental mortality generally follow a supralinear association at lower concentrations and near-linear association at higher concentrations (Burnett et al., 2018).

The GEMM functions would indicate that health impacts related to PM 2.5 exposure have been underestimated, at both the global and regional scales. In a recent European study on cardiovascular mortality, the GEMM functions were combined with concentration fields from a global atmospheric chemistry–climate model. The results pointed towards a total of 790 000 premature deaths attributed to air pollution in Europe per year, which is significantly higher than the value previously estimated by EEA for example (Lelieveld et al., 2019). Several reviews or meta-analyses have focused on low exposure levels; the conclusion has been that significant associations can be found between PM 2.5 and health effects also at levels below the concentrations of 10–12  µg m −3 . These values are equal to or below the WHO guidelines (10  µg m −3 ) and the US EPA standards (12  µg m −3 ) (Vodonos et al., 2018; Papadogeorgou et al., 2019).

(vii) The use of high-resolution multi-decadal data sets for extensive regions

Developments of air pollution modelling and more efficient computing resources have made it possible to compute high-resolution air pollution data sets that cover larger regions, as well as longer, even multi-decadal, time periods (Fig. 16). The combination of such data with national or international health registers, or cohorts from several countries, improves the representativeness of statistical analyses. The use of more extensive data sets will also reduce the selection biases related to the sizes of the cohorts.

This has resulted in, for example, a better detection of the links between air pollution exposure and new health endpoints, such as psychiatric disorders (e.g. Khan et al., 2019a; Antonsen et al., 2020) and cognitive abilities (e.g. Zhang et al., 2018). Based on high-resolution ( 1 km×1 km ) air pollution data covering the period 1979–2015 and population-based data from the Danish national registers, Thygesen et al. (2020) found that exposure to air pollution (specifically NO 2 ) during early childhood was associated with the development of attention-deficit/hyperactivity disorder (ADHD).

Figure 16 An illustration of how concentration predictions at a high spatial and temporal resolution (panels on the left-hand side) could be used for high-resolution health impact assessments (panel on the right-hand side). The concentration distributions were predicted with the chemical transport model SILAM. The health impact assessment was made with the EVA model in a high-resolution setup for the Nordic region, giving an estimate of the number of premature deaths due to exposure to air pollution (Lehtomäki et al., 2020). The concentrations used in EVA were from the chemical transport system DEHH-UBM, providing 1 km×1 km concentration across the Nordic region.

Kukkonen et al. (2018) presented a multi-decadal global- and European-scale modelling of a wide range of pollutants and the finer-resolution urban-scale modelling of PM 2.5 in the Helsinki metropolitan area. All of these computations were conducted for a period of 35 years, from 1980 to 2014. The regional background concentrations were evaluated based on reanalyses of the atmospheric composition on global and European scales, using the chemical transport model SILAM. These results have been used for health impact assessments by Siddika et al. (2019, 2020). The predicted air quality and meteorological data are also available to be used in any other region globally in health impact assessments.

7.2.2  Combined effects of air pollution, heat waves, and pandemics on human health

It is widely known that poor air quality has severe impacts on the human immune system (Genc et al., 2012). In particular, some of the acute health effects include chronic respiratory and cardiovascular diseases (Ghorani-Azam et al., 2016), respiratory infection (e.g. Conticini et al., 2020), and even cancer and death (IOM, 2011; Villeneuve et al., 2013). Polluted air can cause, for example, damage in epithelial cilia (Cao et al., 2020), which leads to a chronic inflammatory stimulus (Conticini et al., 2020). It has also been shown that the SARS-CoV-2 can stay viable and infectious on aerosol particles that are smaller than 5  µm in diameter for more than 3 h (van Doremalen et al., 2020). Therefore, atmospheric pollutants might play an important role in spreading the virus.

(i) The role of air pollution in pandemics

Previously, Cui et al. (2003) found that the long-term exposure to moderate or high air pollution levels was positively correlated with mortality caused by SARS-CoV-1 in the Chinese population. Therefore, it is possible that poor air quality would enhance the risk of mortality during epidemics or pandemics, such as the COVID-19 disease, caused by SARS-CoV-2. Moreover, poor air quality can enhance the human health effects of heat waves, cold spells, and allergenic pollen. This is because exposure to ambient air pollutants together with microorganisms tend to make the health impacts of pathogens more severe; at the same time, they weaken human immunity, resulting in an increased risk of respiratory infection (e.g. Xu et al., 2016; Horne et al., 2018; Xie et al., 2019; Phosri et al., 2019).

Conticini et al. (2020) concluded that weakened lung defence mechanisms due to continuous exposure to air pollution could partly explain the higher morbidity and mortality caused by SARS-CoV-2 in areas of poor air quality in Italy. Zhu et al. (2020) used the data of daily confirmed COVID-19 cases, air pollution, and meteorology from 120 cities in China to study the association between the concentrations of ambient air pollutants (PM 2.5 , PM 10 , SO 2 , CO, NO 2 , and O 3 ), and COVID-19 cases. By applying a generalized additive model, they found a significant correlation between PM 2.5 , PM 10 , CO, NO 2 , and O 3 and daily counts of confirmed COVID-19 patients, while SO 2 was negatively associated with the daily number of new COVID-19 cases.

Ogen (2020) studied 66 regions in Italy, Spain, France, and Germany; he also found a spatial correlation between high NO 2 concentration and fatality from COVID-19. According to this study, 83 % of all fatalities occurred in the regions having a maximum NO 2 concentration above 100  µ molec . m - 2 , and only 1.5 % of all fatalities took place in areas in which the maximum NO 2 concentration was below 50  µ molec . m - 2 . However, Pisoni and Van Dingenen (2020) did not find a similar phenomenon in the UK, where the number of deaths was higher than in Italy, despite a significantly lower NO 2 concentration.

Xie and Zhu (2020) used temperature data from 122 cities mainly in the eastern part of China and observed a linear relationship between ambient temperature and daily number of confirmed COVID-19 counts in cases when the temperature was below 3  ∘ C. At higher temperatures, no correlation was found. This indicates that daily counts of COVID-19 did not decline at warmer atmospheric conditions, although such a dependency was expected based on the previous studies related to coronaviruses SARS-CoV and MERS-CoV (e.g. van Doremalen et al., 2013; Bi et al., 2007; Tan et al., 2005). However, the study of Xie and Zhu (2020) was conducted in winter; the highest temperatures were around 27  ∘ C.

Chen et al. (2017) statistically investigated the correlation between influenza incidences and the concentrations of PM 2.5 in 47 Chinese cities for 14 months during 2013–2014. Based on the results, they concluded that about 10 % of the influenza cases were induced by the exposure to ambient PM 2.5 . They also classified the days as cold, moderately cold, moderately hot, and hot separately for each city and found that the risk for influenza transmission associated with ambient air PM 2.5 was enhanced during cold days.

(ii) Combined effects of air pollutants and heat waves

Siddika et al. (2019) found that prenatal exposure to both PM 2.5 and O 3 increased the risk of preterm birth in Finland in the 1980s. The risk was more pronounced if the mother was exposed to both higher PM 2.5 and higher O 3 concentrations. They explained that O 3 might deplete antioxidants in the lung, and therefore the defence mechanism needed against reactive oxygen species formation was reduced due to the exposure to PM 2.5 . Also, the O 3 concentrations can cause changes in lung epithelium so that it is more permeable for particles to absorb into the circulatory system. The population selected for the study were living in southern Finland in the 1980s, in relatively good air quality. However, the concentrations of many pollutants, e.g. those of PM 2.5 , have been shown to have been twice as high in the 1980s, compared with the corresponding pollutant levels in the same region during the second decade of the 21st century (Kukkonen et al., 2018).

Wang et al. (2020) presented that PM 2.5 exposure strengthened the effect of moderate heat waves (short or only moderate temperature rise) associated with preterm births during January 2015–July 2017 in Guangdong Province, China. However, during the intensive heat waves, the effects were not additive.

Analitis et al. (2018) studied synergetic effects of temperature, PM 10 , O 3 , and NO 2 on cardiovascular and respiratory deaths. They found some correlation between the effects of high ambient temperatures and those caused by O 3 and PM 10 concentrations. However, during the heat waves, no clear synergetic effect was found. In a review article, Son et al. (2019) concluded that there is some evidence between the mortality related to high temperatures and air pollution.

J. Li et al. (2017) wrote a comprehensive literature review about the role of temperature and air pollution in mortality. They determined individual spatial temperature ranges and grouped them in “low”, “medium”, and “high” based on the information given in each study about typical local weather conditions. After a careful selection based on the quality of the data sets, they performed a meta-analysis by using data of 21 studies; they found that high temperature significantly increased the risk of non-accidental and cardiovascular mortality, caused by the exposure to PM 10 or O 3 . The risk of cardiovascular mortality due to PM 10 decreased during low-temperature days in the prevailing climate. However, the exposure to both low temperature and the concentrations of O 3 increased the risk of non-accidental mortality. Similar effects were not found for the concentrations of SO 2 or NO 2 and temperature. Lepeule et al. (2018) found that short-term rise in outdoor air temperature and relative humidity was linked to deteriorated lung function of elderly people. A simultaneous exposure to black carbon amplified the health effects.

7.2.3  Estimation of exposures

(i) modelling of individual exposure.

The currently available epidemiological studies use measured or modelled outdoor concentrations in residential areas or at home addresses, to correlate the concentrations with health effects. However, several studies have pointed out that it is critical to use the exposure of people as indicators for the health effects (Kousa et al., 2002; Soares et al., 2014; Kukkonen et al., 2016b; Smith et al., 2016; Singh et al., 2020a; Li and Friedrich, 2019; Li, 2020). It is obvious that the effects of air pollutants on human health are caused by the inhaled pollutants, instead of the pollutants at a certain point or area outdoors. Thus, exposure is a much better indicator for estimating health risks than outdoor concentrations. The individual exposure of a person to air pollutants is defined here as the concentration of pollutants at the sites where the person is staying weighted by the length of stay at each of the places of stay and averaged over a certain time span, e.g. a year. The places of stay are in this context called microenvironments. Exposure of a group of people with certain features (e.g. sex, age, place of living) is the average exposure of the individuals in the subgroup. In general, the exposure of a person is calculated by first estimating the concentration of air pollutants in the microenvironments where the person or population subgroup is staying and then by weighting this concentration with the length of time the person has been at the respective microenvironment (Li and Friedrich, 2019; Li, 2020). The result of modelling exposure can be verified by measuring the exposure with personal sensors (e.g. Dessimond et al., 2021).

Exposures to ambient concentrations of PM 2.5 can be substantially different in different microenvironments. The concentrations in microenvironments can be either measured or modelled. Computational results of activity-based dynamic exposures by Singh et al. (2020a) demonstrate that the total population exposure was over one-quarter ( −28  %) lower on a city-wide average level, compared with simply using outdoor concentrations at residential locations, in the case of London in the 2010s. Smith et al. (2016) have shown by modelling that exposure estimates based on space-time activity were 37 % lower than the outdoor exposure evaluated at residential addresses in London. However, this proportion will be different for other urban regions and time periods, or when addressing specific population sub-groups.

The exposure to particulate matter is substantially influenced by indoor environments, as people spend 80 %–95 % of their time indoors (e.g. Hänninen et al., 2005). Indoor air quality mainly depends on the penetration of pollutants in outdoor air, on ventilation, and on indoor pollution sources. For estimating the indoor concentration, commonly a mass-balance model is applied (Hänninen et al., 2004; Li, 2020). With a mass-balance model, the indoor concentration is calculated based on the outdoor concentration, a penetration factor, the air exchange rate, the decay rate, the emission rates of the indoor sources and the room volume, and, if available, by parameters of the mechanical ventilation system.

A complex stochastic model has been developed for estimating the annual individual exposure of people or groups of people in the European Union to PM 2.5 and NO 2 , using characteristics of the analysed subgroup, such as age, gender, place of residence, and socioeconomic status (Li et al., 2019a, c; Li and Friedrich, 2019; Li, 2020). The probabilistic model incorporates an atmospheric model for estimating the ambient pollutant concentrations in outdoor microenvironments and a mass-balance model for estimating indoor concentrations stemming from outdoor concentrations and from emissions from indoor sources. Time-activity patterns (which specify how long a person stays in each microenvironment) were derived from an advancement of the Multinational Time Use Study (MTUS) (Fisher and Gershuny, 2016). The exposures can also be estimated for past years. It is therefore possible to analyse the exposure for the whole lifetime of a person, by using a lifetime trajectory model that retrospectively predicts the possible transitions in the past life of a person.

An exemplary result from Li and Friedrich (2019) is shown in Fig. 17. It displays that the PM 2.5 annual average exposure averaged over all adult persons living in the EU increased since the 1950s from 19.0 (95 % confidence interval, CI: 3.3–55.7)  µg m −3 to a maximum of 37.2 (95 % CI: 9.2–113.8)  µg m −3 in the 1980s. The exposure then declined gradually afterwards until 2015 to 20.1 (95 % CI: 5.8–51.2)  µg m −3 . Indoor air pollution contributes considerably to exposure. In recent years more than 45 % of the PM 2.5 exposure of an average EU citizen has been caused by indoor sources.

Figure 17 Temporal evolution of the annual average exposure of EU adult persons to PM 2.5 from 1950 to 2015 (Li and Friedrich, 2019). All sources, except “outdoor”, refer to indoor sources. ETS denotes environmental tobacco smoke (passive smoking).

The most important indoor sources are environmental tobacco smoke (passive smoking), frying, wood burning in open fireplaces and stoves in the living area, and the use of incense sticks and candles. In addition, nearly all indoor activities include abrasion processes that produce fine dust. For NO 2 , indoor sources cause around 24 % of the exposure, with the main contributions from cooking with gas and from biomass burning in stoves and open fireplaces (Li and Friedrich, 2019). The solid black line in Fig. 7.3 shows the background outdoor concentration at the places where EU citizens spend their lives on average. Urban background concentrations refer to urban concentrations that are not in the immediate vicinity of the emission sources, especially of streets.

The average exposure is higher than the average outdoor background concentration. Epidemiological studies correlate outdoor concentrations with health risks and thus neglect the exposure caused by indoor sources. Such studies therefore implicitly assume that the contribution of indoor sources is the same at all places and for all people. Thus, calculating the burden of disease using exposures to PM 2.5 will yield years of lives lost and other chronic diseases that are about 40 % higher than those calculated with outdoor background concentrations (Li, 2020). Using exposure data, a 70-year-old male EU citizen will have experienced a reduction of life expectancy of about 13 (CI 2–43) d yr −1 of exposure to PM 2.5 , since the age of 30 (Li, 2020). For a person who is now 40 years old or younger, the life expectancy loss per year will be less than half as much as that of a 70-year-old person.

A similar approach for estimating the “integrated population-weighted exposure” of the Chinese population to PM 2.5 has been used by Aunan et al. (2018) and Zhao et al. (2018). Aunan et al. (2018) estimated a mean annual averaged PM 2.5 exposure of 103 [86–120]  µg m −3 in urban areas and 200 [161–238]  µg m −3 in rural areas, with 50 % in urban areas and 78 % in rural areas originating from domestic biomass and coal burning.

(ii) Measurements of indoor concentrations and individual exposure

Zhao et al. (2020a) took measurements of PM concentrations of different size classes in 40 homes in the German cities of Leipzig and Berlin. Measurements were taken in different seasons simultaneously inside and directly outside the homes. Only homes without smokers were analysed. Mean annual indoor PM 10 concentrations were 30 % larger than the outdoor concentrations near the houses. However, the mean indoor concentration of PM 2.5 was 6 % smaller than the outdoor concentration. The infiltration factor was evaluated to be 0.5. They therefore concluded that the indoor concentration of PM 2.5 was considerably influenced by both indoor and outdoor sources; the former included cooking and burning of candles.

Vardoulakis et al. (2020) made a comprehensive literature review on indoor concentration of selected air pollutants associated with negative health effects and listed the main results (concentrations) and other features (e.g. main sources) for the analysed studies. They express the need for “standardized IAQ (indoor air quality) measurement and analytical methods and longer monitoring periods over multiple sites”.

Some studies have focused on the measurements of personal exposure to ambient air concentrations using portable instruments in different microenvironments. For instance, Dessimond et al. (2021) describe the development and use of a personal sensor for measuring PM 1 , PM 2.5 PM 10 , BC, NO 2 , and VOC together with climate parameters, location, and sleep quality. Clearly, such measurements can provide valuable and accurate information on the spatial and temporal variations in exposure, and they can be used to validate exposure models.

7.3  Emerging challenges

7.3.1  emerging challenges for health impacts of particulate matter, (i) classification of particulate matter measures and characteristics and potential health outcomes.

Various studies have described PM in terms of the overall aerosol properties, such as the mass fractions (most commonly PM 2.5 and PM 10 ), the size distributions (mass, area, volume), the chemical composition, primary versus secondary PM, the morphology of particles, and source-attributed PM. Some studies have adopted more specific properties of PM derived based on the above-mentioned overall properties. Such properties include, to mention a few of the most common ones, particle number concentrations (PNCs), PNCs evaluated separately for each particulate mode, ultra-fine PM, nanoparticles, secondary organic PM, primary PM, other combinations of chemical composition, suspended dust (specific class of source-attributed PM), the content of metals, and toxic or hazardous pollutants.

An important emerging area is therefore to understand better which PM properties or measures would optimally describe the resulting health impacts. As mentioned above, one potentially crucial candidate for such a property is particulate number concentration (PNC). Kukkonen et al. (2016a) presented the modelling of the emissions and concentrations of particle numbers on a European scale and in five European cities. Frohn et al. (2021) and Ketzel et al. (2021) performed modelling of particle number concentrations for all Danish residential addresses for a 40-year time period. For all studies, the comparison of the predicted PNCs to measurements on regional and urban scales showed a reasonable agreement. However, there are still substantial uncertainties, especially in the modelling of the emissions of particulate numbers.

Health outcomes can also be classified as overall outcomes and physiologically more specific outcomes. Prominent examples of overall outcomes are mortality and morbidity. Relatively more specific impacts include respiratory and cardiovascular impacts, bronchitis, asthma, neurological impacts, and impacts on specific population groups (such as infants, children, the elderly, prenatal impacts, and persons suffering various diseases).

(ii) Uncertainties and challenges on evaluating the health impacts of particulate matter

Additional uncertainty is included in the concentration versus health response functions, which may be linear or logarithmic or a combination of both of these, and including or excluding a threshold value. When applied in health assessments, the shape of the response functions translates into large differences in the estimated number of premature deaths (Lehtomäki et al., 2020). EEA has made a sensitivity analysis showing that the application of a 2.5  µg m −3 threshold (equivalent to a natural background) will reduce the estimated number of premature deaths related to PM 2.5 by about 20 % in Europe (EEA, 2019a). Clearly, in the evaluation of the health impacts of PM, there are also numerous confounding factors. For population-based studies, these include active and passive smoking, sources and sinks that influence indoor pollution, gaseous pollutants, allergenic pollen, socio-economic effects, age, health status, and gender.

In addition, the health impacts of PM are related to the impacts of other environmental stressors, such as heat waves and cold spells, allergenic pollen, and airborne microorganisms. Commonly, it is challenging to decipher such effects in terms of each other. The factors may also have either synergistic or antagonistic effects. For instance, the health impacts of PM may be enhanced in the presence of a heat wave. The impacts of various PM properties are also known to be physiologically specific; i.e. such a property may contribute to a certain health outcome but not to some other outcomes.

In summary, there are many associations of various PM properties and measures to various health outcomes. Some of these inter-dependencies are known relatively better, either qualitatively or quantitatively, while there are also numerous associations, which are currently known poorly.

(iii) Research recommendations for deciphering the impacts of various particulate matter properties

For evaluating the relative significance of various PM properties and measures on human health, a denser measurement network on advanced PM properties would be needed, on both regional and urban scales. The required PM properties would include, in particular, size distributions and chemical composition. Clearly, such a network would be especially valuable in cities and regions which include high-quality population cohorts. The most important requirement in terms of PM modelling would be improved emission inventories, which would also include sufficiently accurate information on particle size distributions and chemical composition.

Pražnikar and Pražnikar (2012) and Rodins et al. (2020) stressed the importance of the identification of the specific sources and the evaluation of the chemical composition of PM responsible for acute health effects. For instance, Hime et al. (2018) reported that there is a severe lack of epidemiological studies investigating the health impacts originating from exposure to ambient diesel exhaust PM. In addition, they pointed out that there is no clear distinction between PM originating from diesel emissions and from other sources; thus, there is a limited number of studies assessing the respective health impacts.

Despite the substantial amount of research on the impacts of various PM properties and measures, the results on the importance of the more advanced measures (in addition to PM mass fractions) are to some extent inconclusive. One reason for this uncertainty is that there are so many associations of various PM properties and measures to various health outcomes. An emerging area related to assessing the health impact of PM is the associated oxidative stress when the particles are inhaled (e.g. see Gao et al., 2020; He et al., 2021). A possible explanation for the health effects from PM is based on PM-bound reactive oxygen species (ROS) being introduced to the surface of the lung, which leads to the depletion of the lung-lining fluid antioxidants as well as other damage (Gao et al., 2020).

One prominent emerging area is the evaluation of long-term, multi-decadal concentrations and meteorology on a sufficient spatial resolution. Long-term and lifetime exposures are known to be more important in terms of human health, compared with short-term exposures. Comprehensive data sets are therefore needed, which will include multi-decadal evaluation of air quality, meteorology, exposure, and a range of health impacts. Some first examples of such data sets have already been reported (Kukkonen et al., 2018; Siddika et al., 2019; Raaschou-Nielsen et al., 2020; Thygesen et al., 2020; Siddika et al., 2020). Although it is clear that chronic diseases and chronic mortality are caused by exposure to fine PM over many years, information is scarce regarding the critical length of the exposure period in terms of premature death for example.

Elderly people are generally regarded as more sensitive to air pollution. It is well-known that the overall trend towards an ageing population can counteract improvements in air pollution levels in the future (e.g. Geels et al., 2015). However, detailed knowledge is scarce regarding whether exposure during specific periods in life can increase the risk of chronic morbidity or mortality. Inequalities in both the exposure to PM and the related risks across different population groups (like gender, ethnicity, socioeconomic position, etc) due to underlying differences in health status will also need further investigations, to ascertain that future mitigation strategies will benefit all population groups (Fairburn et at., 2019; Raaschou-Nielsen et al., 2020). With regard to chronic diseases caused by NO 2 , it is still uncertain whether NO 2 is the cause of the diseases or whether other pressures or a combination of pressures that are correlated with the NO 2 concentration are responsible.

The introduction of green spaces in urban areas can contribute either negatively or positively to air quality. Green spaces can also potentially act as sources of allergenic pollen. The health impacts of introducing green spaces would therefore need to be clarified (Hvidtfeldt et al., 2019b; Engemann et al., 2020).

7.3.2  Emerging challenges for the combined effects of air pollution and viruses

Studying the combined effects of air pollution, heat waves or cold spells, and viruses is challenging, due to numerous confounding factors and incidental correlations. For instance, air pollution is commonly a serious problem in areas where the population density is also high. The high population density tends to allow viruses to spread more easily, compared with the situation in more sparsely populated areas.

Morbidity or mortality due to pandemics is also dependent on the age distribution of the population, cultural and social differences, the level of health care, living conditions, common hygiene, and other factors. Clearly, such demographic differences should be taken into account, when comparing the frequencies of virus infections in different areas.

Due to limited data and the still evolving COVID-19 pandemic, it is difficult to draw definite conclusions related to the role of air pollution or meteorological drivers (like temperature or relative humidity) in transmission rates or in the severity of the disease. Global interdisciplinary studies, open data sharing, and scientific collaboration are the key words towards better understanding of the interaction of COVID-19 and meteorological and environmental variables. Moreover, it is important to know what the role of, for example, PM is in spreading SARS-CoV-2. Indoor or laboratory dispersion experiments are needed to find out if the virus is spreading not only in droplets but also in smaller aerosol particles. Together with a fully validated computational fluid dynamics model, it is possible to get facts about dispersion distances in different conditions and to study for example the effect of ventilation systems, furniture placements, and air cleaners to give information-based recommendations to make the environment as safe as possible without complete lockdowns.

Allergenic pollen can periodically cause substantial health impacts for numerous people. As PM is transported in the atmosphere, microbial pathogens such as bacteria, fungi, and viruses can be attached on the surfaces of particles (Morakinyo et al., 2016); clearly, these may provide an additional risk (Kalisa et al., 2019). The combination of both biological and chemical components of PM can further enhance some health effects, such as asthma and COPD (Kalisa et al., 2019).

Adverse health impacts can also be associated with short-term exposure to atmospheric particles. The short-term impacts may be important, especially during air pollution episodes. Such episodes may be caused, for example, by the emissions originating from wildfires, dust storms, or severe accidents. Episodes can also be caused by extreme meteorological conditions; two prominent examples are heat waves and extremely stable atmospheric conditions.

7.3.3  Other emerging challenges

First attempts have been made to quantify exposures by estimating concentrations in microenvironments, combined with space-time activity data. However, improvements will be necessary for virtually all the components of exposure modelling. Regarding the emissions used for concentration modelling, in particular the evaluation of the emission rates from indoor sources should be improved on a broader empirical basis.

Emission rates depend on human behaviour, for which more detailed information is needed. For example, how many people smoke indoors, and how many family members are exposed to passive smoking? Are kitchen hoods used when cooking and frying? How often are chimneys open, and how often are wood stoves used? For estimating indoor concentrations, one would need further information of ventilation habits in different seasons. Better information would be needed regarding the use of mechanical ventilation with heat recovery in new homes and office buildings.

To validate the results of the indoor air pollution models, one would need more measurements of indoor air concentrations in rooms with different emission sources and ventilation systems. Furthermore, measurements of concentrations are needed in various microenvironments, such as in cars, buses, and the underground.

With growing knowledge of the relation between exposure and health impacts, more detailed exposure indicators might be necessary. For instance, a further differentiation according to size and species of PM 2.5 and PM 10 might be needed, as well as the specification of the temperature and of the breathing rate, in other words the intake of pollutants with respiration. The use of more dynamic exposure data in epidemiological studies in the future could substantially improve the accuracy of health impact assessments.

8.1  Brief overview

While decisions about air quality management and policy development are based on political considerations, it is a scientific task to provide evidence and decision support for designing efficient air pollution control strategies that lead to an optimization of welfare of the population. To do this, integrated assessments of the available policies and measures to reduce air pollution and their impacts are made. In such assessments, two questions are addressed.

Is a policy or measure or a bundle of policies or measures beneficial for society? Does it increase the welfare of society; i.e. do the benefits outweigh the costs (including disadvantages, risks, utility losses)?

If several alternative policy measures or bundles of policy measures are proposed, how can we prioritize them according to their efficiency; i.e. which should be used first to fulfil the environmental aims?

To analyse these questions, two methodologies have been developed: cost–effectiveness analyses and cost–benefit analyses. The concept of “costs” is used here in a broad sense, referring to all negative impacts including – in addition to financial costs – also non-monetary risks and disadvantages, such as time losses, increased health risks, risks caused by climate change, biodiversity losses, comfort losses, and so on, which are monetized to be able to add them to the monetary costs. Benefits encompass all positive impacts including avoided monetary costs, avoided health risks, avoided biodiversity losses, avoided material damage, reduced risks caused by climate change, and time and comfort gains.

With a cost–effectiveness analysis (CEA) the net costs (costs plus monetized disadvantages minus monetized benefits) for improving a non-monetary indicator used in an environmental aim with a certain measure are calculated, e.g. the costs of reducing the emission of 1 t of CO 2,eq . The lower the unit costs, the higher the cost–effectiveness or efficiency of a policy or measure. The CEA is mostly used for assessing the costs associated with climatically active species, as the effects are global. The situation is different for air pollution, where the damage caused by emitting 1 t of a pollutant varies widely depending on time and place of the emission.

Cost–benefit analysis (CBA) is a more general methodology. In a CBA, the benefits, i.e. the avoided damage and risks due to an air pollution control measure or bundle of measures, are quantified and monetized. Then, costs including the monetized negative impacts of the measures are estimated. If the net present value of benefits minus costs is positive, benefits outweigh the costs. Thus the measure is beneficial for society; i.e. it increases welfare. Dividing the benefits minus the nonmonetary costs by the monetary costs of a specific measure will result in the net benefit per euro spent, which can be used for ranking policies and measures. For performing mathematical operations like summing or dividing costs and benefits, they have first to be quantified and then converted into a common unit, for which a monetary unit, e.g. euros, is usually chosen. Integrated assessment means that – as far as possible – all relevant aspects (disadvantages, benefits) should be considered, i.e. all aspects that might have a non-negligible influence.

When setting up air pollution control plans, it is essential to also consider the effect of these plans on greenhouse gas emissions. Air pollution control measures usually lead to a decrease but sometimes also to an increase in GHG emissions. And vice versa, most measures for GHG reduction influence in fact reduce the emissions of air pollutants in most cases. Thus, an optimized combined air pollution control and climate protection plan is necessary to avoid contradictions and inconsistencies.

Looking at the current praxis in the EU countries, still separate plans are made for air pollution control and climate protection. Air pollution control plans currently estimate the reduction (or sometimes increase) of GHG emissions more and more, but they do not assess these reductions by monetizing them, and thus they cannot be accounted for in a cost–benefit analysis. In the assessment of the National Energy and Climate Plans the EC states:

Despite some efforts made, there continues to be insufficient reporting of the projected impacts of the planned policies and measures on the emissions of air pollutants by Member States in their final plans. Only 13 Member States provided a sufficient level of detail and/or improved analysis of the air impacts compared to the draft plans. The final plans provide insufficient analysis of potential trade-offs between air and climate/energy objectives (mostly related to increasing amounts of bioenergy). (EC, 2020)

So, in an integrated assessment, the assessment of air pollution control measures should always take into account the impact of changes in greenhouse gas emissions. Correspondingly, climate protection plans should take changes in air pollution into account (Friedrich, 2016). In the following, advancements in the quantification and monetizing of avoided impacts from reducing emissions from air pollutants and greenhouse gases are described.

8.2  Current status and challenges

8.2.1  estimation and monetization of impacts from air pollution.

Integrated assessments, which include as a relevant element the assessment of air pollution, encompass many areas, especially the assessment of energy and transport technologies and of policies for air pollution control and climate protection. The development of such integrated assessments started in the early 1990s with a series of EU research projects, which have been called “ExternE-external costs of energy”. A summarized description of the developed methodology can be found in Bickel and Friedrich (2005); further descriptions and project results are addressed in ExternE (2012), Friedrich and Kuhn (2011), Friedrich (2016) and Roos (2017). The framework for integrated environmental assessments has been further consolidated and developed within the EU research projects INTARESE and HEIMTSA. The advanced methodology and its application are described in Friedrich and Kuhn (2011). The processes of an integrated assessment are shown in Fig. 18 (Briggs, 2008; IEHIAS, 2014), where important elements like issue framing, scenario construction, provision of data and models, uncertainty estimation, and stakeholder consultation are addressed. In the beginning of an assessment, the relevant air pollutants have to be identified, which are those that cause substantial damage. In many cases, primary and secondary particulate matter of different size classes and NO 2 will cause the worst damage, followed by O 3 .

The element in the framework that is representing the assessment of air pollution, i.e. the “impact pathway approach”, is shown in detail in Fig. 19. This figure already includes one of the emerging developments described in Sect. 8.3, namely the estimation of individual exposure instead of outdoor concentration. First, scenarios of activities are collected, for instance the distance driven with a Euro 5 diesel car or the amount of wood used in wood stoves. Multiplying the activity data with the appropriate emission factors will result in emissions. The emission data are input for chemical–transport models that are used to calculate concentrations on regional, continental, or global scales; for Europe the EMEP model (Simpson et al., 2012) and worldwide the TM5-FASST model (van Dingenen et al., 2018) are often used – see Sect. 5 of this paper.

In the next phase, concentration–response functions derived from epidemiological studies are used to estimate health impacts. For the most relevant pollutants PM 10 , PM 2.5 , NO 2 , and O 3 , the WHO (2013a) made a meta-analysis of the epidemiological studies available until 2012 and recommended exposure–response relationships for use in integrated assessments, which are still widely used. Newer epidemiological studies in particular investigating the relation between fine particulate air pollution and human mortality have been analysed by Pope et al. (2020), who present a nonlinear exposure–response function with a decreasing slope for cardiopulmonary disease mortality caused by PM 2.5 . The most important concentration–response functions for impacts of air pollution on human health are described in Sarigiannis and Karakitsios (2018) and Friedrich and Kuhn (2011).

Beneath health damage, which is the most important damage category, impacts on ecosystems, especially biodiversity losses, and on materials and crop losses should also be considered. Impacts on ecosystems are usually quantified as pdf, “potentially disappeared fraction of species” per square metre land (Dorber et al., 2020) and thus as biodiversity losses. A first methodology was developed by Ott et al. (2006), which is still used in some studies. Further approaches, partly adopted from methods developed for LCIA (life cycle impact assessment), were developed later (e.g. Souza et al., 2015; Förster et al., 2019), but because of the simplifications and uncertain assumptions made, none of these approaches reached the same full acceptance as the approaches for the other damage categories. For material damage and crop loss, deposition–response relationships have been developed in the ExternE – External Costs of Energy (ExternE, 2012) project series and are described in Bickel and Friedrich (2005); they are still used.

Finally, the health effects and the other impacts are monetized, which means that they are converted into financial costs; for the non-monetary part of the impacts results of contingent valuation (willingness to pay) studies are used (as described in OECD, 2018). As numerous contingent valuation studies have been made in the past, it is not necessary to carry out a further willingness-to-pay study; instead results of existing studies which found monetary values for the damage endpoints to be analysed can be used. Of course, as the contingent valuation studies are usually made at another time, in another area, and with other cultural situations than the planned assessment, the monetary values must be transformed with a methodology called “benefit transfer” from the original time, place, and cultural features to the ones of the assessment (see Navrud and Ready, 2007). The most important monetary value in the context of air pollution is the value for a statistical life year lost (VLYL) caused by a premature death at the end of life after lifelong exposure to air pollutants. It is often based on a study of Desaigues et al. (2011). The result for average EU citizens – transformed to 2020 – is EUR 2020 75 200 (47 000–269 450) per VLYL. A list of monetary values for health endpoints, which are used in most studies, can be found in Friedrich and Kuhn (2011).

Figure 18 Integrated assessment process involving air pollution (Briggs, 2008).

Figure 19 Schematic presentation of the use of models and the flow of data in the enhanced impact pathway approach (Friedrich, 2016).

Based on this principal approach, a growing number of tools have been developed and applied for supporting air quality control for urban, national, and regional to global scales. The tool used for the assessments for DG Environment and for the Convention on Long-range Transboundary Air Pollution of the UN ECE is GAINS (Greenhouse gas – Air pollution Interactions and Synergies) developed by IIASA (Amann et al., 2017; Klimont, 2021).

A specific development in GAINS is the use of source–receptor matrices as a proxy for using an atmospheric model. A limitation of chemical transport models has been the substantial computational requirements for running the models for estimating hourly concentration values caused by an emission scenario for an entire year. To be able to simulate many scenarios within a short time, results of certain runs with the complex atmospheric model EMEP (Simpson et al., 2012) were transformed into source–receptor matrices, which provided information of the relationship between a change of emissions in a country and the change of the concentration in grid cells of a European grid. However, because of the relatively large size of the grid cells for European-wide models, concentrations in cities were underestimated; thus an “urban increment” was introduced for cities (Vautard et al., 2007; Torras and Friedrich, 2013; Torras, 2012). Thunis (2018), however, points out that this approach has certain weaknesses. Thus, newer approaches use nested modelling with regional atmospheric models using varying grid sizes (e.g. Brandt, 2012) or modelling of typical days instead of a whole year with a finer grid (Bartzis et al., 2020; Sakellaris et al., 2022). The ECOSENSE model uses a similar method as GAINS, however, distinguishing between parts of larger countries and emission heights. Furthermore a monetary assessment of greenhouse gas emissions is made (ExternE, 2012; Friedrich, 2016; Roos, 2017).

As a major application of the GAINS tool, the European Commission, DG Environment regularly assesses its directives for air pollution control. A well-known example is the impact assessment carried out for assessing the Thematic Strategy on Air Pollution and the Directive on “Ambient Air Quality and Cleaner Air for Europe” (EC, 2005). It was shown that the monetized benefits of implementing the thematic strategy for air pollution control are much higher than the costs. In the most recent assessment, DG Environment assessed the costs and benefits of the so-called NAPCPs, the national air pollution control programmes, which the member states had to provide by 2019 to show how they plan to comply with the emission reduction commitments of the National Emission Reduction Commitments Directive (NEC Directive). The benefits considered were the monetized reduced health and environmental impacts caused by the requested air pollution control measures. The results show that the health benefits alone with EUR 8 billion per year to EUR 42 billion per year are much larger than the costs of the considered measures with EUR 1.4 billion per year (EC, 2021) and that further emission reductions might also be efficient. The UN ECE (UN Economic Commission for Europe) has launched eight so-called protocols guided by the Convention on Long-range Transboundary Air Pollution, which require the member states to provide information on air pollution in their countries and to take actions to improve it (UNECE, 2020). The latest protocol entering into force was the revised Protocol to Abate Acidification, Eutrophication and Ground-level Ozone, as amended on 4 May 2012. To prepare for these protocols, the effects of air pollution on ecosystems, health, crops, and materials have been assessed with the same methods as used by the EC, i.e. using the GAINS model.

The OECD recommends carrying out cost–benefit analyses with the impact pathway methodology (OECD, 2018). Similarly, national authorities, e.g. the German Federal Environmental Agency, have proposed using the methodology for the assessment of environmental policies and infrastructure projects (Matthey and Bünger, 2019). In Denmark, the method has been used in the EVA system (Economic Valuation of Air pollution, Brandt et al., 2013) to estimate the external costs related to air pollution, as part of the national air quality monitoring programme (Ellermann et al., 2018). The same system has been used to assess the impact from different emission sectors and countries within the Nordic area, by using a CTM model with a tagging method (Im et al., 2019). Kukkonen et al. (2020c) developed an integrated assessment tool based on the impact pathway principle that can be used for evaluating the public health costs. The model was applied for evaluating the concentrations of fine particulate matter (PM 2.5 ) in ambient air and the associated public health costs of domestic PM 2.5 emissions in Finland. Several further integrated assessment models have been described in Thunis et al. (2016). Not only in Europe but also in the USA, integrated assessment of air pollution is an issue. Keiser and Muller (2017) provide an overview of integrated assessment models for air and water in the US and hint at the intersections between air and water pollution.

Several studies are using the impact pathway approach from Fig. 8.2 for estimating health impacts and aggregate them to DALYS (disability adjusted life years), but without monetizing the impacts; i.e. they calculate the burden of disease or the overall health impacts stemming from air pollution. The WHO has estimated the burden of disease from different causes, including air pollution, in the Global Burden of Disease Study (GBDS, 2020). The European Environmental Agency regularly estimates the health impacts from air pollution in Europe and found 4 381 000 life years lost attributable to the emissions of PM 2.5 in 2018 in the EU28 (EEA, 2020a). Hänninen et al. (2014) analysed the burden of disease of nine environmental stressors, including particulate matter, for Europe. Lehtomäki et al. (2020) quantified the health impacts of particles, ozone, and nitrogen dioxide in Finland and found a burden of 34 800 DALYs per year, with fine particles being the main contributor (74 %). Recent studies also include future projections of emissions and climate. Huang (2018) assessed and monetized the health impacts of air pollution in China for 2010 and for several scenarios until 2030. Likewise, Tarín-Carrasco et al. (2021) projected the number of premature deaths in Europe towards 2050 and found that a shift to renewable energy sources (to a share of 80 %) is effective in reducing negative health impacts.

In the following, we address recent improvements in the methodology of integrated assessment with a focus on air pollution control. A milestone was the publication of concentration–response functions for NO 2 by the WHO (2013a). Following this, more and more studies calculated health impacts from exposure not only to PM 10 , PM 2.5 , and ozone but also to NO 2 (e.g. Balogun et al., 2020; Siddika et al., 2019, 2020),

Ideally, human health risks should be evaluated based on exposures instead of ambient concentrations (see Sect. 7). Until now, measured or modelled ambient (outdoor) air concentrations are input to the concentration–response functions used to estimate health risks. However, it is obvious that people are affected by the pollutants that they inhale, and that is decisive for the health impact. Therefore, a better indicator for estimating health impacts than the outside background concentration is exposure, which is the concentration of pollutants in the inhaled air averaged over a certain time interval. Only recently, in the EU projects HEALS and ICARUS, have methodologies been developed to estimate personal exposure, i.e. the concentration in the inhaled air averaged over a year or a number of years as the basis for estimating health impacts from air pollutants. Furthermore, the time span used in the exposure–response relationships commonly ranges from hourly to annual mean concentration values. By far the most important health effects are chronic effects. Although the indicator used to estimate chronic impacts is the annual mean concentrations, chronic diseases develop over several years, or even during the whole lifetime. This is the reason why the EC regulates a 3-year “average exposure index” of PM 2.5 in the air quality directive. But the relevant time period for the exposure might be larger than 3 years. Thus, exposure over a lifetime is important for estimating risks to develop chronic diseases and premature deaths, which are the most important health impacts. The methods for evaluating lifetime exposure have been addressed in Sect. 7.2.3 (see Li and Friedrich, 2019; Li et al., 2019a, c).

Thus, as a major improvement of the impact pathway approach, the exposure to pollutants should be used as an indicator for health impacts, instead of the exposure estimated from outdoor air concentrations at permanent locations. However, epidemiological studies that directly relate health impacts to exposures to air pollutants are not yet available. Instead, the existing concentration–response functions are transformed into exposure–response functions by calculating the increase in the exposure (e.g. x   µg m −3 ) caused by the increase of 1  µg m −3 in the outdoor concentration. Dividing the concentration–response relationship by x will then convert it into an exposure–response relationship (Li, 2020). Of course, it would be better to use results of epidemiological studies that directly relate exposure data with health effects. Thus, such studies should be urgently conducted.

Clearly, indoor pollution sources also influence exposure. It is therefore important to assess possibilities to reduce the contributions of indoor sources to exposure. These might include raising awareness of the dangers of smoking at home indoors, the development of more effective kitchen hoods and promoting their use, ban of incense sticks, and mandatory use of inserts in open fireplaces.

Secondly, a reduction of exposure is also possible by increasing the air exchange rate with ventilation or by filtering the indoor air. For example, if old windows are replaced by new ones, the use of mechanical ventilation with heat recovery might be recommended or even made mandatory. Also, the enhancement of HEPA filters and their use in vacuum cleaners will help as well as using air purifiers/filters. These systems will also be helpful to reduce the indoor transmission of SARS-CoV-2.

Furthermore, there is growing evidence that PM 10 and PM 2.5 concentrations in underground trains and in metro stations can be much higher than the concentration in street canyons with dense traffic (e.g. Nieuwenhuijsen et al., 2007; Loxham and Nieuwenhuijsen, 2019; Mao et al., 2019; Smith et al., 2020). Using ventilation systems with filters might improve this situation.

8.2.2  Monetization of impacts of greenhouse gas emissions

As explained above, air pollution control strategies usually influence and, in most cases, reduce emissions of greenhouse gases (GHGs). Thus, in an integrated assessment, both the reduction of air pollution and of greenhouse gas emissions should be quantitatively assessed. In practice, however, many national air pollution control strategies do not take changes in GHGs into account in the assessment; instead the national authorities develop separate climate protection plans. Similarly, although DG Environment estimates the changes in GHG emissions in their assessment of air pollution control strategies, the changes are not assessed or monetized.

An exception is the UK, where estimations of the “social costs of carbon” are used in assessments (Watkiss and Downing, 2008; DBEIS, 2019). The UK government currently recommends using a carbon price of GBP 69 per tonne of CO 2,eq in 2020 rising to GBP 355 per tonne of CO 2,eq in 2075–2078 at 2018 prices.

How can the benefits of a reduction of greenhouse gas emissions be monetized? A possibility is to use the same approach as with air pollution; i.e. estimate the marginal damage costs (i.e. the monetized damages and disadvantages) of emitting 1 additional tonne of CO 2 . These marginal costs would then be internalized for example as a tax per tonne of CO 2 emitted to allow the market to create optimal solutions (Baumol, 1972). Thus, first scenarios of greenhouse gas (GHG) emissions would be set up, then concentrations of GHGs in the atmosphere would be calculated, and finally changes of the climate followed by the estimation of changes of risks and damages would be calculated. However, this does not lead to useful results. Uncertainties are too high and assumptions of economic parameters like the discount rate or the use of equity weighting influence the result considerably, so that the range of results encompass several orders of magnitude. Furthermore, the precautionary principle tells us that we should avoid possible impacts, even if they cannot (yet) be quantified and thus not be included in the quantitative estimation of impacts.

An alternative approach to estimating marginal damage costs is to use marginal abatement costs. A basic law of environmental economics is that for pollution control a pareto-optimal state should be achieved, where marginal damage costs (MDCs) are equal to marginal abatement costs (MACs). Thus, if MAC at the pareto-optimal state are known, they could be used instead of the MDCs. However, the pareto-optimal state is not known if MDCs are not known. But one could use an environmental aim that is universally agreed upon by society and assume that they represent the optimal solution in the view of society and then estimate the MACs to reach this aim, which is then used for the assessment. This approach was first proposed by Baumol and Oates (1971).

For assessing GHG emissions, especially the aim of the so-called Paris Agreement, which was agreed on at the 2015 United Nations Climate Change Conference, COP 21 in Paris by a large number of countries, the most important aim was to keep a global temperature rise this century well below 2  ∘ C above pre-industrial levels and to pursue efforts to limit the temperature increase even further to 1.5  ∘ C. This objective could be used as the basis for generating MACs.

Bachmann (2020) has carried out a literature research of MDCs and MACs for GHG emissions. Based on this review, MACs calculated by a meta-analysis of Kuik et al. (2009) are used here as the basis for the calculation of marginal abatement costs for reaching the above aim, resulting in EUR 2019  286 (162–503) per tonne of CO 2,eq in 2050. However, we propose starting with the most efficient measures now and gradually increasing the specific costs, until they reach the costs mentioned above in 2050. If future innovations lead to a reduction of the avoidance costs, the costs of carbon can be adjusted accordingly. With a real discount rate of 3 % a −1 , social costs of CO 2,eq to be used in 2020 would be EUR 2020  118 (67–207) per tonne of CO 2,eq .

8.2.3  Effect of integrating air pollution control and climate protection

In most cases, especially if a substitution of fossil fuels with carbon-free energy carriers or a reduction of energy demand is foreseen, a reduction of emissions of greenhouse gases and air pollutants is foreseen; thus, taking both air pollution control and climate protection into account will considerably improve the efficiency of such measures.

An example, showing the choice and ranking of measures for combined air pollution control and climate protection are different from the ranking in separate plans is shown in Fig. 20. In the frame of the EU TRANSPHORM project, 24 measures to reduce air pollution and climate change caused by transport in the EU have been assessed with an integrated assessment. Figure 20 shows the 8 most effective measures for both avoided health impacts and reduced climate change, where both benefits are converted into monetary units and combined (Friedrich, 2016). As can be seen, measures with benefits in both air pollution control and climate protection improve their rank compared to the separate rankings for these damage categories. The most effective measure is travel with trains instead of aeroplanes for routes of less than 500 km.

Figure 20 Ranking of measures in transport according to their effectiveness in mitigating damage from air pollutant and greenhouse gas emissions in 2019. Recalculation of results of Friedrich (2016) with abatement costs of EUR 2020  118 per avoided tonne of CO 2,eq as recommended in Sect. 8.2.2.

With another example, Markandya et al. (2018) demonstrate that especially for developing and emerging countries the costs for meeting the aims of the Paris Agreement will be outweighed by the benefits that are achieved by avoiding health impacts from air pollution, so that the climate protection comes without net costs. This is due to the fact that in developing countries the use of fossil fuels is less accompanied by the use of emission reduction technologies (filters), so replacing fossil fuels by electricity from wind or solar energy or saving energy will result in a much higher reduction in air pollution than doing the same in OECD countries. For Europe, the effects of integrating the damage costs of air pollution into the optimization of energy scenarios have been analysed by Korkmaz et al. (2020) and Schmid et al. (2019). Two effects are important: firstly, biomass burning in particular in smaller boilers is significantly reduced, as firing biomass is climate friendly but leads to air pollution. Secondly, the marginal avoidance costs per tonne of avoided carbon are reduced, especially for the period 2020–2035. The reason is that in this period more efficient measures like the replacement of oil and coal with electricity from carbon-free energy carriers (except biomass) and measures for energy savings will also reduce emissions of air pollution significantly, while later more expensive measures like producing and using fuels that are produced from renewable electricity (power to X) will have a lower effect on air pollution reduction.

In most cases, integrated assessment improves the efficiency of measures for environmental and climate protection. In the following an example is shown where an efficient climate protection measure gets inefficient if air pollution is included in the assessment. This example is the use of small wood firings in cities. Wood firings are climate friendly but emit lots of fine particles and NO x . Huang et al. (2016) show that for wood firings that are operated in cities, the damage of more health impacts outweighs the benefit of less greenhouse gas emissions.

Figure 21 shows the social costs per year; this is the annuity of the monetary costs, the monetized impacts of climate change, and the monetized health impacts caused by air pollution for different heating techniques that are used in an older single-family house in the centre of the city of Stuttgart. The social costs are calculated for newly built state-of-the-art technologies fulfilling the currently valid strict regulations for small firings in Germany (BImSchV, 2021). Older stoves have emissions and thus impacts that are much larger than those shown. The social costs are highest for wood and pellet combustion caused by their high air pollution costs, although the climate change costs of wood combustion are very low. This means that the benefit of less greenhouse gas emissions of wood firings is much smaller than the additional burden caused by air pollution. Furthermore, even if we further enhance the emission reduction by equipping the wood and pellet combustion with an efficient particulate filter – these are represented by the columns marked with “ + part. filter” – the ranking is not changed. The reason is the high NO x emissions of wood combustion. The results suggest that wood combustion in rural areas should be equipped with a particulate filter, while in cities a ban on small wood combustion might be considered, unless wood and pellet firings are equipped not only with particulate filters but also with selective catalytic reduction (SCR) filters.

Figure 21 Social costs per year (annuity) of different heating boilers for an older single-family house in Stuttgart. Boilers are state-of-the-art technologies, and + part. filter means that wood or pellet heating is additionally equipped with efficient particulate filters (Huang et al., 2016).

8.3  Emerging challenges

8.3.1  challenges in improving the methodology for integrated assessments.

Estimations of damage costs caused by air pollution and climate change still show large uncertainties. Li (2020) reports a 95 % confidence interval of EUR  3.5×10 11 to EUR  2.4×10 12 for the damage costs caused by the exposure to PM 2.5 and NO 2 for 1 year (2015) for the adult EU28 + 2 population. Kuik et al. (2009) report an uncertainty range for the marginal avoidance costs to reach the “2 ∘ aim” of EUR 2020  162 to EUR 2020  503 per tonne of CO 2,eq in 2050. In addition, systematic errors might occur, for instance still unknown exposure–response relationships. Thus, methodological improvements are necessary.

In principle, all model steps and related input data shown in Fig. 19 would need improvement. Most of the improvements necessary for models and the data shown in Fig. 19 have already been addressed in the previous sections. Challenges for improving the estimation of emissions of indoor and outdoor sources are described in Sect. 3.3. Improvements in atmospheric modelling are addressed in Sect. 5.3. Exposure modelling is a relatively new field, so a lot of gaps have to be filled (see Sect. 7.3.3). Further epidemiological studies, especially for analysing the health impacts of specific PM species and PM size classes, are urgently needed, and contingent valuation studies are needed to improve the methodology. The challenges for these topics are addressed in the relevant sections above and will thus not be repeated here. However, two further methodological improvements have not been mentioned and are thus described in the following.

When assessing a policy measure for the reduction of air pollution, the first step is to estimate the reduction of emissions caused by the policy measure. Measures can be roughly classified in technical measures that improve emission factors (e.g. by demanding filters) and non-technical measures that change the behaviour or choices of emission source operators (e.g. by increasing prices of polluting goods). Especially if non-technical measures are chosen, e.g. the increase in the price for a good that is less environmentally friendly, the identification of the reaction of the operators of the emission sources is not straightforward. Do they keep using the good although it is more expensive? Do they substitute the good or do they renounce the utility of the good by using neither the good nor substitutes anymore? For energy-saving measures, it is well-known that after implementing such a measure, the users do not save the full expected energy amount but instead increase their comfort, for instance by increasing the room temperature. This is known as the rebound effect. The traditional way to deal with behavioural changes is using empirically found elasticity factors. For the transport sector, where most of the applications are made, Schieberle (2019) compiled a literature search for elasticities in the transport sector and demonstrated their use in integrated assessments. However, as a further development, recently first attempts to use agent-based modelling have been made to estimate the behavioural changes of people confronted with policy measures (Chapizanis et al., 2021).

With regard to the marginal costs of CO 2 reduction used in the assessments, further investigations taking into account emerging innovations are necessary. Furthermore, the stated estimates are quite high, so that the question arises of whether the values and thus the Paris aim gain worldwide social acceptance. More emphasis might be laid on research to develop measures for more efficient climate protection as well as measures to remove GHGs from the atmosphere and also to develop adaptation measures.

8.3.2  Challenges for the reduction of ambient air pollution

In recent years, regulations have been implemented that will decrease emissions in two important sectors considerably.

For ships, the IMO (International Maritime Organization) adopted a revised annex VI to the international Convention for the Prevention of Pollution from Ships, now known universally as MARPOL, which reduces the global sulfur limit from 3.50 % to 0.50 %, effective from 1 January 2020 (IMO, 2019). This will drastically reduce the SO 2 emissions around Europe outside of the sulfur emission control areas of the Baltic Sea, North Sea, and English Channel. Furthermore, the IMO has adopted a strategy to reduce greenhouse gas emissions by at least 40 % by 2030, pursuing efforts towards 70 % by 2050, compared to 2008. A revised, more ambitious plan is currently being discussed. Geels et al. (2021) assess the effects of these new regulations by generating several future emission scenarios and assessing their impact on air pollution and health in northern Europe.

Diesel cars now must comply with the Euro 6d norm, which will drastically reduce the real driving emissions of NO x on streets and roads. In addition, electric vehicles are now promoted and subsidized in many EU countries.

In the context of a revision of the EU rules on air quality announced in the European Green Deal, the European Commission is expected to strengthen provisions on monitoring, modelling, and air quality plans to help local authorities achieve cleaner air, notably proposing to revise air quality standards to align them more closely with the World Health Organization recommendations (which was updated in 2021).

The European Commission is also expected to introduce a new Euro 7 norm for passenger cars in 2025. The Industrial Emissions Directive demands permanent reviews of the EU Best Available Techniques reference documents (BREFs), resulting in decreasing emissions from large industrial emitters. The EU has decided to reduce greenhouse gas emissions by at least 55 % compared to 1990. Furthermore, national reduction plans for GHG lead to a further reduction of the combustion of fossil fuels. Thus, emissions of air pollutants from combustion processes will significantly decrease with one exception: wood and pellet firings <500  kW th . Hence, regarding combustion, the main challenge is the development of further PM 2.5 and NO x reduction measures for small wood firings. Similar trends will be observed in a number of other countries. For example the USA wants to reduce their greenhouse gas emissions from 2005 to 2030 by 50 % and China wants to reach carbon neutrality by 2060.

As emissions of particulates from combustion decrease, diffuse emissions, e.g. from abrasion processes, bulk handling, or demolition of buildings, and those from evaporation of volatile organic compounds get more and more dominant. So more emphasis should be put on the determination and reduction of these emissions. In particular, the processes leading to diffuse emissions are not well-known. In transport, emissions from tyre and brake wear and road abrasion heavily depend on driving habits, speed, weather conditions, and especially the traffic situation and layout of the road network. However, emission factors for diffuse emissions are still largely expressed in grammes per vehicle kilometre, not taking situations where braking is necessary, e.g. because of traffic jams or crossroads, into account. Furthermore, reduction measures like the development of tyres and brakes with longer durability should be considered and assessed.

A key challenge for reducing secondary particulates, especially ammonium nitrates, is a further reduction of NH 3 emissions from agriculture. Certain national reduction commitments for EU countries from 2005 until 2030 are regulated by the National Emission Reduction Commitments Directive (NEC Directive) of the EU, but further reductions might be necessary.

8.3.3  Challenges for the reduction of indoor air pollution

A more precise understanding of personal exposure to air pollution and the use of exposure–response relationships (instead of relationships linking outdoor concentration with responses) will potentially change the focus of air pollution control. As people are indoors most of the time, now the reduction of indoor pollution is becoming important. Of course, reducing ambient concentration will also reduce indoor pollution, as pollutants penetrate from outside into the houses. However, around 46 % of the total exposure with PM 2.5 for an average EU citizen stems from indoor sources; for NO 2 about 25 % is caused by indoor sources (Li and Friedrich, 2019). Thus, indoor sources cannot be neglected. The reduction of exposure to emissions from passive smoking, frying, and baking in the kitchen; using open fireplaces and older wood stoves; and incense sticks and candles is especially important. Indoor concentrations can be reduced by reducing the emission factor of the source, changing behaviour when using the source; by banning the use of a source; by increasing the air exchange rate with ventilation; and by using air filters.

This review has covered a larger number of research areas and identified not only the current status but also the emerging research needs. There are of course cross-cutting needs that are a prerequisite to further air quality research and develop more robust strategies for reducing the impact of air pollution on health. The following section discusses some of the key areas and synthesizes these in the form of recommendations for further research.

9.1  Connecting emissions and exposure to air pollution

There is a progressively important need to move from static annual inventories to those that are dynamic in terms of activity patterns and of higher temporal resolution. This is driven partly by the need for activity-dependent exposure modelling and because there is an increasing availability of online observations from sensors to arrive at a better spatial and temporal resolution of emission rates and factors. Clearly community efforts are necessary for identifying and reducing uncertainties in emissions that have a large impact on the resulting air quality and exposure predictions including benefiting from source apportionment methods.

One gap is the evaluation of agricultural emissions, which are still poorly understood, and improvements will support both air quality and climate change assessment, leading to co-benefits. While considerable effort has been devoted to estimating NO x emissions, there are still uncertainties in the estimation of VOC emissions. These uncertainties have direct implications when quantifying changes in ozone levels and contributions from secondary organic aerosols to regional and global scales. One prominent example of such uncertainties is the estimation of VOC profiles in terms of the chemical species and their evaporation rates, including in particular those from shipping activities in the vicinity of ports, as a shift has occurred to both low-sulfur and carbon-neutral or non-carbon fuels.

Similarly, as exhaust emissions decrease with the increase in electric vehicles, the assessment of the consequences of airborne non-exhaust emissions is becoming more and more important. However, this needs to be examined in the context of tighter policy-driven controls on petrol and diesel vehicles. Emission factors for ultra-fine particles are also uncertain; these are also spatially and temporally highly variable, which reduces the reliability of particle number predictions necessary for estimating exposure of people (Kukkonen et al., 2016a).

Exposure connects emissions to concentrations and their impact on health. As exposure to a particular air pollutant is determined by all sources of that air pollutant, both indoor and outdoor sources are important. Indoor sources are considerable in number and variety from tobacco smoking to cooking and heating fuels, indoor furniture, body care and cleaning products, and perfumes. Not only are emission factor data for these sources needed, stricter regulations are necessary for indoor sources (e.g. indoor cleaning products and wood burning for residential heating).

9.2  Extending observations for air quality research

Our review has highlighted the urgent need to strengthen the integration of observations from different platforms, including from reference instruments, mobile and networked low-cost sensors, and other data sources, such as satellite instruments and other forms of remote sensing. In addition to providing greater spatial extent and fine-scale resolution of observations in urban and other areas, these integrated data sets can form the basis of inputs for dynamic data assimilation. Data assimilation can also be performed using machine learning and/or artificial intelligence approaches. These developments can improve the accuracy of chemistry–transport models, including air quality forecasts.

Additional requirements for low-cost sensors are (i) improving their reliability for both the gaseous and particulate matter measurements (including in particular VOCs), (ii) extending the measured size range of particulate matter up to ultra-fine particles, and (iii) including their scope to also measure bioaerosols, such as allergenic pollen species and fungi. Integrating these sensors into existing infrastructures, such as permanent air quality measurement networks, traffic counting sites, and indoor monitoring, would provide a richer data set for air quality and exposure research. Further effort is required to determine the health-relevant PM information, including in particular the chemical composition of PM.

As citizen science and crowdsourcing increase, their use in air quality research needs to be more clearly defined. It could potentially provide near-real-time air pollution information as well as information to be used for personal health protection and lifestyle decisions. Most challenging for this objective is data quality characterization and acceptance of these new data provisioning tools, which do not easily allow an analytical quality assurance and control.

9.3  Bridging scales and processes with integrated air pollution modelling

Continuing developments in fine, urban, and regional modelling have elevated scale interactions as a key area of interest. As highlighted above, research is needed to develop new approaches to connect processes operating on different scales. Baklanov et al. (2014) reviewed online approaches that include coupling of meteorology and chemistry within an Eulerian nested framework, but on the whole air pollution applications are limited to different modelling systems including Eulerian for regional, Gaussian for urban and street, and LES and advanced CFD-RANS for even finer scales. Challenges remain on how to best integrate the fast-emerging machine learning statistical tools and how parameterizations and computational approaches have to be adapted. These scale interactions are of critical importance when examining the impact of air pollution in cities which are subject to heterogeneous distribution of emissions and rapidly changing dispersion gradients of concentrations. New modelling approaches will enable multiple air quality hazards that affect cities to be examined within a consistent multi-scale framework for air quality prediction and forecasting and local air quality management, quantifying the impact of episodic high-air-pollution events involving LRT and even meteorological and climate hazards as cities prepare for the future.

One major development in this vain is that of Earth system model (ESM) approaches, which in the past have been focussed on global scales but have the potential of higher-resolution applications (e.g. WWRP, 2015). Within Earth system models, there is potential for integration of observations (e.g. through data assimilation of soil moisture and surface fluxes of short-lived pollutants and greenhouse gases). These developments are to some degree being aided by the rapidly evolving area of parallel computer systems. While the representation of urban features and processes within ESMs still require further effort, these models have the potential to include dynamical and chemical interactions on a much wider scale than is possible with traditional approaches (e.g. mesoscale circulations, urban heat island circulation, sea-breeze and mountain-valley circulations, floods, heat waves, wildfires, air quality issues, and other extreme weather events).

As primary air pollution emissions are decreasing, the role of secondary air pollutants (e.g. ozone and secondary organic and inorganic aerosols) in urban environments requires more research. Here coupled systems and potential ESMs in the future will have a key role based on two-way interaction chemistry–meteorology models combining the effects of urban, sub-urban, and rural pollutant emissions with dynamics. This is especially true in a changing climate scenario.

Cities are routinely facing multiple hazards in addition to high levels of air pollution including storm surges, flooding, heat waves, and a changing climate. Moving towards integrated urban systems and services poses research challenges but is viewed as essential to meet sustainable and environmentally smart city development goals, e.g. SDG11: Sustainable Cities and Communities (Baklanov et al., 2018b; Grimmond et al., 2020). More integrated assessment of risk to urban areas necessitates observation and modelling that brings together data from hydrometeorological, soil, hydrology, vegetation, and air quality communities including sophisticated and responsive early warning and forecast capabilities for city and regional administrations.

9.4  Improving air quality for better health

As air quality science continues to develop, the need to improve our understanding of PM properties and resulting health impacts remains a priority. In particular the areas that stand out are the need to better quantify particle number concentrations (PNCs), particle size distributions (PSDs), and the chemical composition of PM, especially in urban areas where population density is higher. An ongoing challenge for the science community is to investigate which of the PM properties or measures optimally describe the resulting health impacts. To aid research, a denser measurement network on advanced PM properties is needed for quantifying chemical and physical characteristics of PM in cities and regionally. Another important requirement is the availability of improved higher-resolution emission inventories of PM components and for different sizes (see Sect. 9.1). To support epidemiological studies, comprehensive long-term data sets are needed including both (i) multi-decadal evaluations of air quality, meteorology, and exposure and (ii) information on a range of health impacts.

9.5  Challenges of global pandemics

In addition to the multiple hazards facing cities mentioned in Sect. 9.3, the COVID-19 pandemic has starkly demonstrated how society can be dramatically affected across the world. Studies are indicating a dramatic impact on air quality due to the lockdown as well as possible connections between air pollutants such as aerosols in spreading the SARS-CoV-2 virus (e.g. Baldasano, 2020; Gkatzelis et al., 2021; Sokhi et al., 2021). To fully assess the interactions of viruses and air pollutants, studies need to consider both indoor and outdoor transmission as well as meteorological and climatological influences. A recent preliminary review (WMO, 2021) has concluded that there are mixed indications of links between meteorology and air quality with COVID-19, and more thorough studies are needed to ascertain the direct and indirect effects. Given the complexity of the topic, cross- and interdisciplinary studies would be needed, including a collaboration of microbiologists, epidemiologists, health professionals, and atmospheric and indoor pollution air scientists.

9.6  Integrating policy responses for air quality, climate, and health

Most control policies and measures targeted at air pollution will also change GHG emissions, which implies that taking them both into account in integrated assessments will in most cases provide considerable co-benefits. There are cases, for example in the case of biomass burning, which will increase air pollution emissions, and hence additional abatement measures (e.g. cleaning systems) will be required. On the whole, however, integrating climate change and air pollution policies where possible has the potential of making the integrated policy more efficient than separate policies for improving air quality and limiting the impact of climate change. Thus, integrated environmental policies based on assessing reductions of impacts on health, the environment, and materials caused by air pollution control and reductions of impacts of climate change caused by measures for climate protection simultaneously should be implemented. The assessment should be made following the impact pathway approach described in Sect. 8.2. The impact pathway approach uses the methods and data from all the sections of this paper, i.e. emission modelling, atmospheric modelling, exposure modelling, and health impact modelling. Thus, addressing the challenges described in this paper would help to reduce uncertainties and improve efficiency in the scientific recommendations for setting up integrated environmental policy plans. Within an integrated air pollution control and climate protection assessment, a particularly important new development would be to use the individual exposure (the concentration of a pollutant where it is inhaled by an individual averaged over a year) instead of some outdoor concentration as an indicator for health impacts, i.e. as input for the exposure–response relationship. In this case, the indoor concentration of air pollutants and thus indoor source emission rates and ventilation air exchange rates would be important elements in the assessment along with contributions from outdoor sources when planning air pollution control strategies.

9.7  Key recommendations

Below in Table 1 we present a synthesis of key recommendations for scientific research and the importance for air quality policy that have emerged from this review. The table also provides an indication of the confidence in the scientific knowledge in each of the areas, the urgency to complete the science gaps in our knowledge, and the importance of each of the listed areas for supporting policy. It should be noted that our approach provides more of an overview and does not consider the needs of specific areas or of national needs which may differ from the regional status of knowledge. For example, in the case of emission inventories for Europe and North America, there is generally high confidence but that may not be the case in other regions of the world or for specific countries or sub-regions.

Table 1 A synthesis of key recommendations for scientific research and the importance for air quality policy. A three-level scale is used to indicate the current confidence in the scientific knowledge and understanding and a measure of the urgency to fill the science gaps where they exist. Similarly, a three-level scale is used to indicate the importance of the specific issues for policy support. Scientific confidence – h: high (progress is useful but may not require significant specific research effort); m: medium (some further research is required); l: low (concerted research effort is required). Scientific urgency to meet gaps in knowledge – v: very urgent need to fill science gap; u: urgent need to fill scientific gap; w: widely accepted with less urgency to fill the science gap. Importance for policy support – H: high (is highly important for developments of new policies); M: medium (can lead to refinements of current policies); L: low (progress is useful but may not require significant effort in the short or medium term).

1  PM properties refer here to particulate matter size distributions, particle number, and chemical composition for example. 2  Dynamic exposure assessment refers to exposure studies, which treat the pollutant concentrations in different microenvironments as well as the infiltration of outdoor air to indoors. In dynamic exposure assessment, one can also treat pollution sources and sinks in indoor air.

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This review has mainly examined research developments that have emerged over the last decade. As part of the review, we have provided a short historical survey, before assessing the current status of the research field and then highlighting emerging challenges. We have had to be selective in the key areas of air quality research that have been examined. While the concept of this review emerged from the 12th International Conference on Air Quality (held virtually during 18–26 May 2020), each of the sections not only provided an air quality research community perspective but also included a wider literature examination of the areas.

10.1  Emissions of air pollution

The emphasis has been on air pollution emissions of major concern for health effects, namely exhaust and non-exhaust emissions from road traffic and shipping, and other anthropogenic emissions, e.g. those from agriculture and wood burning. Developments are continuing to improve global and regional emission inventories and integrating local emissions data into the larger-scale inventories. With increasing demand for cleaner vehicles, there is still the need to assess whether electric and hybrid vehicles actually reduce total PM 2.5 and PM 10 emissions, as emissions from non-exhaust PM from tyre, brake, and road wear are still present. Developments in on board monitoring to help improve estimation of real-world emission estimation is another growing area. Understanding the effects of non-exhaust emission will be important to design robust air quality management strategies in the context of other emissions, including windblown dust.

Uncertainties still exist in estimating emissions from diffuse processes, such as abrasion processes in industry, households, agriculture, and traffic, where large variabilities are still present. Other sources, which are not well characterized, include residential wood combustion as well as the spatial representation of these emissions across regions. While progress in source apportionment models has continued, inverse modelling used for improvement of emission inventories has the potential to reduce their uncertainties.

In terms of chemical speciation, while some improvements have taken place in estimating temporal profiles of agricultural emissions, the amount of NH 3 and PM emissions originating from agriculture are still uncertain for many regions. The impact of new fuels on the chemical composition of NMVOC emissions from combustion processes remains highly uncertain (e.g. low-sulfur residual fuels in shipping and new exhaust gas cleaning technologies).

Bringing together air pollution emission inventories with those of greenhouse gases will facilitate integrated assessment measures and policies benefitting from co-benefits. On the urban and street scales, emission models need to be able to simulate the spatial and temporal variations in emissions at a higher resolution from road traffic, taking account of traffic and driving conditions.

The importance of shipping emissions is growing, as there is a shift to carbon-neutral or zero-carbon fuels. Emission factors for VOC from shipping are generally less certain, and hence little is known about their contribution to particle and ozone formation. To estimate the total environmental impact of shipping, integrated approaches are needed that bring together (i) impacts from atmospheric emissions on air quality and health, deposition of pollutants to the sea; (ii) impacts of discharges to the sea on the marine environments and biota; and (iii) climatic forcing.

The greater emphasis on reducing exposure to air pollution requires consideration of both emissions from outdoor and indoor sources, as well as their exchange between indoor and outdoor environments. Emissions of VOC for example, from transportation and the use of volatile chemical products, such as pesticides, coatings, inks, personal care products, and cleaning agents, are becoming more important, as are combustion gas appliances such as stoves and boilers, smoking, heating, and cooking, which are important sources of PM 2.5 , NO, NO 2 , and PAHs. The complexity of integrated exposure models is expected to increase, as they have to include both indoor and outdoor emissions of air pollution, accurate description of the key chemical and physical processes, and treatment of dispersion of air pollution inside and outside and exchange between buildings and the ambient environment (Liu et al., 2013; Bartzis et al., 2015).

10.2  Observations to support air quality research

Regarding observation of air quality, this review has focused on low-cost sensor (LCS) networks, crowdsourcing, and citizen science and on the development of modern satellite and remote sensing technics. Connecting observational data with small-scale air quality model simulations to provide personal air pollution exposure has also been discussed.

Remote sensing measurements including satellite observations have a significant role in air quality management because of their spatial coverage, improving spatial resolution and their use in combination with modelling tasks (Hirtl et al., 2020), even for urban areas (Letheren, 2016). Machine learning algorithms are increasingly being used with remote sensing applications (e.g. Foken, 2021), and recent advances have highlighted the potential of statistical analysis tools (e.g. neural learning algorithms) for predicting air quality at the city scale based on data generated by stationary and mobile sensors (Mihăiţă et al., 2019). Geostatistical data fusion is allowing fine spatial mapping by combining sensor data with modelled spatial distribution of air pollutant concentrations (Johansson et al., 2015; Ahangar et al., 2019; Schneider et al., 2017).

Applications of LCS as well as networks based on such sensors have increased over the past decade (e.g. Thompson, 2016; Karagulian et al., 2019; Barmpas et al., 2020; Schäfer et al., 2021). These applications have also highlighted the need for proper evaluation, quality control, and calibration of these sensors. The analysis of LCS data should take account of cross-sensitivities with other air pollutants, effects of ageing, and the dependence of the sensor responses on temperatures and humidity in ambient air (e.g. Brattich et al., 2020).

10.3  Air quality modelling

Air quality research, including approaches to manage air pollution, has relied heavily on the continuing developments, applications, and evaluation of air quality models. Air quality models span a wide range of modelling approaches including CFD and RANS models used for very high resolution dispersion applications (e.g. Nuterman et al., 2011; Andronopoulos et al., 2019), and Lagrangian plume models to Eulerian grid CTMs used for urban to regional scales. An interesting development is that of the implementation of multiply nested LESs and coupling of urban-scale deterministic models with local probabilistic models (e.g. Hellsten et al., 2021), although complexities arise because of the different parameterizations and the treatment of boundary conditions. A limitation that needs addressing with CFD, including LES models, is that they are currently suited mainly for dispersion of tracer contaminants or where only simple tropospheric chemistry is relevant. Lack of more sophisticated or realistic description of NO x –VOC chemistry can cause significant bias in the concentration gradients at very fine scales.

Over the last decade new developments have focused on improving scale interactions and model resolution to resolve the spatial variability and heterogeneity of air pollution (e.g. Jensen et al., 2017; Singh et al., 2014, 2020a) at street scales in a city area. New approaches of artificial neural network models and machine learning have shown a more detailed representation of air quality in complex built-up areas (e.g. P. Wang et al., 2015; Zhan et al., 2017; Just et al., 2020; Alimissis et al., 2018). CTMs have also been developed to improve spatial resolution, for example, through downscaling approaches for predicting air quality in urban areas, forecasting air quality, and simulation of exposure at the street scale (Berrocal et al., 2020; Elessa Etuman et al., 2020; Jensen et al., 2017). Ensemble simulations have proven to be successful to provide more reliable air quality prediction and forecasting (e.g. Galmarini et al., 2012; Hu et al., 2017), and complementary hybrid approaches have been explored for multi-scale applications (Galmarini et al., 2018).

The strong interaction between local and regional contributions, especially to secondary air pollutants (PM 2.5 and O 3 ), has motivated the coupling of urban- and regional-scale models (e.g. Singh et al., 2014; Kukkonen et al., 2018). With the importance of exposure assessment increasing, the incorporation of finer spatial scales within a larger spatial domain is required, which introduces the challenging issue of representing multiscale dynamical and chemical processes, while maintaining realistic computational constraints (e.g. Tsegas et al., 2015). Similarly, machine learning approaches offer possibilities to use observational data to improve fine-scale air quality and personal exposure predictions (Shaddick et al., 2021).

10.4  Interactions between air quality, meteorology, and climate

Our review has highlighted the need to integrate predictions of weather, air quality, and climate where Earth system modelling (ESM) approaches play an increasing role (WWRP, 2015; WMO, 2016). There are also continued improvements from higher-spatial-resolution modelling and interconnected multiscale processes, while maintaining realistic computational times. Many advances have taken place in the development and use of coupled regional-scale meteorology–chemistry models for air quality prediction and forecasting applications (e.g. Kong et al., 2015; Baklanov et al., 2014, 2018a). These advances contribute to assess complex interactions between meteorology, emission, and chemistry, for example, relating to dust intrusion and wildfires (e.g. Kong et al., 2015). Data assimilation of chemical species data into CTM systems is still an evolving field of research; it has the potential to better constrain emissions in forecast applications. An example would be data assimilation of urban observations (including meteorological, chemical, and aerosol species) to investigate multiscale effects of the impacts of aerosols on weather and climate (Nguyen and Soulhac, 2021).

Urban- and finer-scale (e.g. built environment) studies are showing that improvements in the treatment of albedo, the anthropogenic heat flux, and the feedbacks between urban pollutants and radiation can influence urban air quality significantly (e.g. González-Aparicio et al., 2014; Fallmann et al., 2016; Molina, 2021). These considerations can be very important for urban air quality forecasting, as temporal variations in air pollutant concentrations in the short term are largely due to variabilities in meteorology. Understanding and parameterizing multiscale and non-linear interactions, for example evolution and dynamics of urban heat island circulation and aerosol forcing and urban aerosol interactions with clouds and radiation, remains an ongoing atmospheric science challenge. Another remaining research challenge that involves multiscale interactions includes the formation of secondary air pollutants (e.g. ozone and secondary organic and inorganic aerosols), especially to describe air quality over urban, sub-urban, and rural environments.

Development and evaluation of nature-based solutions to improve air quality demand an improved understanding of the role of biogenic emissions (Cremona et al., 2020) as a function of vegetation species and characteristics. Interactions are influenced by several factors, such as vegetation drag, pollutant absorption, and biogenic emissions. These factors will determine the impact on air quality, be it positive or negative (Karttunen et al., 2020; San José et al., 2020; Santiago et al., 2017). Advanced approaches are needed to describe biogenic emissions together with gas and particle deposition over vegetation surfaces to further assess the effectiveness of nature-based solutions to improve air quality in cities.

10.5  Air quality exposure and health

Air-quality-related observations to support air quality health impact studies are heterogeneous; for many developing regions, such as Africa, ground-based monitoring is sparse or non-existent (Rees at al., 2019). The motivation is growing for an inter-disciplinary approach to assess exposure and the burden of disease from air pollution (Shaddick et al., 2021); this could benefit from the combined use of ground and remote sensing measurements, including satellite data, with atmospheric chemical transport and urban-scale dispersion modelling.

Air quality impact on health can occur on short and long timescales. PM, which is one of the most health-relevant air pollutants, is associated with many health effects, such as all-cause, cardiovascular, and respiratory mortality and childhood asthma (e.g. Dai et al., 2014; Samoli et al., 2013; Stafoggia et al., 2013; Weinmayr et al., 2010). There have been significant advances that reveal new evidence of the health impact of PM components, such as SO 4 , EC, OC, and metals (Wang et al., 2014; Adams et al., 2015; Hampel et al., 2015; Hime et al., 2018). Challenges remain to elucidate the relative role of PM components and measures in determining the total health impact. These include particle number concentrations (PNCs), secondary organic PM, primary PM, various chemical components, suspended dust, the content of metals, and toxic or hazardous pollutants.

Improved knowledge on the health impacts of PM components has also stimulated further debate on the optimal concentration–response functions and on the necessity of threshold or lower limit values, below which health impacts might not manifest (Burnett et al., 2018). These challenges will feed into health impact studies, such as EEA (2020a), which estimated that more than 3 848 000 years of life lost (about 374 000 premature deaths) were linked to exposure to PM 2.5 in 2018 in the EU-28. However, another study by Lelieveld et al. (2019) indicated that health impacts from PM 2.5 exposure may have been considerably underestimated.

The worldwide impact from the COVID-19 pandemic caused by the SARS-CoV-2 virus has raised global interest in the links between air quality and the spread of viruses (van Doremalen et al., 2020). However, the exact role and mechanisms are not yet clear and require concerted effort (e.g. Pisoni and Van Dingenen, 2020). There is also evidence that poor air quality can exacerbate health effects from other environmental stressors, including heat waves, cold spells, and allergenic pollen (e.g. Klein et al., 2012; Horne et al., 2018; Xie et al., 2019; Phosri et al., 2019).

The link between population activity and actual exposure is also becoming clearer, where dynamic diurnal activity patterns provide more accurate representation of exposures to air pollution (Soares et al., 2014; Kukkonen et al., 2016b; Smith et al., 2016; Singh et al., 2020a). Recent work by Ramacher et al. (2019), for example, has also demonstrated the importance of the movements of people to assess exposure.

For evaluating the relative significance of various PM properties and measures on human health, a denser measurement network on advanced PM properties would be needed, on both regional and urban scales. The required PM properties would include, in particular, size distributions and chemical composition. Clearly, such a network would be especially valuable in cities and regions that include high-quality population cohorts. The most important requirement in terms of PM modelling would be improved emission inventories, which would also include sufficiently accurate information on particle size distributions and chemical composition.

10.6  Air quality management and policy

Integrated assessment of air pollution control policies has progressively developed over the last 2 decades and has been widely used as a tool for air quality management (e.g. EC, 2021). Relatively recently, integrated assessment for air pollution control in research projects has started to take account of climate change. Correspondingly, integrated assessment activities for climate protection have started to include impacts of air pollution in the assessment (Friedrich, 2016). Some national authorities, such as the German Federal Environmental Agency or the UK Department for Business, Energy and Industrial Strategy, have also recommended an integrated assessment, combining the assessment of climate and air pollution impacts (Matthey and Bünger, 2019; DBEIS, 2019). Impact pathway approaches are also currently increasingly incorporating exposure to air pollutants as an indicator of health impacts, instead of the previously applied concentration of air pollutants at fixed outdoor locations (Li and Friedrich, 2019). This has an implication for epidemiological studies, which usually are based on correlation between modelled or measured concentrations at outdoor locations and health risks (e.g. Singh et al., 2020b).

Interdependence of air pollution and climatically active species allows co-benefits to be optimized. This approach also shows that costs of meeting policy obligations for climate protection (e.g. for the Paris Agreement) can be reduced or offset by the benefits of reduced health impacts from improved air quality (Markandya et al., 2018). On the other hand, for some climate protection measures, the benefits of reduced climate change are much smaller than the impacts caused by increased air pollution. This has been demonstrated for wood combustion, which while being more climate friendly than fossil fuels, will give rise to PM 2.5 and NO x emissions (Huang et al., 2016; Kukkonen et al., 2020b). Some recent studies (e.g. Schmid et al., 2019) have provided evidence on the advantages of using costs and benefits for both climate and air pollution abatement measures in integrated assessments.

Air quality management must adapt to the tightening of policy-driven regulations. Recently, the sulfur content of the fuel for ships has been reduced to 0.5 % worldwide (IMO, 2019). The EURO 6d norm has led to a significant reduction of NO x in the exhaust gas of diesel cars, whereas the EURO 7 norm planned to be implemented in 2025 will further reduce PM and NO x emissions from vehicle engines. The European Council has recently (in September 2020) agreed to reduce the EU's greenhouse gas emissions in 2030 by at least 55 % compared to the corresponding emissions in 1990. Together with national reduction plans for GHG, this will significantly reduce emissions of air pollutants from the combustion of fossil fuels. However, there is one exception: small wood and pellet firings ( <500  kW), where still further measures should be developed for reducing the PM and NO x emissions (e.g. Kukkonen et al., 2020b).

While direct combustion emissions are expected to decrease, a particular challenge will be to control diffuse emissions, e.g. from abrasion processes, bulk handling, demolition of buildings, and use of paints and cleaning agents. Despite cleaner vehicles, emissions from tyre and brake wear and road abrasion remain an important challenge. Other areas that pose challenges for air quality management are the need to reduce agricultural emissions, especially of ammonia, which can lead to the production of secondary aerosols (especially ammonium nitrates).

Using personal exposure instead of outdoor concentration as an indicator in health impact assessments offers the opportunity to assess the impacts of indoor air pollution control. Possibilities to reduce emissions from indoor sources, such as smoking, frying and cooking, candles and incense sticks, open chimneys and wood stoves, and cleaning agents, should be assessed. Furthermore, using HEPA filters in vacuum cleaners, air filters, and cooker bonnets and using mechanical ventilation with heat recovery should be analysed. In addition, possibilities for reducing PM concentrations in underground rail stations should be explored.

Finally, we consider cross-cutting needs as a synthesis of our findings and suggest recommendations for further research.

Specifically, we indicate the confidence in the scientific knowledge, the urgency to complete the science gaps and the importance of each area for supporting policy.

No data sets were used in this article.

All co-authors contributed to conceptualization and design of study, coordination, methodology development of the review, validation and checking, formal analysis, investigation and examination of the literature, writing of original draft, and review and editing of paper.

The contact author has declared that neither they nor their co-authors have any competing interests.

Publisher's note: Copernicus Publications remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

The support of the following institutions and enterprises is gratefully acknowledged: University of Hertfordshire; Aristotle University Thessaloniki; TITAN Cement S.A., TSI GmbH; APHH UK-India Programme on Air Pollution and Human Health (funded by NERC, MOES, DBT, MRC, Newton Fund); and American Meteorological Society (AMS) Air & Waste Management Association (A&WMA).

We especially acknowledge the tireless effort of Ioannis Pipilis, Afedo Koukounaris, and Eva Angelidou.

World Meteorological Organization (WMO) GAW Urban Research Meteorology and Environment (GURME) programme for supporting and contributing to this review.

Klaus Schäfer is grateful for funding within the frame of the project Smart Air Quality Network by the German Federal Ministry of Transport and Digital Infrastructure – Bundesministerium für Verkehr und digitale Infrastruktur (BMVI).

Tomas Halenka is grateful for funding within the activity PROGRES Q16 by the Charles University, Prague.

Vikas Singh is thanked for providing Fig. 10.

This work reflects only the authors' view, and the Innovation and Networks Executive Agency is not responsible for any use that may be made of the information it contains.

We are also thankful for the funding of NordForsk.

We wish to thank Antti Hellsten (FMI) for his useful comments on CFD modelling.

This research has been supported by the European Union's Horizon 2020 Research and Innovation programme (HEALS (grant agreement no. 603946), ICARUS (grant agreement no. 690105), SCIPPER (grant agreement no. 814893), EXHAUSTION (grant agreement no. 820655), and EMERGE (grant agreement no. 874990)), the EU LIFE financial programme through the project VEG-GAP “Vegetation for Urban Green Air Quality Plans” (LIFE18 PRE IT003), German Federal Ministry of Transport and Digital Infrastructure – Bundesministerium für Verkehr und digitale Infrastruktur (BMVI; grant no. 19F2003A-F), and the funding of NordForsk under the Nordic Programme on Health and Welfare (project no. 75,007: NordicWelfAir – Understanding the link between Air pollution and Distribution of related Health Impacts and Welfare in the Nordic countries).

This paper was edited by Pedro Jimenez-Guerrero and reviewed by two anonymous referees.

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• Introduction
• Scope and structure of the review
• Air pollution sources and emissions
• Air quality observations and instrumentation
• Air quality modelling from local to regional scales
• Interactions between air quality, meteorology, and climate
• Air quality exposure and health
• Air quality management and policy development
• Discussion, synthesis, and recommendations
• Conclusions and future direction
• Data availability
• Author contributions
• Competing interests
• Acknowledgements
• Financial support
• Review statement

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• Published: 29 October 2020

Urban and air pollution: a multi-city study of long-term effects of urban landscape patterns on air quality trends

• Lu Liang 1 &
• Peng Gong 2 , 3 , 4  

Scientific Reports volume  10 , Article number:  18618 ( 2020 ) Cite this article

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Most air pollution research has focused on assessing the urban landscape effects of pollutants in megacities, little is known about their associations in small- to mid-sized cities. Considering that the biggest urban growth is projected to occur in these smaller-scale cities, this empirical study identifies the key urban form determinants of decadal-long fine particulate matter (PM 2.5 ) trends in all 626 Chinese cities at the county level and above. As the first study of its kind, this study comprehensively examines the urban form effects on air quality in cities of different population sizes, at different development levels, and in different spatial-autocorrelation positions. Results demonstrate that the urban form evolution has long-term effects on PM 2.5 level, but the dominant factors shift over the urbanization stages: area metrics play a role in PM 2.5 trends of small-sized cities at the early urban development stage, whereas aggregation metrics determine such trends mostly in mid-sized cities. For large cities exhibiting a higher degree of urbanization, the spatial connectedness of urban patches is positively associated with long-term PM 2.5 level increases. We suggest that, depending on the city’s developmental stage, different aspects of the urban form should be emphasized to achieve long-term clean air goals.

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Introduction

Air pollution represents a prominent threat to global society by causing cascading effects on individuals 1 , medical systems 2 , ecosystem health 3 , and economies 4 in both developing and developed countries 5 , 6 , 7 , 8 . About 90% of global citizens lived in areas that exceed the safe level in the World Health Organization (WHO) air quality guidelines 9 . Among all types of ecosystems, urban produce roughly 78% of carbon emissions and substantial airborne pollutants that adversely affect over 50% of the world’s population living in them 5 , 10 . While air pollution affects all regions, there exhibits substantial regional variation in air pollution levels 11 . For instance, the annual mean concentration of fine particulate matter with an aerodynamic diameter of less than 2.5  \(\upmu\mathrm{m}\) (PM 2.5 ) in the most polluted cities is nearly 20 times higher than the cleanest city according to a survey of 499 global cities 12 . Many factors can influence the regional air quality, including emissions, meteorology, and physicochemical transformations. Another non-negligible driver is urbanization—a process that alters the size, structure, and growth of cities in response to the population explosion and further leads to lasting air quality challenges 13 , 14 , 15 .

With the global trend of urbanization 16 , the spatial composition, configuration, and density of urban land uses (refer to as urban form) will continue to evolve 13 . The investigation of urban form impacts on air quality has been emerging in both empirical 17 and theoretical 18 research. While the area and density of artificial surface areas have well documented positive relationship with air pollution 19 , 20 , 21 , the effects of urban fragmentation on air quality have been controversial. In theory, compact cities promote high residential density with mixed land uses and thus reduce auto dependence and increase the usage of public transit and walking 21 , 22 . The compact urban development has been proved effective in mitigating air pollution in some cities 23 , 24 . A survey of 83 global urban areas also found that those with highly contiguous built-up areas emitted less NO 2 22 . In contrast, dispersed urban form can decentralize industrial polluters, improve fuel efficiency with less traffic congestion, and alleviate street canyon effects 25 , 26 , 27 , 28 . Polycentric and dispersed cities support the decentralization of jobs that lead to less pollution emission than compact and monocentric cities 29 . The more open spaces in a dispersed city support air dilution 30 . In contrast, compact cities are typically associated with stronger urban heat island effects 31 , which influence the availability and the advection of primary and secondary pollutants 32 .

The mixed evidence demonstrates the complex interplay between urban form and air pollution, which further implies that the inconsistent relationship may exist in cities at different urbanization levels and over different periods 33 . Few studies have attempted to investigate the urban form–air pollution relationship with cross-sectional and time series data 34 , 35 , 36 , 37 . Most studies were conducted in one city or metropolitan region 38 , 39 or even at the country level 40 . Furthermore, large cities or metropolitan areas draw the most attention in relevant studies 5 , 41 , 42 , and the small- and mid-sized cities, especially those in developing countries, are heavily underemphasized. However, virtually all world population growth 43 , 44 and most global economic growth 45 , 46 are expected to occur in those cities over the next several decades. Thus, an overlooked yet essential task is to account for various levels of cities, ranging from large metropolitan areas to less extensive urban area, in the analysis.

This study aims to improve the understanding of how the urban form evolution explains the decadal-long changes of the annual mean PM 2.5 concentrations in 626 cities at the county-level and above in China. China has undergone unprecedented urbanization over the past few decades and manifested a high degree of heterogeneity in urban development 47 . Thus, Chinese cities serve as a good model for addressing the following questions: (1) whether the changes in urban landscape patterns affect trends in PM 2.5 levels? And (2) if so, do the determinants vary by cities?

City boundaries

Our study period spans from the year 2000 to 2014 to keep the data completeness among all data sources. After excluding cities with invalid or missing PM 2.5 or sociodemographic value, a total of 626 cities, with 278 prefecture-level cities and 348 county-level cities, were selected. City boundaries are primarily based on the Global Rural–Urban Mapping Project (GRUMP) urban extent polygons that were defined by the extent of the nighttime lights 48 , 49 . Few adjustments were made. First, in the GRUMP dataset, large agglomerations that include several cities were often described in one big polygon. We manually split those polygons into individual cities based on the China Administrative Regions GIS Data at 1:1 million scales 50 . Second, since the 1978 economic reforms, China has significantly restructured its urban administrative/spatial system. Noticeable changes are the abolishment of several prefectures and the promotion of many former county-level cities to prefecture-level cities 51 . Thus, all city names were cross-checked between the year 2000 and 2014, and the mismatched records were replaced with the latest names.

PM 2.5 concentration data

The annual mean PM 2.5 surface concentration (micrograms per cubic meter) for each city over the study period was calculated from the Global Annual PM 2.5 Grids at 0.01° resolution 52 . This data set combines Aerosol Optical Depth retrievals from multiple satellite instruments including the NASA Moderate Resolution Imaging Spectroradiometer (MODIS), Multi-angle Imaging SpectroRadiometer (MISR), and the Sea-Viewing Wide Field-of-View Sensor (SeaWiFS). The global 3-D chemical transport model GEOS-Chem is further applied to relate this total column measure of aerosol to near-surface PM 2.5 concentration, and geographically weighted regression is finally used with global ground-based measurements to predict and adjust for the residual PM 2.5 bias per grid cell in the initial satellite-derived values.

Human settlement layer

The urban forms were quantified with the 40-year (1978–2017) record of annual impervious surface maps for both rural and urban areas in China 47 , 53 . This state-of-art product provides substantial spatial–temporal details on China’s human settlement changes. The annual impervious surface maps covering our study period were generated from 30-m resolution Landsat images acquired onboard Landsat 5, 7, and 8 using an automatic “Exclusion/Inclusion” mapping framework 54 , 55 . The output used here was the binary impervious surface mask, with the value of one indicating the presence of human settlement and the value of zero identifying non-residential areas. The product assessment concluded good performance. The cross-comparison against 2356 city or town locations in GeoNames proved an overall high agreement (88%) and approximately 80% agreement was achieved when compared against visually interpreted 650 urban extent areas in the year 1990, 2000, and 2010.

Control variables

To provide a holistic assessment of the urban form effects, we included control variables that are regarded as important in influencing air quality to account for the confounding effects.

Four variables, separately population size, population density, and two economic measures, were acquired from the China City Statistical Yearbook 56 (National Bureau of Statistics 2000–2014). Population size is used to control for the absolute level of pollution emissions 41 . Larger populations are associated with increased vehicle usage and vehicle-kilometers travels, and consequently boost tailpipes emissions 5 . Population density is a useful reflector of transportation demand and the fraction of emissions inhaled by people 57 . We also included gross regional product (GRP) and the proportion of GRP generated from the secondary sector (GRP2). The impact of economic development on air quality is significant but in a dynamic way 58 . The rising per capita income due to the concentration of manufacturing industrial activities can deteriorate air quality and vice versa if the stronger economy is the outcome of the concentration of less polluting high-tech industries. Meteorological conditions also have short- and long-term effects on the occurrence, transport, and dispersion of air pollutants 59 , 60 , 61 . Temperature affects chemical reactions and atmospheric turbulence that determine the formation and diffusion of particles 62 . Low air humidity can lead to the accumulation of air pollutants due to it is conducive to the adhesion of atmospheric particulate matter on water vapor 63 . Whereas high humidity can lead to wet deposition processes that can remove air pollutants by rainfall. Wind speed is a crucial indicator of atmospheric activity by greatly affect air pollutant transport and dispersion. All meteorological variables were calculated based on China 1 km raster layers of monthly relative humidity, temperature, and wind speed that are interpolated from over 800 ground monitoring stations 64 . Based on the monthly layer, we calculated the annual mean of each variable for each year. Finally, all pixels falling inside of the city boundary were averaged to represent the overall meteorological condition of each city.

Considering the dynamic urban form-air pollution relationship evidenced from the literature review, our hypothesis is: the determinants of PM 2.5 level trends are not the same for cities undergoing different levels of development or in different geographic regions. To test this hypothesis, we first categorized city groups following (1) social-economic development level, (2) spatial autocorrelation relationship, and (3) population size. We then assessed the relationship between urban form and PM 2.5 level trends by city groups. Finally, we applied the panel data models to different city groups for hypothesis testing and key determinant identification (Fig.  1 ).

Methodology workflow.

Calculation of urban form metrics

Based on the previous knowledge 65 , 66 , 67 , fifteen landscape metrics falling into three categories, separately area, shape, and aggregation, were selected. Those metrics quantify the compositional and configurational characteristics of the urban landscape, as represented by urban expansion, urban shape complexity, and compactness (Table 1 ).

Area metrics gives an overview of the urban extent and the size of urban patches that are correlated with PM 2.5 20 . As an indicator of the urbanization degree, total area (TA) typically increases constantly or remains stable, because the urbanization process is irreversible. Number of patches (NP) refers to the number of discrete parcels of urban settlement within a given urban extent and Mean Patch Size (AREA_MN) measures the average patch size. Patch density (PD) indicates the urbanization stages. It usually increases with urban diffusion until coalescence starts, after which decreases in number 66 . Largest Patch Index (LPI) measures the percentage of the landscape encompassed by the largest urban patch.

The shape complexity of urban patches was represented by Mean Patch Shape Index (SHAPE_MN), Mean Patch Fractal Dimension (FRAC_MN), and Mean Contiguity Index (CONTIG_MN). The greater irregularity the landscape shape, the larger the value of SHAPE_MN and FRAC_MN. CONTIG_MN is another method of assessing patch shape based on the spatial connectedness or contiguity of cells within a patch. Larger contiguous patches will result in larger CONTIG_MN.

Aggregation metrics measure the spatial compactness of urban land, which affects pollutant diffusion and dilution. Mean Euclidean nearest-neighbor distance (ENN_MN) quantifies the average distance between two patches within a landscape. It decreases as patches grow together and increases as the urban areas expand. Landscape Shape Index (LSI) indicates the divergence of the shape of a landscape patch that increases as the landscape becomes increasingly disaggregated 68 . Patch Cohesion Index (COHESION) is suggestive of the connectedness degree of patches 69 . Splitting Index (SPLIT) and Landscape Division Index (DIVISION) increase as the separation of urban patches rises, whereas, Mesh Size (MESH) decreases as the landscape becomes more fragmented. Aggregation Index (AI) measures the degree of aggregation or clumping of urban patches. Higher values of continuity indicate higher building densities, which may have a stronger effect on pollution diffusion.

The detailed descriptions of these indices are given by the FRAGSTATS user’s guide 70 . The calculation input is a layer of binary grids of urban/nonurban. The resulting output is a table containing one row for each city and multiple columns representing the individual metrics.

Division of cities

Division based on the socioeconomic development level.

The socioeconomic development level in China is uneven. The unequal development of the transportation system, descending in topography from the west to the east, combined with variations in the availability of natural and human resources and industrial infrastructure, has produced significantly wide gaps in the regional economies of China. By taking both the economic development level and natural geography into account, China can be loosely classified into Eastern, Central, and Western regions. Eastern China is generally wealthier than the interior, resulting from closeness to coastlines and the Open-Door Policy favoring coastal regions. Western China is historically behind in economic development because of its high elevation and rugged topography, which creates barriers in the transportation infrastructure construction and scarcity of arable lands. Central China, echoing its name, is in the process of economic development. This region neither benefited from geographic convenience to the coast nor benefited from any preferential policies, such as the Western Development Campaign.

Division based on spatial autocorrelation relationship

The second type of division follows the fact that adjacent cities are likely to form air pollution clusters due to the mixing and diluting nature of air pollutants 71 , i.e., cities share similar pollution levels as its neighbors. The underlying processes driving the formation of pollution hot spots and cold spots may differ. Thus, we further divided the city into groups based on the spatial clusters of PM 2.5 level changes.

Local indicators of spatial autocorrelation (LISA) was used to determine the local patterns of PM 2.5 distribution by clustering cities with a significant association. In the presence of global spatial autocorrelation, LISA indicates whether a variable exhibits significant spatial dependence and heterogeneity at a given scale 72 . Practically, LISA relates each observation to its neighbors and assigns a value of significance level and degree of spatial autocorrelation, which is calculated by the similarity in variable \(z\) between observation \(i\) and observation \(j\) in the neighborhood of \(i\) defined by a matrix of weights \({w}_{ij}\) 7 , 73 :

where \({I}_{i}\) is the Moran’s I value for location \(i\) ; \({\sigma }^{2}\) is the variance of variable \(z\) ; \(\bar{z}\) is the average value of \(z\) with the sample number of \(n\) . The weight matrix \({w}_{ij}\) is defined by the k-nearest neighbors distance measure, i.e., each object’s neighborhood consists of four closest cites.

The computation of Moran’s I enables the identification of hot spots and cold spots. The hot spots are high-high clusters where the increase in the PM 2.5 level is higher than the surrounding areas, whereas cold spots are low-low clusters with the presence of low values in a low-value neighborhood. A Moran scatterplot, with x-axis as the original variable and y-axis as the spatially lagged variable, reflects the spatial association pattern. The slope of the linear fit to the scatter plot is an estimation of the global Moran's I 72 (Fig.  2 ). The plot consists of four quadrants, each defining the relationship between an observation 74 . The upper right quadrant indicates hot spots and the lower left quadrant displays cold spots 75 .

Moran’s I scatterplot. Figure was produced by R 3.4.3 76 .

Division based on population size

The last division was based on population size, which is a proven factor in changing per capita emissions in a wide selection of global cities, even outperformed land urbanization rate 77 , 78 , 79 . We used the 2014 urban population to classify the cities into four groups based on United Nations definitions 80 : (1) large agglomerations with a total population larger than 1 million; (2) mid-sized cities, 500,000–1 million; (3) small cities, 250,000–500,000, and (4) very small cities, 100,000–250,000.

Panel data analysis

The panel data analysis is an analytical method that deals with observations from multiple entities over multiple periods. Its capacity in analyzing the characteristics and changes from both the time-series and cross-section dimensions of data surpasses conventional models that purely focus on one dimension 81 , 82 . The estimation equation for the panel data model in this study is given as:

where the subscript \(i\) and \(t\) refer to city and year respectively. \(\upbeta _{{0}}\) is the intercept parameter and \(\upbeta _{{1}} - { }\upbeta _{{{18}}}\) are the estimates of slope coefficients. \(\varepsilon \) is the random error. All variables are transformed into natural logarithms.

Two methods can be used to obtain model estimates, separately fixed effects estimator and random effects estimator. The fixed effects estimator assumes that each subject has its specific characteristics due to inherent individual characteristic effects in the error term, thereby allowing differences to be intercepted between subjects. The random effects estimator assumes that the individual characteristic effect changes stochastically, and the differences in subjects are not fixed in time and are independent between subjects. To choose the right estimator, we run both models for each group of cities based on the Hausman specification test 83 . The null hypothesis is that random effects model yields consistent and efficient estimates 84 : \({H}_{0}{:}\,E\left({\varepsilon }_{i}|{X}_{it}\right)=0\) . If the null hypothesis is rejected, the fixed effects model will be selected for further inferences. Once the better estimator was determined for each model, one optimal panel data model was fit to each city group of one division type. In total, six, four, and eight runs were conducted for socioeconomic, spatial autocorrelation, and population division separately and three, two, and four panel data models were finally selected.

Spatial patterns of PM 2.5 level changes

During the period from 2000 to 2014, the annual mean PM 2.5 concentration of all cities increases from 27.78 to 42.34 µg/m 3 , both of which exceed the World Health Organization recommended annual mean standard (10 µg/m 3 ). It is worth noting that the PM 2.5 level in the year 2014 also exceeds China’s air quality Class 2 standard (35 µg/m 3 ) that applies to non-national park places, including urban and industrial areas. The standard deviation of annual mean PM 2.5 values for all cities increases from 12.34 to 16.71 µg/m 3 , which shows a higher variability of inter-urban PM 2.5 pollution after a decadal period. The least and most heavily polluted cities in China are Delingha, Qinghai (3.01 µg/m 3 ) and Jizhou, Hubei (64.15 µg/m 3 ) in 2000 and Hami, Xinjiang (6.86 µg/m 3 ) and Baoding, Hubei (86.72 µg/m 3 ) in 2014.

Spatially, the changes in PM 2.5 levels exhibit heterogeneous patterns across cities (Fig.  3 b). According to the socioeconomic level division (Fig.  3 a), the Eastern, Central, and Western region experienced a 38.6, 35.3, and 25.5 µg/m 3 increase in annual PM 2.5 mean , separately, and the difference among regions is significant according to the analysis of variance (ANOVA) results (Fig.  4 a). When stratified by spatial autocorrelation relationship (Fig.  3 c), the differences in PM 2.5 changes among the spatial clusters are even more dramatic. The average PM 2.5 increase in cities belonging to the high-high cluster is approximately 25 µg/m 3 , as compared to 5 µg/m 3 in the low-low clusters (Fig.  4 b). Finally, cities at four different population levels have significant differences in the changes of PM 2.5 concentration (Fig.  3 d), except for the mid-sized cities and large city agglomeration (Fig.  4 c).

( a ) Division of cities in China by socioeconomic development level and the locations of provincial capitals; ( b ) Changes in annual mean PM 2.5 concentrations between the year 2000 and 2014; ( c ) LISA cluster maps for PM 2.5 changes at the city level; High-high indicates a statistically significant cluster of high PM 2.5 level changes over the study period. Low-low indicates a cluster of low PM 2.5 inter-annual variation; No high-low cluster is reported; Low–high represents cities with high PM 2.5 inter-annual variation surrounded by cities with low variation; ( d ) Population level by cities in the year 2014. Maps were produced by ArcGIS 10.7.1 85 .

Boxplots of PM 2.5 concentration changes between 2000 and 2014 for city groups that are formed according to ( a ) socioeconomic development level division, ( b ) LISA clusters, and ( c ) population level. Asterisk marks represent the p value of ANOVA significant test between the corresponding pair of groups. Note ns not significant; * p value < 0.05; ** p value < 0.01; *** p value < 0.001; H–H high-high cluster, L–H low–high cluster, L–L denotes low–low cluster.

The effects of urban forms on PM 2.5 changes

The Hausman specification test for fixed versus random effects yields a p value less than 0.05, suggesting that the fixed effects model has better performance. We fit one panel data model to each city group and built nine models in total. All models are statistically significant at the p  < 0.05 level and have moderate to high predictive power with the R 2 values ranging from 0.63 to 0.95, which implies that 63–95% of the variation in the PM 2.5 concentration changes can be explained by the explanatory variables (Table 2 ).

The urban form—PM 2.5 relationships differ distinctly in Eastern, Central, and Western China. All models reach high R 2 values. Model for Eastern China (refer to hereafter as Eastern model) achieves the highest R 2 (0.90), and the model for the Western China (refer to hereafter as Western model) reaches the lowest R 2 (0.83). The shape metrics FRAC and CONTIG are correlated with PM 2.5 changes in the Eastern model, whereas the area metrics AREA demonstrates a positive effect in the Western model. In contrast to the significant associations between shape, area metrics and PM 2.5 level changes in both Eastern and Western models, no such association was detected in the Central model. Nonetheless, two aggregation metrics, LSI and AI, play positive roles in determining the PM 2.5 trends in the Central model.

For models built upon the LISA clusters, the H–H model (R 2  = 0.95) reaches a higher fitting degree than the L–L model (R 2  = 0.63). The estimated coefficients vary substantially. In the H–H model, the coefficient of CONTIG is positive, which indicates that an increase in CONTIG would increase PM 2.5 pollution. In contrast, no shape metrics but one area metrics AREA is significant in the L–L model.

The results of the regression models built for cities at different population levels exhibit a distinct pattern. No urban form metrics was identified to have a significant relationship with the PM 2.5 level changes in groups of very small and mid-sized cities. For small size cities, the aggregation metrics COHESION was positively associated whereas AI was negatively related. For mid-sized cities and large agglomerations, CONTIG is the only significant variable that is positively related to PM 2.5 level changes.

Urban form is an effective measure of long-term PM 2.5 trends

All panel data models are statistically significant regardless of the data group they are built on, suggesting that the associations between urban form and ambient PM 2.5 level changes are discernible at all city levels. Importantly, these relationships are found to hold when controlling for population size and gross domestic product, implying that the urban landscape patterns have effects on long-term PM 2.5 trends that are independent of regional economic performance. These findings echo with the local, regional, and global evidence of urban form effect on various air pollution types 5 , 14 , 21 , 22 , 24 , 39 , 78 .

Although all models demonstrate moderate to high predictive power, the way how different urban form metrics respond to the dependent variable varies. Of all the metrics tested, shape metrics, especially CONTIG has the strongest effect on PM 2.5 trends in cities belonging to the high-high cluster, Eastern, and large urban agglomerations. All those regions have a strong economy and higher population density 86 . In the group of cities that are moderately developed, such as the Central region, as well as small- and mid-sized cities, aggregation metrics play a dominant negative role in PM 2.5 level changes. In contrast, in the least developed cities belonging to the low-low cluster regions and Western China, the metrics describing size and number of urban patches are the strongest predictors. AREA and NP are positively related whereas TA is negatively associated.

The impacts of urban form metrics on air quality vary by urbanization degree

Based on the above observations, how urban form affects within-city PM 2.5 level changes may differ over the urbanization stages. We conceptually summarized the pattern in Fig.  5 : area metrics have the most substantial influence on air pollution changes at the early urban development stage, and aggregation metrics emerge at the transition stage, whereas shape metrics affect the air quality trends at the terminal stage. The relationship between urban form and air pollution has rarely been explored with such a wide range of city selections. Most prior studies were focused on large urban agglomeration areas, and thus their conclusions are not representative towards small cities at the early or transition stage of urbanization.

The most influential metric of urban form in affecting PM 2.5 level changes at different urbanization stages.

Not surprisingly, the area metrics, which describe spatial grain of the landscape, exert a significant effect on PM 2.5 level changes in small-sized cities. This could be explained by the unusual urbanization speed of small-sized cities in the Chinese context. Their thriving mostly benefited from the urbanization policy in the 1980s, which emphasized industrialization of rural, small- and mid-sized cities 87 . With the large rural-to-urban migration and growing public interest in investing real estate market, a side effect is that the massive housing construction that sometimes exceeds market demand. Residential activities decline in newly built areas of smaller cities in China, leading to what are known as ghost cities 88 . Although ghost cities do not exist for all cities, high rate of unoccupied dwellings is commonly seen in cities under the prefectural level. This partly explained the negative impacts of TA on PM 2.5 level changes, as an expanded while unoccupied or non-industrialized urban zones may lower the average PM 2.5 concentration within the city boundary, but it doesn’t necessarily mean that the air quality got improved in the city cores.

Aggregation metrics at the landscape scale is often referred to as landscape texture that quantifies the tendency of patch types to be spatially aggregated; i.e., broadly speaking, aggregated or “contagious” distributions. This group of metrics is most effective in capturing the PM 2.5 trends in mid-sized cities (population range 25–50 k) and Central China, where the urbanization process is still undergoing. The three significant variables that reflect the spatial property of dispersion, separately landscape shape index, patch cohesion index, and aggregation index, consistently indicate that more aggregated landscape results in a higher degree of PM 2.5 level changes. Theoretically, the more compact urban form typically leads to less auto dependence and heavier reliance on the usage of public transit and walking, which contributes to air pollution mitigation 89 . This phenomenon has also been observed in China, as the vehicle-use intensity (kilometers traveled per vehicle per year, VKT) has been declining over recent years 90 . However, VKT only represents the travel intensity of one car and does not reflect the total distance traveled that cumulatively contribute to the local pollution. It should be noted that the private light-duty vehicle ownership in China has increased exponentially and is forecast to reach 23–42 million by 2050, with the share of new-growth purchases representing 16–28% 90 . In this case, considering the increased total distance traveled, the less dispersed urban form can exert negative effects on air quality by concentrating vehicle pollution emissions in a limited space.

Finally, urban contiguity, observed as the most effective shape metric in indicating PM 2.5 level changes, provides an assessment of spatial connectedness across all urban patches. Urban contiguity is found to have a positive effect on the long-term PM 2.5 pollution changes in large cities. Urban contiguity reflects to which degree the urban landscape is fragmented. Large contiguous patches result in large CONTIG_MN values. Among the 626 cities, only 11% of cities experience negative changes in urban contiguity. For example, Qingyang, Gansu is one of the cities-featuring leapfrogs and scattered development separated by vacant land that may later be filled in as the development continues (Fig.  6 ). Most Chinese cities experienced increased urban contiguity, with less fragmented and compacted landscape. A typical example is Shenzhou, Hebei, where CONTIG_MN rose from 0.27 to 0.45 within the 14 years. Although the 13 counties in Shenzhou are very far scattered from each other, each county is growing intensively internally rather than sprawling further outside. And its urban layout is thus more compact (Fig.  6 ). The positive association revealed in this study contradicts a global study indicating that cities with highly contiguous built-up areas have lower NO 2 pollution 22 . We noticed that the principal emission sources of NO 2 differ from that of PM 2.5. NO 2 is primarily emitted with the combustion of fossil fuels (e.g., industrial processes and power generation) 6 , whereas road traffic attributes more to PM 2.5 emissions. Highly connected urban form is likely to cause traffic congestion and trap pollution inside the street canyon, which accumulates higher PM 2.5 concentration. Computer simulation results also indicate that more compact cities improve urban air quality but are under the premise that mixed land use should be presented 18 . With more connected impervious surfaces, it is merely impossible to expect increasing urban green spaces. If compact urban development does not contribute to a rising proportion of green areas, then such a development does not help mitigating air pollution 41 .

Six cities illustrating negative to positive changes in CONTIG_MN and AREA_MN. Pixels in black show the urban areas in the year 2000 and pixels in red are the expanded urban areas from the year 2000 to 2014. Figure was produced by ArcGIS 10.7.1 85 .

Conclusions

This study explores the regional land-use patterns and air quality in a country with an extraordinarily heterogeneous urbanization pattern. Our study is the first of its kind in investigating such a wide range selection of cities ranging from small-sized ones to large metropolitan areas spanning a long time frame, to gain a comprehensive insight into the varying effects of urban form on air quality trends. And the primary insight yielded from this study is the validation of the hypothesis that the determinants of PM 2.5 level trends are not the same for cities at various developmental levels or in different geographic regions. Certain measures of urban form are robust predictors of air quality trends for a certain group of cities. Therefore, any planning strategy aimed at reducing air pollution should consider its current development status and based upon which, design its future plan. To this end, it is also important to emphasize the main shortcoming of this analysis, which is generally centered around the selection of control variables. This is largely constrained by the available information from the City Statistical Yearbook. It will be beneficial to further polish this study by including other important controlling factors, such as vehicle possession.

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Acknowledgements

Lu Liang received intramural research funding support from the UNT Office of Research and Innovation. Peng Gong is partially supported by the National Research Program of the Ministry of Science and Technology of the People’s Republic of China (2016YFA0600104), and donations from Delos Living LLC and the Cyrus Tang Foundation to Tsinghua University.

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Liang, L., Gong, P. Urban and air pollution: a multi-city study of long-term effects of urban landscape patterns on air quality trends. Sci Rep 10 , 18618 (2020). https://doi.org/10.1038/s41598-020-74524-9

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What is air pollution?

What causes air pollution, effects of air pollution, air pollution in the united states, air pollution and environmental justice, controlling air pollution, how to help reduce air pollution, how to protect your health.

Air pollution  refers to the release of pollutants into the air—pollutants that are detrimental to human health and the planet as a whole. According to the  World Health Organization (WHO) , each year, indoor and outdoor air pollution is responsible for nearly seven million deaths around the globe. Ninety-nine percent of human beings currently breathe air that exceeds the WHO’s guideline limits for pollutants, with those living in low- and middle-income countries suffering the most. In the United States, the  Clean Air Act , established in 1970, authorizes the U.S. Environmental Protection Agency (EPA) to safeguard public health by regulating the emissions of these harmful air pollutants.

“Most air pollution comes from energy use and production,” says  John Walke , director of the Clean Air team at NRDC. Driving a car on gasoline, heating a home with oil, running a power plant on  fracked gas : In each case, a fossil fuel is burned and harmful chemicals and gases are released into the air.

“We’ve made progress over the last 50 years in improving air quality in the United States, thanks to the Clean Air Act. But climate change will make it harder in the future to meet pollution standards, which are designed to  protect health ,” says Walke.

Air pollution is now the world’s fourth-largest risk factor for early death. According to the 2020  State of Global Air  report —which summarizes the latest scientific understanding of air pollution around the world—4.5 million deaths were linked to outdoor air pollution exposures in 2019, and another 2.2 million deaths were caused by indoor air pollution. The world’s most populous countries, China and India, continue to bear the highest burdens of disease.

“Despite improvements in reducing global average mortality rates from air pollution, this report also serves as a sobering reminder that the climate crisis threatens to worsen air pollution problems significantly,” explains  Vijay Limaye , senior scientist in NRDC’s Science Office. Smog, for instance, is intensified by increased heat, forming when the weather is warmer and there’s more ultraviolet radiation. In addition, climate change increases the production of allergenic air pollutants, including mold (thanks to damp conditions caused by extreme weather and increased flooding) and pollen (due to a longer pollen season). “Climate change–fueled droughts and dry conditions are also setting the stage for dangerous wildfires,” adds Limaye. “ Wildfire smoke can linger for days and pollute the air with particulate matter hundreds of miles downwind.”

The effects of air pollution on the human body vary, depending on the type of pollutant, the length and level of exposure, and other factors, including a person’s individual health risks and the cumulative impacts of multiple pollutants or stressors.

Smog and soot

These are the two most prevalent types of air pollution. Smog (sometimes referred to as ground-level ozone) occurs when emissions from combusting fossil fuels react with sunlight. Soot—a type of  particulate matter —is made up of tiny particles of chemicals, soil, smoke, dust, or allergens that are carried in the air. The sources of smog and soot are similar. “Both come from cars and trucks, factories, power plants, incinerators, engines, generally anything that combusts fossil fuels such as coal, gasoline, or natural gas,” Walke says.

Smog can irritate the eyes and throat and also damage the lungs, especially those of children, senior citizens, and people who work or exercise outdoors. It’s even worse for people who have asthma or allergies; these extra pollutants can intensify their symptoms and trigger asthma attacks. The tiniest airborne particles in soot are especially dangerous because they can penetrate the lungs and bloodstream and worsen bronchitis, lead to heart attacks, and even hasten death. In  2020, a report from Harvard’s T.H. Chan School of Public Health showed that COVID-19 mortality rates were higher in areas with more particulate matter pollution than in areas with even slightly less, showing a correlation between the virus’s deadliness and long-term exposure to air pollution. 

These findings also illuminate an important  environmental justice issue . Because highways and polluting facilities have historically been sited in or next to low-income neighborhoods and communities of color, the negative effects of this pollution have been  disproportionately experienced by the people who live in these communities.

Hazardous air pollutants

A number of air pollutants pose severe health risks and can sometimes be fatal, even in small amounts. Almost 200 of them are regulated by law; some of the most common are mercury,  lead , dioxins, and benzene. “These are also most often emitted during gas or coal combustion, incineration, or—in the case of benzene—found in gasoline,” Walke says. Benzene, classified as a carcinogen by the EPA, can cause eye, skin, and lung irritation in the short term and blood disorders in the long term. Dioxins, more typically found in food but also present in small amounts in the air, is another carcinogen that can affect the liver in the short term and harm the immune, nervous, and endocrine systems, as well as reproductive functions.  Mercury  attacks the central nervous system. In large amounts, lead can damage children’s brains and kidneys, and even minimal exposure can affect children’s IQ and ability to learn.

Another category of toxic compounds, polycyclic aromatic hydrocarbons (PAHs), are by-products of traffic exhaust and wildfire smoke. In large amounts, they have been linked to eye and lung irritation, blood and liver issues, and even cancer.  In one study , the children of mothers exposed to PAHs during pregnancy showed slower brain-processing speeds and more pronounced symptoms of ADHD.

Greenhouse gases

While these climate pollutants don’t have the direct or immediate impacts on the human body associated with other air pollutants, like smog or hazardous chemicals, they are still harmful to our health. By trapping the earth’s heat in the atmosphere, greenhouse gases lead to warmer temperatures, which in turn lead to the hallmarks of climate change: rising sea levels, more extreme weather, heat-related deaths, and the increased transmission of infectious diseases. In 2021, carbon dioxide accounted for roughly 79 percent of the country’s total greenhouse gas emissions, and methane made up more than 11 percent. “Carbon dioxide comes from combusting fossil fuels, and methane comes from natural and industrial sources, including large amounts that are released during oil and gas drilling,” Walke says. “We emit far larger amounts of carbon dioxide, but methane is significantly more potent, so it’s also very destructive.” 

Another class of greenhouse gases,  hydrofluorocarbons (HFCs) , are thousands of times more powerful than carbon dioxide in their ability to trap heat. In October 2016, more than 140 countries signed the Kigali Agreement to reduce the use of these chemicals—which are found in air conditioners and refrigerators—and develop greener alternatives over time. (The United States officially signed onto the  Kigali Agreement in 2022.)

Pollen and mold

Mold and allergens from trees, weeds, and grass are also carried in the air, are exacerbated by climate change, and can be hazardous to health. Though they aren’t regulated, they can be considered a form of air pollution. “When homes, schools, or businesses get water damage, mold can grow and produce allergenic airborne pollutants,” says Kim Knowlton, professor of environmental health sciences at Columbia University and a former NRDC scientist. “ Mold exposure can precipitate asthma attacks  or an allergic response, and some molds can even produce toxins that would be dangerous for anyone to inhale.”

Pollen allergies are worsening  because of climate change . “Lab and field studies are showing that pollen-producing plants—especially ragweed—grow larger and produce more pollen when you increase the amount of carbon dioxide that they grow in,” Knowlton says. “Climate change also extends the pollen production season, and some studies are beginning to suggest that ragweed pollen itself might be becoming a more potent allergen.” If so, more people will suffer runny noses, fevers, itchy eyes, and other symptoms. “And for people with allergies and asthma, pollen peaks can precipitate asthma attacks, which are far more serious and can be life-threatening.”

More than one in three U.S. residents—120 million people—live in counties with unhealthy levels of air pollution, according to the  2023  State of the Air  report by the American Lung Association (ALA). Since the annual report was first published, in 2000, its findings have shown how the Clean Air Act has been able to reduce harmful emissions from transportation, power plants, and manufacturing.

Recent findings, however, reflect how climate change–fueled wildfires and extreme heat are adding to the challenges of protecting public health. The latest report—which focuses on ozone, year-round particle pollution, and short-term particle pollution—also finds that people of color are 61 percent more likely than white people to live in a county with a failing grade in at least one of those categories, and three times more likely to live in a county that fails in all three.

In rankings for each of the three pollution categories covered by the ALA report, California cities occupy the top three slots (i.e., were highest in pollution), despite progress that the Golden State has made in reducing air pollution emissions in the past half century. At the other end of the spectrum, these cities consistently rank among the country’s best for air quality: Burlington, Vermont; Honolulu; and Wilmington, North Carolina. 

No one wants to live next door to an incinerator, oil refinery, port, toxic waste dump, or other polluting site. Yet millions of people around the world do, and this puts them at a much higher risk for respiratory disease, cardiovascular disease, neurological damage, cancer, and death. In the United States, people of color are 1.5 times more likely than whites to live in areas with poor air quality, according to the ALA.

Historically, racist zoning policies and discriminatory lending practices known as  redlining  have combined to keep polluting industries and car-choked highways away from white neighborhoods and have turned communities of color—especially low-income and working-class communities of color—into sacrifice zones, where residents are forced to breathe dirty air and suffer the many health problems associated with it. In addition to the increased health risks that come from living in such places, the polluted air can economically harm residents in the form of missed workdays and higher medical costs.

Environmental racism isn't limited to cities and industrial areas. Outdoor laborers, including the estimated three million migrant and seasonal farmworkers in the United States, are among the most vulnerable to air pollution—and they’re also among the least equipped, politically, to pressure employers and lawmakers to affirm their right to breathe clean air.

Recently,  cumulative impact mapping , which uses data on environmental conditions and demographics, has been able to show how some communities are overburdened with layers of issues, like high levels of poverty, unemployment, and pollution. Tools like the  Environmental Justice Screening Method  and the EPA’s  EJScreen  provide evidence of what many environmental justice communities have been explaining for decades: that we need land use and public health reforms to ensure that vulnerable areas are not overburdened and that the people who need resources the most are receiving them.

In the United States, the  Clean Air Act  has been a crucial tool for reducing air pollution since its passage in 1970, although fossil fuel interests aided by industry-friendly lawmakers have frequently attempted to  weaken its many protections. Ensuring that this bedrock environmental law remains intact and properly enforced will always be key to maintaining and improving our air quality.

But the best, most effective way to control air pollution is to speed up our transition to cleaner fuels and industrial processes. By switching over to renewable energy sources (such as wind and solar power), maximizing fuel efficiency in our vehicles, and replacing more and more of our gasoline-powered cars and trucks with electric versions, we'll be limiting air pollution at its source while also curbing the global warming that heightens so many of its worst health impacts.

And what about the economic costs of controlling air pollution? According to a report on the Clean Air Act commissioned by NRDC, the annual  benefits of cleaner air  are up to 32 times greater than the cost of clean air regulations. Those benefits include up to 370,000 avoided premature deaths, 189,000 fewer hospital admissions for cardiac and respiratory illnesses, and net economic benefits of up to $3.8 trillion for the U.S. economy every year.

“The less gasoline we burn, the better we’re doing to reduce air pollution and the harmful effects of climate change,” Walke explains. “Make good choices about transportation. When you can, ride a bike, walk, or take public transportation. For driving, choose a car that gets better miles per gallon of gas or  buy an electric car .” You can also investigate your power provider options—you may be able to request that your electricity be supplied by wind or solar. Buying your food locally cuts down on the fossil fuels burned in trucking or flying food in from across the world. And most important: “Support leaders who push for clean air and water and responsible steps on climate change,” Walke says.

• “When you see in the news or hear on the weather report that pollution levels are high, it may be useful to limit the time when children go outside or you go for a jog,” Walke says. Generally, ozone levels tend to be lower in the morning.
• If you exercise outside, stay as far as you can from heavily trafficked roads. Then shower and wash your clothes to remove fine particles.
• The air may look clear, but that doesn’t mean it’s pollution free. Utilize tools like the EPA’s air pollution monitor,  AirNow , to get the latest conditions. If the air quality is bad, stay inside with the windows closed.
• If you live or work in an area that’s prone to wildfires,  stay away from the harmful smoke  as much as you’re able. Consider keeping a small stock of masks to wear when conditions are poor. The most ideal masks for smoke particles will be labelled “NIOSH” (which stands for National Institute for Occupational Safety and Health) and have either “N95” or “P100” printed on it.
• If you’re using an air conditioner while outdoor pollution conditions are bad, use the recirculating setting to limit the amount of polluted air that gets inside. 

This story was originally published on November 1, 2016, and has been updated with new information and links.

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Pollution is the introduction of harmful materials into the environment. These harmful materials are called pollutants.

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Pollution is the introduction of harmful materials into the environment . These harmful materials are called pollutants . Pollutants can be natural, such as volcanic ash . They can also be created by human activity, such as trash or runoff produced by factories. Pollutants damage the quality of air, water, and land. Many things that are useful to people produce pollution. Cars spew pollutants from their exhaust pipes. Burning coal to create electricity pollutes the air. Industries and homes generate garbage and sewage that can pollute the land and water. Pesticides —chemical poisons used to kill weeds and insects— seep into waterways and harm wildlife . All living things—from one-celled microbes to blue whales—depend on Earth ’s supply of air and water. When these resources are polluted, all forms of life are threatened. Pollution is a global problem. Although urban areas are usually more polluted than the countryside, pollution can spread to remote places where no people live. For example, pesticides and other chemicals have been found in the Antarctic ice sheet . In the middle of the northern Pacific Ocean, a huge collection of microscopic plastic particles forms what is known as the Great Pacific Garbage Patch . Air and water currents carry pollution. Ocean currents and migrating fish carry marine pollutants far and wide. Winds can pick up radioactive material accidentally released from a nuclear reactor and scatter it around the world. Smoke from a factory in one country drifts into another country. In the past, visitors to Big Bend National Park in the U.S. state of Texas could see 290 kilometers (180 miles) across the vast landscape . Now, coal-burning power plants in Texas and the neighboring state of Chihuahua, Mexico have spewed so much pollution into the air that visitors to Big Bend can sometimes see only 50 kilometers (30 miles). The three major types of pollution are air pollution , water pollution , and land pollution . Air Pollution Sometimes, air pollution is visible . A person can see dark smoke pour from the exhaust pipes of large trucks or factories, for example. More often, however, air pollution is invisible . Polluted air can be dangerous, even if the pollutants are invisible. It can make people’s eyes burn and make them have difficulty breathing. It can also increase the risk of lung cancer . Sometimes, air pollution kills quickly. In 1984, an accident at a pesticide plant in Bhopal, India, released a deadly gas into the air. At least 8,000 people died within days. Hundreds of thou sands more were permanently injured. Natural disasters can also cause air pollution to increase quickly. When volcanoes erupt , they eject volcanic ash and gases into the atmosphere . Volcanic ash can discolor the sky for months. After the eruption of the Indonesian volcano of Krakatoa in 1883, ash darkened the sky around the world. The dimmer sky caused fewer crops to be harvested as far away as Europe and North America. For years, meteorologists tracked what was known as the “equatorial smoke stream .” In fact, this smoke stream was a jet stream , a wind high in Earth’s atmosphere that Krakatoa’s air pollution made visible. Volcanic gases , such as sulfur dioxide , can kill nearby residents and make the soil infertile for years. Mount Vesuvius, a volcano in Italy, famously erupted in 79, killing hundreds of residents of the nearby towns of Pompeii and Herculaneum. Most victims of Vesuvius were not killed by lava or landslides caused by the eruption. They were choked, or asphyxiated , by deadly volcanic gases. In 1986, a toxic cloud developed over Lake Nyos, Cameroon. Lake Nyos sits in the crater of a volcano. Though the volcano did not erupt, it did eject volcanic gases into the lake. The heated gases passed through the water of the lake and collected as a cloud that descended the slopes of the volcano and into nearby valleys . As the toxic cloud moved across the landscape, it killed birds and other organisms in their natural habitat . This air pollution also killed thousands of cattle and as many as 1,700 people. Most air pollution is not natural, however. It comes from burning fossil fuels —coal, oil , and natural gas . When gasoline is burned to power cars and trucks, it produces carbon monoxide , a colorless, odorless gas. The gas is harmful in high concentrations , or amounts. City traffic produces highly concentrated carbon monoxide. Cars and factories produce other common pollutants, including nitrogen oxide , sulfur dioxide, and hydrocarbons . These chemicals react with sunlight to produce smog , a thick fog or haze of air pollution. The smog is so thick in Linfen, China, that people can seldom see the sun. Smog can be brown or grayish blue, depending on which pollutants are in it. Smog makes breathing difficult, especially for children and older adults. Some cities that suffer from extreme smog issue air pollution warnings. The government of Hong Kong, for example, will warn people not to go outside or engage in strenuous physical activity (such as running or swimming) when smog is very thick.

When air pollutants such as nitrogen oxide and sulfur dioxide mix with moisture, they change into acids . They then fall back to earth as acid rain . Wind often carries acid rain far from the pollution source. Pollutants produced by factories and power plants in Spain can fall as acid rain in Norway. Acid rain can kill all the trees in a forest . It can also devastate lakes, streams, and other waterways. When lakes become acidic, fish can’t survive . In Sweden, acid rain created thousands of “ dead lakes ,” where fish no longer live. Acid rain also wears away marble and other kinds of stone . It has erased the words on gravestones and damaged many historic buildings and monuments . The Taj Mahal , in Agra, India, was once gleaming white. Years of exposure to acid rain has left it pale. Governments have tried to prevent acid rain by limiting the amount of pollutants released into the air. In Europe and North America, they have had some success, but acid rain remains a major problem in the developing world , especially Asia. Greenhouse gases are another source of air pollution. Greenhouse gases such as carbon dioxide and methane occur naturally in the atmosphere. In fact, they are necessary for life on Earth. They absorb sunlight reflected from Earth, preventing it from escaping into space. By trapping heat in the atmosphere, they keep Earth warm enough for people to live. This is called the greenhouse effect . But human activities such as burning fossil fuels and destroying forests have increased the amount of greenhouse gases in the atmosphere. This has increased the greenhouse effect, and average temperatures across the globe are rising. The decade that began in the year 2000 was the warmest on record. This increase in worldwide average temperatures, caused in part by human activity, is called global warming . Global warming is causing ice sheets and glaciers to melt. The melting ice is causing sea levels to rise at a rate of two millimeters (0.09 inches) per year. The rising seas will eventually flood low-lying coastal regions . Entire nations, such as the islands of Maldives, are threatened by this climate change . Global warming also contributes to the phenomenon of ocean acidification . Ocean acidification is the process of ocean waters absorbing more carbon dioxide from the atmosphere. Fewer organisms can survive in warmer, less salty waters. The ocean food web is threatened as plants and animals such as coral fail to adapt to more acidic oceans. Scientists have predicted that global warming will cause an increase in severe storms . It will also cause more droughts in some regions and more flooding in others. The change in average temperatures is already shrinking some habitats, the regions where plants and animals naturally live. Polar bears hunt seals from sea ice in the Arctic. The melting ice is forcing polar bears to travel farther to find food , and their numbers are shrinking. People and governments can respond quickly and effectively to reduce air pollution. Chemicals called chlorofluorocarbons (CFCs) are a dangerous form of air pollution that governments worked to reduce in the 1980s and 1990s. CFCs are found in gases that cool refrigerators, in foam products, and in aerosol cans . CFCs damage the ozone layer , a region in Earth’s upper atmosphere. The ozone layer protects Earth by absorbing much of the sun’s harmful ultraviolet radiation . When people are exposed to more ultraviolet radiation, they are more likely to develop skin cancer, eye diseases, and other illnesses. In the 1980s, scientists noticed that the ozone layer over Antarctica was thinning. This is often called the “ ozone hole .” No one lives permanently in Antarctica. But Australia, the home of more than 22 million people, lies at the edge of the hole. In the 1990s, the Australian government began an effort to warn people of the dangers of too much sun. Many countries, including the United States, now severely limit the production of CFCs. Water Pollution Some polluted water looks muddy, smells bad, and has garbage floating in it. Some polluted water looks clean, but is filled with harmful chemicals you can’t see or smell. Polluted water is unsafe for drinking and swimming. Some people who drink polluted water are exposed to hazardous chemicals that may make them sick years later. Others consume bacteria and other tiny aquatic organisms that cause disease. The United Nations estimates that 4,000 children die every day from drinking dirty water. Sometimes, polluted water harms people indirectly. They get sick because the fish that live in polluted water are unsafe to eat. They have too many pollutants in their flesh. There are some natural sources of water pollution. Oil and natural gas, for example, can leak into oceans and lakes from natural underground sources. These sites are called petroleum seeps . The world’s largest petroleum seep is the Coal Oil Point Seep, off the coast of the U.S. state of California. The Coal Oil Point Seep releases so much oil that tar balls wash up on nearby beaches . Tar balls are small, sticky pieces of pollution that eventually decompose in the ocean.

Human activity also contributes to water pollution. Chemicals and oils from factories are sometimes dumped or seep into waterways. These chemicals are called runoff. Chemicals in runoff can create a toxic environment for aquatic life. Runoff can also help create a fertile environment for cyanobacteria , also called blue-green algae . Cyanobacteria reproduce rapidly, creating a harmful algal bloom (HAB) . Harmful algal blooms prevent organisms such as plants and fish from living in the ocean. They are associated with “ dead zones ” in the world’s lakes and rivers, places where little life exists below surface water. Mining and drilling can also contribute to water pollution. Acid mine drainage (AMD) is a major contributor to pollution of rivers and streams near coal mines . Acid helps miners remove coal from the surrounding rocks . The acid is washed into streams and rivers, where it reacts with rocks and sand. It releases chemical sulfur from the rocks and sand, creating a river rich in sulfuric acid . Sulfuric acid is toxic to plants, fish, and other aquatic organisms. Sulfuric acid is also toxic to people, making rivers polluted by AMD dangerous sources of water for drinking and hygiene . Oil spills are another source of water pollution. In April 2010, the Deepwater Horizon oil rig exploded in the Gulf of Mexico, causing oil to gush from the ocean floor. In the following months, hundreds of millions of gallons of oil spewed into the gulf waters. The spill produced large plumes of oil under the sea and an oil slick on the surface as large as 24,000 square kilometers (9,100 square miles). The oil slick coated wetlands in the U.S. states of Louisiana and Mississippi, killing marsh plants and aquatic organisms such as crabs and fish. Birds, such as pelicans , became coated in oil and were unable to fly or access food. More than two million animals died as a result of the Deepwater Horizon oil spill. Buried chemical waste can also pollute water supplies. For many years, people disposed of chemical wastes carelessly, not realizing its dangers. In the 1970s, people living in the Love Canal area in Niagara Falls, New York, suffered from extremely high rates of cancer and birth defects . It was discovered that a chemical waste dump had poisoned the area’s water. In 1978, 800 families living in Love Canal had to a bandon their homes. If not disposed of properly, radioactive waste from nuclear power plants can escape into the environment. Radioactive waste can harm living things and pollute the water. Sewage that has not been properly treated is a common source of water pollution. Many cities around the world have poor sewage systems and sewage treatment plants. Delhi, the capital of India, is home to more than 21 million people. More than half the sewage and other waste produced in the city are dumped into the Yamuna River. This pollution makes the river dangerous to use as a source of water for drinking or hygiene. It also reduces the river’s fishery , resulting in less food for the local community. A major source of water pollution is fertilizer used in agriculture . Fertilizer is material added to soil to make plants grow larger and faster. Fertilizers usually contain large amounts of the elements nitrogen and phosphorus , which help plants grow. Rainwater washes fertilizer into streams and lakes. There, the nitrogen and phosphorus cause cyanobacteria to form harmful algal blooms. Rain washes other pollutants into streams and lakes. It picks up animal waste from cattle ranches. Cars drip oil onto the street, and rain carries it into storm drains , which lead to waterways such as rivers and seas. Rain sometimes washes chemical pesticides off of plants and into streams. Pesticides can also seep into groundwater , the water beneath the surface of the Earth. Heat can pollute water. Power plants, for example, produce a huge amount of heat. Power plants are often located on rivers so they can use the water as a coolant . Cool water circulates through the plant, absorbing heat. The heated water is then returned to the river. Aquatic creatures are sensitive to changes in temperature. Some fish, for example, can only live in cold water. Warmer river temperatures prevent fish eggs from hatching. Warmer river water also contributes to harmful algal blooms. Another type of water pollution is simple garbage. The Citarum River in Indonesia, for example, has so much garbage floating in it that you cannot see the water. Floating trash makes the river difficult to fish in. Aquatic animals such as fish and turtles mistake trash, such as plastic bags, for food. Plastic bags and twine can kill many ocean creatures. Chemical pollutants in trash can also pollute the water, making it toxic for fish and people who use the river as a source of drinking water. The fish that are caught in a polluted river often have high levels of chemical toxins in their flesh. People absorb these toxins as they eat the fish. Garbage also fouls the ocean. Many plastic bottles and other pieces of trash are thrown overboard from boats. The wind blows trash out to sea. Ocean currents carry plastics and other floating trash to certain places on the globe, where it cannot escape. The largest of these areas, called the Great Pacific Garbage Patch, is in a remote part of the Pacific Ocean. According to some estimates, this garbage patch is the size of Texas. The trash is a threat to fish and seabirds, which mistake the plastic for food. Many of the plastics are covered with chemical pollutants. Land Pollution Many of the same pollutants that foul the water also harm the land. Mining sometimes leaves the soil contaminated with dangerous chemicals. Pesticides and fertilizers from agricultural fields are blown by the wind. They can harm plants, animals, and sometimes people. Some fruits and vegetables absorb the pesticides that help them grow. When people consume the fruits and vegetables, the pesticides enter their bodies. Some pesticides can cause cancer and other diseases. A pesticide called DDT (dichlorodiphenyltrichloroethane) was once commonly used to kill insects, especially mosquitoes. In many parts of the world, mosquitoes carry a disease called malaria , which kills a million people every year. Swiss chemist Paul Hermann Muller was awarded the Nobel Prize for his understanding of how DDT can control insects and other pests. DDT is responsible for reducing malaria in places such as Taiwan and Sri Lanka. In 1962, American biologist Rachel Carson wrote a book called Silent Spring , which discussed the dangers of DDT. She argued that it could contribute to cancer in humans. She also explained how it was destroying bird eggs, which caused the number of bald eagles, brown pelicans, and ospreys to drop. In 1972, the United States banned the use of DDT. Many other countries also banned it. But DDT didn’t disappear entirely. Today, many governments support the use of DDT because it remains the most effective way to combat malaria. Trash is another form of land pollution. Around the world, paper, cans, glass jars, plastic products, and junked cars and appliances mar the landscape. Litter makes it difficult for plants and other producers in the food web to create nutrients . Animals can die if they mistakenly eat plastic. Garbage often contains dangerous pollutants such as oils, chemicals, and ink. These pollutants can leech into the soil and harm plants, animals, and people. Inefficient garbage collection systems contribute to land pollution. Often, the garbage is picked up and brought to a dump, or landfill . Garbage is buried in landfills. Sometimes, communities produce so much garbage that their landfills are filling up. They are running out of places to dump their trash. A massive landfill near Quezon City, Philippines, was the site of a land pollution tragedy in 2000. Hundreds of people lived on the slopes of the Quezon City landfill. These people made their living from recycling and selling items found in the landfill. However, the landfill was not secure. Heavy rains caused a trash landslide, killing 218 people. Sometimes, landfills are not completely sealed off from the land around them. Pollutants from the landfill leak into the earth in which they are buried. Plants that grow in the earth may be contaminated, and the herbivores that eat the plants also become contaminated. So do the predators that consume the herbivores. This process, where a chemical builds up in each level of the food web, is called bioaccumulation . Pollutants leaked from landfills also leak into local groundwater supplies. There, the aquatic food web (from microscopic algae to fish to predators such as sharks or eagles) can suffer from bioaccumulation of toxic chemicals. Some communities do not have adequate garbage collection systems, and trash lines the side of roads. In other places, garbage washes up on beaches. Kamilo Beach, in the U.S. state of Hawai'i, is littered with plastic bags and bottles carried in by the tide . The trash is dangerous to ocean life and reduces economic activity in the area. Tourism is Hawai'i’s largest industry . Polluted beaches discourage tourists from investing in the area’s hotels, restaurants, and recreational activities. Some cities incinerate , or burn, their garbage. Incinerating trash gets rid of it, but it can release dangerous heavy metals and chemicals into the air. So while trash incinerators can help with the problem of land pollution, they sometimes add to the problem of air pollution. Reducing Pollution Around the world, people and governments are making efforts to combat pollution. Recycling, for instance, is becoming more common. In recycling, trash is processed so its useful materials can be used again. Glass, aluminum cans, and many types of plastic can be melted and reused . Paper can be broken down and turned into new paper. Recycling reduces the amount of garbage that ends up in landfills, incinerators, and waterways. Austria and Switzerland have the highest recycling rates. These nations recycle between 50 and 60 percent of their garbage. The United States recycles about 30 percent of its garbage. Governments can combat pollution by passing laws that limit the amount and types of chemicals factories and agribusinesses are allowed to use. The smoke from coal-burning power plants can be filtered. People and businesses that illegally dump pollutants into the land, water, and air can be fined for millions of dollars. Some government programs, such as the Superfund program in the United States, can force polluters to clean up the sites they polluted. International agreements can also reduce pollution. The Kyoto Protocol , a United Nations agreement to limit the emission of greenhouse gases, has been signed by 191 countries. The United States, the world’s second-largest producer of greenhouse gases, did not sign the agreement. Other countries, such as China, the world’s largest producer of greenhouse gases, have not met their goals. Still, many gains have been made. In 1969, the Cuyahoga River, in the U.S. state of Ohio, was so clogged with oil and trash that it caught on fire. The fire helped spur the Clean Water Act of 1972. This law limited what pollutants could be released into water and set standards for how clean water should be. Today, the Cuyahoga River is much cleaner. Fish have returned to regions of the river where they once could not survive. But even as some rivers are becoming cleaner, others are becoming more polluted. As countries around the world become wealthier, some forms of pollution increase. Countries with growing economies usually need more power plants, which produce more pollutants. Reducing pollution requires environmental, political, and economic leadership. Developed nations must work to reduce and recycle their materials, while developing nations must work to strengthen their economies without destroying the environment. Developed and developing countries must work together toward the common goal of protecting the environment for future use.

How Long Does It Last? Different materials decompose at different rates. How long does it take for these common types of trash to break down?

• Paper: 2-4 weeks
• Orange peel: 6 months
• Milk carton: 5 years
• Plastic bag: 15 years
• Tin can: 100 years
• Plastic bottle: 450 years
• Glass bottle: 500 years
• Styrofoam: Never

Indoor Air Pollution The air inside your house can be polluted. Air and carpet cleaners, insect sprays, and cigarettes are all sources of indoor air pollution.

Light Pollution Light pollution is the excess amount of light in the night sky. Light pollution, also called photopollution, is almost always found in urban areas. Light pollution can disrupt ecosystems by confusing the distinction between night and day. Nocturnal animals, those that are active at night, may venture out during the day, while diurnal animals, which are active during daylight hours, may remain active well into the night. Feeding and sleep patterns may be confused. Light pollution also indicates an excess use of energy. The dark-sky movement is a campaign by people to reduce light pollution. This would reduce energy use, allow ecosystems to function more normally, and allow scientists and stargazers to observe the atmosphere.

Noise Pollution Noise pollution is the constant presence of loud, disruptive noises in an area. Usually, noise pollution is caused by construction or nearby transportation facilities, such as airports. Noise pollution is unpleasant, and can be dangerous. Some songbirds, such as robins, are unable to communicate or find food in the presence of heavy noise pollution. The sound waves produced by some noise pollutants can disrupt the sonar used by marine animals to communicate or locate food.

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The (In)Visible Plastic Pollution Problem

Waterpact project to quantify and reduce plastic waste in us rivers.

NREL researchers Ali Chamas (left) and Clarissa Lincoln (right) use tweezers to remove plastic debris from samples from the Delaware River for analysis. The WaterPACT project is investigating plastic pollution in U.S. rivers.  Photo by Josh Bauer, NREL

Rivers are nature’s highways, supplying nearby areas with life-sustaining water, nutrients, and biodiversity on their journeys to larger bodies of water. These days, however, they are far from pristine. A harmful substance is making its way down rivers and into oceans around the world: plastic debris.

In the United States, more than a million tons of plastic debris enters ocean-bound rivers, creeks, and sewer drains every year. Today’s waterborne plastics debris consists mostly of discarded textiles, electronics, construction materials, single-use packaging, and other waste. The result is a complex plastic pollution problem with broad scope, significant challenges, and emerging solutions.

“Rivers are a delicate ecosystem that we depend on. By targeting plastic pollution in rivers, we can intercept it before it profoundly affects our ecosystems, communities, or the ocean,” said Ben Maurer, principal investigator of the Waterborne Plastics Assessment and Collection Technologies (WaterPACT) project.

The WaterPACT project is led by the National Renewable Energy Laboratory (NREL) and funded by the U.S. Department of Energy’s (DOE’s) Water Power Technologies Office (WPTO) . WaterPACT is on a mission to develop renewable-energy-powered technologies to detect, quantify, and collect plastic from U.S. waterways. With collaboration from researchers at the Pacific Northwest National Laboratory, the NREL-led Bio-Optimized Technologies to keep Thermoplastics out of Landfills and the Environment  (BOTTLE) consortium, and the Environmental Molecular Sciences Laboratory, the WaterPACT project aims to reduce the volume of plastic currently entering the ocean annually via U.S. waterways by more than half by 2040.

“Our hope is to understand the problem enough to do something about it,” Maurer said. “We don’t have the perfect solution yet, but waiting for perfect is pointless. We know enough today to make fewer mistakes moving forward and to start developing solutions, both upstream and downstream.”

Sizing Up the Plastic Pollution Problem

WaterPACT scientists realized early in their research that data on the types and concentrations of plastics in U.S. rivers did not exist on a comprehensive, national scale. In fact, there was no established methodology for gathering or analyzing plastic waste. So began a series of innovations to evaluate the scope of the plastic pollution problem.

“It’s exciting to feel like we’re at the forefront of a growing field,” said Clarissa Lincoln, a research technician at NREL. “We try to keep in mind that when things don’t work, we’re still gathering useful information. We’re hopeful that having a better understanding of what strategies are not the most efficient or the most accurate will save other researchers time down the road.”

WaterPACT partnered with the U.S. Environmental Protection Agency Region 3, Louisiana State University, University of California Riverside, Oregon State University, Portland State University, and the Moore Institute to collect plastic and water samples just upstream of where the Columbia, Delaware, Los Angeles, and Mississippi rivers each meet the ocean.

“Our goal right now is to better understand how plastic pollution flows through U.S. riverside communities and can eventually enter the ocean,” Lincoln said.

The WaterPACT research team collected plastic and water samples near the mouths of the Columbia, Delaware, Los Angeles, and Mississippi rivers. Each river has a unique watershed (the area of land that drains water to it) and volume of plastics emissions.  Illustration by Elizabeth Stone, NREL

“There is a tremendous amount of plastics in the samples we collected,” said Ali Chamas, reflecting on his field work on the Los Angeles River in 2023. Chamas is a chemical engineering postdoctoral researcher at NREL in his third year with the WaterPACT project. “My main objective is to help the community and general public understand the scale of this problem. I'm hopeful that this will stir some development or interest in the area and lead to more people working to combat this.”

“This evaluation phase will allow us to understand the greater costs of plastic waste on the environment, communities, and human health,” Maurer said. “The benefits of cleaning up these rivers could be enormous, from reclaiming the resources in plastic waste to improving tourism and recreation. Once we understand the scope of the problem, we want to develop sensors and collectors powered by river energy that address the giant data and engineering gaps that currently exist in cleaning up waterways. Then, we can get our technologies into the hands of people who can begin to remediate the pollution.”

The Visible Plastic Pollution Problem

Once collection was complete, the samples were shipped to NREL in Golden, Colorado, where the research team began the arduous task of processing them for analysis. While larger and more colorful pieces of plastic were easy to spot by eye, the murkier contents of the samples made the process of identifying smaller and less colorful particles difficult.

Relatively large and colorful plastic pieces were found in samples collected using nets from the Delaware River.  Photo by Werner Slocum, NREL

“We were trying to collect plastic, but as you can imagine, a lot of other things end up in the net as well,” Lincoln explained. “Our net samples largely consist of biological materials like algae, leaves, and sticks. We were initially sorting everything by hand, which made it really difficult to differentiate the plastic from all the other gunk we picked up.”

To solve this dilemma, the team developed a clever, two-step biological digestion process that removed the plant material but left the plastic intact for analysis.

A sample containing biological materials and plastics (left); the sample after undergoing Fenton’s digestion (center); and the remaining plastic after bleach digestion and hand sorting (right).  Photos by Ali Chamas, NREL

Researchers rinsed the samples before beginning an oxidation process with Fenton’s reagent, a solution of iron sulfate and hydrogen peroxide. The samples were then filtered before undergoing a second digestion using bleach.

“After the digestion, we do most of our hand sorting,” Lincoln said. “We’ve found it easiest to take really small amounts of this digested material, like a pinch smaller than the size of a pencil eraser, put it in a petri dish, and add water. This allows us to disperse the material so that the pieces don’t overlap. ”

Now, with a clear view of the plastic from their samples, researchers could develop procedures for categorizing the plastics by structure, size, and shape. 

For example, the researchers found the established method for analyzing the chemical structure of plastic samples—attenuated total reflectance–Fourier transform infrared spectroscopy (ATR–FTIR)—to be unnecessarily time consuming. Furthermore, the ATR crystal used to direct light to the sample for analysis could destroy certain weathered samples. So, WaterPACT researchers developed a faster and gentler technique using microplate readers and a new particle holder, detailed in their Analytical and Bioanalytical Chemistry paper, “ Generation of macro- and microplastic databases by high-throughput FTIR analysis with microplate readers .”

After performing digestions and hand sorting, WaterPACT researchers identified large pieces of plastic from samples using categories like structure, size, and shape.  Illustration by Elizabeth Stone, NREL

The 'Invisible' Plastic Pollution Problem

Large pieces of plastic were not the only pollutant researchers discovered. As plastic waste is exposed to erosion from the environment and radiation from the sun on its river voyage, it sheds tiny particles—less than 5 millimeters wide—called microplastics. WaterPACT researchers observed microplastics in net and water samples from all four rivers.

“Among the myriad environmental ramifications stemming from plastic waste, microplastic pollution stands out as particularly enduring,” said Kat Knauer, chief technology officer of BOTTLE and polymer scientist at NREL. “We are finding microplastics virtually everywhere, including in our own bodies, and we do not yet understand the long-term health and environmental effects of these pollutants. We just know they shouldn’t be there.”

Clarissa Lincoln uses tweezers to hold up a piece of green microplastic found in a sample from the Delaware River.  Photo by Josh Bauer, NREL

To process the water samples for analysis, the team used a one-step Fenton’s digestion process to gently reduce biomaterial. Researchers then filtered the samples and used a µFTIR microscope—a smaller version of the FTIR microscope used earlier on larger plastic pieces—to examine them.

“There has been plenty of work on microplastics in the last decade or so, but there hasn't been an agreed-upon method to quantify the plastics,” Chamas said. “One of the things we're developing is a standardized methodology for analyzing microplastics for a couple different types of sampling methods.”

The resulting methodology involves analyzing the water samples for additives, degradation products, manufacturing byproducts, and vector chemicals like pesticides and pharmaceuticals carried by plastic particles.

Ali Chamas and Clarissa Lincoln examine particles in a sample from the Delaware River using a µFTIR microscope.  Photo by Josh Bauer, NREL

The Plastic Pollution Solution

While WaterPACT is determined to remove plastic pollution from U.S. waterways, BOTTLE is building on their research to prevent plastics from becoming pollution in the first place.

“We need to create a circular economy model for the plastic industry, which by extension would reduce the amount of waste ending up in landfills and our environment,” Knauer said. “Furthermore, we need to view plastics as a major target for decarbonization. We currently use 6% of all fossil fuels in the production of plastics—which, on a global scale, is very significant—and this is expected to approach 20% by the year 2050. Beyond that, plastic production, use, and disposal accounts for nearly 4% of our global greenhouse gas emissions.”

BOTTLE is approaching the problem from two sides: creating new recycling solutions to reclaim the finite resources in today’s highly contaminated, mixed-plastic waste and redesigning plastics to improve their recyclability.

WaterPACT and BOTTLE researchers are working together to keep excess materials lost during plastic development from ending up in landfills or the environment.  Illustration by Elizabeth Stone, NREL

“By implementing more effective recycling tools in our supply chains, we will start to see plastics as valuable resources and not just something that is disposable and easily lost,” Knauer said. “By redesigning plastics, we will improve end-of-life recyclability and valorize plastic waste, which by extension would limit the amount of plastic lost to the natural world.”

Together, BOTTLE’s upstream approach and WaterPACT’s downstream approach to addressing the plastic pollution problem will enable a better future for humanity and our environment.

WaterPACT was initially funded by a small grant from DOE’s Bioenergy Technologies Office (BETO) and is currently funded in part by WPTO. BOTTLE is funded by BETO and DOE’s Advanced Materials & Manufacturing Technologies Office.

• Ocean Melting Greenland
• Marine Plastic Pollution
• Support Ocean Research Project

The Chesapeake Bay Plastic Survey is intended to assess the necessity and to generate a baseline for a future monitoring effort for plastics pollution trends in the Chesapeake Bay watershed. Awarded the Woodward and Curran’s Impact Grant, Ocean Research Project will assess bay-wide plastic pollution by exploring plastic particle count as a water quality indicator for monitoring future bay health. In cooperation with its partners, ORP hopes to repeat this project biannually to enrich understanding of the Bay-wide magnitude of plastic pollution, export to the ocean, and how that is changing relative to Bay improvements and climate change.

ORP’s study will be the first to determine particle concentration of plastic pollution across the United States’ largest estuary, the Chesapeake Bay. The information from this pilot project will be used to inform a dedicated multi-year sampling program by the Chesapeake Bay Program partners at the federal, state, and local levels.

The abundance of plastic garbage created by modern human civilization has infiltrated the deepest trenches of the world’s oceans and concentrated in huge areas on its surface. An estimated 5.5 trillion pieces of plastic debris are in the world’s oceans. There are countless sources of this plastic debris, but virtually all of it originates on land through the overuse of plastics in our daily lives and improper waste disposal. Once plastic trash enters the Ocean, nature’s forces and the migration of marine species and birds determine how the plastic material and chemical compounds move and accumulate through the complex marine environment, including the food chain and the Plastisphere. Much of this plastic debris is concentrated at the centers of enormous oceanic current circulation regions, called gyres.

We know a little more about chemical transfer risk in the sea food chain. Check out our collaborative publication in Marine Pollution Bulletin to find out more… Here

To better understand the nature of plastic debris in the Ocean, ORP has conducted multiple research expeditions in the Atlantic, Pacific, and Arctic Oceans. ORP completed its first marine debris research expedition in 2013. During this trip, its crew spent 70 days sailing in the Atlantic Ocean, collecting samples of plastic trash in the water and mapping out the eastern side of the North Atlantic garbage patch. The following year, ORP embarked upon a second expedition to research microplastic pollution in the Pacific Ocean. During this trip, ORP’s crew sailed 6,800 miles nonstop from San Francisco to Yokohama, Japan, collecting microplastic samples along the trans-pacific route.

Due to the flexibility offered by doing research from a sailboat, ORP’s expeditions could dedicate more time to collecting data samples across a much broader area than other similar types of marine research expeditions would typically cover. ORP’s research has provided an essential baseline for marine surface debris data and improved knowledge of the concentration, composition, and extent of plastic debris in the Ocean. ORP conducted its research to ensure the samples could be used to support further research being done as part of plastic pellet toxicity studies at the University of Tokyo’s Pelletwatch program. In addition, ORP’s research was designed to allow ORP and participating scientists to define further the diversity of the Plastisphere, specifically the roles played by bacteria and viruses in their evolving relationships with plastic debris in the Ocean.

ORP’s research expeditions targeting the investigation of northern hemisphere subtropical gyres of the Atlantic and Pacific Ocean and well as the western Arctic’s plastic pollution in the marine environment have helped increase the scientific community’s understanding of plastic’s pollution’s pervasive distribution across oceans from the sea ice to the seabed. The extensive datasets and that ORP collected, processed and regional interpretation during these expeditions contributed to the following publications:

• Plastic Pollution in the World’s Oceans: More than 5 Trillion Plastic Pieces Weighing over 250,000 Tons Afloat at Sea  
• PCBs and PBDEs in microplastic particles and zooplankton in open water in the Pacific Ocean and around the coast of Japan
• Mitigation strategies to reverse the rising trend of plastics in Polar Regions

To date, ORP has sailed tens of thousands of miles, spent many months at sea, and a considerable amount of time in labs back on land sorting the samples and data. During our extended periods of time at sea, there was not one day that went by where we did not see foraging birds mistaking marine debris for food. The fight to prevent pollution from plastic debris in the ocean is best fought at the primary source, on land. Education is a critical element of this effort to increase public awareness and encourage proper disposal of plastic trash along with reduced use of plastics ( link to ORP’s education page ).

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The largest cleanup in history

We develop and scale technologies to rid the oceans of plastic.

Our cleaning technologies are deployed around the world as we conduct the largest cleanup in history. For over ten years, The Ocean Cleanup has been researching, extracting, and monitoring plastic pollution in oceans and rivers globally – with millions of kilograms removed to date.

A planet-sized problem

Trillions of pieces of plastic pollute our oceans today, and the problem is worsening. This plastic has a devastating impact on marine wildlife and ecosystems. Plastics can persist for many decades, continuously degrading into microplastics. These can be ingested by wildlife and later enter the human food chain. Plastic pollution is a global crisis requiring urgent action.

We aim to clean up 90% of floating ocean plastic pollution

The Ocean Cleanup is a non-profit organization developing and scaling technologies to rid the oceans of plastic. To achieve this objective, we use a dual strategy: intercepting plastic in rivers to cut the inflow of pollution, and cleaning up what has already accumulated in the ocean and won’t go away by itself. When the oceans are clean, we can put ourselves out of business.

Cleaning the ocean

The Ocean Cleanup is cleaning up floating plastics caught swirling in the Great Pacific Garbage Patch, a plastic accumulation zone with over 100,000,000 kilograms of plastic.

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To clean the oceans, we also need to stop new trash from flowing into them. By tackling 1000 rivers around the world, we can halt 80% of riverine pollution reaching our oceans.

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Land pollution research: progress, challenges, and prospects

Ling Gao 1 , Tianzhen Hu 2 , Li Li 5,2 , Maoyuan Zhou 1 and Baoqing Zhu 4,3

Published 4 November 2022 • © 2022 The Author(s). Published by IOP Publishing Ltd Environmental Research Communications , Volume 4 , Number 11 Citation Ling Gao et al 2022 Environ. Res. Commun. 4 112001 DOI 10.1088/2515-7620/ac9e49

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Author affiliations.

1 School of Economics, Xiamen University, People's Republic of China

2 School of Marxism, Fudan University, People's Republic of China

3 School of Public Affairs, Zhejiang University, People's Republic of China

Author notes

4 The contributions of all authors in this paper are equal, so alphabetically by authors' last name.

5 Author to whom any correspondence should be addressed.

Li Li https://orcid.org/0000-0002-6011-2843

Baoqing Zhu https://orcid.org/0000-0002-7163-3740

• Received 26 April 2022
• Revised 12 October 2022
• Accepted 27 October 2022
• Published 4 November 2022

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Method : Single-anonymous Revisions: 2 Screened for originality? No

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This paper comprehensively searched all the literature on the subject of 'land pollution' through the core collection of the Web of Science database, and systematically processed the research literature from 1944 to 2021 using CiteSpace software, and carried out bibliometric analysis and visual presentation, which uncovers the LP research dynamics in detail, and draw the following conclusions: First, through the indicator of betweenness centrality, the basic authors and journals of the subject are obtained; from the perspective of publishing institutions and affiliated countries, the United States is an important research center for LP. Second, keywords such as 'land use', 'air pollution', 'impact', 'soil pollution' and 'management' are all high-frequency words. The results of keyword clustering and co-citation information in the literature indicate the natural-social dimensions of LP research, such as the use and quality of air, land, and water, as well as urbanization and environmental policies. However, challenges remain and current LP studies are still characterized by a certain degree of fragmentation, which should be enriched by combining land use changes and should require combining experimental results with socioeconomic analysis to propose joint LP remediation approaches. Finally, local and regional forces may strongly influence the LP process, and the drivers of globalization should be emphasized.

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1. Introduction

Land is the space carrier of human activities, the most basic production factor for human social and economic development, and the most basic survival resource for urban and rural residents. Since the 1960s, the problem of land pollution (LP) has gradually attracted widespread attention. On the one hand, scholars have paid attention to the causes of LP from the aspects of waste treatment, mining, urbanization, agrochemicals, and soil erosion (Heidi et al 2008 , Guo et al 2020 , Lee et al 2021 ). On the other hand, scholars have also explored the impact of LP from the aspects of socio-economic development, ecological environment, and human health, and explored ways to control LP from the aspects of pollution reduction and land restoration (Mone et al 2004 , Jin et al 2018 ). Therefore, the challenge of LP is how to solve the relationship between meeting human needs and maintaining the long-term ability of the biosphere to provide goods and services (Foley et al 2005 , Swette and Lambin 2021 ).

There are two approaches to defining LP in academia: soil pollution in a narrow sense and LP in a broad sense. In a narrow sense, soil pollution and LP are not a term (soil pollution focuses on factory chemicals or sewage and other wastewater). In this article, we will define it more broadly, including garbage and industrial waste, agricultural pesticides and fertilizers, the impact of mining and other industrial firms, the undesirable consequences of urbanization, and the systemic destruction of soil by over-intensive agriculture. As an important factor affecting human health, LP control poses a great challenge to the function of the ecosystem, which has a significant impact on human development (Ma et al 2020 ). How to take effective measures to deal with the deteriorating LP, guarantee and improve the quality of land resources, and further understand the dynamic relationship between the natural environment and human life has become one of the urgent problems in contemporary academia.

Based on the above background, this research conducted a comprehensive search of all the documents on the subject of 'land pollution' through the core collection of the Web of Science database, and used CiteSpace software to systematically process the research documents from 1944 to 2021 and conduct a bibliometric analysis. LP research dynamics revealed in detail based on visual statistics, This article attempts to address the following issues:

• (1)   What are the general trends of LP research?
• (2)   Which common issues in the natural-social dimension of LP research have received attention?
• (3)   What are the research challenges and future directions?

2. Data and methods

2.1. data source and data selection.

The sample data selected in this paper comes from the core collection of the Web of Science database ( https://clarivate.com/webofsciencegroup/solutions/web-of-science-core-collection/ , accessed on September 10, 2021). 5 By setting the search subject in the core collection of the Web of Science database as 'land pollution', the document type as 'Article', the language as 'English', and the complete time interval from 1944 to 2021, we found the total volume of published papers issued is 3022, and the final sample is subject to the effective processing of the software. The browsing/processing time is September 11, 2021. The overall trend is shown in figure 1 . It should be noted that the first article appeared in 1944. After 1970, the volume of published papers gradually maintained a continuity in time, but the volume of published papers every year was small. Therefore, in order to facilitate the presentation, we aggregate the data from 1944 to 1999 (202 articles in total), and retain the original data for the volume of published papers published from 2000 to 2021. It can be found that the general trend of the volume of research papers on LP from 1944 to 2020 is on the rise.

Figure 1.  Overall publishing trend of LP.

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2.2. Bibliometric methods

We mainly use CiteSpace software to conduct bibliometric research. 6 CiteSpace is a data mining and visualization analysis software jointly developed by Professor Chen Chaomei from the School of Information Science and Technology of Drexel University and WISE Laboratory of Dalian University of Technology. The version we use is CiteSpace 5.7. R2. Compared with the previous version of CiteSpace software, a major advantage of this software version is that there is no need to format the documents in the core collection of the Web of Science database.

The specific operation steps of our paper are as follows: select all the 3022 documents filtered in the core collection of the Web of Science database and export them as TXT format files, save them in the Data file and create a new Project file. After running the CiteSpace software, you can get visual maps such as research author, research institution, keyword clustering, keyword emergence, keyword time zone map, document co-citation, journal co-citation, author co-citation, etc., and finally, the research trends of LP perform quantitative analysis and visualization, from which the research context, research hotspots and frontier topics of the subject can be derived.

3. Results and visualization of literatures concerning LP research

Running the CiteSpace software to process the keyword 'land pollution', the time slice is set to 1 year, and the effective processing results are 2987. We get the following results.

3.1. Analysis of general information

3.1.1. analysis of authors.

Using the Author analysis function of CiteSpace, the author's co-occurrence network map is obtained, as shown in figure 2 . Among them, the size of the font indicates the volume of articles published by the author or the importance of the author (the same below), and the line between the authors indicates the cooperative relationship between each other. The results show that the top three authors by the volume of published papers are: Mark Nieuwenhuijsen, with 16 articles in total, and the first article was published in 2014 (such as Nieuwenhuijsen et al 2014a , 2014b ); Jordi Sunyer (tied for the first with Nieuwenhuijsen), both of which were 16 articles, and the first article was published in 2016 (such as Iñiguez et al 2016a , Porta et al 2016b ); Bert Brunekreef, 15 articles in total, first published in 2014 (such as Wang et al 2014 ); Michael Jerrett, 12 articles in total, first published in 2009 (such as Jerrett et al 2009 , Su et al 2009 ); Marianne Hatzopoulou (tied for third with Brunekreef), both of 12 articles, first published in 2016 (such as Shekarrizfard et al 2016 , Weichenthal et al 2016 ).

Figure 2.  Author's Co-occurrence Map.

By analyzing the co-citation and betweenness centrality of key nodes, the author's co-citation analysis is based on the author as a unit to study the situation where the documents published by multiple authors are cited by other authors at the same time. This can identify authoritative authors with high influence in the field. According to the betweenness centrality indicator, the author's co-citation map is shown in figure 3 . It turns out that among the scholars of environmental pollution research, the top four betweenness centrality indicator of authors are Braden JB (0.14), Cervero R (0.08), Brunekreef B (0.08, tied for second), and Hoek G (0.07).

Figure 3.  Author's Co-citation Map.

3.1.2. Analysis of research institutions

Using the Institutional analysis function of CiteSpace, we get the figure of the institutional co-occurrence network, as shown in figure 4 .

Figure 4.  Co-occurrence Map of Research Institutions.

According to the volume of published papers and centrality indicators, the statistical information of the institution is shown in table 1 . It turns out that the top five publications are: Chinese Academy of Sciences (154 articles), University of Chinese Academy of Sciences (72 articles), Beijing Normal University (43 articles), Utrecht University (41 articles), and University of California, Berkeley (34 articles). The centrality index reflects the cooperative relationship between institutions. The presentation of the centrality index in the paper is automatically arranged and generated by the software, so there is a situation where the same centrality involves multiple institutions. According to table 2 , Utrecht University in the Netherlands and University of Melbourne in Australia are ranked first in terms of centrality, both of which are 0.06. It should be noted that 'Years' in the table refers to the time when the author's or institution's first article appeared.

Table 1.  Volume of published papers by institutions and centrality (Top10).

Table 2.  Centrality of institutions (Top10).

3.1.3. Analysis of author's nations

Using the Nations analysis function of CiteSpace, we get the country co-occurrence network map, as shown in figure 5 .

Figure 5.  State Co-occurrence Map.

Similarly, according to the volume of published papers and centrality indicators, the relevant statistical information is organized as shown in tables 3 and 4 . It can be seen that the US (943 papers), China (790 papers), and the UK (297 papers) ranked the top three in terms of publication volume. The top three countries in terms of centrality are the US (0.32), Netherlands (0.21), and the UK (0.2). It can be found that the US is far ahead not only in the volume of published papers but also in centrality indicators, so it is the most important nation in the study of LP. The total amount of Chinese publications is also very high, but the centrality is not high, which shows that China needs to further strengthen its international cooperation in the publication of documents in the future, and better integrate with the research on worldwide frontier issues.

Table 3.  Volume of published papers by nations (Top10).

Table 4.  Centrality of nations (Top10).

3.1.4. Analysis of journals

By searching the LP in the database, we can get the journals that focus on this topic. As shown in figure 6 , we can find that the top five journals are Sustainability (242 papers), International Journal of Environmental Research and Public Health (Abbreviation: IJERPH, 193 papers), Land Use Policy (108 papers), Science of the Total Environment (98 papers) and Journal of Cleaner Production (79 papers).

Figure 6.  Volume of papers on LP topics published in the journals.

Selecting the Cited Journal option in the CiteSpace node type to perform a 'journal co-citation' analysis. From this we have obtained high-impact journals among foreign journals. The results are shown in figure 7 . According to the centrality index, relevant statistical information is shown in table 5 . And, the information of co-citation frequency is reflected in table 6 . It can be found that AMBIO (0.13) ranks first in centrality, 7 so it is an authoritative journal for the study of LP.

Figure 7.  The journals Co-citation map.

Table 5.  Co-citation centrality of journals (Top 10).

Table 6.  Co-citation Frequency Of Journals (Top 10).

(Note: The full name of ATMOS ENVIRON is Atmospheric Environment , the full name of ENVIRON PLANN A is Environment and Planning A-Economy and Space , the full name of AM J AGR ECON is American Journal of Agricultural Economics , the full name of ANN NY ACAD SCI is Annals of the New York Academy of Sciences , the full name of ENVIRON PLANN B is Environment and Planning B-Planning and Design, the full name of URBAN STUD is Urban Studies , the full name of QJ ECON is Quarterly Journal of Economics , the full name of ARCH ENVIRON HEALTH is Archives of Environmental Health , the full name of Sci Total Environ is Science of the Total Environment , the full name of Environ Sci Technol is Environmental Science & Technology , the full name of J Environ Manage is Journal of Environmental Management , the full name of Ecol Econ is Ecological Economics , the full name of Environ Pollut is Environmental Pollution , the full name of Environ Health Persp is Environmental Health Perspectives .)

3.2. Analysis of topical information

3.2.1. keyword co-occurrence.

Keyword co-occurrence analysis is the most common and effective analysis method for document content. The keywords are the refinement of the core content of the papers. Through the high-frequency co-occurrence of keywords, we can intuitively identify and determine the research context and frontier hot issues of the selected subject area (such as 'Land Pollution' in this article). Select the 'Keyword' option in the CiteSpace node type to get the keyword co-occurrence graph, and the result is shown in figure 8 . Among them, 'land use' (552 times), 'pollution' (540 times), 'air pollution' (469 times), 'impact' (410 times), and 'management' (259 times) are all high-frequency words. Furthermore, by focusing on centrality information, we found that the top three are 'pollution' (0.16), 'agriculture' (0.09), 'air pollution' (0.08) and 'climate change' (0.08, tied for third).

Figure 8.  Keyword Co-occurrence map.

3.2.2. Keyword burstiness

CiteSpace can do burstiness analysis of keywords, which can well grasp the research hotspots of specific selected topics in a certain year. From the perspective of the time evolution of keywords, if the frequency of occurrence of a keyword in a certain year increase, it means that the topic represented by the keyword is a hot spot in that year. This type of keyword is called a burst term. Furthermore, in order to further obtain information such as the burst strength, beginning year, and duration of keywords, and to discover research hotspots and their evolutionary trajectories in different periods of time, through the Control Panel selects the keyword burstiness option to calculate, filters the top ten keywords according to the burst strength. The relevant statistical information is shown in table 7 . We can find that the top three burst strengths of LP studies are agriculture (13.32), pollution (11.92), and conservation (8.48).

Table 7.  Keyword burstiness information (Top10).

3.2.3. Keyword clustering

Although the direction of the selected topic is determined, the keywords in different journal articles are trivial and independent, so it is necessary to perform cluster analysis on these keywords. Cluster analysis can not only systematically integrate and classify decentralized keywords, but also help researchers to understand the detailed research directions involved in this subject area conveniently and intuitively. Keyword clustering analysis is one of the characteristic functions of CiteSpace. It provides three algorithms: LSI, LLR, and MI. The results of the three algorithms are not the same. The LLR algorithm is more commonly used. The clustering results of LP studies are summarized as shown in table 8 .

Table 8.  Clustering results based on LLR algorithm.

Table 8 clearly reflects the clustering results of the LP study. Among them, there are 12 first-level clustering results. Due to limitations of paper, the author selected 10 related keywords for the second-level clustering results. Correspondingly, the index value for evaluating the clustering result is reflected in the Q Value and the S Value. According to the corresponding interval of the value, it can be found that the overall clustering structure of this paper is significant (Q = 0.4524 > 0.3), and the clustering result is reliable (S = 0.7551 > 0.7). 8

From the clustering results in table 8 , it can be found that the current research covers different aspects of the natural environment and ecological pollution research more comprehensively, and partly involves the dimensions of human social development. It should be pointed out that the results of LP research involved in the natural ecological environment are more abundant, such as 'air pollution' (Mayer 1999 , Brunekreef and Holgate 2002 , Chen et al 2017 ), 'water quality' (Olmstead 2010 , Tyagi et al 2013 , Boyd 2019 ) , 'soil conservation' (McConnell 1983 , Blanco and Lal 2008 , Hellin 2019 ), 'air quality' (Jones 1999 , Jacob and Winner 2009 , Wolkoff 2018 ), 'land cover' (Lambin et al 2001 , Lambin et al 2003 , Wulder et al 2018 ) and other topics. These issues are essentially closely related to the production and living activities of human society. Therefore, the natural issues in the world today are, to a great extent, natural-social issues.

On the one hand, human social activities will bring land pollution problems, on the other hand, these can also carry out reasonable and scientific control and protection of the natural environment. The promulgation of a series of policies related to environmental pollution prevention and control and ecological protection, and the development of innovation-driven green technologies reflect the agency of mankind in the face of natural problems. For example, Jahiel ( 1998 ) pointed out that China's Ninth National People's Congress not only made reforms in the field of government management system, but also clearly stated that environmental issues are serious issues that the central government needs to pay more attention to in the future. Khanna ( 2001 ) argues that the approach to environmental protection has evolved from a regulatory-driven adversarial 'government-led' approach to a more proactive approach, including voluntary and 'enterprise-led' and 'social-led' initiatives to self-regulate the environmental performance of society and the market. At the same time, the government has provided more and more environmental information on enterprises and products to attract market forces and communities, and by showing their preference for environmentally friendly companies to create demand for corporate environmental self-regulation. Jaffe et al ( 2002 ) pointed out that in the past ten years, the relationship between technological change and environmental policy has attracted more and more attention from scholars and policy makers, not only because the environmental impact of social activities is significantly affected by technological changes, but also environmental policy intervention will produce new constraints and incentives that affect the technological development process. Annicchiarico & Di ( 2015 ) studied the dynamic behavior of the economy under different environmental policy systems based on the new Keynesian model, and found that the emission cap policy may suppress macroeconomic fluctuations; staggered price adjustments have significantly changed the environmental policy systems that have been implemented performance; the response of the best environmental policy is strongly influenced by the degree of price adjustment and the response of monetary policy. Yoeli et al ( 2017 ) believes that in order to increase consumer protection of energy and other resources, government agencies, public utilities, and energy-related companies can supplement regulatory and market-based policy. Carlsson et al ( 2021 ) discussed the use of green nudge (behavioral intervention aimed at reducing negative externalities) as an environmental policy tool. Therefore, they proposed a new framework. Empirical research shows that whether it is pure or ethical, green nudge will have a significant impact on behavior and the environment, but its impact is highly dependent on the environment. To sum up, we can clearly see from the clustering results that the research topics and directions related to LP basically cover all issues related to the natural environment and ecology, and also show a close relationship with human social activities.

According to the clustering results, we can further obtain the time-line graph of keyword, as shown in figure 9 .

Figure 9.  Keyword evolution time-line graph.

3.2.4. Literature co-citation

Literature co-citation is essentially the same as the principle of author co-citation and journal co-citation. It reflects the citation phenomenon between two specific articles. This relationship is caused by citing them at the same time by a specific other article. At the same time, the relationship between the two cited articles is dynamic. By analyzing the betweenness centrality of key nodes, the basic authoritative literature in the field of LP studies can be identified. The result is shown in figure 10 .

Figure 10.  Literature Co-citation map.

Still exporting it according to the indicator of betweenness centrality, the detailed information we get is shown in table 9 .

Table 9.  Literatures listed by betweenness centrality indicators (Top 10).

Table 9 shows the basic and representative literature on LP research, involving several fields: (1) climate change air pollution and air quality issues, such as Lubowski et al ( 2006 ) discussed the impact of land use change on carbon emissions and climate change. They believe that if the US chooses to implement the greenhouse gas emission reduction plan, it is necessary to decide whether to include carbon sequestration policies as part of the domestic portfolio of compliance activities. Han et al ( 2014 ) discussed the relationship between urbanization level and air pollution. They pointed out that there is a causal relationship between land pollution and air pollution. (2) land use and soil pollution issues, such as Beelen et al ( 2013 ) used land use regression (LUR) to explain and predict the spatial comparison of air pollution concentration, and explained the environmental pollution caused by land use. Brook et al ( 2010 ) discussed the relationship between land use change and air pollution and its impact on cardiovascular disease. (3) agricultural issues and the decline of biodiversity, such as Polasky et al ( 2008 ) developed a landscape-level model to analyze the biological and economic consequences of alternative land use patterns. They found that land pollution caused by land use reduced biodiversity. Fezzi et al ( 2010 ) described a statistical method to derive the impact of policy options aimed at reducing nitrate diffusion pollution on the farm economy. Butchart et al ( 2010 ) and Kalcic et al ( 2012 ) discussed the relationship between global biodiversity reduction and land pollution. (4) global water supply and cost accounting, such as Hoekstra ( 2011 ) discussed the challenge of land pollution to global water supply. He believes that land pollution will greatly increase the treatment cost of water supply. (5) worldwide disease problems, such as Lim et al ( 2012 ) found that land pollution leads to the re-pollution of livestock, vegetables, and fruits, forming a serious dietary risk of exceeding the content of harmful substances.

4. Discussion: challenges and prospects

The above analysis shows that LP research still has some shortcomings and needs to be further improved. From the perspective of research objects, the current research on LP mainly presents two types of characteristics: one part of the literature takes LP as an independent variable to explore the impact of LP on social and economic development and ecosystem services, and the other part of the literature takes LP as the dependent variable to explore the impact of spatial environmental factors on LP. We found that most of this literature suffers from quantitative bias and relies mainly on new methods, especially cluster analysis. Many studies have used GIS to quantify the impact of LP on social and economic development and ecosystem services, or geospatial methods to determine the impact of environmental factors on LP in a region. However, our study shows that integrated studies emphasizing the natural and human dimensions of land contamination are clearly lacking. A complex systems approach can help scholars to study the causal relationships between LP and the corresponding policy design, socioeconomics, and environment. Therefore, it is necessary to bring land use change as a factor into this process and its consequences. Secondly, among the studies related to land pollution and environmental remediation, different remediation methods correspond to the factors leading to land pollution and the scale of land pollution, but these methods are often single remediation strategies and do not do cost-benefit or socio-economic perspectives, we believe that the research needs to combine experimental results with socio-economic analysis to propose joint pollution remediation methods. Finally, local, or regional forces undoubtedly have a great influence on the LP process, and the driving forces from globalization cannot be ignored. Cross-border (transnational) LP has become an important reality of current LP problems, and land pollution from large flows of runoff, ocean currents, air currents, goods, people and capital play an important role in the open land system, especially global climate change has become an important topic in land pollution research. Research needs to link local LP and global-scale factors, but LP is currently under-researched at the broadest scales.

4.1. Bringing land use change as a factor into LP studies

Although many current studies have brought land use as a factor into LP studies, current LP studies are to some extent fragmented. On the one hand, current studies focus more on land use types related to human use such as agricultural land, industrial land, urbanization, etc.; on the other hand, current studies seldom take the time of land use change as a variable and do not examine the land use transition. On the other hand, the current studies seldom consider land use change over time as a variable and do not examine the mechanisms and effects of land use transition on land pollution. The process of land use change is coupled between humans and nature and needs to be studied from an integrated perspective (Aspinall and Staiano 2017 , Verburg et al 2013 ). Therefore, presenting trend changes in land use patterns in a land systems science approach (including land scale, land spatial pattern, pollution, and degradation patterns, etc.) is beneficial to improve the explanatory power of existing studies on land pollution formation (Robinson 2006 , Verburg et al 2013 ). Our study shows that integrated studies emphasizing the natural and human dimensions of land pollution are clearly inadequate. In particular, after bringing land use change as a factor into LP studies, the study of causal relationships between LP and corresponding policy design, socioeconomics and environment (integrated study of natural and human dimensions) will also be more widely emphasized.

4.2. Socio-economic analysis of LP remediation methods

Environmental remediation is an important research topic among LP studies, and these studies mainly focus on technical strategies for environmental remediation, such as physical remediation, solidification/stabilization techniques, leaching methods, application of chelating agents, microbial remediation, phytoremediation, vermicomposting, etc. (Elżbieta and Krystyna 2015 , Dhaliwal et al 2020 ). Among the current studies related to land contamination and environmental remediation, different remediation methods correspond to different scales of land contamination according to the factors that lead to land contamination and the scale of land contamination, but these methods are often single remediation strategies, and the treatment efficiency of a single remediation technique may be reduced due to the complexity of certain contaminants. And without cost-benefit or socio-economic perspectives, we believe that the research needs to combine LP experimental results with socio-economic analysis to propose joint pollution remediation methods. In addition, land remediation projects also show obvious regional characteristics, for example, for land contaminated by industrial pollution sources, combined physical-chemical remediation techniques are mostly used, such as the application of combined soil replacement-solidification/stabilization remediation techniques, combined solidification/stabilization-leaching remediation techniques, and combined chelating agent-leaching remediation techniques. Land contaminated by agricultural pollution sources generally uses physical-chemical or chemical-biological remediation techniques. By taking advantage of rapid physical or chemical remediation, the characteristics of nondestructive bioremediation techniques can be combined. For land contaminated by domestic pollution sources, combined phytoremediation-microbial remediation and combined microbial-Earthworm remediation-phytoremediation remediation techniques are generally used (Wu et al 2022 ). Therefore, appropriate remediation techniques should be selected based on socioeconomic factors, pollutant types, pollutant sources, and predictions of remediation costs/effectiveness.

4.3. Linking regional LP to globalization

The betweenness centrality indicator (table 9 ) indicates that the impact of globalization on LP has become the focus of current research. However, in the literature review, we still see that LP studies have a tradition of region-based studies, focusing on the causes of land pollution and its impacts in a particular region. With globalization, there are indications that LP has a large impact on global environmental change, global health, and global biodiversity; while global warming, global natural factors (runoff, ocean currents, air currents, etc.) and global movement of people/capital have a negative impact on land pollution. However, the distant drivers of LP have received little attention. In order to understand the impact of global forces on regional land pollution, it is necessary to capture visible or invisible information related to LP using information geography and statistical methods or approaches, which include information geography methods such as remote sensing, GIS, and also methods such as qualitative comparative analysis (QCA). These methods help to discover that LP-related causality is not limited to local factors, but also includes the effects of globalization, such as market economies, technology diffusion, international political forces, and ethnic conflicts/wars (Tang 2015 ).

5. Conclusion

The paper locates 'land pollution' in the core collection of the Web of Science database, uses CiteSpace software to process all relevant research articles, and presents the research dynamics on LP completely and clearly. We draw the following conclusions:

First, through the indicator of betweenness centrality, basic and authoritative authors in this field include Braden Brennan, Cervero Robert, Brunekreef Bert, Hoek Gerard, etc.; basic and authoritative journals include AMBIO , Science , Atmospheric Environment , etc. From the perspective of institutions and affiliated nations that publish papers, the United States is an important place for research on LP.

Second, keywords such as 'land use', 'soil pollution', 'air pollution', 'impact', and 'management' are all high-frequency words. The result of keyword clustering and the co-citation information of documents indicate the historical dynamics of LP research, which mainly include natural dimensions such as air, land, and water, as well as social dimensions such as urbanization and environmental policies. In addition, through careful inspection, it can be found that these two dimensions are intertwined. The change or deterioration of the natural environment poses challenges to human survival, social production, social life, and related governance, and we can exert our agency and take corresponding scientific measures to deal with these major challenges.

Third, in academic research, there is more cooperation among countries, which can be clearly seen from the connection between countries in figure 5 . The question is, how to convert academic achievements into practical performance, that is, to generate actual returns for the control of LP, which requires more practical consultation and concerted actions among various countries, and truly regard the problem of LP as a global problem. Therefore, we believe that social organizations may become a third force alongside the market and government to deal with LP. And this may be a focus for future academic research and action.

Finally, current LP research remains challenges and prospects: (1) future research needs to incorporate land use change as a factor in the LP formation process and its consequences; (2) research needs to combine experimental results with socioeconomic analysis to propose joint pollution remediation methods; (3) local, or regional forces may have a strong influence on the LP process, and the driving forces from globalization cannot be ignored.

Data availability statement

The data that support the findings of this study are openly available at the following URL/DOI: https://doi.org/Web of Science database (https://clarivate.com/webofsciencegroup/solutions/web-of-science-core-collection/) .

Author contributions

Conceptualization, L L and L G, methodology, B Z and M Z, software, T H, validation, L L, L G and B Z, formal analysis, T H All authors have read and agreed to the published version of the manuscript.

This research was funded by the Ministry of Education China, grant number 21YJC790033.

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Not applicable.

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Conflicts of interest.

The authors declare no conflict of interest.

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Q Value: Modularity, which means the value of clustering module. It is generally believed that Q > 0.3 means that the cluster structure is significant; S Value: Silhouette, which means the average contour value of the cluster. It is generally believed that a cluster of S > 0.5 is reasonable, and S > 0.7 It means that the clustering is reliable.

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California Air Resources Board

Strong science is at the foundation of California’s air quality and climate programs. The California Air Resources Board sponsors a comprehensive research program that investigates air pollution’s causes, effects and solutions. The findings of this research support all the regulations on cars, trucks, fuels, power plants, and other pollution sources. The research, which results in five additional dollars for each dollar CARB invests, is done under the guidance of CARB’s Research Screening Committee and in partnership with the campuses of the University of California system and other research institutions.

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The California Air Resources Board (CARB) is seeking to fill four positions on CARB’s Research Screening Committee (RSC). The RSC is an eleven-member committee that provides robust scientific peer review for CARB’s research projects.

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How Air Pollution Damages the Brain

The new science of "exposomics" shows how air pollution contributes to Alzheimer’s, Parkinson’s, bipolar disorder and other brain diseases

By Sherry Baker & OpenMind Magazine

Indian schoolgirls walk to school after days off due to heavy smog in Amritsar.

Narinder Nanu/AFP via Getty Images

By 1992, burgeoning population, choking traffic, and explosive industrial growth in Mexico City had caused the United Nations to label it the most polluted urban area in the world. The problem was intensified because the high-altitude metropolis sat in a valley trapping that atmospheric filth in a perpetual toxic haze. Over the next few years, the impact could be seen not just in the blanket of smog overhead but in the city’s dogs, who had become so disoriented that some of them could no longer recognize their human families. In a series of elegant studies, the neuropathologist Lilian Calderón-Garcidueñas compared the brains of canines and children from “Makesicko City,” as the capital had been dubbed, to those from less polluted areas. What she found was terrifying: Exposure to air pollution in childhood decreases brain volume and heightens risk of several dreaded brain diseases, including Parkinson’s and Alzheimer’s, as an adult.

Calderón-Garcidueñas, today head of the Environmental Neuroprevention Laboratory at the University of Montana, points out that the damaged brains she documented through neuroimaging in young dogs and humans aren’t just significant in later years; they play out in impaired memory and lower intelligence scores throughout life. Other studies have found that air pollution exposure later in childhood alters neural circuitry throughout the brain, potentially affecting executive function, including abilities like decision-making and focus, and raising the risk of psychiatric disorders.

The stakes for all of us are enormous. In places like China, India, and the rest of the global south, air pollution, both indoor and outdoor, has steadily soared over the course of decades. According to the United Nations Foundation , “nearly half of the world’s population breathes toxic air each day, including more than 90 percent of children.” Some 2.3 billion people worldwide rely on solid fuels and open fires for cooking, the Foundation adds, making the problem far worse. The World Health Organization calculates about 3 million premature deaths, mostly in women and children, result from air pollution created by such cooking each year.

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In the United States, meanwhile, average air pollution levels have decreased significantly since the passage of the Clean Air Act in 1970. But the key word is average . Millions of Americans are still breathing outdoor air loaded with inflammation-triggering ozone and fine particulate matter. These particles, known as PM 2.5 (particles less than 2.5 micrometers in diameter), can affect the lungs and heart and are strongly associated with brain damage . Wildfires—like the ones that raged across Canada this past summer—are a major contributor of PM 2.5 . A recent study showed that pesticides, paints, cleaners, and other personal care products are another major—and under-recognized—source of PM 2.5 and can raise the risk for numerous health problems, including brain-damaging strokes.

Untangling the relationship between air pollution and the brain is complex. In the modern industrial world, we are all exposed to literally thousands of contaminants. And not every person exposed to a given pollutant will develop the same set of symptoms, impairments, or diseases—in part because of their genes, and in part because each exposure may occur at a different point in development or impact a different area of the body or brain. What’s more, social disparities are at play: Poorer populations almost always live closer to factories, toxins, and pollutants.

The effort to figure it out and intervene has sparked a new field of study: exposomics, the science of environmental exposures and their effects on health, disease, and development. Exposomics draws on enormous datasets about the distribution of environmental toxins, genetic and cellular responses, and human behavioral patterns. There is a huge amount of information to parse, so researchers in the field are turning to another emerging science, artificial intelligence, to make sense of it all.

“Anything from our external environment—the air we breathe, food we eat, the water we drink, the emotional stress that we face every day—all of that gets translated into our biology,” says Rosalind Wright , professor of pediatrics and co-director of the Institute for Exposomic Research at the Icahn School of Medicine at Mount Sinai in New York. “All these things plus genes themselves explain the patterns of risk we see.” When an exposure is constant and cumulative, or when it overwhelms our ability to adapt, or “when you’re a fetus in utero, when you’re an infant or in early childhood or in a critical period of growth,” it can have a particularly powerful effect on lifelong cognitive clarity and brain health.

Neuroscientist Megan Herting at the University of Southern California (USC) has been studying the impact of air pollution on the developing brain. “Over the past few years, we have found that higher levels of PM 2.5 exposure are linked to a number of differences in the shape, neural architecture, and functional organization of the developing brain, including altered patterns of cortical thickness and differences in the microstructure of gray and white matter,” she says. On the basis of neuroimaging of exposed youngsters, Herting and fellow researchers suspect the widespread differences in brain structure and function linked with air pollution may be early biomarkers for cognitive and emotional problems emerging later in life.

That suspicion gains support from an international meta-analysis (a study of other studies) published in 2023 that correlated exposure to air pollution during critical periods of brain development in childhood and adolescence to risk of depression and suicidal behavior. The imaging parts of the studies showed changes in brain structure, including neurocircuitry potentially involved in movement disorders like Parkinson’s, and white matter of the prefrontal lobes, responsible for executive decision-making, attention, and self-control.

In a 2023 study , Herting and colleagues tracked children transitioning into adolescence, when brains are in a sensitive period of development and thus especially vulnerable to long-term damage from toxins. Among brain regions developing during this period is the prefrontal cortex, which helps with cognitive control, self-regulation, decision-making, attention, and problem-solving, Herting says. “Your emotional reward systems are also still being refined,” she adds.

Looking at scan data from more than 9,000 youngsters exposed to air pollution between ages 9 and 10 and following them over the next couple of years, the researchers found changes in connectivity between brain regions, with some regions having fewer connections and others having more connections than normal. Herting explains that these structural and functional connections allow us to function in our daily lives, but how or even whether the changes in circuitry have an impact, researchers do not yet know.

The specific pollutants involved in the atypical brain circuits appear to be nitrogen dioxide, ozone, and PM 2.5 —the small particles that worry many researchers the most. Herting explains: Limits set on fine particulate matter are stricter in the United States than in most other countries but still inadequate. The U.S. Environmental Protection Agency currently limits annual average levels of the pollutant to 12 micrograms per cubic meter and permits daily spikes of up to 35 micrograms per cubic meter. Health organizations, on the other hand, have called for the agency to lower levels to 8 micrograms and 25 micrograms per cubic meter, respectively. Thus, even though it may be “safe” by EPA standards, “air quality across America is contributing to changes in brain networks during critical periods of childhood,” Herting says. And that may augur “increased risk for cognitive and emotional problems later in life.” She plans to follow her group of young people into adulthood, when advances in science and the passage of time should reveal more about the effect of air pollution exposure during adolescence.

Other research shows that air pollution increases risk of psychiatric disorder as years go by. In work based on large datasets in the United States and Denmark, University of Chicago computational biologist Andrey Rzhetsky and colleagues found that bad air quality was associated with increased rates of bipolar disorder and depression in both countries, especially when exposure occurs early in life. Rzhetsky and his team used two major sources: in Denmark, the National Health Registry, which contains health data on every citizen from cradle to grave; and in the United States, insurance claims with medical history plus details such as county of residence, age, sex, and importantly, linkages to family—specifics that helped reveal genetic predisposition to develop a psychiatric condition during the first 10 years of life.

“It's possible that the same environment will cause disease in one person but not in another because of predisposing genetic variants that are different in different people,” Rzhetsky says. “The different genetic predisposition, that’s one part of the puzzle. Another part is varying environment.”

Indeed, these complex diseases are spreading much faster than genetics alone seems to explain. “We definitely don’t know for sure which pollutant is causal. We can’t really pinpoint a smoking gun,” Rzhetsky says. But one pesky culprit continues to prove statistically significant: “It looks like PM 2.5 is one of those strong signals.” To figure it out specifically, we’ll need much more data, and exposomics will play a vital role.

"This is a wake-up call,” Frances Jensen told her fellow physicians at the American Neurological Society’s symposium on Neurologic Dark Matter in October 2022. The meeting was an exploration of the exposome –the sum of external factors that a person is exposed to during a lifetime— driving neurodegenerative disease. It was focused in no small part on air pollution. Jensen, a University of Pennsylvania neurologist and president of the American Neurological Association, argued that researchers need to pay more attention to contaminants because the sharp rise in the number of Parkinson’s diagnoses cannot be explained by the aging population alone. “Environmental exposures are lurking in the background, and they’re rising,” she said.

Parkinson’s disease is already the second-most common neurodegenerative disease after Alzheimer’s. Symptoms, which can include uncontrolled movements, difficulty with balance, and memory problems, generally develop in people age 60 and older , but they can occur, though rarely, in people as young as 20. Could something in the air explain the increasing worldwide prevalence of Parkinson’s? Researchers have not identified one specific cause, but they know Parkinson’s symptoms result from degeneration of nerve cells in the substantia nigra, the part of the brain that produces dopamine and other signal-transmitting chemicals necessary for movement and coordination.

A host of air pollution suspects are now thought to play a role in the loss of dopamine-producing cells, according to Emory University environmental health scientist W. Michael Caudle , who uses mass spectrometry to identify chemicals in our bodies. One suspect he’s looking at are lipopolysaccharides, compounds often found in air pollution and bacterial toxins. Although lipopolysaccharides cannot directly enter the brain, they inflame the liver. The liver then releases inflammatory molecules into the bloodstream, which interact with blood vessels in the blood-barrier. “Then the inflammatory response in the brain leads to loss of dopamine neurons, like that seen in Parkinson’s disease,” Caudle says.

More evidence comes from neuroepidemiologist Brittany Krzyzanowski , based at the Barrow Neurological Institute in Phoenix. Krzyzanowski had an “aha!” moment when she saw a map highlighting the high risk of Parkinson’s disease in the Mississippi–Ohio River Valley, including areas of Tennessee and Kentucky. At first she wondered whether the Parkinson’s hotspot was due to pesticide use in the region. But then it hit her: The area also had a network of high-density roads, suggesting that air pollution could be involved. “The pollution in these areas may contain more combustion particles from traffic and heavy metals from manufacturing, which have been linked to cell death in the part of the brain involved in Parkinson’s disease,” she said.

In a study published in Neurology in October 2023, Krzyzanowski and colleagues, using sophisticated geospatial analytic techniques, went on to show that those with median levels of air pollution have a 56 percent greater risk of developing Parkinson’s disease compared to those living in regions with the lowest level of air pollution. Along with the Mississippi-Ohio River Valley, other hotspots included central North Dakota, parts of Texas, Kansas, eastern Michigan, and the tip of Florida. People living in the western half of the U.S. are at a reduced risk of developing Parkinson’s disease compared with the rest of the nation.

As to the hotspot in the Mississippi-Ohio River Valley, Parkinson’s there is 25% higher than in areas with the lowest air particulate matter. Aside from that, Krzyzanowski and her research team noted something especially odd: Frequency of the disease rose with the level of pollution, but then it plateaued even as air pollution continued to soar. One reason could be that other air pollution-linked diseases, including Alzheimer’s, are masking the emergence of Parkinson’s; another reason could be an unusual form of PM 2.5 . “Regional differences in Parkinson’s disease might reflect regional differences in the composition of the particulate matter, and some areas may have particulate matter containing more toxic components compared to other areas,” Krzyzanowsk says. Tapping the tenets of exposomics, she expects to explore these issues in the months and years ahead.

The hunt is on for the connections between environmental factors and Alzheimer’s as well. USC neurogerontologist Caleb Finch has spent years studying dementia, especially Alzheimer’s disease, which affects more than six million Americans. As with Parkinson’s, Alzheimer’s numbers are rising in the United State and much of the world. Degenerative changes in neurons become increasingly frequent after the age of 60, yet half of the people who make it to 100 will not get dementia. Many factors could explain those discrepancies. Air pollution may be an important one, Finch says.

Researchers like Finch and his USC colleague Jiu-Chiuan Chen are joining forces to explore the connections between environmental neurotoxins and decline in brain health. It’s a challenging project, since air pollution levels and specific pollutants vary on fine scales and can change from hour to hour in many areas of the globe. On the basis of brain scans of hundreds of people over a range of geographic areas, this much we know: “People living in areas of high levels of air pollution and who have been studied on three continents showed accelerated arterial disease, heart attacks, and strokes, and faster cognitive decline,” Finch says.

Not everyone reacts the same way when exposed to pollutants, of course. Greatest risk for Alzheimer’s seems to hit people who have a genetic variant known as apolipoprotein E (APOE4), which is involved in making proteins that help carry cholesterol and other types of fat in the bloodstream. About 25 percent of people have one copy of that gene, and 2 to 3 percent carry two copies. But inheriting the gene alone doesn’t determine a person’s Alzheimer’s risk. Environmental exposures count too.

A recent study by Chen, Finch, and colleagues published in the Journal of Alzheimer’s Disease looked at associations between air pollution exposure and early signs of Alzheimer’s in 1,100 men, all around age 56 when the study began. By age 68, test subjects with high PM 2.5 exposures had the worst scores in verbal fluency. People exposed to high levels of nitrogen dioxide (NO 2 ) air pollution were also linked to worsened episodic memory. The men who had APOE4 genes had the worst scores in executive function. The evidence indicates that the process by which air pollution interacts with genetic risk to cause Alzheimer’s in later life may begin in the middle years, at least for men.

A separate USC study of more than 2,000 women found that when air quality improved, cognitive decline in older women slowed. When exposure to pollutants like PM 2.5 and NO 2 dropped by a few micrograms per cubic foot a year over the course of six years, the women in the study tested as being a year or so younger than their real age. This suggests that when exposure air pollution is lowered, dementia risk can go down.

In parallel, an international study by the Lancet Commission concluded that the risk of dementia, including Alzheimer’s, can be lowered by modifying or avoiding 12 risk factors: hypertension, hearing impairment, smoking, obesity, depression, low social contact, low level of education, physical inactivity, diabetes, excessive alcohol consumption, traumatic brain injury—and air pollution. Together, the 12 modifiable risk factors account for around 40 percent of worldwide dementias, which theoretically could be prevented or delayed.

In light of all this, Finch and Duke University social scientist Alexander Kulminski have proposed the “ Alzheimer’s disease exposome ” to assess environmental factors that interact with genes to cause dementia. Where medicines have failed, exposomics just might help. Studies of Swedish twins show that half of individual differences in Alzheimer’s risk may be environmental, and thus modifiable; and while vast sums of research funding have been poured into the genetic roots of the disease, it could be that altering the exposome would provide a better preventive than all the ongoing drug trials to date. Environmental toxins broadly disrupt cell repair and protective mechanisms in the brain, the researchers point out. And factors like obesity and stress contribute to chronic inflammation, which likely damages neurons’ ability to function and communicate. The research framework of the Alzheimer's disease exposome offers a comprehensive, systematic approach to the environmental underpinnings of Alzheimer's risk over individuals’ lifespans—from the time they are pre-fertilized gametes to life as a fetus in the womb to childhood and beyond.

For three decades, Rosalind Wright at Mount Sinai has wanted to trace critical problems in neurodevelopment and neurodegeneration to pollutants—from highway emissions to heavy metals to specific household chemicals and a host of other factors—but the mass of data has been overwhelming. With the advent of artificial intelligence (AI) and sophisticated neuroimaging technology, high-precision research using vast genomic databanks is finally possible. “I knew we needed to ask these kinds of questions, but I didn't have the tools to do it. Now we do and it’s very exciting,” Wright says.

Using machine learning—an AI approach to data analysis—Wright looks at giant datasets that include the precise location of an individual’s residence as well as the myriad of pollutants he or she encounters. “It's no different fundamentally from other statistical models we use,” she says. “It’s just that this one has been developed to be able to take in bigger and bigger data, more and more types of exposures.” The resulting data breakdown should tell us which factors drive which types of risk for which people. That information will help people know where they should target their efforts to reduce exposures to risky pollutants, and ultimately how to lower risk of impairment and disease, brain or otherwise.

The tools used by Wright and her colleagues are being trained on diseases like Alzheimer’s. If you put genes and the environment together, “you start to see who might be at higher risk and also what underlying mechanisms might be driving it in different ways in different populations,” Wright says. The exposome could also explains more subtle cognitive effects of pollution that may emerge over long periods, such as harms to attention, intelligence, and performance.

To address environmental brain risks, it’s important to know which pollutants are present—another target of exposomic research. In the United States, the EPA has placed stationary environmental monitors all over our major cities, conducting daily measurements of small particulates from traffic and industry, along with secondary chemicals that emerge as a result. There are also thousands of satellites all over the globe calibrating heat waves that can alter how the pollutants react with each other.

Pioneers like Wright are just starting to chart the terrain of environmental exposures that affect the brain. “As we measure more and more of the exposome, we may be able to tailor prevention and intervention strategies. New weapons include a silicone bracelet that we have in the laboratory. You wear it and it will tell us what pollutants you are exposed to,” Wright says. She also is exploring more ways to collect data on the toxins people have already encountered: “With a single strand of hair, we can tell you what you’ve been exposed to. Hair grows about a centimeter a month, so if we get a hair from a pregnant woman and she has nine centimeters of hair, we can go back a full nine months, over the entire life of the fetus. Or we can create a life-long exposome history when a child loses a tooth at age six.”

“We're designed to be pretty resilient,” Wright adds. The problem comes when the exposures are chronic and accumulative and overwhelm our ability to adapt. We’re not going to fix everything, “but if I know more about myself than before, that empowers me to think, ‘I’m optimizing the balance, and I’m intervening as best I can.’ ”

Additional reporting and editing was done by Margaret Hetherman.

This story is part of a series of OpenMind essays, podcasts, and videos supported by a generous grant from the Pulitzer Center 's Truth Decay initiative.

This story originally appeared on OpenMind , a digital magazine tackling science controversies and deceptions.

New microplastics research hub aims to unravel health impact in changing climate

Rit professor christy tyler is a co-director of the center supported by a $7.3 million grant.

Vera Kuttelvaserova/stock.adobe.com

The Lake Ontario Center for Microplastics and Human Health in a Changing Environment will study the lifecycle of microplastics through the Great Lakes freshwater ecosystem. RIT professor Christy Tyler is co-director of the new research center supported by a $7.3 million grant.

A new Rochester-based research center will study the lifecycle of microplastics, including its origin as plastic waste, distribution, and movement in the Great Lakes freshwater ecosystem. The research will also focus on how climate change could intensify the environmental and health threats posed by microplastics.

The Lake Ontario Center for Microplastics and Human Health in a Changing Environment is a collaboration between Rochester Institute of Technology and the University of Rochester, and supported by a $7.3 million grant from the National Institute of Environmental Health Sciences (NIEHS) and the National Science Foundation (NSF) under the federal Oceans and Human Health program.

“This funding gives us the opportunity to bring together environmental and health sciences researchers to tackle a truly global crisis”, said Christy Tyler , professor in the Thomas H. Gosnell School of Life Sciences at RIT and co-director of the center with Katrina Korfmacher, a professor of Environmental Medicine at the University of Rochester Medical Center (URMC). “We plan to combine research on the quantity and characteristics of plastic in the places where people are most likely to encounter it, with research on how these particles impact our health. And as a result, we’ll be able to come up with a more holistic understanding of the potential harm of plastic pollution, and how we can develop targeted strategies to minimize it.”

Microplastics, particles less than 5 mm in size, are produced from plastic waste, which over time is broken down into microscopic fragments that move easily through the food chain. Common sources of plastic pollution include food wrappers, plastic bottles, plastic bottle caps, plastic bags, plastic straws, cigarette butts, tire-wear particles, and synthetic clothing. Plastic waste enters the environment via urban stormwater and agricultural runoff, and wastewater. Microplastics are ubiquitous, frequently difficult to detect and mitigate, and research has found the particles in human blood, heart, liver, and lung tissue, placenta, and breast milk. However, little is known about their long-term impact on human health.

Christy Tyler conducts research on microplastics in Lake Ontario. She is a co-director of the newly announced Lake Ontario Center for Microplastics and Human Health in a Changing Environment.

The Great Lakes hold more than 20 percent of global surface freshwater and are a source of drinking water, irrigation, fisheries, and recreation for more than 30 million people. While progress has been made in recent decades to improve the environmental health of the lakes, these gains are threatened by rising plastic pollution.

The new center will undertake research projects that aim to understand how environmental changes may affect the movement and characteristics of microplastics in Lake Ontario, how microplastics interact with other contaminants, and the impact on inflammation and immune response in model biological systems. The goal is to develop and promote solutions that inform future research, community actions, and policy changes that will lessen the health effects associated with microplastics.

One project builds on several years of collaborative work at RIT to understanding the input, transport, and ecological risk of plastic pollution in the Lake Ontario basin. The interdisciplinary team, which will be led by Tyler, and includes Matthew Hoffman , professor in the School of Mathematics and Statistics ;  Nathan Eddingsaas , associate professor in the School of Chemistry and Materials Science ;  Steven Day , professor and head of the Department of Biomedical Engineering ; and André Hudson , professor and dean, College of Science . They will examine how climate-related factors, namely warmer weather and more severe storms, will increase the delivery of post-consumer plastic to Lake Ontario.

Tyler, Hoffman, and a group of other RIT scientists have been working with National Oceanic and Atmospheric Administration funding to lead interdisciplinary projects examining plastic waste entering the Great Lakes, and how to prevent and remove it. RIT’s collaborations with the Rochester Museum and Science Center, Seneca Park Zoo, Monroe County, the city of Rochester, and other local institutions continue to provide a joint effort in combating environmental concerns.

A project by the University of Rochester will employ nanomembrane technologies to identify ultrafine microplastics in the water and air that can be more easily ingested into blood and tissue. Another will use frogs as models to study how waterborne microplastics enter, move about, and accumulate in the body at different water temperatures anticipated due to global warming. All research projects will be supported by a materials core led by University of Rochester with participation by Iris Rivero , a professor of industrial and systems engineering at RIT. The center will also engage with community partners through involving residents in efforts to monitor debris flows, and developing, evaluating, and disseminating outreach materials for audiences including youth, educators, community groups, and policy makers in both urban and rural settings.

“This partnership between universities shows how local researchers can work together to address questions of global significance,” said Ryne Raffaelle , vice president for Research at RIT. “How microplastics, combined with climate change, impact the ways in which we live and overall human health is something we need to investigate. This new center will be key to understanding, and hopefully mitigating, the convolution of these environmental impacts and their potential deleterious effects.”

Funding for the center was provided by NIEHS award number P01 ES035526 and NSF award number OCE-2418255.

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RIT spices up Imagine RIT with an exciting scavenger hunt exclusively for students. Participants can follow clues to discover selected exhibits, snap selfies with QR codes, and compete for a chance to win one of three $100 Tiger Bucks prizes.

Rochester Institute of Technology breaks ground on new Tiger Stadium   

The Democrat and Chronicle speaks to Jacqueline Nicholson, executive director of Intercollegiate Athletics, along with alumni, coaches, and lacrosse players about the excitement of a new home for men's and women's soccer and lacrosse teams.

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• Perspective
• Open access
• Published: 01 November 2023

Training the next generation of plastics pollution researchers: tools, skills and career perspectives in an interdisciplinary and transdisciplinary field

• Denise M. Mitrano 1 ,
• Moritz Bigalke 2 ,
• Andy M. Booth 3 ,
• Camilla Catarci Carteny 4 ,
• Scott Coffin 5 ,
• Matthias Egger 6 , 7 ,
• Andreas Gondikas 8 ,
• Thorsten Hüffer 9 ,
• Albert A. Koelmans 10 ,
• Elma Lahive 11 ,
• Karin Mattsson 12 ,
• Stephanie Reynaud 13 &
• Stephan Wagner 14  

Microplastics and Nanoplastics volume  3 , Article number:  24 ( 2023 ) Cite this article

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Plastics pollution research attracts scientists from diverse disciplines. Many Early Career Researchers (ECRs) are drawn to this field to investigate and subsequently mitigate the negative impacts of plastics. Solving the multi-faceted plastic problem will always require breakthroughs across all levels of science disciplinarity, which supports interdisciplinary discoveries and underpins transdisciplinary solutions. In this context, ECRs have the opportunity to work across scientific discipline boundaries and connect with different stakeholders, including industry, policymakers and the public. To fully realize their potential, ECRs need to develop strong communication and project management skills to be able to effectively interface with academic peers and non-academic stakeholders. At the end of their formal education, many ECRs will choose to leave academia and pursue a career in private industry, government, research institutes or non-governmental organizations (NGOs). Here we give perspectives on how ECRs can develop the skills to tackle the challenges and opportunities of this transdisciplinary research field and how these skills can be transferred to different working sectors. We also explore how advisors can support an ECRs’ growth through inclusive leadership and coaching. We further consider the roles each party may play in developing ECRs into mature scientists by helping them build a strong foundation, while also critically assessing problems in an interdisciplinary and transdisciplinary context. We hope these concepts can be useful in fostering the development of the next generation of plastics pollution researchers so they can address this global challenge more effectively.

Graphical Abstract

Plastics pollution is a wicked problem that will require stakeholders from many different backgrounds to solve. In this perspective, we highlight how early career researchers (ECRs) can translate and appreciate their work in the context of interdisciplinary research and transdisciplinary solutions, and considerations needed for successful career development and advancement in different sectors. We also comment on how advisors can support ECRs in developing their career and create working environments which are conducive to helping students acquire the mentality and skillsets for solving globalized problems.

Introduction

Plastics pollution, including nano- and microplastics, is anticipated to negatively impact environmental quality, human health and affect ecosystem services through interactions with biota and altering biogeochemical cycles. An increasing number of researchers have been studying the occurrence and effects of (nano- and micro)plastics pollution in various contexts [ 1 ]. Because of the complex nature of such a large and multi-faceted topic, plastics pollution research attracts scientists from diverse disciplines, ranging from polymer chemists to environmental scientists to human and ecotoxicologists to social scientists (to name a few). Like other wicked problems, plastic pollution defies simplistic solutions, is challenging to frame, involves conflicting values and interests [ 2 ], and is riddled with uncertainties [ 3 , 4 ]. This makes plastics pollution a societal, economic and environmental challenge which needs interdisciplinary research and transdisciplinary solutions since the successful management, prevention and mitigation measures need to integrate knowledge across various academic disciplines and non-academic stakeholders. Creating an environment for interdisciplinary and transdisciplinary research will facilitate finding solutions across traditional disciplinary boundaries. Fostering dialogues, mutual learning, and knowledge co-production across disciplines will accelerate and diversify research and ensure challenges along the entire plastics lifecycle are addressed. This integrative approach links scientific innovation with solutions to societal problems, while still acknowledging and accepting local contexts and uncertainty in knowledge [ 5 ]. Although interdisciplinarity is a key feature of transdisciplinary research, transdisciplinarity goes beyond interdisciplinarity by adding cooperation between science and society to the inner-scientific cooperation between different disciplines [ 6 , 7 ].

Academic research is often criticized as scientists working in silos. Traditionally, embarking on a PhD has meant focusing on developing knowledge and skills in a narrow field of research on a stand-alone topic. While this typically requires dialogue with other experts within a given field, ECRs can be isolated from other disciplines. This siloing makes communication across disciplines more challenging and may limit the scope of research questions individual researchers tackle. There is, therefore, a growing need for today's ECRs to have awareness of different scientific disciplines and engagement with a wide variety of stakeholders in the area of plastics pollution to both better contextualize their work and to deliver results that contribute to meaningfully minimizing the impacts of plastics throughout their entire life cycle. Indeed, many ECRs are increasingly interested in seeing their work being applied to policy, technological solutions, or informing citizens. As a scientific community, we need to cultivate collaborative research approaches, and one of the most important ways to do this is by providing ECRs with the opportunity to develop skill sets that allow them to do this effectively across a broad range of different career paths after their formal training ends.

There are both opportunities and challenges for ECRs, who must simultaneously grow their scientific expertise while also developing effective communication and project management skills at the start of their career. As for all scientists, ECRs working in plastics pollution research must build a strong foundation in the scientific method, which includes developing important hypotheses and objectives, designing laboratory experiments and field campaigns, technical skill sets to analyze samples and data, modeling, and interpreting and reporting these appropriately. Development of these tools is critical to the success of ECRs being able to answer key questions in the field and to help build the foundation of scientific knowledge about the plastics lifecycle and impacts. To communicate their results, ECRs must consider the broad audience(s) that are interested in their scientific results, including peers in plastics pollution research, other scientists in related fields, industry, policy makers and the public. To make their research applicable, ECRs should be able to contextualize their own research, envisage how it can be utilized beyond their own principal domain, and be able to critically evaluate plastics pollution related research from other disciplines [ 8 ]. Ultimately, understanding and respecting the positions of other (academic and non-academic) interest groups and appreciating that multiple points of view must be considered when tackling plastics pollution is a necessity. Regardless of whether an ECR pursues an academic career path or not, the holistic development of these aspects provides a more broadly applicable and transferable skill set that includes evaluation of complex information, assessing contradictory evidence and effective communication. With respect to inter- and transdisciplinary research in particular, further expertise spanning the traditional boundaries of research and administrative/managerial tasks are necessary, including cross-boundary communication, project leadership and management, research approaches, administration, and outreach to a variety of stakeholders [ 9 , 10 ]. More specifically, integral competencies include 1) translational skills between diverse groups of scientists and other stakeholders, 2) effective knowledge synthesis between disciplines, and 3) balancing intellectual leadership with administrative responsibilities between disciplines.

In June 2022, the authors of this perspective, all of whom are senior researchers and/or actors in the field of plastics pollution from various disciplines and career paths, organized a workshop aimed at stimulating broader thinking and communication skills for plastics pollution ECRs. The workshop format coupled scientific expertise in plastics pollution research and targeted skills development, collectively allowing ECRs to embrace the challenges and opportunities of working in this field. In this perspective, we aim to provide a framework for coaching and training ECRs working on complex societal problems, such as plastics pollution. Here plastics pollution is used as an exemplary case, but the concepts would also be applicable to ECRs in other inter- and transdisciplinary fields. We hope these concepts can foster the development of the next generation of plastics pollution researchers. Our goal is for this perspective to prove useful for both ECRs who are building their careers, as well as more established researchers who want to help ECRs achieve more holistic profiles to tackle multi-faceted global challenges. While we do not mean to imply that all ECRs will or should develop a profile which contains inter- and transdisciplinary aspects, we would like to stress that having an awareness of how ones’ work fits into a larger picture is advantageous. We explore how to best help ECRs grow into mature scientists by building a strong foundation while also critically assessing problems in an interdisciplinary and transdisciplinary context. Consequently, we hope this perspective can act as a catalyst for reflection on the diversity of approaches when developing ones’ skillsets and scientific approach, independent of whether an ECR chooses to work within or outside academia.

Challenges and opportunities as an ECR in the plastics research field

There is currently widespread acknowledgement of the challenges posed by plastics pollution, including strong public awareness and interest in addressing the problem, and consequently plastics pollution research has increased significantly in recent years. Many governments, regulatory bodies and research commissions have supported large, well-funded initiatives to address the issue, consequently providing ECRs with a diversity of academic backgrounds the opportunity to delve into plastics pollution research. The recognized need to address multiple drivers (e.g., environmental, economic, political, societal, etc.) has generated a unique opportunity for researchers to be part of a global effort to improve our understanding on this timely issue [ 3 ]. This is in line with a general increase in the proportion of transdisciplinary projects that aim to grasp the complexity of real-world problems and sustainability challenges [ 11 ]. Consequently, plastics pollution ECRs are far from being alone in gaining their scientific qualifications outside of disciplinary lines.

Solving the plastic problem will require breakthroughs at all levels of research disciplinarity. Some of these will be mono-, multi-, or interdisciplinary research and these can support interdisciplinary discoveries and underpin transdisciplinary solutions (Fig.  1 ) [ 12 ]. In contrast to the traditional model where ECRs focus on a narrowly defined topic in a given field, the breadth of information continually generated on this topic and the complexity of the problem requires researchers to be well-informed across a range of disciplines. Any researcher that embraces this complexity has the opportunity to build a strong and diverse scientific network to tackle concepts and projects that require input across traditional disciplinary lines [ 13 ]. Working in this way often requires more exploration of approaches and methodologies than disciplinary research, which can necessitate learning additional skillsets. A benefit for ECRs is that they can have several expert mentors to increase their technical skills. Although individual ECRs will not be experts in all fields associated with a complex study, they may be able to complement the skillsets and viewpoints of others to have an appreciation and integration of research from other disciplines. Consequently, they will have a broader, more holistic view of the plastics pollution issue and can translate this way of higher-level thinking in contextualizing their work.

Solving the plastic problem will always require breakthroughs on all levels of science disciplinarity. At each level, there are different degrees of interaction between individuals and an ECRs placement in the working environment. Examples of different research questions, approaches and expected outcomes from the plastics pollution field are provided for each case. Adapted from Morton et al. [ 12 ]

ECRs need opportunities to develop research planning and management skills, and Djinlev et. al have summarized 10 challenges specific to ECRs conducting inter- and transdisciplinary research [ 14 ]. Creating their project framework will often require collecting, sorting, and prioritizing ideas from different colleagues and sources to develop a cohesive plan [ 15 ], where they can face conflicting methodological standards and lack of integration across knowledge types. When in theory an ECRs’ project involves multiple experts from different domains and they can synthesize different types of information to draw more robust and overarching conclusions, in practice this necessitates an ECR to both build their scientific foundation and contextualize their findings simultaneously. Coordinating meetings, updates and dissemination activities across project partners also allows ECRs to develop project management skills, yet this often comes with a significant investment of time. Indeed, ECRs involved in inter- and transdisciplinary research often cite work overload as a significant downside. Consequently, coordinating different research lines within a project often takes more time than in disciplinary research, which can ultimately decrease the output of peer-reviewed journal articles—traditionally a key metric for academic success. ECRs, therefore, need to perform a balancing act to remain up to date with literature and development of research concepts in contributing disciplines, while at the same time staying focused on the objectives of their own research project. Efficiency with time management through making goals and targets on a realistic time schedule is paramount. Conversely, academia in some countries is moving towards “science for societal impact” rather than impact as measured by bibliometric statistics, benefiting said balance [ 16 , 17 , 18 ]. Nevertheless, deciding on where to spend time, effort, and focus is a delicate and often stressful decision-making process for ECRs, where some worry if the scientific rigor of transdisciplinary research projects is comparable to discipline-specific projects in the context of a PhD program [ 14 , 19 ].

Increasingly, plastics pollution research extends beyond the academic realm to provide scientific evidence to support policy decisions and inform the public [ 20 ]. Open discussion with these stakeholders is where transdisciplinarity starts in earnest (Fig.  2 ). ECRs can play a pivotal role in strengthening cooperation between the scientific community and civil society in particular, but they can also make connections between industry and policy stakeholders as well. This exciting opportunity for ECRs to communicate their work goes hand in hand with the responsibility of clearly acknowledging the limitations of their study to avoid overinterpretation of results [ 21 , 22 ]. ECRs can utilize established platforms to communicate with both peers and stakeholders through a variety of routes, ranging from peer-reviewed scientific publications to simplified public media outlets that is easier for non-scientists to comprehend. Open access publishing offers a system that facilitates sharing of scientific discourse to an audience beyond academia, e.g., journalists, policy makers, government, industry, and the public [ 23 ]. Aside from peer-reviewed manuscripts, the importance of sharing data openly will advance the state of the field [ 24 ]. Additionally, ECRs can directly communicate to an information-thirsty global community through social media, but facts need to be delivered in targeted and concise ways [ 4 , 25 ]. All scientists, including ECRs, should consider the scientific level of their target audience when using social media to avoid claims that may be exaggerated and misinterpreted [ 25 ]. Developing the skills early in ones career to communicate effectively to different audiences can significantly boost an ECRs’ job perspectives.

In transdisciplinary research, each stakeholder will have different expertise, value prioritization and expected or ideal outcomes. For ECRs working in the field of plastics pollution research, understanding these different viewpoints and learning how to effectively communicate with academic and non-academic stakeholders will both help them contextualize their current research project and work in a more efficient and collaborative manner. Colored boxes show examples of tasks and challenges in the respective sector

Developing skills and expertise for transdisciplinary research

The concepts of transdisciplinary research will not replace disciplinary research topics, but there are many complementary aspects. In the context of plastics pollution research, for example, we still need efforts which focus on assessing hazards of different materials. However, this disciplinary research will only reach its full impact when it is combined with an exposure assessment and further integrated into risk assessment, especially for more environmentally relevant scenarios. Eventually, environmental regulations could be passed based on the collective results across all these aspects. Experimental planning, communication and application of results must be coordinated to reach more impactful conclusions. For this, common vocabularies are needed to overcome barriers (e.g., dialects, nomenclature, data classification, etc.) that occur across and even within disciplines [ 26 ]. Addressing the complex questions about plastics pollution increasingly requires the ability to work and communicate across disciplines and sectors in order to gain a perspective that encompasses the multi-level and multi-faceted conditions involved with this issue [ 24 , 27 , 28 , 29 ].

Often ECRs focus heavily on discipline-specific technical skills during their training, which can lay the foundation for their work. In our opinion, importance should also be placed on developing skills to synthesize and contextualize results in a broader context. Effective communication, both written and oral, is key when working in inter- and transdisciplinary research since ECRs will need to discuss with researchers and stakeholders from different backgrounds and offer access to knowledge that is not traditionally part of ones’ main discipline (Fig.  1 ). In this field of research, ECRs also have the opportunity to work beyond the academic setting and begin to integrate the perspectives, values, and interests of societal actors involved across the entire plastics value chain including industry, consumers, and government stakeholders. Here, the guiding question for developing skills and expertise for transdisciplinary research is: How can we learn to work in systemic ways with multiple approaches to create transformative change to avoid plastics pollution, mitigate negative impacts, and move towards sustainability? Most importantly, a good advisor for ECRs remains open minded to new ideas and has a track record in successfully guiding ECRs in completing their projects and advancing their careers. Additional attributes may include having a strong publication record themself and being active in the chosen research field, as this will allow ECRs to more easily develop their network and stay current and timely in their research objectives.

Our microplastic workshop accounted for these aspects in its agenda by aiming to train ECRs by increasing awareness of being open minded and the importance of these transferable skills in developing ones’ career. For several reasons, many scientists tend to feel that they need to know everything and revealing lack of knowledge (even if outside ones’ own research scope) is often seen as a weakness. Consequently, many ECRs may be less inclined to include concepts from other research disciplines or stakeholder viewpoints into their own work for fear of appearing less capable. We highlighted that learning how to ask for (as well as provide) clarifications from peers in other fields of research and stakeholders with different backgrounds is key to creating effective communication and reaching common goals. Creating simple, well-organized, and targeted take home messages allows others to understand and use the results of one’s work in practice. These approaches will eventually lead to increased understanding across the entire plastics pollution research community and create bridges for research which takes into account multiple viewpoints.

Career opportunities for ECRs in the field of plastics pollution research: within and outside the academic environment

ECRs are at a stage when they must decide the future direction of their careers, and they often initially consider a career in academia as the “default” option and the best way to stay involved in cutting edge research science. Remaining in an academic setting comes with a comfortable familiarity for many, since the working environment and structures are already known, and because ECRs advisors and mentors can often more easily guide them in this direction. Nevertheless, many ECRs are fully aware of career insecurity in both the short- and long-terms and the competitive culture of “publish or perish” which can create adverse incentives within the academic research environment [ 30 , 31 ]. Knowledge about the demands, and the pros and cons, of an academic career compared to other career possibilities is a clear asset for informed decision making. Here we highlight career opportunities both within and outside academia and briefly discuss their benefits and challenges. Note that the authors primarily have experience working within Europe and the US, and thus the options presented here mainly reflect these regions, although they may be applicable elsewhere. Before leaving academia, it is important to consider the potential difficulty of re-entry. Personal research interests can generally still be pursued in other sectors if they are within the general scope of the organization. However, key parameters that can limit a return to academia after working in other sectors are the opportunities to publish in peer-reviewed journals or demonstrate a track record of funding acquisition. It is also important to note that ECRs do not necessarily need to work directly in the same discipline as their graduate research. The authors of this perspective represent plastics pollution researchers employed across a range of different sectors (academia, government, private sector, research institute, NGO), allowing them to provide specific insight into the different career paths available to ECRs working within this research field.

Beyond the considerations listed above, many of which an ECR may already be aware of through their own experience and discussions with peers and advisors, it is important for ECRs to recognize that positions within academia can also vary greatly. This can include, for example, different legal framework conditions for scientists in different countries, universities which are more teaching focused versus research focused, different department structures, and the different institutional demands that vary from university to university. While in some academic departments, discipline-specific expertise (and to some extent research) is sometimes favored because of the teaching demands associated with a given professorship position [ 32 ], there is also increasing appreciation of inter- and transdisciplinary research within academic settings. That being said, transdisciplinary chairs and professorships are still rare, and a transdisciplinary track record is usually not sufficient when applying for disciplinary full professorships (which also holds true for interdisciplinary academic career paths) [ 19 ]. Facing these types of structural challenges may be even more daunting for those ECRs who want to incorporate inter- or transdisciplinary research into their portfolios, where they need to still be seen as subject matter experts and develop their academic identity [ 33 ]. While there have been calls to further establish permanent roles of those who can facilitate inter- and transdisciplinary research [ 34 ], including the development of course structures to include these concepts [ 35 ], in the short-term such institutional challenges can be an obstacle for some. Despite this, there are an increasing number of funding mechanisms which specifically support or request inter- and transdisciplinary research approaches, where the direct involvement of industry partners and other stakeholders is integral for securing the grant and for the subsequent success of the project. In recent years, there have also been initiatives developed to support transdisciplinary research, such as the tdAcademy network and the td-net , as well as those specifically targeted towards ECRs [ 14 ], such as the International Transdisciplinary Alliance .

A significant benefit of working in government is a predictable, stable, structured lifestyle. Many government positions often follow standard 40-h working weeks, allowing for healthy work-life balance and family-centric lifestyles that may be challenging to maintain in other sectors. Such positions typically include good benefits and pension packages, and provide unique opportunities to apply science to policy, thus more directly affecting societal change. Furthermore, scientific employees in government enjoy freedom from a number of time-consuming, potentially stressful tasks prevalent in other sectors, such as grant applications, client relations, increasing company profits, or teaching classes. In contrast, the highly structured nature of government work results in slower progress and actions hampered by complicated bureaucracies. In general, the focus of government agencies on applied science means many positions do not involve research and may comprise more repetitive work with fewer opportunities for individual creativity. However, working in a government position may allow the ECRs in the field of plastics pollution to contribute and participate in decision making processes for substantial societal changes in the field of circular economy, environmental policy and regulation, and beyond. Nonetheless, positions in the government often provide unique and valuable perspectives that can lead to numerous and exciting opportunities in further career development if one wishes to change sectors later in their career (e.g., consulting and industry sectors often value applicants with prior government experience). To this end, government employees often have opportunities to build networks with diverse stakeholders across sectors, providing high mobility for career changes.

Private sector (industry, consultancy)

Many ECRs may not be aware of the extent of options available in the private sector (industry, trade associations, and consultancy firms), which can provide a powerful drive for change in the ongoing challenge to reach sustainability and circularity within socioeconomic systems. However, the transdisciplinarity of environmental plastics researchers is a key asset for such a transition. A scientist’s role within this sector can span from research and innovation (e.g., innovative materials, circular production processes, product safety) to strategy and solutions (e.g., policy analysis and drafting, life cycle assessment, product stewardship). An advantage of the private sector can be faster career advancement compared to academia, which has a positive effect on salary, responsibility and experience. When working within the private sector, publications do not represent an essential performance metric, relieving the constant pressure many academics experience [ 36 ]. This is connected to personal impact, where academics are typically recognised based on individual contributions and private sector researchers are seen as members of a wider organisation. As such, the private sector has much less focus on individuals achieving results and less pressure to constantly establish new investigation lines and research areas. Tight timelines and prioritisation are driven by product or business goals, which typically sees private sector researchers working in teams, integrating science and business-focused problem solving.

Research institutes

Research institutes, whether public or private, can cover either applied or fundamental research, often providing employees an opportunity to work on a diverse range of research topics and societal challenges. Applied research should lead to the development of new knowledge, technologies and commercialization, often in close collaboration with industry partners. Research institutes are often viewed as knowledge centers, providing expert advice that informs public debate and policymaking. Scientific publishing is also important within this sector and provides a crucial platform for marketing competence. Researchers at these organizations are encouraged to follow personal interests as long as funding can be secured and it falls within the research institutes strategic scientific goals. Collaboration across the often-diverse departments and groups is encouraged, allowing researchers to participate in highly transdisciplinary projects. Indeed, research institutes can sometimes have more capacity to be responsive in redirecting resources from different expertise towards addressing urgent knowledge gaps or problems highlighted by for example, policy makers or industry. Strong links to both universities and industry provide opportunities to collaborate across sectors. A major challenge in this sector is the need to secure external funding, which can limit research freedom, place financial constraints on the scope of research, and create a barrier to exploiting new ideas quickly. There are many examples of research institutes with different mission statements, directives and funding structures, and some may have similar attributes to an academic position (e.g., advising ECRs, applying for funding, and a focus on publishing results). Conversely, others may focus more on writing white papers and disseminating information, often to the public, where production of primary research is less in focus. While it is challenging to make overarching statements with relevance to all cases and individuals, ECRs may be able to find a plethora of different roles when looking for employment opportunities within this sector.

Non-profit and NGOs

Scientists in the non-profit and NGO sector often work at the intersection between academia, government, research institutes and the private sector, often focusing on conducting research and communicating the results to a wide(r) audience, including other scientists, industry, the public and policy makers. Talking to diverse stakeholders requires a good understanding of the broader implications of one’s research and being able to explain complex problems to non-experts. While scientists in this sector still publish peer-reviewed articles, the publication rate is likely lower than in the academic sector. Working together with non-scientists in the same organization provides opportunities to learn about other fields and skills often neglected in academia, including business development, accounting, legal, public relations and media. The sometimes-limited freedom of pursuing one’s individual research interest and the relatively lower wages compared to other sectors [ 37 ] are often considered the main downsides. Research teams can be relatively small and access to laboratory equipment limited, requiring scientists to establish collaborations with research institutes and universities. Networking through participating in international workshops and conferences is therefore typically considered essential.

Helping ECRs navigate their future

Advisors of ECRs play a critical role in fostering their development in both direct and indirect ways [ 38 , 39 ]. This is the case regardless of the type of research the ECR is involved in, i.e., independent of if the project is disciplinary, interdisciplinary or transdisciplinary. Forward-thinking ECRs are often eager to develop transferable skills, explore career options and discuss important life decisions, but sometimes lack sufficient mentorship either because their advisor is less experienced or because they place more weight on scientific output due to personal expectations and heavy workloads. However, advisors should dedicate time to discuss personal development and employment options with ECRs, both in individual and research group settings, as well as be open to discussing non-academically focused career choices. The ECR should also play an active role in developing their research profile, improving their communication skills and building their professional network. Young researchers are often adept at finding ways to strengthen research-related competencies, but they should also actively seek out opportunities to improve soft skills and project management capabilities and take career readiness courses (e.g., CV and cover letter writing courses, public speaking courses, etc.) to prepare themselves for their next role. Ideally, advisors should be open to the ECR spending time on these “non-academic” activities to proactively support the ECRs holistic development for future success. There are some universally applicable approaches to help ECRs navigate their future, despite the fact that each ECRs situation is unique to the individual characteristics and personality traits of the advisor and ECR, as well as the research group culture and context as a whole. Some foundational strategies of a productive working relationship from the viewpoint of both the advisor and ECR in the academic context are outlined below and in Fig.  3 .

Career development of an ECR takes a team effort between the young scientist and the academic advisor. There are several key pieces to the puzzle of how to build a successful working relationship, no matter in which sector the ECR chooses to work in in the future

There is an unfortunate line of thinking prevalent in research settings that successful scientists are not good people managers. While it is true that until recently there has not been much dedicated training within the academic environment on effective leadership strategies, universities have begun to allocate more resources in training faculty to not only excel in research but also to better manage their teams [ 40 , 41 ]. Inclusive leadership can positively impact team working dynamics by creating an environment where all employees feel respected, valued and able to contribute their best [ 42 ]. These leadership traits include such mindsets as self-awareness, curiosity, courage, vulnerability and empathy. By adopting inclusive leadership, which translates well in the context of inter- and transdisciplinary science where one has to be open to new ideas outside ones’ domain, faculty can create a shared vision within their team to manage and lead a heterogenous group of people, while respecting their individuality and promoting personal growth. Modern academic systems put significant pressure on faculty to simultaneously produce world-class research, teach, acquire external funding, provide services to the research field (e.g., editorial and reviewing duties) and administrative tasks, resulting in a very demanding workload. Consequently, individual and personalized development of ECRs may suffer due to lack of time and/or additional responsibilities may be placed on ECRs to alleviate pressure from the advisor. Nevertheless, it is important that a good ECR mentor is motivated to allocate time to supervision and has a genuine interest in the projects and careers of the ECRs. The additional responsibilities taken on by the ECRs should also be officially acknowledged and recognized, so that ECRs do not remain in the shadow of their academic advisor.

Advisors can also take more concrete measures to support the ECRs working with them, especially in the context of fostering research and independence, developing project management skills and introductions into professional networks. Over time, ECRs will develop their own ideas but designing research plans takes patience and practice. ECRs should be coached to develop their own subprojects, which could include supervision of younger researchers (e.g., Masters students, guest researchers) and/or writing their first grant applications, as appropriate for their setting. While larger grant applications are often not applicable for ECRs because of limited employment contracts, there are many funding opportunities specifically targeted for ECR career development and mobility through national- and international funding programs (e.g., Marie Skłodowska-Curie Actions, Fulbright, and Humboldt research fellowships) or directly at the intended host university. Such applications allow an ECR to learn how to write a compelling research narrative, plan project timelines and budgets and develop independence, even if ultimately the grant is not funded. An easy way to help ECRs further develop their professional network is by involving them in meetings with stakeholders in projects, administration, and media outlets, which helps them foster contacts and experience. They can also be supportive of the ECR visiting workshops and conferences with a mixed audience (i.e., not only academically focused) to help broaden the ECRs’ field of view for them to assess future employment opportunities. Creating an environment that allows an ECR to develop their own ideas of their future career, developing competences and networks and offering freedom for their own ideas and projects will improve their chances of success.

ECRs ultimately must take planning their futures into their own hands, which requires a significant amount of self-motivation, self-efficacy and resilience. For more senior ECRs, gaining autonomy is key in order to develop one’s own research profile and expertise in order to be viewed as an independent expert – especially when remaining in academia. In essence, the ECR needs to create visibility for themselves and their work by 1) differentiating their research from the core expertise of their advisor, 2) building a network for future collaborations and job prospects and 3) having a broader understanding of the field to participate in transdisciplinary research activities or be competitive in a non-academic setting. For their future career, ECRs require not only expert knowledge and skills, but also general competencies in time- and project management and communication skills to different audiences and stakeholders. The theoretical base of these competences can often be learned in graduate schools, summer schools and voluntary courses in most academic institutions, but should also be applied and developed in practice. To do so, peer-to-peer exchange and training and being involved in broader project contexts, where ECRs have the possibility to communicate with a variety of different stakeholders should be stimulated. The active investment in building up one’s own network, getting involved in the networks of the academic advisor or other group members is key to a career in academia but also in other sectors. To build one’s own network, ECRs should attend conferences and workshops as an active participant: physical presence alone often does not lead to relationship building opportunities. Being involved in different projects with many participants and investing time to socialize with colleagues and stakeholders will build trust in their network. This network will help one know about new calls for research projects, invitations to take part in projects, provide support with expertise one does not have, or advertise ECRs skills to colleagues and future employers. Taking part in broader academic discussions (e.g., ethics, responsibilities of science), public discussions (e.g., global change, circular economy) and outreach activities will help an ECR to communicate, to critically place their work in a broader context and to judge the significance of their work as well as to develop new ideas about science. ECRs who are looking for their next post in academia should look for an environment of academic freedom where the advisor allows the ECR to develop competences, pursue their own ideas and projects, and build networks: all of which will improve their chances of pursing a successful career path of their choosing.

Availability of data and materials

Not applicable—No primary data was generated for this manuscript.

Abbreviations

Early Career Researcher

Non-government organization

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Acknowledgements

The idea for this perspective was conceived during discussions among the group of organizers and expert contributors of the Microplastics Workshop for Early Career Researchers: Best practices and expert insights held in Athens, Greece 12 -17 June, 2022. We would like to thank the approximately 80 early career researchers for their openness and participation in this event. To gain further insights from an ECR perspective, the authors would like to thank the members of Denise Mitrano’s Environmental Chemistry of Anthropogenic Materials research group for proofreading and providing suggestions to the text to make it more relevant and applicable for their peers.

Open access funding provided by Swiss Federal Institute of Technology Zurich This article is based upon work from COST Action CA20101 Plastics monitoRIng detectiOn RemedIaTion recovery—PRIORITY, supported by COST (European Cooperation in Science and Technology, www.cost.eu , accessed on 22 April 2022), “Memorandum of Understanding” for the implementation of the COST Action “Plastics monitoRIng detectiOn RemedIaTion recoverY” (PRIORITY) CA20101. DMM was funded through the Swiss National Science Foundation (grant number PCEFP2_186856). AMB was funded through the Research Council of Norway (grant numbers 301157, 295174, 312262) and the EU Horizon Europe Framework Programme (grant numbers 101060213, 101022370). EL was funded through the EU Horizon 2020 Programme (grant number 862444).

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D.M.M conceived the concept, wrote the main manuscript text and prepared the figures. M.B, A.M.B, C.C.C, S.C., M.E., A.G., T.H., A.A.K., E.L., K.M., S.R., and S.W. contributed to and edited the text. T.H. and S.W. contributed to and edited Fig. 1 . All authors reviewed and approved the final version of the manuscript.

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Mitrano, D.M., Bigalke, M., Booth, A.M. et al. Training the next generation of plastics pollution researchers: tools, skills and career perspectives in an interdisciplinary and transdisciplinary field. Micropl.&Nanopl. 3 , 24 (2023). https://doi.org/10.1186/s43591-023-00072-4

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DOI : https://doi.org/10.1186/s43591-023-00072-4

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• Early career
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Department of Meteorology and Atmospheric Science

Postdoc on resilience of forests to air pollution and climate extremes, date posted.

Apr. 18, 2024 3:30 pm

Application deadline

May 18, 2024 5:00 pm

Organization

• Switzerland

Job description

The Grassland Sciences group is a vibrant and international working group at the Department of Environmental Systems Science at ETH Zurich. We are looking for a reliable, enthusiastic, and highly motivated postdoc with a passion for science to join our team in Zurich. Our research focuses on process- and system-understanding of the biosphere-atmosphere greenhouse gas exchange of forests and agroecosystems, in particular on their response to management and climate.

Project background

This position is embedded in a project on the  Impacts of Air Pollution and Climate Extremes on the Resilience of European Forests  ( CERES ), a collaboration with Prof. Mana Gharun at the University of Münster. We aim to improve the mechanistic understanding of how changes in tree ecophysiology in response to air pollution and climate extremes drive the forest ecosystem's CO2 and H2O fluxes and thus its capacity to sequester carbon and its evaporative cooling. We will combine long-term deposition simulations, local meteorological measurements, existing tree level growth and water use measurements with whole ecosystem flux measurements to identify ecophysiological resistance and recovery responses to climate extremes under different air pollution along a climatic gradient in Europe. Moreover, we will use statistical (e.g., random forest, generalised additive models) and process-based (e.g., SPA) models to project future forest responses to global change drivers.

• Compilation of existing, large data sets across Europe
• Identification of forest resistance and resilience to deposition and climate extremes
• Linking tree level (dendrometer and sapflow data) with forest level (eddy covariance fluxes) functioning for 20+ forest sites in Europe using different approaches
• Prediction of future forest functioning under climate extremes using a range of  modelling techniques (both empirical/statistical or mechanistic)
• Assistance in teaching at Bachelor´s and Master´s levels (in English), depending on research experience, and support in student supervision
• Optional: Responsibility of an eddy covariance site within the Swiss FluxNet

The position (80 to 100% employment are possible) is funded for up to three years. Salary and social benefits are provided according to ETH Zurich rules.The starting date is preferentially  1 October 2024  (or upon agreement).

Your profile

• Applicants must hold a PhD or doctoral degree with a strong proven research background in micrometeorology, greenhouse gas exchange, tree and/or ecosystem physiology
• Relevant research experience can be based on observations, modelling, or statistical analyses
• Excellent command of large data analyses as well as very good English language skills are mandatory
• Experiences in teaching and student supervision are a plus

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EPA Highlights Air Pollution Monitoring Project in Buffalo, New York

April 16, 2024

NEW YORK (April 16, 2024) – Today, U.S. Environmental Protection Agency (EPA) Regional Administrator Lisa F. Garcia and Dr. Eun-Hye Enki Yoo, Associate Professor, University at Buffalo and Senior Pastor George F. Nicholas, Lincoln Memorial United Methodist Church as well as other dignitaries gathered in Buffalo, NY to highlight a new collaborative project led by the University at Buffalo, SUNY. The university received almost $500,000 to deploy low-cost air pollution sensors at sampling sites in the residences of the underserved African American community in Buffalo. They will use this data to develop a community-specific air quality prediction model by integrating the new measurements with existing data. EPA specifically awarded funding, partly under Inflation Reduction Act, to increase monitoring in areas that are underserved to help them better understand what they are exposed to and to help them work with local and other officials to help address the sources of pollution.   

“Knowledge is power and when people know more about what they are breathing, they can better participate in decisions that can address that pollution. This investment will provide the people of Buffalo with access to local air monitoring networks, which will raise community knowledge of air quality ," said Regional Administrator Lisa F. Garcia . "The Biden-Harris Administration has prioritized direct community participation in information gathering to help reduce harmful air pollution."  

New York State Department of Environmental Conservation Interim Commissioner Sean Mahar said, “DEC applauds the Biden-Harris Administration, EPA Administrator Regan, and Regional Administrator Garcia for investing in Buffalo and the health of its residents through this grant and partnership with University at Buffalo experts. Governor Kathy Hochul and DEC recognize the value of research and innovation in addressing our most pressing pollution challenges, as demonstrated by the statewide Community Air Monitoring Initiative, and we look forward to continue to work with our partners at EPA to continue prioritizing New York communities, particularly those most vulnerable to air pollution and the impacts of climate change.”  

Thanks to the American Rescue Plan and Inflation Reduction Act, the University at Buffalo is getting a gust of $500,000 in federal funding to install air monitoring equipment in underserved communities, paving the way for cleaner and safer air for Western New York’s families and children,” said Senate Majority Leader Charles Schumer . “I am proud to deliver this environmental justice funding to support the East Side of Buffalo, from Delevan-Grider to the Broadway Market and beyond, in the fight for clean air and will always advocate to deliver the federal support to build a cleaner, more equitable future for Western NY.” 

“ Conducting air quality monitoring in historically marginalized communities is an impactful way to improve health outcomes in areas that have been disproportionately impacted by pollution for decades," said New York State Senator Sean Ryan . "I am thankful to the Biden-Harris administration for prioritizing this important work, and I applaud the decision to leverage the University at Buffalo’s expertise and resources to bring this program to Buffalo’s most vulnerable neighborhoods.”  

“As one of nation’s premier public universities, and a flagship of New York, the University at Buffalo is committed to research, education and service. I am proud to say that this EPA-funded project meets those goals and will help reduce health disparities on Buffalo’s East Side,” said Sean Bennett, PhD, professor of geography and associate dean for social sciences in the University at Buffalo College of Arts and Sciences.”  

"Today in America, people of color are three and half times more likely to live in a neighborhood with poor air quality. This combined with poor academic achievement, substandard housing, persistent under employment and lack of access to healthy food and medical care, creates a toxic environment that produces unacceptable health race-based health disparities” said Senior Pastor and CEO of the Buffalo Center for Health Equity George F. Nichola s.  “I am encouraged that the EPA is investing valuable resources for research and programming to improve air quality for all."  

The grant is one of 132 air monitoring projects in 37 states that will receive $53.4 million from President Biden’s Inflation Reduction Act and American Rescue Plan to enhance air quality monitoring in communities across the United States. The projects are focused on communities that are underserved, historically marginalized, and overburdened by pollution, supporting President Biden’s Justice40 Initiative.  

The University at Buffalo will deploy low-cost air pollution (fine particles and nitrogen dioxide) sensors at sampling sites in the residences of the underserved African American community in Buffalo and develop a community-specific air quality prediction model by integrating the collected sensor measurements with existing data. The data will be further supplemented via a targeted mobile-monitoring campaign in which the research team will collect high-resolution monitoring data by driving a vehicle outfitted with an array of real-time commercial air monitors. This data will be helpful for vulnerable populations in the community.  

The air pollution monitoring project is one of several are made possible by more than $30 million in Inflation Reduction Act funds, which supplemented $20 million from the American Rescue Plan and enabled EPA to support 77 additional projects, more than twice the number of projects initially proposed by community-based nonprofit organizations, state and local governments, and Tribal governments.  

These grant selections further the goals of President Biden’s Justice40 Initiative and Executive Order,  Tackling the Climate Crisis at Home and Abroad , which directed that 40 percent of the overall benefits of certain Federal investments flow to overburdened communities that face disproportionately high and adverse health and environmental impacts. By enhancing air monitoring and encouraging partnerships with communities, EPA is investing in efforts to better protect people’s health, particularly those in underserved communities.  

The Inflation Reduction Act of 2022 provides funding to EPA to deploy, integrate, support, and maintain fenceline air monitoring, screening air monitoring, national air toxics trend stations, and other air toxics and community monitoring. Specifically, the Inflation Reduction Act provides funding for grants and other activities under section 103 and section 105 of the Clean Air Act. EPA is using approximately $32.3 million of this funding to select 77 high-scoring community monitoring applications. See the full list of applications selected for award .  

Follow EPA Region 2 on X and visit our Facebook page. For more information about EPA Region 2, visit our website .